STRATEGY STUDIO / NONPROFIT PEOPLE SEARCH

NORTHWESTERN UNIVERSITY: Form 990, tax year 2013

View the entire original 990 at ProPublica ↗

Organization
NORTHWESTERN UNIVERSITY (EIN 36-2167817)
Tax period
2013-09-01 to 2014-08-31
Filed
2015-07-13
IRS object ID
201511949349300746
Schema version
2013v4.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2015-07-13T13:37:41-05:00ReturnTs
Tax Period End2014-08-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN134008324PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1PricewaterhouseCoopers LLPBusinessNameLine1

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1600 13th Street NW Suite 1000AddressLine1
CityWashingtonCity
StateDCState
ZIP Code20005ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2013-09-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN362167817EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Northwestern UniversityBusinessNameLine1
FieldValueIRS element (for citing)
Business Name ControlNORTBusinessNameControlTxt
Phone8474913741PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1633 Clark StAddressLine1
CityEvanstonCity
StateILState
ZIP Code60208ZIPCode

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonIngrid S StaffordPersonNm
Person TitleVice President Financial OperationsPersonTitleTxt
Phone8474914692PhoneNum
Signature2015-07-13SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonTravis L PattonPreparerPersonNm
PTINP00369623PTIN
Phone2124141000PhoneNum
FieldValueIRS element (for citing)
Tax2013TaxYr
Build TS2016-02-25 16:41:14ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerIngrid S StaffordPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line1633 Clark StAddressLine1
CityEvanstonCity
StateILState
ZIP Code60208ZIPCode
FieldValueIRS element (for citing)
Gross Receipts$4,109,355,592GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website Addresswww.northwestern.eduWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1851FormationYr
Legal Domicile StateILLegalDomicileStateCd
Activity Or MissionEducation and researchActivityOrMissionDesc
Voting Members Governing Body36VotingMembersGoverningBodyCnt
Voting Members Independent27VotingMembersIndependentCnt
Total Employee23393TotalEmployeeCnt
Total Volunteers148TotalVolunteersCnt
Total Gross UBI-$8,726,469TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$0NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$331,106,325PYContributionsGrantsAmt
CY Contributions Grants$625,656,043CYContributionsGrantsAmt
PY Program Service Revenue$1,613,666,729PYProgramServiceRevenueAmt
CY Program Service Revenue$1,663,168,510CYProgramServiceRevenueAmt
PY Investment Income$509,976,558PYInvestmentIncomeAmt
CY Investment Income$557,761,612CYInvestmentIncomeAmt
PY Other Revenue$431,183,414PYOtherRevenueAmt
CY Other Revenue$49,256,473CYOtherRevenueAmt
PY Total Revenue$2,885,933,026PYTotalRevenueAmt
CY Total Revenue$2,895,842,638CYTotalRevenueAmt
PY Grants And Similar Paid$377,166,150PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$400,236,762CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$1,051,137,198PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$1,096,969,922CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$301,025PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$1,333,120CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$49,706,483CYTotalFundraisingExpenseAmt
PY Other Expenses$792,198,764PYOtherExpensesAmt
CY Other Expenses$832,457,605CYOtherExpensesAmt
PY Total Expenses$2,220,803,137PYTotalExpensesAmt
CY Total Expenses$2,330,997,409CYTotalExpensesAmt
PY Revenues Less Expenses$665,129,889PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$564,845,229CYRevenuesLessExpensesAmt
Total Assets BOY$10,889,523,081TotalAssetsBOYAmt
Total Assets EOY$12,773,853,117TotalAssetsEOYAmt
Total Liabilities BOY$1,754,330,717TotalLiabilitiesBOYAmt
Total Liabilities EOY$2,106,944,047TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$9,135,192,364NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$10,666,909,070NetAssetsOrFundBalancesEOYAmt
MissionNorthwestern's mission is to provide the highest-quality education for its students, to develop innovative programs in research, and to sustain an academic community that embraces these enterprises.MissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$1,558,101,203ExpenseAmt
Grant$305,535,635GrantAmt
Revenue$1,055,727,660RevenueAmt
DescEducation of students: For the 2014 academic year, 8,375 undergraduates and 8,523 graduates and professional school students enrolled full-time at the University. The exempt purpose of Northwestern University is to provide educational services to its students. This includes superior undergraduate education for a diverse student body in a comprehensive range of academic and professional fields. At the graduate level, Northwestern's role encompasses offerings in the major academic and professional fields, closely related to research, creative activities, and clinical services.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$429,901,000ExpenseAmt
Grant$94,701,127GrantAmt
Revenue$535,208,689RevenueAmt
DescResearch activities: The research program at Northwestern University is a major component of University efforts, assuring institutional leadership in scientific discovery, intellectual inquiry, and creative performance. The character of this research shapes all areas of University endeavor, especially graduate education as well as undergraduate studies.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$113,255,000ExpenseAmt
Revenue$77,631,415RevenueAmt
DescAuxilliary enterprises serve the educational mission by primarily providing residences and food services, and other various goods and services to support University student, faculty, and staff activities.Desc
FieldValueIRS element (for citing)
Total Program Service Expenses$2,101,257,203TotalProgramServiceExpensesAmt
Described In Section501c3Yes (1)DescribedInSection501c3Ind
Schedule B RequiredYes (1)ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Lobbying ActivitiesYes (1)LobbyingActivitiesInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised FundYes (1)DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of Art0CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Temp Or Permanent EndowmentsYes (1)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (1)ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other Assets0ReportOtherAssetsInd
Report Other LiabilitiesYes (1)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (1)IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt0IndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (1)ConsolidatedAuditFinclStmtInd
School OperatingYes (1)SchoolOperatingInd
Foreign OfficeYes (1)ForeignOfficeInd
Foreign ActivitiesYes (1)ForeignActivitiesInd
More Than5000 K To OrgYes (1)MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (1)MoreThan5000KToIndividualsInd
Professional FundraisingYes (1)ProfessionalFundraisingInd
Fundraising ActivitiesYes (1)FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To OrganizationsYes (1)GrantsToOrganizationsInd
Grants To IndividualsYes (1)GrantsToIndividualsInd
Schedule J RequiredYes (1)ScheduleJRequiredInd
Tax Exempt BondsYes (1)TaxExemptBondsInd
Invest Tax Exempt Bonds0InvestTaxExemptBondsInd
Escrow Account0EscrowAccountInd
On Behalf Of Issuer0OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan OutstandingYes (1)LoanOutstandingInd
Grant To Related Person0GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (1)BusinessRlnWithFamMemInd
Business Rln With Officer EntYes (1)BusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (1)DeductibleNonCashContriInd
Deductible Art ContributionYes (1)DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded EntityYes (1)DisregardedEntityInd
Related EntityYes (1)RelatedEntityInd
Related Organization Ctrl EntYes (1)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (1)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgYes (1)TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
IRP Document23083IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (1)BackupWthldComplianceInd
Employee23393EmployeeCnt
Employment Tax Returns FiledYes (1)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (1)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (1)Form990TFiledInd
Foreign Financial AccountYes (1)ForeignFinancialAccountInd
Foreign CountryQAForeignCountryCd
Foreign CountryUKForeignCountryCd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible Contributions0NondeductibleContributionsInd
Quid Pro Quo ContributionsYes (1)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (1)QuidProQuoContriDisclInd
Form8282 Property Disposed Of0Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Excess Business Holdings0ExcessBusinessHoldingsInd
Taxable Distributions0TaxableDistributionsInd
Distribution To Donor0DistributionToDonorInd
Indoor Tanning Services0IndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members36GoverningBodyVotingMembersCnt
Independent Voting Member27IndependentVotingMemberCnt
Family Or Business RlnYes (1)FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or Stockholders0MembersOrStockholdersInd
Election Of Board Members0ElectionOfBoardMembersInd
Decisions Subject To Approva0DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint VentureYes (1)InvestmentInJointVentureInd
Written Policy Or Procedure0WrittenPolicyOrProcedureInd
States Where Copy Of Return Is FldAKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldCAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMTStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNHStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNVStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOHStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldORStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldSCStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldCOStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldKYStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldHIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldLAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOKStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Nancy Pinchar Interim ControllerBusinessNameLine1
FieldValueIRS element (for citing)
Phone8474914724PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1619 Clark StAddressLine1
CityEvanstonCity
StateILState
ZIP Code60208ZIPCode

Form990 Part VII Section A Form990PartVIISectionAGrp (58 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtOfficerOfficerIndKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
Peter J Barris
Trustee1.00Yes (X)$0$0$0
John A Canning Jr
Trustee1.00Yes (X)$0$0$0
A Steven Crown
Trustee1.00Yes (X)$0$0$0
Richard H Dean
Trustee1.00Yes (X)$0$0$0
Deborah L DeHaas
Trustee1.00Yes (X)$0$0$0
Charles W Douglas
Trustee1.00Yes (X)$0$0$0
D Cameron Findlay
Trustee1.00Yes (X)$0$0$0
Dennis J FitzSimons
Trustee1.00Yes (X)$0$0$0
T Bondurant French
Trustee1.00Yes (X)$0$0$0
Christopher B Galvin
Trustee1.00Yes (X)$0$0$0
J Douglas Gray
Trustee1.00Yes (X)$0$0$0
Philip L Harris
Trustee1.00Yes (X)$0$0$0
Jay C Hoag
Trustee1.00Yes (X)$0$0$0
Nancy Trienens Kaehler
Trustee1.00Yes (X)$0$0$0
Ellen Philips Katz
Trustee1.00Yes (X)$0$0$0
Lester B Knight
Trustee1.00Yes (X)$0$0$0
Timothy K Krauskopf
Trustee1.00Yes (X)$0$0$0
Edward M Liddy
Trustee1.00Yes (X)$0$0$0
J Landis Martin
Trustee1.00Yes (X)$0$0$0
Wendy M Nelson
Trustee1.00Yes (X)$0$0$0
William A Osborn
Trustee1.00Yes (X)$0$0$0
Jane DiRenzo Pigott
Trustee1.00Yes (X)$0$0$0
JB Pritzker
Trustee1.00Yes (X)$0$0$0
M Jude Reyes
Trustee1.00Yes (X)$0$0$0
Patrick G Ryan Jr
Trustee1.00Yes (X)$0$0$0
Paul L Sagan
Trustee1.00Yes (X)$0$0$0
William E Sagan
Trustee1.00Yes (X)$0$0$0
D Gideon Searle
Trustee1.00Yes (X)$0$0$0
Andrew E Senyei MD
Trustee1.00Yes (X)$0$0$0
Benjamin W Slivka
Trustee1.00Yes (X)$0$0$0
Timothy P Sullivan
Trustee1.00Yes (X)$0$0$0
Charles A Tribbett III
Trustee1.00Yes (X)$0$0$0
Jeffrey W Ubben
Trustee1.00Yes (X)$0$0$0
Frederick H Waddell
Trustee1.00Yes (X)$0$0$0
David B Weinberg
Trustee1.00Yes (X)$0$0$0
Miles D White
Trustee1.00Yes (X)$0$0$0
Morton O Schapiro
President40.00$1,029,436$0$415,682Yes (X)
Daniel I Linzer
Provost40.00$608,085$0$196,888Yes (X)
Eugene S Sunshine
Senior VP for Business40.00$821,021$0$93,418Yes (X)
Mary L Baglivo
VP Global Marketing40.00$77,650$0$6,871Yes (X)
Thomas G Cline
VP and General Counsel40.00$522,851$0$101,755Yes (X)
Alan K Cubbage
VP University Relations40.00$261,767$0$26,307Yes (X)
Marilyn McCoy
VP for Administration40.00$297,022$0$41,445Yes (X)
William H McLean
VP and Chief Investment Of40.00$2,462,397$0$1,134,315Yes (X)
Robert E McQuinn
VP for Development40.00$515,782$0$80,435Yes (X)
Eric G Neilson
VP Medical Affairs30.00$697,716$0$20,792Yes (X)
James J Phillips
VP Athletics40.00$1,277,016$0$86,108Yes (X)
Sean Reynolds
VP Information Technology40.00$428,176$0$31,690Yes (X)
Patricia Telles-Irvin
VP Student Affairs40.00$377,517$0$46,998Yes (X)
Joseph T Walsh Jr
VP for Research40.00$320,286$0$75,497Yes (X)
Ronald Nayler
Assoc.VP Facilities Mgmnt40.00$351,602$0$40,257Yes (X)
Patrick W Fitzgerald II
Head Coach40.00$2,439,572$0$51,286Yes (X)
William D Carmody
Former Head Coach40.00$1,600,269$0$51,451Yes (X)
Christopher R Collins
Head Coach40.00$929,420$0$19,019Yes (X)
Peter A Belytschko
Investment Manager40.00$948,748$0$430,671Yes (X)
John A Capelli
Investment Manager40.00$881,848$0$413,556Yes (X)
Morteza A Rahimi
Former VP Information Tech40.00$158,595$0$32,872Yes (X)
Jeffrey Glassroth
Former Interim VP Medical0.00$136,936$0$25,283Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$17,143,712TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$3,422,596TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K2552IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (1)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (1)TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1CityContractorAddress/USAddress/CityStateContractorAddress/USAddress/StateZIP CodeContractorAddress/USAddress/ZIPCodeServicesServicesDescCompensationCompensationAmt
Northwestern Memorial Hospital
251 East HuronChicagoIL60611Clinical services$5,381,184
Natural Gas Partners
125 E John Carpenter Freeway Ste 6IrvingTX75062Investment management$4,756,960
Summit Partners
222 Berkeley St 18th FlBostonMA02116Investment management$3,378,767
Free Enterprise System
One Sodrel DriveJeffersonvilleIN47130Transportation services$2,491,601
The Family Institute
618 Library PlEvanstonIL60201Instruction services$2,084,826
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K436CntrctRcvdGreaterThan100KCnt
Fundraising$1,638,909FundraisingAmt
Government Grants$20,383,157GovernmentGrantsAmt
All Other Contributions$603,633,977AllOtherContributionsAmt
Noncash Contributions$54,710,379NoncashContributionsAmt
Total Contributions$625,656,043TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
Tuition and fees900099$876,211,487$876,211,487
Research activities900099$535,208,689$535,208,689
Educational activities900099$140,016,854$140,016,854
Auxilliary enterprises900099$77,631,415$77,631,415
Medical departments900099$26,305,387$26,305,387

