POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY: Form 990, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY (EIN 11-1630820)
- Tax period
- 2013-09-01 to 2013-12-31
- Filed
- 2015-07-08
- IRS object ID
- 201501899349300125
- Schema version
- 2013v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule E
- Schedule F
- Schedule I
- Schedule J
- Schedule K
- Schedule M
- Schedule N
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-07-08T12:07:49-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2013-09-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 111630820 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | POLY | BusinessNameControlTxt |
| Phone | 7182604000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6 METROTECH CENTER | AddressLine1 |
| City | BROOKLYN | City |
| State | NY | State |
| ZIP Code | 11201 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KATEPALLI SREENIVASAN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7182603166 | PhoneNum |
| Signature | 2015-07-08 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Final Return | Yes (X) | FinalReturnInd |
| Principal Officer | KATEPALLI SREENIVASAN | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6 METROTECH CENTER | AddressLine1 |
| City | BROOKLYN | City |
| State | NY | State |
| ZIP Code | 11201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $144,932,000 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | N/A | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1854 | FormationYr |
| Legal Domicile State | NY | LegalDomicileStateCd |
| Activity Or Mission | PRIVATE CO-EDUCATIONAL INSTITUTION WITH PROGRAMS IN ENGR & TECH, APPLIED SCIENCE & MGMT. | ActivityOrMissionDesc |
| Voting Members Governing Body | 26 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 22 | VotingMembersIndependentCnt |
| Total Employee | 2728 | TotalEmployeeCnt |
| Total Volunteers | 0 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $36,190,000 | PYContributionsGrantsAmt |
| CY Contributions Grants | $6,432,000 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $157,035,000 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $84,015,000 | CYProgramServiceRevenueAmt |
| PY Investment Income | $12,837,000 | PYInvestmentIncomeAmt |
| CY Investment Income | $11,691,000 | CYInvestmentIncomeAmt |
| PY Other Revenue | $2,367,000 | PYOtherRevenueAmt |
| CY Other Revenue | $933,000 | CYOtherRevenueAmt |
| PY Total Revenue | $208,429,000 | PYTotalRevenueAmt |
| CY Total Revenue | $103,071,000 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $71,790,000 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $26,498,000 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $66,441,000 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $22,615,000 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $584,000 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $60,302,000 | PYOtherExpensesAmt |
| CY Other Expenses | $15,879,000 | CYOtherExpensesAmt |
| PY Total Expenses | $198,533,000 | PYTotalExpensesAmt |
| CY Total Expenses | $64,992,000 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $9,896,000 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $38,079,000 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $289,017,000 | TotalAssetsBOYAmt |
| Total Assets EOY | $0 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $206,591,000 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $82,426,000 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $0 | NetAssetsOrFundBalancesEOYAmt |
| Mission | POLYTECHNIC INSTITUTE OF NYU IS A PRIVATE CO-EDUCATIONAL INSTITUTION FOUNDED IN 1854, OFFERING B.S., M.S. AND PHD PROGRAMS IN ENGINEERING AND TECHNOLOGY, APPLIED SCIENCES AND MANAGEMENT. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $51,925,000 | ExpenseAmt |
| Grant | $26,498,000 | GrantAmt |
| Revenue | $80,906,000 | RevenueAmt |
| Desc | INSTRUCTION AND RESEARCH INCLUDING ACTIVITIES SERVING STUDENTS AT UNDERGRADUATE THROUGH DOCTORAL LEVEL IN ENGINEERING AND APPLIED SCIENCES. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $5,207,000 | ExpenseAmt |
| Desc | STUDENT SERVICE AND ACADEMIC SUPPORT SERVING STUDENTS INCLUDING PLACEMENT, TUTORING, ATHLETIC AND SOCIAL ACTIVITIES. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $1,232,000 | ExpenseAmt |
| Revenue | $3,109,000 | RevenueAmt |
| Desc | AUXILIARY ENTERPRISES AND SPECIAL PROGRAMS INCLUDING DORMITORY. | Desc |
Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $58,364,000 | ExpenseAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Prog Srvc Expense | $58,364,000 | TotalOtherProgSrvcExpenseAmt |
| Total Program Service Expenses | $58,364,000 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Temp Or Permanent Endowments | 0 | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | 0 | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | 0 | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | 0 | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | 0 | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | 0 | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (1) | ConsolidatedAuditFinclStmtInd |
