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TRUSTEES OF COLUMBIA UNIVERSITY: Form 990, tax year 2013

View the entire original 990 at ProPublica ↗

Organization
TRUSTEES OF COLUMBIA UNIVERSITY (EIN 13-5598093)
Tax period
2013-07-01 to 2014-06-30
Filed
2015-05-12
IRS object ID
201521329349304602
Schema version
2013v4.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2015-05-12T17:24:03-05:00ReturnTs
Tax Period End2014-06-30TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1PricewaterhouseCoopers LLPBusinessNameLine1

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1300 Madison AvenueAddressLine1
CityNew YorkCity
StateNYState
ZIP Code10017ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2013-07-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN135598093EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE TRUSTEES OF COLUMBIA UNIVERSITYBusinessNameLine1
Business Name Line2IN THE CITY OF NEW YORKBusinessNameLine2
FieldValueIRS element (for citing)
In Care Of% RENOTTA YOUNG DEP CONTROLLInCareOfNm
Business Name ControlTRUSBusinessNameControlTxt
Phone2128544684PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1615 WEST 131ST STREET MC 8741AddressLine1
Address Line2SuiteAddressLine2
CityNEW YORKCity
StateNYState
ZIP Code100277922ZIPCode

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonBARBARA HOUGHPersonNm
Person TitleCONTROLLERPersonTitleTxt
Phone2128549710PhoneNum
Signature2015-05-12SignatureDt
FieldValueIRS element (for citing)
Tax2013TaxYr
Build TS2016-02-25 16:41:14ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerLee C BollingerPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line1615 West 131st St MC 8741AddressLine1
CityNew YorkCity
StateNYState
ZIP Code100277922ZIPCode
FieldValueIRS element (for citing)
Gross Receipts$6,536,716,870GrossReceiptsAmt
Group Return For AffiliatesfalseGroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website Addresswww.columbia.eduWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1754FormationYr
Legal Domicile StateNYLegalDomicileStateCd
Activity Or MissionSEE ATTACHMENT 1ActivityOrMissionDesc
Voting Members Governing Body24VotingMembersGoverningBodyCnt
Voting Members Independent18VotingMembersIndependentCnt
Total Employee32543TotalEmployeeCnt
Total Volunteers10867TotalVolunteersCnt
Total Gross UBI-$12,327,244TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm-$16,635,776NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$1,427,694,060PYContributionsGrantsAmt
CY Contributions Grants$1,234,408,267CYContributionsGrantsAmt
PY Program Service Revenue$2,269,479,380PYProgramServiceRevenueAmt
CY Program Service Revenue$2,440,050,978CYProgramServiceRevenueAmt
PY Investment Income$602,187,622PYInvestmentIncomeAmt
CY Investment Income$605,881,496CYInvestmentIncomeAmt
PY Other Revenue$146,344,228PYOtherRevenueAmt
CY Other Revenue$190,686,992CYOtherRevenueAmt
PY Total Revenue$4,445,705,290PYTotalRevenueAmt
CY Total Revenue$4,471,027,733CYTotalRevenueAmt
PY Grants And Similar Paid$526,644,384PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$552,653,565CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$2,235,300,138PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$2,284,812,951CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$1,041,480PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$728,275CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$111,135,694CYTotalFundraisingExpenseAmt
PY Other Expenses$999,264,953PYOtherExpensesAmt
CY Other Expenses$1,077,840,975CYOtherExpensesAmt
PY Total Expenses$3,762,250,955PYTotalExpensesAmt
CY Total Expenses$3,916,035,766CYTotalExpensesAmt
PY Revenues Less Expenses$683,454,335PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$554,991,967CYRevenuesLessExpensesAmt
Total Assets BOY$14,639,477,138TotalAssetsBOYAmt
Total Assets EOY$15,957,288,201TotalAssetsEOYAmt
Total Liabilities BOY$3,021,886,164TotalLiabilitiesBOYAmt
Total Liabilities EOY$2,934,430,851TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$11,617,590,974NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$13,022,857,350NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionCOLUMBIA UNIVERSITY IS ONE OF THE WORLD'S MOST IMPORTANT CENTERS OF RESEARCH AND AT THE SAME TIME A DISTINCTIVE AND DISTINGUISHED LEARNING ENVIRONMENT FOR UNDERGRADUATES AND GRADUATE STUDENTS IN MANY SCHOLARLY AND PROFESSIONAL FIELDS. THE UNIVERSITY RECOGNIZES THE IMPORTANCE OF ITS LOCATION IN NEW YORK CITY AND SEEKS TO LINK ITS RESEARCH AND TEACHING TO THE VAST RESOURCES OF A GREAT METROPOLIS. IT SEEKS TO ATTRACT A DIVERSE AND INTERNATIONAL FACULTY AND STUDENT BODY, TO SUPPORT RESEARCH AND TEACHING ON GLOBAL ISSUES, AND TO CREATE ACADEMIC RELATIONSHIPS WITH MANY COUNTRIES AND REGIONS. IT EXPECTS ALL AREAS OF THE UNIVERSITY TO ADVANCE KNOWLEDGE AND LEARNING AT THE HIGHEST LEVEL AND TO CONVEY THE PRODUCTS OF ITS EFFORTS TO THE WORLD.MissionDesc
Significant New Program SrvcfalseSignificantNewProgramSrvcInd
Significant ChangefalseSignificantChangeInd
Expense$1,392,757,363ExpenseAmt
Grant$433,590,951GrantAmt
Revenue$1,215,249,006RevenueAmt
DescCOLUMBIA UNIVERSITY IS A PRIVATE, NONSECTARIAN, NONPROFIT INSTITUTION OF HIGHER EDUCATION WHOSE ACTIVITIES ARE CONCENTRATED AT TWO LOCATIONS IN NEW YORK CITY BUT EXTEND ACROSS THE GLOBE. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SIXTEEN UNDERGRADUATE, GRADUATE, AND PROFESSIONAL SCHOOLS. IT OPERATES A VARIETY OF RESEARCH INSTITUTES AND A LIBRARY SYSTEM TO SUPPORT ITS TEACHING AND LEARNING, BASIC AND APPLIED RESEARCH, PATIENT CARE, AND PUBLIC SERVICE ACTIVITIES. THE UNIVERSITY ENROLLS APPROXIMATELY 29,250 FULL-TIME AND PART-TIME STUDENTS AND EMPLOYS APPROXIMATELY 30,000 FULL-TIME AND PART-TIME EMPLOYEES, INCLUDING 5,721 FULL-TIME FACULTY MEMBERS.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$743,391,379ExpenseAmt
Grant$7,851,676GrantAmt
Revenue$915,097,078RevenueAmt
DescTHE UNIVERSITY, THROUGH THE COLUMBIA UNIVERSITY MEDICAL CENTER AND ITS MEDICAL FACULTY PRACTICE PLAN, PROVIDES DIRECT PATIENT CARE AND OTHER CLINICAL AND EDUCATIONAL SERVICES TO HOSPITALS AND OTHER HEALTH CARE INSTITUTIONS THROUGH CONTRACTUAL AGREEMENTS FOR SERVICES. THE CLINICAL FACULTY HANDLED APPROXIMATELY 1.9 MILLION OUTPATIENT AND EMERGENCY ROOM VISITS AND PARTICIPATED IN INSTRUCTION AND SUPERVISION OF 645 UNIVERSITY MEDICAL STUDENTS AND 911 RESIDENTS AND FELLOWS AT NEW YORK PRESBYTERIAN HOSPITAL AND OTHER AFFILIATED HOSPITALS.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$548,613,997ExpenseAmt
Grant$109,340,792GrantAmt
Revenue$159,496,453RevenueAmt
DescTHE UNIVERSITY PERFORMS RESEARCH, TRAINING, AND OTHER SERVICES UNDER GRANTS AND CONTRACTS WITH AGENCIES OF THE FEDERAL GOVERNMENT AND OTHER SPONSORING ORGANIZATIONS.Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp (5 entries)

ExpenseExpenseAmtDescDescRevenueRevenueAmtGrantGrantAmt
$63,741,732LIBRARY
$223,638,328CAMPUS OPERATIONS
$247,636,342INSTITUTIONAL SUPPORT
$112,517,197AUXILIARY ENTERPRISES$146,513,849
$130,459,367OTHER SOURCES$3,694,592$1,870,146
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$777,992,966TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant$1,870,146TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue$150,208,441TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses$3,462,755,705TotalProgramServiceExpensesAmt
Described In Section501c3Yes (true)DescribedInSection501c3Ind
Schedule B RequiredfalseScheduleBRequiredInd
Political Campaign ActyfalsePoliticalCampaignActyInd
Lobbying ActivitiesYes (true)LobbyingActivitiesInd
Subject To Proxy TaxfalseSubjectToProxyTaxInd
Donor Advised FundYes (true)DonorAdvisedFundInd
Conservation EasementsfalseConservationEasementsInd
Collections Of ArtYes (true)CollectionsOfArtInd
Credit CounselingfalseCreditCounselingInd
Temp Or Permanent EndowmentsYes (true)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (true)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (true)ReportInvestmentsOtherSecInd
Report Program Related InvstfalseReportProgramRelatedInvstInd
Report Other AssetsfalseReportOtherAssetsInd
Report Other LiabilitiesYes (true)ReportOtherLiabilitiesInd
Include FIN48 FootnotefalseIncludeFIN48FootnoteInd
Independent Audit Fincl StmtfalseIndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (true)ConsolidatedAuditFinclStmtInd
School OperatingYes (true)SchoolOperatingInd
Foreign OfficeYes (true)ForeignOfficeInd
Foreign ActivitiesYes (true)ForeignActivitiesInd
More Than5000 K To OrgYes (true)MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (true)MoreThan5000KToIndividualsInd
Professional FundraisingYes (true)ProfessionalFundraisingInd
Fundraising ActivitiesYes (true)FundraisingActivitiesInd
Gaming ActivitiesfalseGamingActivitiesInd
Operate HospitalfalseOperateHospitalInd
Grants To OrganizationsYes (true)GrantsToOrganizationsInd
Grants To IndividualsYes (true)GrantsToIndividualsInd
Schedule J RequiredYes (true)ScheduleJRequiredInd
Tax Exempt BondsYes (true)TaxExemptBondsInd
Invest Tax Exempt BondsfalseInvestTaxExemptBondsInd
Escrow AccountYes (true)EscrowAccountInd
On Behalf Of IssuerfalseOnBehalfOfIssuerInd
Engaged In Excess Benefit TransfalseEngagedInExcessBenefitTransInd
PY Excess Benefit TransfalsePYExcessBenefitTransInd
Loan OutstandingYes (true)LoanOutstandingInd
Grant To Related PersonfalseGrantToRelatedPersonInd
Business Rln With Org MemYes (true)BusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (true)BusinessRlnWithFamMemInd
Business Rln With Officer EntYes (true)BusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (true)DeductibleNonCashContriInd
Deductible Art ContributionYes (true)DeductibleArtContributionInd
Terminate OperationsfalseTerminateOperationsInd
Partial LiquidationfalsePartialLiquidationInd
Disregarded EntityYes (true)DisregardedEntityInd
Related EntityYes (true)RelatedEntityInd
Related Organization Ctrl EntYes (true)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (true)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgfalseTrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted PrtshpfalseActivitiesConductedPrtshpInd
Schedule O RequiredYes (true)ScheduleORequiredInd
Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document37527IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (true)BackupWthldComplianceInd
Employee32543EmployeeCnt
Employment Tax Returns FiledYes (true)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
Foreign Financial AccountYes (true)ForeignFinancialAccountInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Taxable Party NotificationfalseTaxablePartyNotificationInd
Nondeductible ContributionsfalseNondeductibleContributionsInd
Quid Pro Quo ContributionsYes (true)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (true)QuidProQuoContriDisclInd
Form8282 Property Disposed OffalseForm8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Excess Business HoldingsfalseExcessBusinessHoldingsInd
Taxable DistributionsfalseTaxableDistributionsInd
Distribution To DonorfalseDistributionToDonorInd
Indoor Tanning ServicesfalseIndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members24GoverningBodyVotingMembersCnt
Independent Voting Member18IndependentVotingMemberCnt
Family Or Business RlnYes (true)FamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesfalseDelegationOfMgmtDutiesInd
Change To Org DocumentsfalseChangeToOrgDocumentsInd
Material Diversion Or MisusefalseMaterialDiversionOrMisuseInd
Members Or StockholdersfalseMembersOrStockholdersInd
Election Of Board MembersfalseElectionOfBoardMembersInd
Decisions Subject To ApprovafalseDecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (true)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (true)MinutesOfCommitteesInd
Officer Mailing AddressfalseOfficerMailingAddressInd
Local ChaptersfalseLocalChaptersInd
Form990 Provided To Gvrn BodyYes (true)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (true)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (true)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (true)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (true)WhistleblowerPolicyInd
Document Retention PolicyYes (true)DocumentRetentionPolicyInd
Compensation Process CEOYes (true)CompensationProcessCEOInd
Compensation Process OtherYes (true)CompensationProcessOtherInd
Investment In Joint VenturefalseInvestmentInJointVentureInd
States Where Copy Of Return Is FldCAStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

FieldValueIRS element (for citing)
PersonRENOTTA YOUNG DEP CONTROLLPersonNm
Phone2128544684PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1615 W 131ST MC 8749AddressLine1
CityNew YorkCity
StateNYState
ZIP Code10027ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIYes (X)InfoInScheduleOPartVIIInd

Form990 Part VII Section A Form990PartVIISectionAGrp (45 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndOfficerOfficerIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
LEE C BOLLINGER
PRESIDENT60.0Yes (X)Yes (X)$4,225,069$0$416,351
KENNETH A FORDE MD
TRUSTEE3.0Yes (X)$789,000$0$2,592
ROLANDO T ACOSTA
TRUSTEE3.0Yes (X)$0$0$0
ARMEN A AVANESSIANS
TRUSTEE3.0Yes (X)$0$0$0
A'LELIA BUNDLES
TRUSTEE3.0Yes (X)$0$0$0
WILLIAM V CAMPBELL
TRUSTEE3.0Yes (X)$0$0$0
LISA CARNOY
TRUSTEE3.0Yes (X)$0$0$0
NOAM GOTTESMAN
TRUSTEE3.0Yes (X)$0$0$0
JOSEPH A GREENAWAY JR
TRUSTEE3.0Yes (X)$0$0$0
JAMES HARDEN
TRUSTEE3.0Yes (X)$0$0$0
BENJAMIN HOROWITZ
TRUSTEE3.0Yes (X)$0$0$0
ANN F KAPLAN
TRUSTEE3.0Yes (X)$0$0$0
MARK E KINGDON
TRUSTEE3.0Yes (X)$0$0$0
JONATHAN LAVINE
TRUSTEE3.0Yes (X)$0$0$0
GERRY LENFEST
TRUSTEE (THROUGH 9/1/2013)3.0Yes (X)$0$0$0
CHARLES LI
TRUSTEE3.0Yes (X)$0$0$0
PAUL J MADDON
TRUSTEE3.0Yes (X)$0$0$0
PHILIP MILSTEIN
TRUSTEE (THROUGH 9/1/2013)3.0Yes (X)$0$0$0
VIKRAM PANDIT
TRUSTEE3.0Yes (X)$0$0$0
MICHAEL B ROTHFELD
TRUSTEE3.0Yes (X)$0$0$0
JONATHAN D SCHILLER
TRUSTEE3.0Yes (X)$0$0$0
ESTA STECHER
TRUSTEE3.0Yes (X)$0$0$0
KYRIAKOS TSAKOPOULOS
TRUSTEE3.0Yes (X)$0$0$0
FAYE WATTLETON
TRUSTEE3.0Yes (X)$0$0$0
CLAIRE SHIPMAN
TRUSTEE (AS OF 10/1/2013)3.0Yes (X)$0$0$0
ANDREW BARTH
TRUSTEE (AS OF 10/12/2013)3.0Yes (X)$0$0$0
JANE E BOOTH
GENERAL COUNSEL60.0Yes (X)$581,403$0$42,073
JOHN COATSWORTH
PROVOST60.0Yes (X)$695,582$0$47,857
JEROME DAVIS
SECRETARY60.0Yes (X)$344,776$0$40,309
ROBERT KASDIN
SENIOR EXECUTIVE VP60.0Yes (X)$766,722$0$49,609
DAVID MADIGAN
EXEC VP - ARTS & SCIENCES60.0Yes (X)$356,287$0$96,777
ANNE R SULLIVAN
EXECUTIVE VP FOR FINANCE60.0Yes (X)$541,544$0$70,263
DR LEE GOLDMAN MD
EXEC VP FOR HEALTH SCIENCES60.0$1,190,228$0$489,981Yes (X)
PETER HOLLAND
EXEC VP OF INVESTMENT MGMT60.0$3,140,134$0$2,283,369Yes (X)
JOSEPH A IENUSO
EXEC VP OF FACILITIES60.0$442,093$0$51,984Yes (X)
NIRMAL NARVEKAR
PRESIDENT OF INVESTMENT MGMT60.0$3,492,082$0$2,522,089Yes (X)
FREDERICK M VAN SICKLE
EXEC VP - UNIV. DEV & ALUM REL60.0$533,744$0$62,073Yes (X)
DAVID N SILVERS
CLINICAL PROFESSOR60.0$4,827,983$0$46,639Yes (X)
JEFFREY W MOSES
PROFESSOR OF MEDICINE60.0$3,083,272$0$66,595Yes (X)
CRAIG R SMITH
PROFESSOR OF SURGERY60.0$2,125,576$0$58,591Yes (X)
MARTIN B LEON
PROFESSOR OF SURGERY60.0$1,733,272$0$64,530Yes (X)
GREGG STONE
PROFESSOR OF SURGERY60.0$1,733,272$0$75,352Yes (X)
ALAN BRINKLEY
PROVOST (FORMER)0.0$430,187$0$60,843Yes (X)
SUSAN K FEAGIN
EXEC VP-UNIV. DEV&ALUM(FORMER)0.0$459,036$0$36,861Yes (X)
NICHOLAS B DIRKS
EXEC VP- ARTS&SCIENCES(FORMER)0.0$1,245,745$0$49,544Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$32,737,007TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$6,634,282TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K4631IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (true)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (true)TotalCompGreaterThan150KInd
Compensation From Other SrcsfalseCompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1CityContractorAddress/USAddress/CityStateContractorAddress/USAddress/StateZIP CodeContractorAddress/USAddress/ZIPCodeServicesServicesDescCompensationCompensationAmt
FXFOWLE ARCHITECTS LLP
22 WEST 19TH STREETNEW YORKNY10011ARCHITECTURAL$9,855,985
DAVIS BRODY BOND LLP
315 HUDSON STREETNEW YORKNY10013ARCHITECTURAL$9,585,331
CAULDWELL WINGATE
380 LEXINGTON AVENUENEW YORKNY10168Construction$8,976,835
CALDWELL WALSH BLDG CONSTRUCTION
60 EAST 42ND STREET SUITE 1365NEW YORKNY10165CONSTRUCTION$5,521,329
SYSCO FOOD SERV OF METRO NY
20 THEODORE CONRAD DRIVEJERSEY CITYNJ07305FOOD SERVICE$4,884,134
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K250CntrctRcvdGreaterThan100KCnt
Info In Schedule O Part VIIIYes (X)InfoInScheduleOPartVIIIInd
Fundraising$8,671,462FundraisingAmt
Government Grants$769,648,021GovernmentGrantsAmt
All Other Contributions$456,088,784AllOtherContributionsAmt
Noncash Contributions$41,510,351NoncashContributionsAmt
Total Contributions$1,234,408,267TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmt
TUITION & FEES611600$1,215,249,006$1,215,249,006
OTHER EDUCATION & RESEARCH541700$159,496,453$159,496,453
PATIENT CARE REVENUE621110$915,097,078$915,097,078
AUXILIARY ENTERPRISES900099$146,513,849$141,713,818$4,800,031
OTHER SOURCES900099$1,727,805$1,727,805

