HENRY T NICHOLAS III FOUNDATION: Form 990PF, tax year 2014
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- Organization
- HENRY T NICHOLAS III FOUNDATION (EIN 20-7201390)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-13
- IRS object ID
- 201523179349102187
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-13T17:12:49-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 331197384 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANDERSEN TAX LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 SOUTH HOPE STREET SUITE 2000 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90071 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 207201390 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HENRY T NICHOLASIII FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NICH | BusinessNameControlTxt |
| Phone | 9494484300 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE NO 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY T NICHOLAS III | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 9494484300 | PhoneNum |
| Signature | 2015-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | GLORIA YOO | PreparerPersonNm |
| PTIN | P00727151 | PTIN |
| Phone | 2135932300 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $13,793,770 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $5,042,633 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $1,305 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,305 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $295,142 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $295,142 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,076,007 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,161,007 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $9,159,269 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $790 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $790 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $6,415,877 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $9,456,506 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $4,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $2,250 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $2,250 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $8,633 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $8,633 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $64,310 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,336 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $1 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $1 | DeprecAndDpltnNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $3,852 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,852 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $81,296 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $21,072 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,250 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,770,713 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,770,713 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,852,009 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $21,072 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,772,963 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $3,563,868 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $9,435,434 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,787,506 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $8,378,582 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $8,378,582 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $24,674 | PrepaidExpensesBOYAmt |
| Other Investments BOY | $8,648,721 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,415,173 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,415,173 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $19 | OtherAssetsBOYAmt |
| Other Assets EOY | $15 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $15 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $10,460,920 | TotalAssetsBOYAmt |
| Total Assets EOY | $13,793,770 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $13,793,770 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $80,816 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $114,116 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $80,816 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $114,116 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $15,882,006 | CapitalStockBOYAmt |
| Capital Stock EOY | $15,882,006 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | -$5,501,902 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$2,202,352 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,380,104 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $13,679,654 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,460,920 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $13,793,770 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,380,104 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $3,563,868 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $13,943,972 | SubtotalAmt |
| Other Decreases | $264,318 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $13,679,654 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt |
|---|---|---|---|---|---|---|---|
| RCP FUND III | P | 2014-01-01 | 2014-12-31 | $104 | -$104 | -$104 | |
| RCP FUND III | P | 2014-01-01 | 2014-12-31 | $17,660 | $17,660 | $17,660 | |
| RCP FUND IV | P | 2014-01-01 | 2014-12-31 | $215 | -$215 | -$215 | |
| RCP FUND IV | P | 2014-01-01 | 2014-12-31 | $82,917 | $82,917 | $82,917 | |
| NT #26-90549 | P | 2014-01-01 | 2014-12-31 | $492 | $492 | $492 | |