| School Operating | Yes (1) | SchoolOperatingInd |
| Foreign Office | Yes (1) | ForeignOfficeInd |
| Foreign Activities | Yes (1) | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Grants To Individuals | Yes (1) | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | Yes (1) | TaxExemptBondsInd |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBondsInd |
| Escrow Account | 0 | EscrowAccountInd |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuerInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | 0 | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | Yes (1) | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | Yes (1) | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | 0 | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | 0 | RelatedOrganizationCtrlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 275 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 2728 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | Yes (1) | ForeignFinancialAccountInd |
| Foreign Country | CJ | ForeignCountryCd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 26 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 22 | IndependentVotingMemberCnt |
| Family Or Business Rln | 0 | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | Yes (1) | MembersOrStockholdersInd |
| Election Of Board Members | Yes (1) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | Yes (1) | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | 0 | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | Yes (1) | InvestmentInJointVentureInd |
| Written Policy Or Procedure | Yes (1) | WrittenPolicyOrProcedureInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PEGGY CHEN | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7182603026 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 METROTECH CENTER | AddressLine1 |
| City | BROOKLYN | City |
| State | NY | State |
| ZIP Code | 112012990 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionAGrp (40 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd | Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd |
|---|---|---|---|---|---|---|---|---|---|---|
| RALPH C ALEXANDER | ||||||||||
| CHAIRMAN | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||||
| DANIEL BERRY | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| CURTIS BRUNSON | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| AVIVA D BUDD | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| BERNIE BULKIN | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| GERALD W DAWES | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| CHARLES FABRIKANT | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| SUNIL GODHWANI | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| CHARLES J HINKATY | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| PAUL M HORN | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $420,749 | $17,971 | |||||
| CHRISTINE IANUZZI | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| LAWRENCE W KATZ | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| WILLIAM K KRAMER | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| JEFFREY H LYNFORD | ||||||||||
| DEPUTY CHAIR | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||||
| CRAIG G MATTHEWS | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| CHARLES J HINKATY | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| JOHN SCHAEFER | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| JAMES M SMITH | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| JOSEPH S STEINBERG | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| ROBERT TSAO | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| FRED WILSON | ||||||||||
| TRUSTEE | 1.00 | Yes (X) | $0 | $0 | $0 | |||||
| JOHN SEXTON | ||||||||||
| EX-OFFICIO TRUSTEE | 1.00 | Yes (X) | $0 | $1,349,220 | $203,972 | 70.00 | ||||
| DAVID MCLAUGHLIN | ||||||||||
| EX-OFFICIO TRUSTEE | 1.00 | Yes (X) | $0 | $647,353 | $31,262 | 50.00 | ||||
| BONNIE BRIER | ||||||||||
| EX-OFFICIO TRUSTEE | 1.00 | Yes (X) | $0 | $668,738 | $39,422 | 50.00 | ||||
| KATEPALLI SREENIVASAN | ||||||||||
| PRESIDENT | 35.00 | Yes (X) | Yes (X) | $0 | $541,565 | $32,930 | 35.00 | |||
| RICHARD FISHBEIN | ||||||||||
| TREASURER | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||||
| RUDOLPH L WYNTER | ||||||||||
| SECRETARY | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||||
| MARY COWMAN | ||||||||||
| ASSOC. PROVOST | 35.00 | $186,224 | $0 | $31,755 | Yes (X) | |||||
| KURT BECKER | ||||||||||
| ASSOC. PROVOST OF TECH. | 35.00 | $284,668 | $0 | $36,919 | Yes (X) | |||||
| DENNIS DINTINO | ||||||||||
| VP-FINANCE & BUS. AFFAIRS | 35.00 | $285,415 | $0 | $37,238 | Yes (X) | |||||
| ROBERT UBELL | ||||||||||
| VP NEW BUS. DEV. | 35.00 | $218,689 | $0 | $33,178 | Yes (X) | |||||
| RICHARD THORSEN | ||||||||||
| VP EMRTUS ACD. AFFRS. | 35.00 | $185,650 | $0 | $33,199 | Yes (X) | |||||
| WALTER ZURAWSKY | ||||||||||
| ASSOC. PROVOST | 35.00 | $163,227 | $0 | $21,987 | Yes (X) | |||||
