Swain Barber Foundation: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- Swain Barber Foundation (EIN 30-6284989)
- Tax period
- 2013-12-01 to 2014-11-30
- Filed
- 2015-03-31
- IRS object ID
- 201520909349100007
- Schema version
- 2013v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- General Explanation Attachment
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-03-31T13:53:32-05:00 | ReturnTs |
| Tax Period End | 2014-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042206126 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Raphael and Raphael LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 730 | AddressLine1 |
| City | Point Pleasant | City |
| State | NJ | State |
| ZIP Code | 087420730 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 306284989 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Swain Barber Foundation dated March 28 2011 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SWAI | BusinessNameControlTxt |
| Phone | 7322951000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o RR LLP PO Box 730 | AddressLine1 |
| City | Point Pleasant | City |
| State | NJ | State |
| ZIP Code | 087420730 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Peter Walker Grousbeck | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 7322951000 | PhoneNum |
| Signature | 2015-03-19 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Mary C Buletza | PreparerPersonNm |
| PTIN | P00546079 | PTIN |
| Phone | 7322951000 | PhoneNum |
| Preparation | 2015-03-19 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $45,321,261 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $426 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $426 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $369,180 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $348,556 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,763,960 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,220,030 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,676,957 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $187,441 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $187,441 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,321,007 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,213,380 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $24,200 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $10,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $4,200 | AccountingFeesChrtblPrpsAmt |
| Interest Rev And Expnss | $17,023 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $5,645 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $80,706 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $32,678 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $420,411 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $216,076 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $150 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $542,340 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $264,399 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,350 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,739,519 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,739,519 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,281,859 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $264,399 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,743,869 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $39,148 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,948,981 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $21,288 | CashBOYAmt |
| Cash EOY | $3,732,628 | CashEOYAmt |
| Cash EOYFMV | $3,732,628 | CashEOYFMVAmt |
| Other Assets BOY | $39,411,103 | OtherAssetsBOYAmt |
| Other Assets EOY | $35,726,411 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $41,588,633 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $39,432,391 | TotalAssetsBOYAmt |
| Total Assets EOY | $39,459,039 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $45,321,261 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $39,432,391 | CapitalStockBOYAmt |
| Capital Stock EOY | $39,459,039 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $39,432,391 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $39,459,039 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $39,432,391 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $39,459,039 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $39,432,391 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $39,148 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $39,471,539 | SubtotalAmt |
| Other Decreases | $12,500 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $39,459,039 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| K-1 STCG | P | 2012-12-01 | 2014-11-30 | $826,901 | $826,901 | $826,901 | |
| K-1 LTCG | P | 2013-11-30 | 2014-11-30 | $2,306,126 | $2,306,126 | $2,306,126 | |
| K-1 1231 | P | 2013-11-30 | 2014-11-30 | -$456,070 | -$456,070 | $456,070 | |
| K-1 LTCG UBI | P | 2013-11-30 | 2014-11-30 | $87,003 | $0 | $0 | $87,003 |
| K-1 1231 UBI | P | 2013-11-30 | 2014-11-30 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,676,957 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,156,501 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $40,880,397 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.052751 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $0 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $9,850,000 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.000000 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $15,150,196 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $185,562,757 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.081645 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $14,830,145 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $178,633,363 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.083020 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $11,670,011 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $164,592,975 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.070902 | DistributionYr5Rt |
