MIMI AND PETER HAAS FUND: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- MIMI AND PETER HAAS FUND (EIN 94-6064551)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-12
- IRS object ID
- 201523169349101577
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Amortization Schedule
- Depreciation Schedule
- Expenditure Responsibility Stmt
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-12T15:54:12-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 946064551 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MIMI AND PETER HAAS FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ARGONAUT SECURITIES COMPANY | InCareOfNm |
| Business Name Control | MIMI | BusinessNameControlTxt |
| Phone | 4152969249 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET FIFTH FLOOR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 941333238 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LYNN MERZ | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Signature | 2015-11-05 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $198,435,782 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $163 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $163 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $0 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $1,173,656 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,173,656 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $0 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $11,220,558 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,800,509 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $11,220,558 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$5,512,016 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,989,342 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $6,882,361 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $14,383,719 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $283,920 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $283,920 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $370,845 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $370,845 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $204,131 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $204,131 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,603 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,301 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $2,302 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $199,229 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $251,032 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $117,312 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $2,226,145 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $2,226,145 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $390,975 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $350 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $235 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $6,796 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $240,354 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Adj Net Incm | $0 | OccupancyAdjNetIncmAmt |
| Occupancy Dsbrs Chrtbl | $190,676 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $6,099 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $6,099 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $1,866 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,866 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $66,856 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $66,856 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $4,001,819 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,479,828 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,244,242 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $7,679,635 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $7,686,835 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $11,681,454 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,479,828 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $8,931,077 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$4,799,093 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $11,903,891 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $500 | CashBOYAmt |
