E H A FOUNDATION INC: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- E H A FOUNDATION INC (EIN 13-3898642)
- Tax period
- 2014-02-01 to 2015-01-31
- Filed
- 2015-12-08
- IRS object ID
- 201503429349100305
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-12-08T14:14:05-06:00 | ReturnTs |
| Tax Period End | 2015-01-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135335107 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KELLEY DRYE & WARREN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 PARK AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10178 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-02-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133898642 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EHA FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | EHAF | BusinessNameControlTxt |
| Phone | 2128087800 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | KELLEY DRYE WARREN LLP 101 PARK AVE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10178 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MICHAEL S INSEL | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 2128087800 | PhoneNum |
| Signature | 2015-12-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CHRISTINA M MASON | PreparerPersonNm |
| PTIN | P00181715 | PTIN |
| Phone | 2128087800 | PhoneNum |
| Preparation | 2015-11-30 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $27,252,591 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $4 | InterestOnSavRevAndExpnssAmt |
| Dividends Rev And Expnss | $717,988 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $698,889 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,157,552 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $11,180,218 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,157,552 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $22,041 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $133,627 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,897,585 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,990,068 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $50,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $50,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $46,420 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $23,210 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $23,210 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $256,319 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $254,713 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $7,936 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $7,936 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $95,065 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $7,694 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $4,082 | TaxesDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $140 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $140 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,181 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $2,181 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $458,061 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $293,553 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $79,613 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $0 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $0 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $458,061 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $293,553 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $79,613 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,439,524 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,696,515 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $216,545 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $963,407 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $963,407 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $0 | CorporateStockBOYAmt |
| Corporate Stock EOY | $13,548,817 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $18,221,563 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $0 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,353,566 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $7,169,645 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $19,981,317 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $324,384 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $897,976 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $20,197,862 | TotalAssetsBOYAmt |
| Total Assets EOY | $21,190,174 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $27,252,591 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $6,163,331 | CapitalStockBOYAmt |
| Capital Stock EOY | $5,716,119 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $14,034,531 | RetainedEarningBOYAmt |
| Retained Earning EOY | $15,474,055 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $20,197,862 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $21,190,174 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,197,862 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $21,190,174 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $20,197,862 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,439,524 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $21,637,386 | SubtotalAmt |
| Other Decreases | $447,212 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $21,190,174 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (11 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| FIRST MANHATTAN 01148 | 2008-11-24 | 2014-12-31 | $668,031 | $672,193 | -$4,162 | -$4,162 | |
| FIDUCIARY TRUST 72522 | 2014-02-01 | 2015-01-31 | $591,988 | $716,408 | -$124,420 | -$124,420 | |
| FIDUCIARY TRUST 72522 | 2013-11-01 | 2015-01-31 | $1,476,715 | $1,066,308 | $410,407 | $410,407 | |
| FIDUCIARY TRUST 72504 | 2014-06-01 | 2015-01-31 | $3,965,220 | $4,064,190 | -$98,970 | -$98,970 | |
| FIDUCIARY TRUST 72504 | 2013-09-01 | 2015-01-31 | $3,570,066 | $2,773,684 | $796,382 | $796,382 | |
| NEUBERGER BERMAN 21620 | 2014-02-03 | 2014-12-31 | $427,745 | $393,968 | $33,777 | $33,777 | |
| NEUBERGER BERMAN 21620 | 2010-02-09 | 2014-12-31 | $388,337 | $294,722 | $93,615 | $93,615 | |
| 600 SHS THE TRAVELERS COMPANIES | 2010-02-09 | 2015-01-13 | $64,039 | $29,665 | $34,374 | $34,374 | |
| 200 SHS THE TRAVELERS COMPANIES | 2010-02-09 | 2015-01-20 | $20,754 | $9,888 | $10,866 | $10,866 | |
| FIDUCIARY TRUST #72522 | 2010-02-09 | 2015-01-31 | $1,640 | $1,640 | $0 | $0 | P |