| Total Distribution | 0.288318 | TotalDistributionRt |
| Average Distribution | 0.057664 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $44,955,083 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,592,290 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $29,490 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,621,780 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,743,869 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $29,490 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $29,490 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $29,490 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $35,033 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $35,033 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $5,543 | OverpaymentAmt |
| Applied To ES Tax | $5,543 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Peter Walker Grousbeck | IndividualWithBooksNm |
| Phone | 3236551144 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 29129 | AddressLine1 |
| City | Los Angeles | City |
| State | CA | State |
| ZIP Code | 90029 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Peter Walker Grousbeck | ||||||||
| PO Box 29129 | Los Angeles | CA | 90029 | Trustee | 1.00 | $0 | $0 | $0 |
| Brie Cameron Grousbeck | ||||||||
| PO Box 29129 | Los Angeles | CA | 90029 | Trustee | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $41,257,541 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,382,137 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $45,639,678 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $45,639,678 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $684,595 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $44,955,083 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,247,754 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,247,754 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $29,490 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $2,263 | IncomeTaxAmt |
| Total Tax | $31,753 | TotalTaxAmt |
| Distributable Before Adj | $2,216,001 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,216,001 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,216,001 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,743,869 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,743,869 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $29,490 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,714,379 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,216,001 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $651,217 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,301,244 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,355,238 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $137,907 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,445,606 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,743,869 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,216,001 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $527,868 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,973,474 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $651,217 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,322,257 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,301,244 | ExcessFromYear4Amt |
| Excess From Year3 | $1,355,238 | ExcessFromYear3Amt |
| Excess From Year1 | $137,907 | ExcessFromYear1Amt |
| Excess From Current Year | $527,868 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Peter W Grousbeck Trustee | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 29129 | AddressLine1 |
| City | Los Angeles | City |
| State | CA | State |
| ZIP Code | 90029 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3236551144 | RecipientPhoneNum |
| Recipient Email Address | swainbarber@gmail.com | RecipientEmailAddressTxt |
| Form And Info And Materials | No formal procedures have been established at this time. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | No deadlines have been established at this time. | SubmissionDeadlinesTxt |
| Restrictions On Awards | Grants are limited to IRC Section 501 (c)(3) defined purposes and charities. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (35 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ASPCA | |||||||
| 520 8th Avenue 7th Floor | New York | NY | 10018 | N/A | Public charities | General | $90,000 |
| Bring Me a Book Foundation | |||||||
| 607 Ruby Street | Redondo Beach | CA | 90277 | N/A | Public charities | General | $120,000 |
| Building Bridges | |||||||
| 1630 No Main Street 297 | Walnut Creek | CA | 94596 | N/A | Public charities | General | $150,000 |
| California Wildlife Center | |||||||
| PO Box 2022 | Malibu | CA | 90265 | N/A | Public charities | General | $30,000 |
| Center for Reproductive Rights | |||||||
| 120 Wall Street 14th Floor | New York | NY | 10005 | N/A | Public charities | General | $100,000 |
| Childrens Hospital Los Angeles | |||||||
| 4650 Sunset Boulevard | Los Angeles | CA | 90027 | N/A | Public charities | General | $275,003 |
| Community Partners | |||||||
| 1000 N Alameda 240 | Los Angeles | CA | 90012 | N/A | Public charities | General | $20,000 |
| Doctors Without Borders | |||||||
| 7th Avenue 2nd Floor | New York | NY | 100015004 | N/A | Public charities | General | $550,000 |
| Global Green USA | |||||||
| 2218 Main Street 2nd Floor | Santa Monica | CA | 90405 | N/A | Public charities | General | $100,000 |
| Heal the Bay | |||||||
| 1444 9th Street | Santa Monica | CA | 90401 | N/A | Public charities | General | $75,000 |
| Huntington's Disease Society of America (HDSA) | |||||||
| 505 Eighth Avenue Suite 902 | New York | NY | 10018 | N/A | Public charities | General | $5,000 |