| Cash EOY | $500 | CashEOYAmt |
| Cash EOYFMV | $500 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,035,781 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,915,393 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,915,393 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $1,153,485 | AcctRcvblAmt |
| Acct Rcvbl BOY | $1,309,529 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $1,153,485 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $1,153,485 | AcctRcvblEOYFMVAmt |
| US Government Obligations BOY | $26,420,009 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $29,057,310 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $29,057,310 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $49,868,248 | CorporateStockBOYAmt |
| Corporate Stock EOY | $43,039,093 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $43,039,093 | CorporateStockEOYFMVAmt |
| Invst Land Cost Or Other Basis | $5,550 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $5,550 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $5,550 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $5,550 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $124,823,369 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $123,248,632 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $123,248,632 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $331,650 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $315,831 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $17,595 | LandBOYAmt |
| Land EOY | $15,819 | LandEOYAmt |
| Land EOYFMV | $15,819 | LandEOYFMVAmt |
| Total Assets BOY | $203,480,581 | TotalAssetsBOYAmt |
| Total Assets EOY | $198,435,782 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $198,435,782 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $515,804 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $300,105 | AccountsPayableEOYAmt |
| Grants Payable BOY | $7,200 | GrantsPayableBOYAmt |
| Grants Payable EOY | $0 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $205,865 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $183,058 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $728,869 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $483,163 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $202,751,712 | UnrestrictedBOYAmt |
| Unrestricted EOY | $197,952,619 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $202,751,712 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $197,952,619 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $203,480,581 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $198,435,782 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $202,751,712 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$4,799,093 | ExcessRevenueOverExpensesAmt |
| Subtotal | $197,952,619 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $197,952,619 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (33 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| BAUPOST VALUE PARTNERS IV 26-2208448 | P | $4,028,710 | |||
| FARALLON CAPITAL INST 94-3106323 | P | $726,661 | |||
| FR XI ONSHORE AIV 71-1015969 | P | -$448,439 | |||
| GEMINI ISRAEL IV 98-0428414 | P | -$24,890 | |||
| GENERATION IM GLOBAL EQ. FUND (N/A) | P | $1,172,725 | |||
| JC FLOWERS II 98-0494093 | P | $7 | |||
| HCP WPPE X INVESTORS 26-1278318 | P | $195,570 | |||
| JW CHILDS EQUITY III 03-0387301 | P | $367,337 | |||
| HCP PRIVATE EQUITY 52-2335224 | P | $211,792 | |||
| HCP VF IX INVESTORS 26-1958282 | P | $343,727 | |||
| NATURAL GAS PARTNERS IX 26-0632609 | P | $677,406 | |||
| WARBURG PINCUS PRIV EQUITY VIII 13-4161869 | P | $29,742 | |||
| POUCHINE COOK CAPII 35-2249258 | P | $871,213 | |||
| HARRIS ASSOCIATES GLOBAL 26-0221909 | P | $981,616 | |||
| KHOSLA VENTURES III 26-4049910 | P | $67,824 | |||
| GS MOUNT KELLETT CAP PR (N/A) | P | -$55,081 | |||
| KHOSLA VENTURES SEED 26-4754028 | P | $12,497 | |||
| BASELINE CORE FUND 45-3010611 | P | -$2,217 | |||
| ETON PARK OVERSEAS FUND | P | $748,882 | |||
