THE OWENS FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- THE OWENS FOUNDATION (EIN 36-3429160)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-05-14
- IRS object ID
- 201501349349101620
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-14T09:35:01-07:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | 606 TAX SERVICES | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 401 S La Salle St Ste 606 | AddressLine1Txt |
| City | Chicago | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60605 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 363429160 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS M AND MARY M OWENS FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | THOM | BusinessNameControlTxt |
| Phone | 7083618845 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7804 COLLEGE DRIVE | AddressLine1Txt |
| City | PALOS HEIGHTS | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60463 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARY M OWENS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7083618845 | PhoneNum |
| Signature | 2015-04-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS J DWYER ATTY | PreparerPersonNm |
| Phone | 3127865959 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $21,450,011 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $67 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $67 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $669,755 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $665,048 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $848,238 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,551,749 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $848,238 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $74,791 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $46,189 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,592,851 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,559,542 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $180,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $108,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $72,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $44,429 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $26,657 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $17,772 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,505 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,703 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,802 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,350 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $810 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $540 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $104,055 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $104,055 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $58,208 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $58,208 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $40,056 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $13,931 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $5,480 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $21,763 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $13,058 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $8,705 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $6,123 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $3,674 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $2,450 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $4,557 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $2,735 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,823 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $87,636 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $83,952 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,684 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $552,682 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $417,783 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $114,256 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,218,309 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,218,309 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,770,991 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $417,783 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,332,565 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$178,140 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,141,759 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $758,088 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,212,348 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,212,348 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $8,625,958 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,106,034 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,658,742 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,737,088 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,215,401 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,205,982 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $7,173,926 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $6,406,698 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $6,372,939 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $18,295,060 | TotalAssetsBOYAmt |
| Total Assets EOY | $17,940,481 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $21,450,011 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $18,295,060 | CapitalStockBOYAmt |
| Capital Stock EOY | $17,940,481 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $18,295,060 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $17,940,481 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $18,295,060 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $17,940,481 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $18,295,060 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$178,140 | ExcessRevenueOverExpensesAmt |