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

FieldValueIRS element (for citing)
Total Revenue Column$7,794,678TotalRevenueColumnAmt
Related Or Exempt Func Income$7,794,678RelatedOrExemptFuncIncomeAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$1,663,168,510TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$108,617,841TotalRevenueColumnAmt
Related Or Exempt Func Income$5,399,254RelatedOrExemptFuncIncomeAmt
Exclusion$103,218,587ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$54,671,017TotalRevenueColumnAmt
Exclusion$54,671,017ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$5,035,092RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$1,702,680RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$3,332,412RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$3,332,412TotalRevenueColumnAmt
Unrelated Business Revenue$18,712UnrelatedBusinessRevenueAmt
Exclusion$3,313,700ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$1,169,966,771SecuritiesAmt
Other$490,569,000OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$716,361,000SecuritiesAmt
Other$495,031,000OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$453,605,771SecuritiesAmt
Other-$4,462,000OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$449,143,771TotalRevenueColumnAmt
Exclusion$449,143,771ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$371,757FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$1,638,909ContriRptFundraisingEventAmt
Fundraising Direct Expenses$418,274FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$46,517TotalRevenueColumnAmt
Exclusion-$46,517ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmtExclusionExclusionAmt
Alumni travel study561520$217,044$217,044
Alumni affinity card900099$57,142$12,400$44,742
Investment in partners523000-$9,230,027-$9,230,027

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$255,402TotalRevenueColumnAmt
Unrelated Business Revenue$255,402UnrelatedBusinessRevenueAmt
FieldValueIRS element (for citing)
Other Revenue Total-$8,700,439OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$2,895,842,638TotalRevenueColumnAmt
Related Or Exempt Func Income$1,668,567,764RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue-$8,726,469UnrelatedBusinessRevenueAmt
Exclusion$610,345,300ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$65,384,151TotalAmt
Program Services$65,384,151ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$327,970,673TotalAmt
Program Services$327,970,673ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$6,881,938TotalAmt
Program Services$6,881,938ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$20,566,308TotalAmt
Program Services$9,186,957ProgramServicesAmt
Management And General$10,783,134ManagementAndGeneralAmt
Fundraising$596,217FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$880,273,153TotalAmt
Program Services$816,773,605ProgramServicesAmt
Management And General$38,460,793ManagementAndGeneralAmt
Fundraising$25,038,755FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$63,478,230TotalAmt
Program Services$58,283,357ProgramServicesAmt
Management And General$3,055,946ManagementAndGeneralAmt
Fundraising$2,138,927FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$77,900,546TotalAmt
Program Services$71,406,956ProgramServicesAmt
Management And General$3,819,932ManagementAndGeneralAmt
Fundraising$2,673,658FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$54,751,685TotalAmt
Program Services$50,206,171ProgramServicesAmt
Management And General$2,673,953ManagementAndGeneralAmt
Fundraising$1,871,561FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$4,446,761TotalAmt
Management And General$4,446,761ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$878,243TotalAmt
Management And General$878,243ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$636,701TotalAmt
Management And General$636,701ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$1,333,120TotalAmt
Fundraising$1,333,120FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$51,995,168TotalAmt
Management And General$51,995,168ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$155,760,076TotalAmt
Program Services$148,068,115ProgramServicesAmt
Management And General$5,820,397ManagementAndGeneralAmt
Fundraising$1,871,564FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$20,383,598TotalAmt
Program Services$13,137,724ProgramServicesAmt
Management And General$1,575,238ManagementAndGeneralAmt
Fundraising$5,670,636FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$162,880,459TotalAmt
Program Services$155,591,140ProgramServicesAmt
Management And General$3,346,764ManagementAndGeneralAmt
Fundraising$3,942,555FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$16,540,390TotalAmt
Program Services$12,577,808ProgramServicesAmt
Management And General$3,913,829ManagementAndGeneralAmt
Fundraising$48,753FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$51,536,436TotalAmt
Program Services$51,527,440ProgramServicesAmt
Management And General$8,996ManagementAndGeneralAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$112,548,945TotalAmt
Program Services$110,867,388ProgramServicesAmt
Management And General$1,234,561ManagementAndGeneralAmt
Fundraising$446,996FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$47,317,803TotalAmt
Program Services$45,630,295ProgramServicesAmt
Management And General$563,061ManagementAndGeneralAmt
Fundraising$1,124,447FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$26,306,766TotalAmt
Program Services$25,044,792ProgramServicesAmt
Management And General$185,600ManagementAndGeneralAmt
Fundraising$1,076,374FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$40,504,221TotalAmt
Management And General$40,504,221ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$117,276,057TotalAmt
Program Services$111,625,418ProgramServicesAmt
Management And General$3,777,719ManagementAndGeneralAmt
Fundraising$1,872,920FundraisingAmt

Other Expenses OtherExpensesGrp (2 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmt
Revenue refunds$19,476,377$19,476,377
Other$3,969,604$1,616,898$2,352,706

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$2,330,997,409TotalAmt
Program Services$2,101,257,203ProgramServicesAmt
Management And General$180,033,723ManagementAndGeneralAmt
Fundraising$49,706,483FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$840,758,581BOYAmt
EOY$799,330,465EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$116,395,000BOYAmt
EOY$99,963,000EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$260,712,558BOYAmt
EOY$266,692,594EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$3,884,810BOYAmt
EOY$3,728,656EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$85,904,426BOYAmt
EOY$145,889,370EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$2,696,962BOYAmt
EOY$2,782,840EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$15,919,718BOYAmt
EOY$16,439,170EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$3,206,315,874LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$1,346,464,856LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$1,683,638,872BOYAmt
EOY$1,859,851,018EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$719,753,814BOYAmt
EOY$3,213,955,281EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$7,159,848,113BOYAmt
EOY$6,362,778,468EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$7,946BOYAmt
EOY$7,982EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$2,281BOYAmt
EOY$2,434,273EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$10,889,523,081BOYAmt
EOY$12,773,853,117EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$208,102,470BOYAmt
EOY$230,117,868EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$260,684,481BOYAmt
EOY$266,289,913EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$598,966,207BOYAmt
EOY$410,327,596EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$150,000,000BOYAmt
EOY$140,000,000EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$536,577,559BOYAmt
EOY$1,060,208,670EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$1,754,330,717BOYAmt
EOY$2,106,944,047EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$5,727,500,364BOYAmt
EOY$6,827,436,070EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$2,226,495,000BOYAmt
EOY$2,585,463,000EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,181,197,000BOYAmt
EOY$1,254,010,000EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$9,135,192,364BOYAmt
EOY$10,666,909,070EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$10,889,523,081BOYAmt
EOY$12,773,853,117EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$564,845,229ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst$947,686,000NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$19,185,477OtherChangesInNetAssetsAmt
Info In Schedule O Part XIIYes (X)InfoInScheduleOPartXIIInd
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS AuditedYes (1)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (1)AuditCommitteeInd
Federal Grant Audit RequiredYes (1)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (1)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
SchoolYes (X)SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$200,683,218CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$191,440,295CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$265,414,664CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$331,106,325CurrentTaxYearMinus1YearAmt
Current Tax Year$625,656,043CurrentTaxYearAmt
Total$1,614,300,545TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$200,683,218CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$191,440,295CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$265,414,664CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$331,106,325CurrentTaxYearMinus1YearAmt
Current Tax Year$625,656,043CurrentTaxYearAmt
Total$1,614,300,545TotalAmt
FieldValueIRS element (for citing)
Public Support Total170$1,614,300,545PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$423,451,122CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$443,099,864CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$467,285,874CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$864,474,845CurrentTaxYearMinus1YearAmt
Current Tax Year$788,554,989CurrentTaxYearAmt
Total$2,986,866,694TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus1 Year$14,524,514CurrentTaxYearMinus1YearAmt
Total$14,524,514TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$481,686CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$379,354CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$394,461CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$234,321CurrentTaxYearMinus1YearAmt
Current Tax Year-$1,775CurrentTaxYearAmt
Total$1,488,047TotalAmt
FieldValueIRS element (for citing)
Total Support$4,617,179,800TotalSupportAmt
Gross Receipts Rltd Activities$7,881,554,254GrossReceiptsRltdActivitiesAmt
Public Support CY1700.34960PublicSupportCY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part IV Form990ScheduleAPartIVGrp

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule A, Part II, Line 10, Explanation of Other Income:FormAndLineReferenceDesc
ExplanationPart VIII Line 8 and Line 11 Col d - 2009 Amount: $ 481686. 2010 Amount: $ 379354. 2011 Amount: $ 394461. 2012 Amount: $ 234321. 2013 Amount: $ -1775.ExplanationTxt

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

Total Direct Lobbying TotalDirectLobbyingGrp

FieldValueIRS element (for citing)
Filing Organizations Total$863,962FilingOrganizationsTotalAmt

Total Lobbying Expend TotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$863,962FilingOrganizationsTotalAmt

Other Exempt Purpose Expend OtherExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$2,332,039,352FilingOrganizationsTotalAmt

Total Exempt Purpose Expend TotalExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$2,332,903,314FilingOrganizationsTotalAmt

Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Filing Organizations Total$1,000,000FilingOrganizationsTotalAmt

Grassroots Nontaxable GrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Filing Organizations Total$250,000FilingOrganizationsTotalAmt

Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp

FieldValueIRS element (for citing)
Filing Organizations Total$0FilingOrganizationsTotalAmt

Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp

FieldValueIRS element (for citing)
Filing Organizations Total$0FilingOrganizationsTotalAmt

Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Current Year Minus3$1,000,000CurrentYearMinus3Amt
Current Year Minus2$1,000,000CurrentYearMinus2Amt
Current Year Minus1$1,000,000CurrentYearMinus1Amt
Current Year$1,000,000CurrentYearAmt
Total$4,000,000TotalAmt
FieldValueIRS element (for citing)
Lobbying Ceiling$6,000,000LobbyingCeilingAmt

Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Current Year Minus3$764,514CurrentYearMinus3Amt
Current Year Minus2$748,516CurrentYearMinus2Amt
Current Year Minus1$829,965CurrentYearMinus1Amt
Current Year$863,962CurrentYearAmt
Total$3,206,957TotalAmt

Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Current Year Minus3$250,000CurrentYearMinus3Amt
Current Year Minus2$250,000CurrentYearMinus2Amt
Current Year Minus1$250,000CurrentYearMinus1Amt
Current Year$250,000CurrentYearAmt
Total$1,000,000TotalAmt
FieldValueIRS element (for citing)
Grassroots Ceiling$1,500,000GrassrootsCeilingAmt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Donor Advised Funds Held1DonorAdvisedFundsHeldCnt
Donor Advised Funds Contri$1,660,368DonorAdvisedFundsContriAmt
Donor Advised Funds Grants$5,417,550DonorAdvisedFundsGrantsAmt
Donor Advised Funds Vl EOY$14,280,344DonorAdvisedFundsVlEOYAmt
Disclosed Org Leg CtrlYes (1)DisclosedOrgLegCtrlInd
Disclosed For Charitable PrpsYes (1)DisclosedForCharitablePrpsInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,283,130,000BeginningYearBalanceAmt
Contributions$516,836,000ContributionsAmt
Investment Earnings Or Losses$1,075,117,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$48,218,677GrantsOrScholarshipsAmt
Other Expenditures$325,748,323OtherExpendituresAmt
End Year Balance$7,501,116,000EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$5,574,319,000BeginningYearBalanceAmt
Contributions$393,797,000ContributionsAmt
Investment Earnings Or Losses$594,849,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$59,645,003GrantsOrScholarshipsAmt
Other Expenditures$220,189,997OtherExpendituresAmt
End Year Balance$6,283,130,000EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$5,474,935,000BeginningYearBalanceAmt
Contributions$210,535,000ContributionsAmt
Investment Earnings Or Losses$204,262,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$41,493,408GrantsOrScholarshipsAmt
Other Expenditures$273,919,592OtherExpendituresAmt
End Year Balance$5,574,319,000EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$4,726,940,000BeginningYearBalanceAmt
Contributions$146,273,000ContributionsAmt
Investment Earnings Or Losses$856,610,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$52,624,971GrantsOrScholarshipsAmt
Other Expenditures$202,263,029OtherExpendituresAmt
End Year Balance$5,474,935,000EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$4,398,200,000BeginningYearBalanceAmt
Contributions$61,037,000ContributionsAmt
Investment Earnings Or Losses$400,914,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$11,750,000GrantsOrScholarshipsAmt
Other Expenditures$121,461,000OtherExpendituresAmt
End Year Balance$4,726,940,000EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.52000BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.16000PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.32000TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org0EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org0EndowmentsHeldRelatedOrgInd