| STG III A 20-8952445 | P | $271,479 | |||
| TCV IV 77-0527868 | P | -$275 | |||
| VARDE FUND XI (B)(FEEDER) 46-2022036 | P | $15,510 | |||
| WATERSHED CAP INSTITUTIONAL 82-0547075 | P | -$8,326 | |||
| CARMEL PARTNERS III | P | $9,438 | |||
| JW CHILDS EQUITY III BERMUDA | P | $665 | |||
| HCP MEP H INVESTORS | P | $20,446 | |||
| KHOSLA VENTURE SEED B | P | $272 | |||
| KHOSLA VENTURES IV | P | -$2,249 | |||
| WGI EMERGING MARKETS FUND | P | -$67,156 | |||
| NT-CAPITAL GUARDIAN 26-03958(STMT D-1) | P | $496,703 | $496,703 | $0 | $496,703 |
| NT-GENERAL ACCOUNT 26-74278(STMT D-2) | P | $575,446 | $3,798,101 | $3,222,655 | $575,446 |
| SCHWAB/GURTIN 20905807(STMT D-3) | P | $136 | $12,499,966 | $12,499,830 | $136 |
| WELLS FARGO 2009-5273(STMT D-4) | P | $3,387 | $5,739 | $2,352 | $3,387 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $11,220,558 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $12,011,497 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $194,904,327 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.061628 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $7,913,522 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $184,041,838 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.042998 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $11,548,569 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $191,508,650 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.060303 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $9,179,071 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $192,422,178 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.047703 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $9,019,915 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $165,676,118 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.054443 | DistributionYr5Rt |
| Total Distribution | 0.267075 | TotalDistributionRt |
| Average Distribution | 0.053415 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $198,674,181 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $10,612,181 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $119,039 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $10,731,220 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $8,931,077 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $238,078 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $238,078 | SubtotalAmt |
| Tax Based On Investment Income | $238,078 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $240,279 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $67,500 | AppliedToEsTaxAmt |
| Total Payments And Credits | $307,779 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $909 | EsPenaltyAmt |
| Overpayment | $68,792 | OverpaymentAmt |
| Applied To ES Tax | $68,792 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARGONAUT SECURITIES COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4155014885 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1155 BATTERY ST LS7W | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MIRIAM L HAAS | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | TRUSTEE/PRESIDENT | 10.0 | $0 | $0 | $0 |
| ARI A LURIE | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| DANIEL L LURIE | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| LYNN MERZ | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | EXECUTIVE DIRECTOR/SECRETARY | 40.0 | $283,920 | $57,351 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| CATHERINE A JONES | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | EXECUTIVE ASSISTANT | 40.0 | $82,023 | $29,754 | $0 |
| MARTIN D TILZER | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | FINANCE MANAGER | 40.0 | $103,799 | $26,837 | $0 |
| SEPTEMBER JARRETT | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | PROGRAM DIRECTOR | 40.0 | $135,187 | $20,811 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | |||||
| 1155 BATTERY STTREET LS7FL | SAN FRANCISCO | CA | 94111 | ACCOUNTING SERVICES | $334,300 |
| FARALLON CAPITAL INST PARTNERS | |||||
| ONE MARITIME PLAZA SUITE 2100 | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $135,695 |
