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PRINCETON UNIVERSITY: Form 990, tax year 2013

View the entire original 990 at ProPublica ↗

Organization
PRINCETON UNIVERSITY (EIN 21-0634501)
Tax period
2013-07-01 to 2014-06-30
Filed
2015-05-15
IRS object ID
201531359349304048
Schema version
2013v4.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2015-05-15T11:40:46-05:00ReturnTs
Tax Period End2014-06-30TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1PricewaterhouseCoopers LLPBusinessNameLine1

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line12001 MARKET ST SUITE 1700AddressLine1
CityPHILADELPHIACity
StatePAState
ZIP Code19103ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2013-07-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN210634501EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1The Trustees of Princeton UniversityBusinessNameLine1
FieldValueIRS element (for citing)
In Care Of% CONTROLLEROFFICE OF FIN&TREInCareOfNm
Business Name ControlTRUSBusinessNameControlTxt
Phone6092583080PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1701 CARNEGIE CENTERAddressLine1
Address Line2OFFICE OF THE TREASURER Suite 445AddressLine2
CityPRINCETONCity
StateNJState
ZIP Code08540ZIPCode

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonCAROLYN AINSLIEPersonNm
Person TitleVP-FINANCE/TREASURERPersonTitleTxt
Phone6092583080PhoneNum
Signature2015-05-01SignatureDt

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer Personeric m mcneil directorPreparerPersonNm
PTINP00460263PTIN
Phone6092583080PhoneNum
Preparation2015-04-22PreparationDt
FieldValueIRS element (for citing)
Tax2013TaxYr
Build TS2016-04-25 22:37:26ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerCHRISTOPHER L EISGRUBERPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line1ONE NASSAU HALLAddressLine1
CityPRINCETONCity
StateNJState
ZIP Code08544ZIPCode
FieldValueIRS element (for citing)
Gross Receipts$3,258,742,845GrossReceiptsAmt
Group Return For AffiliatesfalseGroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.PRINCETON.EDUWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1746FormationYr
Legal Domicile StateNJLegalDomicileStateCd
Activity Or MissionPrinceton University is a privately endowed non-sectarian institution of higher learning and a world-renowned research institution.ActivityOrMissionDesc
Voting Members Governing Body38VotingMembersGoverningBodyCnt
Voting Members Independent32VotingMembersIndependentCnt
Total Employee13869TotalEmployeeCnt
Total Volunteers15000TotalVolunteersCnt
Total Gross UBI-$4,561,071TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm-$11,356,892NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$417,602,000PYContributionsGrantsAmt
CY Contributions Grants$465,156,000CYContributionsGrantsAmt
PY Program Service Revenue$394,242,060PYProgramServiceRevenueAmt
CY Program Service Revenue$405,724,062CYProgramServiceRevenueAmt
PY Investment Income-$802,196,000PYInvestmentIncomeAmt
CY Investment Income$1,244,486,000CYInvestmentIncomeAmt
PY Other Revenue$152,743,940PYOtherRevenueAmt
CY Other Revenue$163,996,938CYOtherRevenueAmt
PY Total Revenue$162,392,000PYTotalRevenueAmt
CY Total Revenue$2,279,363,000CYTotalRevenueAmt
PY Grants And Similar Paid$284,997,258PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$294,649,368CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$699,261,000PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$809,921,000CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$0PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$0CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$35,501,000CYTotalFundraisingExpenseAmt
PY Other Expenses$561,406,742PYOtherExpensesAmt
CY Other Expenses$586,824,632CYOtherExpensesAmt
PY Total Expenses$1,545,665,000PYTotalExpensesAmt
CY Total Expenses$1,691,395,000CYTotalExpensesAmt
PY Revenues Less Expenses-$1,383,273,000PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$587,968,000CYRevenuesLessExpensesAmt
Total Assets BOY$22,272,320,000TotalAssetsBOYAmt
Total Assets EOY$25,570,601,000TotalAssetsEOYAmt
Total Liabilities BOY$4,010,744,000TotalLiabilitiesBOYAmt
Total Liabilities EOY$4,288,237,000TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$18,261,576,000NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$21,282,364,000NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionRESEARCH, EDUCATION AND GENERAL - PRINCETON UNIVERSITY IS A PRIVATELY ENDOWED NON-SECTARIAN INSTITUTION OF HIGHER LEARNING WITH APPROXIMATELY 5,200 UNDERGRADUATE AND 2,700 GRADUATE STUDENTS. 2,300 STUDENTS GRADUATED IN THE 2013-2014 ACADEMIC YEAR. AS A WORLD-RENOWNED RESEARCH UNIVERSITY, PRINCETON SEEKS TO ACHIEVE THE HIGHEST LEVELS OF DISTINCTION IN THE DISCOVERY AND TRANSMISSION OF KNOWLEDGE AND UNDERSTANDING. AT THE SAME TIME, PRINCETON IS DISTINCTIVE AMONG RESEARCH UNIVERSITIES IN ITS COMMITMENT TO UNDERGRADUATE TEACHING.MissionDesc
Significant New Program SrvcfalseSignificantNewProgramSrvcInd
Significant ChangefalseSignificantChangeInd
Expense$978,393,000ExpenseAmt
Grant$203,586,000GrantAmt
Revenue$311,426,000RevenueAmt
DescEDUCATION - Princeton University is a privately endowed non-sectarian institution of higher learning with approximately 5,200 undergraduate and 2,700 graduate students. 2,300 students graduated in the 2013-2014 academic year. As a world-renowned research university, Princeton seeks to achieve the highest levels of distinction in the discovery and transmission of knowledge and understanding. At the same time, Princeton is distinctive among research universities in its commitment to undergraduate teaching.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$429,539,000ExpenseAmt
Grant$80,772,000GrantAmt
Revenue$143,319,000RevenueAmt
DescRESEARCH-One of the world's great research centers,Princeton University is the site of pioneering work across all academic areas.Every member of the faculty is engaged in scholarly research; each year the members of the faculty publish more than 3,000 scholarly documents.In addition, graduate students and upperclass undergraduates pursue independent research.External sources funded 1,373 separate projects in 2013-14(not including the Princeton Plasma Physics Lab.);there were 621 sponsored projects in the natural sciences,454 in engineering and applied science,139 in the humanities and social sciences,and 159 in centers,institutes,and nondepartmental programs.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$130,123,000ExpenseAmt