| PUBLICLY TRADED SECURITIES | 2014-01-01 | 2014-12-31 | $1,419 | $9,058,519 | $9,058,519 | $9,059,938 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $9,159,269 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,458,340 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $3,983,953 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.617060 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,536,427 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,212,833 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.294739 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,383,736 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $8,073,463 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.171393 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $883,507 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $8,946,771 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.098751 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,694,036 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $10,773,769 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.157237 | DistributionYr5Rt |
| Total Distribution | 1.339180 | TotalDistributionRt |
| Average Distribution | 0.267836 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $9,781,698 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,619,891 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $94,354 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,714,245 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,772,963 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $94,354 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $94,354 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $94,354 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $24,674 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $85,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $109,674 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $15,320 | OverpaymentAmt |
| Applied To ES Tax | $15,320 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.HTNFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | GOSHA ZANDT | IndividualWithBooksNm |
| Phone | 9494484300 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE SUITE 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | Yes (1) | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY T NICHOLAS III | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE SUITE 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE - HRS DEVOTED AS NEEDED | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 0.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,042,845 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $7,447,522 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $440,291 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $9,930,658 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $9,930,658 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $148,960 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $9,781,698 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $489,085 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $489,085 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $94,354 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $94,354 | TotalTaxAmt |
| Distributable Before Adj | $394,731 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $394,731 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $394,731 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,772,963 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,772,963 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $94,354 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,678,609 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $394,731 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,205,026 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $492,948 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,046,550 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,277,483 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,259,142 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $6,281,149 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,772,963 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $394,731 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,378,232 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $8,659,381 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,205,026 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $7,454,355 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $492,948 | ExcessFromYear4Amt |
| Excess From Year3 | $1,046,550 | ExcessFromYear3Amt |
| Excess From Year2 | $1,277,483 | ExcessFromYear2Amt |
| Excess From Year1 | $2,259,142 | ExcessFromYear1Amt |
| Excess From Current Year | $2,378,232 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HENRY T NICHOLAS III | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | HENRY T NICHOLAS III FOUNDATION | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE SUITE 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 9494484480 | RecipientPhoneNum |
| Form And Info And Materials | THE GRANT APPLICATION, WHICH CAN BE FOUND AT HTTP://WWW.HTNFOUNDATION.ORG/GRANT-INFORMATION/ SHOULD BE COMPLETED IN FULL AND E-MAILED TO INFO@HTNFOUNDATION.ORG ALONG WITH A GRANT PROPOSAL AND A COPY OF YOUR IRS TAX EXEMPTION LETTER AND GRANT SUPPORTING DOCUMENTS. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | THE HENRY T. NICHOLAS, III FOUNDATION FOCUSES ITS GRANTS IN AREAS OF EDUCATION, YOUTH SPORTS, TECHNOLOGY, SCIENCE, MEDICAL RESEARCH, VICTIM'S RIGHTS, AND NATIONAL DEFENSE. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BOYS AND GIRLS CLUB OF THE SOUTH COAST AREA | |||||||
| 1304 CALLE VALLE | SAN CLEMENTE | CA | 92672 | NONE | PC | GENERAL DONATION | $10,000 |
| HENRY T NICHOLAS EDUCATIONAL FOUNDATION | |||||||
| 412 W 4TH STREET 1ST FLOOR | SANTA ANA | CA | 92701 | NONE | POF | YOUTH EDUCATION PROGRAMS ADVANCING STUDENT ACADEMICS | $2,750,713 |