| HALL CAPITAL PARTNERS LLC | |||||
| ONE MARITIME PLAZA FIFTH FLOOR | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $712,873 |
| BAUPOST VALUE PARTNERS IV | |||||
| 10 ST JAMES AVE STE 1700 | BOSTON | MA | 02116 | INVESTMENT ADVISORY | $621,781 |
| WATERSHED CAP INSTITUTIONAL PARTNERS | |||||
| ONE MARITIME PLAZA SUITE 1525 | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $135,387 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 3 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | HOSTING MEETINGS OF NONPROFIT LEADERS AND GRANTMAKERS; SERVICE OF FOUNDATION STAFF ON NONPROFIT BOARDS AND ADVISORY COUNCILS; TECHNICAL ASSISTANCE TO ENCOURAGE PHILANTHROPY. | Description1Txt |
| Expenses1 | $9,647 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $76,114,813 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,548,862 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $124,036,001 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $201,699,676 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $201,699,676 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,025,495 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $198,674,181 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $9,933,709 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $9,933,709 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $238,078 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $234,195 | IncomeTaxAmt |
| Total Tax | $472,273 | TotalTaxAmt |
| Distributable Before Adj | $9,461,436 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $9,461,436 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $9,461,436 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $8,931,077 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $8,931,077 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $8,931,077 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $9,461,436 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2012 | PriorYear1Yr |
| Prior Year2 | 2011 | PriorYear2Yr |
| Prior Year3 | 2010 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $796,351 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,098,568 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,618,637 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $5,513,556 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $8,931,077 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $8,931,077 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $530,359 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $530,359 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $4,983,197 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $265,992 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,717,205 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $2,098,568 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $2,618,637 | ExcessFromYear1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | EXECUTIVE DIRECTOR | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET 5TH FLOOR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4152969249 | RecipientPhoneNum |
| Form And Info And Materials | NO PRESCRIBED FORM | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANTS PAID DURING YEAR | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PDF GRANTS PAID DURING YEAR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Or Contribution Purpose | PDF GRANTS PAID DURING YEAR | GrantOrContributionPurposeTxt |
| Amt | $7,686,835 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $7,686,835 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $163 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,173,656 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $754,808 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,989,342 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $11,220,558 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED APPRECIATION (DEPRECIATION) | Desc |
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$8,256,166 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $754,808 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $6,127,553 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $6,882,361 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | $165,185 | $234,010 | $0 | $100,290 |