Revenue$93,252,000RevenueAmt
DescAUXILIARY ACTIVITIES-PRINCETON UNIVERSITY FURNISHES SERVICES TO APPROXIMATELY 7,900 STUDENTS, 1,200 FACULTY, STAFF AND THE PUBLIC. SERVICES INCLUDE PROVIDING APPROXIMATELY 2.7 MILLION MEALS, HOUSING, RECREATIONS, ATHLETICS, LIBRARY, MUSEUM, PUBLIC LECTURES AND COMMUNITY EVENTS.Desc
FieldValueIRS element (for citing)
Total Program Service Expenses$1,538,055,000TotalProgramServiceExpensesAmt
Described In Section501c3Yes (true)DescribedInSection501c3Ind
Schedule B RequiredYes (true)ScheduleBRequiredInd
Political Campaign ActyfalsePoliticalCampaignActyInd
Lobbying ActivitiesYes (true)LobbyingActivitiesInd
Donor Advised FundYes (true)DonorAdvisedFundInd
Conservation EasementsfalseConservationEasementsInd
Collections Of ArtYes (true)CollectionsOfArtInd
Credit CounselingfalseCreditCounselingInd
Temp Or Permanent EndowmentsYes (true)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (true)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (true)ReportInvestmentsOtherSecInd
Report Program Related InvstfalseReportProgramRelatedInvstInd
Report Other AssetsfalseReportOtherAssetsInd
Report Other LiabilitiesYes (true)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (true)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtfalseIndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (true)ConsolidatedAuditFinclStmtInd
School OperatingYes (true)SchoolOperatingInd
Foreign OfficeYes (true)ForeignOfficeInd
Foreign ActivitiesYes (true)ForeignActivitiesInd
More Than5000 K To OrgYes (true)MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (true)MoreThan5000KToIndividualsInd
Professional FundraisingfalseProfessionalFundraisingInd
Fundraising ActivitiesYes (true)FundraisingActivitiesInd
Gaming ActivitiesfalseGamingActivitiesInd
Operate HospitalfalseOperateHospitalInd
Grants To OrganizationsYes (true)GrantsToOrganizationsInd
Grants To IndividualsYes (true)GrantsToIndividualsInd
Schedule J RequiredYes (true)ScheduleJRequiredInd
Tax Exempt BondsYes (true)TaxExemptBondsInd
Invest Tax Exempt BondsYes (true)InvestTaxExemptBondsInd
Escrow AccountfalseEscrowAccountInd
On Behalf Of IssuerfalseOnBehalfOfIssuerInd
Engaged In Excess Benefit TransfalseEngagedInExcessBenefitTransInd
PY Excess Benefit TransfalsePYExcessBenefitTransInd
Loan OutstandingYes (true)LoanOutstandingInd
Grant To Related PersonYes (true)GrantToRelatedPersonInd
Business Rln With Org MemfalseBusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (true)BusinessRlnWithFamMemInd
Business Rln With Officer EntYes (true)BusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (true)DeductibleNonCashContriInd
Deductible Art ContributionYes (true)DeductibleArtContributionInd
Terminate OperationsfalseTerminateOperationsInd
Partial LiquidationfalsePartialLiquidationInd
Disregarded EntityYes (true)DisregardedEntityInd
Related EntityYes (true)RelatedEntityInd
Related Organization Ctrl EntYes (true)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (true)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgfalseTrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted PrtshpfalseActivitiesConductedPrtshpInd
Schedule O RequiredYes (true)ScheduleORequiredInd
Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document11490IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (true)BackupWthldComplianceInd
Employee13869EmployeeCnt
Employment Tax Returns FiledYes (true)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
Foreign Financial AccountYes (true)ForeignFinancialAccountInd
Foreign CountryBRForeignCountryCd
Foreign CountryCAForeignCountryCd
Foreign CountryCIForeignCountryCd
Foreign CountryCHForeignCountryCd
Foreign CountryGRForeignCountryCd
Foreign CountryHKForeignCountryCd
Foreign CountryEIForeignCountryCd
Foreign CountryLUForeignCountryCd
Foreign CountryMYForeignCountryCd
Foreign CountryNLForeignCountryCd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Taxable Party NotificationfalseTaxablePartyNotificationInd
Nondeductible ContributionsfalseNondeductibleContributionsInd
Quid Pro Quo ContributionsYes (true)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (true)QuidProQuoContriDisclInd
Form8282 Property Disposed OfYes (true)Form8282PropertyDisposedOfInd
Form8282 Filed1Form8282FiledCnt
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Indoor Tanning ServicesfalseIndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members38GoverningBodyVotingMembersCnt
Independent Voting Member32IndependentVotingMemberCnt
Family Or Business RlnYes (true)FamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesfalseDelegationOfMgmtDutiesInd
Change To Org DocumentsfalseChangeToOrgDocumentsInd
Material Diversion Or MisusefalseMaterialDiversionOrMisuseInd
Members Or StockholdersfalseMembersOrStockholdersInd
Election Of Board MembersYes (true)ElectionOfBoardMembersInd
Decisions Subject To ApprovafalseDecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (true)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (true)MinutesOfCommitteesInd
Officer Mailing AddressfalseOfficerMailingAddressInd
Local ChaptersYes (true)LocalChaptersInd
Policies Reference ChaptersYes (true)PoliciesReferenceChaptersInd
Form990 Provided To Gvrn BodyYes (true)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (true)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (true)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (true)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (true)WhistleblowerPolicyInd
Document Retention PolicyYes (true)DocumentRetentionPolicyInd
Compensation Process CEOYes (true)CompensationProcessCEOInd
Compensation Process OtherYes (true)CompensationProcessOtherInd
Investment In Joint VentureYes (true)InvestmentInJointVentureInd
Written Policy Or ProcedureYes (true)WrittenPolicyOrProcedureInd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