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,966,787TotalRevenueColumnAmt
Related Or Exempt Func Income$1,966,787RelatedOrExemptFuncIncomeAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$2,440,050,978TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$50,663,101TotalRevenueColumnAmt
Exclusion$50,663,101ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$85,971,754TotalRevenueColumnAmt
Exclusion$85,971,754ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$157,998,040RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$138,403,482RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$19,594,558RealAmt
Personal$0PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$19,594,558TotalRevenueColumnAmt
Unrelated Business Revenue$27,339UnrelatedBusinessRevenueAmt
Exclusion$19,567,219ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$2,481,347,169SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$1,926,128,774SecuritiesAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$555,218,395SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$555,218,395TotalRevenueColumnAmt
Exclusion$555,218,395ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$755,747FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$8,671,462ContriRptFundraisingEventAmt
Fundraising Direct Expenses$1,156,881FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$401,134TotalRevenueColumnAmt
Exclusion-$401,134ExclusionAmt

Net Income From Gaming NetIncomeFromGamingGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Net Income Or Loss NetIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Other Revenue Misc OtherRevenueMiscGrp

FieldValueIRS element (for citing)
DescPARTNERSHIP INCOMEDesc
Business900099BusinessCd
Total Revenue Column$85,521,814TotalRevenueColumnAmt
Unrelated Business Revenue-$17,154,614UnrelatedBusinessRevenueAmt
Exclusion$102,676,428ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total$85,521,814OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$4,471,027,733TotalRevenueColumnAmt
Related Or Exempt Func Income$2,435,250,947RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue-$12,327,244UnrelatedBusinessRevenueAmt
Exclusion$813,695,763ExclusionAmt
FieldValueIRS element (for citing)
Info In Schedule O Part IXYes (X)InfoInScheduleOPartIXInd

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$84,526,257TotalAmt
Program Services$84,526,257ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$432,346,549TotalAmt
Program Services$432,346,549ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$35,780,759TotalAmt
Program Services$35,780,759ProgramServicesAmt

Benefits To Members BenefitsToMembersGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$15,884,526TotalAmt
Management And General$15,884,526ManagementAndGeneralAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$1,357,216TotalAmt
Program Services$210,592ProgramServicesAmt
Management And General$1,146,624ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$1,854,638,328TotalAmt
Program Services$1,684,883,903ProgramServicesAmt
Management And General$119,707,258ManagementAndGeneralAmt
Fundraising$50,047,167FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$127,831,255TotalAmt
Program Services$116,130,903ProgramServicesAmt
Management And General$8,250,843ManagementAndGeneralAmt
Fundraising$3,449,509FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$183,922,734TotalAmt
Program Services$121,037,963ProgramServicesAmt
Management And General$46,005,116ManagementAndGeneralAmt
Fundraising$16,879,655FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$101,178,892TotalAmt
Program Services$91,918,022ProgramServicesAmt
Management And General$6,530,571ManagementAndGeneralAmt
Fundraising$2,730,299FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$37,124,278TotalAmt
Program Services$6,584,659ProgramServicesAmt
Management And General$30,478,254ManagementAndGeneralAmt
Fundraising$61,365FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$1,597,833TotalAmt
Program Services$0ProgramServicesAmt
Management And General$1,597,833ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$551,131TotalAmt
Program Services$0ProgramServicesAmt
Management And General$551,131ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$728,275TotalAmt
Fundraising$728,275FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$22,193,108TotalAmt
Program Services$0ProgramServicesAmt
Management And General$22,193,108ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$178,124,983TotalAmt
Program Services$152,953,438ProgramServicesAmt
Management And General$18,263,201ManagementAndGeneralAmt
Fundraising$6,908,344FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$12,071,539TotalAmt
Program Services$9,754,008ProgramServicesAmt
Management And General$505,930ManagementAndGeneralAmt
Fundraising$1,811,601FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$192,554,594TotalAmt
Program Services$172,529,073ProgramServicesAmt
Management And General$14,617,865ManagementAndGeneralAmt
Fundraising$5,407,656FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$22,578,177TotalAmt
Program Services$12,364,442ProgramServicesAmt
Management And General$9,325,912ManagementAndGeneralAmt
Fundraising$887,823FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$179,778,839TotalAmt
Program Services$170,723,748ProgramServicesAmt
Management And General$6,687,898ManagementAndGeneralAmt
Fundraising$2,367,193FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$61,431,272TotalAmt
Program Services$54,812,413ProgramServicesAmt
Management And General$4,750,937ManagementAndGeneralAmt
Fundraising$1,867,922FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$43,449,159TotalAmt
Program Services$30,421,678ProgramServicesAmt
Management And General$2,579,838ManagementAndGeneralAmt
Fundraising$10,447,643FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$47,162,492TotalAmt
Program Services$43,073,504ProgramServicesAmt
Management And General$3,310,807ManagementAndGeneralAmt
Fundraising$778,181FundraisingAmt

Payments To Affiliates PaymentsToAffiliatesGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$191,596,716TotalAmt
Program Services$179,449,484ProgramServicesAmt
Management And General$9,828,912ManagementAndGeneralAmt
Fundraising$2,318,320FundraisingAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$19,101,777TotalAmt
Program Services$18,226,230ProgramServicesAmt
Management And General$875,547ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
LIBRARY$26,582,088$26,582,088$0$0
EMPLOYEE EDUCATION$7,699,024$7,643,391$35,804$19,829
DUES & SUBSCRIPTIONS$8,422,959$6,080,146$2,021,910$320,903
UNRELATED BUS INCOME TAX EXP$618,512$0$618,512$0

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$25,202,494TotalAmt
Program Services$4,722,455ProgramServicesAmt
Management And General$16,376,030ManagementAndGeneralAmt
Fundraising$4,104,009FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$3,916,035,766TotalAmt
Program Services$3,462,755,705ProgramServicesAmt
Management And General$342,144,367ManagementAndGeneralAmt
Fundraising$111,135,694FundraisingAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XYes (X)InfoInScheduleOPartXInd

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$1,286,707,034BOYAmt
EOY$1,258,601,185EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$978,343,805BOYAmt
EOY$889,890,192EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$278,529,522BOYAmt
EOY$312,486,426EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$1,688,419BOYAmt
EOY$2,132,499EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$115,695,910BOYAmt
EOY$121,900,518EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$1,879,687BOYAmt
EOY$2,400,306EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$38,270,328BOYAmt
EOY$42,001,926EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$6,748,893,961LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$2,538,219,326LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$3,894,971,462BOYAmt
EOY$4,210,674,635EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$2,601,291,177BOYAmt
EOY$2,736,980,511EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$5,078,626,530BOYAmt
EOY$5,898,415,577EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Intangible Assets IntangibleAssetsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$363,473,264BOYAmt
EOY$481,804,426EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$14,639,477,138BOYAmt
EOY$15,957,288,201EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$264,758,054BOYAmt
EOY$272,628,223EOYAmt

Grants Payable GrantsPayableGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$255,332,844BOYAmt
EOY$253,035,053EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$1,288,657,000BOYAmt
EOY$1,183,840,000EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$190,239,233BOYAmt
EOY$238,884,000EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$1,022,899,033BOYAmt
EOY$986,043,575EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$3,021,886,164BOYAmt
EOY$2,934,430,851EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$5,088,780,879BOYAmt
EOY$5,722,651,803EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$4,017,343,216BOYAmt
EOY$4,604,012,047EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$2,511,466,880BOYAmt
EOY$2,696,193,500EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$11,617,590,974BOYAmt
EOY$13,022,857,350EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$14,639,477,138BOYAmt
EOY$15,957,288,201EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$554,991,967ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst$798,027,327NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$52,247,082OtherChangesInNetAssetsAmt
Info In Schedule O Part XIIYes (X)InfoInScheduleOPartXIIInd
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or ReviewfalseAccountantCompileOrReviewInd
FS AuditedYes (true)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (true)AuditCommitteeInd
Federal Grant Audit RequiredYes (true)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (true)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
SchoolYes (X)SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,233,756,486CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,969,196,418CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,419,840,375CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,427,694,060CurrentTaxYearMinus1YearAmt
Current Tax Year$1,234,408,267CurrentTaxYearAmt
Total$7,284,895,606TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,233,756,486CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,969,196,418CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,419,840,375CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,427,694,060CurrentTaxYearMinus1YearAmt
Current Tax Year$1,234,408,267CurrentTaxYearAmt
Total$7,284,895,606TotalAmt
FieldValueIRS element (for citing)
Substantial Contributors Tot$50,029,935SubstantialContributorsTotAmt
Public Support Total170$7,234,865,671PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$225,666,736CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$239,533,381CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$274,663,421CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$252,902,435CurrentTaxYearMinus1YearAmt
Current Tax Year$294,632,895CurrentTaxYearAmt
Total$1,287,398,868TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$75,239,250CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$65,425,604CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$72,303,940CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$58,925,715CurrentTaxYearMinus1YearAmt
Current Tax Year$102,964,244CurrentTaxYearAmt
Total$374,858,753TotalAmt
FieldValueIRS element (for citing)
Total Support$8,947,153,227TotalSupportAmt
Gross Receipts Rltd Activities$10,808,669,067GrossReceiptsRltdActivitiesAmt
Public Support CY1700.80862PublicSupportCY170Pct
Public Support PY1700.00000PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbyingGrp
Total Direct LobbyingTotalDirectLobbyingGrp
Total Lobbying ExpendTotalLobbyingExpendGrp
Other Exempt Purpose ExpendOtherExemptPurposeExpendGrp
Total Exempt Purpose ExpendTotalExemptPurposeExpendGrp
Lobbying Nontaxable AmountLobbyingNontaxableAmountGrp
Grassroots NontaxableGrassrootsNontaxableGrp
Tot Lbbyng Grassroot Mns Non TxTotLbbyngGrassrootMnsNonTxGrp
Tot Lbby Expend Mns Lbbyng Non TxTotLbbyExpendMnsLbbyngNonTxGrp
VolunteersfalseVolunteersInd
Paid Staff Or ManagementYes (true)PaidStaffOrManagementInd
Media AdvertisementsfalseMediaAdvertisementsInd
Mailings MembersfalseMailingsMembersInd
Publications Or BroadcastfalsePublicationsOrBroadcastInd
Grants Other OrganizationsYes (true)GrantsOtherOrganizationsInd
Grants Other Organizations$1,573GrantsOtherOrganizationsAmt
Direct Contact LegislatorsYes (true)DirectContactLegislatorsInd
Direct Contact Legislators$50,308DirectContactLegislatorsAmt
Rallies DemonstrationsfalseRalliesDemonstrationsInd
Other ActivitiesYes (true)OtherActivitiesInd
Other Activities$499,250OtherActivitiesAmt
Total Lobbying Expenditures$551,131TotalLobbyingExpendituresAmt
Not Described Section501c3falseNotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSCHEDULE CFormAndLineReferenceDesc
ExplanationLINE 1A - VOLUNTEERS: N/A LINE 1B - PAID STAFF OR MANAGEMENT: THE UNIVERSITY HAS OFFICES OF GOVERNMENT AND COMMUNITY AFFAIRS AT BOTH ITS MORNINGSIDE AND MEDICAL CENTER CAMPUSES WHOSE FUNCTION IS TO KEEP THE UNIVERSITY COMMUNITY INFORMED ABOUT NATIONAL, STATE AND LOCAL LEGISLATION AND POLICY THAT HAS AN IMPACT ON THE UNIVERSITY AND, WHEN APPROPRIATE, TO ADVOCATE FOR THE UNIVERSITY'S INTERESTS WITH RESPECT TO THIS POLICY. EMPLOYEES REGULARLY INVOLVED IN THESE ACTIVITIES INCLUDE: EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS PROJECT, COORDINATOR FOR STATE AND FEDERAL RELATIONS, DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER. LINE 1C - MEDIA ADVERTISEMENTS: NONE LINE 1D - MAILINGS TO MEMBERS, LEGISLATORS OR THE PUBLIC: NONE LINE 1E - PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS: NONE LINE 1F - GRANTS TO OTHER ORGANIZATIONS FOR LOBBYING PURPOSES: THE UNIVERSITY BELONGS TO CERTAIN HIGHER EDUCATION TRADE ASSOCIATIONS. A SMALL PORTION OF THE MEMBERSHIP FEES PAID TO SOME OF THOSE ORGANIZATIONS GOES TO SUPPORT LOBBYING-RELATED ACTIVITIES. THESE FEES ARE REGULARLY REPORTED ON THE UNIVERSITY'S LOBBYING DISCLOSURE FILINGS. LINE 1G - DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, GOVERNMENT OFFICIALS, OR A LEGISLATIVE BODY: THE PRESIDENT, THE SENIOR EXECUTIVE VICE PRESIDENT, THE EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS, THE PROJECT COORDINATOR FOR STATE AND FEDERAL RELATIONS CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR POLICY STAFFS ON HIGHER EDUCATION ISSUES. THE EXECUTIVE VICE PRESIDENT FOR HEALTH SCIENCE, THE DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, AND THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR POLICY STAFFS ON HIGHER EDUCATION ISSUES, HEALTH SCIENCES ISSUES AND OTHER ISSUES AFFECTING ACADEMIC MEDICAL CENTERS. THE AMOUNTS SHOWN ON LINE 1G REFLECT PAID STAFF AND MANAGEMENT ACTIVITIES. LINE 1H - RALLIES, DEMONSTRATIONS, SEMINARS, CONVENTIONS, SPEECHES, LECTURES OR ANY OTHER MEANS: N/A LINE 1I - OTHER ACTIVITIES: DURING THE REPORTING PERIOD, THE UNIVERSITY RETAINED OUTSIDE FIRMS FOR ADVOCACY AT THE FEDERAL, STATE AND LOCAL LEVELS. THE AMOUNTS SHOWN ON LINE 1I INCLUDE AMOUNTS PAID TO SUCH OUTSIDE FIRMS FOR ALL ACTIVITIES CONDUCTED BY SUCH FIRMS, INCLUDING CERTAIN OF THE ACTIVITIES DESCRIBED ABOVE AND GENERAL ADVISORY SERVICES TO THE UNIVERSITY IN CONNECTION WITH ITS LOBBYING ACTIVITIES.ExplanationTxt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Donor Advised Funds Held6DonorAdvisedFundsHeldCnt
Donor Advised Funds Contri$3,000,000DonorAdvisedFundsContriAmt
Donor Advised Funds Grants$415,000DonorAdvisedFundsGrantsAmt
Donor Advised Funds Vl EOY$40,574,350DonorAdvisedFundsVlEOYAmt
Disclosed Org Leg CtrlYes (true)DisclosedOrgLegCtrlInd
Disclosed For Charitable PrpsYes (true)DisclosedForCharitablePrpsInd
Art Public Exhibition AmountsArtPublicExhibitionAmountsGrp
Held Works ArtHeldWorksArtGrp
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets SaleYes (true)SolicitedAssetsSaleInd
Agent Trustee EtcfalseAgentTrusteeEtcInd
Incl Escrow Custodial Acct LiabfalseInclEscrowCustodialAcctLiabInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$8,197,880,000BeginningYearBalanceAmt
Contributions$173,837,000ContributionsAmt
Investment Earnings Or Losses$1,424,763,060InvestmentEarningsOrLossesAmt
Grants Or Scholarships$92,209,000GrantsOrScholarshipsAmt
Other Expenditures$440,268,000OtherExpendituresAmt
Administrative Expenses$40,956,060AdministrativeExpensesAmt
End Year Balance$9,223,047,000EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$7,654,152,000BeginningYearBalanceAmt
Contributions$165,932,000ContributionsAmt
Investment Earnings Or Losses$871,686,632InvestmentEarningsOrLossesAmt
Grants Or Scholarships$81,338,000GrantsOrScholarshipsAmt
Other Expenditures$374,447,000OtherExpendituresAmt
Administrative Expenses$38,105,632AdministrativeExpensesAmt
End Year Balance$8,197,880,000EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$7,789,579,000BeginningYearBalanceAmt
Contributions$183,419,000ContributionsAmt
Investment Earnings Or Losses$161,239,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$84,742,000GrantsOrScholarshipsAmt
Other Expenditures$363,392,000OtherExpendituresAmt
Administrative Expenses$31,951,000AdministrativeExpensesAmt
End Year Balance$7,654,152,000EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,516,512,000BeginningYearBalanceAmt
Contributions$202,175,000ContributionsAmt
Investment Earnings Or Losses$1,503,257,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$71,786,000GrantsOrScholarshipsAmt
Other Expenditures$329,582,000OtherExpendituresAmt
Administrative Expenses$30,998,000AdministrativeExpensesAmt
End Year Balance$7,789,578,000EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$5,892,798,000BeginningYearBalanceAmt
Contributions$159,335,000ContributionsAmt
Investment Earnings Or Losses$946,146,321InvestmentEarningsOrLossesAmt
Grants Or Scholarships$72,771,000GrantsOrScholarshipsAmt
Other Expenditures$387,564,000OtherExpendituresAmt
Administrative Expenses$21,432,321AdministrativeExpensesAmt
End Year Balance$6,516,512,000EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.37000BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.63000PrmnntEndowmentBalanceEOYPct
Endowments Held Unrelated OrgYes (true)EndowmentsHeldUnrelatedOrgInd
Endowments Held Related OrgfalseEndowmentsHeldRelatedOrgInd

Land LandGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$454,549,000OtherCostOrOtherBasisAmt
Book Value$454,549,000BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$4,820,217,665OtherCostOrOtherBasisAmt
Depreciation$2,074,314,025DepreciationAmt
Book Value$2,745,903,640BookValueAmt
FieldValueIRS element (for citing)
Leasehold ImprovementsLeaseholdImprovementsGrp