| IRAJ KALKHORAN | ||||||||||
| DEPT. HEAD OF UNDERGRADUAT | 35.00 | $221,043 | $0 | $22,961 | Yes (X) | |||||
| JONATHAN CHAO | ||||||||||
| PROFESSOR | 35.00 | $282,837 | $0 | $36,911 | Yes (X) | |||||
| SUNIAL KUMAR | ||||||||||
| DEAN OF ENGINEERING | 35.00 | $408,668 | $0 | $35,270 | Yes (X) | |||||
| NASIR MEMON | ||||||||||
| DEPT. HEAD, COMPUTER SCIEN | 35.00 | $268,124 | $0 | $37,278 | Yes (X) | |||||
| KEITH ROSS | ||||||||||
| PROFESSOR | 35.00 | $281,581 | $0 | $37,481 | Yes (X) | |||||
| CHARLES TAPIERO | ||||||||||
| DEPT. HEAD, FINANCE & RISK | 35.00 | $307,676 | $0 | $28,279 | Yes (X) | |||||
| JERRY HULTIN | ||||||||||
| FORMER PRESIDENT | 35.00 | $0 | $146,778 | $20,141 | Yes (X) | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $3,093,802 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $3,774,403 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $738,154 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 130 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | Yes (1) | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1 | CityContractorAddress/USAddress/City | StateContractorAddress/USAddress/State | ZIP CodeContractorAddress/USAddress/ZIPCode | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| CAULDWELL WINGATE COMPANY LLC | |||||
| 380 LEXINGTON AVENUE | NEW YORK | NY | 10168 | REPAIRS AND MAINTENANCE | $984,000 |
| DORSEY & WHITNEY LLP | |||||
| PO BOX 1680 | MINNEAPOLIS | MN | 55480 | LEGAL | $420,000 |
| KPMG LLP | |||||
| DEPT 0511 POBOX 120001 | DALLAS | TX | 75312 | ACCOUNTING | $296,000 |
| CLEANTECH WORKS LLC | |||||
| 317 WEST 99TH STREET | NEW YORK | NY | 10025 | REPAIRS AND MAINTENANCE | $197,000 |
| PHILLIPS LYTLE LLP | |||||
| 437 MADISON AVENUE | NEW YORK | NY | 10022 | LEGAL | $159,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 11 | CntrctRcvdGreaterThan100KCnt |
| Government Grants | $1,916,000 | GovernmentGrantsAmt |
| All Other Contributions | $4,516,000 | AllOtherContributionsAmt |
| Noncash Contributions | $80,000 | NoncashContributionsAmt |
| Total Contributions | $6,432,000 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (3 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| TUITION AND FEES | 900099 | $73,980,000 | $73,980,000 |
| FED,ST,& LOCAL GRANTS | 900099 | $6,926,000 | $6,926,000 |
| SLS&SVCS OF AUXILIARY | 900099 | $3,109,000 | $3,109,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $84,015,000 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $35,000 | TotalRevenueColumnAmt |
| Exclusion | $35,000 | ExclusionAmt |
Gross Rents GrossRentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $27,000 | RealAmt |
Less Rental Expenses LessRentalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $4,000 | RealAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $23,000 | RealAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $23,000 | TotalRevenueColumnAmt |
| Exclusion | $23,000 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $53,513,000 | SecuritiesAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $41,857,000 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $11,656,000 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $11,656,000 | TotalRevenueColumnAmt |
| Exclusion | $11,656,000 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | REIMBURSEMENT/DEPOSIT | Desc |
| Business | 900099 | BusinessCd |
| Total Revenue Column | $910,000 | TotalRevenueColumnAmt |
| Exclusion | $910,000 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $910,000 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $103,071,000 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $84,015,000 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $12,624,000 | ExclusionAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $26,498,000 | TotalAmt |
| Program Services | $26,498,000 | ProgramServicesAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,031,000 | TotalAmt |
| Program Services | $936,000 | ProgramServicesAmt |
| Management And General | $95,000 | ManagementAndGeneralAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $19,293,000 | TotalAmt |
| Program Services | $17,409,000 | ProgramServicesAmt |
| Management And General | $1,562,000 | ManagementAndGeneralAmt |
| Fundraising | $322,000 | FundraisingAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,136,000 | TotalAmt |
| Program Services | $1,022,000 | ProgramServicesAmt |
| Management And General | $91,000 | ManagementAndGeneralAmt |
| Fundraising | $23,000 | FundraisingAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $172,000 | TotalAmt |
| Program Services | $155,000 | ProgramServicesAmt |
| Management And General | $14,000 | ManagementAndGeneralAmt |
| Fundraising | $3,000 | FundraisingAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $983,000 | TotalAmt |
| Program Services | $884,000 | ProgramServicesAmt |
| Management And General | $79,000 | ManagementAndGeneralAmt |
| Fundraising | $20,000 | FundraisingAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,129,000 | TotalAmt |
| Program Services | $856,000 | ProgramServicesAmt |