FieldValueIRS element (for citing)
PersonCONTROLLEROFFICE OF FINTREPersonNm
Phone6092583080PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1701 CARNEGIE CENTERAddressLine1
CityPRINCETONCity
StateNJState
ZIP Code08540ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIYes (X)InfoInScheduleOPartVIIInd

Form990 Part VII Section A Form990PartVIISectionAGrp (66 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndOfficerOfficerIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
ALLEN DANIELLE
TRUSTEE5.0Yes (X)
AMMAH-TAGOE AKU
TRUSTEE5.0Yes (X)
AYALA JAIME I
trustee5.0Yes (X)
BARRON THOMAS A
TRUSTEE5.0Yes (X)
BERG A SCOTT
TRUSTEE5.0Yes (X)
Bjorklund Victoria
Trustee5.0Yes (X)
BOYLE KIM M
TRUSTEE5.0Yes (X)
CHRISTIE CHRISTOPHER
TRUSTEE5.0Yes (X)
Bradley Katherine Brittain
Trustee5.0Yes (X)
Chin Denny
Trustee5.0Yes (X)
DAVIs PYPER
TRUSTEE6.0Yes (X)
DIEKMAN JOHN D
TRUSTEE6.0Yes (X)
FERENBACH III CARL
TRUSTEE5.0Yes (X)
FORD HENRI R
TRUSTEE5.0Yes (X)
FORESE LAURA L
TRUSTEE6.0Yes (X)
GIBSON CHARLES D
TRUSTEE6.0Yes (X)
GREHAN FRANCIS JOSHUA
TRUSTEE5.0Yes (X)
GROVES ANGELA A
TRUSTEE5.0Yes (X)
HALL KATHRYN A
TRUSTEE10.0Yes (X)
HAMMARSKJOLD PHILIP U
TRUSTEE15.0Yes (X)
HENRY BRENT L
TRUSTEE7.0Yes (X)
HUGIN ROBERT J
TRUSTEE5.0Yes (X)
KENNEDY RANDALL L
TRUSTEE5.0Yes (X)
LEACH STEVEN D
TRUSTEE5.0Yes (X)
MATHARU KANWAL
TRUSTEE5.0Yes (X)
MILLER HEIDI G
TRUSTEE6.0Yes (X)
MORSE LAurence c
TRUSTEE5.0Yes (X)
MURLEY ROBERT S
TRUSTEE7.0Yes (X)
NIX-HINES CRYSTAL
TRUSTEE6.0Yes (X)
PERETSMAN NANCY B
TRUSTEE6.0Yes (X)
ROSA MARGARITA
TRUSTEE5.0Yes (X)
SAMS LOUISE S
TRUSTEE6.0Yes (X)
simmons ruth j
TRUSTEE5.0Yes (X)
wendell peter c
TRUSTEE5.0Yes (X)
WUDUNN SHERYL
TRUSTEE5.0Yes (X)
wynne john o
TRUSTEE5.0Yes (X)
YEH C JAMES
TRUSTEE5.0Yes (X)
ZHU MIN
TRUSTEE5.0Yes (X)
EISGRUBER CHRISTOPHER
PRESIDENT50.0Yes (X)Yes (X)$705,008$0$57,392
AINSLIE CAROLYN
VP FOR FINANCE/TREASURER50.0Yes (X)$450,693$0$63,299
cherrey cynthia
VICE PRESIDENT FOR CAMPUS LIFE50.0Yes (X)$316,585$0$47,193
dominick james
VP FOR INFO. TECHNOLOGY & CIO50.0Yes (X)$333,205$0$56,633
DURKEE ROBERT
VICE PRESIDENT & SECRETARY50.0Yes (X)$406,720$0$48,988
GOLDEN ANDREW
PRESIDENT,P.U.INVESTMENT CO.50.0Yes (X)$2,650,706$0$774,431
KLAUS CHAD
VP FOR UNIVERSITY SERVICES50.0Yes (X)$285,593$0$46,697
LEE DAVID
PROVOST50.0Yes (X)$443,469$0$48,858
MCDONOUGH PETER
GENERAL COUNSEL50.0Yes (X)$433,232$0$55,985
MCKAY MICHAEL
VICE PRESIDENT FOR FACILITIES50.0Yes (X)$331,756$0$52,293
SHROFF NILUFER
CHIEF AUDIT&COMPLIANCE OFFICER50.0Yes (X)$278,671$0$53,496
SULLIVAN-CROWLEYLIANNE
VICE PRESIDENT OF HR50.0Yes (X)$317,821$0$53,698
williams treby
Executive Vice President50.0Yes (X)$278,688$0$59,326
WOOD ELIZABETH
VP FOR OFFICE OF DEVELOPMENT50.0Yes (X)$460,633$0$54,053
DEBENEDETTI PABLO
DEAN FOR RESEARCH50.0$343,380$0$68,486Yes (X)
DOBKIN DAVID
DEAN OF THE FACULTY50.0$717,335$0$70,243Yes (X)
KULKARNI SANJEEV
DEAN OF THE GRADUATE SCHOOL50.0$244,847$0$62,659Yes (X)
RUSSEL WILLIAM
DEAN OF THE GRADUATE SCHOOL50.0$352,769$0$50,779Yes (X)
SMITH STEWART AJ
VP PPPL/PROF/FMR DEAN OF RES.50.0$357,076$0$54,457Yes (X)
SMITH VALERIE
DEAN OF COLLEGE50.0$353,249$0$49,380Yes (X)
ERICKSON JONATHAN
MANAGING DIRECTOR OF PRINCO50.0$1,991,046$0$569,894Yes (X)
millar james
MANAGING DIRECTOR OF PRINCO50.0$936,382$0$333,910Yes (X)
NAKAMURA CARA
PRINCIPAL, PRINCO50.0$689,719$0$187,315Yes (X)
RIEDL DREW
MANAGING DIRECTOR OF PRINCO50.0$1,202,815$0$309,110Yes (X)
SCHEINKMAN JOSE
Professor of Economics50.0$736,209$0$44,960Yes (X)
TILGHMAN SHIRLEY
PROFESSOR/FORMER PRESIDENT50.0$881,727$0$81,369Yes (X)
BURSTEIN MARK
Former EXECUTIVE VP50.0$290,077$0$42,318Yes (X)
MALKIEL NANCY WEISS
PROF/FORMER DEAN OF COLLEGE50.0$325,101$0$52,101Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$17,114,512TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$3,449,323TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K1407IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (true)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (true)TotalCompGreaterThan150KInd
Compensation From Other SrcsfalseCompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1CityContractorAddress/USAddress/CityStateContractorAddress/USAddress/StateZIP CodeContractorAddress/USAddress/ZIPCodeServicesServicesDescCompensationCompensationAmtAddress Line1ContractorAddress/ForeignAddress/AddressLine1CityContractorAddress/ForeignAddress/CityProvince Or StateContractorAddress/ForeignAddress/ProvinceOrStateCountryContractorAddress/ForeignAddress/CountryPostal CodeContractorAddress/ForeignAddress/PostalCode
STEVEN HOLL ARCHITECT PC
450WEST 31ST STREET 11TH FLOORNEW YORKNY10001ARCHITECTURE$7,211,889
Huron Consulting Services LLC
550 W Van Buren StreetCHICAGOIL60607Consulting$11,817,664
First Transit Inc
22192 Network PlaceCHICAGOIL60673Transportation$4,016,305
KPMB ARCHITECTS
ARCHITECTURE$4,060,506322 KING STREET WEST 3RD FLOORTORONTO0CAM5V 1J2
SHEPLEY BULFINCH RICHARDSON ABBOT
2 SEAPORT LANeBOSTONMA02210ARCHITECTURE$6,414,379
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K357CntrctRcvdGreaterThan100KCnt
Info In Schedule O Part VIIIYes (X)InfoInScheduleOPartVIIIInd
Fundraising$216,115FundraisingAmt
Government Grants$272,280,000GovernmentGrantsAmt
All Other Contributions$192,659,885AllOtherContributionsAmt
Noncash Contributions$48,740,000NoncashContributionsAmt
Total Contributions$465,156,000TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmt
TUITION AND FEES900099$311,426,000$311,426,000
SALES AND SERVICES OF AUXILLARY ACTIVITIES900099$93,318,124$93,318,124
CONFERENCE/EVENT SERVICES812900$500,677$500,677
ADVERTISING511120$471,682$471,682
FOOD SERVICES722320$7,579$7,579
FieldValueIRS element (for citing)
Total Program Service Revenue$405,724,062TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,227,923,000TotalRevenueColumnAmt
Unrelated Business Revenue-$5,558,064UnrelatedBusinessRevenueAmt
Exclusion$1,233,481,064ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

FieldValueIRS element (for citing)
Total Revenue Column$12,000TotalRevenueColumnAmt
Exclusion$12,000ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$143,319,491TotalRevenueColumnAmt
Related Or Exempt Func Income$143,319,491RelatedOrExemptFuncIncomeAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$13,136,000RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$7,297,000RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$5,839,000RealAmt
Personal$0PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$5,839,000TotalRevenueColumnAmt
Exclusion$5,839,000ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$982,988,000SecuritiesAmt
Other$5,523,000OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$962,808,000SecuritiesAmt
Other$9,152,000OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$20,180,000SecuritiesAmt
Other-$3,629,000OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$16,551,000TotalRevenueColumnAmt
Exclusion$16,551,000ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$52,865FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$216,115ContriRptFundraisingEventAmt
Fundraising Direct Expenses$122,845FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$69,980TotalRevenueColumnAmt
Exclusion-$69,980ExclusionAmt

Net Income From Gaming NetIncomeFromGamingGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Net Income Or Loss NetIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Other Revenue Misc OtherRevenueMiscGrp

FieldValueIRS element (for citing)
DescOTHER REVENUEDesc
Business211110BusinessCd
Total Revenue Column$14,908,427TotalRevenueColumnAmt
Unrelated Business Revenue$17,055UnrelatedBusinessRevenueAmt
Exclusion$14,891,372ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total$14,908,427OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$2,279,363,000TotalRevenueColumnAmt
Related Or Exempt Func Income$548,063,615RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue-$4,561,071UnrelatedBusinessRevenueAmt
Exclusion$1,270,704,456ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$10,291,451TotalAmt
Program Services$10,291,451ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$266,296,118TotalAmt
Program Services$266,296,118ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$18,061,799TotalAmt
Program Services$18,061,799ProgramServicesAmt