Land LandGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$28,388,669OtherCostOrOtherBasisAmt
Book Value$28,388,669BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$2,665,134,263OtherCostOrOtherBasisAmt
Depreciation$981,301,316DepreciationAmt
Book Value$1,683,832,947BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$16,186,291OtherCostOrOtherBasisAmt
Depreciation$6,442,572DepreciationAmt
Book Value$9,743,719BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$496,606,651OtherCostOrOtherBasisAmt
Depreciation$358,720,968DepreciationAmt
Book Value$137,885,683BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$1,859,851,018TotalBookValueLandBuildingsAmt

Financial Derivatives FinancialDerivativesGrp

FieldValueIRS element (for citing)
Book Value$1,952,226,656BookValueAmt
Method ValuationFMethodValuationCd

Other Securities OtherSecuritiesGrp

FieldValueIRS element (for citing)
DescEquity, fixed income, real assets,etcDesc
Book Value$4,410,551,812BookValueAmt
Method ValuationFMethodValuationCd
FieldValueIRS element (for citing)
Total Book Value Securities$6,362,778,468TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (5 entries)

DescDescAmtAmt
Deposits payable,actuarial liability of annuities payable$119,974,955
Government advances for student loans$38,775,000
Asset retirement obligations$115,458,715
Taxable bonds - series 2012$200,000,000
Taxable bonds - series 2013$586,000,000
FieldValueIRS element (for citing)
Total Liability$1,060,208,670TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Part III, Line 1a:The University does not capitalize collections. As stated in the University notes to the financial statements, the accounting policy for library collections is to expense all purchases. Museum purchases are accounted for similarly. Gifts of art and similar tangible personal property are accounted for as gifts-in-kind.
Part V, Line 4:The University's endowment funds purposes include instruction, research, library collections, scholarships and awards, and building construction.
Part X, Line 2:The University makes an assessment of individual tax positions and follows a process for recognition and measurement of uncertain tax positions. Tax positions are evaluated on whether they meet the "more likely than not" standard for sustainability on examination by tax authorities.
Part X, line 5Part X, line 5, Asset Retirement Obligations: The University records all known asset retirement obligations (ARO) for which the fair value of the liability can be reasonably estimated, including certain obligations relating to regulatory remediation. ARO covered include those for which an entity has a legal obligation to perform an asset retirement activity; however, the timing and/or method of settling the obligation are conditional on a future event that may or may not be within the control of the entity.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (1)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (1)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediaYes (1)PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (1)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (1)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (1)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (1)MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts0DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy0DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty0DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs0DiscriminateRaceSchsInd
Discriminate Race Educ Plcy0DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts0DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog0DiscriminateRaceAthltProgInd
Discriminate Race Other Acty0DiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (1)GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd0GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (1)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule E, Part I, Line 3Policies are included in student, faculty, and staff handbooks. Policies are also anually reprinted in the school newspaper.
Schedule E, Part I, Line 6The University receives financial support from agencies of the federal government for research purposes and for financial aid to students; additional financial aid support for students is received from agencies of the State of Illinois.
Schedule E, Part I, Line 7Northwestern University does not discriminate or permit discrimination by any member of its community against any individual on the basis of race, color, religion, national origin, sex, pregnancy, sexual orientation, gender identity, gender expression, parental status, marital status, age, disability, citizenship, or veteran status, or genetic information, or any other classification protected by law in matters of admissions, employment, housing, or services or in the educational programs or activities it operates.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (1)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (58 entries)

RegionRegionTxtOfficesOfficesCntEmployeeEmployeeCntType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
Middle East and North Africa1147Maintaining offices, employees or agentsInternational campus in Doha, Qatar for students in journalism and communications$38,221,812
East Asia and the PacificFundraising$13,977
EuropeFundraising$127,045
Middle East and North AfricaFundraising$26,648
North AmericaFundraising$24,657
South AsiaFundraising$2,056
Central America and the CaribbeanProgram servicesResearch$13,110
East Asia and the PacificProgram servicesResearch$338,513
EuropeProgram servicesResearch$2,181,146
Middle East and North AfricaProgram servicesResearch$106,133
North AmericaProgram servicesResearch$6,660,197
Russia & Neighboring StatesProgram servicesResearch$7,798
South AmericaProgram servicesResearch$26,743
South AsiaProgram servicesResearch$21,816
Sub-Saharan AfricaProgram servicesResearch$12,852
Central America and the CaribbeanProgram servicesStudy abroad programs and courses abroad$196,620
East Asia and the PacificProgram servicesStudy abroad programs and courses abroad$3,086,342
EuropeProgram servicesStudy abroad programs and courses abroad$2,868,450
Middle East and North AfricaProgram servicesStudy abroad programs and courses abroad$2,055,235
North AmericaProgram servicesStudy abroad programs and courses abroad$1,173,780
South AmericaProgram servicesStudy abroad programs and courses abroad$271,949
South AsiaProgram servicesStudy abroad programs and courses abroad$116,170
Sub-Saharan AfricaProgram servicesStudy abroad programs and courses abroad$777,679
Central America and the CaribbeanUnrelated trade or business$960
East Asia and the PacificUnrelated trade or business$7,470
EuropeUnrelated trade or business$18,958
Middle East and North AfricaUnrelated trade or business$128
North AmericaUnrelated trade or business$135
Russia & Neighboring StatesUnrelated trade or business$128
South AmericaUnrelated trade or business$3,641
South AsiaUnrelated trade or business$96
Sub-Saharan AfricaUnrelated trade or business$2,905
Central America and the CaribbeanInvestments$1,299,360,000
East Asia and the PacificInvestments$30,000,000
EuropeInvestments$152,970,000
North AmericaInvestments$38,130,000
South AmericaInvestments$17,570,000
Sub-Saharan AfricaInvestments$78,480,000
Central America and the CaribbeanProgram servicesBusiness travel abroad (includes travel to attend seminars and conferences)$109,101
East Asia and the PacificProgram servicesBusiness travel abroad (includes travel to attend seminars and conferences)$1,638,328
EuropeProgram servicesBusiness travel abroad (includes travel to attend seminars and conferences)$3,330,507
Middle East and North AfricaProgram servicesBusiness travel abroad (includes travel to attend seminars and conferences)$968,382
North AmericaProgram servicesBusiness travel abroad (includes travel to attend seminars and conferences)$433,249
Russia & Neighboring StatesProgram servicesBusiness travel abroad (includes travel to attend seminars and conferences)$66,146
South AmericaProgram servicesBusiness travel abroad (includes travel to attend seminars and conferences)$355,179
South AsiaProgram servicesBusiness travel abroad (includes travel to attend seminars and conferences)$187,764
Sub-Saharan AfricaProgram servicesBusiness travel abroad (includes travel to attend seminars and conferences)$448,517
Central America and the CaribbeanGrantmaking$111,318
East Asia and the PacificGrantmaking$767,014
EuropeGrantmaking$3,513,157
Middle East and North AfricaGrantmaking$360,521
North AmericaGrantmaking$1,279,245
South AmericaGrantmaking$180,832
South AsiaGrantmaking$194,570
Sub-Saharan AfricaGrantmaking$437,005
Russia & Neighboring StatesGrantmaking$30,310
EuropeProgram-related investments$104,254
East Asia and the PacificProgram-related investments$5,167
FieldValueIRS element (for citing)
Subtotal Offices1SubtotalOfficesCnt
Subtotal Employees147SubtotalEmployeesCnt
Continutation Total Office0ContinutationTotalOfficeCnt
Continutation Total Employee0ContinutationTotalEmployeeCnt
Total Office1TotalOfficeCnt
Total Employee147TotalEmployeeCnt
Subtotal Spent$38,767,818SubtotalSpentAmt
Continuation Spent$1,650,627,897ContinuationSpentAmt
Total Spent$1,689,395,715TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (44 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
Central AmericaGrant subaward from sponsored research funds$94,501ACH direct deposit or Check
East AsiaGrant subaward from sponsored research funds$146,667ACH direct deposit or Check
East AsiaGrant subaward from sponsored research funds$157,305ACH direct deposit or Check
East AsiaGrant subaward from sponsored research funds$157,992ACH direct deposit or Check
East AsiaGrant subaward from sponsored research funds$151,514ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$57,600ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$126,339ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$14,326ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$133,876ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$670,601ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$51,370ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$29,410ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$174,953ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$86,985ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$176,823ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$83,500ACH direct deposit or Check
EuropeGrant subaward from sponsored research funds$110,000ACH direct deposit or Check
Middle East and North AfricaGrant subaward from sponsored research funds$212,349ACH direct deposit or Check
Middle East and North AfricaGrant subaward from sponsored research funds$75,626ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$31,138ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$35,450ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$28,450ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$31,174ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$8,600ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$157,705ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$11,606ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$17,000ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$341,947ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$20,000ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$10,600ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$584,621ACH direct deposit or Check
North AmericaGrant subaward from sponsored research funds$954ACH direct deposit or Check
South AsiaGrant subaward from sponsored research funds$22,776ACH direct deposit or Check
South AsiaGrant subaward from sponsored research funds$108,111ACH direct deposit or Check
South AsiaCharitable contribution raised by student organization$24,100ACH direct deposit or Check
Sub-Saharan AfricaGrant subaward from sponsored research funds$156,065ACH direct deposit or Check
Sub-Saharan AfricaGrant subaward from sponsored research funds$6,148ACH direct deposit or Check
Sub-Saharan AfricaGrant subaward from sponsored research funds$22,679ACH direct deposit or Check
Sub-Saharan AfricaGrant subaward from sponsored research funds$64,131ACH direct deposit or Check
Sub-Saharan AfricaGrant subaward from sponsored research funds$3,850ACH direct deposit or Check
Sub-Saharan AfricaGrant subaward from sponsored research funds$39,908ACH direct deposit or Check
Sub-Saharan AfricaGrant subaward from sponsored research funds$39,438ACH direct deposit or Check
South AsiaCharitable contribution raised by student organization$27,221ACH direct deposit or Check
Sub-Saharan AfricaSupport of charitable organization$7,964ACH direct deposit or Check
FieldValueIRS element (for citing)
Total501c3 Org3Total501c3OrgCnt
Total Other Org44TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (8 entries)

Type Of AssistanceTypeOfAssistanceTxtRegionRegionTxtRecipientRecipientCntCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
Grants disbursed during student's enrollment in international programCentral America and the Caribbean1$16,817Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programEast Asia and the Pacific14$153,537Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programEurope (including Iceland and Greenland)180$1,797,375Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programMiddle East and North Africa10$72,546Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programRussia and Neighboring States2$30,310Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programSouth America18$180,832Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programSouth Asia2$12,362Applied to student account; credits are refunded by check
Grants disbursed during student's enrollment in international programSub-Saharan Africa14$104,786Applied to student account; credits are refunded by check
FieldValueIRS element (for citing)
Transfer To Foreign CorpYes (1)TransferToForeignCorpInd
Interest In Foreign Trust0InterestInForeignTrustInd
Foreign Corp OwnershipYes (1)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (1)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (1)ForeignPartnershipInd
Boycott CountriesYes (1)BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Part I, Line 2:Grants or other assistance are awarded to foreign organizations or entities pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's Office for Sponsored Research (OSR) and the University's Office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with OMB A-21 cost principles; also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance. If the information is not furnished to ASRSP, payment may be withheld. Grants and other assistance are awarded to students on the basis of financial need following University policies developed to meet regulatory requirements (federal methodology) and guided by the College Board (institutional methodology). Merit scholarships are awarded based upon talent (eg, academic, music, and athletic). All of these awarded grants are allowed to be used by the students towards any type of costs; no subsequent monitoring is required.
Schedule F, Part IThe program services listed in Part I reflect international educational programs in which the University had material involvement in the design, development and/or control of the program and/or curriculum. While Northwestern University provides its students with access to a multitude of study abroad programs and exchanges located throughout the world, the University does not administer or operate the educational courses taught by all of these programs. Rather, under reciprocity and affiliation agreements, the University helps facilitate its student access to such international programs and recognizes credit earned by students at such foreign educational institutions, and such exchange programs are excluded from Schedule F, Part I. Under Northwestern University's current accounting procedures, all expenses associated with study abroad international programs are not separately tracked, and therefore some expenditures per program are not listed in Part I, column (f) of Schedule F. Program-related investments represent student loans disbursed during student's enrollment in international program.
Schedule F, Part I, column (f), line 3Expenditures reported in the Form 990, Schedule F, Part I are prepared using the accrual method of accounting. University activities are assigned a unique identifying number. Direct expenses are recorded with respect to each activity in the University's electronic financial recording system. Such direct expenses, for the relevant tax year, are reflected in column (f).
Schedule F, Part II, line 1 and line 3In connection with the monitoring of subawards through OSR, approved purchase orders and invoices are documented and accounted for in the University's electronic financial recording system, and such amounts are reflected in Part II, line 1. Of the 44 recipient organizations that received grants in Part II, 32 are universities, colleges, and hospitals; seven are research centers; three are section 501(c)(3) organizations.
Schedule F, Part IIICash grants given to individuals are recorded in an electronic reporting tool. The data recorded includes information as to participation by undergraduate students in study abroad programming. Individual recipients of cash grants are coded with unique identifying numbers. Grants associated with undergraduate students coded as participating in a study abroad are reviewed to assess whether there is an overlap between the grant disbursement date and the dates of the applicable study abroad program. The number of such students, based on their unique identifying numbers, are summed and reflected in Part III, column (c).

