HALES FAMILY FOUNDATION INC: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- HALES FAMILY FOUNDATION INC (EIN 13-3801701)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-05-14
- IRS object ID
- 201521349349101982
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Distribution From Corpus Election
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-14T14:00:16-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 341883473 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CBIZ MHM LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1065 AVENUE OF THE AMERICAS | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133801701 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE HALES FAMILY FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | HALE | BusinessNameControlTxt |
| Phone | 2127905700 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 66 BROOKWOOD DRIVE | AddressLine1Txt |
| City | BRIARCLIFF MANOR | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10510 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS E HALES | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2127905700 | PhoneNum |
| Signature | 2015-05-05 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DONNA PALUMBO | PreparerPersonNm |
| PTIN | P00747954 | PTIN |
| Phone | 2127905700 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $7,571,791 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $330,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $1,809 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,809 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $146,117 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $146,117 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $26,871 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,183,405 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $26,320 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $6,714 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $6,714 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $511,511 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $180,960 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $4,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $2,250 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $2,250 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $7,182 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,182 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $30,367 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $29,977 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $390 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $42,049 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $34,409 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,640 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $320,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $320,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $362,049 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $34,409 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $322,640 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $149,462 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $146,551 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $400,284 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $662,330 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $662,330 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $6,356,177 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,369,234 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $6,909,461 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $98,000 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $0 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $0 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $6,854,461 | TotalAssetsBOYAmt |
| Total Assets EOY | $7,031,564 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $7,571,791 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $6,854,461 | RetainedEarningBOYAmt |
| Retained Earning EOY | $7,031,564 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $6,854,461 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $7,031,564 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $6,854,461 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $7,031,564 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $6,854,461 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $149,462 | ExcessRevenueOverExpensesAmt |
| Other Increases | $30,705 | OtherIncreasesAmt |
| Subtotal | $7,034,628 | SubtotalAmt |
| Other Decreases | $3,064 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $7,031,564 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| 2,609.504 SHRS PIMCO TOTAL RETURN FD | D | $28,626 | $28,200 | $426 | $426 | ||
| 7,115 SHRS PIMCO TOTAL RETURN FD | D | $78,052 | $80,153 | -$2,101 | -$2,101 | ||
| 86,060 SHRS PIMCO TOTAL RETURN FD | D | $955,048 | $950,732 | $4,316 | $4,316 | ||
| $98,000 CD SALLIE MAE BANK | P | $98,000 | $98,000 | $0 | $0 | 2009-05-04 | 2014-05-13 |
| CAPITAL GAINS DIVIDENDS | P | $23,679 | $23,679 | $23,679 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $26,320 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $284,415 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $6,238,787 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.045588 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $409,007 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,348,835 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.076467 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $137,125 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $5,021,509 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.027308 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $510,094 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $4,772,569 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.106880 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $554,348 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,929,872 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.112447 | DistributionYr5Rt |
| Total Distribution | 0.368690 | TotalDistributionRt |
| Average Distribution | 0.073738 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $7,100,690 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $523,591 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,466 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $525,057 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $322,640 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,931 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,931 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,931 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $6,161 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $6,161 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $6 | EsPenaltyAmt |
| Overpayment | $3,224 | OverpaymentAmt |
| Applied To ES Tax | $3,224 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | THOMAS HALES | IndividualWithBooksNm |