Benefits To Members BenefitsToMembersGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$11,476,000TotalAmt
Program Services$4,454,000ProgramServicesAmt
Management And General$6,494,000ManagementAndGeneralAmt
Fundraising$528,000FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$1,587,000TotalAmt
Program Services$1,585,000ProgramServicesAmt
Management And General$2,000ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$556,562,000TotalAmt
Program Services$507,331,000ProgramServicesAmt
Management And General$30,144,000ManagementAndGeneralAmt
Fundraising$19,087,000FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$52,724,000TotalAmt
Program Services$48,659,000ProgramServicesAmt
Management And General$2,475,000ManagementAndGeneralAmt
Fundraising$1,590,000FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$151,432,000TotalAmt
Program Services$139,103,000ProgramServicesAmt
Management And General$7,732,000ManagementAndGeneralAmt
Fundraising$4,597,000FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$36,140,000TotalAmt
Program Services$33,156,000ProgramServicesAmt
Management And General$1,884,000ManagementAndGeneralAmt
Fundraising$1,100,000FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$798,000TotalAmt
Management And General$798,000ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$5,205,000TotalAmt
Program Services$964,000ProgramServicesAmt
Management And General$3,687,000ManagementAndGeneralAmt
Fundraising$554,000FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$934,000TotalAmt
Management And General$934,000ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$139,000TotalAmt
Management And General$139,000ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$0TotalAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$1,385,000TotalAmt
Management And General$1,385,000ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$9,158,000TotalAmt
Program Services$3,102,000ProgramServicesAmt
Management And General$3,694,000ManagementAndGeneralAmt
Fundraising$2,362,000FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$3,198,000TotalAmt
Program Services$1,885,000ProgramServicesAmt
Management And General$770,000ManagementAndGeneralAmt
Fundraising$543,000FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$127,350,000TotalAmt
Program Services$89,552,000ProgramServicesAmt
Management And General$35,843,000ManagementAndGeneralAmt
Fundraising$1,955,000FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$18,767,000TotalAmt
Program Services$16,007,000ProgramServicesAmt
Management And General$1,408,000ManagementAndGeneralAmt
Fundraising$1,352,000FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$48,089,000TotalAmt
Program Services$46,844,000ProgramServicesAmt
Management And General$1,048,000ManagementAndGeneralAmt
Fundraising$197,000FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$25,925,000TotalAmt
Program Services$21,262,000ProgramServicesAmt
Management And General$3,817,000ManagementAndGeneralAmt
Fundraising$846,000FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$9,681,000TotalAmt
Program Services$8,808,000ProgramServicesAmt
Management And General$636,000ManagementAndGeneralAmt
Fundraising$237,000FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$125,429,000TotalAmt
Program Services$115,419,000ProgramServicesAmt
Management And General$9,997,000ManagementAndGeneralAmt
Fundraising$13,000FundraisingAmt

Payments To Affiliates PaymentsToAffiliatesGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$127,040,000TotalAmt
Program Services$124,852,000ProgramServicesAmt
Management And General$1,823,000ManagementAndGeneralAmt
Fundraising$365,000FundraisingAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$2,288,000TotalAmt
Program Services$2,229,000ProgramServicesAmt
Management And General$50,000ManagementAndGeneralAmt
Fundraising$9,000FundraisingAmt

Other Expenses OtherExpensesGrp (3 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
INVENTOR SHARE OF ROYALTY INC.$43,143,000$43,143,000
SUBCONTRACTS$33,988,000$33,988,000
OTHER EXPENSES$4,307,632$1,062,632$3,079,000$166,000

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$1,691,395,000TotalAmt
Program Services$1,538,055,000ProgramServicesAmt
Management And General$117,839,000ManagementAndGeneralAmt
Fundraising$35,501,000FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$3,449,000BOYAmt
EOY$4,788,000EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$350,149,000BOYAmt
EOY$342,719,000EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$341,951,000BOYAmt
EOY$291,261,000EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$5,938,000BOYAmt
EOY$2,615,000EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$4,391,545BOYAmt
EOY$4,372,027EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$361,914,455BOYAmt
EOY$362,062,973EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$4,565,000BOYAmt
EOY$6,407,000EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$17,998,000BOYAmt
EOY$22,912,000EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$4,815,846,000LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$1,268,203,000LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$3,269,218,000BOYAmt
EOY$3,547,643,000EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$680,222,000BOYAmt
EOY$609,211,000EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$17,232,524,000BOYAmt
EOY$20,376,610,000EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Intangible Assets IntangibleAssetsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$22,272,320,000BOYAmt
EOY$25,570,601,000EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$304,426,000BOYAmt
EOY$292,484,000EOYAmt

Grants Payable GrantsPayableGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$153,628,000BOYAmt
EOY$145,032,000EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$1,756,851,000BOYAmt
EOY$1,878,663,000EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$44,572,000BOYAmt
EOY$45,636,000EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$1,234,144,000BOYAmt
EOY$1,307,454,000EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$517,123,000BOYAmt
EOY$618,968,000EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$4,010,744,000BOYAmt
EOY$4,288,237,000EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$6,778,897,000BOYAmt
EOY$8,128,317,000EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$9,716,400,000BOYAmt
EOY$11,334,911,000EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,766,279,000BOYAmt
EOY$1,819,136,000EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$18,261,576,000BOYAmt
EOY$21,282,364,000EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$22,272,320,000BOYAmt
EOY$25,570,601,000EOYAmt
FieldValueIRS element (for citing)
Reconcilation Revenue Expnss$587,968,000ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst$2,153,070,103NetUnrlzdGainsLossesInvstAmt
Prior Period Adjustments$279,749,897PriorPeriodAdjustmentsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or ReviewfalseAccountantCompileOrReviewInd
FS AuditedYes (true)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (true)AuditCommitteeInd
Federal Grant Audit RequiredYes (true)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (true)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
SchoolYes (X)SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$442,782,000CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$482,429,000CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$580,670,000CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$417,602,000CurrentTaxYearMinus1YearAmt
Current Tax Year$465,156,000CurrentTaxYearAmt
Total$2,388,639,000TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$442,782,000CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$482,429,000CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$580,670,000CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$417,602,000CurrentTaxYearMinus1YearAmt
Current Tax Year$465,156,000CurrentTaxYearAmt
Total$2,388,639,000TotalAmt
FieldValueIRS element (for citing)
Substantial Contributors Tot$0SubstantialContributorsTotAmt
Public Support Total170$2,388,639,000PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$761,608,226CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$804,802,978CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$571,068,239CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$342,640,279CurrentTaxYearMinus1YearAmt
Current Tax Year$1,390,291,772CurrentTaxYearAmt
Total$3,870,411,494TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$9,329,082CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$13,253,735CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$17,871,914CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$13,173,114CurrentTaxYearMinus1YearAmt
Current Tax Year$14,891,372CurrentTaxYearAmt
Total$68,519,217TotalAmt
FieldValueIRS element (for citing)
Total Support$6,327,569,711TotalSupportAmt
Gross Receipts Rltd Activities$1,876,579,308GrossReceiptsRltdActivitiesAmt
Public Support CY1700.37750PublicSupportCY170Pct
Public Support PY1700.00000PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Organization Belongs Afflt GrpYes (X)OrganizationBelongsAffltGrpInd
Total Grassroots LobbyingTotalGrassrootsLobbyingGrp

Total Direct Lobbying TotalDirectLobbyingGrp

FieldValueIRS element (for citing)
Filing Organizations Total$287,782FilingOrganizationsTotalAmt
Affiliated Group Total$287,782AffiliatedGroupTotalAmt

Total Lobbying Expend TotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$287,782FilingOrganizationsTotalAmt
Affiliated Group Total$287,782AffiliatedGroupTotalAmt

Other Exempt Purpose Expend OtherExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$1,691,395,000FilingOrganizationsTotalAmt
Affiliated Group Total$1,724,405,368AffiliatedGroupTotalAmt

Total Exempt Purpose Expend TotalExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$1,691,682,782FilingOrganizationsTotalAmt
Affiliated Group Total$1,724,693,150AffiliatedGroupTotalAmt

Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Filing Organizations Total$1,000,000FilingOrganizationsTotalAmt
Affiliated Group Total$1,000,000AffiliatedGroupTotalAmt

Grassroots Nontaxable GrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Filing Organizations Total$250,000FilingOrganizationsTotalAmt
Affiliated Group Total$250,000AffiliatedGroupTotalAmt
FieldValueIRS element (for citing)
Tot Lbbyng Grassroot Mns Non TxTotLbbyngGrassrootMnsNonTxGrp
Tot Lbby Expend Mns Lbbyng Non TxTotLbbyExpendMnsLbbyngNonTxGrp
Form4720 FiledfalseForm4720FiledInd

Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Current Year Minus3$1,000,000CurrentYearMinus3Amt
Current Year Minus2$1,000,000CurrentYearMinus2Amt
Current Year Minus1$1,000,000CurrentYearMinus1Amt
Current Year$1,000,000CurrentYearAmt
Total$4,000,000TotalAmt
FieldValueIRS element (for citing)
Lobbying Ceiling$6,000,000LobbyingCeilingAmt

Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Current Year Minus3$340,190CurrentYearMinus3Amt
Current Year Minus2$321,495CurrentYearMinus2Amt
Current Year Minus1$236,700CurrentYearMinus1Amt
Current Year$287,782CurrentYearAmt
Total$1,186,167TotalAmt

Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Current Year Minus3$250,000CurrentYearMinus3Amt
Current Year Minus2$250,000CurrentYearMinus2Amt
Current Year Minus1$250,000CurrentYearMinus1Amt
Current Year$250,000CurrentYearAmt
Total$1,000,000TotalAmt
FieldValueIRS element (for citing)
Grassroots Ceiling$1,500,000GrassrootsCeilingAmt

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceAffiliated group list - Schedule C, Part II-AFormAndLineReferenceDesc
ExplanationTrustees of Princeton University-Alumni Organizations and Classes 701 Carnegie Center, Princeton NJ 08540 22-2711242 Share of Expenses: 5,450,217 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Agricultural Corporation 701 Carnegie Center, Princeton NJ 08540 36-3625291 Share of Expenses: 2,291,662 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Investment Corporation 701 Carnegie Center, Princeton NJ 08540 22-2968912 Share of Expenses: 10,917,420 501(h)Election: NO Share of Excess Lobbying Expenditures: None Founding Fathers Papers, Inc. 701 Carnegie Center, Princeton NJ 08540 22-2365602 Share of Expenses: 5,494 501(h)Election: NO Share of Excess Lobbying Expenditures: None Princeton University Press 41 William Street, Princeton NJ 08540 21-0634483 Share of Expenses: 10,141,295 501(h)Election: NO Share of Excess Lobbying Expenditures: None Stanley J. Seeger Hellenic Fund 701 Carnegie Center, Princeton NJ 08540 22-2266810 Share of Expenses: 8,750 501(h)Election: NO Share of Excess Lobbying Expenditures: None The Research Collections and Preservation Consortium 701 Carnegie Center, Princeton NJ 08540 22-3751732 Share of Expenses: 4,195,530 501(h)Election: NO Share of Excess Lobbying Expenditures: NoneExplanationTxt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Funds And Other Accounts Held1FundsAndOtherAccountsHeldCnt
Funds And Other Accounts Vl EOY$105,716FundsAndOtherAccountsVlEOYAmt
Disclosed Org Leg CtrlfalseDisclosedOrgLegCtrlInd
Disclosed For Charitable PrpsfalseDisclosedForCharitablePrpsInd

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

FieldValueIRS element (for citing)
Revenues Included$1,356,799RevenuesIncludedAmt
Assets Included$212,688,947AssetsIncludedAmt
FieldValueIRS element (for citing)
Held Works ArtHeldWorksArtGrp
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd

Collection Used Other Purposes CollectionUsedOtherPurposesGrp

FieldValueIRS element (for citing)
Collection Used Other PurposesYes (X)CollectionUsedOtherPurposesInd
Other PurposesDIGITAL COLLECTIONSOtherPurposesDesc
FieldValueIRS element (for citing)
Solicited Assets SalefalseSolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$17,328,783,000BeginningYearBalanceAmt
Contributions$210,421,000ContributionsAmt
Investment Earnings Or Losses$3,648,181,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$166,802,000GrantsOrScholarshipsAmt
Other Expenditures$630,082,000OtherExpendituresAmt
Administrative Expenses$25,537,000AdministrativeExpensesAmt
End Year Balance$20,364,964,000EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$16,068,576,000BeginningYearBalanceAmt
Contributions$153,855,000ContributionsAmt
Investment Earnings Or Losses$1,876,905,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$161,792,000GrantsOrScholarshipsAmt
Other Expenditures$586,911,000OtherExpendituresAmt
Administrative Expenses$21,850,000AdministrativeExpensesAmt
End Year Balance$17,328,783,000EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$16,176,391,000BeginningYearBalanceAmt
Contributions$123,356,000ContributionsAmt
Investment Earnings Or Losses$476,360,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$149,054,000GrantsOrScholarshipsAmt
Other Expenditures$537,997,000OtherExpendituresAmt
Administrative Expenses$20,480,000AdministrativeExpensesAmt
End Year Balance$16,068,576,000EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$13,502,506,000BeginningYearBalanceAmt
Contributions$460,527,000ContributionsAmt
Investment Earnings Or Losses$2,877,289,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$145,619,000GrantsOrScholarshipsAmt
Other Expenditures$500,250,000OtherExpendituresAmt
Administrative Expenses$18,062,000AdministrativeExpensesAmt
End Year Balance$16,176,391,000EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$11,612,485,000BeginningYearBalanceAmt
Contributions$869,169,000ContributionsAmt
Investment Earnings Or Losses$1,660,434,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$152,004,000GrantsOrScholarshipsAmt
Other Expenditures$472,918,000OtherExpendituresAmt
Administrative Expenses$14,660,000AdministrativeExpensesAmt
End Year Balance$13,502,506,000EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.39000BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.08000PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.53000TermEndowmentBalanceEOYPct
Endowments Held Unrelated OrgYes (true)EndowmentsHeldUnrelatedOrgInd
Endowments Held Related OrgYes (true)EndowmentsHeldRelatedOrgInd
Related Org List Sch RYes (true)RelatedOrgListSchRInd

Land LandGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$46,100,000InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$108,910,000OtherCostOrOtherBasisAmt
Book Value$155,010,000BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$3,877,432,000OtherCostOrOtherBasisAmt
Depreciation$1,008,407,000DepreciationAmt
Book Value$2,869,025,000BookValueAmt
FieldValueIRS element (for citing)
Leasehold ImprovementsLeaseholdImprovementsGrp

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$295,228,000OtherCostOrOtherBasisAmt
Depreciation$138,958,000DepreciationAmt
Book Value$156,270,000BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$488,176,000OtherCostOrOtherBasisAmt
Depreciation$120,838,000DepreciationAmt
Book Value$367,338,000BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$3,547,643,000TotalBookValueLandBuildingsAmt
Financial DerivativesFinancialDerivativesGrp
Closely Held Equity InterestsCloselyHeldEquityInterestsGrp

Other Securities OtherSecuritiesGrp (5 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
INVESTMENTS LTD. PARTNERSHIPS$20,083,116,000F
BOND PROCEED AWAITING DRAWDOWN$81,470,000F
PLANNED GIVING INVESTMENTS$211,030,000F
FUNDS SEPARATELY INVESTED$832,000F
SECURITY GIFTS AWAITING LIQUID$162,000F
FieldValueIRS element (for citing)
Total Book Value Securities$20,376,610,000TotalBookValueSecuritiesAmt
Federal Income Tax Liability$0FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (4 entries)