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Solicitation Of Non Govt GrantsYes (X)SolicitationOfNonGovtGrantsInd
Solicitation Of Govt GrantsYes (X)SolicitationOfGovtGrantsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising ActyYes (1)AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (10 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeActivityActivityTxtFundraiser Control Of FundsFundraiserControlOfFundsIndGross ReceiptsGrossReceiptsAmtRetained By ContractorRetainedByContractorAmtNet To OrganizationNetToOrganizationAmt
Meeting Achievements Inc
232 E 500 NValparaisoIN46383Symposium sponsorship solicitorYes (1)$424,000$114,619$309,381
RuffaloCODY
65 Kirkwood North Rd SWCedar RapidsIA52406Phone solicitation0$174,186$53,743$120,443
Foley Consulting
2405 Essington Rd 98JolietIL60435Fundraising campaign consultant0$0$22,815$0
Feats
3 East Read StreetBaltimoreMD21202Fundraising event planning0$0$511,485$0
Feats
3 East Read StreetBaltimoreMD21202Fundraising campaign logistics consultant0$0$24,000$0
Designer Event
505 North McClurg Court Suite 1805ChicagoIL60611Fundraising event production0$0$7,500$0
Stelter
10435 New York AveDes MoinesIA50322Fundraising Marketing Consultant0$0$10,194$0
Syndio Social
800 W Huron 301ChicagoIL60642Fundraising Consultant0$0$8,000$0
Seftel Productions
20 Jay StreetBrooklynNY11201Video production, additional production costs0$0$294,700$0
Studio Blue
800 West Huron StreetChicagoIL60642Fundraising campaign consultant0$0$286,064$0
FieldValueIRS element (for citing)
Total Gross Receipts$598,186TotalGrossReceiptsAmt
Total Retained By Contractors$1,333,120TotalRetainedByContractorsAmt
Total Net To Organization$429,824TotalNetToOrganizationAmt
Licensed StatesALLicensedStatesCd
Licensed StatesAKLicensedStatesCd
Licensed StatesARLicensedStatesCd
Licensed StatesCALicensedStatesCd
Licensed StatesCOLicensedStatesCd
Licensed StatesDCLicensedStatesCd
Licensed StatesMELicensedStatesCd
Licensed StatesMILicensedStatesCd
Licensed StatesMSLicensedStatesCd
Licensed StatesMTLicensedStatesCd
Licensed StatesNHLicensedStatesCd
Licensed StatesNYLicensedStatesCd
Licensed StatesOHLicensedStatesCd
Licensed StatesORLicensedStatesCd
Licensed StatesSCLicensedStatesCd
Licensed StatesVALicensedStatesCd
Licensed StatesWALicensedStatesCd
Licensed StatesUTLicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Name Of Event1Dance MarathonNameOfEvent1Amt
Gross Receipts Event1$1,159,168GrossReceiptsEvent1Amt
Charitable Contri Event1$1,070,832CharitableContriEvent1Amt
Gross Revenue Event1$88,336GrossRevenueEvent1Amt
Rent Facility Costs Event1$73,880RentFacilityCostsEvent1Amt
Other Direct Expenses Event1$27,955OtherDirectExpensesEvent1Amt
Name Of Event2Brain Tumor Institute FundraiserNameOfEvent2Amt
Gross Receipts Event2$253,060GrossReceiptsEvent2Amt
Charitable Contri Event2$237,940CharitableContriEvent2Amt
Gross Revenue Event2$15,120GrossRevenueEvent2Amt
Rent Facility Costs Event2$19,008RentFacilityCostsEvent2Amt
Food And Beverage Event2$10,476FoodAndBeverageEvent2Amt
Entertainment Event2$5,000EntertainmentEvent2Amt
Other Direct Expenses Event2$18,085OtherDirectExpensesEvent2Amt
Other Events Total11OtherEventsTotalCnt
Gross Receipts Other Events$598,438GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$330,137CharitableContriOtherEventsAmt
Gross Revenue Other Events$268,301GrossRevenueOtherEventsAmt
Non Cash Prizes Other Events$9,296NonCashPrizesOtherEventsAmt
Rent Fclty Costs Other Events$27,971RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events$197,891FoodAndBeverageOtherEventsAmt
Entertainment Other Events$4,975EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events$23,737OthDirectExpnssOtherEventsAmt
Gross Receipts Total$2,010,666GrossReceiptsTotalAmt
Charitable Contributions Tot$1,638,909CharitableContributionsTotAmt
Gross Revenue Total Events$371,757GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events$9,296NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events$120,859RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events$208,367FoodAndBeverageTotalEventsAmt
Entertainment Total Events$9,975EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events$69,777OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$418,274DirectExpenseSummaryEventsAmt
Net Income Summary-$46,517NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule G, Part I, Line 2b, Column (v)The following professional fundraisers received reimbursements for expenses associated with their services to the University (the amount of expenses reimbursed are reflected): RuffaloCODY ($5,469) in accordance with the agreement with professional fundraiser which permits reimbursement for direct expenses such as mailing and shipping; Stelter ($10,194) as agreed for printing and postage; Seftel Productions ($44,853) as agreed for overhead and additional production costs.
Schedule G, Part I, Line 2b, Column 3Meeting Achievements received $111,550 of funds on behalf of the University and remitted the entire amount to the University.
Schedule G, Part I, Line 3No registration is required in Arizona, Delaware, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Minnesota, Missouri, Nebraska, New Mexico, Pennsylvania, Rhode Island, South Dakota, Tennessee, Texas, Vermont, West Virginia, and Wyoming. The University has requested confirmation of exemption from Connecticut, New Jersey and Wisconsin.

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (1)GrantRecordsMaintainedInd