| NATIONAL CRIME VICTIM LAW INSTITUTE | |||||||
| 310 SW 4TH AVE SUITE 540 | PORTLAND | OR | 97204 | NONE | PC | TO FURTHER THE PURPOSE OF PROTECTING, ENFORCING, AND ADVANCING VICTIMS' RIGHTS | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,770,713 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,305 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $295,142 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $790 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,076,007 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,373,244 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,373,244 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | HENRY T NICHOLAS III | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE STE 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $5,042,633 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp (29 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 500 SHS ALLERGAN INC COM (AGN) | $105,545 | 2014-12-26 |
| 1 | 1,900 SHS AMGEN INC COM (AMGN) | $309,700 | 2014-12-26 |
| 1 | 2,000 SHS AUTOZONE INC (AZO) | $1,240,400 | 2014-12-26 |
| 1 | 2,200 SHS CAMPBELL SOUP CO (CPB) | $98,439 | 2014-12-26 |
| 1 | 2,700 SHS CAPITAL ONE FINL CORP COM (COF) | $225,396 | 2014-12-26 |
| 1 | 3,311 SHS CISCO SYSTEMS INC (CSCO) | $93,999 | 2014-12-26 |
| 1 | 1,500 SHS DISCOVER FINL SVCS COM INC (DFS) | $99,600 | 2014-12-26 |
| 1 | 2,000 SHS DOVER CORP COM (DOV) | $148,550 | 2014-12-26 |
| 1 | 1,300 SHS DU PONT E I DE NEMOURS & CO COM (DD) | $97,688 | 2014-12-26 |
| 1 | 1,300 SHS EBAY INC COM (EBAY) | $74,282 | 2014-12-26 |
| 1 | 2,100 SHS ELECTRONIC ARTS INC COM (EA) | $101,125 | 2014-12-26 |
| 1 | 4,900 SHS EMC CORP COM (EMC) | $150,969 | 2014-12-26 |
| 1 | 1,200 SHS EQUIFAX INC (EFX) | $98,718 | 2014-12-26 |
| 1 | 3,100 SHS FRANKLIN RESOURCES INC (BEN) | $177,537 | 2014-12-26 |
| 1 | 11,600 SHS GENERAL ELECTRIC CO COM (GE) | $299,512 | 2014-12-26 |
| 1 | 800 SHS KIMBERLY CLARK CORP (KMB) | $94,660 | 2014-12-26 |
| 1 | 1,800 SHS LOWES COS INC COM (LOW) | $122,040 | 2014-12-26 |
| 1 | 1,000 SHS MARRIOTT VACATIONS WORLDWIDE CORP COM (VAC) | $74,700 | 2014-12-26 |
| 1 | 800 SHS MCDONALDS CORP (MCD) | $75,552 | 2014-12-26 |
| 1 | 2,600 SHS MORGAN STANLEY COM NEW (MS) | $101,036 | 2014-12-26 |
| 1 | 4,700 SHS NETAPP INC COM (NTAP) | $200,737 | 2014-12-26 |
| 1 | 4,800 SHS NVIDIA CORP COM (NVDA) | $98,928 | 2014-12-26 |
| 1 | 6,500 SHS ORACLE CORP COM (ORCL) | $300,853 | 2014-12-26 |
| 1 | 600 SHS PANERA BREAD CO CL A (PNRA) | $103,437 | 2014-12-26 |
| 1 | 1,600 SHS TRAVELERS COS INC COM (TRV) | $171,184 | 2014-12-26 |
| 1 | 900 SHS UNITED PARCEL SVC INC CL B (UPS) | $100,971 | 2014-12-26 |
| 1 | 2,100 SHS VERIZON COMMUNICATIONS INC COM (VZ) | $100,464 | 2014-12-26 |
| 1 | 270 SHS MEDTRONIC INC COM (MDT) | $19,749 | 2014-12-30 |
| 1 | 3,700 SHS SOCIETE GENERALE ACCEPTANCE NV SHARES A (SCGLF) | $156,862 | 2014-12-30 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX COMPLIANCE FEES | CategoryTxt |
| Amt | $4,500 | Amt |
| Net Investment Income | $2,250 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,250 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HENRY T NICHOLAS EDUCATION FOUNDATION INC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 412 W 4TH STREET | AddressLine1Txt |
| City | SANTA ANA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92701 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2014-12-31 | GrantDt |
| Grant | $2,750,713 | GrantAmt |
| Purpose Of Grant | (A) WORK STUDY AWARDS FOR STUDENTS(B) TO ASSIST STUDENTS TO DEVELOP THE NECESSARY ACADEMIC SKILLS THAT INCREASE THE QUALITY OF THEIR ACADEMIC PERFORMANCE WITH THE NICHOLAS ACADEMIC CENTER I AND NICHOLAS ACADEMIC CENTER II | PurposeOfGrantTxt |
| Expended By Grantee | $1,965,969 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | NONE | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 11/11/15 | DatesOfReportsByGranteeTxt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| GS MEZZANINE PARTNERS 2006 | FMV | $43,190 | $43,190 |
| RCP FUND III, L.P. | FMV | $75,745 | $75,745 |
| RCP FUND IV, L.P. | FMV | $284,512 | $284,512 |
| MARATHON INDIA REAL ESTATE, L.P. | FMV | $36,844 | $36,844 |
| CREDIT SUISSE #3165 | FMV | $4,974,882 | $4,974,882 |
| HTN III FNDN - 2690549 | FMV | $0 | $0 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INTEREST RECEIVABLE | Desc |
| BOY Book Value | $19 | BOYBookValueAmt |
| EOY Book Value | $15 | EOYBookValueAmt |
| EOYFMV | $15 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAINS | $117,238 |
| BOOK TO TAX DIFFERENCE | $147,080 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT CUSTODY FEES | $3,000 | $3,000 | $0 |
| CHARITABLE CONTRIBUTIONS - FROM K-1 | $7 | $7 | $0 |
| OTHER EXPENSES - FROM K-1 | $795 | $795 | $0 |
| BANK CHARGES | $50 | $50 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INCOME FROM ALTERNATIVE INVESTMENTS | Desc |
| Revenue And Expenses Per Books | $790 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $790 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $790 | AdjustedNetIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| CURRENT EXCISE TAX PAYABLE | $0 | $67,945 |
| DEFERRED EXCISE TAX PAYABLE | $80,816 | $46,171 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISC PROF FEES FROM K-1 (RCP FUND III, LP) | $1,685 | $1,685 | $0 |
| MISC PROF FEES FROM K-1 (RCP FUND IV, LP) | $5,517 | $5,517 | $0 |
| MISC PROF FEES FROM K-1 (MARATHON INDIA REAL ESTATE FUND, LP) | $1,431 | $1,431 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PROVISION FOR FEDERAL EXCISE TAX | $57,974 | $0 | $0 |
| PROVISION FOR STATE INCOME TAX | $241 | $241 | $0 |
| FOREIGN TAXES FROM K-1S | $6,095 | $6,095 | $0 |