DescDescAmtAmt
DEP HELD IN CUSTODY FOR OTHERS$148,363,000
LIAB.-PLANNED GIVING ARRANGEME$96,680,000
FEDERAL LOAN PROGRAMS$6,671,000
POST RETIREMENT BENEFITS$367,254,000
FieldValueIRS element (for citing)
Total Liability$618,968,000TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
COLLECTIONS OF ART, HISTORICAL TREASURES, OR OTHER SIMILIAR ASSETSSchedule D, Part III, Line 4 The primary mission of Princeton University Art Museum ("PUAM") is to effectively support and enhance the university's goals of teaching, research, and service. The museum does this through the study, preservation, conservation, exhibition, and development of its collections. Through direct and sustained access to original works of art, and by collaborating with faculty, students, and staff from the Department of Art and Archaeology and many other disciplines, the museum contributes to the development of critical thinking and visual literacy at Princeton. As one of the finest cultural resources in the state of New Jersey, the museum also has a clear commitment to serve the local community, the region, and beyond. The museum makes its collections and exhibitions accessible to a wide public. All audiences are encouraged to participate in PUAM's principal activities through specific programs and outreach initiatives. Scholarly exhibitions, publications, symposia, and an active loan program extend the museum's reach to a national and international audience, assuring its continuing vitality and active participation in the university's primary commitment to advance and impart knowledge. The Department of Rare Books and Special Collections, located in the Harvey S. Firestone Library and the Seeley G. Mudd Manuscript Library, is one of the premier repositories of its kind. Its holdings span five millennia and five continents, and include around 200,000 rare or significant printed works; 30,000 linear feet of textual materials, ranging from cuneiform tablets to contemporary manuscripts; a collection of prints, drawings, photographs, maps, coins, and other visual materials; the Cotsen Children's Library; and the Princeton University Archives. These collections support scholarship, research, faculty and students, and help further the overall mission of the university.
ENDOWMENT FUNDSSCHEDULE D, PART V, QUESTION 4 Endowment funds are designated by donors or the university to support schools or departments of the University, often for specific purposes such as professorships, research, faculty support, scholarships and fellowships, athletics, library and art museum, building construction, and other specific purposes.
FASB INTERPRETATION NO. 48SCHEDULE D, PART X, LINE 2 ASC 740, INCOME TAXES, PRESCRIBES THE MINIMUM RECOGNITION THRESHOLD A TAX POSITION MUST MEET IN CONNECTION WITH ACCOUNTING FOR UNCERTAINTIES IN INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN BY AN ENTITY BEFORE BEING MEASURED AND RECOGNIZED IN THE FINANCIAL STATEMENTS. THE UNIVERSITY CONTINUES TO EVALUATE ITS TAX POSITIONS PURSUANT TO THE PRINCIPLES OF ASC 740, AND HAS DETERMINED THAT THERE IS NO MATERIAL IMPACT ON THE UNIVERSITY'S FINANCIAL STATEMENTS. THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM INCOME TAXES ON RELATED INCOME. THE UNIVERSITY FILES U.S. FEDERAL AND VARIOUS STATE AND LOCAL TAX RETURNS. THE STATUTE OF LIMITATIONS ON THE UNIVERSITY'S U.S. FEDERAL TAX RETURNS REMAINS OPEN FOR THE YEARS ENDED JUNE 30, 2011, THROUGH THE PRESENT.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (true)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (true)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediaYes (true)PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (true)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (true)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (true)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (true)MaintainCpyOfAllSolInd
Discriminate Race Stdnts RghtsfalseDiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss PlcyfalseDiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm FcultyfalseDiscriminateRaceEmplmFcultyInd
Discriminate Race SchsfalseDiscriminateRaceSchsInd
Discriminate Race Educ PlcyfalseDiscriminateRaceEducPlcyInd
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt ProgfalseDiscriminateRaceAthltProgInd
Discriminate Race Other ActyfalseDiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (true)GovernmentFinancialAidRcvdInd
Government Financial Aid RvkdfalseGovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (true)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
NONDISCRIMINATORY POLICYSchedule E, Part I, Line 3 PRINCETON UNIVERSITY DOES NOT HAVE A STUDENT SOLICITATION PROGRAM. INDIVIDUALS WHO REQUEST INFORMATION ABOUT UNDERGRADUATE ADMISSION RECEIVE A COPY OF THE ADMISSION "VIEWBOOK" OR CAN DOWNLOAD THE MATERIALS ONLINE. GRADUATE ADMISSION INFORMATION CAN BE VIEWED ON THE GRADUATE SCHOOL WEBSITE. ALL INCOMING FRESHMEN RECEIVE A COPY OF "RIGHTS, RULES, RESPONSIBILITES" IN THE MAIL DURING THE SUMMER BEFORE THEY MATRICULATE. ALL OTHER STUDENTS RECEIVE THIS PUBLICATION AT FALL REGISTRATION. THE CURRENT EDITIONS OF THESE PUBLICATIONS, ALONG WITH THE UNDERGRADUATE AND GRADUATE SCHOOL WEBSITES, CONTAIN THE UNIVERSITY'S POLICY REGARDING EQUAL OPPORTUNITY UNDER THE HEADING "NONDISCRIMINATION STATEMENT".
FINANCIAL AID OR ASSISTANCE FROM GOVERNMENTAL AGENCYSchedule E, Part I, Line 6a THE UNIVERSITY RECEIVES SIGNIFICANT RESEARCH GRANT FUNDS FROM THE FEDERAL GOVERNMENT. THIS AMOUNT IS INCLUDED IN FORM 990, PART 1, LINE 8.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (14 entries)

RegionRegionTxtEmployeeEmployeeCntType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmtOfficesOfficesCnt
Central America and the Caribbean157Program ServicesRES,EDU,TRAVEL,CONSULT$405,149
East Asia and the Pacific433Program ServicesRES,EDU,TRAVEL,CONSULT$2,730,224
Europe (Including Iceland and Greenland)1990Program ServicesRES,EDU,TRAVEL,CONSULT$9,485,7945
Middle East and North Africa122Program ServicesRES,EDU,TRAVEL,CONSULT$661,764
North America133Program ServicesRES,EDU,TRAVEL,CONSULT$693,247
Russia and the Newly Independent States71Program ServicesRES,EDU,TRAVEL,CONSULT$266,3621
South America140Program ServicesRES,EDU,TRAVEL,CONSULT$1,092,862
South Asia72Program ServicesRES,EDU,TRAVEL,CONSULT$227,358
Sub-Saharan Africa461Program ServicesRES,EDU,TRAVEL,CONSULT$2,499,0391
Central America and the CaribbeanInvestments$5,441,485,491
North AmericaInvestments$131,042,951
East Asia and the PacificInvestments$168,078,0401
Europe (Including Iceland and Greenland)Investments$857,038,916
Sub-Saharan AfricaInvestments$375,839,595
FieldValueIRS element (for citing)
Subtotal Offices8SubtotalOfficesCnt
Subtotal Employees3579SubtotalEmployeesCnt
Total Office8TotalOfficeCnt
Total Employee3579TotalEmployeeCnt
Subtotal Spent$6,991,546,792SubtotalSpentAmt
Total Spent$6,991,546,792TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (9 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxtDescription Of Non Cash AsstDescriptionOfNonCashAsstTxtValuation Method UsedValuationMethodUsedDesc
Central America and the CaribbeanRES/EDU/TRAV/CONSULT$146,788checkN/AN/A
East Asia and the PacificRES/EDU/TRAV$1,827,006checkN/AN/A
Europe (Including Iceland and Greenland)RES/EDU/TRAV/CONSULT$5,570,878checkN/AN/A
Middle East and North AfricaRES/EDU/TRAVEL/CONSULT$381,742checkN/AN/A
North AmericaRES/EDU/TRAVEL/CONSULT$391,046checkN/AN/A
Russia and the Newly Independent StatesRES/EDU/TRAV/CONSUL$101,721checkN/AN/A
South AmericaRES/EDU/TRAV/CONSUL$801,822checkN/AN/A
South AsiaRES/EDU/TRAV/CONSUL$63,178checkN/AN/A
Sub-Saharan AfricaRES/EDU/TRAV/CONSUL$1,642,685checkN/AN/A
FieldValueIRS element (for citing)
Total501c3 Org66Total501c3OrgCnt
Total Other Org138TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (9 entries)