| K-1 allocation | |||||||
| 655 Knight Way | Stanford | CA | 943057216 | N/A | Public charities | General | $111 |
| LA Conservation Corps | |||||||
| 605 W Olympic Blvd Suite 450 | Los Angeles | CA | 90015 | N/A | Public charities | General | $5,000 |
| Liberty Hill Foundation | |||||||
| 6420 Wilshire Boulevard Suite 700 | Los Angeles | CA | 90048 | N/A | Public charities | General | $95,000 |
| Lifeways North America | |||||||
| 403 Piney Oak Drive | Norman | OK | 73072 | N/A | Public charities | General | $20,000 |
| Los Angeles Youth Network | |||||||
| 1754 Taft Avenue | Los Angeles | CA | 90028 | N/A | Public charities | General | $50,000 |
| MEND | |||||||
| 10641 N San Fernando Road | Pacoima | CA | 91331 | N/A | Public charities | General | $10,000 |
| Panthera | |||||||
| 8 West 40th Street 18th Floor | New York | NY | 10018 | N/A | Public charities | General | $50,000 |
| Planned Parenhood Los Angeles | |||||||
| 400 W 30th Street | Los Angeles | CA | 90012 | N/A | Public charities | General | $77,500 |
| Planned Parenthood Federation of America | |||||||
| 434 West 33rd Street | New York | NY | 10001 | N/A | Public charities | General | $70,000 |
| Recycle Hawaii | |||||||
| PO Box 4847 | Hilo | HI | 96720 | N/A | Public charities | General | $20,000 |
| Resources for Infant Educarers | |||||||
| 6720 Melrose Avenue | Los Angeles | CA | 90038 | N/A | Public charities | General | $50,000 |
| SEEGreen Science Policy Institute | |||||||
| 1038 Redwood Hwy Bldg B2 | Mill Valley | CA | 949411620 | N/A | Public charities | General | $30,135 |
| Sequoia Union High School | |||||||
| 480 James Avenue | Redwood City | CA | 94062 | N/A | Public charities | General | $5,010 |
| Sequoyah School | |||||||
| 5235 S Padadena Avenue | Pasadena | CA | 91105 | N/A | Public charities | General | $25,000 |
| Silent Springs Institute Inc | |||||||
| 29 Crafts Street | Newtown | MA | 02458 | N/A | Public charities | General | $25,000 |
| The Brady Center to Prevent Gun Violence | |||||||
| 840 First Street NE Suite 400 | Washington | DC | 20002 | N/A | Public charities | General | $125,000 |
| The San Juan Preservation Trust | |||||||
| PO Box 327 | Lopez Island | WA | 98261 | N/A | Public charities | General | $5,000 |
| The Serengeti Foundation | |||||||
| 19100 Hamilton Pool Road | Dripping Spring | TX | 78620 | N/A | Public charities | General | $10,000 |
| Tree People Inc | |||||||
| 12601 Mulholland Drive | Beverly Hill | CA | 90210 | N/A | Public charities | General | $75,000 |
| University of Iowa Foundation | |||||||
| PO Box 4550 | Iowa City | IA | 522444550 | N/A | Public charities | General | $221,760 |
| Venice Family Clinic | |||||||
| 604 Rose Avenue | Venice | CA | 90291 | N/A | Public charities | General | $10,000 |
| Women's Health Project Inc Emma Goldman Clinic | |||||||
| 227 N Dubuque Street | Iowa City | IA | 52245 | N/A | Public charities | General | $15,000 |
| Woodside High School Foundation | |||||||
| 3195 Woodside Road | Woodside | CA | 94062 | N/A | Public charities | General | $30,000 |
| World Wildlife Foundation | |||||||
| 1250 24th Street NW | Washington | DC | 20037 | N/A | Public charities | General | $200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,739,519 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $426 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $20,624 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $348,556 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $187,441 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $87,003 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,676,957 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $107,627 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,213,380 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,321,007 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Raphael and Raphael, LLP | CategoryTxt |
| Amt | $24,200 | Amt |
| Net Investment Income | $10,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,200 | DisbursementsCharitablePrpsAmt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Form 8886 | FormAndLineReferenceDesc |
| Medium Explanation | TWO FORMS 8886 REPORTABLE TRANSACTION DISCLOSURESTATEMENTS WERE FILED FOR CURRENT YEAR LOSS TRANSACTIONSGREATER THAN $2 MILLION DOLLARS EACH AND TRANSACTIONSWITH CUMULATIVE LOSSES GREATER THAN $4 MILLIONEACH AS REQUIRED BY REG. SEC. 1.6011-4. THE PARTNER'SSHARE OF EACH TRANSACTION LOSS WAS LESS THAN $2MILLION FOR THE CURRENT YEAR, AND LESS THAN $4 MILLIONCUMULATIVELY UNLESS OTHERWISE NOTED. THIS IS BELOWTHE MINIMUM THRESHOLD FOR FILING OF FORM 8886 BY THE PARTNER. | MediumExplanationTxt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Investment in diversified investment partnerships | Desc |
| BOY Book Value | $39,411,103 | BOYBookValueAmt |
| EOY Book Value | $35,726,411 | EOYBookValueAmt |
| EOYFMV | $41,588,633 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | 11/30/2014 flow thru partnership PY adj | Description |
| Amount | $12,500 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| California filing fees | $150 | $0 | $150 |
| K-1 alloc non-ded exp | $527 | $0 | $0 |
| K-1 alloc deductions - portfolio (2% floor) | $242,183 | $203,391 | $0 |
| K-1 alloc deductions - portfolio (other) | $17,685 | $12,685 | $0 |
| K-1 Pship Other Loss-UBI | $17,018 | $0 | $0 |
| K-1 Pship SEC 1231-UBI | $142,848 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| K-1 Pship Portfolio income | $619,842 | $619,842 | $619,842 |
| K-1 Pship Other income | -$412,285 | -$412,285 | -$412,285 |
| K-1 Pship Ordinary income | $15,719 | $15,719 | $15,719 |
| K-1 Pship Net Rental RE income | -$35,835 | -$35,835 | -$35,835 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Federal 990 PF tax payments | $30,185 | $0 | $0 |
| Foreign tax withheld | $41,101 | $32,678 | $0 |
| State tax expense | $9,420 | $0 | $0 |