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$361,067,976OtherCostOrOtherBasisAmt
Depreciation$188,421,655DepreciationAmt
Book Value$172,646,321BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$1,113,059,320InvestmentCostOrOtherBasisAmt
Depreciation$275,483,646DepreciationAmt
Book Value$837,575,674BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$4,210,674,635TotalBookValueLandBuildingsAmt
Financial DerivativesFinancialDerivativesGrp
Closely Held Equity InterestsCloselyHeldEquityInterestsGrp

Other Securities OtherSecuritiesGrp (5 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
GLOBAL EQUITIES$629,875,907F
ABSOLUTE RETURN STRATEGIES$1,640,505,245F
PRIVATE EQUITY$1,997,326,865F
REAL ESTATE ASSETS$1,630,705,874F
FIXED INCOME$1,686F
FieldValueIRS element (for citing)
Total Book Value Securities$5,898,415,577TotalBookValueSecuritiesAmt
Federal Income Tax Liability$0FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (7 entries)

DescDescAmtAmt
LIABILITY FOR SECURITIES PURCH$8,541,197
CAPITAL LEASE OBLIGATIONS$124,096,304
COND'L ASSET RETIREMENT OBLIGA$110,892,527
ACCRUED EMPLOYEE BENEFIT LIAB.$156,437,300
FEDERAL STUDENT LOAN FUNDS$79,651,611
ACTUARIAL LIAB- SPLIT INT AGRM$43,801,783
OTHER LONG TERM LIABILITIES$462,622,853
FieldValueIRS element (for citing)
Total Liability$986,043,575TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
DETAIL OF UNIVERSITY COLLECTIONS/TEXT OF AUDIT FOOTNOTESCHEDULE D, PART III, LINES 1A, 2A & 4 COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH PURCHASING ADDITIONS AND MAINTAINING THESE COLLECTIONS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED.
INTENDED USE OF ENDOWMENT FUNDSSCHEDULE D, PART V, LINE 4 COLUMBIA UNIVERSITY'S ENDOWMENT FUNDS SUPPORT A RANGE OF PURPOSES IN ACCORDANCE WITH THE UNIVERSITY'S MISSION, INCLUDING: FINANCIAL AID; FACULTY SALARIES AND SUPPORT; RESEARCH; CAPITAL PROJECTS; GENERAL SUPPORT OF THE UNIVERSITY, SCHOOLS, DEPARTMENTS, INSTITUTES AND CENTERS.
PART X, LINE 2 (FIN 48)THE UNIVERSITY BELIEVES THAT ITS TAX POSITIONS AS THEY RELATE TO THE IMPACT ON THE FINANCIAL STATEMENTS OF FIN 48 ARE HIGHLY CERTAIN.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (true)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (true)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediaYes (true)PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (true)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (true)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (true)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (true)MaintainCpyOfAllSolInd
Discriminate Race Stdnts RghtsfalseDiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss PlcyfalseDiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm FcultyfalseDiscriminateRaceEmplmFcultyInd
Discriminate Race SchsfalseDiscriminateRaceSchsInd
Discriminate Race Educ PlcyfalseDiscriminateRaceEducPlcyInd
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt ProgfalseDiscriminateRaceAthltProgInd
Discriminate Race Other ActyfalseDiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (true)GovernmentFinancialAidRcvdInd
Government Financial Aid RvkdfalseGovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (true)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE E, LINE 3COLUMBIA UNIVERSITY CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND THE WORLD. ITS EDUCATIONAL PROGRAMS SEEK A BROAD CROSS-SECTION OF STUDENTS FROM THE METROPOLITAN AREA. IT FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY OF ADMISSION AND INCLUDES A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY TOWARDS STUDENTS IN ALL SCHOOL AND PROGRAM BULLETINS. IT ALSO REFERS TO THIS POLICY IN ALL WRITTEN ADVERTISING. IT THEREFORE MEETS THE CRITERIA UNDER REV. PROC. 75-50, SECTION 4.03-2(B)FOR EXEMPTION FROM THE PUBLICITY REQUIREMENTS OF SECTION 4.03-1.
SCHEDULE E, LINE 6ACOLUMBIA UNIVERSITY RECEIVES FEDERAL, STATE AND LOCAL GOVERNMENTAL FUNDING THAT SUPPORTS ITS CORE INSTRUCTIONAL AND RESEARCH PROGRAMS.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (34 entries)

RegionRegionTxtOfficesOfficesCntEmployeeEmployeeCntType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
Antarctica01Program ServicesEDUC/RESEARCH/OUTREACH$2,142
Central America and the Caribbean1369Program ServicesEDUC/RESEARCH/OUTREACH$1,583,061
Central America and the CaribbeanGrantmaking$165,762
Central America and the CaribbeanInvestments$4,114,514,759
East Asia and the Pacific91604Program ServicesEDUC/RESEARCH/OUTREACH$8,289,964
East Asia and the PacificGrantmaking$4,467,198
East Asia and the PacificFundraising$171,843
East Asia and the PacificInvestments$488,994,498
Europe (Including Iceland and Greenland)193039Program ServicesEDUC/RESEARCH/OUTREACH$17,701,012
Europe (Including Iceland and Greenland)Grantmaking$4,321,795
Europe (Including Iceland and Greenland)Fundraising$260,177
Europe (Including Iceland and Greenland)Investments$458,476,304
Middle East and North Africa4517Program ServicesEDUC/RESEARCH/OUTREACH$3,488,236
Middle East and North AfricaGrantmaking$540,552
Middle East and North AfricaFundraising$29,665
North America2718Program ServicesEDUC/RESEARCH/OUTREACH$1,330,704
North AmericaGrantmaking$1,602,128
North AmericaFundraising$11,475
North AmericaInvestments$23,445,180
Russia and the Newly Independent States2161Program ServicesEDUC/RESEARCH/OUTREACH$1,162,663
Russia and the Newly Independent StatesGrantmaking$83,020
Russia and the Newly Independent StatesFundraising$24
South America6700Program ServicesEDUC/RESEARCH/OUTREACH$3,646,555
South AmericaGrantmaking$557,906
South AmericaFundraising$39,284
South AmericaInvestments$32,087
South Asia3466Program ServicesEDUC/RESEARCH/OUTREACH$3,386,325
South AsiaGrantmaking$65,760
South AsiaFundraising$107,786
South AsiaInvestments$1,365
Sub-Saharan Africa422391Program ServicesEDUC/RESEARCH/OUTREACH$80,944,668
Sub-Saharan AfricaGrantmaking$23,976,638
Sub-Saharan AfricaFundraising$18,034
Sub-Saharan AfricaInvestments$92,165,389
FieldValueIRS element (for citing)
Subtotal Offices35SubtotalOfficesCnt
Subtotal Employees6248SubtotalEmployeesCnt
Continutation Total Office53ContinutationTotalOfficeCnt
Continutation Total Employee3718ContinutationTotalEmployeeCnt
Total Office88TotalOfficeCnt
Total Employee9966TotalEmployeeCnt
Subtotal Spent$5,105,939,800SubtotalSpentAmt
Continuation Spent$229,644,159ContinuationSpentAmt
Total Spent$5,335,583,959TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (131 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxtDescription Of Non Cash AsstDescriptionOfNonCashAsstTxtValuation Method UsedValuationMethodUsedDesc
North AmericaEDUC/RESEARCH$12,600CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$11,340CHECK/WIREN/AN/A
Middle East and North AfricaPROGRAM SVCS$18,650Wire transfeN/AN/A
EuropeTUITION$21,095Wire transfeN/AN/A
EuropePROGRAM SVCS$50,000wire transfeN/AN/A
North AmericaRESEARCH$50,864checkN/AN/A
North America$90,350checkN/AN/A
East Asia and the PacificPROGRAM SVCS$14,323wire transfeN/AN/A
East Asia and the PacificPROGRAM SVCS$22,721wire transfeN/AN/A
South AmericaRESEARCH$31,096Wire TransfeN/AN/A
Middle East and North AfricaEDUC/RESEARCH$521,902CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$11,800CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$5,219CHECK/WIREN/AN/A
South AmericaEDUC/RESEARCH$82,270CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$21,600CHECK/WIREN/AN/A
North AmericaEDUC/RESEARCH$31,682CHECK/WIREN/AN/A
North AmericaEDUC/RESEARCH$11,100CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$25,000CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$168,224CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$8,080CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$23,000CHECK/WIREN/AN/A
North AmericaEDUC/RESEARCH$20,000CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$637,610CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$26,920CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$125,000CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$120,010CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$8,100CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$67,800CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$134,000CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$29,120CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$68,560CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$139,665CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$110,694CHECK/WIREN/AN/A
South AmericaEDUC/RESEARCH$20,000CHECK/WIREN/AN/A
South AmericaEDUC/RESEARCH$20,000CHECK/WIREN/AN/A
Central America and the CaribbeanEDUC/RESEARCH$165,762CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$16,329CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$192,035CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$81,020CHECK/WIREN/AN/A
North AmericaEDUC/RESEARCH$15,228CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$18,900CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$32,940CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$5,481CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$5,219CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$864,447CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$28,800CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$2,328,024CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$32,691CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$60,000CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$232,529CHECK/WIREN/AN/A
South AsiaEDUC/RESEARCH$10,000CHECK/WIREN/AN/A
Russia and the Newly Independent StatesEDUC/RESEARCH$31,000CHECK/WIREN/AN/A
North AmericaEDUC/RESEARCH$15,000CHECK/WIREN/AN/A
South AmericaEDUC/RESEARCH$258,141CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$95,777CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$41,804CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$82,042CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$8,345CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$15,000CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$9,039CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$774,314CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$265,000CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$20,000CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$62,300CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$207,395CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$29,456CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$88,000CHECK/WIREN/AN/A
North AmericaEDUC/RESEARCH$55,960CHECK/WIREN/AN/A
North AmericaEDUC/RESEARCH$8,072CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$53,464CHECK/WIREN/AN/A
North AmericaEDUC/RESEARCH$486,006CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$6,599CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$30,540CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$50,000CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$132,763CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$843,749CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$353,985CHECK/WIREN/AN/A
South AsiaEDUC/RESEARCH$31,074CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$325,484CHECK/WIREN/AN/A
Russia and the Newly Independent StatesEDUC/RESEARCH$52,020CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$32,400CHECK/WIREN/AN/A
North AmericaEDUC/RESEARCH$516,350CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$45,832CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$14,000CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$5,400CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$61,314CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$41,740CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$32,925CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$43,200CHECK/WIREN/AN/A
South AsiaEDUC/RESEARCH$8,542CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$21,833CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$224,549CHECK/WIREN/AN/A
South AmericaEDUC/RESEARCH$119,399CHECK/WIREN/AN/A
South AmericaEDUC/RESEARCH$27,000CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$54,024CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$68,968CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$7,560CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$20,557CHECK/WIREN/AN/A
North AmericaEDUC/RESEARCH$97,500CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$11,340CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$10,000CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$66,620CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$189,441CHECK/WIREN/AN/A
South AsiaEDUC/RESEARCH$16,144CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$86,189CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$117,757CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$213,063CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$12,479CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$515,298CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$36,811CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$38,154CHECK/WIREN/AN/A
North AmericaEDUC/RESEARCH$191,416CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$103,906CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$14,410CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$104,402CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$1,149,298CHECK/WIREN/AN/A
East Asia and the PacificEDUC/RESEARCH$24,431CHECK/WIREN/AN/A
EuropeEDUC/RESEARCH$5,219CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$254,568CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$72,332CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$311,605CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$8,745CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$1,730,371CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$6,843,954CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$268,341CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$447,521CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$1,600,386CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$586,973CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$3,321,177CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$4,423,423CHECK/WIREN/AN/A
Sub-Saharan AfricaEDUC/RESEARCH$279,765CHECK/WIREN/AN/A
FieldValueIRS element (for citing)
Total501c3 Org131Total501c3OrgCnt
Transfer To Foreign CorpYes (true)TransferToForeignCorpInd
Interest In Foreign TrustYes (true)InterestInForeignTrustInd
Foreign Corp OwnershipYes (true)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (true)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (true)ForeignPartnershipInd
Boycott CountriesYes (true)BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSCHEDULE F, PART I, LINE 2FormAndLineReferenceDesc
ExplanationORGANIZATION'S PROCEDURES FOR MONITORING GRANT FUNDS THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF ALL SPONSORED PROJECT GRANT FUNDING. THIS POLICY IS CONTAINED IN THE "SPONSORED PROJECTS HANDBOOK". THE POLICY STATES THAT THE PRIMARY OBLIGATION FOR THE DAY-TO-DAY MANAGEMENT OF SPONSORED PROJECTS AND INSURING COMPLIANCE WITH FEDERAL AND OTHER SPONSOR REGULATIONS IS THE RESPONSIBILITY OF THE PRINCIPAL INVESTIGATOR SUPPORTED, AS NECESSARY, BY HIS OR HER ADMINISTRATIVE STAFF. ADDITIONALLY, THE POLICY SPECIFIES THE FOLLOWING MONITORING PROCEDURES: - MONTHLY ACCOUNT RECONCILIATION - REVIEW OF SALARY AND BENEFIT CHARGES - REVIEW OF VENDOR INVOICES - REVIEW OF CHARGES INITIATED BY SERVICE OR RECHARGE CENTERS - REVIEW OF FACILITIES AND ADMINISTRATIVE CHARGES - MONITORING OF SUB-AWARDS THROUGH REVIEW OF CHARGES AND TECHNICAL PERFORMANCE REPORTS, CONDUCTING PERIODIC ONSITE VISITS, AND INITIATING AUDITS/REVIEWS WHEN NECESSARY EXPENDITURES RELATED TO FOREIGN ACTIVITY EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. MOST OF THE ACTIVITY RELATES TO U.S. GOVERNMENT FUNDED PROGRAM SERVICES. OTHER ACTIVITY INCLUDES FACULTY AND STAFF TRAVEL FOR EDUCATIONAL, RESEARCH, FUNDRAISING AND OTHER PROGRAM SERVICES. NOT ALL OF THE OVERSEAS EXPENDITURES ARE SEPARATELY TRACKED AS FOREIGN ACTIVITY. THE AMOUNTS REPRESENTED ON SCHEDULE F REPRESENT THE UNIVERSITY'S GOOD FAITH EFFORTS TO CAPTURE FOREIGN ACTIVITY. ----------------------------------------------------------------- FORM 990, SCHEDULE F, PART I, COLUMN (F) & PART II, LINE 1 COLUMBIA UNIVERSITY ACCOUNTS FOR ALL FOREIGN EXPENDITURES, INCLUDING CASH GRANTS AND NONCASH ASSISTANCE, ON THE ORGANIZATION'S FINANCIAL STATEMENTS IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE UNITED STATES. ---------------------------------------------------------------- FORM 990, SCHEDULE F, PART I THE AMOUNTS LISTED ON SCHEDULE F, PART I AS TOTAL EXPENDITURES FOR INVESTMENTS FOR CERTAIN REGIONS INCLUDES BOTH THE BOOK VALUE OF INVESTMENTS AND SEPARATELY TRACKED INVESTMENT EXPENDITURES IN THAT REGION. THE BREAKOUT OF THE AMOUNTS ARE AS FOLLOWS: 1) CENTRAL AMERICA AND THE CARIBBEAN - BOOK VALUE $4,114,514,759 2) EAST ASIA AND THE PACIFIC - BOOK VALUE $488,850,794 AND EXPENDITURES $143,704 3) EUROPE - BOOK VALUE $458,346,626 AND EXPENDITURES $129,678 4) NORTH AMERICA - BOOK VALUE $23,441,365 AND EXPENDITURES $3,815 5) SOUTH AMERICA - EXPENDITURES $32,087 6) SOUTH ASIA - EXPENDITURES $1,365 7) SUB-SAHARAN AFRICA - BOOK VALUE $92,165,389 ----------------------------------------------------------------ExplanationTxt