Recipient Table RecipientTable (247 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtAddress Line2USAddress/AddressLine2
Access Community Health Network
222 N Canal StChicagoIL60606363317058501(c)(3)$258,573Support of research activities
Access DuPage
511 Thornhill Dr MCarol StreamIL60188364448208501(c)(3)$111,138Support of research activities
Advocate Lutheran General Hospital
1775 W Dempster StPark RidgeIL60068362169147501(c)(3)$54,644Support of research activities
Aging and In-Home Services of Northeast Indiana
2927 Lake AveFort WayneIN46805351341437501(c)(3)$20,685Support of research activities
AIDS Arms Inc
219 Sunset AveDallasTX75208752306145501(c)(3)$222,724Support of research activities
Alliance of Chicago Community Health Service LLC
215 W Ohio StChicagoIL60654364444309$436,062Support of research activities
American Institutes for Research
1000 Thomas Jefferson Street NWWashingtonDC20007250965219501(c)(3)$49,890Support of research activities
American Society for Microbiology
1752 N Street NWWashingtonDC20036381616141501(c)(3)$24,945Support of research activities
Ann & Robert H Lurie Children's Hospital of Chicago
225 E Chicago AvenueChicagoIL60611362170833501(c)(3)$2,597,125Support of research activities
Applied Communications Sciences
150 Mount Airy RoadBasking RidgeNJ07920452826612$132,392Support of research activities
Argonne National Laboratory
9700 S Cass AveLemontIL60439680628477115$83,106Support of research activities
Arizona State University
PO BOX 876011TempeAZ85287860196696501(c)(3)$444,186Support of research activities
Arkansas Children's Hospital Research Institute
One Childrens WayLittle RockAR77202710568795501(c)(3)$130,777Support of research activities
Arkansas Site Management Services
7 Shakelford West BlvdLittle RockAR72211460743932$17,995Support of research activities
Art Institute of Chicago
111 S MICHIGAN AVEChicagoIL60603362167725501(c)(3)$35,000Support of charitable community organization
Aurasense Therapuetics LLC
1801 Maple Ave Ste 4301EvanstonIL60201452638444$749,718Support of research activities
Banner Alzheimer's Institute
901 E Wiletta StreetPhoenixAZ85006204862361501(c)(3)$9,885Support of research activities
Baptist Hospital of Miami
8900 N Kendall DriveMiamiFL33176590910342501(c)(3)$41,910Support of research activities
Baylor College of Medicine
1 Baylor PlazaHoustonTX77030741613878501(c)(3)$14,396Support of research activities
Baylor Research Institute
3310 Live Oak Suite 501DallasTX75204751921898501(c)(3)$60,369Support of research activities
Beth Israel Deaconess Medical Center
330 Brookline AveBostonMA02215042103881501(c)(3)$47,372Support of research activities
Boston Medical Center
One Boston Medical Center PlBostonMA02118043314093501(c)(3)$774,618Support of research activities
Boston University
One Silber WayBostonMA02215042103547501(c)(3)$365,041Support of research activities
Boys & Girls Clubs of Chicago
550 W Van Buren Street Suite 350ChicagoIL60607362166997501(c)(3)$37,255Support of research activities
Bridgeport Hospital
267 Grant StBridgeportCT06610222908698501(c)(3)$6,210Support of research activities
Brigham and Women's Hospital
75 Francis StBostonMA02115042312909501(c)(3)$8,251Support of research activities
Brookings Institution
1775 Massachusetts Ave NWWashingtonDC20036530196577501(c)(3)$53,181Support of research activities
Brown University
45 Prospect StreetProvidenceRI02912050258809501(c)(3)$107,164Support of research activities
California Institute of Technology
1200 East California BlvdPasadenaCA91125951643307501(c)(3)$264,897Support of research activities
Camp Kesem National
PO Box 452Culver CityCA90232510454157501(c)(3)$32,221Charitable fundraising conducted by student organization
Campbell-Kibler Associates Inc
80 Lakeside DrGrotonMA01450043297519$59,323Support of research activities
Cancer Help Institute Ltd
1000 Skokie Blvd Ste 100WilmetteIL60091363801000$15,261Support of research activities
Case Western Reserve University
10900 Euclid AveClevelandOH44106341018992501(c)(3)$316,253Support of research activities
Center on Halsted
3656 Halsted StreetChicagoIL60613510178807501(c)(3)$22,216Support of research activities
Chicago Academy of Sciences
2430 N Cannon DrChicagoIL60614360895575501(c)(3)$25,000Support of charitable community organization
Chicago Association for Research and Education in Science
Building One Rm C347 5000 S 5th AveHinesIL60141363334177501(c)(3)$57,767Support of research activitiesAve
Chicago Botanic Garden(Chicago Horticultural Society)
1000 Lake Cook RdGlencoeIL60022362225482501(c)(3)$15,000Support of charitable community organization
Chicago Coalition for the Homeless
70 E Lake Street Suite 720ChicagoIL60601363292607501(c)(3)$15,500Support of research activities
Chicago Cubs Charities Inc
1060 W Addison StreetChicagoIL60613363443543501(c)(3)$5,500Support of charitable community organization
Chicago Hispanic Health Coalition
2525 S Michigan AveChicagoIL60616364193052501(c)(3)$14,533Support of research activities
Chicago Women's Health Center
3435 N Sheffield AveChicagoIL60657362922469501(c)(3)$9,500Support of research activities
Chicago's North Shore Convention & Visitor's Bureau
8001 Lincoln AvenueSkokieIL60077364449110501(c)(6)$25,000Support of community organization
Children's Hospital Los Angeles
4650 Sunset Blvd MS 130Los AngelesCA90027951690977501(c)(3)$16,245Support of research activities
Children's Hospital of Philadelphia The
34th Street and Civic Center BlvdPhiladelphiaPA19104231352166501(c)(3)$307,592Support of research activities
Children's Research Fund
225 E Chicago AveChicagoIL60611363841919501(c)(3)$10,000Support of research activities
Chinese American Service League
2141 S Tan CtChicagoIL60616362984043501(c)(3)$43,704Support of research activities
City Colleges of Chicago
226 W Jackson BlvdChicagoIL60606362606236501(c)(3)$14,092Support of research activities
City of Chicago Board of Education
125 South Clark Street 6th FloorChicagoIL60603366005821115$719,829Support of research activities
Clemson University
300 Brackett Hall 321 Calhoun DriveClemsonSC29634576000254115$22,602Support of research activitiesDrive
Cleveland Clinic Lerner College of Medicine of CWRU
9500 Euclid AveClevelandOH44195912153073501(c)(3)$153,761Support of research activities
Colorado State University
203 Administration BuildingFort CollinsCO80523846000545115$9,942Support of research activities
Columbia University
615 W 131st StreetNew YorkNY10027131624202501(c)(3)$593,031Support of research activities
Community Action Project of Tulsa County Inc
4606 S Garnett Ste 100TulsaOK74146731019247501(c)(3)$107,420Support of research activities
Community Counseling Centers of Chicago
4740 N Clark StChicagoIL60640237115384501(c)(3)$6,048Support of research activities
Consulting Radiologists Ltd
1221 Nicollet Mall Ste 600MinneapolisMN55403410974675$25,150Support of research activities
Cornell University
222 Day HallIthacaNY14853150532082501(c)(3)$124,908Support of research activities
Curt's Cafe
2922 Central StreetEvanstonIL60201453934105501(c)(3)$11,000Support of research activities
Dana-Farber Cancer Institute
44 Binney StBostonMA02115042263040501(c)(3)$359,614Support of research activities
David Ostrow & Associates LLC
5455 N Sheridan Rd Ste 2503ChicagoIL60640205241516$29,264Support of research activities
Delve LLC
11971 Westline Industrial Dr 200St LouisMO63146200684635$2,350,789Support of research activities
DePaul University
1 E JacksonChicagoIL60604362167048501(c)(3)$33,388Support of charitable community organization
Development Alternatives Inc
7600 Wisconsin Blvd Ste 200BethesdaMD20814520904808$117,252Support of research activities
Duke University
Chapel DrDurhamNC27705560532129501(c)(3)$953,367Support of research activities
East Carolina University
2200 Charles Blvd Rm 2906GreenvilleNC27858566000403115$18,250Support of research activities
Emory University
201 Dowman DrAtlantaGA30322580566256501(c)(3)$261,493Support of research activities
Erie Family Health Center
1701 W Superior StChicagoIL60622363088628501(c)(3)$2,096,010Support of research activities
Evanston Community Foundation
1007 Church St Suite 108EvanstonIL60201363466802501(c)(3)$105,569Support of charitable community organization
Evidera Inc
7101 Wisconsin Ave Suite 600BethesdaMD20814541759539$44,505Support of research activities
EvMark
1560 Sherman AveEvanstonIL60201363571291501(c)(6)$15,000Support of charitable community organization
Executive Frameworks Ltd
2705 W Agatite Ave 1ChicagoIL60625371450886$85,619Support of research activities
Florida International University
11200 SW 8th StreetMiamiFL33174650177616501(c)(3)$27,149Support of research activities
Friends of Prentice
251 E Huron Street Galter PavilionChicagoIL60611363930139501(c)(3)$6,000Support of charitable community organization
Gastro-Intestinal Research Foundation
70 E Lake Street Suite 1015ChicagoIL60601366108156501(c)(3)$12,500Support of research activities
Geisinger Health System
100 North Academy AvenueDanvillePA17822231995911501(c)(3)$250,306Support of research activities
Geneva Foundation The
917 Pacific Ave Suite 600TacomaWA98402911593913501(c)(3)$19,876Support of research activities
Georgia State University Research Foundation Inc
30 Courtland St NE Ste 217AtlantaGA30303581845423501(c)(3)$112,749Support of research activities
Georgia Tech Research Institute
505 Tenth StAtlantaGA30332580603146501(c)(3)$412,057Support of research activities
GFK Custom Research LLC
420 Lower Wabash AveChicagoIL60611362948619$492,653Support of research activities
H Lee Moffitt Cancer Center & Research Institute
12902 Magnolia AveTampaFL33612592451713501(c)(3)$244,488Support of research activities
Habitat For Humanity Lake County IL INC
315 N Martin Luther King Jr AveWaukeganIL60085363659288501(c)(3)$9,600Charitable fundraising conducted by student organization
Harvard University
Massachusetts HallCambridgeMA02138042103580501(c)(3)$1,352,926Support of research activities
Health Research Inc Roswell Park Cancer Institute Division
Elm Carlton StsBuffaloNY14263141402155501(c)(3)$199,055Support of research activities
Heartland Health Outreach
2200 W Touhy AvenueChicagoIL60645363775696501(c)(3)$23,456Support of research activities
Hektoen Institute for Medical Research
2240 W Ogden AveChicagoIL60612362244897501(c)(3)$486,652Support of research activities
Henry M Jackson Foundation for the Advancement of Military Medicine
6720-A Rockledge DrBethesdaMD20817521317896501(c)(3)$146,327Support of research activities
Hoosier Cancer Research Network
351 W 10th St Suite 330IndianapolisIN46202260303542501(c)(3)$26,902Support of research activities
Horizon Research Inc
326 Cloister CtChapel HillNC27514561550276$44,225Support of research activities
Indiana University Purdue University Indianapolis
420 University BlvdIndianapolisIN46202356001673115$174,261Support of research activities
Inquire Learning LLC
2625 Weston RdWestonFL33331260733745$97,888Support of research activities
Institute for Safe Medication Practices
200 Lakeside Drive Suite 200HorshamPA19044232757559501(c)(3)$13,733Support of research activities
J Craig Venter Institute
9704 Medical Center DriveRockvilleMD20850521842938501(c)(3)$517,393Support of research activities
Johns Hopkins University
1101 E 33rd StBaltimoreMD21210520595110501(c)(3)$560,135Support of research activities
Juvenile Protective Association
1707 N Halstead StChicagoIL60614362167765501(c)(3)$25,000Support of charitable community organization
Kaiser Foundation Research Institute
3800 N Interstate AvePortlandOR97227941105628501(c)(3)$452,827Support of research activities
Launch U (Chicago Professionals for Youth Organization)
416 W Ontario StChicagoIL60654203375570501(c)(3)$27,221Charitable fundraising conducted by student organization
Les Turner ALS Foundation
5550 W Touhy Avenue Suite 302SkokieIL60077362916466501(c)(3)$10,000Support of research activities
Louisiana State University
3848 W Lakeshore DrBaton RougeLA70808726087770115$69,502Support of research activities
Loyola University Chicago
1032 W Sheridan RdChicagoIL60660361408475501(c)(3)$66,797Support of research activities
Lynn Sage Cancer Research Foundation
251 E Huron StChicagoIL60611363727715501(c)(3)$10,000Support of research activities
Lyric Opera of Chicago
20 North Wacker DriveChicagoIL60606366008929501(c)(3)$22,500Support of charitable community organization
Magee-Womens Research Institute & Foundation
3339 Ward StPittsburghPA15132251462312501(c)(3)$414,291Support of research activities
Massachusetts General Hospital
55 Fruit StBostonMA02114041564655501(c)(3)$399,539Support of research activities
Massachusetts Institute of Technology
77 Massachusetts AveCambridgeMA02142042103594501(c)(3)$112,663Support of research activities
Materials & Electrochemical Research Corporation
7960 South Kolb RoadTucsonAZ85706860530946$18,437Support of research activities
Mayo Clinic Florida
4500 San Pablo RdJacksonvilleFL32224593337028501(c)(3)$63,191Support of research activities
Mayo Clinic Rochester
200 First StRochesterMN55905416011702501(c)(3)$72,987Support of research activities
Mayo Clinic Scottsdale
13400 East Shea BlvdScottsdaleAZ85259860800150501(c)(3)$170,666Support of research activities
McGaw YMCA
1420 Maple AveEvanstonIL60201362169194501(c)(3)$34,733Support of research activities
Medical College of Wisconsin
8701 Watertown Plank RdMilwaukeeWI53226390806261501(c)(3)$86,762Support of research activities
Medical University of South Carolina
179 Ashley AveCharlestonSC29425576000722115$121,587Support of research activities
Memorial Sloan-Kettering Cancer Center
1275 York AvenueNew YorkNY10065131624182501(c)(3)$190,518Support of research activities
Mercy General Hospital
4001 J StreetSacramentoCA95819941196203501(c)(3)$44,300Support of research activities
Mercy Hospital & Medical Center
2525 S Michigan AveChicagoIL60616362170152501(c)(3)$73,715Support of research activities
Methodist Hospital Research Institute
6670 Bertner StHoustonTX77030870721923501(c)(3)$44,497Support of research activities
Metropolitan Asian Family Services Inc
7541 N Western AvenueChicagoIL60645363925432501(c)(3)$24,803Support of research activities
Metropolitan Chicago Breast Cancer Task Force
1645 W Jackson BlvdChicagoIL60612262264895501(c)(3)$11,324Support of research activities
Michigan State University
113 Angell BldgEast LansingMI48824386005984115$357,724Support of research activities
Midwestern University
555 31st StDowners GroveIL60515363377698501(c)(3)$5,333Support of research activities
Millennium Park Inc
DT 111 S Wacker DriveChicagoIL60601364244167501(c)(3)$10,000Support of charitable community organization
Mind Research Network The
1101 Yale Blvd NEAlbuquerqueNM87106850457562501(c)(3)$64,172Support of research activities
Missouri University of Science & Technology
300 W 12th St 202 Centennial HallRollaMO65401436003859115$28,863Support of research activities
Montana State University
309 Montana HallBozemanMT59717816010045115$145,207Support of research activities
Mount Sinai Beth Israel
First Ave at 16th StNew YorkNY10003135564934501(c)(3)$11,441Support of research activities
Mount Sinai Hospital
One Gustave L Levy PlNew YorkNY10029131624096501(c)(3)$23,089Support of research activities
Mount Sinai School of Medicine
One Gustave L Levy PlNew YorkNY10029136171197501(c)(3)$90,441Support of research activities
MRIGlobal
425 Volker BoulevardKansas CityMO64110440545878501(c)(3)$167,028Support of research activities
National Kidney Foundation of Illinois
215 W Illinois St Ste 1CChicagoIL60654366009226501(c)(3)$7,568Support of research activities
National Opinion Research Center
1155 E 60th StreetChicagoIL60637362167808501(c)(3)$29,136Support of research activities
National Patient Safety Foundation
268 Summer St 6th FloorBostonMA02210367166993501(c)(3)$21,634Support of research activities
National Resources Defense Council
40 W 20th StreetNew YorkNY10011132654926501(c)(3)$6,000Support of charitable community organization
Near North Health Service Corporation
1276 N Clybourn AveChicagoIL60610363197647501(c)(3)$41,635Support of research activities
New York University
70 Washington Square SouthNew YorkNY10012135562308501(c)(3)$195,689Support of research activities
North Country Healthcare Inc
2920 N Fourth StFlagstaffAZ86004860663432501(c)(3)$49,742Support of research activities
Northeastern Illinois University
5500 North St Louis AveChicagoIL60625366009515115$49,642Support of research activities
NorthShore University HealthSystem Research Institute
2650 Ridge AveEvanstonIL60201364191793501(c)(3)$932,348Support of research activities
Northwestern Medical Faculty Foundation
680 N Lakeshore DrChicagoIL60611363097297501(c)(3)$697,034Support of research activities
Northwestern Memorial Hospital
251 E Huron StChicagoIL60611370960170501(c)(3)$2,270,343Support of research activities
Northwestern University Settlement House (Evanston Board)
1400 West Augusta BlvdChicagoIL60642362167818501(c)(3)$25,000Support of charitable community organization
Norton Neuroscience Institute
210 E Gray St 1105LouisvilleKY40202310914919$67,956Support of research activities
Ohio State University
154 W 12th AveColumbusOH43210316025986115$45,990Support of research activities
Oklahoma Medical Research Foundation
825 NE 13th StreetOklahoma CityOK73104730580274501(c)(3)$30,767Support of research activities
Oklahoma State University
113 Student UnionStillwaterOK74078736017987115$404,953Support of research activities
Optimum Therapeutics LLC
9363 Towne Center DriveSan DiegoCA92121061595427$7,670Support of research activities
Oregon Health & Science University
3181 Southwest Sam Jackson Park RdPortlandOR97239931176109115$49,256Support of research activities
Orlando Regional Medical Center
1414 Kuhl AveOrlandoFL32806591726273501(c)(3)$19,720Support of research activities
Battelle Memorial Institute (DBA Pacific NW Natl Lab)
902 Battelle BlvdRichlandWA99354314379427501(c)(3)$25,000Support of research activities
Palo Alto Veterans Institute for Research and Education Inc
3801 Miranda Ave Bldg 101 RoomPalo AltoCA94304770207331501(c)(3)$25,666Support of research activitiesA2-210
Pennsylvania State University
308 Old MainUniversity ParkPA16802246000376115$541,857Support of research activities
Pervasive Health Inc
1 N Lasalle St Suite 1825ChicagoIL60602455186521$126,000Support of research activities
Piedmont Heart Institute Inc
1968 Peachtree Road NW BLDG 95AtlantaGA30309263553500501(c)(3)$7,120Support of research activitiesSuite 3025
Protabit LLC
251 Lake Ave Suite 910PasadenaCA91101293904491$59,928Support of research activities
Providence Health Center
6901 Medical Parkway Suite 301AWacoTX76712742696970501(c)(3)$5,565Support of research activities
Purdue University
Office of AdministrationWest LafayetteIN47906356002041115$8,807Support of research activities
Queen's Medical Center The
1301 Punchbowl StHonoluluHI96813990073524501(c)(3)$6,500Support of research activities
QuesTek Innovations LLC
1820 Ridge AvenueEvanstonIL60201364116425$116,027Support of research activities
Ravinia Festival
418 Sheridan RoadHighland ParkIL60035366002273501(c)(3)$12,000Support of charitable community organization
Raytheon BBN Technologies
10 Moulton AtreetCambridgeMA02138412126829$482,141Support of research activities
Rehabilitation Institute Research Corporation
345 E Superior StChicagoIL60611363728711501(c)(3)$160,712Support of research activities
Research Foundation of the City University of New York
230 West 41st Street 7th FloorNew YorkNY10036131988190501(c)(3)$147,956Support of research activities
Research Foundation SUNY
35 State StreetAlbanyNY12207141368361501(c)(3)$69,803Support of research activities
Research Triangle Institute
12 Davis DrResearch Triangle ParkNC27709560686338501(c)(3)$53,890Support of research activities
Rhode Island Hospital
593 Eddy StProvidenceRI02903050258954501(c)(3)$11,465Support of research activities
Rice University
6100 Main StHoustonTX77005741109620501(c)(3)$7,855Support of research activities
Rockefeller University
1230 York AvenueNew YorkNY10065131624158501(c)(3)$372,444Support of research activities
Rush University Medical Center
1653 W Congress ParkwayChicagoIL60612362174823501(c)(3)$996,942Support of research activities
Saint Louis University
One Grand BlvdSt LouisMO63103430654872501(c)(3)$79,216Support of research activities
Salk Institute
10010 North Torrey Pines RoadLa JollaCA92037952160097501(c)(3)$63,945Support of research activities
Sanford-Burnham Medical Research Institute
10901 North Torrey Pines RdLa JollaCA92037510197108501(c)(3)$294,542Support of research activities
Scripps Health
4275 Campus Point CtSan DiegoCA92121951684089501(c)(3)$54,302Support of research activities
Scripps Research Institute
10550 North Torrey Pines RoadLa JollaCA92037330435954501(c)(3)$985,042Support of research activities
Siena College
515 Loudon RdLoudonvilleNY12211141338498501(c)(3)$23,018Support of research activities
Society for Research on Educational Effectiveness
2040 Sheridan RdEvanstonIL60208264739791501(c)(3)$460,861Support of research activities
Society of Hospital Medicine
1500 Spring Garden Ste 501PhiladelphiaPA19130233057353501(c)(3)$328,631Support of research activities
South Carolina Research Foundation
901 Sumter St Byrnes Bldg Ste 511ColumbiaSC29208570967350501(c)(3)$10,843Support of research activities
SRI International
201 Washington RdPrincetonNJ08540941160950501(c)(3)$133,294Support of research activities
St Joseph's Hospital and Medical Center
350 W Thomas RoadPhoenixAZ85013721561134501(c)(3)$21,324Support of research activities
Stanford University
295 Galvez StStanfordCA94305941156365501(c)(3)$981,481Support of research activities
SUPPLIES FOR DREAMS INC
PO Box 8130EvanstonIL60204320270714501(c)(3)$13,475Charitable fundraising conducted by student organization
TEAM JOSEPH
3050 Union Lake RdSuite 8FCommerce TownshipMI48382800613664501(c)(3)$946,523Charitable fundraising conducted by student organization
Temple University
1801 N Broad StreetPhiladelphiaPA19122231365971501(c)(3)$67,750Support of research activities
Texas A&M Research Foundation
400 Harvey Mitchell Pkwy South SteCollege StationTX77845741238434501(c)(3)$14,135Support of research activities300
Texas Oncology PA
12221 Merit DriveDallasTX75251752705785$14,725Support of research activities
THE SHANTI BHAVAN CHILDREN'S PROJECT
121 Hawkins PlaceBoontonNJ07005264188445501(c)(3)$24,100Charitable fundraising conducted by student organization
Thomas Jefferson University
1020 Walnut StPhiladelphiaPA19107231352651501(c)(3)$15,850Support of research activities
Tufts University
Tufts UniversityMedfordMA02155042103634501(c)(3)$61,904Support of research activities
Tulane University
6823 St Charles AveNew OrleansLA70118720423889501(c)(3)$830,451Support of research activities
United Way of Metropolitan Chicago
560 W Lake StChicagoIL60604360200478501(c)(3)$15,000Support of charitable community organization
UnitedHealth Group Inc
PO Box 1459MinneapolisMN55440411289245$107,823Support of research activities
University of Alabama at Birmingham
1530 3rd Ave SouthBirminghamAL35294636005396115$53,746Support of research activities
University of Arizona
617 N Santa Rita AveTucsonAZ85721742652689115$37,391Support of research activities
University of California Berkeley
200 California HallBerkeleyCA94720946002123115$68,249Support of research activities
University of California Davis
One Shields AveDavisCA95616946036494115$1,232,169Support of research activities
University of California Irvine
Office of AdministrationIrvineCA92697952226406115$409,151Support of research activities
University of California Los Angeles
Hillgard AveLos AngelesCA90095956006143115$370,085Support of research activities
University of California San Diego
9500 Gilman DrLa JollaCA92093956006144115$58,835Support of research activities
University of California San Francisco
505 Parnassus AveSan FranciscoCA94143566001393115$269,489Support of research activities
University of Chicago
5801 S Ellis AveChicagoIL60637362177139501(c)(3)$8,254,632Support of research activities
University of Colorado at Boulder
914 Broadway StBoulderCO80302846000555115$141,595Support of research activities
University of Connecticut
438 Whitney RdStorrsCT06269060772160115$271,704Support of research activities
University of Connecticut Health Center
263 Farmington AveFarmingtonCT06030521725543115$18,255Support of research activities
University of Florida
201 Criser HallGainesvilleFL32611596002052115$20,116Support of research activities
University of Illinois at Urbana-Champaign
601 E John StChampaignIL61820376000511115$4,153,813Support of research activities
University of Kentucky
100 Funkhouser BldgLexingtonKY40506616001218115$52,206Support of research activities
University of Maryland
2108 Mitchell BldgCollege ParkMD20742526002033115$27,088Support of research activities
University of Massachusetts Amherst
Office of AdministrationAmherstMA01003043167352115$154,330Support of research activities
University of Miami
1252 Memorial DriveCoral GablesFL33146590624458501(c)(3)$132,271Support of research activities
University of Michigan
515 E JeffersonAnn ArborMI48109386000134115$1,405,876Support of research activities
University of Minnesota
101 Pleasant StMinneapolisMN55455416007513115$768,754Support of research activities
University of Nebraska-Lincoln
University of Nebraska-LincolnLincolnNE68588470049123115$635,728Support of research activities
University of North Carolina at Chapel Hill
9201 University City BlvdCharlotteNC28223566000642115$449,024Support of research activities
University of Oregon
1585 E 13th AvenueEugeneOR97403481278531115$10,507Support of research activities
University of Pennsylvania
3451 Walnut StreetPhiladelphiaPA19104231352685501(c)(3)$380,899Support of research activities
University of Pittsburgh
4227 Fifth AvePittsburghPA15260250965591501(c)(3)$339,753Support of research activities
University of Southern California
1540 Alcazar StLos AngelesCA90089951642394501(c)(3)$498,005Support of research activities
University of Tennessee Knoxville
527 Andy Holt TowerKnoxvilleTN37996626001636115$67,684Support of research activities
University of Texas at Austin
2100 San Jacinto BlvdAustinTX78712746000203115$352,160Support of research activities
University of Texas at El Paso
500 W University AveEl PasoTX79968746000813115$65,072Support of research activities
University of Texas at San Antonio
One UTSA CircleSan AntonioTX78249741717115115$491,370Support of research activities
University of Texas M D Anderson Cancer Center
1515 Holcombe BlvdHoustonTX77030760273984115$206,481Support of research activities
University of Texas Southwestern Medical Center
5323 Harry Hines BlvdDallasTX75390756002868115$178,415Support of research activities
University of Texas Arlington
701 S Nedderman DriveArlingtonTX76019756000121115$122,357Support of research activities
University of Utah
201 S 1460 ESalt Lake CityUT84112876000525115$110,476Support of research activities
University of Virginia
1 College ParkWiseVA24293546001796115$540,443Support of research activities
University of Washington
1410 NE Campus ParkwaySeattleWA98195916001537115$770,379Support of research activities
University of Wisconsin-Madison
716 Langdon St MadisonMadisonWI53706391805963115$1,306,583Support of research activities
UPMC Hamot
201 State StreetEriePA16550250965387501(c)(3)$19,550Support of research activities
Urban Initiatives
650 W Lake StreetChicagoIL60661830367521501(c)(3)$14,000Support of research activities
UT-Battelle LLC Oak Ridge National Laboratory
1 Bethel Valley RdOak RidgeTN37830621788235501(c)(3)$50,000Support of research activities
Vanderbilt University
Office of AdministrationNashvilleTN37240620476822501(c)(3)$444,143Support of research activities
Virginia Commonwealth University
PO BOX 843035RichmondVA23284540757884115$86,733Support of research activities
Wake Forest University
School of Medicine Medical CenterWinstonSalemNC27157560532138501(c)(3)$29,739Support of research activitiesBlvd
Washington State University
NE Wilson RoadPullmanWA99164916001108501(c)(3)$50,033Support of research activities
Washington University in St Louis
One Brookings DrSt LouisMO63130430653611501(c)(3)$381,757Support of research activities
Wayne State University
PO Box 02759DetroitMI48202383555142501(c)(3)$34,849Support of research activities
Weill Medical College of Cornell University
445 E 69th StreetNew YorkNY10021131623978501(c)(3)$8,500Support of research activities
West Virginia University Research Corporation
886 Chestnut Ridge Rd Suite 302MorgantownWV26506550665758501(c)(3)$13,750Support of research activities
Westside Institute for Science and Education
820 S Damon AveChicagoIL60612363712391501(c)(3)$118,925Support of research activities
Wright State University
3640 Colonel Glenn HwyDaytonOH45435310732831115$45,146Support of research activities
Writers' Theatre
321 Park AvenueGlencoeIL60022363847280501(c)(3)$102,000Support of charitable community organization
Yale University
140 Prospect StNew HavenCT06511060646973501(c)(3)$450,911Support of research activities
YMCA of Metropolitan Chicago
824 N HamlinChicagoIL60651362179782501(c)(3)$32,895Support of research activities
YMCA of the USA
101 N Wacker Drive Suite 1600ChicagoIL60606363258696501(c)(3)$5,205Support of research activities
YWCA Evanston
1215 Church StreetEvanstonIL60201362193618501(c)(3)$11,000Support of charitable community organization
Cabrini Green Legal Aid
740 N MilwaukeeChicagoIL60642362775706501(c)(3)$55,212Support of charitable community organization
East Bay Community Law Center
2921 Adeline StreetBerkeleyCA94703943042565501(c)(3)$50,000Support of charitable community organization
Family Violence Prevention Services Inc
7911 BroadwaySan AntonioTX78209741994151501(c)(3)$50,000Support of charitable community organization
TeamChild
1225 S Weller Street Ste 420SeattleWA98144911930194501(c)(3)$57,200Support of charitable community organization
FieldValueIRS element (for citing)
Total501c3 Org230Total501c3OrgCnt
Total Other Org29TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmtNon Cash AssistanceNonCashAssistanceAmt
Student grants, scholarships, stipends, and fellowships are financial aid that can be used towards any type of educational related costs.11733$284,298,362$0
Prizes and awards reflect prizes and awards to non-employees in recognition of an accomplishment, activity, or event.281$475,848$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Part I, Line 2:Grants given to support of charitable community organizations. Such grants are extended only for charitable purposes to organizations that are exempt under Code Section 501(c)(3). After qualifications for the grant are met and the grant is disbursed to the charitable organization there is no subsequent monitoring by the University. Grants or other assistance are awarded to organizations or entities in the U.S. pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's Office for Sponsored Research (OSR) and the University's Office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with OMB A-21 cost principles; also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance. If the information is not furnished to ASRSP, payment may be withheld. Grants and other assistance are awarded to students on the basis of financial need following University policies developed to meet regulatory requirements (federal methodology) and guided by the College Board (institutional methodology). Merit scholarships are awarded based upon talent (eg, academic, music, and athletic). All of these awarded grants are allowed to be used by the students towards any type of costs; no subsequent monitoring is required.
Schedule IPart III: Prizes and awards reflect prizes and awards extended to non-employees in recognition of an accomplishment, activity, or event. Prizes and awards given to employees are included as compensation and reported on an employee's Form W-2.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Travel For CompanionsYes (X)TravelForCompanionsInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Club Dues Or FeesYes (X)ClubDuesOrFeesInd
Personal ServicesYes (X)PersonalServicesInd
Written Policy Ref T And E ExpnssYes (1)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (1)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentYes (1)SeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (1)SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm0EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org0CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs0CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org0CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs0CompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (1)AnyNonFixedPaymentsInd
Initial Contract Exception0InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (21 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
Morton O Schapiro
President$883,747$0$75,000$0$70,689$0$233,833$0$181,849$0$1,445,118$0$0$0
Daniel I Linzer
Provost$563,951$0$30,000$0$14,134$0$175,500$0$21,388$0$804,973$0$0$0
Eugene S Sunshine
Senior VP for Business$649,823$0$25,000$0$146,198$0$72,167$0$21,251$0$914,439$0$0$0
Thomas G Cline
VP and General Counsel$479,319$0$25,000$0$18,532$0$72,167$0$29,588$0$624,606$0$0$0
Alan K Cubbage
VP University Relations$239,583$0$0$0$22,184$0$25,467$0$840$0$288,074$0$0$0
Marilyn McCoy
VP for Administration$278,030$0$0$0$18,992$0$25,500$0$15,945$0$338,467$0$0$0
William H McLean
VP and Chief Investment Of$710,768$0$1,546,977$0$204,652$0$1,107,304$0$27,011$0$3,596,712$0$511,668$0
Robert E McQuinn
VP for Development$424,880$0$30,000$0$60,902$0$52,167$0$28,268$0$596,217$0$0$0
Eric G Neilson
VP Medical Affairs$500,546$0$189,500$0$7,670$0$16,575$0$4,217$0$718,508$0$0$0
James J Phillips
VP Athletics$559,330$0$80,650$0$637,036$0$66,833$0$19,275$0$1,363,124$0$60,000$0
Sean Reynolds
VP Information Technology$380,835$0$0$0$47,341$0$25,500$0$6,190$0$459,866$0$0$0
Patricia Telles-Irvin
VP Student Affairs$324,485$0$25,000$0$28,032$0$25,500$0$21,498$0$424,515$0$0$0
Joseph T Walsh Jr
VP for Research$302,234$0$0$0$18,052$0$25,500$0$49,997$0$395,783$0$0$0
Ronald Nayler
Assoc.VP Facilities Mgmnt$322,054$0$10,000$0$19,548$0$25,500$0$14,757$0$391,859$0$0$0
Patrick W Fitzgerald II
Head Coach$1,968,080$0$200,000$0$271,492$0$25,500$0$25,786$0$2,490,858$0$0$0
William D Carmody
Former Head Coach$189,120$0$0$0$1,411,149$0$25,500$0$25,951$0$1,651,720$0$0$0
Christopher R Collins
Head Coach$888,588$0$0$0$40,832$0$0$0$19,019$0$948,439$0$0$0
Peter A Belytschko
Investment Manager$344,040$0$586,968$0$17,740$0$424,181$0$6,490$0$1,379,419$0$0$0
John A Capelli
Investment Manager$324,854$0$538,466$0$18,528$0$385,466$0$28,090$0$1,295,404$0$0$0
Morteza A Rahimi
Former VP Information Tech$156,234$0$0$0$2,361$0$16,500$0$16,372$0$191,467$0$0$0
Jeffrey Glassroth
Former Interim VP Medical$133,126$0$0$0$3,810$0$15,417$0$9,866$0$162,219$0$0$0