| Management And General | $237,000 | ManagementAndGeneralAmt |
| Fundraising | $36,000 | FundraisingAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $243,000 | TotalAmt |
| Management And General | $243,000 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $10,000 | TotalAmt |
| Management And General | $10,000 | ManagementAndGeneralAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $205,000 | TotalAmt |
| Management And General | $205,000 | ManagementAndGeneralAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $192,000 | TotalAmt |
| Program Services | $24,000 | ProgramServicesAmt |
| Management And General | $168,000 | ManagementAndGeneralAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,375,000 | TotalAmt |
| Program Services | $1,179,000 | ProgramServicesAmt |
| Management And General | $139,000 | ManagementAndGeneralAmt |
| Fundraising | $57,000 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $996,000 | TotalAmt |
| Program Services | $896,000 | ProgramServicesAmt |
| Management And General | $80,000 | ManagementAndGeneralAmt |
| Fundraising | $20,000 | FundraisingAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,657,000 | TotalAmt |
| Program Services | $2,622,000 | ProgramServicesAmt |
| Management And General | $34,000 | ManagementAndGeneralAmt |
| Fundraising | $1,000 | FundraisingAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $672,000 | TotalAmt |
| Program Services | $634,000 | ProgramServicesAmt |
| Management And General | $18,000 | ManagementAndGeneralAmt |
| Fundraising | $20,000 | FundraisingAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $96,000 | TotalAmt |
| Program Services | $96,000 | ProgramServicesAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,856,000 | TotalAmt |
| Management And General | $2,856,000 | ManagementAndGeneralAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,142,000 | TotalAmt |
| Program Services | $1,928,000 | ProgramServicesAmt |
| Management And General | $171,000 | ManagementAndGeneralAmt |
| Fundraising | $43,000 | FundraisingAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | FundraisingFundraisingAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|---|
| REPAIR AND MAINTENANCE | $1,025,000 | $1,013,000 | $12,000 | |
| NONDURABLE ASSET EXPEND | $1,022,000 | $1,022,000 | ||
| CLEANING | $420,000 | $384,000 | $7,000 | $29,000 |
| SECURITY | $283,000 | $267,000 | $3,000 | $13,000 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $556,000 | TotalAmt |
| Program Services | $539,000 | ProgramServicesAmt |
| Fundraising | $17,000 | FundraisingAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $64,992,000 | TotalAmt |
| Program Services | $58,364,000 | ProgramServicesAmt |
| Management And General | $6,044,000 | ManagementAndGeneralAmt |
| Fundraising | $584,000 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $11,349,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $3,417,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,440,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Receivables From Officers Etc ReceivablesFromOfficersEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,839,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $13,355,000 | BOYAmt |
| EOY | $0 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $0 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $0 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $129,573,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $50,284,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $66,483,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Intangible Assets IntangibleAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,277,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $289,017,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $31,805,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Grants Payable GrantsPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,885,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $19,463,000 | BOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $101,031,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $6,044,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $46,363,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $206,591,000 | BOYAmt |
| EOY | $0 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -$16,268,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $16,291,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $82,403,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $82,426,000 | BOYAmt |
| EOY | $0 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $289,017,000 | BOYAmt |
| EOY | $0 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $38,079,000 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | -$3,426,000 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | -$117,079,000 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | Yes (1) | FederalGrantAuditRequiredInd |