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Solicitation Of Non Govt GrantsYes (X)SolicitationOfNonGovtGrantsInd
Solicitation Of Govt GrantsYes (X)SolicitationOfGovtGrantsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising ActyYes (true)AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (4 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeActivityActivityTxtFundraiser Control Of FundsFundraiserControlOfFundsIndGross ReceiptsGrossReceiptsAmtRetained By ContractorRetainedByContractorAmtNet To OrganizationNetToOrganizationAmt
RUFFALO CODY AND ASSOCIATES
PO BOX 3018CEDAR RAPIDSIA52406CONSULTINGfalse$1,421,849$464,621$957,228
STORY WORLDWIDE LLC
87 WALL STREETSEATTLEWA52406CONSULTINGfalse$11,064,924$169,371$10,895,553
STEPHEN SAGNER
41 OGDEN AVENUEWHITE PLAINSNY10605CONSULTINGfalse$51,824,163$60,285$51,763,878
MARILYN SILVERSTEIN
24 MERRILL ROADWATERTOWNME02472CONSULTINGfalse$18,209,679$33,998$18,175,681
FieldValueIRS element (for citing)
Total Gross Receipts$82,520,615TotalGrossReceiptsAmt
Total Retained By Contractors$728,275TotalRetainedByContractorsAmt
Total Net To Organization$81,792,340TotalNetToOrganizationAmt
Licensed StatesNYLicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Name Of Event1ANNUAL DINNERNameOfEvent1Amt
Gross Receipts Event1$3,006,390GrossReceiptsEvent1Amt
Charitable Contri Event1$2,991,570CharitableContriEvent1Amt
Gross Revenue Event1$14,820GrossRevenueEvent1Amt
Non Cash Prizes Event1$855NonCashPrizesEvent1Amt
Rent Facility Costs Event1$34,729RentFacilityCostsEvent1Amt
Food And Beverage Event1$205,544FoodAndBeverageEvent1Amt
Entertainment Event1$1,600EntertainmentEvent1Amt
Other Direct Expenses Event1$81,272OtherDirectExpensesEvent1Amt
Name Of Event2AWARDS DINNERNameOfEvent2Amt
Gross Receipts Event2$931,951GrossReceiptsEvent2Amt
Charitable Contri Event2$879,413CharitableContriEvent2Amt
Gross Revenue Event2$52,538GrossRevenueEvent2Amt
Non Cash Prizes Event2$348NonCashPrizesEvent2Amt
Rent Facility Costs Event2$41,658RentFacilityCostsEvent2Amt
Food And Beverage Event2$50,047FoodAndBeverageEvent2Amt
Entertainment Event2$600EntertainmentEvent2Amt
Other Direct Expenses Event2$51,839OtherDirectExpensesEvent2Amt
Other Events Total51OtherEventsTotalCnt
Gross Receipts Other Events$5,488,868GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$4,800,479CharitableContriOtherEventsAmt
Gross Revenue Other Events$688,389GrossRevenueOtherEventsAmt
Oth Direct Expnss Other Events$688,389OthDirectExpnssOtherEventsAmt
Gross Receipts Total$9,427,209GrossReceiptsTotalAmt
Charitable Contributions Tot$8,671,462CharitableContributionsTotAmt
Gross Revenue Total Events$755,747GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events$1,203NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events$76,387RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events$255,591FoodAndBeverageTotalEventsAmt
Entertainment Total Events$2,200EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events$821,500OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$1,156,881DirectExpenseSummaryEventsAmt
Net Income Summary-$401,134NetIncomeSummaryAmt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Recipient Table RecipientTable (275 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtValuation Method UsedValuationMethodUsedDescNon Cash AssistanceNonCashAssistanceDescPurpose Of GrantPurposeOfGrantTxtNon Cash AssistanceNonCashAssistanceAmtAddress Line2USAddress/AddressLine2
The Research Foundation for Mental Hygiene
1500 BROADWAYMENANDSNY12204141410842501(C)(3)$3,843,453N/AN/ARESEARCH
UNIVERSITY OF MICHIGAN
2800 PLYMOUTH ROADANN ARBORMI48109386006309501(C)(3)$2,636,940N/AN/ARESEARCH
ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
ONE GUSTAVE L LEVY PLACENEW YORKNY10029136171197501(C)(3)$2,636,178N/AN/ARESEARCH
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RESEARCH FOUNDATION OF THE STATE
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UNIVERSITY OF CHICAGO
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YALE UNIVERSITY
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JOHNS HOPKINS UNIVERSITY
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UNIVERSITY OF PENNSYLVANIA
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UNIV OF TEXAS AT ARLINGTON
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YESHIVA UNIVERSITY
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MASSACHUSETTS INSTITUTE OF TECHNOLOGY
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MEMORIAL SLOAN-KETTERING CANCER CENTER
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HARVARD UNIVERSITY
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RUTGERS UNIVERSITY
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ROCKEFELLER UNIVERSITY
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Millennium Promise Alliance
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UNIVERSITY OF NORTH CAROLINA at chapel hill
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CORNELL UNIVERSITY
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RESEARCH FOUNDATION OF THE CITY
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UNIVERSITY OF FLORIDA
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BOSTON UNIV- College of Arts & Sciences
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PRINCETON UNIVERSITY
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REGENTS OF THE UNIV OF CALIFORNIA at Irvine
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NEW YORK UNIVERSITY MEDICAL CENTER
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Saint Lukes Roosevelt Hospital Center
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Christiana Care Health System
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UNIVERSITY OF WASHINGTON
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RUTGERS THE STATE UNIVERSITY OF NJ
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UNIV OF MEDICINE AND DENTISTRY OF Nj
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GEORGETOWN UNIVERSITY
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EMORY UNIVERSITY
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Health Research Incorporated
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NEW YORK UNIVERSITY
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UNIVERSITY OF IOWA
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BAYLOR COLLEGE OF MEDICINE
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TEACHERS COLLEGE
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Bronx Lebanon Hospital Center
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UNIV OF UTAH
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DUKE UNIVERSITY
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ARIZONA STATE UNIVERSITY
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New York Blood Center
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STANFORD UNIVERSITY
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Univ OF CALIFORNIA AT SAN FRANCISCO
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PENNSYLVANIA STATE UNIVERSITY
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KAISER PERMANENTE
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Albany Medical CenterCollege
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Saint Peters University Hospital
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UNIVERSITY OF TEXAS AT AUSTIN
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MAYO CLINIC IN ROCHESTER
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Cicatelli Associates Inc
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THOMAS JEFFERSON UNIVERSITY
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FRED HUTCHINSON CANCER RESEARCH CENTER
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HOSPITAL FOR SPECIAL SURGERY
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UNIVERSITY OF MIAMI
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Clinical Directors Network Inc
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Cancer Prevention Institute
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UNIVERSITY OF CALIFORNIA BERKELEY
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LUDWIG INST FOR CANCER RES LTD
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UNIVERSITY OF VIRGINIA
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NEW YORK CITY HEALTH AND HOSPITALS
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FAMILY HEALTH INTERNATIONAL
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UNIVERSITY OF SOUTHERN CALIFORNIA
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GEORGE WASHINGTON UNIVERSITY
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BRANDEIS UNIVERSITY
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UNIVERSITY OF PITTSBURGH
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SYMANTEC
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DREXEL UNIVERSITY COLLEGE OF MEDICINE
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UNIVERSITY OF COLORADO
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UNIVERSITY OF MARYLAND
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UNIVERSITY OF MISSOURI
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New York Hospital Of Queens
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OREGON STATE UNIVERSITY
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THE BROAD INSTITUTE INC
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Rand Corporation
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UNIVERSITY OF KANSAS
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UNIVERSITY OF HAWAII
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UNIVERSAL PLAY SYSTEMS INC
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University of Massachusetts
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Queens Comprehensive Perinatal Council
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Mental Health Mental Retardation
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SUFFOLK COUNTY PERINATAL COALITION
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FOX CHASE CANCER CENTER
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ST JUDE CHILDRENS RES HOSPITAL
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FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH
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UNIVERSITY OF ROCHESTER
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CHILDRENS HOSPITAL BOSTON
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Beth Israel Deaconess Medical Center
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POLAR OCEANS RESEARCH GROUP
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UNIVERSITY OF TEXAS
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THE BRIGHAM AND WOMENS HOSPITAL INC
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Maine Medical Center Research Institute
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OHIO STATE UNIV RESEARCH FDN
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COLORADO STATE UNIVERSITY
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DOSECC EXPLORATION SERVICES LLC
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Harlem United Community AIDS Ctr INC
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UNIVERSITY OF NEW MEXICO
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TRUDEAU INSTITUTE INC
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MASSACHUSETTS GENERAL HOSPITAL
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ECO OPP COMM OF NASSAU COUNTY
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Garden State Infectious Disease Assoc
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Atmospheric and Environmental Research
PO BOX 5175NEW YORKNY10087042608324501(C)(3)$154,866N/AN/ARESEARCH
Southern Methodist University
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NEW YORK MEDICAL COLLEGE
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Visiting Nurse Service of New York
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CANCER RESEARCH AND BIOSTATISTICS
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VIRGINIA INSTITUTE OF MARINE SCIENCE
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TGEN
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UNIVERSITY OF MINNESOTA
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MICHIGAN STATE UNIVERSITY
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THE POPULATION COUNCIL INC
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GEISINGER HEALTH SYSTEM
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J DAVID GLADSTONE INSTITUTES
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THE CHILDRENS HOSPITAL OF PHILADELPHIA
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UNIV OF ARIZONA - Dept of geosciences
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HASTINGS CTR
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Hebrew Home for the Aged at Riverdale
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VANDERBILT UNIVERSITY
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NORTHERN ILLINOIS UNIVERSITY
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WEST HARLEM ENVIRONMENTAL ACTION INC
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Parallax Center Inc
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George Mason University
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THE CHARLES STARK DRAPER LABORATORY INC
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Research Institute at Nationwide
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BARNARD COLLEGE
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LEHIGH VALLEY HEALTH NETWORK
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PURDUE UNIVERSITY
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Artstor
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MONTEFIORE MEDICAL CENTER
3311 BAINBRIDGE AVENUEBRONXNY10467131740114501(C)(3)$89,806N/AN/ARESEARCH
International Food Policy Research Institute
2033 K STREET NWWASHINGTONDC20006521041632501(C)(3)$89,421N/AN/ARESEARCH
CHILDRENS HOSPITAL MEDICAL CENTER
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UNC WILMINGTON
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Public Health Solutions
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JESSIE TRICE COMMUNITY HEALTH CTR INC
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NATIONAL COALITION ON HEALTH CARE
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SWOG CLINICAL TRIALS INITIATIVE LLC
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CALIFORNIA INSTITUTE OF TECHNOLOGY
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Rush University Medical Center
1700 WEST VAN BURENCHICAGOIL60612362174823501(C)(3)$70,329N/AN/ARESEARCH
Creighton University
3528 DODGE STREETOMAHANE68138470376583501(C)(3)$68,450N/AN/ARESEARCH
UNIVERSITY OF ALABAMA
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INDIANA UNIVERSITY
PO BOX 7800DETROITMI48278356001673501(C)(3)$66,177N/AN/ARESEARCH
DREXEL UNIV
PO BOX 95000-1090PHILADELPHIAPA19195231352630501(C)(3)$64,931N/AN/ARESEARCH
UNIVERSITY OF CONNECTICUT HEALTH CENTER
263 FARMINGTON AVENUEFARMINGTONCT06030521725543501(C)(3)$63,937N/AN/ARESEARCH
Fundaconciencia Inc
3785 NW 62 AveDoralFL33166270824212501(C)(3)$63,499N/AN/ARESEARCH
Texas A&M Research Foundation
HMITCHELL PKYCOLLEGE STATIOnTX77845741238434501(C)(3)$62,423N/AN/ARESEARCH
NORTHWESTERN UNIVERSITY
633 CLARK STREETEVANSTONIL60208362167817501(C)(3)$62,182N/AN/ARESEARCH
Georgia Institute of Technology
PO BOX 100117ATLANTAGA30384580603146501(C)(3)$62,053N/AN/ARESEARCH
American College of Nurse-Midwives
8403 COLESVILLE RDSILVER SPRINGMD20910741685515501(C)(3)$60,609N/AN/ARESEARCH
UNIVERSITY OF ALASKA AT FAIRBANKS
PO BOX 756540FAIRBANKSAK99775926000147501(C)(3)$59,546N/AN/ARESEARCH
REGENTS OF THE UNIVERSITY OF CALIFORNIA
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CHILDRENS HOSPITAL OF LOS ANGELES
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UNIVERSITY OF VERMONT AND STATE
PO BOX 1389WILLISTONVT05495030179440501(C)(3)$56,645N/AN/ARESEARCH
SANDIA NATIONAL LABORATORIES
PO BOX 5520ALBUQUERQUENM87185850097942501(C)(3)$56,000N/AN/ARESEARCH
TEMPLE UNIVERSITY
3400 N BROAD STREETPHILADELPHIAPA19140231365971501(C)(3)$55,642N/AN/ARESEARCH
UNIVERSITY OF SOUTH FLORIDA
PO BOX 864568ORLANDOFL32886593102112501(C)(3)$55,487N/AN/ARESEARCH
Jet Propulsion Laboratory California
4800 OAK GROVE DRIVEPASADENACA91109530201509501(C)(3)$55,414N/AN/ARESEARCH
National Bureau of Economic Research
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Research Triangle Institute
PO BOX 900002RALEIGHNC27675560686338501(C)(3)$54,075N/AN/ARESEARCH
UNIVERSITY OF CALIFORNIA DAVIS
P O BOX 989062WEST SACREMENOCA95798956006143501(C)(3)$53,833N/AN/ARESEARCH
Callen-Lorde Community Health Center
356 WEST 18TH STREETNEW YORKNY10011133409680501(C)(3)$52,659N/AN/ARESEARCH
CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVECLEVELANDOH44106341018992501(C)(3)$51,298N/AN/ARESEARCH
Woodrow Wilson International Ctr for Scholars
1300 PENN AVE NWWASHINGTONDC20004521067541501(C)(3)$50,414N/AN/ARESEARCH
American Museum of Natural History
79TH ST AT CENTRAL PARK WESTNYNY10024136162659501(C)(3)$49,366N/AN/ARESEARCH
Raritan Bay Medical Center
530 NEW BRUNSWICK AVEPERT AMBOYNJ08861221494442501(C)(3)$46,914N/AN/ARESEARCH
Public Health Institute
555 12TH STOAKLANDCA94607941646278501(C)(3)$46,860N/AN/ARESEARCH
SOUTH CAROLINA RESEARCH FOUNDATION
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VIRGINIA COMMONWEALTH UNIVERSITY
PO BOX 843039RICHMONDVA23284546001758501(C)(3)$44,927N/AN/ARESEARCH
GREAT LAKES MEDICAL RESEARCH LLC
138 EAST MAIN STREETWESTFIELDNY14787161602698501(C)(3)$43,699N/AN/ARESEARCH
UNIVERSITY OF TENNESSEE
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OREGON HEALTH AND SCIENCES UNIV
3181 SW SJACKSON RdPORTLANDOR97239931176109501(C)(3)$41,791N/AN/ARESEARCH
Cooper Health SystemCooper Univ Hospital
3 COOPER PLAZA STE 220CAMDENNJ08103210634462501(C)(3)$36,150N/AN/ARESEARCH
HEALTHPARTNERS INSTIT FOR EDUC & RESEARCH
8170 33RD AVEBLOOMINGTONMN55425411670163501(C)(3)$35,952N/AN/ARESEARCH
UNIV OF TX SWESTERN MED CTR At DALLAS
PO BOX 841765DALLASTX75284756002868501(C)(3)$35,527N/AN/ARESEARCH
NORTH CAROLINA STATE UNIVERSITY
PO BOX 7214RALEIGHNC27695566000756501(C)(3)$32,836N/AN/ARESEARCH
Childrens Health Fund
215 W 125th StNew YorkNY10027133468427501(C)(3)$32,714N/AN/ARESEARCH
NORTH PACIFIC WILDLIFE CONSULTING LLC
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Metropolitan Detroit RSCH & EDUC FDN
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UNIVERSITY OF DELAWARE
116 STUDENT services bldGNEWARKDE19716516000297501(C)(3)$31,416N/AN/ARESEARCH
UNIVERSITY OF PUERTO RICO
PO BOX 365067SAN JUANPR00936660433762501(C)(3)$30,840N/AN/ARESEARCH
SAN DIEGO STATE UNIVERSITY FOUNDATION
5250 CAMPANILE DRSAN DIEGOCA92182956042721501(C)(3)$30,624N/AN/ARESEARCH
Hektoen Institute of Medicine
2240 W OGDEN AVECHICAGOIL60612362244897501(C)(3)$30,402N/AN/ARESEARCH
WASHINGTON UNIVERSITY ST LOUIS
660 S EUCLIDST LOUISMO63110430653611501(C)(3)$30,376N/AN/ARESEARCH
ARC XVI Fort Washington Inc Senior ctr
4111 BROADWAYNEW YORKNY10033132745426501(C)(3)$29,413N/AN/ARESEARCH
Mayo Clinic in Jacksonville
4500 SAN PABLO ROADJACKSONVILLEFL32224593337028501(C)(3)$28,900N/AN/ARESEARCH
UNIVERSITY OF TEXAS HSC HOUSTON
7000 FANNIN UCT 902HOUSTONTX77030741761309501(C)(3)$28,602N/AN/ARESEARCH
URBAN INSTITUTE
DEPT 950WASHINGTONDC20042520880375501(C)(3)$28,305N/AN/ARESEARCH
Seattle Childrens Hospital
SEATTLE CHILDRENS RschSEATTLEWA98124910564748501(C)(3)$27,928N/AN/ARESEARCH
OFM RESEARCH INC
28430 NE 47TH PLACEREDMONDWA98053571222227501(C)(3)$27,740N/AN/ARESEARCH
BRD OF REGENTS OF UNIV OF OK HLTH SCIENCE CTR
PO BOX 2690OKLAHOMA CITYOK73190736017987501(C)(3)$27,538N/AN/ARESEARCH
HARBOR-UCLA RESEARCH & ED INST
PO BOX 60637-annexLOS ANGELESCA90060952138184501(C)(3)$25,849N/AN/ARESEARCH
COMMUNITY LEAGUE OF THE HEIGHTS INC
500 W 159TH STREETNEW YORKNY10032132564241501(C)(3)$24,795N/AN/ARESEARCH
UNIVERSITY OF NEW HAMPSHIRE
SERVICE BUILDING ROOM 109DURHAMNH03824026000937501(C)(3)$24,633N/AN/ARESEARCH
THE VILLAGE SOUTH INC
169 E FLAGLER STMIAMIFL33131591452736501(C)(3)$23,519N/AN/ARESEARCH
BOWDOIN COLLEGE
5400 COLLEGE STATIONBRUNSWICKME04011010215213501(C)(3)$22,302N/AN/ARESEARCH
VALLEY HOSPITAL
15 ESSEX RD STE 209PARAMUSNJ07652221487307501(C)(3)$22,000N/AN/ARESEARCH
JOHNS HOPKINS UNIVERSITY
1629 THAMES STBALTIMOREMD21231520595110501(C)(3)$21,357N/AN/ARESEARCH
Central TX Veterans Health Care SYSTEM
1901 SOUTH 1ST 151NTEMPLETX76504742623309501(C)(3)$20,900N/AN/ARESEARCH
UNIVERSITY OF TEXAS AT DALLAS
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RHODE ISLAND HOSPITAL
593 EDDY STREETPROVIDENCERI02903050258954501(C)(3)$20,624N/AN/ARESEARCH
UNIVERSITY OF NEBRASKA MEDICAL CENTER
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STOCKHOLM INSTITUTE U S
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CHILDFUND
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ROCHESTER INSTITUTE OF TECHNOLOGY
7 LOMB MEMORIAL DRROCHESTERNY14623160743140501(C)(3)$19,966N/AN/ARESEARCH
UNIVERSITY OF GEORGIA
475 NORTH LUMPKIN STREETATHENSGA30602581353149501(C)(3)$19,279N/AN/ARESEARCH
OREGON RESEARCH INSTITUTE
1715 FRANKLIN BOULEVARDEUGENEOR97403930495655501(C)(3)$18,692N/AN/ARESEARCH
The Cooper Union
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Carnegie Hill Imaging for Women
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THE SCRIPPS RESEARCH INSTITUTE
10550 NTORREY PINES RDLA JOLLACA92037330435954501(C)(3)$17,823N/AN/ARESEARCH
FORDHAM UNIVERSITY
411 E FORDHAM ROADBRONXNY10458131740451501(C)(3)$16,550N/AN/ARESEARCH
RIVERSTONE SENIOR LIFE SERV
99 FT WASHINGTON AVENEW YORKNY10032133355074501(C)(3)$16,391N/AN/ARESEARCH
WAKE FOREST UNIVERSITY HLTH SCIENCES
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CAROLINA BEHAVIORAL CARE
PO BOX 1630PINEHURSTNC28370561780933501(C)(3)$15,650N/AN/ARESEARCH
University Corporation for Atmospheric RSCH
P O BOX 3000BOULDERCO80307840412668501(C)(3)$15,053N/AN/ARESEARCH
ALLIANCE FOR EPILEPSY RESEARCH
3635 S DOWNS DRDEXTERMI48130431760017501(C)(3)$15,000N/AN/ARESEARCH
Midwest Biomedical Research Foundation
4801 LINWOOD BLVDKANSAS CITYMO64128431496422501(C)(3)$14,560N/AN/ARESEARCH
TRUSTEES OF TUFTS COLLEGE
136 HARRISON AVENUEBOSTONMA02111042103634501(C)(3)$14,344N/AN/ARESEARCH
CATHOLIC CHARITIES COMMITY SERVICES
1011 FIRST AVE 6TH FLNEW YORKNY10022135562185501(C)(3)$13,865N/AN/ARESEARCH
HEALTH AND CLIMATE FOUNDATION
1425 K St NW STE 250WashingtonDC20005261671380501(C)(3)$13,800N/AN/ARESEARCH
SOUTHWEST RESEARCH INSTITUTE
6220 CULEBRA RdSAN ANTONIOTX78238741070544501(C)(3)$13,659N/AN/ARESEARCH
PHARMASEEK FINANCIAL SERV
PO BOX 44719MADISONWI53744273635780501(C)(3)$13,630N/AN/ARESEARCH
TEXAS NEUROLOGY PA
6301 GASTON AVEDALLASTX75214752654757501(C)(3)$13,553N/AN/ARESEARCH
SAN FRANCISCO PERINATAL ASSOC
1 DANIEL BURNHAM CTSAN FRANCISCOCA94109203799374501(C)(3)$13,333N/AN/ARESEARCH
SARC
24 FRANK L WRIGHT DRANN ARBORMI48106861087705501(C)(3)$13,278N/AN/ARESEARCH
MEDICAL COLLEGE OF WISCONSIN
8701 WATERTOWN RdMILWAUKEEWI53226390806261501(C)(3)$5,100N/AN/ARESEARCH
Adults and Children in Trust Childrens' Quest Fin
1047 AMSTERDAM AVENUENEW YORKNY10025131623934501(C)(3)$12,000N/AN/Afinancial aid
Alexander Robertson School
3 west 95th streetNEW YORKNY10025131760095501(C)(3)$8,000N/AN/ASCHOLARSHIP/FIN AID
Broadway Community Inc
601 West 114th StreetNEW YORKNY10025133652817501(C)(3)$5,113N/AN/APROGRAM SVCS
Broadway Presbyterian Church Nursery School
601 West 114th StreetNEW YORKNY10025131623916501(C)(3)$9,000N/AN/ASCHOLARSHIP/FIN AID
Cathedral Community Cares of St John the Divine
1047 Amsterdam AvenueNEW YORKNY10025131623934501(C)(3)$9,000N/AN/AFOOD AND PROGRAM SVS
The Children's Learning Center of Morningside Heig
90 La Salle StreetNEW YORKNY10025134111840501(C)(3)$10,000N/AN/ASCHOLARSHIP/FIN AID
Community Impact Inc
2980 BroadwayNEW YORKNY10027133386904501(C)(3)$10,000N/AN/ATUITION
Doing Art Together Inc
127 West 127th StreetNEW YORKNY10027133363579501(C)(3)$5,500N/AN/AFINANCIAL AID
Figure Skating In Harlem
361 West 125th StreetNEW YORKNY10027133945168501(C)(3)$6,500N/AN/APROGRAM SVCS
Graham Windham- Beacon Center Youth Literacy Progr
33 Irving PlaceNEW YORKNY10003132926426501(C)(3)$8,000N/AN/AEDUC PROGRAMS
Hale House Center Inc
152 West 122nd StreetNEW YORKNY10027132700687501(C)(3)$10,000N/AN/ASCHOLARSHIP/FIN AID
Harlem Academy
1330 Fifth AvenueNEW YORKNY10026562454573501(C)(3)$9,000N/AN/ASCHOLARSHIP/FIN AID
Purple Circle Day Care
251 West 100th StreetNEW YORKNY10022133073319501(C)(3)$10,000N/AN/ASCHOLARSHIP/FIN AID
The Red Balloon Day Care Center Inc
560 Riverside DriveNEW YORKNY10027132772534501(C)(3)$10,000N/AN/ASCHOLARSHIP/FIN AID
Rev Linnette C Williamson Memorial Park Associat
141 West 139th StreetNEW YORKNY10030133861293501(C)(3)$6,000N/AN/AEDUC PROGRAMS
St Mary's Episcopal Church Soup Kitchen and Food
521 West 126th StreetNEW YORKNY10027131624179501(C)(3)$6,000N/AN/AFOOD AND EQUIP
Top Honors Inc
154 West 93rd StreetNEW YORKNY10025753062601501(C)(3)$10,000N/AN/APROGRAM SVCS
Wendy Hilliard Foundation
550 West 155th StreetNEW YORKNY10025133879321501(C)(3)$11,000N/AN/AEQUIPMENT
West Side Campaign Against Hunger
263 West 86th StreetNEW YORKNY10024710908184501(C)(3)$10,000FMVcanned foodFOOD AND EQUIP$5,250
MEDICAL COLLEGE OF GEORGIA
PO BOX 945552ATLANTAGA30394581418202501(C)(3)$12,500N/AN/ARESEARCHATTN CLAIMS
UNIVERSITY OF KANSAS MEDICAL CENTER
3901 RAINBOW BLVDKANSAS CITYKS66160481108830501(C)(3)$12,051N/AN/ARESEARCH
AMERICAN ASSOCIATION OF VARIABLE
49 BAY STATE RDCAMBRIDGEMA02138042164402501(C)(3)$12,001N/AN/ARESEARCH
CLEVELAND VA MEDICAL RESEARCH
10701 E BLVDCLEVELANDOH44106341710663501(C)(3)$11,940N/AN/ARESEARCH
LOUISIANA STATE UNIVERSITY
433 BOLIVAR STREETNEW ORLEANSLA70112726087770501(C)(3)$11,719N/AN/ARESEARCH
WEST VIRGINIA UNIVERSITY RESEARCH CORPOR
PO BOX 6002MORGANTOWNWV26506550665758501(C)(3)$11,650N/AN/ARESEARCH
CHILDREN'S HOSPITAL MEDICAL CENTER
ONE PERKINS SQUAREAKRONOH44308340714357501(C)(3)$11,050N/AN/ARESEARCHATTN MARYAN MATHIS MS
UNIVERSITY OF SOUTH CAROLINA
FINANCIAL SERVICESCOLUMBIASC29208237042391501(C)(3)$10,314N/AN/ARESEARCHACCOUNT RECEIVABLE
UNIVERSITY OF ILLINOIS
1325 SOUTH OAK STREETCHAMPAIGNIL61820376000511501(C)(3)$10,000N/AN/ARESEARCH
HENRY JACKSON FOUNDATION
6720-A ROCKLEDGE DRIVEBETHESDAMD20817521317896501(C)(3)$9,775N/AN/ARESEARCHSUITE 100
SCHEPENS EYE RESEARCH INSTITUTE
20 STANIFORD STREETBOSTONMA02114042129889501(C)(3)$9,450N/AN/ARESEARCH
MAINE GEOLOGICAL SURVEY
93 STATE HOUSE STATIONAUGUSTAME04333016000001501(C)(3)$8,876N/AN/ARESEARCH
UNIVERSITY OF CINCINNATI
PO BOX 691031CINCINNATIOH45269316000989501(C)(3)$8,844N/AN/ARESEARCHACCOUNTS REC
ALZHEIMERS ASSOC NYC
360 LEXINGTON AVE 4TH FLNEW YORKNY10017133277408501(C)(3)$8,400N/AN/ARESEARCH
BARROW ARCTIC SCIENCE CONSORTIUM
PO BOX 577BARROWAK99723920158733501(C)(3)$7,668N/AN/ARESEARCH
WESTERN ENVIRONMENTAL TECHNOLOGY LABS
16326 COLLECTIONS CTR DRCHICAGOIL60693931072453501(C)(3)$7,438N/AN/ARESEARCH
WILDLIFE CONSERVATION SOCIETY
2300 SOUTHERN BLVDBRONXNY10460131740011501(C)(3)$7,244N/AN/ARESEARCHEDUCATION DEPT
CALIFORNIA PACIFIC MEDICAL CENTER
475 BRANNAN STSAN FRANCISCOCA94107940562680501(C)(3)$7,185N/AN/ARESEARCHSTE 220
WEST PENN ALLEGHENY HEALTH SYSTEM
2 ALLEGHENY CTRPITTSBURGHPA15212251320493501(C)(3)$6,824N/AN/ARESEARCH11TH FL
SPOKANE MENTAL HEALTH
400 S JEFFERSON STREETSPOKANEWA99204910853801501(C)(3)$6,740N/AN/ARESEARCHSUITE 109
WILLIAM S MIDDLETON MEMORIAL VETERANS
2500 OVERLOOK TERRACEMADISONWI53705741612229501(C)(3)$6,725N/AN/ARESEARCH
THE PARKINSONS INSTITUTE
675 ALMANOR AVESUNNYVALECA940851605943061594501(C)(3)$6,722N/AN/ARESEARCHATTN MICHELLE KNAPIK
OB GYN SERVICES PC
130 EAST 77TH STNEW YORKNY10075134073640501(C)(3)$6,667N/AN/ARESEARCH
CLEVELAND CLINIC
PO BOX 931531CLEVELANDOH44193340714585501(C)(3)$6,398N/AN/ARESEARCHCLEVELAND CLINIC FDN
UNIVERSITY OF WISCONSIN-MADISON
UW-MADISON GAR ACCOUNTMILWAUKEEWI53278396006492501(C)(3)$6,046N/AN/ARESEARCHOFFICE OF RESEARCH SPONSOR PROGRA
ARIZONA GEOLOGICAL SURVEY
416 WEST CONGRESSTUCSONAZ85701866004791501(C)(3)$5,329N/AN/ARESEARCHSUITE 100
REID HALL INC
205 LOW MEMORIAL LIBRARYNEW YORKNY10027131611126501(C)(3)$1,244,402N/AN/ACAPITAL CONTR
COLUMBIA OPHTHALMOLOGY CONSULTANTS INC
635 WEST 165TH STREETNEW YORKNY10032133908637501(C)(3)$1,614,505N/AN/ACAPITAL CONTR
COLUMBIA UNIVERSITY HEALTH CARE INC
630 WEST 168TH STREETNEW YORKNY10032133948652501(C)(3)$6,237,171N/AN/ACAPITAL CONTR
COLUMBIA UNIVERSITY PRESS
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FieldValueIRS element (for citing)
Total501c3 Org275Total501c3OrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmtValuation Method UsedValuationMethodUsedDescNon Cash AssistanceNonCashAssistanceDesc
CCS NANCY RUPP SCHOLARSHIP2$6,000N/AN/A
STUDENT TUITION GRANTS AND SCHOLARSHIPS24122$432,340,549N/AN/A