| Other Increases | $117,637 | OtherIncreasesAmt |
| Subtotal | $18,234,557 | SubtotalAmt |
| Other Decreases | $294,076 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $17,940,481 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | DepreciationDepreciationAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | FMV As Of123169FMVAsOf123169Amt | Adjusted Basis As Of123169AdjustedBasisAsOf123169Amt | Excess FMV Over Adjusted BssExcessFMVOverAdjustedBssAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BNY MELLON (X4110) - SHORT | P | 2014-01-01 | 2014-12-31 | $782,427 | $0 | $680,508 | $101,919 | $0 | $0 | $0 | $101,919 |
| BNY MELLON (X4110) - LONG | P | 2013-01-01 | 2014-12-31 | $2,019,671 | $0 | $1,384,856 | $634,815 | $0 | $0 | $0 | $634,815 |
| BNY MELLON (X4120) - LONG | P | 2013-01-01 | 2014-12-31 | $512,183 | $0 | $523,968 | -$11,785 | $0 | $0 | $0 | -$11,785 |
| BNY MELLON (X4120) - LONG | P | 2013-01-01 | 2014-12-31 | $0 | $0 | $2,051 | -$2,051 | $0 | $0 | $0 | -$2,051 |
| K-1: TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) - SHORT | P | 2014-01-01 | 2014-12-31 | $0 | $0 | $111,434 | -$111,434 | $0 | $0 | $0 | -$111,434 |
| K-1: TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) - LONG | P | 2013-01-01 | 2014-12-31 | $237,468 | $0 | $0 | $237,468 | $0 | $0 | $0 | $237,468 |
| K-1: BW CO-INVESTMENT PARTNERS, LLC (FEIN: 26-1400867) - LONG | P | 2013-01-01 | 2014-12-31 | $0 | $0 | $375 | -$375 | $0 | $0 | $0 | -$375 |
| K-1: BW CAPITAL PARTNERS, LP (FEIN: 20-5849656) - LONG | P | 2013-01-01 | 2014-12-31 | $0 | $0 | $319 | -$319 | $0 | $0 | $0 | -$319 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $848,238 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$9,515 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,277,953 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $20,176,639 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.112901 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,176,233 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $27,003,308 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.043559 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,304,307 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $21,570,095 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.060468 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,374,751 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $20,695,833 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.066426 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,315,484 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $19,595,549 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.118164 | DistributionYr5Rt |
| Total Distribution | 0.401518 | TotalDistributionRt |
| Average Distribution | 0.080304 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $21,266,156 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,707,757 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $11,418 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,719,175 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,332,565 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $22,835 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $22,835 | SubtotalAmt |
| Tax Based On Investment Income | $22,835 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $20,645 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $20,645 | TotalPaymentsAndCreditsAmt |
| Original Return Tax Paid | $20,645 | OriginalReturnTaxPaidAmt |
| Tax Due | $2,190 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MARY M OWENS PRESIDENT | IndividualWithBooksNm |
| Phone | 7083618845 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7804 COLLEGE DRIVE | AddressLine1Txt |
| City | PALOS HEIGHTS | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60463 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MARY M OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | PRES SEC DIR | 5.00 | $0 | $0 | $0 |
| THOMAS M OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | VP TREAS DIR | 30.00 | $0 | $0 | $0 |
| THOMAS M OWENS JR | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| MICHAEL OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 25.00 | $0 | $0 | $0 |
| JULIE OWENS MINEMAN | ||||||||
| 7804 COLLEGE DRIVE | EVERGREEN PARK | IL | 60463 | DIRECTOR | 35.00 | $120,000 | $22,215 | $0 |
| SHARON OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 10.00 | $60,000 | $22,214 | $0 |
| KATIE M MULCAHY | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BNY MELLON WEALTH MANAGEMENT | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE NORTH FRANKLIN STREET SUITE 900 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORS | ServiceTypeTxt |
| Compensation | $104,055 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,916,429 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,071,587 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $6,601,990 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $21,590,006 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $21,590,006 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $323,850 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $21,266,156 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,063,308 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,063,308 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $22,835 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $22,835 | TotalTaxAmt |
| Distributable Before Adj | $1,040,473 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,040,473 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,040,473 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,332,565 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,332,565 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $1,332,565 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,040,473 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $1,344,337 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $351,446 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $229,414 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $1,287,647 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,212,844 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,332,565 | QualifyingDistributionsAmt |