Type Of AssistanceTypeOfAssistanceTxtRegionRegionTxtRecipientRecipientCntCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
SCHOLARSHIP/FELLOWSHIPCentral America and the Caribbean41$258,361credit
SCHOLARSHIP/FELLOWSHIPEast Asia and the Pacific228$903,219credit
SCHOLARSHIP/FELLOWSHIPEurope (Including Iceland and Greenland)881$3,914,915credit
SCHOLARSHIP/FELLOWSHIPMiddle East and North Africa64$280,022credit
SCHOLARSHIP/FELLOWSHIPNorth America214$302,201credit
SCHOLARSHIP/FELLOWSHIPRussia and the Newly Independent States35$164,641credit
SCHOLARSHIP/FELLOWSHIPSouth America46$291,040credit
SCHOLARSHIP/FELLOWSHIPSouth Asia76$164,180credit
SCHOLARSHIP/FELLOWSHIPSub-Saharan Africa133$856,354Credit
FieldValueIRS element (for citing)
Transfer To Foreign CorpYes (true)TransferToForeignCorpInd
Interest In Foreign TrustfalseInterestInForeignTrustInd
Foreign Corp OwnershipYes (true)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (true)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (true)ForeignPartnershipInd
Boycott CountriesYes (true)BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDSSCHEDULE F, PART I, QUESTION 2 The University provides the necessary institutional review and approval which is required prior to the awarding of grant funds outside the U.S. Grant awards are not authorized for projects that have not been properly approved by the University. The Office of Research and Project Administration (ORPA) provides guidance on export controls, foreign travel voucher policies, approval verifications, foreign travel checklists, and Federal Aviation Administration waiver checklists. ORPA completes the restricted party screening process for payments to foreign organizations and individuals. The University also maintains a travel registration database which informs users of potentially relevant export control laws and similar concerns when they register for travel to particular destinations. In order to monitor and ensure appropriate use of non-U.S. grant funds, the University analyzes all project results and prepares financial reports that are reviewed at both the program and central office levels.
BEST AVAILABLE INFORMATION FOR TOTAL EXPENDITURESSchedule F, Part I, Part II, and Part III The University accounts for all foreign expendtures on the organization financial statements in accordance with generally accepted accounting principles. Activities outside the United States have been identified on a reasonable efforts basis where such activities were not tracked separately under the University's current accounting procedures. These reasonable efforts included reviews of financial records, interviews with University personnel, review of the University's website and publications, etc. Expenditures by region in Part I, Column (F) are based on actual expenditures where available under current accounting procedures. ACTIVITIES CONDUCTED IN REGION SCHEDULE F, PART I, QUESTION 3 Pursuant to IRS guidance, Part I, Line 3, column D detail for each type of activity conducted outside the United States for each region is shown on a separate line. Part I, Line 3, column E Program Services include research, education, travel, consulting, conferences, workshops, fellowship research, and study abroad programs.
Sub-awardsSchedule F, Part II In furtherance of its research activities, Princeton University makes sub-awards to other foreign institutions that perform research in connection with research grants awarded to Princeton University. Princeton University does not categorize these sub-awards as "foreign activities" for Form 990, Schedule F reporting, since the foreign recipient organizations perform research services for the University and are considered independent contractors which serve the direct needs of the University.

Schedule G IRS990ScheduleG

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Name Of Event1puam galaNameOfEvent1Amt
Gross Receipts Event1$268,980GrossReceiptsEvent1Amt
Charitable Contri Event1$216,115CharitableContriEvent1Amt
Gross Revenue Event1$52,865GrossRevenueEvent1Amt
Food And Beverage Event1$60,832FoodAndBeverageEvent1Amt
Entertainment Event1$12,004EntertainmentEvent1Amt
Other Direct Expenses Event1$50,009OtherDirectExpensesEvent1Amt
Other Events Total0OtherEventsTotalCnt
Gross Receipts Total$268,980GrossReceiptsTotalAmt
Charitable Contributions Tot$216,115CharitableContributionsTotAmt
Gross Revenue Total Events$52,865GrossRevenueTotalEventsAmt
Food And Beverage Total Events$60,832FoodAndBeverageTotalEventsAmt
Entertainment Total Events$12,004EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events$50,009OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$122,845DirectExpenseSummaryEventsAmt
Net Income Summary-$69,980NetIncomeSummaryAmt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Recipient Table RecipientTable (18 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtNon Cash AssistanceNonCashAssistanceAmtValuation Method UsedValuationMethodUsedDescNon Cash AssistanceNonCashAssistanceDesc
PRINCETON
400 witherspoon streetPRINCETONNJ08540300746654GOVERNMENT$2,632,500CONTRIBUTION
PRINCETON FIRST AID AND RESCUE SQUAD
PO BOX 529PRINCETONNJ085420529237140015501 (C)(3)$35,000CONTRIBUTION
PRINCETON FIRE DEPARTMENT
400 witherspoon streetPRINCETONNJ08540300746654GOVERNMENT$55,000CONTRIBUTION
STONY BROOK MILLSTONE WATERSHED
31 TITUS MILL RDPENNINGTONNJ08534210649717501 (C)(3)$15,000CONTRIBUTION
UNITED WAY OF GREATER MERCER COUNTY
3131 PRINCETON PIKEBLDG 2LAWRENCEVILLENJ08648210683073501 (c)(3)$20,506CONTRIBUTION
WEST WINDSOR TOWNSHIP
271 CLARKSVILLE ROADWEST WINDSORNJ08550216001354GOVERNMENT$55,338CONTRIBUTION
ENVIRONMENTAL DEFENSE FUND
257 PARK AVNEUE SOUTHNEW YORKNY10010116107128501(C)(3)$253,067CONTRIBUTION
THE FOOD PROJECT INC
10 LEWIS STREETLINCOLNMA01773043262532501(C)(3)$55,903CONTRIBUTION
PU CLASS OF 1969 COMMUNITY SERVICE FUND
PO BOX 261PRINCETONNJ08542223436451501(C)(3)$74,820CONTRIBUTION
ROBERTSON FOUNDATION FOR GOVERNMENT INC
14255 US HIGHWAY 1JUNO BEACHFL33408204630877501(C)(3)$6,300,000CONTRIBUTION
PRINCETON HEALTHCARE SYSTEM
253 WITHERSPOON STREETPRINCETONNJ08540210635009501(C)(3)$400,000CONTRIBUTION
BARNARD COLLEGE
3009 BROADWAYNEW YORKNY10027131628149501(C)(3)$56,469CONTRIBUTION
climate central inc
1 Palmer Sq Ste 330PrincetonNJ08542261797336501(c)(3)$92,709contribution
PRINCETON PUBLIC LIBRARY FOUNDATION
65 WITHERSPOON STPRINCETONNJ08542223494366501(C)(3)$53,000CONTRIBUTION
Princeton School Gardens Cooperative
211 N HARRISON STREET SUITE APRINCETONNJ08540263722541501(C)(3)$12,000CONTRIBUTION
VERA INSTITUTE OF JUSTICE INC
233 BROADWAY 12TH FLOORNEW YORKNY10279131941627501(C)(3)$93,363CONTRIBUTION
Princeton-Blairstown Center
350 Alexander RoadPrincetonNJ08540226075831501(c)(3)Contribution$68,394FMVOffice Space
Princeton-Blairstown Center
350 Alexander RoadPrincetonNJ08540226075831501(c)(3)$18,382Contribution
FieldValueIRS element (for citing)
Total501c3 Org17Total501c3OrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (4 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmt
UNDERGRADUATE STUDENTS-SCHOLARSHIPS FOR TUITION4436$119,817,593
UNDERGRADUATE STUDENTS-SCHOLARSHIPS NON-TUITION987$4,962,096
GRADUATE STUDENTS-FELLOWSHIPS FOR TUITION2503$92,235,709
GRADUATE STUDENTS-FELLOWSHIPS FOR NON-TUITION1278$49,280,720