| Federal Grant Audit Performed | Yes (1) | FederalGrantAuditPerformedInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School | Yes (X) | SchoolInd |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $13,522,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $38,025,000 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $37,496,000 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $36,190,000 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $6,432,000 | CurrentTaxYearAmt |
| Total | $131,665,000 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $13,522,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $38,025,000 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $37,496,000 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $36,190,000 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $6,432,000 | CurrentTaxYearAmt |
| Total | $131,665,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total170 | $131,665,000 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $3,093,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $4,241,000 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $3,056,000 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $2,361,000 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $58,000 | CurrentTaxYearAmt |
| Total | $12,809,000 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $3,758,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $1,635,000 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $689,000 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $2,375,000 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $910,000 | CurrentTaxYearAmt |
| Total | $9,367,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $153,841,000 | TotalSupportAmt |
| Public Support CY170 | 0.85590 | PublicSupportCY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | VolunteersInd |
| Paid Staff Or Management | 0 | PaidStaffOrManagementInd |
| Media Advertisements | 0 | MediaAdvertisementsInd |
| Mailings Members | 0 | MailingsMembersInd |
| Publications Or Broadcast | 0 | PublicationsOrBroadcastInd |
| Grants Other Organizations | 0 | GrantsOtherOrganizationsInd |
| Direct Contact Legislators | Yes (1) | DirectContactLegislatorsInd |
| Direct Contact Legislators | $10,000 | DirectContactLegislatorsAmt |
| Rallies Demonstrations | 0 | RalliesDemonstrationsInd |
| Other Activities | 0 | OtherActivitiesInd |
| Total Lobbying Expenditures | $10,000 | TotalLobbyingExpendituresAmt |
| Not Described Section501c3 | 0 | NotDescribedSection501c3Ind |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART II-B, LINE 1G: | FormAndLineReferenceDesc |
| Explanation | LOBBYING ACTIVITIES ARE PERFORMED FOR THE FURTHERANCE OF THE UNIVERSITY'S RESEARCH MISSION. THE UNIVERSITY CONDUCTS RESEARCH IN ALL FIELDS OF SCIENCE AND ENGINEERING. | ExplanationTxt |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | Yes (1) | NondiscriminatoryPolicyStmtInd |
| Policy Stmt In Brochures Etc | Yes (1) | PolicyStmtInBrochuresEtcInd |
| Plcy Pblczd Via Broadcast Media | Yes (1) | PlcyPblczdViaBroadcastMediaInd |
| Maintain Racial Comp Recs | Yes (1) | MaintainRacialCompRecsInd |
| Maintain Scholarships Recs | Yes (1) | MaintainScholarshipsRecsInd |
| Maintain Cpy Of Brochures Etc | Yes (1) | MaintainCpyOfBrochuresEtcInd |
| Maintain Cpy Of All Sol | Yes (1) | MaintainCpyOfAllSolInd |
| Discriminate Race Stdnts Rghts | 0 | DiscriminateRaceStdntsRghtsInd |
| Discriminate Race Admiss Plcy | 0 | DiscriminateRaceAdmissPlcyInd |
| Discriminate Race Emplm Fculty | 0 | DiscriminateRaceEmplmFcultyInd |
| Discriminate Race Schs | 0 | DiscriminateRaceSchsInd |
| Discriminate Race Educ Plcy | 0 | DiscriminateRaceEducPlcyInd |
| Discriminate Race Use Of Fclts | 0 | DiscriminateRaceUseOfFcltsInd |
| Discriminate Race Athlt Prog | 0 | DiscriminateRaceAthltProgInd |
| Discriminate Race Other Acty | 0 | DiscriminateRaceOtherActyInd |
| Government Financial Aid Rcvd | Yes (1) | GovernmentFinancialAidRcvdInd |
| Government Financial Aid Rvkd | 0 | GovernmentFinancialAidRvkdInd |
| Compliance With Rev Proc7550 | Yes (1) | ComplianceWithRevProc7550Ind |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| SCHEDULE E, PART I, LINE 3 | THE UNIVERSITY PUBLICIZED ITS RACIALLY NONDISCRIMINATORY POLICY THROUGH THE UNIVERSITY'S BROCHURES AND BROADCASTS. |
| SCH E - FINANCIAL AID OR GOVERNMENT ASSISTANCE EXPLANATION | POLYTECHNIC UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FOR STUDENTS AS PROVIDED BY NEW YORK STATE AND THE FEDERAL GOVERNMENT'S TITLE IV PROGRAM. |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | CENTRAL AMERICA AND THE CARIBBEAN | RegionTxt |
| Offices | 0 | OfficesCnt |
| Employee | 0 | EmployeeCnt |
| Type Of Activities Conducted | INVESTMENTS | TypeOfActivitiesConductedTxt |
| Region Total Expenditures | $3,248,000 | RegionTotalExpendituresAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 0 | SubtotalOfficesCnt |
| Subtotal Employees | 0 | SubtotalEmployeesCnt |
| Continutation Total Office | 0 | ContinutationTotalOfficeCnt |
| Continutation Total Employee | 0 | ContinutationTotalEmployeeCnt |
| Total Office | 0 | TotalOfficeCnt |
| Total Employee | 0 | TotalEmployeeCnt |