| OUTSIDE ACCOUNTING SERVICE | $34,044 | $17,022 | $0 | $17,022 |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
Amortization Schedule AmortizationSchedule
Amortization Schedule Detail AmortizationScheduleDetail (3 entries)
| Amortized ExpensesAmortizedExpensesDesc | Acquired Completed Or ExpendedAcquiredCompletedOrExpendedDt | AmortizedAmortizedAmt | Deduction For Prior YearsDeductionForPriorYearsAmt | Amortization PeriodAmortizationPeriodRt | Total AmortizationTotalAmortizationAmt |
|---|---|---|---|---|---|
| LEASEHOLD IMPR 94 | 1994-07-01 | $30,736 | $30,736 | 40.0 | $30,736 |
| LEASEHOLD IMPR 95 | 1995-01-01 | $31,396 | $31,396 | 40.0 | $31,396 |
| LEASEHOLD IMPR 03 | 2003-05-12 | $1,530 | $1,530 | 7.0 | $1,530 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (37 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| FURNITURE 92 | 1992-01-01 | $7,691 | $7,691 | SL | 10 | |
| OFFICE FURN 94 | 1994-01-01 | $98,864 | $98,864 | SL | 10 | |
| ARTWORK 94 | 1994-01-01 | $5,550 | L | |||
| SIDETABLE 95 | 1995-09-15 | $1,606 | $1,606 | SL | 10 | |
| WORKSTATION 95 | 1995-08-24 | $552 | $552 | SL | 10 | |
| CONF TABLE 95 | 1995-11-15 | $924 | $924 | SL | 10 | |
| OFFICE CHAIR 98 | 1998-03-15 | $459 | $459 | SL | 7 | |
| 2 STORAGE CABN 98 | 1998-04-30 | $2,220 | $2,220 | SL | 7 | |
| 4 MERIDIAN FILE 98 | 1998-04-30 | $2,681 | $2,681 | SL | 7 | |
| 2 TABLE DESK 98 | 1998-08-28 | $4,200 | $4,200 | SL | 7 | |
| BOOKCASE 98 | 1998-08-28 | $930 | $930 | SL | 7 | |
| FILE TOP 98 | 1998-08-18 | $350 | $350 | SL | 7 | |
| DISHWASHER 01 | 2001-01-17 | $427 | $427 | SL | 7 | |
| VIDEO CONF SYS 03 | 2003-02-14 | $27,740 | $27,740 | SL | 5 | |
| OFFICE CHAIRS 03 | 2003-09-02 | $1,548 | $1,548 | SL | 7 | |
| POWER PNT PROJ 04 | 2004-10-19 | $927 | $927 | SL | 5 | |
| OFFICE FURN 93 | 1993-01-01 | $68,137 | $68,137 | SL | 10 | |
| PHONE SYS 03 | 2003-02-14 | $21,196 | $21,196 | SL | 5 | |
| DOOR PLAQUE 06 | 2006-04-26 | $799 | $799 | SL | 7 | |
| BIZHUB COPIER 08 | 2008-02-05 | $17,924 | $17,924 | SL | 5 | |
| FURNITURE 10 | 2010-07-19 | $1,093 | $546 | M7 | 7 | $156 |
| LM CHAIR 10 | 2010-10-15 | $601 | $301 | M7 | 7 | $86 |
| POWEREDGE SERVER11 | 2011-01-25 | $7,586 | $4,425 | SL | 5 | $1,517 |
| FIREWALL 11 | 2011-04-11 | $2,186 | $1,202 | SL | 5 | $437 |
| SERVER MIG.PROJ.11 | 2011-04-11 | $5,400 | $2,970 | SL | 5 | $1,080 |
| NEW COMPUTER 12 | 2012-05-23 | $1,145 | $363 | SL | 5 | $229 |
| 6 NEW COMPUTERS 12 | 2012-05-23 | $6,851 | $2,169 | SL | 5 | $1,370 |
| WINDOWS SERVER 12 | 2012-06-21 | $1,120 | $336 | SL | 5 | $224 |
| NEW COMPUTER 12 | 2012-06-21 | $2,648 | $795 | SL | 5 | $530 |
| SERVER MGMT 12 | 2012-07-10 | $503 | $151 | SL | 5 | $101 |
| COMPUTER INST. 12 | 2012-08-01 | $2,400 | $680 | SL | 5 | $480 |
| LENOVO THINKPAD 14 | 2014-01-13 | $1,347 | SL | 5 | $269 | |
| CISCO AIRONET 14 | 2014-01-23 | $396 | SL | 5 | $73 | |
| LOGITECH CAMERA 14 | 2014-07-02 | $1,134 | SL | 5 | $113 | |
| LT VIDEO CONFER.14 | 2014-08-25 | $760 | SL | 5 | $51 | |
| CAMERA SET UP 14 | 2014-08-26 | $786 | SL | 5 | $52 | |
| OFFICE CHAIR 14 | 2014-09-11 | $597 | SL | 7 | $28 |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| EAGLE-EYE SANCTUARY FOUNDATION | ||||||||||
| 580 DE HARO STREET | SAN FRANCISCO | CA | 941072306 | 2013-12-09 | $50,000 | PROVIDE FOR THE SUPPORT OF THE GENERAL OPERATING EXPENSES OF THE FOUNDATION. | $4,272 | NO | OCTOBER 29, 2015 | SEE PDF PART VII-B LINE 5C EAGLE-EYE SANCTUARY FOUNDATION FOR EXPENDITURE RESPONSIBILITY REPORTS REQUIRED UNDER REG. SEC. 53.4945-5(C) TO BE PROVIDED BY THE MIMI AND PETER HAAS FUND (THE FUND) REGARDING THE EXERCISE BY THE FUND OF ITS EXPENDITURE RESPONSIBILITIES UNDER SEC. 4945 FOR THE ABOVE GRANT MADE BY THE FUND TO EAGLE-EYE SANCTUARY FOUNDATION, A PRIVATE OPERATING FOUNDATION. |
| MVYOUTH | ||||||||||