| Phone | 2127905743 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 66 BROOKWOOD ROAD | AddressLine1Txt |
| City | BRIARCLIFF MANOR | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10510 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| THOMAS E HALES | ||||||||
| 66 BROOKWOOD DRIVE | BRIARCLIFF MANOR | NY | 10510 | DIRECTOR-AS REQUIRED | 0.50 | $0 | $0 | $0 |
| ALICE HALES | ||||||||
| 66 BROOKWOOD DRIVE | BRIARCLIFF MANOR | NY | 10510 | DIRECTOR-AS REQUIRED | 0.50 | $0 | $0 | $0 |
| TERENCE HALES | ||||||||
| 66 BROOKWOOD DIRVE | BRIARCLIFF MANOR | NY | 10510 | DIRECTOR-AS REQUIRED | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| All Other Program Rltd Invst Tot | $0 | AllOtherProgramRltdInvstTotAmt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $6,715,443 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $493,379 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,208,822 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $7,208,822 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $108,132 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,100,690 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $355,035 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $355,035 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,931 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,931 | TotalTaxAmt |
| Distributable Before Adj | $352,104 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $352,104 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $352,104 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $322,640 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $322,640 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $322,640 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $352,104 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $529,447 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $512,377 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $137,125 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $409,007 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $1,587,956 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $322,640 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $322,640 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $29,464 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $29,464 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,558,492 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $499,983 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,058,509 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $512,377 | ExcessFromYear4Amt |
| Excess From Year3 | $137,125 | ExcessFromYear3Amt |
| Excess From Year2 | $409,007 | ExcessFromYear2Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS E HALES | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (10 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CARDINAL'S ANNUAL APPEAL 2013 | |||||||
| 1011 FIRST AVENUE | NEW YORK | NY | 10022 | NONE | EXEMPT ORG. | CHARITABLE/EDUCATION | $100,000 |
| DIOCESE OF PALM BEACH | |||||||
| 9995 NORTH MILITARY TRAIL | PALM BEACH GARDENS | FL | 33410 | NONE | EXEMPT ORG. | CHARITABLE/RELIGIOUS | $5,000 |
| DOMINICAN COLLEGE | |||||||
| 470 WESTERN HIGHWAY | ORANGEBURG | NY | 10962 | NONE | EXEMPT ORG. | CHARITABLE/EDUCATION | $1,000 |
| IONA COLLEGE | |||||||
| 715 NORTH AVENUE | NEW ROCHELLE | NY | 10801 | NONE | EXEMPT ORG. | CHARITABLE/EDUCATION | $26,500 |
| OSSINING FOOD PANTRY | |||||||
| 669 ALBANY POST RD | BRIARCLIFF MANOR | NY | 10510 | NONE | EXEMPT ORG. | CHARITABLE/EDUCATION | $1,000 |
| PARENTS FOR CARPINTERIA FAMILY SCHOOL | |||||||
| 1480 LINDEN AVENUE | CARPINTERIA | CA | 93013 | NONE | EXEMPT ORG. | CHARITABLE/EDUCATION | $500 |
| PHELPS MEMORIAL HOSPITAL CENTER | |||||||
| 1 PHELPS LANE SUITE 106 | SLEEPY HOLLOW | NY | 10591 | NONE | EXEMPT ORG. | CHARITABLE/HEALTH | $59,000 |
| PULMONARY FIBROSIS FDN | |||||||
| 230 EAST OHIO STREET | CHICAGO | IL | 60611 | NONE | EXEMPT ORG. | CHARITABLE/HEALTH | $26,000 |
| ST PATRICK'S CATHEDRAL | |||||||
| 460 MADISON AVENUE | NEW YORK | NY | 10022 | NONE | EXEMPT ORG. | CHARITABLE/RELIGIOUS | $100,000 |
| UNITED WAY OF AMERICA | |||||||
| 701 NORTH FAIR FAX STREET | ALEXANDRIA | VA | 22314 | NONE | EXEMPT ORG. | CHARITABLE/HUMANITARIAN | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $320,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,809 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $146,117 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $6,714 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $26,871 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $181,511 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $181,511 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | THOMAS E HALES | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 66 BROOKWOOD DRIVE | AddressLine1Txt |
| City | BRIARCLIFF MANOR | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10510 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $330,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | CBIZ MHM LLC | CategoryTxt |
| Amt | $4,500 | Amt |
| Net Investment Income | $2,250 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,250 | DisbursementsCharitablePrpsAmt |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
| Amt | $0 | Amt |
Distribution From Corpus Election DistributionFromCorpusElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | THE HALES FAMILY FOUNDATION, INC.EIN: 13-3801701ELECTION TO DISTRIBUTE CORPUSYEAR ENDED DECEMBER 31, 2012PURSUANT TO CODE SECTION 4942 (H)(S) AND REGULATIONS SECTION 53.4942(A)-3(D)(2), THE FOUNDATION HEREBY ELECTS TO TREAT QUALIFYING DISTRIBUTIONS IN THE AMOUNT OF $409,007 FOR THE YEAR ENDED DECEMBER 31, 2012 AS MADE OUT OF CORPUS. ____________________________________ FOUNDATION MANAGER | ElectionDesc |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | CORPORATE BONDS | BondNm |
| EOY Book Value | $0 | EOYBookValueAmt |
| EOYFMV | $0 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CORPORATE STOCK | $3,216,395 | $2,355,466 |
| MUTUAL FUNDS | $3,152,839 | $4,553,995 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK/TAX ADJUSTMENT DUE TO TIMING DIFFERENCES | Desc |
| Amt | $3,064 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NYS FILING FEE | $250 | $0 | $250 |
| INVESTMENT ADVISORY FEES | $29,902 | $29,902 | $0 |
| NY LAW JOURNAL | $140 | $0 | $140 |
| BANK SERVICE CHARGE | $75 | $75 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NON-DIVIDEND DISTRIBUTION | Desc |
| Revenue And Expenses Per Books | $6,714 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $6,714 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $6,714 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK/TAX ADJUSTMENT DUE TO MARKET VALUE OF SECURITIES | Desc |
| Amt | $30,705 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX PAID | $2,182 | $2,182 | $0 |
| 2014 ESTIMATED PAYMENT | $5,000 | $0 | $0 |