| Subtotal Spent | $3,248,000 | SubtotalSpentAmt |
| Continuation Spent | $0 | ContinuationSpentAmt |
| Total Spent | $3,248,000 | TotalSpentAmt |
| Transfer To Foreign Corp | 0 | TransferToForeignCorpInd |
| Interest In Foreign Trust | 0 | InterestInForeignTrustInd |
| Foreign Corp Ownership | 0 | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | 0 | PassiveForeignInvestmestCoInd |
| Foreign Partnership | 0 | ForeignPartnershipInd |
| Boycott Countries | 0 | BoycottCountriesInd |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | 0 | GrantRecordsMaintainedInd |
Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Type | SCHOLARSHIPS | GrantTypeTxt |
| Recipient | 3456 | RecipientCnt |
| Cash Grant | $26,498,000 | CashGrantAmt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 2: | FormAndLineReferenceDesc |
| Explanation | PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS THE UNIVERSITY AWARDS "FINANCIAL AID" TO STUDENTS BASED UPON BOTH MERIT AND NEED ELIGIBILITY. SCHOLARSHIPS ARE AWARDED BASED UPON AN EVALUATION OF OVERALL ACADEMIC PERFORMANCE. FEDERAL, STATE, AND INSITITUTIONAL AID IS AWARDED BASED UPON NEED AS DEMONSTRATED BY THE INFORMATION SUPPLIED BY STUDENT IN THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). THE UNIVERSITY MAINTAINS RECORDS TO SUBSTANTIATE AMOUNTS, ELIGIBILTY, AND SELECTION CRITERIA USED FOR GRANTS. EACH GRANT HAS A GRANT MANAGER TO MONITOR THE GRANT TO ENSURE THAT THE GRANT IS USED FOR PROPER PURPOSES. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantiation Required | Yes (1) | SubstantiationRequiredInd |
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Form990 Of Other Organizations | Yes (X) | Form990OfOtherOrganizationsInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | 0 | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | Yes (1) | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | 0 | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (18 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| PAUL M HORN | ||||||||||||||
| TRUSTEE | $0 | $381,497 | $0 | $39,252 | $0 | $0 | $0 | $17,825 | $0 | $146 | $0 | $438,720 | $0 | $0 |
| JOHN SEXTON | ||||||||||||||
| EX-OFFICIO TRUSTEE | $0 | $1,242,636 | $0 | $106,584 | $0 | $0 | $0 | $100,200 | $0 | $103,772 | $0 | $1,553,192 | $0 | $0 |
| DAVID MCLAUGHLIN | ||||||||||||||
| EX-OFFICIO TRUSTEE | $0 | $647,353 | $0 | $0 | $0 | $0 | $0 | $25,500 | $0 | $5,762 | $0 | $678,615 | $0 | $0 |
| BONNIE BRIER | ||||||||||||||
| EX-OFFICIO TRUSTEE | $0 | $603,234 | $0 | $65,504 | $0 | $0 | $0 | $0 | $0 | $39,422 | $0 | $708,160 | $0 | $0 |
| KATEPALLI SREENIVASAN | ||||||||||||||
| PRESIDENT | $0 | $510,288 | $0 | $31,277 | $0 | $0 | $0 | $25,500 | $0 | $7,430 | $0 | $574,495 | $0 | $0 |
| MARY COWMAN | ||||||||||||||
| ASSOC. PROVOST | $186,224 | $0 | $0 | $0 | $0 | $0 | $20,179 | $0 | $11,576 | $0 | $217,979 | $0 | $0 | $0 |
| KURT BECKER | ||||||||||||||
| ASSOC. PROVOST OF TECH. | $278,668 | $0 | $6,000 | $0 | $0 | $0 | $25,500 | $0 | $11,419 | $0 | $321,587 | $0 | $0 | $0 |
| DENNIS DINTINO | ||||||||||||||
| VP-FINANCE & BUS. AFFAIRS | $245,415 | $0 | $40,000 | $0 | $0 | $0 | $25,500 | $0 | $11,738 | $0 | $322,653 | $0 | $0 | $0 |
| ROBERT UBELL | ||||||||||||||
| VP NEW BUS. DEV. | $218,689 | $0 | $0 | $0 | $0 | $0 | $23,265 | $0 | $9,913 | $0 | $251,867 | $0 | $0 | $0 |
| RICHARD THORSEN | ||||||||||||||
| VP EMRTUS ACD. AFFRS. | $185,650 | $0 | $0 | $0 | $0 | $0 | $19,407 | $0 | $13,792 | $0 | $218,849 | $0 | $0 | $0 |
| WALTER ZURAWSKY | ||||||||||||||
| ASSOC. PROVOST | $163,227 | $0 | $0 | $0 | $0 | $0 | $16,508 | $0 | $5,479 | $0 | $185,214 | $0 | $0 | $0 |
| IRAJ KALKHORAN | ||||||||||||||
| DEPT. HEAD OF UNDERGRADUAT | $211,043 | $0 | $10,000 | $0 | $0 | $0 | $22,301 | $0 | $660 | $0 | $244,004 | $0 | $0 | $0 |
| JONATHAN CHAO | ||||||||||||||
| PROFESSOR | $282,837 | $0 | $0 | $0 | $0 | $0 | $25,500 | $0 | $11,411 | $0 | $319,748 | $0 | $0 | $0 |
| SUNIAL KUMAR | ||||||||||||||
| DEAN OF ENGINEERING | $408,668 | $0 | $0 | $0 | $0 | $0 | $25,500 | $0 | $9,770 | $0 | $443,938 | $0 | $0 | $0 |
| NASIR MEMON | ||||||||||||||
| DEPT. HEAD, COMPUTER SCIEN | $233,124 | $0 | $35,000 | $0 | $0 | $0 | $25,500 | $0 | $11,778 | $0 | $305,402 | $0 | $0 | $0 |
| KEITH ROSS | ||||||||||||||
| PROFESSOR | $261,581 | $0 | $20,000 | $0 | $0 | $0 | $25,500 | $0 | $11,981 | $0 | $319,062 | $0 | $0 | $0 |
| CHARLES TAPIERO | ||||||||||||||
| DEPT. HEAD, FINANCE & RISK | $307,676 | $0 | $0 | $0 | $0 | $0 | $25,500 | $0 | $2,779 | $0 | $335,955 | $0 | $0 | $0 |
| JERRY HULTIN | ||||||||||||||
| FORMER PRESIDENT | $0 | $146,778 | $0 | $0 | $0 | $0 | $0 | $14,350 | $0 | $5,791 | $0 | $166,919 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 4B: | FormAndLineReferenceDesc |
| Explanation | PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15TH, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2013 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY- WHILE PRESIDENT, AND THROUGH THE SABBATICAL FOLLOWING HIS PRESIDENCY- IS REDUCED BY THE SERP ANNUAL PAYMENTS. | ExplanationTxt |