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceDESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTSFormAndLineReferenceDesc
ExplanationFORM 990, SCHEDULE I THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF THE USE OF SPONSORED PROJECT GRANT FUNDING BY SUBRECIPIENTS. THE POLICY MANDATES MONITORING IN TWO AREAS: (A) SUBRECIPIENT INSTITUTION COMPLIANCE WITH THE AUDITING REQUIREMENTS OF OMB CIRCULAR A-133, AND (B) SUBRECIPIENT INSTITUTION'S APPROPRIATE MANAGEMENT OF SUBAWARD. THE UNIVERSITY'S SPONSORED PROJECTS FINANCE GROUP COLLECTS A-133 REPORTS FROM SUBRECIPIENT INSTITUTIONS, AND THE PRINCIPAL INVESTIGATORS CARRY OUT THE SECOND TYPE OF MONITORING, PRINCIPALLY BY: - ROUTINELY GATHERING AND REVIEWING TECHNICAL PERFORMANCE REPORTS; - ROUTINELY REVIEWING INVOICES AND EXPENSES RELATIVE TO BUDGET; - CONDUCTING PERIODIC ON-SITE VISITS, WHEN NECESSARY; AND - INITIATING AUDITS, WHEN NECESSARY.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Travel For CompanionsYes (X)TravelForCompanionsInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Personal ServicesYes (X)PersonalServicesInd
Written Policy Ref T And E ExpnssYes (true)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (true)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentYes (true)SeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (true)SupplementalNonqualRtrPlanInd
Equity Based Comp ArrngmfalseEquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgYes (true)CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related OrgsfalseCompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng OrgfalseCompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd OrgsfalseCompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (true)AnyNonFixedPaymentsInd
Initial Contract ExceptionYes (true)InitialContractExceptionInd
Rebuttable Presumption ProcYes (true)RebuttablePresumptionProcInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (21 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
LEE C BOLLINGER
PRESIDENT$1,170,200$0$942,600$0$2,112,269$0$26,190$0$390,161$0$4,641,420$0$1,260,161$0
KENNETH A FORDE MD
TRUSTEE$0$0$0$0$789,000$0$0$0$2,592$0$791,592$0$0$0
JANE E BOOTH
GENERAL COUNSEL$581,403$0$0$0$0$0$26,190$0$15,883$0$623,476$0$0$0
JOHN COATSWORTH
PROVOST$647,988$0$6,448$0$41,146$0$26,190$0$21,667$0$743,439$0$0$0
ALAN BRINKLEY
PROVOST (FORMER)$387,687$0$0$0$42,500$0$38,940$0$21,903$0$491,030$0$0$0
JEROME DAVIS
SECRETARY$344,776$0$0$0$0$0$26,190$0$14,119$0$385,085$0$0$0
SUSAN K FEAGIN
EXEC VP-UNIV. DEV&ALUM(FORMER)$454,526$0$4,510$0$0$0$26,190$0$10,671$0$495,897$0$0$0
ROBERT KASDIN
SENIOR EXECUTIVE VP$766,722$0$0$0$0$0$26,190$0$23,419$0$816,331$0$0$0
DAVID MADIGAN
EXEC VP - ARTS & SCIENCES$321,254$0$0$0$35,033$0$26,190$0$70,587$0$453,064$0$0$0
ANNE R SULLIVAN
EXECUTIVE VP FOR FINANCE$541,544$0$0$0$0$0$26,190$0$44,073$0$611,807$0$0$0
NICHOLAS B DIRKS
EXEC VP- ARTS&SCIENCES(FORMER)$245,740$0$0$0$1,000,005$0$38,065$0$11,479$0$1,295,289$0$0$0
DR LEE GOLDMAN MD
EXEC VP FOR HEALTH SCIENCES$1,116,924$0$0$0$73,304$0$482,190$0$7,791$0$1,680,209$0$0$0
PETER HOLLAND
EXEC VP OF INVESTMENT MGMT$782,075$0$2,358,059$0$0$0$2,240,521$0$42,848$0$5,423,503$0$2,089,583$0
JOSEPH A IENUSO
EXEC VP OF FACILITIES$442,045$0$0$0$48$0$26,190$0$25,794$0$494,077$0$0$0
NIRMAL NARVEKAR
PRESIDENT OF INVESTMENT MGMT$868,329$0$2,623,753$0$0$0$2,491,630$0$30,459$0$6,014,171$0$2,325,027$0
FREDERICK M VAN SICKLE
EXEC VP - UNIV. DEV & ALUM REL$528,440$0$5,304$0$0$0$26,190$0$35,883$0$595,817$0$0$0
DAVID N SILVERS
CLINICAL PROFESSOR$2,996,004$0$1,831,979$0$0$0$35,488$0$11,151$0$4,874,622$0$0$0
JEFFREY W MOSES
PROFESSOR OF MEDICINE$3,083,272$0$0$0$0$0$30,339$0$36,256$0$3,149,867$0$0$0
CRAIG R SMITH
PROFESSOR OF SURGERY$2,125,576$0$0$0$0$0$35,344$0$23,247$0$2,184,167$0$0$0
MARTIN B LEON
PROFESSOR OF SURGERY$1,733,272$0$0$0$0$0$30,339$0$34,191$0$1,797,802$0$0$0
GREGG STONE
PROFESSOR OF SURGERY$1,733,272$0$0$0$0$0$30,339$0$45,013$0$1,808,624$0$0$0