| Applied To Current Year | $1,040,473 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $292,092 | RemainingDistriFromCorpusAmt |
| Total Corpus | $3,504,936 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,344,337 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,160,599 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $351,446 | ExcessFromYear4Amt |
| Excess From Year3 | $229,414 | ExcessFromYear3Amt |
| Excess From Year1 | $1,287,647 | ExcessFromYear1Amt |
| Excess From Current Year | $292,092 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS M OWENS | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| SEE ATTACHED STATEMENT | ||||||
| SEE ATTACHED STATEMENT | PALOS HEIGHTS | IL | 60463 | 501(c)(3) | GENERAL | $1,217,745 |
| BW CAPITAL PARTNERS LP (FEIN 20-5849656) | ||||||
| 900 N MICHIGAN AVENUE | CHICAGO | IL | 60611 | 501(c)(3) | GENERAL | $187 |
| BW CO-INVESTMENT PARTNERS LLC (FEIN 26-1400867) | ||||||
| 900 N MICHIGAN AVENUE | CHICAGO | IL | 60611 | 501(c)(3) | GENERAL | $377 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,218,309 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $67 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $669,755 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $848,238 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (7 entries)
| DescDesc | BusinessBusinessCd | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|
| BW COINVEST PARTNERS | 900000 | 14 | -$8,049 |
| BW CAPITAL PARTNERS, LP | 900000 | 14 | -$25,542 |
| TWIN LAKE TOT. RET. QP | 900000 | 14 | $77,729 |
| BANK OF NEW YORK | 900000 | 14 | $2,051 |
| BANK OF NEW YORK | 900000 | 14 | $3,557 |
| TAX REFUND | 900000 | 14 | $4,400 |
| 2013 TAX REFUND | 900000 | 14 | $20,645 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,592,851 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,592,851 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MCGREAL & COMPANY, PC. ACCOUNTING/PAYROLL | CategoryTxt |
| Amt | $1,350 | Amt |
| Net Investment Income | $810 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $540 | DisbursementsCharitablePrpsAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (8 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Basis MethodBasisMethodTxt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|---|
| VARIOUS | |||||||
| BNY MELLON (X4110) - SHORT | 2014-01 | Purchased | 2014-12 | $782,427 | $680,508 | FMV | $101,919 |
| VARIOUS | |||||||
| BNY MELLON (X4110) - LONG | 2013-01 | Purchased | 2014-12 | $2,019,671 | $1,384,856 | FMV | $634,815 |
| VARIOUS | |||||||
| BNY MELLON (X4120)- LONG | 2013-01 | Purchased | 2014-12 | $512,183 | $523,968 | FMV | -$11,785 |
| VARIOUS | |||||||
| BNY MELLON (X4120)- LONG | 2013-01 | Purchased | 2014-12 | $2,051 | FMV | -$2,051 | |
| VARIOUS | |||||||
| K-1: TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) - SHORT | 2014-01 | Purchased | 2014-12 | $111,434 | FMV | -$111,434 | |
| VARIOUS | |||||||
| K-1: TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) - LONG | 2013-01 | Purchased | 2014-12 | $237,468 | FMV | $237,468 | |
| VARIOUS | |||||||
| K-1: BW CO-INVESTMENT PARTNERS, LLC (FEIN: 26-1400867) - LONG | Purchased | $375 | FMV | -$375 | |||
| VARIOUS | |||||||
| K-1: BW CAPITAL PARTNERS, LP (FEIN: 20-5849656) - LONG | 2013-01 | Purchased | 2014-12 | $319 | FMV | -$319 | |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | BNY MELLON WEALTH MANAGEMENT (10189004120) | BondNm |
| EOY Book Value | $1,215,401 | EOYBookValueAmt |
| EOYFMV | $1,205,982 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | BNY MELLON WEALTH MANAGEMENT (10189004110) | StockNm |
| EOY Book Value | $9,106,034 | EOYBookValueAmt |
| EOYFMV | $12,658,742 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) | $5,590,367 | $5,637,074 |
| BW CO-INVESTMENT PARTNERS, LLC (FEIN: 26-1400867) | $278,252 | $179,167 |
| BW CAPITAL PARTNERS, LP (FEIN: 20-5849656) | $538,079 | $556,698 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | THOMAS J. DWYER & ASSOC., INC. LEGAL/TAX PREPARATION | CategoryTxt |
| Legal Fees | $4,505 | LegalFeesAmt |
| Net Investment Income | $2,703 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,802 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) | Desc |
| Amt | $294,076 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| REGISTRATION FEES | $10 | $10 | |
| OFFICE SUPPLIES | $2,361 | $944 | $1,417 |
| POSTAGE & MAILING | $812 | $325 | $487 |
| PRINTING & COPYING | $192 | $77 | $115 |
| TELECOMMUNICATIONS | $5,171 | $2,068 | $3,103 |
| INVESTMENT EXPENSES | $78,441 | $78,441 | |
| INSURANCE | $649 | $260 | $389 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BANK OF NEW YORK (X4110) | $3,557 | |
| BANK OF NEW YORK (X4120) | $2,051 | $2,051 |
| TWIN LAKE TOT. RET. QP | $77,729 | $77,729 |
| BW CO-INVESTMENT PARTNERS, LLC | -$8,049 | -$8,049 |
| BW CAPITAL PARTNERS, LP | -$25,542 | -$25,542 |
| TAX REFUND | $4,400 | |
| 2013 TAX REFUND | $20,645 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| BW CAPITAL PARTNERS, LP (FEIN: 20-5849656) | $8,593 |
| BW CO-INVESTMENT PARTNERS, LLC (FEIN: 26-1400867) | $109,044 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BNY MELLON WEALTH MANAGEMENT (-4120) INVESTMENT | $3,670 | $3,670 |
| BNY MELLON WEALTH MANAGEMENT (-4110) INVESTMENT | $100,385 | $100,385 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES PAID | $5,711 | $5,711 | |
| PAYROLL TAXES | $13,700 | $8,220 | $5,480 |
| 2013 TAX REFUND | $20,645 |