Schedule K IRS990ScheduleK
Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond Reference | A | BondReferenceCd |
Issuer Name IssuerName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NYC INDUSTRIAL DEVELOPMENT AGENCY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond Issuer EIN | 132906040 | BondIssuerEIN |
| CUSIP | 649438EP9 | CUSIPNum |
| Bond Issued | 2007-06-28 | BondIssuedDt |
| Issue Price | $105,368,846 | IssuePriceAmt |
| Purpose | REFUND 2000 IDA BOND ISSUE | PurposeDesc |
| Defeased | 0 | DefeasedInd |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuerInd |
| Pool Financing | 0 | PoolFinancingInd |
Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond Reference | A | BondReferenceCd |
| Total Proceeds | $105,368,846 | TotalProceedsAmt |
| In Reserve Fund | $7,193,481 | InReserveFundAmt |
| Refunding Escrow | $89,333,603 | RefundingEscrowAmt |
| Issuance Costs From Proceeds | $8,841,762 | IssuanceCostsFromProceedsAmt |
| Current Refunding | 0 | CurrentRefundingInd |
| Advance Refunding | Yes (1) | AdvanceRefundingInd |
| Final Allocation Made | Yes (1) | FinalAllocationMadeInd |
| Adequate Books And Rec Maint | Yes (1) | AdequateBooksAndRecMaintInd |
Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond Reference | A | BondReferenceCd |
| Form8038 T Filed | 0 | Form8038TFiledInd |
| Rebate Not Due Yet | 0 | RebateNotDueYetInd |
| Exception To Rebate | 0 | ExceptionToRebateInd |
| No Rebate Due | Yes (1) | NoRebateDueInd |
| Variable Rate Issue | 0 | VariableRateIssueInd |
| Hedge Identified In Bks And Rec | 0 | HedgeIdentifiedInBksAndRecInd |
| Gross Proceeds Invested In GIC | 0 | GrossProceedsInvestedInGICInd |
| Gross Proceeds Invested | 0 | GrossProceedsInvestedInd |
| Written Proc To Monitor Reqs | Yes (1) | WrittenProcToMonitorReqsInd |
Procedures Corrective Action ProceduresCorrectiveActionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond Reference | A | BondReferenceCd |
| Procedures Corrective Action | Yes (1) | ProceduresCorrectiveActionInd |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTradedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 7 | ContributionCnt |
| Noncash Contributions Rpt F990 | $80,000 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | MARKET PRICE | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | 0 | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | 0 | ThirdPartiesUsedInd |
Schedule N IRS990ScheduleN
Liquidation Of Assets Table LiquidationOfAssetsTableGrp
Liquidation Of Assets Detail LiquidationOfAssetsDetail (6 entries)
| Assets Distri Or Expnss PaidAssetsDistriOrExpnssPaidDesc | DistributionDistributionDt | Fair Market Value Of AssetFairMarketValueOfAssetAmt | Method Of FMV DeterminationMethodOfFMVDeterminationTxt | EINEIN | Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | IRC SectionIRCSectionTxt |
|---|---|---|---|---|---|---|---|---|---|
| NEW YORK UNIVERSITY | |||||||||
| CASH | 2013-12-31 | $16,299,000 | BOOK VALUE | 135562308 | 105 E 17TH STREET | NEW YORK | NY | 10003 | 501(C)(3) |
| NEW YORK UNIVERSITY | |||||||||
| ACCOUNT RECEIVABLE | 2013-12-31 | $9,588,000 | BOOK VALUE | 135562308 | 105 E 17TH STREET | NEW YORK | NY | 10003 | 501(C)(3) |
| NEW YORK UNIVERSITY | |||||||||
| PREPAID EXPENSE | 2013-12-31 | $14,793,000 | BOOK VALUE | 135562308 | 105 E 17TH STREET | NEW YORK | NY | 10003 | 501(C)(3) |
| NEW YORK UNIVERSITY | |||||||||
| LAND, BUILDING, & EQUIPMENT | 2013-12-31 | $129,573,000 | BOOK VALUE | 135562308 | 105 E 17TH STREET | NEW YORK | NY | 10003 | 501(C)(3) |
| NEW YORK UNIVERSITY | |||||||||
| INVESTMENTS | 2013-12-31 | $121,483,000 | BOOK VALUE | 135562308 | 105 E 17TH STREET | NEW YORK | NY | 10003 | 501(C)(3) |
| NEW YORK UNIVERSITY | |||||||||
| OTHER ASSETS | 2013-12-31 | $7,195,000 | BOOK VALUE | 135562308 | 105 E 17TH STREET | NEW YORK | NY | 10003 | 501(C)(3) |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Director Of Successor | 0 | DirectorOfSuccessorInd |
| Employee Of Successor | Yes (1) | EmployeeOfSuccessorInd |
| Owner Of Successor | 0 | OwnerOfSuccessorInd |
| Receive Compensation | 0 | ReceiveCompensationInd |
| Assets Distributed | Yes (1) | AssetsDistributedInd |
| Required To Notify AG | Yes (1) | RequiredToNotifyAGInd |
| Attorney General Notified | Yes (1) | AttorneyGeneralNotifiedInd |
| Liabilities Paid | Yes (1) | LiabilitiesPaidInd |
| Bonds Outstanding | Yes (1) | BondsOutstandingInd |
| Bond Liabilities Discharged | 0 | BondLiabilitiesDischargedInd |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART I, LINE 2E: | PERSON(S) INVOLVED: AS OF JANUARY 1, 2014, POLYTECHNIC MERGED INTO NEW YORK UNIVERSITY. THE FOLLOWING INDIVIDUALS BECAME EMPLOYEES OF NYU:MARY COWMANKURT BECKERDENNIS DINTINOROBERT UBELLRICHARD THORSENWALTER ZURAWSKYIRAJ KALKHORANJONATHAN CHAOSUNIAL KUMARNASIR MEMONKEITH ROSSCHARLES TAPIEROKATEPALLI SREENIVASAN |
| PART I, LINE 6C: | AS OF JANUARY 1, 2014 THE SERIES 2007 IDA BONDS BECAME AN OBLIGATION OF NEW YORK UNIVERSITY. |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (8 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, SECTION A, LINE 6 | NEW YORK UNIVERSITY IS THE SOLE MEMBER OF THE CORPORATION. IN ADDITION, AS THE SOLE MEMBER, NYU ELECTS ALL OF THE TRUSTEES OF THE CORPORATION AND HAS OTHER POWERS AS GRANTED UNDER STATE LAW. |