| PO BOX 65 | CHILMARK | MA | 02535 | 2014-10-22 | $25,000 | ANNUAL SUPPORT | $0 | NO | 06/13/2015 | SEE PDF PART VII-B LINE 5C MVYOUTH FOR EXPENDITURE RESPONSIBILITY REPORTS REQUIRED UNDER REG. SEC. 53.4945-5(C) TO BE PROVIDED BY THE MIMI AND PETER HAAS FUND (THE FUND) REGARDING THE EXERCISE BY THE FUND OF ITS EXPENDITURE RESPONSIBILITIES UNDER SEC. 4945 FOR THE ABOVE GRANT MADE BY THE FUND TO MVYOUTH, A PRIVATE NON-OPERATING FOUNDATION. |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (5 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| NORTHERN TRUST COMPANY | ||
| GENERAL ACCOUNT 26-74278 | $15,487,252 | $15,487,252 |
| (PDF NT GENERAL ) | ||
| CAPITAL GUARDIAN 26-03958 | $27,551,841 | $27,551,841 |
| (PDF NT CAP GUARDIAN) |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $29,057,310 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $29,057,310 | USGovtObligationsEOYFMVAmt |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | ARTWORK 94 | CategoryOrItemTxt |
| Cost Or Other Basis | $5,550 | CostOrOtherBasisAmt |
| Book Value | $5,550 | BookValueAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (67 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 5AM VENTURES IV 46-3926873 | FMV | $75,675 | $75,675 |
| BASELINE CORE FUND 45-3010611 | FMV | $246,167 | $246,167 |
| FARALLON CAPTL INST 94-3106323 | FMV | $14,133,522 | $14,133,522 |
| FIRST RESERVE XI ALT C-1 | FMV | $3,355 | $3,355 |
| FR XI ONSHORE AIV 71-1015969 | FMV | $497,472 | $497,472 |
| FR XI OFFSHORE AIV 94-6064551 | FMV | ||
| GEMINI ISRAEL IV 98-0428414 | FMV | $503,544 | $503,544 |
| GEMINI ISRAEL V 98-0548428 | FMV | $1,097,668 | $1,097,668 |
| GENERATION IM GLOBAL EQ FUND | FMV | $12,000,467 | $12,000,467 |
| 27-0114160 | FMV | ||
| HCP WPPE X INVEST 26-1278318 | FMV | $1,562,258 | $1,562,258 |
| JC FLOWERS II 98-0494093 | FMV | $319,918 | $319,918 |
| HCP CDH V INVESTORS 80-0884122 | FMV | $256,862 | $256,862 |
| HSH CAYMAN 98-0521559 | FMV | $96 | $96 |
| VARDE FUNDXIB FEEDER46-2022036 | FMV | $983,052 | $983,052 |
| JCF II SPECIAL AIV K | FMV | $25,851 | $25,851 |
| JW CHILDS EQ III 03-0387301 | FMV | $2,637 | $2,637 |
| JW CHLDS BERM AIV 2 98-0405583 | FMV | $0 | $0 |
| LBA REALTY FUND III 20-5498217 | FMV | $1,413,919 | $1,413,919 |
| OFFIT HALL PRVT EQ 52-2335224 | FMV | $591,821 | $591,821 |
| WGI EMER-G MARKET FD20-3377269 | FMV | $5,078,120 | $5,078,120 |
| NATURAL GAS PARTR IX26-0632609 | FMV | $955,846 | $955,846 |
| POUCHINE COOK CAPII 35-2249258 | FMV | $240,933 | $240,933 |
| KHOSLA VENTURE SEEDB45-5043024 | FMV | $286,220 | $286,220 |
| ROSEWOOD CAP III 94-3274638 | FMV | $55,826 | $55,826 |
| ROSEWOOD CAP V 14-1948848 | FMV | $314,694 | $314,694 |
| STG III A 20-8952445 | FMV | $2,812,555 | $2,812,555 |
| TCV III(Q) 77-0494890 | FMV | $0 | $0 |
| TCV IV 77-0527868 | FMV | $5,756 | $5,756 |
| WARBURG EQ VIII 13-4161869 | FMV | $779,356 | $779,356 |
| ASIA ENVIRONMENTAL PARTNER(NA) | FMV | $2,284,965 | $2,284,965 |
| CARMEL PARTNERS INV FUND III | FMV | $1,118,850 | $1,118,850 |
| 33-1177003 | FMV | ||
| HCP VF IX INVESTORS 26-1958282 | FMV | $434,463 | $434,463 |
| JUPITER JCF AIV II SPECIAL | FMV | $206,418 | $206,418 |
| 98-0569851 | FMV | ||
| FR XI-B OFFSHORE AIV (N/A) | FMV | ||
| GENERATION IM CLIMATE SOL(N/A) | FMV | $1,178,593 | $1,178,593 |
| GS MOUNT KELLETT CAP (N/A) | FMV | $1,125,781 | $1,125,781 |
| WATERSHED CAP INST PARTNERS | FMV | $7,840,779 | $7,840,779 |
| 82-0547075 | FMV | ||
| ROSEWOOD CAP V COBALT (N/A) | FMV | $11,018 | $11,018 |
| SRI NINE REIT 77-0677478 | FMV | $474,944 | $474,944 |
| FR HORIZON AIV (N/A) | FMV | $178,411 | $178,411 |
| BAUPOST VALUE PARTNERS IV | FMV | $42,382,048 | $42,382,048 |
| 26-2208448 | FMV | ||
| KHOSLA VENTURES III 26-4049910 | FMV | $1,076,031 | $1,076,031 |
| KHOSLA VENTURES SEED | FMV | $297,465 | $297,465 |
| 26-4754028 | FMV | ||
| ROSEWOOD CAPITAL IV 22-3707169 | FMV | $507,162 | $507,162 |
| ETON PARK OVERSEES FUND (N/A) | FMV | $1,017,693 | $1,017,693 |
| FR XI-E ONSHORE AIV (N/A) | FMV | ||
| HCP CHINA PE2009 FEEDER-CAYMAN | FMV | $971,232 | $971,232 |
| BASELINE INCREASED EXPOSURE FD | FMV | $331,878 | $331,878 |
| 45-3010715 | FMV | ||
| MOUNT KELLETT CAP PR(CAYMAN)II | FMV | $1,049,001 | $1,049,001 |
| 98-0677267 | |||