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSUPPLEMENTAL COMPENSATION INFORMATIONFormAndLineReferenceDesc
ExplanationNOTES TO PART I, LINE 1A FIRST CLASS OR CHARTER TRAVEL IN CERTAIN LIMITED CIRCUMSTANCES, CERTAIN INDIVIDUALS MAY TRAVEL FIRST CLASS WHEN THE TRAVEL IS SUBSTANTIATED AS REASONABLE EXPENSES TO SUPPORT THE MISSION OF THE UNIVERSITY. ANY FIRST CLASS EXCEPTIONS TO THE UNIVERSITY'S POLICY ARE SUBJECT TO REVIEW AND APPROVAL. TRAVEL FOR COMPANIONS IN CERTAIN CIRCUMSTANCES, THE SPOUSE OF THE PRESIDENT OR OTHER KEY EMPLOYEE MAY TRAVEL FOR UNIVERSITY PURPOSES. EXAMPLES OF SUCH TRAVEL INCLUDE ATTENDANCE AT FUNDRAISING OR ALUMNI EVENTS, AS WELL AS REPRESENTING THE UNIVERSITY AT AWARDS PRESENTATIONS OR OTHER CEREMONIES OR EVENTS. IN ACCORDANCE WITH APPLICABLE LEGAL STANDARDS, THE UNIVERSITY WILL PAY FOR SPOUSAL TRAVEL AS A REGULAR BUSINESS EXPENSE IF THE SPOUSAL TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS AS APPROVED BY THE BOARD OF TRUSTEES, THE UNIVERSITY PAID CERTAIN MEDICAL, DENTAL AND DISABILITY INSURANCE PREMIUMS ON THE PRESIDENT'S BEHALF, INCLUDING A TAX GROSS-UP ON THOSE AMOUNTS. THE TOTAL AMOUNT FOR PREMIUMS, FEES AND THE TAXES THEREON $29,754 IS SHOWN IN COLUMN (B)(III) AS OTHER REPORTABLE COMPENSATION. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT IS REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE PRESIDENT'S HOUSING HAS BEEN VALUED AT $363,130 AND IS REPORTED AS A NON-TAXABLE BENEFIT. THE UNIVERSITY ALSO PROVIDES A CAR AND DRIVER TO BE USED BY THE PRESIDENT IN CONNECTION WITH HIS DUTIES. THE PRESIDENT IS RESPONSIBLE FOR ANY PERSONAL USE OF THE HOUSEHOLD STAFF OR CAR AND DRIVER AND OTHER PERSONAL EXPENSES. PERSONAL SERVICES OTHER REPORTABLE COMPENSATION INCLUDES $3,704 IMPUTED TO DR. GOLDMAN WITH RESPECT TO PERSONAL USE OF A CAR AND DRIVER PROVIDED BY THE UNIVERSITY (SEE PART I, COLUMN (B)(III)). NOTE TO PART I, LINE 4A PROFESSOR DIRKS' COMPENSATION NICHOLAS B. DIRKS STEPPED DOWN AS EXECUTIVE VICE PRESIDENT FOR ARTS & SCIENCES ON DECEMBER 31, 2012 AND LEFT THE UNIVERSITY IN JUNE AT THE END OF THE 2012-13 ACADEMIC YEAR. THE AMOUNT SHOWN IN COLUMN (B) (III) AS "OTHER REPORTABLE COMPENSATION" REFLECTS PAYMENT OF ACCRUED BENEFITS AND LEAVE. NOTE TO PART I, LINE 4B CONSISTENT WITH THE 990 REPORTING REQUIREMENTS THE TOTAL COMPENSATION SHOWN PART II, COLUMN (E) INCLUDES SOME DOUBLE REPORTING. THE ACTUAL AMOUNT EARNED DURING THE CALENDAR YEAR REPORTING PERIOD WAS $3,018,123 (CALCULATED BY SUBTRACTING COLUMN F FROM COLUMN E). THE ADDITIONAL AMOUNT SHOWN IN COLUMN E INCLUDES PREVIOUSLY REPORTED DEFERRED COMPENSATION AND EARNINGS THEREON THAT WERE VESTED AND PAID DURING THE REPORTING PERIOD. DEFERRED COMPENSATION INCLUDES AMOUNTS FOR ACHIEVING PERFORMANCE MEASURES WHICH ARE SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICE TO THE UNIVERSITY. NOTE TO PART I, LINE 5A DR. DAVID SILVERS' COMPENSATION IS COMPRISED OF BASE COMPENSATION AND INCENTIVE COMPENSATION DETERMINED FROM HIS PERFORMANCE OF, AND REVENUES FROM, CLINICAL DUTIES IN THE UNIVERSITY'S DERMATOPATHOLOGY PRACTICE WHERE HE IS THE DIRECTOR, AND IS SUBJECT TO A CAP FOR EACH ACADEMIC YEAR. NOTE TO PART I, LINE 7 NOTE TO N.P. NARVEKAR AND PETER HOLLAND'S COMPENSATION THE UNIVERSITY HAS IMPLEMENTED A BONUS PROGRAM UNDER WHICH MR. NARVEKAR AND MR. HOLLAND ARE AWARDED PERFORMANCE-BASED BONUSES, A PORTION OF WHICH IS PAID CURRENTLY AND A PORTION OF WHICH IS SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICE WITH THE UNIVERSITY. BONUS AMOUNTS AWARDED AND DEFERRED FROM PREVIOUS PERIODS WITH EARNINGS THEREON PAID DURING THE CALENDAR YEAR REPORTING PERIOD ARE INCLUDED AS BONUS AND INCENTIVE COMPENSATION IN COLUMN B(II). AMOUNTS AWARDED DURING THE CALENDAR YEAR REPORTING PERIOD BUT SUBJECT TO VESTING ARE INCLUDED AS DEFERRED COMPENSATION IN COLUMN C. THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E), PART II. THEREFORE, THE NUMBER IN COLUMN E REPRESENTS SOME DOUBLE REPORTING. THE ACTUAL AMOUNT EARNED DURING THE CALENDAR YEAR REPORTING PERIOD (CALCULATED BY SUBTRACTING COLUMN F FROM COLUMN E) IS $3,689,144 FOR MR. NARVEKAR AND $3,333,920 FOR MR. HOLLAND. NOTE TO PROVOST BRINKLEY'S COMPENSATION PROFESSOR BRINKLEY STEPPED DOWN AS PROVOST ON AUGUST 30, 2010. THE AMOUNT SHOWN REFLECTS COMPENSATION PAID TO HIM AS A CHAIRED PROFESSOR OF HISTORY. NOTE TO DR. GOLDMAN'S COMPENSATION THE UNIVERSITY HAS AGREED TO PROVIDE DR. GOLDMAN WITH SUPPLEMENTAL RETIREMENT INCOME BASED ON CUMULATIVE ANNUAL CREDITS INCLUDING AMOUNTS FOR ACHIEVING PERFORMANCE MEASURES, SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICES TO THE UNIVERSITY. CREDITS AWARDED FOR THE CALENDAR YEAR REPORTING PERIOD ($456,000) ARE INCLUDED AS DEFERRED COMPENSATION. NOTE TO KENNETH FORDE'S COMPENSATION KENNETH FORDE'S REPORTED COMPENSATION WAS PAID FROM A DEFERRED COMPENSATION AGREEMENT IN EFFECT WHEN DR. FORDE WAS A PROFESSOR OF SURGERY AT THE UNIVERSITY AND THE REPORTED NON-TAXABLE BENEFITS REFLECT BENEFITS FROM PARTICIPATION IN A RETIREE BENEFITS PLAN. DR. FORDE IS RETIRED FROM HIS UNIVERSITY POSITION AND RECEIVES NO COMPENSATION OR OTHER BENEFITS FOR HIS DUTIES AS A TRUSTEE. NOTE TO DR. MOSES', DR. SMITH'S, DR. STONE'S, & DR. LEON'S COMPENSATION. THE COMPENSATION OF DR. MOSES, DR. SMITH, DR. STONE, AND DR. LEON IS SUPPORTED BY THEIR CLINICAL ACTIVITIES, GRANTS, AND SUPPORT FROM THE UNIVERSITY'S HOSPITAL AFFILIATES. NOTE ON TRUSTEES TRUSTEES' TIME DEVOTED TO POSITION (3 HOURS PER WEEK) REPRESENTS AN AVERAGE FOR ALL TRUSTEES BASED ON ATTENDANCE AT QUARTERLY MEETINGS AND REGULARLY SCHEDULED TELEPHONIC CONFERENCES THROUGHOUT THE YEAR. BOARD OFFICERS, COMMITTEE CHAIRS AND OTHER TRUSTEES MAY DEVOTE SIGNIFICANTLY MORE TIME TO THE POSITION.ExplanationTxt

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
A146000293649901R492003-03-05$122,696,491FUND NEW QUALIFIED PROJECTSYes (true)falsefalse
DORMITORY AUTHORITY OF STATE OF NEW YORK 2004B&C
B14600029364983TZD82004-06-30$158,627,817FUND NEW QUALIFIED PROJECTSYes (true)falsefalse
DORMITORY AUTHORITY OF STATE OF NEW YORK 2006A
C14600029364983QUE72006-01-18$239,661,663FUND NEW QUALIFIED PROJECTSfalsefalsefalse
DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A
D14600029364983QUE72012-06-07$174,118,498REFUNDING AND FUNDING NEW PROJECTSfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$24,665,000$63,120,000$123,718,793$0$0$0$802,880$0$0$122,097,219$818,694$02004falsefalseYes (true)Yes (true)
B$40,555,000$61,175,000$159,406,375$0$0$0$1,020,611$0$0$157,343,063$1,042,701$02007falsefalseYes (true)Yes (true)
C$41,140,000$0$246,367,334$0$0$0$1,516,885$0$0$243,286,427$1,564,052$02009falsefalseYes (true)Yes (true)
D$0$0$174,157,898$0$0$0$738,570$0$0$173,344,328$75,000$0falseYes (true)falseYes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.000000.000000.00000falsefalsefalseYes (true)
BfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.000000.000000.00000falsefalsefalseYes (true)
CfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.000600.001700.00230falsefalsefalseYes (true)
DfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.000000.000000.00000falsefalsefalseYes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndBusiness Name Line1GICProviderName/BusinessNameLine1Gross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
AfalsefalsefalseYes (true)Yes (true)falsefalse0falseYes (true)
0
BfalsefalsefalseYes (true)falsefalsefalse0falseYes (true)
0
CfalsefalsefalseYes (true)falsefalsefalse0falseYes (true)
0
DfalsefalsefalseYes (true)falsefalsefalse0falseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)
DYes (true)

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE K, PART II, LINE 3DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS. -------------------------------------------------------------- SCHEDULE K, PART II, LINE 11 OTHER SPENT PROCEEDS AMOUNTS REPORTED ON SCHEDULE K, PART II, LINE 11 REPRESENT THE NEW YORK STATE BOND TAX ASSOCIATED WITH EACH ISSUE WITH THE EXCEPTION OF THE 2012A BOND ISSUE. ------------------------------------------------------------- SCHEDULE K, PART II, LINE 13 YEAR OF SUBSTANTIAL COMPLETION, LINE 13, HAS BEEN LEFT BLANK FOR SERIES 2006B SINCE IT WAS A REFUNDING ISSUE AND, AS SUCH NO PROJECTS WERE ASSOCIATED WITH THAT BOND. -------------------------------------------------------------
SCHEDULE K, PART III, LINES 4-5FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2004B&C, SERIES 2011A AND SERIES 2012A ISSUES AND MINIMAL PRIVATE BUSINESS USE FOR THE REMAINING ISSUES ON SCHEDULE K. --------------------------------------------------------------
SCHEDULE K, PART I, COLUMN (G)COLUMN (G) OF PART I HAS BEEN ANSWERED YES FOR THE 2003A&B, 2004B&C, AND 2008A BOND ISSUES. THE 2003A AND 2004B BOND ISSUES WERE FULLY DEFEASED AND THE 2008A BOND ISSUE WAS PARTIALLY DEFEASED. --------------------------------------------------------------
SCHEDULE K, PART IV, LINE 2THE LATEST ARBITRAGE COMPUTATION DATE FOR DASNY 2003A&B, 2004B&C, 2006A, 2006B, 2008A, 2009A, 2011A AND 2012A WAS DECEMBER 31, 2013.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
DORMITORY AUTHORITY OF STATE OF NEW YORK 2006B
A14600029364983QUE72006-01-18$167,228,781REFUND 1998A, 2000A & 2002B BONDSfalsefalsefalse
DORMITORY AUTHORITY OF STATE OF NEW YORK 2008A
B146000293649903ZN42008-04-23$293,606,826FUND NEW QUALIFIED PROJECTSYes (true)falsefalse
DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A
C146000293649905DF02009-05-14$117,000,000FUND NEW QUALIFIED PROJECTSfalsefalsefalse
DORMITORY AUTHORITY OF STATE OF NEW YORK 2011A
D146000293649906AV62011-02-16$312,102,192FUND NEW QUALIFIED PROJECTSfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndSubstantial CompletionSubstantialCompletionYr
A$46,840,000$0$167,228,781$0$0$0$1,095,577$0$0$0$166,133,203$0falseYes (true)Yes (true)Yes (true)
B$0$82,715,000$295,785,662$0$0$0$1,641,578$0$0$292,178,836$1,965,248$0falsefalseYes (true)Yes (true)2009
C$0$0$117,067,254$0$0$0$823,388$0$0$115,269,253$974,613$0falsefalseYes (true)Yes (true)2009
D$0$0$312,258,932$0$0$0$1,678,394$0$0$308,005,900$2,574,008$0falsefalseYes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A0.000000.000000.00000
B0.000000.008400.00840falseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)falsefalsefalseYes (true)
C0.000000.010000.01000falseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)falsefalsefalseYes (true)
D0.000000.000000.00000falseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)falsefalsefalseYes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndBusiness Name Line1GICProviderName/BusinessNameLine1Gross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
AfalsefalsefalseYes (true)falsefalsefalse0falseYes (true)
0
BfalsefalsefalseYes (true)falsefalsefalse0falseYes (true)
0
CfalsefalsefalseYes (true)Yes (true)falsefalse0falseYes (true)
0
DfalsefalsefalseYes (true)falsefalsefalse0falseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)
DYes (true)

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (2 entries)

Relationship With OrgRelationshipWithOrgTxtLoan PurposeLoanPurposeTxtLoan From OrganizationLoanFromOrganizationIndOriginal PrincipalOriginalPrincipalAmtBalance DueBalanceDueAmtDefaultDefaultIndBoard Or Committee ApprovalBoardOrCommitteeApprovalIndWritten AgreementWrittenAgreementInd
JOHN COATSWORTH
OFFICERHOUSINGYes (X)$1,475,000$1,732,499falseYes (true)Yes (true)
DAVID MADIGAN
OFFICERHOUSINGYes (X)$400,000$400,000falseYes (true)Yes (true)
FieldValueIRS element (for citing)
Total Balance Due$2,132,499TotalBalanceDueAmt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (7 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
EVANGELINE MORPHOS
SPOUSE OF FORMER OFFICER$113,623EMPLOYMENTfalse
JILL S GOLDMAN
SPOUSE OF KEY EMPLOYEE$96,969EMPLOYMENTfalse
GOLDMAN SACHS
TRUSTEES ARE OFFICER/DIR$7,350,148CONTRACTS, FEES & COMMISSIONSfalse
GOLDMAN SACHS
TRUSTEES ARE OFFICER/DIR$513,853DISTRIBUTIONS AND INTERESTfalse
APPLE COMPUTER
TRUSTEE IS DIRECTOR$2,021,667PURCHASE OF GOODSfalse
BAIN CAPITAL AFFILIATES
TRUSTEE IS OFFICER/DIR$4,927,745INVESTMENT FEESfalse
BAIN CAPITAL AFFILIATES
TRUSTEE IS OFFICER/DIR$59,857,970INVESTMENT DISTRIBUTIONSfalse

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceNOTES TO SCHEDULE LFormAndLineReferenceDesc
ExplanationEXCEPT FOR THE AMOUNTS REPORTED ON LINES 5 AND 8, ALL AMOUNTS SHOWN ON SCHEDULE L REPRESENT PAYMENTS BY THE UNIVERSITY TO THE INTERESTED PERSON. THE SPOUSES OF KEY EMPLOYEES/OFFICERS LISTED IN SCHEDULE L WERE EMPLOYEES OF THE UNIVERSITY DURING THE REPORTING PERIOD. THEIR COMPENSATION REPORTED ON SCHEDULE L WAS DETERMINED IN ACCORDANCE WITH THE UNIVERSITY'S REGULAR COMPENSATION PRACTICES APPLICABLE TO SIMILARLY SITUATED EMPLOYEES. ALL OF THE BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS DESCRIBED IN SCHEDULE L, PART IV WERE CONDUCTED IN THE ORDINARY COURSE OF BUSINESS AND AT ARM'S LENGTH. NO UNIVERSITY OFFICIAL WHO WAS ALSO AN OFFICER OR DIRECTOR OF AN INTERESTED PERSON PARTICIPATED IN OR INFLUENCED THE UNIVERSITY'S DECISION ABOUT ANY TRANSACTION. SCHEDULE L, PART II THE LOAN REPORTED FOR JOHN COATSWORTH IN PART II IS INTEREST BEARING AND SECURED BY AN INTEREST IN A PRIMARY RESIDENCE. THE LOAN REPORTED FOR DAVID MADIGAN IN PART II IS INTEREST BEARING AND WAS MADE IN CONNECTION WITH A PRIMARY RESIDENCE.ExplanationTxt

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution4ContributionCnt
FieldValueIRS element (for citing)
Art Historical TreasuresArtHistoricalTreasuresGrp
Art Fractional InterestArtFractionalInterestGrp
Books And PublicationsBooksAndPublicationsGrp
Clothing And Household GoodsClothingAndHouseholdGoodsGrp
Cars And Other VehiclesCarsAndOtherVehiclesGrp
Boats And PlanesBoatsAndPlanesGrp
Intellectual PropertyIntellectualPropertyGrp
Securities Publicly TradedSecuritiesPubliclyTradedGrp
Securities Closely Held StockSecuritiesCloselyHeldStockGrp

Secur Prtnrshp Trust Intrsts SecurPrtnrshpTrustIntrstsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution501ContributionCnt
Noncash Contributions Rpt F990$41,510,351NoncashContributionsRptF990Amt
Method Of Determining RevenuesCOST/SALES PRICEMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Securities MiscellaneousSecuritiesMiscellaneousGrp
Qualified Contrib Hist StructQualifiedContribHistStructGrp
Qualified Contrib OtherQualifiedContribOtherGrp

Real Estate Residential RealEstateResidentialGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution1ContributionCnt
FieldValueIRS element (for citing)
Real Estate CommercialRealEstateCommercialGrp
Real Estate OtherRealEstateOtherGrp
CollectiblesCollectiblesGrp

Food Inventory FoodInventoryGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution18ContributionCnt
FieldValueIRS element (for citing)
Drugs And Medical SuppliesDrugsAndMedicalSuppliesGrp
TaxidermyTaxidermyGrp
Historical ArtifactsHistoricalArtifactsGrp
Scientific SpecimensScientificSpecimensGrp
Archaeological ArtifactsArchaeologicalArtifactsGrp

Other Non Cash Contri Table OtherNonCashContriTableGrp (6 entries)

Non Cash CheckboxNonCashCheckboxIndDescDescContributionContributionCntNoncash Contributions Rpt F990NoncashContributionsRptF990AmtMethod Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)EQUIPMENT6$00
Yes (X)TICKETS & GIFT CARDS5$00
Yes (X)BOOKS3$00
Yes (X)HOUSEHOLD GOODS2$00
Yes (X)SOFTWARE5$00
Yes (X)ARCHIVAL RECORDS2$00
FieldValueIRS element (for citing)
Form8283 Received20Form8283ReceivedCnt
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (true)ReviewProcessUnusualNCGiftsInd
Third Parties UsedYes (true)ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
DESCRIPTION OF CONTRIBUTED PROPERTY FOR WHICH REVENUES ARE NOT REPORTEDSCHEDULE M, PART I LINE 33 UNDER FAS 116, CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. BECAUSE THE UNIVERSITY UTILIZES CONTRIBUTIONS OF ART AND HISTORICAL TREASURES IN FURTHERANCE OF PUBLIC SERVICE, THESE CONTRIBUTIONS ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. IN ADDITION, MINOR GIFTS, SUCH AS FOOD OR SUPPLIES, ARE CONSIDERED DE MINIMUS.
SCHEDULE M, PART I, COLUMN (B)THE FIGURES IN COLUMN (B) REPRESENT THE NUMBER OF CONTRIBUTIONS RECEIVED.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SUPPLEMENTAL DISCLOSURESFORM 990, PART I, LINE 4 AND PART VI, LINE 1B DETAIL REGARDING THE NUMBER OF INDEPENDENT VOTING MEMBERS THE UNIVERSITY'S PRESIDENT, A VOTING MEMBER OF THE BOARD, IS NOT COUNTED AS INDEPENDENT BECAUSE HE IS AN EMPLOYEE OF THE UNIVERSITY. IN ACCORDANCE WITH THE FORM 990 REPORTING INSTRUCTIONS, THE UNIVERSITY HAS ALSO NOT COUNTED AS INDEPENDENT FOR THE PURPOSES OF THIS QUESTION THE FOUR TRUSTEES WHO SERVE AS OFFICERS OR DIRECTORS OF ENTITIES LISTED AS INTERESTED PERSONS ON SCHEDULE L, NOR THE TRUSTEE LISTED ON SCHEDULE J WHO IS RETIRED FROM THE UNIVERSITY AND RECEIVED PREVIOUSLY-ACCRUED COMPENSATION DURING THE REPORTING PERIOD BASED UPON HIS PRIOR UNIVERSITY EMPLOYMENT. ------------------------------------------------------------- FORM 990, PART I, LINE 6 DETAIL REGARDING THE NUMBER OF VOLUNTEERS THE NUMBER SHOWN IS AN ESTIMATE OF ALUMNI VOLUNTEERS WHO WORK WITH THE UNIVERSITY'S CENTRAL ALUMNI OFFICE. ADDITIONAL VOLUNTEERS WORK IN MANY OF THE UNIVERSITY'S SCHOOLS, CENTERS AND OTHER PROGRAMS. ------------------------------------------------------------- FORM 990, PART V, LINE 4B FOREIGN COUNTRY LIST BANGLADESH BRAZIL CHILE CHINA CONGO ETHIOPIA FRANCE GERMANY INDIA ITALY COTE D'IVOIRE (IVORY COAST) JAPAN JORDAN KAZAKHSTAN KENYA KYRGYZSTAN LESOTHO MALAWI MALI MOZAMBIQUE NIGERIA RWANDA SENEGAL SOUTH AFRICA SOUTH SUDAN SWAZILAND TAJIKISTAN TANZANIA TURKEY UNITED KINGDOM (ENGLAND, NORTHERN IRELAND, SCOTLAND, AND WALES) UGANDA ZAMBIA ------------------------------------------------------------- FORM 990, PART V, LINES 7G AND 7H CONTRIBUTIONS OF CERTAIN TYPES OF PROPERTY DURING THE YEAR ENDED JUNE 30, 2014, THE UNIVERSITY DID NOT RECEIVE ANY CONTRIBUTIONS OF QUALIFIED INTELLECTUAL PROPERTY, CARS, BOATS, AIRPLANES, OR OTHER VEHICLES. AS A RESULT, THE UNIVERSITY WAS NOT REQUIRED TO FILE FORMS 8899 OR 1098-C TO REPORT SUCH CONTRIBUTIONS. ------------------------------------------------------------- FORM 990, PART VI, LINE 2 DETAIL OF FAMILY/BUSINESS RELATIONSHIPS ARMEN AVANESSIANS AND ESTA STECHER - BUSINESS RELATIONSHIP ANN KAPLAN AND ESTA STECHER - BUSINESS RELATIONSHIP ------------------------------------------------------------- FORM 990, PART VI, LINE 11B PROCESS USED BY MANAGEMENT AND/OR GOVERNING BODY TO REVIEW 990 A SUBCOMMITTEE COMPRISED OF MEMBERS OF TRUSTEES AUDIT COMMITTEE REVIEWED THE FORM 990. FOLLOWING THAT REVIEW, THE FORM 990 WAS MADE AVAILABLE TO ALL TRUSTEES VIA A SECURE WEBSITE AND THEN PRESENTED TO THE FULL BOARD OF TRUSTEES AT A MEETING ON MAY 7, 2015. CHANGES MADE SUBSEQUENT TO THE MAY 7, 2015 MEETING WERE REPORTED TO THE SUBCOMMITTEE, AND ALL TRUSTEES WERE NOTIFIED OF THE CHANGES VIA ELECTRONIC MAIL. THE REVISED FORM WAS POSTED ON THE SECURE WEBSITE FOR TRUSTEE REVIEW PRIOR TO FILING. ------------------------------------------------------------- FORM 990, PART VI, LINE 12C DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST ALL TRUSTEES ARE SUBJECT TO THE "STATEMENT OF CONFLICT OF INTEREST POLICY FOR THE TRUSTEES OF COLUMBIA UNIVERSITY." WHEN A TRUSTEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCES TO THE BOARD CHAIR OR OTHERS, AS APPROPRIATE, (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IMPROPERLY BENEFIT THE TRUSTEE OR A FAMILY MEMBER; AND (C) RECUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSIONS OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL TRUSTEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THE DISCLOSURES ARE REVIEWED FOR APPROPRIATE ACTION. ALL OFFICERS AND KEY EMPLOYEES ARE SUBJECT TO THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST." WHEN AN OFFICER OR KEY EMPLOYEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCE TO HIS OR HER SUPERVISOR, THE TRUSTEES OR OTHERS, AS APPROPRIATE; (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IMPROPERLY BENEFIT THE OFFICER OR EMPLOYEE OR A FAMILY MEMBER; AND (C) RECUSE HIM OR HERSELF FROM PARTICIPATION IN ANY DISCUSSION OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE DISCLOSURES ARE REVIEWED AND ANY DISCLOSURES THAT COULD GIVE RISE TO CONFLICTS AS IDENTIFIED THROUGH SUCH REVIEW ARE REPORTED TO AN APPROPRIATE SENIOR OFFICER. ANY SUBSTANTIVE CONCERNS ARE ALSO REPORTED TO THE CHAIR OF THE BOARD OF TRUSTEES. ------------------------------------------------------------- FORM 990, PART VI, LINES 15A AND 15B COMPENSATION PROCESS THE UNIVERSITY FOLLOWS THE REVIEW PROCESS DESCRIBED BELOW FOR ALL OFFICERS AND KEY EMPLOYEES. THIS PROCESS HAS BEEN IN PLACE SINCE AT LEAST 2000. THE COMPENSATION FOR THE ORGANIZATION'S PRESIDENT IS REVIEWED BY A COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES AND APPROVED BY THE INDEPENDENT TRUSTEES ON THE FULL BOARD. THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES. IN CONNECTION WITH THE PRESIDENT'S COMPENSATION, THE COMPENSATION COMMITTEE AND THE BOARD REVIEW COMPARABILITY DATA AND MINUTES OF DELIBERATIONS ARE RECORDED CONTEMPORANEOUSLY WITH ANY ACTION. WITH RESPECT TO OTHER OFFICERS AND KEY EMPLOYEES, THE COMMITTEE FOLLOWS THE SAME PROCESS FOR REVIEW OF COMPARABILITY DATA AND CONTEMPORANEOUS DOCUMENTATION OF ITS ACTIONS. IN THE CASE OF THE ORGANIZATION'S PRESIDENT AND CERTAIN OTHER OFFICERS AND KEY EMPLOYEES, THE COMPENSATION COMMITTEE HAS ALSO CONSULTED WITH INDEPENDENT COMPENSATION CONSULTANTS IN DETERMINING COMPENSATION. THE COMPENSATION OF THE PRESIDENT AND THE EXECUTIVE VICE PRESIDENT OF THE INVESTMENT MANAGEMENT COMPANY IS REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE OF THE INVESTMENT MANAGEMENT COMPANY'S BOARD OF MANAGERS. SUCH COMPENSATION COMMITTEE IS COMPRISED OF INDEPENDENT MEMBERS OF THE BOARD MANAGERS. "INDEPENDENT TRUSTEE" OR "INDEPENDENT MEMBER" AS USED IN THIS FOOTNOTE MEANS WITHOUT A CONFLICT OF INTEREST WITHIN THE MEANING OF PARAGRAPH (c)(1)(iii) OF REGULATION 53.4958-6 OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, PART VI, LINE 1B ABOVE USES A DIFFERENT DEFINITION. ------------------------------------------------------------- FORM 990, PART VI, QUESTION 19 DOCUMENTS AVAILABILITY TO PUBLIC THE ORGANIZATION'S CHARTER AND STATUTES, FINANCIAL STATEMENTS AND THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST" ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AT WWW.COLUMBIA.EDU. -------------------------------------------------------------
FORM 990, PART VIIIDETAIL REGARDING ROYALTY INCOME/EXPENSE THE UNIVERSITY PERIODICALLY FUNDS AND DEVELOPS PATENTS FOR CERTAIN TECHNOLOGIES, THEN LICENSES THE USAGE OF THESE PATENTS TO COMPANIES. THE REVENUE, NET OF PAYMENTS DUE TO THIRD PARTIES, IS RECORDED IN "REVENUE FROM OTHER EDUCATIONAL AND RESEARCH ACTIVITIES" IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. COSTS INCURRED WITH DEVELOPING AND MAINTAINING THESE PATENTS ARE EXPENSED AS INCURRED SO THAT WHILE ROYALTIES ARE PAID TO FACULTY AND OTHERS IN CERTAIN CIRCUMSTANCES THESE AMOUNTS ARE NOT REFLECTED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART VIII, LINE 8 AND SCHEDULE G, PART II DESCRIPTION OF ACCOUNTING FOR FUNDRAISING EVENTS AMOUNTS REPORTED FOR FUNDRAISING EVENTS REPRESENT REVENUE AND EXPENSES THAT ARE SEPARATELY TRACKED. THE REVENUE AND EXPENSES FROM ADDITIONAL FUNDRAISING ACTIVITIES ARE NOT SEPARATELY TRACKED AND ARE INCLUDED WITHIN CONTRIBUTION REVENUE AND FUNDRAISING EXPENSES. ------------------------------------------------------------- FORM 990, PART IX, LINE 5 COMPENSATION PAID TO CURRENT OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES THE COMPENSATION PAID TO CURRENT OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES IS PRESENTED AS FULLY ALLOCATED TO MANAGEMENT AND GENERAL. WHILE COLUMBIA'S OFFICERS AND KEY EMPLOYEES SPEND A PORTION OF THEIR TIME ON PROGRAMMATIC ACTIVITIES IN ADDITION TO THEIR MANAGEMENT RESPONSIBILITIES, THE UNIVERSITY HAS CHOSEN NOT TO ALLOCATE THE EXPENSES BETWEEN CATEGORIES GIVEN THE DIFFICULTY IN DOING SO. ------------------------------------------------------------- FORM 990, PART IX, LINE 11F INVESTMENT MANAGEMENT FEES THE INVESTMENT MANAGEMENT FEES REPORTED ON THE STATEMENT OF FUNCTIONAL EXPENSES REPRESENT FEES TO THIRD PARTY INVESTMENT MANAGERS AND INCLUDE MANAGEMENT FEE AND PERFORMANCE FEE EXPENSES ASSOCIATED WITH SEPARATELY MANAGED ACCOUNTS. INVESTMENT MANAGEMENT FEES ASSOCIATED WITH FUND INVESTMENTS ARE REPORTED NET AGAINST INVESTMENT INCOME AND THEREFORE ARE NOT INCLUDED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART IX FUNCTIONAL EXPENSES FORM 990, PART IX FUNCTIONAL EXPENSE TOTALS REFLECT THE ELIMINATION OF DEPARTMENTAL OVERHEAD RECOVERIES INCURRED BY PROGRAMMATIC BUSINESS UNITS. THE MAJORITY OF RECOVERED EXPENSES ARE SHOWN IN LINE 24F, OTHER EXPENSES. -------------------------------------------------------------
FORM 990, PART X, LINE 7LOANS RECEIVABLE FROM STUDENTS TOTAL $101,327,000. LOANS RECEIVABLE FROM NON-KEY EMPLOYEES TOTAL $20,023,853. THE LOANS FROM NON-KEY EMPLOYEES HAVE VARIOUS INTEREST RATES RANGING FROM 1.81% TO 6.18%, WITH MATURITY DATES RANGING FROM 2014 THROUGH 2042. THE OUTSTANDING BALANCES RANGE FROM $24,000 TO $2,679,055 AND A PORTION OF WHICH ARE SECURED BY A PRINCIPAL RESIDENCE. LOANS RECEIVABLE FROM OTHER 501(C)(3) ORGANIZATIONS TOTAL $1,155,085. ------------------------------------------------------------------------ FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCE CHANGE IN FUNDS HELD BY OTHER IN PERPETUITY 24,230,303 PRESENT VALUE ADJUSTMENT TO SPLIT INTEREST AGREEMENTS (2,311,507) CHANGES IN PENSION AND POST-RETIREMENT OBLIGATIONS 30,328,149 OTHER NON-OPERATING ACTIVITIES 137 -------------- TOTAL OTHER CHANGES IN NET ASSETS 52,247,082 ------------------------------------------------------------------------ FORM 990, PART XII, LINE 2 AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS THE CONSOLIDATED FINANCIAL STATEMENTS OF THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK ARE AUDITED BY PRICEWATERHOUSECOOPERS, AN INDEPENDENT AUDITOR. THE UNCONSOLIDATED FINANCIAL STATEMENTS REFLECTED IN THIS RETURN REPRESENT APPROXIMATELY 99% OF THE NET ASSETS OF THE CONSOLIDATED GROUP. THE UNIVERSITY'S BOARD OF TRUSTEES HAS AN AUDIT COMMITTEE, COMPRISED OF NON-EMPLOYEE TRUSTEES, WHICH IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT, REVIEW, AND COMPILATION OF THE FINANCIAL STATEMENTS AND SELECTION OF THE INDEPENDENT AUDITOR. -----------------------------------------------------------------------

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (39 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdTotal IncomeTotalIncomeAmtEnd Of Year AssetsEndOfYearAssetsAmtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1
COLUMBIA INVESTMENT MGT COMPANY LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027135598093INVEST MGMTNY$0$0COLUMBIA
CIM I LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901851INVEST HOLDNGDE$0$486,737,169COLUMBIA
CIM II LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901854INVEST HOLDNGDE$0$0COLUMBIA
CIM III LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901855INVEST HOLDNGDE$0$0COLUMBIA
CIM IV LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901856INVEST HOLDNGDE$0$0COLUMBIA
CIM V LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901861INVEST HOLDNGDE$0$33,012,220COLUMBIA
CONQUEST MANAGED FUTURES SELECT FUND II
540 MADISON AVENUE 20TH FLOORNEW YORKNY10022135598093INVESTMENTSDE$0$33,012,220CIM V
CIM VI LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901857INVEST HOLDNGDE$0$0COLUMBIA
CIM VII LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901858INVEST HOLDNGDE$0$0COLUMBIA
CIM VIII LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901859INVEST HOLDNGDE$0$0COLUMBIA
CIM IX LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901860INVEST HOLDNGDE$0$0COLUMBIA
CIM X LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901862INVEST HOLDNGDE$0$0COLUMBIA
CIM XI LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901863INVEST HOLDNGDE$0$0COLUMBIA
CIM XII LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901864INVEST HOLDNGDE-$24,016,146$27,578,198COLUMBIA
CIM XIII LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901865INVEST HOLDNGDE$0$0COLUMBIA
CIM PARENT LLC
15 PIEDMONT CENTER SUITE 1250ATLANTAGA30305135598093INVESTMENTSDE$0$0CIM XIII LLC
CIM XIV LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901866INVEST HOLDNGDE$0$0COLUMBIA
CIM XV LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901868INVEST HOLDNGDE-$2,202,642$0COLUMBIA
CIM XVI LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133951901INVEST HOLDNGDE$7,186$0COLUMBIA
CIM XVII LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027141977498INVEST HOLDNGDE$10,704$6,413,666COLUMBIA
CIM XVIII LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027141977500INVEST HOLDNGDE$0$0COLUMBIA
CIM XIX LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027141977503INVEST HOLDNGDE$0$0COLUMBIA
CIM XX LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027141977505INVEST HOLDNGDE$0$0COLUMBIA
CIM XXI LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027141977507INVEST HOLDNGDE$0$0COLUMBIA
DYNAMO BRASIL VI LLC
1209 ORANGE STREETWILMINGTONDE19801135598093INVESTMENTSDE$0$155,734,794COLUMBIA
COLUMBIA AFFILIATED PHYSICIANS IPA LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027262162648PHYSICNS PRACNY$964,668$1,964,252COLUMBIA
COLUMBIA DIGITAL KNOWLEDGE VENTURES LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027061576880NEW MEDIANY$0$0COLUMBIA
HITHER PROPERTY LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027270201222REAL ESTATEDE$0$2,196,179COLUMBIA
CU GSAPP LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027135598093EDUCATIONNY$0$0COLUMBIA
ACCESS PROJECT LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027135598093HEALTH RESCHNY$0$48,791COLUMBIA
MSPH LESOTHO LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027135598093HEALTHCARENY$0$526,559COLUMBIA
MSPH MOZAMBIQUE LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027135598093HEALTHCARENY$0$2,361,561COLUMBIA
MSPH NIGERIA LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027135598093HEALTHCARENY$0$38,439COLUMBIA
MSPH RWANDA LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027135598093HEALTHCARENY$0$0COLUMBIA
MSPH SOUTH AFRICA LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027135598093HEALTHCARENY$0$466,667COLUMBIA
MSPH TANZANIA LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027135598093HEALTHCARENY$0$1,688,968COLUMBIA
MSPH TAJIKISTAN LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027135598093HEALTHCARENY$0$115,504COLUMBIA
MSPH KG LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027135598093HEALTHCARENY$0$111,621COLUMBIA
COLUMBIA INT'L PROJECTS LLC (KENYA)
412 LOW MEMORIAL LIBRARY 535 W 116NEW YORKNY10027135598093EDUCATIONNY$0$0COLUMBIA

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (27 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Controlled OrganizationControlledOrganizationIndLegal Domicile Foreign CountryLegalDomicileForeignCountryCdAddress Line1ForeignAddress/AddressLine1Province Or StateForeignAddress/ProvinceOrStateCountryForeignAddress/CountryPostal CodeForeignAddress/PostalCodeCityForeignAddress/City
CIS I LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901821TITLE HOLDINGNY501(C)(2)N/ACOLUMBIAYes (true)
CIS II LLC
615 WEST 131ST STREET MC8741NEW YORKNY10027133901826TITLE HOLDINGNY501(C)(2)N/ACOLUMBIAYes (true)
COLUMBIA UNIVERSITY HEALTH CARE INC
630 WEST 168TH STREETNEW YORKNY10032133948652HEALTHCARENY501(C)(3)9COLUMBIAYes (true)
COL PRESBYTERIAN MEDICAL CENTER FUND INC
630 WEST 168TH STREETNEW YORKNY10032136162924FUNDRAISINGNY501(C)(3)11ANAfalse
COL UNIV RETIREE MED LIFE INS BNFITS TR
535 WEST 116TH STREETNEW YORKNY10027133800106BENEFITS SUPPNY501(C)(3)11ACOLUMBIAYes (true)
COLUMBIA UNIVERSITY PRESS
136 SOUTH BROADWAYIRVINGTONNY10533131623968ACADEMIC PUBNY501(C)(3)11ACOLUMBIAYes (true)
FRIENDS OF COLUMBIA PSYCHOANALYTIC CTR
1051 RIVERSIDE DRIVENEW YORKNY10032133118570EDUC SUPPORTNY501(C)(3)11ANAfalse
MORNINGSIDE HEIGHTS LEGAL SERVICES INC
435 WEST 116TH STREET BOX C16 RM8NEW YORKNY10027510192355CLINICAL EDUCNY501(C)(3)11ACOLUMBIAYes (true)
REID HALL INC
535 WEST 116TH STREETNEW YORKNY10027131611126EDU/CUL EXCHNY501(C)(3)11ACOLUMBIAYes (true)
CENTRE UNIVERSITAIRE AMERICAN REID HALL
535 WEST 116TH STREETNEW YORKNY10027EDUCATIONN/AN/AREID HALLYes (true)FR
COLUMBIA GLOBAL CENTERS I EUROPE (PARIS)
EDUCATIONN/AN/AREID HALLYes (true)FR4 RUE DE CHEVREUSEPARISFR75006
CU NEW YORK
EDUCATIONN/AN/AREID HALLYes (true)FR4 RUE DE CHEVREUSEPARISFR75006
RESEARCH COLLECTIONS AND PRES CONSORTIUM
400 FORRESTAL ROADPRINCETONNJ08540223751732LIBRARY COLLNJ501(C)(3)11ANAfalse
FOUNDATION FOR CTR FOR ENERGY MARINE
3225 GALLOWS RDFAIRFAXVA22037541962639EDUC SUPPORTDE501(C)(3)11DNAfalse
THE CLYDE & HELEN WU FAMILY FOUNDATION
1275 AUDOBON AVENUEGROSSE POINTE PARKMI48230383441481EDUC SUPPORTMI501(C)(3)11DNAfalse
CENTER FOR ENVIRONMENT ECONOMY & SOCIETY
2852 BROADWAYNEW YORKNY10025RESEARCHN/AN/ACIPYes (true)DR
CENTER FOR NATL HLTH DEVELP IN ETHIOPIA
HEALTHCAREN/AN/ACOLUMBIAYes (true)ETKEBELE 06 H NO 447ADDIS ABABAETCODE 1250P.O BOX 664
CENTERS FOR INTERNATIONAL PROJECTS TRUST
RESEARCHN/AN/ACIPYes (true)INAPT 101 K-62 HAUZ KHAS ENCLAVEIN110016NEW DELHI
COLUMBIA GLOBAL CENTER IN INDIA
630 W 168TH STREETNEW YORKNY10032RESEARCHN/AN/ACGC LLCYes (true)IN
COLUMBIA UK FUND LTD
615 WEST 131ST STREET MC8741NEW YORKNY10027FUNDRAISINGN/AN/ACOLUMBIAYes (true)UK
COLUMBIA UNIVERSITY HONG KONG FUND
FUNDRAISINGN/AN/ACOLUMBIAYes (true)HK
MSPH SWAZILAND
615 WEST 131ST STREET MC8741NEW YORKNY10027HEALTHCAREN/AN/ACIPYes (true)WZ
FUNDACION COLUMBIA U GLOBAL CTR - CHILE
RESEARCHN/AN/ACOLUMBIAYes (true)CIAVDAG HAMMASKJOLD 32691ST FLSANTIAGOCIVITACURA
INSTITUTE ON MEDICINE AS A PROFESSION
C/O 630 WEST 168TH STREET PS BOXNEW YORKNY10032331033330HEALTHCAREDE501(C)(3)11CNAfalse
COLUMBIA GLOBAL CENTERS INITIATIVE
615 WEST 131ST STREET MC8741NEW YORKNY10027RESEARCHN/AN/ACOLUMBIAYes (true)FR
COL GLOBAL CENTER EASTERN & SOUTH AFRICA
RESEARCHN/AN/ACOLUMBIAYes (true)KEPO BOX 51412KE00100NAIROBI
CU MIDDLE EAST RESEARCH CENTER
EDUC SUPPORTN/AN/ACOLUMBIAYes (true)JO5 MOHD AL SAD AL-BATAYNEH STREETJORDANJO11814AMMAN

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (10 entries)

Address Line1ForeignAddress/AddressLine1CityForeignAddress/CityProvince Or StateForeignAddress/ProvinceOrStateCountryForeignAddress/CountryPostal CodeForeignAddress/PostalCodeEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Predominant Income TypePredominantIncomeTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtDisproportionate AllocationsDisproportionateAllocationsIndUBI Code VUBICodeVAmtGeneral Or Managing PartnerGeneralOrManagingPartnerIndOwnershipOwnershipPctAddress Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeLegal Domicile StateLegalDomicileStateCd
AP MC FUND I LP
ENTSUJI GADELIUS BLDG 1F 2-39AKASAKA 5-CHOME, TOKYOMIJA107-0052980504300INVESTMENTSJACOLUMBIAEXCLUDED$5,149,387$532,871false$0false0.66479
AP RX FUND I LP
STRATEGIC SCENARIO CO BLDG 1F 2-39AKASAKA 5-CHOME, TOKYOMIJA107-0052980515907INVESTMENTSJACOLUMBIAEXCLUDED$2$6,454,172false$0false0.99503
MERIT ENERGY PARTNERS V LP
752411038INVESTMENTSCOLUMBIAEXCLUDED$11,074,044$25,627,653false$0false0.9854113727 NOEL ROAD SUITE 500DALLASTX75240TX
PRIDES MONSTER FUND LP
270574628INVESTMENTSCOLUMBIAEXCLUDED$0$1,016,911false$0false1.00000200 HIGH STREET SUITE 700BOSTONMA02110DE
EMPIRE INSTOPP I
452787490INVESTMENTSCOLUMBIAEXCLUDED$16,057$0false$0false6617 N SCOTTSDALE RD STE 101SCOTTSDALEAZ85250AZ
WAYPOINT FUND I LP
452787363INVESTMENTSCOLUMBIAEXCLUDED$1,231,616$23,959,669false$0false0.990101999 HARRISON STREET 22ND FLOOROAKLANDCA94612CA
SANJEEVINI INVESTMENT HOLDINGS
IFS COURT TWENTYEIGHTCYBERCITYMPEBENE981113898INVESTMENTSMPCOLUMBIAEXCLUDED$0$3,468,322false$0false0.91749
GCM GROSVENOR BLUE LP
300773582INVESTMENTSCOLUMBIAEXCLUDED$4,559,914$23,476,522false$0false0.99724767 FIFTH AVENUE 14TH FLOORNEW YORKNY10010DE
Q INDIA EQUITY FUND LIMITED
980494924INVESTMENTSMPCOLUMBIAEXCLUDED$2,115,366$42,548,162false$0false0.58136
CANAAN RESOURCE PTRS DRILLING FUND LP
364777388INVESTMENTSCOLUMBIAEXCLUDED$0$0false$0false0.99000211 NORTH ROBINSON AVENUE SUITE NOKLAHOMA CITYOK73102OK

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (23 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Entity TypeEntityTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctControlled OrganizationControlledOrganizationIndAddress Line1ForeignAddress/AddressLine1CityForeignAddress/CityProvince Or StateForeignAddress/ProvinceOrStateCountryForeignAddress/CountryPostal CodeForeignAddress/PostalCodeLegal Domicile Foreign CountryLegalDomicileForeignCountryCd
16 EAST 60TH STREET CORPORATION
615 WEST 131ST STREET MC 8741NEW YORKNY10027133675222REAL ESTATENYCOLUMBIAC-CORP$0$01.00000Yes (true)
2301 12TH AVENUE OWNERS CORP
615 WEST 131ST STREET MC 8741NEW YORKNY10027991786950REAL ESTATENYCOLUMBIAC-CORP$0$01.00000Yes (true)
COLUMBIA PRESBYTERIAN IPA
161 FORT WASHINGTON AVE SUITE 132NEW YORKNY10032133396165PHYS PRACTICENYCOLUMBIAC-CORP$0$01.00000Yes (true)
FATHOM KNOWLEDGE NETWORK INC
615 WEST 131ST STREET MC 8741NEW YORKNY10027134054997NEW MEDIANYCOLUMBIAC-CORP$0$01.00000Yes (true)
FREEZER BOX INC
615 WEST 131ST STREET MC 8741NEW YORKNY10027991596696REAL ESTATENYCOLUMBIAC-CORP$0$01.00000Yes (true)
MORNINGSIDE INC
311 LOW MEMORIAL LIBRARYNEW YORKNY10027061430120REAL ESTATENYCOLUMBIAC-CORP$0$01.00000Yes (true)
COLUMBIA DOCTORS OF NEW JERSEY
630 WEST 168TH STREETNEW YORKNY10032264364931HEALTHCARENJCOLUMBIAC-CORP$4,014,589$743,6261.00000Yes (true)
BEIJING DE GA INTRNTL CONSULTING CTR LTD
EDUCATIONCOLUMBIAFOREIGN CORP$0$457,4461.00000Yes (true)TOWERA TSINGHUA SCIENCEPARKCHENGFURDHAIDIANCH100084CH
ASM HUDSON RIVER FUND
INVESTMENTSCOLUMBIAREG MUTUAL FUND$0$119,705,9971.00000Yes (true)WALKER HOUSE 87 MARY STREETGEORGE TOWNGRAND CAYMANCJKY1-9002CJ
CALUNIUS LITIGATION RISK FUND LP
980684876INVESTMENTSCOLUMBIAFOREIGN CORP$102,039$31,652,7430.74980Yes (true)1ST FLOOR DOREY COURT ADMIRAL PARKST PETER PORTGUERNSEYGKGY1 6HJGK
COLUMBIAPATRON SCOTLAND LP
INVESTMENTSCOLUMBIAFOREIGN CORP$3,424$4,599,9361.00000Yes (true)50 LOTHIAN ROAD FESTIVAL SQUAREEDINBURGHSCOTLANDUKEH3 9BYUK
FPCM INFLATION LINKED OPPORTUNITIES LTD
INVESTMENTSCOLUMBIAFOREIGN CORP$0$486,737,1691.00000Yes (true)WALKER HOUSE 87 MARY STREETGEORGE TOWNGRAND CAYMANCJKY1-9002CJ
HARBOUR LITIGATION INVEST OFFSHORE FUND
980660716INVESTMENTSCOLUMBIAFOREIGN CORP$1,686,354$15,047,0511.00000Yes (true)PO BOX 309 UGLAND HOUSEGRAND CAYMANCJKY1-1104CJ
NCH INVESTORS FUND (CU) CORP
INVESTMENTSCOLUMBIAFOREIGN CORP$0$981,4661.00000Yes (true)UGLAND S CHURCH ST PO BOX 309GEORGE TOWNGRAND CAYMANCJKY1-1104CJ
CALUNIUS LITIGATION RISK FUND 2 LP
981162651INVESTMENTSCOLUMBIAFOREIGN CORP-$11,325$1,786,7930.60400Yes (true)PO BOX 656 EAST WINGTRAFALGAR CRTLES BANQUES, ST. PETER PORTGKGY1 3PPGK
HARBOUR OFFSHORE FUND II LP
981049614INVESTMENTSCOLUMBIAFOREIGN CORP$218,717$6,162,1800.50360Yes (true)UGLAND HOUSE PO BOX 309GRAND CAYMANCJKY1-1104CJ
CHARITABLE REMAINDER TRUSTS (53)
N/ANYCOLUMBIATRUST
POOLED INCOME FUNDS (3)
N/ANYCOLUMBIATRUST
CENTERS FOR INTERNATIONAL PROG
535 WEST 116TH STREETNEW YORKNY10027135598093RESEARCHDECOLUMBIAC-CORP$0$745,570Yes (true)
GLOBAL HEALTH RESEARCH CNTR-CE
1255 AMSTERDAM AVENUENEW YORKNY10027RESEARCHDECOLUMBIAC-CORP$0$22,013Yes (true)
COLUMBIA OPHTHALMOLOGY CONSULTANTS INC
635 WEST 165TH STREET ROOM 218NEW YORKNY10032133908637HEALTHCARENYCOLUMBIAC-CORP$342,034$01.00000Yes (true)
ASSOCIACAO COLUMBIA GLOBAL CENTERBRASIL
RESEARCHCGC LLCN/A$0$6,1221.00000Yes (true)RUA DA CANDELARIA 9 3O ANDARCENTRORIO DE JANEIROBRBR
UNIVERSITY WOMEN'S REALTY CORPORATION
408 LOW MEMORIAL LIBRARY MC 4336NEW YORKNY10025132524803REAL ESTATENYCOLUMBIAC-CORP$0$01.00000Yes (true)
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsfalseReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (true)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgfalseGiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth OrgfalseLoansOrGuaranteesFromOthOrgInd
Div Related OrganizationfalseDivRelatedOrganizationInd
Asset Sale To Other OrgfalseAssetSaleToOtherOrgInd
Asset Purchase From Other OrgfalseAssetPurchaseFromOtherOrgInd
Asset ExchangefalseAssetExchangeInd
Rental Of Facilities To Oth OrgYes (true)RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth OrgfalseRentalOfFcltsFromOthOrgInd
Perform Of Services For Oth OrgfalsePerformOfServicesForOthOrgInd
Perform Of Services By Other OrgfalsePerformOfServicesByOtherOrgInd
Sharing Of FacilitiesfalseSharingOfFacilitiesInd
Paid Employees SharingfalsePaidEmployeesSharingInd
Reimbursement Paid To Other OrgfalseReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgfalseReimbursementPaidByOtherOrgInd
Transfer To Other OrgfalseTransferToOtherOrgInd
Transfer From Other OrgYes (true)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (20 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
GCM GROSVENOR BLUE LP
B$55,364FMV
GCM GROSVENOR BLUE LP
S$3,362,219FMV
EMPIRE INSTITUTIONAL OPPORTUNITY FUND I LP
S$73,603FMV
MERIT ENERGY PARTNERS V LP
S$12,608,552FMV
WAYPOINT FUND I LP
S$1,692,785FMV
SANJEEVINI INVESTMENT HOLDINGS
B$3,218,465FMV
CANAAN RESOURCE PARTNERS DRILLING FUND LP
B$2,513,167FMV
AP MC FUND I LP
S$8,341,251FMV
CALUNIUS LITIGATION RISK FUND LP
B$10,326,206FMV
CALUNIUS LITIGATION RISK FUND 2 LP
B$2,486,700FMV
COLUMBIAPATRON SCOTLAND LP
B$261,688FMV
COLUMBIAPATRON SCOTLAND LP
S$657,517FMV
HARBOUR LITIGATION INVESTMENT OFFSHORE FUND
B$3,627,502FMV
HARBOUR LITIGATION INVESTMENT OFFSHORE FUND
S$4,329,399FMV
HARBOUR OFFSHORE FUND II LP
B$3,273,377FMV
HARBOUR OFFSHORE FUND II LP
S$3,550,755FMV
REID HALL INC
B$1,244,402FMV
COLUMBIA OPHTHALMOLOGY CONSULTANTS INC
B$1,614,505FMV
COLUMBIA UNIVERSITY HEALTH CARE INC
B$6,237,171FMV
COLUMBIA UNIVERSITY PRESS
B$1,196,000FMV

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSCHEDULE RFormAndLineReferenceDesc
ExplanationCOLUMBIA UNIVERSITY OWNS AN 81.57% INTEREST IN 2700 BROADWAY CONDOMINIUM, WHICH IS TREATED AS A CONDOMINIUM ASSOCIATION UNDER NEW YORK STATE LAW. -------------------------------------------------------------- SCHEDULE R, PART I END-OF-YEAR ASSET REPORTING CERTAIN DISREGARDED ENTITIES LISTED IN SCHEDULE R, PART I MAY HOLD VEHICLES, OFFICE EQUIPMENT AND RELATED ITEMS, THE VALUE OF WHICH IS INCLUDED IN THE UNIVERSITY'S BALANCE SHEET IN PART X OF THIS FORM 990 BUT IS NOT REFLECTED IN COLUMN (E) END-OF-YEAR ASSETS. ------------------------------------------------------------------- SCHEDULE R, PART I INCOME/ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM I, LLC WHICH OWNS 100% OF THE SHARES ENTITLED TO THE INCOME AND ASSETS OF FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM I, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED AS REPORTED IN SCHEDULE R, PART IV. THE SHARES OWNED BY CIM I ARE NON-VOTING SHARES. --------------------------------------------------------------------- SCHEDULE R, PART I, COLUMNS (D) AND (E) INCOME AND ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM V, LLC, WHICH IS THE SOLE MEMBER OF CONQUEST MANAGED FUTURES SELECT FUND II, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM V, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CONQUEST MANAGED FUTURES SELECT FUND II, LLC, AS REPORTED IN SCHEDULE R, PART I. --------------------------------------------------------------------- SCHEDULE R, PART IV CONSISTENT WITH GAAP, THE UNIVERSITY DOES NOT CONSOLIDATE THE ENTITIES LISTED IN PART IV SCHEDULE R WHICH HAVE INVESTMENTS AS THEIR PRIMARY PURPOSE. THIS IS BECAUSE THE UNIVERSITY DOES NOT HAVE SUFFICIENT VOTING POWER WITH RESPECT TO THESE ENTITIES TO SATISFY THE CONTROL TEST FOR CONSOLIDATION UNDER GAAP. THE AMOUNTS SHOWN IN SCHEDULE R, PART IV, COLUMN (G) REFLECT THE UNIVERSITY'S SHARE OF THE NET ASSETS OF THESE ENTITIES FOR THE FISCAL YEAR REPORTING PERIOD WHICH, CONSISTENT WITH GAAP, IS REFLECTED ON LINE 16 OF THE BALANCE SHEET IN PART X OF THIS FORM 990. SIMILARLY, THE UNIVERSITY'S SHARE OF ANY CURRENT INCOME AND REALIZED GAINS FROM THESE ENTITIES IS REFLECTED IN COLUMN (F) OF SCHEDULE R, PART IV AND ON THE STATEMENT OF REVENUE IN PART VIII. THESE ENTITIES EACH OPERATE ON A CALENDAR-YEAR BASIS, AND THE UNIVERSITY'S SHARE OF THE GROSS INCOME AND TOTAL ASSETS FOR EACH OF THESE ENTITIES FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2013 IS SET FORTH BELOW: ASM HUDSON RIVER FUND SHARE OF TOTAL (GROSS) INCOME: $7,751,005 SHARE OF END-OF-YEAR (GROSS) ASSETS: $153,078,089 CALUNIUS LITIGATION RISK FUND LP SHARE OF TOTAL (GROSS) INCOME: $(612,253) SHARE OF END-OF-YEAR (GROSS) ASSETS: $26,971,628 COLUMBIA/PATRON SCOTLAND LP SHARE OF TOTAL (GROSS) LOSS: $(611,750) SHARE OF END-OF-YEAR (GROSS) ASSETS: $4,684,573 FPCM INFLATION-LINKED OPPORTUNITIES FUND, LTD SHARE OF TOTAL (GROSS) INCOME: $98,506,922 SHARE OF END-OF-YEAR (GROSS) ASSETS: $ 1,550,296,519 HARBOUR LITIGATION INVESTMENT OFFSHORE FUND SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $15,763,372 NCH INVESTORS FUND (CU) CORP SHARE OF TOTAL (GROSS) LOSS: $81,870 SHARE OF END-OF-YEAR (GROSS) ASSETS: $2,170,929 CALUNIUS LITIGATION RISK FUND 2 LP SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $0 HARBOUR OFFSHORE FUND II LP SHARE OF TOTAL (GROSS) LOSS: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $10,101,739 --------------------------------------------------------------------- SCHEDULE R, PART IV AS OF JUNE 30, 2014, THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HELD MORE THAN A 50% BENEFICIAL INTEREST IN 53 CHARITABLE REMAINDER TRUSTS DOMICILED IN NEW YORK AND 3 POOLED INCOME FUNDS DOMICILED IN NEW YORK.ExplanationTxt