| FORM 990, PART VI, SECTION A, LINE 7A | NEW YORK UNIVERSITY IS THE SOLE MEMBER OF THE CORPORATION. IN ADDITION, AS THE SOLE MEMBER, NYU ELECTS ALL OF THE TRUSTEES OF THE CORPORATION AND HAS OTHER POWERS AS GRANTED UNDER STATE LAW. |
| FORM 990, PART VI, SECTION A, LINE 7B | NEW YORK UNIVERSITY IS THE SOLE MEMBER OF THE CORPORATION. IN ADDITION, AS THE SOLE MEMBER, NYU ELECTS ALL OF THE TRUSTEES OF THE CORPORATION AND HAS OTHER POWERS AS GRANTED UNDER STATE LAW. |
| FORM 990, PART VI, SECTION B, LINE 11 | THE CORPORATION MERGED WITH AND INTO ITS SOLE MEMBER, NEW YORK UNIVERSITY, IN THE FISCAL YEAR ENDING 8/31/14, BECOMING THE NYU POLYTECHNIC SCHOOL OF ENGINEERING. FOLLOWING THE MERGER, THE CORPORATION DOES NOT EXIST AS A SEPARATE ENTITY AND THERE IS THEREFORE NO BOARD OF TRUSTEES TO REVIEW THIS FORM 990. AS A RESULT, THESE WERE THE STEPS TAKEN TO APPROVE THE FORM 990: 1. THE FORM 990 WAS REVIEWED AND APPROVED BY THE NYU OFFICE OF THE CONTROLLER AND THE SR. VICE DEAN OF FINANCE & ADMIN OF THE NYU POLYTECHNIC SCHOOL OF ENGINEERING. 2. A COPY OF THE DRAFT FORM 990 WAS CIRCULATED TO THE OFFICE OF GENERAL COUNSEL OF NYU FOR REVIEW. |
| FORM 990, PART VI, SECTION B, LINE 12C | ALL EMPLOYEES MUST DECLARE ANY CONFLICTS OF INTEREST IN RESPONSE TO AN ANNUAL CERTIFICATION QUESTIONNAIRE. THE ASSISTANT VP OF FINANCIAL OPERATIONS REVIEWS THE QUESTIONNAIRE AND REPORTS TO THE CHAIR OF THE AUDIT COMMITTEE. THE CHAIR OF THE AUDIT COMMITTEE MAY REQUEST THE BOARD CHAIR TO REFER THE CONFLICT OF INTEREST SITUATION TO AN AD HOC COMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. COMPLIANCE WITH THE POLICY CAN BE ACCOMPLISHED ONLY BY ELIMINATION OF THE CONLICT OR BY APPROVAL OF THE TRANSACTION. |
| FORM 990, PART VI, SECTION B, LINE 15 | COMPENSATION FOR THE OFFICERS, EXECUTIVE DIRECTORS, AND KEY EMPLOYEES IS DETERMINED BY THE POLYTECHNIC BOARD OF TRUSTEES ON THE RECOMMENDATION OF THE COMPENSATION COMMITTEE. NO INDIVIDUALS WITH A CONFLICT OF INTEREST MAY BE INVOLVED IN THE COMPENSATION DETERMINATION PROCESS. COMPATIBILITY DATA FOR SIMILARITY SITUATED ORGANIZATIONS IS PREPARED BY THE ORGANIZATION AND REVIEWED BY THE BOARD OF TRUSTEES. THE MINUTES OF THE BOARD OF TRUSTEES AND THE COMPENDATION COMMITTEE DOCUMENT THE BOARD'S AND COMMITTEE'S DELIBERATIONS AND DECISIONS REGARDING COMPENSATION. |
| FORM 990, PART VI, SECTION C, LINE 19 | THE GOVERNING DOCUMENTS, FORM 990 AND FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AND UPON REQUEST. |
| FORM 990, PART XI, LINE 9: | TRANSFER OF ASSETS TO NYU UPON MERGER -117,079,000. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Direct Controlling NADirectControllingNACd | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|---|
| NEW YORK UNIVERSITY | ||||||||||
| 5 WASHINGTON SQUARE | NEW YORK | NY | 10003 | 135562308 | EDUCATION & RESEARCH | NY | 501C(3) | LINE 2 | N/A | 0 |
| METROTECH | ||||||||||
| 6 METROTECH CENTER | BROOKLYN | NY | 11201 | REAL ESTATE | NY | 501C(3) | LINE 2 | N/A | 0 | |
| POLY HOLDING CORPORATION | ||||||||||
| 6 METROTECH CENTER | BROOKLYN | NY | 11201 | 112873205 | HOLDING CO. | NY | 501C(2) | N/A | 0 | |
Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Direct Controlling NADirectControllingNACd | Predominant Income TypePredominantIncomeTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | Disproportionate AllocationsDisproportionateAllocationsInd | General Or Managing PartnerGeneralOrManagingPartnerInd | OwnershipOwnershipPct |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NYC SEED LLC | ||||||||||||
| 6 METROTECH CENTER | BROOKLYN | NY | 11201 | INVESTMENT | DE | N/A | INVESTMENT | $86,000 | $2,820,000 | 0 | 0 | 0.35700 |
| SYNTHEZYME LLC | ||||||||||||
| 6 METROTECH CENTER | BROOKLYN | NY | 11201 | BIOCATALYST | NY | N/A | BIO RESEARCH | -$53,000 | $10,000 | 0 | 0 | 0.50000 |
| SEEDSTART 2010 | ||||||||||||
| 6 METROTECH CENTER | BROOKLYN | NY | 11201 | INVESTMENT | DE | N/A | INVESTMENT | -$42 | $1,736 | 0 | 0 | 0.07140 |
| SEEDSTART 2011 | ||||||||||||
| 6 METROTECH CENTER | BROOKLYN | NY | 11201 | INVESTMENT | DE | N/A | INVESTMENT | -$1,484 | $973 | 0 | 0 | 0.07140 |
| SEEDSTART 2013 | ||||||||||||
| 6 METROTECH CENTER | BROOKLYN | NY | 11201 | INVESTMENT | DE | INVESTMENT | -$20 | $2,415 | 0 | 0 | 0.07140 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | 0 | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | 0 | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | Yes (1) | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | 0 | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | 0 | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | Yes (1) | SharingOfFacilitiesInd |
| Paid Employees Sharing | Yes (1) | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | Yes (1) | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | Yes (1) | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |