ETTINGER FOUNDATION INC: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- ETTINGER FOUNDATION INC (EIN 06-6038938)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-10
- IRS object ID
- 201513149349101271
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Liquidation Explanation Stmt
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-10T14:51:21-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Rockefeller Trust Co NA | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 5016 | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 101855016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 066038938 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ETTINGER FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % C/O ROCKEFELLER TRUST CO NA | InCareOfNm |
| Business Name Control | ETTI | BusinessNameControlTxt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O RTC NA PO BOX 5016 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 101855016 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | BARBARA ETTINGER | PersonNm |
| Person Title | TRUSTEE AND PRESIDENT | PersonTitleTxt |
| Phone | 2125495544 | PhoneNum |
| Signature | 2015-10-20 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SUSAN E LEITNER | PreparerPersonNm |
| PTIN | P00297499 | PTIN |
| Phone | 2125495544 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $11,347,961 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $200,748 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $200,748 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,079,021 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,321,252 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,079,021 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $146,127 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $125,704 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,425,896 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,405,473 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $27,294 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $27,294 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $123,220 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $123,220 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $40,459 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,130 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $70,862 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $28,339 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $38,500 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $261,835 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $157,689 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $65,794 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $10,097,055 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $665,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $10,358,890 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $157,689 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $731,294 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$8,932,994 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,247,784 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $552,972 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $404,586 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $404,586 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $8,744,216 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,927,131 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,100,919 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $282,458 | CorporateBondsBOYAmt |
| Other Investments BOY | $6,216,652 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,494,611 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,842,456 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $15,796,298 | TotalAssetsBOYAmt |
| Total Assets EOY | $8,826,328 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $11,347,961 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $15,796,298 | RetainedEarningBOYAmt |
| Retained Earning EOY | $8,826,328 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $15,796,298 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $8,826,328 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $15,796,298 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $8,826,328 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $15,796,298 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$8,932,994 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,119,050 | OtherIncreasesAmt |
| Subtotal | $8,982,354 | SubtotalAmt |
| Other Decreases | $156,026 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $8,826,328 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (22 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| S/T BRANDES (SEE ATTACHED) | P | $95,324 | $78,251 | $17,073 | $17,073 |
| L/T BRANDES (SEE ATTACHED) | P | $237,463 | $210,918 | $26,545 | $26,545 |
| S/T BROWN (SEE ATTACHED) | P | $141,719 | $132,156 | $9,563 | $9,563 |
| L/T BROWN (SEE ATTACHED) | P | $571,375 | $412,063 | $159,312 | $159,312 |
| S/T CARDINAL (SEE ATTACHED) | P | $184,810 | $173,547 | $11,263 | $11,263 |
| L/T CARDINAL (SEE ATTACHED) | P | $368,854 | $254,759 | $114,095 | $114,095 |
| S/T CASH (SEE ATTACHED) | P | $144,234 | $148,428 | -$4,194 | -$4,194 |
| L/T CASH (SEE ATTACHED) | P | $433,279 | $442,400 | -$9,121 | -$9,121 |
| S/T GRANITE (SEE ATTACHED) | P | $689,921 | $652,801 | $37,120 | $37,120 |
| L/T GRANITE (SEE ATTACHED) | P | $739,254 | $502,699 | $236,555 | $236,555 |
| S/T JA GLYNN (SEE ATTACHED) | P | $99,171 | $99,577 | -$406 | -$406 |
| L/T JA GLYNN (SEE ATTACHED) | P | $189,776 | $189,864 | -$88 | -$88 |
| S/T WALDEN (SEE ATTACHED) | P | $108,375 | $99,952 | $8,423 | $8,423 |
| L/T WALDEN (SEE ATTACHED) | P | $249,937 | $225,435 | $24,502 | $24,502 |
| S/T WENTWORTH (SEE ATTACHED) | P | $48,580 | $54,927 | -$6,347 | -$6,347 |
| L/T WENTWORTH (SEE ATTACHED) | P | $655,767 | $550,842 | $104,925 | $104,925 |
| CARDINAL CAPITAL GAIN DISTRIBUTION | P | $817 | $817 | $817 | |
| WALDEN CAPITAL GAIN DISTRIBUTION | P | $380 | $380 | $380 | |
| S/T - GENERATION IM CLIMATE GLOBAL EQ FUND | P | $62,781 | $62,781 | $62,781 | |
| L/T - GENERATION IM CLIMATE GLOBAL EQ FUND | P | $299,435 | $299,435 | $299,435 | |
| S/T - NORTH SKY | P | $354 | -$354 | -$354 | |
| L/T - NORTH SKY | P | $13,258 | -$13,258 | -$13,258 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,079,021 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $600,794 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $18,746,642 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.032048 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,360,218 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $17,178,886 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.07918 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,264,615 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $17,560,448 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.072015 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,202,624 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $17,407,786 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.069085 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,137,704 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $16,101,711 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.070657 | DistributionYr5Rt |
| Total Distribution | 0.322985 | TotalDistributionRt |
| Average Distribution | 0.064597 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $19,036,096 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,229,675 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $12,478 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,242,153 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $731,294 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $24,956 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $24,956 | SubtotalAmt |
| Tax Based On Investment Income | $24,956 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $24,428 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $10,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $34,428 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $12 | EsPenaltyAmt |
| Overpayment | $9,460 | OverpaymentAmt |
| Applied To ES Tax | $9,460 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | Yes (true) | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | Yes (true) | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CO ROCKEFELLER TRUST CO NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2125495544 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 ROCKEFELLER PLAZA 3RD FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| BARBARA ETTINGER | ||||||||
| C/O RTC NA PO BOX 5016 | NEW YORK | NY | 101855016 | PRESIDENT/MEMBER/TRUSTEE | 1.0 | $0 | $0 | $0 |
| HEIDI ETTINGER | ||||||||
| C/O RTC NA PO BOX 5016 | NEW YORK | NY | 101855016 | VICE PRESIDENT/MEMBER/TRUSTEE | 1.0 | $0 | $0 | $0 |
| WENDY ETTINGER | ||||||||
| C/O RTC NA PO BOX 5016 | NEW YORK | NY | 101855016 | SECRETARY/MEMEBER/TRUSTEE | 1.0 | $0 | $0 | $0 |
| CHRISTIAN ETTINGER | ||||||||
| C/O RTC NA PO BOX 5016 | NEW YORK | NY | 101855016 | TREASURER | 1.0 | $0 | $0 | $0 |
| JAROMIR BABICKA-RESIGNED 112514 | ||||||||
| C/O RTC NA PO BOX 5016 | NEW YORK | NY | 101855016 | MEMEBER/TRUSTEE | 1.0 | $0 | $0 | $0 |
| LYNN BABICKA -RESIGNED 112514 | ||||||||
| C/O RTC NA PO BOX 5016 | NEW YORK | NY | 101855016 | MEMBER/TRUSTEE | 1.0 | $0 | $0 | $0 |
| JOHN POWERS - RESIGNED 112514 | ||||||||
| C/O RTC NA PO BOX 5016 | NEW YORK | NY | 101855016 | MEMBER/TRUSTEE | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BNY MELLON | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 PARK AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10166 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MGMT | ServiceTypeTxt |
| Compensation | $120,122 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,758,989 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $866,054 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $6,700,943 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $19,325,986 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $19,325,986 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $289,890 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $19,036,096 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $951,805 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $951,805 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $24,956 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $24,956 | TotalTaxAmt |
| Distributable Before Adj | $926,849 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $926,849 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $926,849 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $731,294 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $731,294 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $731,294 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $926,849 | DistributableAsAdjustedAmt |
| Prior Year1 | 2012 | PriorYear1Yr |
| Prior Year2 | 2011 | PriorYear2Yr |
| Prior Year3 | 2010 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $331,120 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $340,069 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $398,449 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $504,502 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $1,574,140 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $731,294 | QualifyingDistributionsAmt |
| Applied To Current Year | $731,294 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $195,555 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $195,555 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,378,585 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $135,565 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,243,020 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $340,069 | ExcessFromYear4Amt |
| Excess From Year3 | $398,449 | ExcessFromYear3Amt |
| Excess From Year2 | $504,502 | ExcessFromYear2Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| SEE ATTACHED GRANT LIST (EX GIFT TO PRENTICE FD) | ||||||
| SEE ATTACHED | NEW YORK | NY | 10020 | PC | SEE ATTACHED | $665,500 |
| SEE ATTACHED LIST (OUT OF CORPUS TO PRENTICE FD) | ||||||
| SEE ATTACHED | NEW YORK | NY | 10020 | PF | SEE ATTACHED | $9,135,229 |
| SEE ATTACHED LIST (OUT OF CORPUS TO PRENTICE FD) | ||||||
| SEE ATTACHED | NEW YORK | NY | 10020 | PF | SEE ATTACHED | $296,326 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $10,097,055 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $200,748 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $134,537 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,079,021 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | 2012 EXCISE TAX REFUND | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $11,590 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,425,896 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,425,896 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Prentice Foundation Inc (see attached) | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Diversion By Grantee | NO | AnyDiversionByGranteeTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | SEE ATTACHED | BondNm |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | SEE ATTACHED | StockNm |
| EOY Book Value | $4,927,131 | EOYBookValueAmt |
| EOYFMV | $7,100,919 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | SEE ATTACHED | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $3,494,611 | BookValueAmt |
| EOYFMV | $3,842,456 | EOYFMVAmt |
Liquidation Explanation Stmt LiquidationExplanationStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | SEE OUT OF CORPUS DISTRIBUTION ELECTION ATTACHMENT TO RETURN | ExplanationTxt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ROBINSON & COLE LLP | CategoryTxt |
| Legal Fees | $27,294 | LegalFeesAmt |
| Disbursements Charitable Prps | $27,294 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TAX/BOOK TIMING DIFFERENCES | Desc |
| Amt | $156,026 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| ADMINISTRATION EXPENSES | $38,475 | $38,475 | |
| DELAWARE FILING FEE | $25 | $25 | |
| BANK CHARGES | $1,497 | $1,497 | |
| RECORDS STORAGE | $339 | $339 | |
| GENERATION IM GLOBAL EQ | $11,775 | $11,775 | |
| NORTH SKY | $18,741 | $14,718 | |
| LIN MEDIA | $10 | $10 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| ALTERNATIVE INVESTMENTS INST. | $125,704 | $125,704 |
| NONDIVIDEND DISTRIBUTIONS | $8,833 | |
| 2012 EXCISE TAX REFUND | $11,590 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADJUSTMENT TO COST BASIS OF GIFT | Desc |
| Amt | $2,119,050 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BNY FEES | $120,122 | $120,122 |
| CONSULTING -LOGUE GROUP | $3,098 | $3,098 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| EXCISE TAXES | $34,329 | |
| FOREIGN TAXES | $6,130 | $6,130 |