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Part I, Line 1aCharter travel: Charter airplane travel was provided to four listed persons as an annual round-trip travel service to attend the annual Bowl game, where the University student football team competes. Pursuant to written University policy, the benefit was treated as a business expense and was not treated as taxable compensation. Charter airplane travel was provided to four listed persons and was treated as a business expense and was not treated as taxable compensation. Travel for companions: Spouses traveled with four listed persons to the annual Bowl game. Pursuant to written University policy, the benefit was treated as a business expense and was not treated as taxable compensation. Family members accompanied four listed person to the annual Bowl game and such costs were either reimbursed by the listed person or imputed to taxable income following the event. The President's spouse has accompanied the President at development events for business purposes and such expenses were not treated as taxable compensation. Spouses accompanied four listed persons for travel. Spousal travel was treated as taxable compensation for one listed person. Tax gross-up payments: Seven listed persons received gross up payments in connection with certain benefits and such amounts were treated as taxable compensation. Housing allowance or residence for personal use: The President is required to reside in University-owned housing which is provided for the convenience of the University and is not treated as a taxable compensation pursuant to Internal Revenue Code Section 119. The annual fair market rental value of the housing is included in nontaxable benefits listed on Schedule J, Part II, column (D). Five listed persons were provided with housing allowances and the amounts were treated as taxable compensation. Health or social club dues or initiation fees: The President was extended memberships in organizations that are held in the President's individual name but that reflect institutional business requirements and are not treated as taxable compensation. Six listed persons received reimbursement for social club initiation fees and/or dues. The club initiation fees were treated as taxable compensation. The club dues were treated as taxable compensation for three listed persons. Three listed persons received airline club memberships. One airline club membership was treated as taxable compensation for one listed person. Personal Services: In connection with the University provided presidential housing, the University provides maid/cleaning services at the President's University residence. The value of the benefit is apportioned between personal living quarters and public areas of the house, and the cleaning services associated with the personal living quarters are treated as taxable compensation. Nominal personal chauffeur services were provided to the President and the value of the benefit was treated as taxable compensation.
Part I, Lines 4a-bFormer coach, W. Carmody, received one million dollars in connection with separation and payments ceased after April 2013. The following participated in a 457(f) nonqualified retirement plan and the amounts are subject to substantial risk of forfeiture and vest after a number of years. Name Amount Contributed Morton O. Schapiro $208,333 Daniel I. Linzer $150,000 Eugene S. Sunshine $46,667 Thomas G. Cline $46,667 Robert E. McQuinn $26,667 James J. Phillips $41,333 William H. McLean $1,081,084(short-term deferral) Peter A. Belytschko $398,681(short-term deferral) John A. Capelli $359,966(short-term deferral) Name Amount Paid James J. Phillips $345,430 William H. McLean $573,684 Peter A. Belytschko $229,206 John A. Capelli $216,802 William D. Carmody $338,525
Part I, Line 7The President, seven officers, and one key employee received a non-fixed payment related to a recognition bonus. One officer was offered non-fixed payment related to travel, domestic services, apparel and tickets.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
Illinois Educational Facilities Authority
A5212975634520018K92003-10-29$183,530,698Refund bonds issued 5/13/97; acquire, construct or renovate Univ. facilities000
Illinois Finance Authority
B86109196745200BFC72004-09-09$135,800,000Acquire, construct or renovate University facilities000
Illinois Finance Authority
C86109196745200BH502006-10-03$150,740,726Refund bonds issued 12/3/97000
Illinois Finance Authority
D86109196745200FKZ12008-06-25$125,000,000Acquire, construct or renovate University facilities000

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCapital ExpendituresCapitalExpendituresAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$185,010,000$194,022,795$1,092,348$158,297,0672008Yes (1)0Yes (1)Yes (1)
B$144,677,217$1,039,400$143,637,817200800Yes (1)Yes (1)
C$150,740,726$1,518,2340Yes (1)Yes (1)Yes (1)
D$126,815,680$1,250,000$125,565,680201100Yes (1)Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A0Yes (1)Yes (1)0Yes (1)00.000000.000000.0000000Yes (1)
B0Yes (1)Yes (1)0Yes (1)00.000000.000000.0000000Yes (1)
C0Yes (1)Yes (1)0Yes (1)00.000000.000000.0000000Yes (1)
D00000.000000.000000.0000000Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndBusiness Name Line2HedgeProviderName/BusinessNameLine2Superintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedIndTerm Of HedgeTermOfHedgePct
(no name)
A0Yes (1)000000Yes (1)
Morgan Stanley and
B0Yes (1)00Yes (1)Yes (1)0Yes (1)other banks0Yes (1)
(no name)
C0Yes (1)000000Yes (1)
Morgan Stanley and
D000Yes (1)Yes (1)Yes (1)00Yes (1)other banks009.000000000000

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)
CYes (1)
DYes (1)

Supplemental Information Detail SupplementalInformationDetail (10 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Date Rebate Computation PerformedIssuer Name: Illinois Finance Authority Date the Rebate Computation was Performed: 06/25/2013
Part I, column (c)The following bond issuances are associated with additional CUSIP numbers as noted: (B)IFA-Series 2004 CUSIP #45200BFD5; (D)IFA-Series 2008 CUSIP #45200FLA5 and #45200FLB3.
Part II, line 1IEFA-Series 2003 Fixed Rate Revenue Bonds were retired December 1, 2013; the University used $185,010,000 of proceeds of the Taxable-Series 2013 Fixed Rate Revenue Bonds issued October 21, 2013 in the amount of $586,000,000.
Part II, line 3The difference between issue price and proceeds of bonds (A), (B), and (D)are due to investment income earned on unspent proceeds of IEFA-Series 2003, IFA-Series 2004, and IFA-Series 2006 bonds, respectively.
Part III, line 3bThe University engages bond counsel and performs a review of management or services contracts at the time of any new bond issuances, generally every two years. At that time all existing bond issuances and private use are re-examined and re-documented. The University monitors changes in private use on an ongoing basis internally.
Part III, line 3dThe University engages bond counsel and performs a review of research agreements at the time of any new bond issuances, generally every two years. At that time all existing bond issuances and private use are re-examined and re-documented. The University monitors changes in private use on an ongoing basis internally.
Part III, line 4The University finances acquisition, construction and renovation of University facilities with multiple funding sources including tax exempt bond issues. There is a small amount of monitored private use within the facilities partially funded by bonds; however, such usage was financed from other sources.
Part IV, line 4On October 10, 2013 the University executed amendments to certain interest-rate swap agreements shortening their maturity date to August 21, 2023 from December 1, 2046, for IFA-Series 2008 bonds. Hedges were terminated for IFA-Series 2004 bonds.
Part IV, line 4bHedge providers are Morgan Stanley Capital Services, Bank of America, and JP Morgan for both(B) IFA-Series 2004 and (D)IFA-Series 2008 bonds.
Part IV, line 6In November 2009 the University filed Form 8038-T for IFA-Series 2006 bonds and disclosed gross proceeds were invested beyond an available temporary period; the University calculated and made a yield reduction payment in the amount of $310,118.

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (4 entries)

Relationship With OrgRelationshipWithOrgTxtLoan PurposeLoanPurposeTxtLoan From OrganizationLoanFromOrganizationIndOriginal PrincipalOriginalPrincipalAmtBalance DueBalanceDueAmtDefaultDefaultIndBoard Or Committee ApprovalBoardOrCommitteeApprovalIndWritten AgreementWrittenAgreementInd
Patrick Fitzgerald II
EmployeeCompensation packageYes (X)$2,500,000$2,567,0800Yes (1)Yes (1)
Robert McQuinn
EmployeeCompensation packageYes (X)$130,000$141,1780Yes (1)Yes (1)
Robert McQuinn
EmployeeCompensation packageYes (X)$50,000$53,7310Yes (1)Yes (1)
James Phillips
EmployeeCompensation packageYes (X)$1,100,000$966,6670Yes (1)Yes (1)
FieldValueIRS element (for citing)
Total Balance Due$3,728,656TotalBalanceDueAmt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (14 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
Northern Trust
Frederick H. Waddell, Trustee; was serving as a bank director$1,086,463Bank and investment transaction fees less interest earned from bank0
Technology Crossover Ventures
Jay C. Hoag, Trustee; partner w/ ownership interest over 5%$5,281,407Investment in three venture capital funds: Technology Crossover Ventures VI, VIIA and VIII0
Rndtable Hlthcare Ptnrs
Lester B. Knight, Trustee; was serving as a director$11,421,139Investment in two private equity funds: Roundtable Healthcare Partners II and III0
Aon Corporation
Lester B. Knight, Trustee; was serving as a director$3,193,263Insurance broker0
Madison Dearborn
John A. Canning, Jr., Trustee; partner w/ ownership interest over 5%$14,978,549Investment in four private equity funds: Madison Dearborn III, IV, V and VI; and one private investment: MDCP Co-Investors (SP), LP0
Madison Dearborn
Timothy P. Sullivan, Trustee; was serving as managing director$14,978,549Investment in four private equity funds: Madison Dearborn III, IV, V and VI; and one private investment: MDCP Co-Investors (SP), LP0
New Enterprise Associates
Peter J. Barris, Trustee; partner w/ ownership interest over 5%$14,464,560Investment in seven venture capital funds: NEA VIII, VIIIA, IX, X, XI, XII, and XIV.0
VWR International Inc
Timothy P. Sullivan, Trustee; was serving as board member$7,243,344Sale of labratory equipment0
RCPI Landmark Properties LLC
A. Steven Crown, Trustee; indirect ownership interest over 5%$390,087Lease of office space0
JP Morgan Funds
Marilyn McCoy, Officer; was serving as board member$3,228,703Investment in one fund; Prime Money Market Fund0
Charlotte Cubbage
Family member of Alan K. Cubbage, Officer$75,767Employment0
Jennifer Linzer
Family member of Daniel I. Linzer, Officer$26,279Employment0
Kristen Novelline
Family member of William A. Osborn, Trustee$54,878Employment0
Emily Martin
Family member of J. Landis Martin, Trustee$26,455Employment0

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule L, Part IVAmounts reflected with respect to the business transaction to Technology Crossover Ventures represent return of captial, capital gains and income less private equity fees, expenses and purchases during the tax year.
Schedule L, Part IVAmounts reflected with respect to the business transaction to Roundtable Healthcare Partners represent return of capital, return of expenses, capital gain and income less private equity fees, expenses and purchases during the tax year.
Schedule L, Part IVAmounts reflected with respect to the business transaction to Madison Dearborn represent return of capital, capital gains and income less private equity fees, expenses, and purchases during the tax year.
Schedule L, Part IVAmounts reflected with respect to the business transaction to New Enterprise Associates represent return of capital and capital gains less venture capital purchases during the tax year.
Schedule L, Part IVInvestment of University assets is monitored by an Investment Committee of the Board of Trustees and governed by an Investment Policy, which includes a conflict of interest policy. That policy establishes criteria under which any investments will be made. Among other things, affected Trustees must recuse themselves from any vote related to the investment.
Schedule L, Part IVSeparate from the Investment Policy, a segment of University liquid assets and cash holdings is managed and invested by the Office of Treasury Operations. The amount reflected with respect to JP Morgan Funds represents account market value as of fiscal year end. Officer Marilyn McCoy, who is a board member of JP Morgan Funds, was not involved in the selection of this investment

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution10ContributionCnt
Noncash Contributions Rpt F990$394,458NoncashContributionsRptF990Amt
Method Of Determining RevenuesFMV on date of giftMethodOfDeterminingRevenuesTxt

Books And Publications BooksAndPublicationsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$83,870NoncashContributionsRptF990Amt
Method Of Determining RevenuesFMV on date of giftMethodOfDeterminingRevenuesTxt

Clothing And Household Goods ClothingAndHouseholdGoodsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$9,752NoncashContributionsRptF990Amt
Method Of Determining RevenuesFMV on date of giftMethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution572ContributionCnt
Noncash Contributions Rpt F990$53,498,393NoncashContributionsRptF990Amt
Method Of Determining RevenuesProceeds from saleMethodOfDeterminingRevenuesTxt

Food Inventory FoodInventoryGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution12ContributionCnt
Noncash Contributions Rpt F990$23,566NoncashContributionsRptF990Amt
Method Of Determining RevenuesFMV on date of giftMethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (2 entries)

Non Cash CheckboxNonCashCheckboxIndDescDescContributionContributionCntNoncash Contributions Rpt F990NoncashContributionsRptF990AmtMethod Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)Equip/softwre10$485,044FMV on date of gift
Yes (X)Event/tickets239$215,296FMV on date of gift
FieldValueIRS element (for citing)
Form8283 Received7Form8283ReceivedCnt
Any Property That Must Be Held0AnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (1)ReviewProcessUnusualNCGiftsInd
Third Parties Used0ThirdPartiesUsedInd

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (11 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Form 990, Part VI, Section A, line 1Executive Committee of the Board of Trustees is comprised of 18 members of the governing body. The Executive Committee may exercise the power of the Board of Trustees between meetings with respect to ordinary business transactions.
Form 990, Part VI, Section A, line 2Business Relationships: John A. Canning, Jr. and Eugene S. Sunshine John A. Canning, Jr. and Timothy P. Sullivan Lester B. Knight and John A. Canning, Jr. Lester B. Knight and Frederick H. Waddell Lester B. Knight and William A. Osborn Lester B. Knight and T. Bondurant French Lester B. Knight and M. Jude Reyes Lester B. Knight and D. Gideon Searle Lester B. Knight and Christopher B. Galvin Lester B. Knight and A. Steven Crown Lester B. Knight and Charles Tribbett III
Form 990, Part VI, Section A, line 2Business Relationships continued: Edward M. Liddy and D. Cameron Findlay Edward M. Liddy and D. Gideon Searle Edward M. Liddy and Miles D. White William A. Osborn and Edward M. Liddy William A. Osborn and Miles D. White M. Jude Reyes and A. Steven Crown M. Jude Reyes and Frederick H. Waddell Frederick H. Waddell and Charles Tribbett III Jay C. Hoag and M. Jude Reyes Jay C. Hoag and Patrick G. Ryan Jr.
Form 990, Part VI, Section B, line 11A hard copy of the University's final Form 990 (including all required schedules), was provided to each voting member of the University's governing body prior to filing. That version of the Form 990 is identical to the one ultimately filed with the IRS. Prior to providing a copy to the governing body, a draft of the Form 990 was provided for review to the Audit, Risk and Compliance Committee of the Board of Trustees, which is comprised of a subset of members from the governing body who review the accounting procedures and controls of the University.
Form 990, Part VI, Section B, line 12cUniversity ByLaws and Statutes require that any conflict of interest of any Trustee, Officer or their immediate families be disclosed to the Board of Trustees in writing. An Officer shall call any conflict of interest to the attention of the President. If the matter is being considered by the Board of Trustees or one of its committees, such Officer is not permitted to participate in or make recommendations about the conflict of interest under discussion, except to the extent the Officer is required by the Trustees or other officers to answer pertinent questions related to the conflict. A Trustee having a conflict of interest shall call it to the attention of the Board or committee and shall abstain on voting on the subject. The Trustee is encouraged to answer pertinent questions when the his/her knowledge of the subject will assist the Board or any of its committees. In addition, Trustees are subject to a Conflict of Interest Policy, which has been adopted by the Board of Trustees, and disclosures are reviewed annually. Potential conflicts of interest of Trustees and Officers are reviewed by the University's General Counsel. Pursuant to the University's staff and faculty Conflict of Interest Policies, employees are required to disclose potential conflicts of interest to the University on an annual basis. Employees receive annual reminders to complete a conflict of interest questionnaire and responses are submitted electronically and reviewed by each employee's supervisor. Potential conflicts are further reviewed by the University's Department of Human Resources and action taken by senior management as needed.
Form 990, Part VI, Section B, line 15The Compensation Committee of the Board includes members of the University's governing body who are not related or controlled by the employees whose compensation they are reviewing. To assess the reasonableness of employee compensation, the Compensation Committee of the Board relies on formal surveys and comparability data prepared and compiled by outside consultants who have expertise in the field of executive compensation assessment and benchmarking. The Compensation Committee of the Board met in June 2012 to review and approve fiscal year 2013 (September 1, 2012 to August 31, 2013) salaries and met in June 2013 to review and approve fiscal year 2014 (September 1, 2013 to August 31, 2014) salaries. Actions undertaken by the Compensation Committee of the Board are contemporaneously documented in the minutes of each meeting. Compensation Committee of the Board reviewed and approved compensation of all current officers listed in Part VII, Section A.
Form 990, Part VI, Section C, line 19Governing documents: The University maintains an Office for University Relations where information requests from the public are processed. The organizing document by which the University was created, its charter, is available upon request. Conflict of Interest Policies: The University's conflict of interest policies for faculty and staff are available on the University's website. Financial Statements: The University's annual audited consolidated financial statements are available on the University's website.
Form 990, Part VI, Line 10The University does not have local chapters, branches, lodges, units or similar affiliates. As described in Schedule F, the University has one international campus, located in Doha, Qatar. The University has a number of affiliation agreements and arrangements with other research and educational institutions but the University does not have authority to exercise supervision and control of such institutions.
Form 990, Part VI, Line 16bThe University does not have a written policy regarding joint ventures in general. However, joint venture agreements are reviewed by the University's Office of General Counsel to evaluate whether the arrangement furthers the mission of the University and to ensure the safeguarding of University's assets. The University also has guidelines concerning joint ventures in its technology transfer and investment policies.
Form 990, Part XI, line 9:Change in value of derivative instruments 5317000. Change in value of nonoperating items 13868477.
Form 990, Part XII, Line 2cThe Audit, Risk and Compliance Committee that assumes responsibility for oversight of the audit review, compilation of financial statements and selection of an independent accountant increased in its membership from ten to twelve members.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp

Disregarded Entity Name DisregardedEntityName

FieldValueIRS element (for citing)
Business Name Line1Northwestern Student Holdings LLCBusinessNameLine1

US Address USAddress

FieldValueIRS element (for citing)
Address Line11800 Sherman Ave Suite 504AddressLine1
CityEvanstonCity
StateILState
ZIP Code60201ZIPCode
FieldValueIRS element (for citing)
Primary ActivitiesStudent enterprisesPrimaryActivitiesTxt
Legal Domicile StateILLegalDomicileStateCd

Direct Controlling Entity Name DirectControllingEntityName

FieldValueIRS element (for citing)
Business Name Line1Northwestern UniversityBusinessNameLine1

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (12 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Controlled OrganizationControlledOrganizationInd
Rubicon Insurance Company
2020 Ridge AveEvanstonIL60208363694409Providing medical malpractice coverageIL501(c)(3)11bNorthwestern UniversityYes (1)
Northwestern Medical Faculty Foundation
680 N Lakeshore DrChicagoIL60611363097297Patient care, teachingIL501(c)(3)9Northwestern UniversityYes (1)
Students Publishing Company
1999 Sheridan RdEvanstonIL60208366002654Publishes student periodicalsIL501(c)(3)11a0
Mcgaw Medical Center of Northwestern University
420 E Superior StChicagoIL60611362656113Coordination of medical residentsIL501(c)(3)11a0
Northwestern Global Health Foundation
PO Box 1969EvanstonIL60204273159956Developing medical devices for people in need in developing countriesIL501(c)(3)9Northwestern UniversityYes (1)
The Big Ten Conference Inc
1500 W Higgins RdPark RidgeIL60068363640583Facilitate quality intercollegiate athletic competitionIL501(c)(3)11b0
Northwestern University Employees Benefit Trust
PO Box 803878 Northern Trust at TruChicagoIL60680363180819Providing health insurance benefits to current and former eligible employeesIL501(c)(9)Northwestern UniversityYes (1)
Northwestern University Employees Benefit Trust Dental
PO Box 803878 Northern Trust at TruChicagoIL60680363591834Providing health insurance benefits to current and former eligible employeesIL501(c)(9)Northwestern UniversityYes (1)
Northwestern University Disability Trust
135 S LaSalle St Bank of America asChicagoIL60603366784987Providing disability benefits to current and former eligible employeesIL501(c)(9)Northwestern UniversityYes (1)
SON Consortium Inc
Campus Box 1058 One Brookings DrSt LouisMO63130462932954Facilitate delivery of education of its member institutionsDE501(c)(3)Line 11a, I0
Committee on Institutional Cooperation
1819 S Neil StChampaignIL61820463254996Academic consortium to advance mission of member institutionsIL501(c)(3)Line 11d, III-O0
Womans Educational Aid Assoc
804 Oakton St 1EEvanstonIL60202363049387Providing financial aid to studentsIL501(c)(3)Line 11c, III-FI0

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (4 entries)

Legal Domicile StateLegalDomicileStateCdEntity TypeEntityTypeTxtControlled OrganizationControlledOrganizationIndAddress Line1ForeignAddress/AddressLine1CityForeignAddress/CityCountryForeignAddress/CountryPostal CodeForeignAddress/PostalCodeEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Share Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctProvince Or StateForeignAddress/ProvinceOrState
Charitable Remainder UniTrusts (115)
ILT0
Charitable Remainder Annuity Trusts (20)
ILT0
Bensell US Feeder LP
CYes (1)50 Lothian Rd Festival SquareEdinburghUKEH3 9WJ980492320InvestmentsUKNorthwestern University-$1,422,998$7,960,6360.56600
Conquest Managed Futures Select Fund III Ltd
CYes (1)45 Market Street Suite 3205Camana BayCJKYI-9003InvestmentsCJNorthwestern University$808,417$51,432,9121.00000Grand Cayman
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts Rylts0ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org0GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (1)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org0LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org0LoansOrGuaranteesFromOthOrgInd
Div Related Organization0DivRelatedOrganizationInd
Asset Sale To Other Org0AssetSaleToOtherOrgInd
Asset Purchase From Other Org0AssetPurchaseFromOtherOrgInd
Asset Exchange0AssetExchangeInd
Rental Of Facilities To Oth OrgYes (1)RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org0RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org0PerformOfServicesForOthOrgInd
Perform Of Services By Other Org0PerformOfServicesByOtherOrgInd
Sharing Of Facilities0SharingOfFacilitiesInd
Paid Employees SharingYes (1)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (1)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (1)ReimbursementPaidByOtherOrgInd
Transfer To Other OrgYes (1)TransferToOtherOrgInd
Transfer From Other OrgYes (1)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (5 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
Rubicon Insurance Company
R$21,285,219cash
Northwestern Global Health Foundation
S$1,394,872cash
Northwestern University Employees Benefit Trust Health
R$45,293,920cash
Northwestern University Employees Benefit Trust Dental
R$3,250,227cash
Northwestern Student Holdings
Q$129,494cash

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule R, Part IVFormAndLineReferenceDesc
ExplanationThe Charitable Remainder Unitrusts and Charitable Remainder Annuity Trusts are predominantly domiciled in Illinois.ExplanationTxt