| HCP MEP H INVESTORS 27-4319591 | FMV | $1,404,361 | $1,404,361 |
| KHOSLA VENTURES IV 90-0720388 | FMV | $709,793 | $709,793 |
| HARRIS ASSOCIATES GLOBAL | FMV | $13,866,472 | $13,866,472 |
| 26-0221909 | FMV | ||
| QIMING VENTURE PARTNERS IV | FMV | $410,882 | $410,882 |
| N/A | FMV | ||
| TCV III(Q) LIQUIDATING TRUST | FMV | $85,917 | $85,917 |
| N/A | FMV | ||
| HCP BF 2014 INVESTORS | FMV | $40,885 | $40,885 |
| N/A | FMV |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (39 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| FURNITURE 92 | $7,691 | $7,691 | |
| OFFICE FURN 94 | $98,864 | $98,864 | |
| LEASEHOLD IMPR 94 | $30,736 | $30,736 | |
| SIDETABLE 95 | $1,606 | $1,606 | |
| WORKSTATION 95 | $552 | $552 | |
| CONF TABLE 95 | $924 | $924 | |
| LEASEHOLD IMPR 95 | $31,396 | $31,396 | |
| OFFICE CHAIR 98 | $459 | $459 | |
| 2 STORAGE CABN 98 | $2,220 | $2,220 | |
| 4 MERIDIAN FILE 98 | $2,681 | $2,681 | |
| 2 TABLE DESK 98 | $4,200 | $4,200 | |
| BOOKCASE 98 | $930 | $930 | |
| FILE TOP 98 | $350 | $350 | |
| DISHWASHER 01 | $427 | $427 | |
| LEASEHOLD IMPR 03 | $1,530 | $1,530 | |
| VIDEO CONF SYS 03 | |||
| OFFICE CHAIRS 03 | $1,548 | $1,548 | |
| POWER PNT PROJ 04 | $927 | $927 | |
| OFFICE FURN 93 | $68,137 | $68,137 | |
| PHONE SYS 03 | $21,196 | $21,196 | |
| DOOR PLAQUE 06 | $799 | $799 | |
| BIZHUB COPIER 08 | $17,924 | $17,924 | |
| FURNITURE 10 | $1,093 | $702 | $391 |
| LM CHAIR 10 | $601 | $387 | $214 |
| POWEREDGE SERVER11 | $7,586 | $5,942 | $1,644 |
| FIREWALL 11 | $2,186 | $1,639 | $547 |
| SERVER MIG.PROJ.11 | $5,400 | $4,050 | $1,350 |
| NEW COMPUTER 12 | $1,145 | $592 | $553 |
| 6 NEW COMPUTERS 12 | $6,851 | $3,539 | $3,312 |
| WINDOWS SERVER 12 | $1,120 | $560 | $560 |
| NEW COMPUTER 12 | $2,648 | $1,325 | $1,323 |
| SERVER MGMT 12 | $503 | $252 | $251 |
| COMPUTER INST. 12 | $2,400 | $1,160 | $1,240 |
| LENOVO THINKPAD 14 | $1,347 | $269 | $1,078 |
| CISCO AIRONET 14 | $396 | $73 | $323 |
| LOGITECH CAMERA 14 | $1,134 | $113 | $1,021 |
| LT VIDEO CONFER.14 | $760 | $51 | $709 |
| CAMERA SET UP 14 | $786 | $52 | $734 |
| OFFICE CHAIR 14 | $597 | $28 | $569 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $4,603 | LegalFeesAmt |
| Net Investment Income | $2,301 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $2,302 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ADMINISTRATIVE CONSULTANTS | $16,190 | $0 | $0 | $16,190 |
| GENERAL LIABILITY INSURANCE | $1,314 | $0 | $0 | $1,314 |
| TELEPHONE | $9,734 | $0 | $0 | $9,734 |
| SUPPLIES | $2,862 | $0 | $0 | $2,862 |
| POSTAGE & FREIGHT | $426 | $0 | $0 | $426 |
| MEMBERSHIP FEES | $1,500 | $0 | $0 | $1,500 |
| SERVICE CONTRACT & EQ REPAIR | $20,359 | $0 | $0 | $20,359 |
| EQUIPMENT RENTAL | $1,063 | $0 | $0 | $1,063 |
| MISC ADMIN-RELATED EXPENSES | $2,058 | $0 | $0 | $2,058 |
| MISC GRANT-RELATED EXPENSES | $1,645 | $0 | $0 | $1,645 |
| DIRECT CHARITABLE ACTIVITIES | $9,647 | $0 | $0 | $9,647 |
| PROFESSIONAL DEVELOPMENT | $58 | $0 | $0 | $58 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (45 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ORDINARY INCOME FROM PARTNERSHIPS- | |||
| FARALLON CAPITAL INST 94-3106323 | $483,815 | $483,815 | $0 |
| FIRST RESERVE XI ONSHORE AIV 71-1015969 | $2,420 | $2,420 | $0 |
| BASELINE INCREASED EXP. 45-3010715 | -$184 | -$184 | $0 |
| GEMINI ISRAEL IV 98-0428414 | -$471 | -$471 | $0 |
| GEMINI ISRAEL V 98-0548428 | -$605 | -$605 | $0 |
| JC FLOWERS II 94-6064551 | -$9,520 | -$9,520 | $0 |
| BASELINE CORE FUND 45-3010611 | -$333 | -$333 | $0 |
| HCP MEP H INVESTORS 27-4319591 | $59,774 | $59,774 | $0 |
| KHOSLA VENTURE IV 90-0720388 | -$538 | -$538 | $0 |
| GS MOUNT KELLETT CAP PART (N/A) | $212,079 | $212,079 | $0 |
| HCP WPPE X INVESTORS 26-1278318 | -$7,580 | -$7,580 | $0 |
| JW CHILDS EQUITY III 03-0387301 | -$2,252 | -$2,252 | $0 |
| KHOSLA VENTURES SEED B 45-5043024 | -$504 | -$504 | $0 |
| HCP PRIVATE EQUITY 52-2335224 | $9,541 | $9,541 | $0 |
| NATURAL GAS PARTNERS IX 26-0632609 | -$33,394 | -$33,394 | $0 |
| 5AM VENTURES IV 46-3926873 | -$917 | -$917 | $0 |
| POUCHINE COOK CAPITAL II 35-2249258 | -$2,063 | -$2,063 | $0 |