| CAPITAL GAINS DIVIDENDS | $5,683 | $5,683 | $5,683 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,157,552 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,093,328 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $25,894,693 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.080840 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,769,471 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $24,913,004 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.071026 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,636,841 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $25,732,688 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.063609 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,233,017 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $24,441,318 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.050448 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,378,114 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $3,753,515 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.367153 | DistributionYr5Rt |
| Total Distribution | 0.633076 | TotalDistributionRt |
| Average Distribution | 0.126615 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $27,112,150 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,432,805 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $16,965 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,449,770 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $79,613 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $33,930 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $33,930 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $33,930 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $44,458 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $45,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $89,458 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $87 | EsPenaltyAmt |
| Overpayment | $55,441 | OverpaymentAmt |
| Applied To ES Tax | $55,441 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | KELLEY DRYE WARREN LLP | IndividualWithBooksNm |
| Phone | 2128087800 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 PARK AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10178 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| LINDA M SANGER | ||||||||
| NINE HEMLOCK ROAD | CAMBRIDGE | MA | 02138 | PRESIDENT | 0.00 | $0 | $0 | $0 |
| VICTORIA SANGER | ||||||||
| 221 WEST 82ND ST APT 14D | NEW YORK | NY | 10024 | VICE-PRESIDENT | 20.00 | $50,000 | $0 | $0 |
| TERENCE D SANGER | ||||||||
| 2476 GLENDOWER PLACE | LOS ANGELES | CA | 90027 | VICE-PRESIDENT | 0.00 | $0 | $0 | $0 |
| ABBIE W SANGER | ||||||||
| 2476 GLENDOWER PLACE | LOS ANGELES | CA | 90027 | VICE-PRESIDENT | 0.00 | $0 | $0 | $0 |
| CHRISTINA M MASON | ||||||||
| KELLEY DRYE WARREN LLP 101 PARK AVE | NEW YORK | NY | 10178 | SECRETARY | 0.00 | $0 | $0 | $0 |
| MICHAEL S INSEL | ||||||||
| KELLEY DRYE WARREN LLP 101 PARK AVE | NEW YORK | NY | 10178 | TREASURER | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| NEUBERGER BERMAN | |||||
| 605 THIRD AVENUE | NEW YORK | NY | 10158 | INVESTMENT | $0 |
| WILLIAMS JONES & ASSOC | |||||
| 717 FIFTH AVENUE | NEW YORK | NY | 10022 | INVESTMENT | $0 |
| KELLEY DRYE & WARREN LLP | |||||
| 101 PARK AVE | NEW YORK | NY | 10178 | LEGAL SERVICES | $0 |
| WILKINSON O'GRADY | |||||
| 499 PARK AVE | NEW YORK | NY | 10022 | INVESTMENT | $0 |
| FIRST MANHATTAN | |||||
| 437 MADISON AVE | NEW YORK | NY | 10022 | INVESTMENT | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $26,638,986 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $886,039 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $27,525,025 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $27,525,025 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $412,875 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $27,112,150 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,355,608 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,355,608 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $33,930 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $23,681 | IncomeTaxAmt |
| Total Tax | $57,611 | TotalTaxAmt |
| Distributable Before Adj | $1,297,997 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,297,997 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,297,997 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $79,613 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $79,613 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $79,613 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,297,997 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr1 | $765,812 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $765,812 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $79,613 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $79,613 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $765,812 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $765,812 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $452,572 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
| Total Grant Or Contri Pd Dur Yr | $0 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $717,988 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $22,041 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,157,552 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,897,585 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,897,585 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (4 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 3 | NONE |
| 4 | NONE |
| 7 | NONE |
| 8 | NONE |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | BONDS | BondNm |
| EOY Book Value | $6,353,566 | EOYBookValueAmt |
| EOYFMV | $7,169,645 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | STOCKS | StockNm |
| EOY Book Value | $13,548,817 | EOYBookValueAmt |
| EOYFMV | $18,221,563 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | OTHER INVESTMENTS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $324,384 | BookValueAmt |
| EOYFMV | $897,976 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $46,420 | LegalFeesAmt |
| Net Investment Income | $23,210 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $23,210 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TAX TO BOOK ADJUSTMENT - TIMING DIFFERENCE | Desc |
| Amt | $447,212 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NYS-FILING FEE | $750 | $0 | $750 |
| BANK CHARGES - CHECKING | $1 | $0 | $1 |
| INSURANCE - WORKMANS COMPENSATION | $420 | $0 | $420 |
| PAYROLL PROCESSING FEES | $1,010 | $0 | $1,010 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| K-1'S PARTNERSHIPS | $20,975 | $132,561 | $20,975 |
| SECURITIES LITIGATION | $1,066 | $1,066 | $1,066 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES - NEUBERGER BERMAN | $108,725 | $108,725 | $0 |
| INVESTMENT FEES - 72504 W JONES | $71,414 | $70,987 | $0 |
| INVESTMENT FEES - FIRST MANHATTAN | $22,648 | $21,469 | $0 |
| INVESTMENT FEES - 72522 W O'GRADY | $53,532 | $53,532 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX - 21620 | $4,525 | $4,525 | $0 |
| FOREIGN TAX - 72522 | $3,169 | $3,169 | $0 |
| FED TAXES | $82,300 | $0 | $0 |
| PAYROLL TAXES - FICA & SUI EXPENSE | $4,082 | $0 | $4,082 |
| IRS INTEREST & PEMALTIES | $989 | $0 | $0 |