| HARRIS ASSOCIATES GLOBAL 26-0221909 | $433,909 | $433,909 | $0 |
| ROSEWOOD CAPITAL III 94-3274638 | -$1,456 | -$1,456 | $0 |
| CARMEL PARTNERS INV FUND III 33-1177003 | $408 | $408 | $0 |
| ROSEWOOD CAPITAL V 14-1948848 | -$1,166 | -$1,166 | $0 |
| STG III A 20-8952445 | $15,990 | $15,990 | $0 |
| TCV III (Q) 77-0494890 | -$540 | -$540 | $0 |
| TCV IV 77-0527868 | -$331 | -$331 | $0 |
| WARBURG PINCUS PRIVATE EQUITY VIII | $34,955 | $34,955 | $0 |
| 13-4161869 | |||
| HCP CDH V INVESTORS 80-0884122 | -$612 | -$612 | $0 |
| JW CHILDS EQUITY III BERMUDA | $518 | $518 | $0 |
| VARDE FUND XI(B)(FEEDER)46-2022036 | $72,438 | $72,438 | $0 |
| WGI EM FUND 20-3377269 | $84,176 | $84,176 | $0 |
| GENERATION IM GLOBAL (N/A) | $59,052 | $59,052 | $0 |
| HCP BF 2014 INVESTORS | -$1,423 | -$1,423 | $0 |
| QIMING VENTURE PARTNERS IV | -$1,316 | -$1,316 | $0 |
| JUPITER JCF AIV II SPECIAL 98-0569851 | -$29 | -$29 | $0 |
| HCP VF IX INVESTORS 26-1958282 | $62,129 | $62,129 | $0 |
| WATERSHED CAPITAL INST 82-0547075 | $693,633 | $693,633 | $0 |
| BAUPOST VALUE PARTNERS IV 26-2208448 | $586,827 | $586,827 | $0 |
| KHOSLA VENTURES III 26-4049910 | $1,110 | $1,110 | $0 |
| KHOSLA VENTURES SEED 26-4754028 | -$27 | -$27 | $0 |
| ROSEWOOD CAPITAL IV 22-3707169 | -$961 | -$961 | $0 |
| OTHER INCOME- | |||
| SECURITIES LITIGATION SETTLEMENTS | -$2,402 | -$2,402 | $0 |
| CHANGES IN UNREALZED APPRECIATION | -$8,256,166 | $0 | $0 |
| LESS: INVESTMENT PARTNERSHIP NET UBTI | $0 | -$754,808 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED TAX PAYABLE | $205,865 | $123,303 |
| DEFERRED RENT | $59,755 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (36 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT ADVISOR & CUSTODIAL | ||||
| FEES- | ||||
| CAPITAL GUARDIAN 26-03958 | $79,982 | $79,982 | $0 | $0 |
| GENERAL ACCOUNT 26-74278 | $6,361 | $6,361 | $0 | $0 |
| KHOSLA VENTURE IV 90-0720388 | $2,528 | $2,528 | $0 | $0 |
| SCHWAB/GURTIN 20905807 | $25,801 | $25,801 | $0 | $0 |
| CARMEL PARTNERS III33-1177003 | $11,665 | $11,665 | $0 | $0 |
| HALL CAPITAL PARTNERS LLC | $712,873 | $712,873 | $0 | $0 |
| FARALLON CAPITAL 94-3106323 | $135,695 | $135,695 | $0 | $0 |
| FR XI ONSHORE AIV 71-1015969 | $11,031 | $11,031 | $0 | $0 |
| JC FLOWERS II 94-6064551 | ||||
| GEMINI ISRAEL IV 98-0428414 | $16,888 | $16,888 | $0 | $0 |
| GEMINI ISRAEL V 98-0548428 | $24,099 | $24,099 | $0 | $0 |
| JW CHILDS EQ III 03-0387301 | $2,159 | $2,159 | $0 | $0 |
| GS MOUNT KELLETT CAP PAR.(N/A) | $30,589 | $30,589 | $0 | $0 |
| BASELINE INCR EXP.45-3010715 | $6,150 | $6,150 | $0 | $0 |
| 5AM VENTURES IV 46-3926873 | $25,001 | $25,001 | $0 | $0 |
| NATURAL GAS IX 26-0632609 | $16,972 | $16,972 | $0 | $0 |
| JW CHILDS EQUITY III BERMUDA | $415 | $415 | $0 | $0 |
| POUCHINE COOK CAPITAL II | $25,109 | $25,109 | $0 | $0 |
| 35-2249258 | ||||
| GENERATION IM GLOBAL (N/A) | $90,959 | $90,959 | $0 | $0 |
| HARRIS ASSTS GL.26-0221909 | $108,828 | $108,828 | $0 | $0 |
| BASELINE CORE FD 45-3010611 | $11,235 | $11,235 | $0 | $0 |
| ROSEWOOD CAP V 14-1948848 | $6,848 | $6,848 | $0 | $0 |
| BAUPOST VALUE PRIV 26-2208448 | $621,781 | $621,781 | $0 | $0 |
| WATERSHED CAP INST 82-0547075 | $135,387 | $135,387 | $0 | $0 |
| QIMING VENTURE PARTNERS IV | $17,534 | $17,534 | $0 | $0 |
| STG III A 20-8952445 | $32,025 | $32,025 | $0 | $0 |
| VARDEFUNDXIB(FEEDER)46-2022036 | $15,881 | $15,881 | $0 | $0 |
| WGI EM FUND 20-3377269 | $36,846 | $36,846 | $0 | $0 |
| KHOSLA VENTURES III26-4049910 | $7,083 | $7,083 | $0 | $0 |
| KHOSLA VENTURES SEED | $5,014 | $5,014 | $0 | $0 |
| 26-4754028 | ||||
| INVESTMENT-RELATED EXPENSES- | ||||
| BANK SERVICE CHARGES | $3,406 | $3,406 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (7 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL EXCISE TAX NET DEFER | $137,438 | $0 | $0 | $0 |
| FEDERAL DEFERRED TAXES | $0 | $0 | $0 | $0 |
| STATE TAX AND FILING FEES | $235 | $0 | $0 | $235 |
| FEDERAL UBTI TAXES | $195,000 | $0 | $0 | $0 |
| CALIFORNIA UBTI TAXES | $50,000 | $0 | $0 | $0 |
| FOREIGN TAX WITHHOLDINGS | $350 | $350 | $0 | $0 |
| UBTI TR TAX FILING PENALITIES | $7,952 | $0 | $0 | $0 |