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
RECORDS MAINTAINED FOR GRANTS OR ASSISTANCESCHEDULE I, PART I, LINE 2 The University has agreements with various government agencies regarding annual contributions. Also, Each year the University makes numerous small contributions to community organizations. THE UNIVERSITY'S Department of Community and Regional Affairs reviews requests from local non-profits, and looks to provide program support for organizations in the Princeton area who provide important services and resources to the community. All Contributions are evaluated to assure that they provide towards the betterment of the Princeton community at large. The University's Pace Center for Civic Engagement provides grant and support efforts by students, faculty, staff, and alumni to identify and address issues of public concern, to be actively engaged citizens, and to practice effective public leadership for the purpose of building stronger communities and societies throughout the world. THE UNDERGRADUATE FINANCIAL AID DEPARTMENT MAINTAINS THE RECORDS RELATED TO THE UNDERGRADUATE NEED-BASED GRANTS. THE PROCEDURE IS AS FOLLOWS: THE STUDENTS APPLY ANNUALLY FOR GRANTS BASED ON THEIR FAMILIES' FINANCIAL CIRCUMSTANCES. EACH APPLICATION IS THEN REVIEWED TO DETERMINE THE AMOUNT OF GRANT THAT IS NEEDED. THE GRANTS ARE PROVIDED FROM APPROPRIATE SOURCES AND APPLIED TO EACH STUDENT'S PRINCETON BILL FOR TUITION, FEES, ROOM, BOARD AND OTHER CHARGES. At the time of admission, graduate student fellowships are awarded on the basis of a combination of academic merit and financial need. All students must remain in good academic standing in order to receive funding. Students in certain programs receive research grants after their first year of study, While other students receive fellowships for the duration of their program. Graduate student fellowships are funded through a combination of university resources including endowment, general university funds, and/or departmental resources.
Sub-awardsSchedule I, Part II In furtherance of its research activities, Princeton University makes sub-awards to other institutions that perform research in connection with research grants awarded to Princeton University. Princeton University does not categorize these sub-awards as "grants and other assistance" for Form 990 reporting, since the recipient organizations perform research services for the University and are considered independent contractors which serve the direct needs of the University. During the year ended June 30, 2014, Princeton University made sub-award payments to 190 recipient organizations totaling $34,680,729.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Travel For CompanionsYes (X)TravelForCompanionsInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Personal ServicesYes (X)PersonalServicesInd
Written Policy Ref T And E ExpnssYes (true)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (true)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentYes (true)SeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (true)SupplementalNonqualRtrPlanInd
Equity Based Comp ArrngmfalseEquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgfalseCompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related OrgsfalseCompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng OrgfalseCompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd OrgsfalseCompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (true)AnyNonFixedPaymentsInd
Initial Contract ExceptionfalseInitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (28 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
AINSLIE CAROLYN
VP FOR FINANCE/TREASURER$417,516$0$0$0$33,177$0$31,769$0$31,530$0$513,992$0$0$0
BURSTEIN MARK
Former EXECUTIVE VP$265,972$0$0$0$24,105$0$31,769$0$10,549$0$332,395$0$0$0
cherrey cynthia
VICE PRESIDENT FOR CAMPUS LIFE$310,043$0$0$0$6,542$0$31,769$0$15,424$0$363,778$0$0$0
DEBENEDETTI PABLO
DEAN FOR RESEARCH$305,716$0$0$0$37,664$0$31,769$0$36,717$0$411,866$0$0$0
DOBKIN DAVID
DEAN OF THE FACULTY$430,016$0$0$0$287,319$0$31,769$0$38,474$0$787,578$0$0$0
dominick james
VP FOR INFO. TECHNOLOGY & CIO$319,314$0$0$0$13,891$0$31,769$0$24,864$0$389,838$0$0$0
DURKEE ROBERT
VICE PRESIDENT & SECRETARY$380,543$0$0$0$26,177$0$31,769$0$17,219$0$455,708$0$0$0
EISGRUBER CHRISTOPHER
PRESIDENT$644,516$0$0$0$60,492$0$31,769$0$25,623$0$762,400$0$0$0
ERICKSON JONATHAN
MANAGING DIRECTOR OF PRINCO$642,016$0$1,282,562$0$66,468$0$544,317$0$25,577$0$2,560,940$0$877,062$0
GOLDEN ANDREW
PRESIDENT,P.U.INVESTMENT CO.$782,016$0$1,785,606$0$83,084$0$729,031$0$45,400$0$3,425,137$0$1,235,101$0
KLAUS CHAD
VP FOR UNIVERSITY SERVICES$278,465$0$0$0$7,128$0$31,769$0$14,928$0$332,290$0$0$0
KULKARNI SANJEEV
DEAN OF THE GRADUATE SCHOOL$182,137$0$0$0$62,710$0$29,239$0$33,420$0$307,506$0$0$0
LEE DAVID
PROVOST$409,876$0$0$0$33,593$0$31,769$0$17,088$0$492,326$0$0$0
MALKIEL NANCY WEISS
PROF/FORMER DEAN OF COLLEGE$313,180$0$0$0$11,921$0$31,769$0$20,332$0$377,202$0$0$0
MCDONOUGH PETER
GENERAL COUNSEL$405,112$0$0$0$28,120$0$31,769$0$24,216$0$489,217$0$0$0
MCKAY MICHAEL
VICE PRESIDENT FOR FACILITIES$318,181$0$0$0$13,575$0$31,769$0$20,524$0$384,049$0$0$0
millar james
MANAGING DIRECTOR OF PRINCO$410,016$0$499,594$0$26,772$0$302,517$0$31,393$0$1,270,292$0$46,208$0
NAKAMURA CARA
PRINCIPAL, PRINCO$269,554$0$412,689$0$7,476$0$161,948$0$25,367$0$877,034$0$0$0
RIEDL DREW
MANAGING DIRECTOR OF PRINCO$418,000$0$759,541$0$25,274$0$292,917$0$16,193$0$1,511,925$0$525,266$0
RUSSEL WILLIAM
DEAN OF THE GRADUATE SCHOOL$337,005$0$0$0$15,764$0$31,769$0$19,010$0$403,548$0$0$0
SCHEINKMAN JOSE
Professor of Economics$182,153$0$0$0$554,056$0$31,769$0$13,191$0$781,169$0$0$0
SHROFF NILUFER
CHIEF AUDIT&COMPLIANCE OFFICER$273,800$0$0$0$4,871$0$31,769$0$21,727$0$332,167$0$0$0
SMITH STEWART AJ
VP PPPL/PROF/FMR DEAN OF RES.$340,850$0$0$0$16,226$0$31,769$0$22,688$0$411,533$0$0$0
SMITH VALERIE
DEAN OF COLLEGE$316,512$0$0$0$36,737$0$31,769$0$17,611$0$402,629$0$0$0
SULLIVAN-CROWLEYLIANNE
VICE PRESIDENT OF HR$302,266$0$0$0$15,555$0$31,769$0$21,929$0$371,519$0$0$0
TILGHMAN SHIRLEY
PROFESSOR/FORMER PRESIDENT$788,944$0$0$0$92,783$0$31,769$0$49,600$0$963,096$0$0$0
williams treby
Executive Vice President$274,555$0$0$0$4,133$0$31,769$0$27,557$0$338,014$0$0$0
WOOD ELIZABETH
VP FOR OFFICE OF DEVELOPMENT$432,016$0$0$0$28,617$0$31,769$0$22,284$0$514,686$0$0$0

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
NON-FIXED PAYMENTSSCHEDULE J, PART I, LINE 7 The President, the Managing Directors, and principal of Princeton University Investment Company, a University department, received incentive compensation from the University based on investment results relative to various benchmark indices, peer group performance and a discretionary factor.
RELEVANT INFORMATION REGARDING TRAVEL, HOUSING & PERSONAL SERVICESSCHEDULE J, PART I, LINE 1A Under the University expense guidelines, Employees may travel at fares other than coach class for special health or other business reasons as approved by the Executive VP or the Dean of the Faculty or, in the case of the president, by the compensation committee. Spousal/partner travel is permissible in rare instances when the presence of a spouse/partner is required by the University to further an institutional business purpose as approved by the Executive VP or the Dean of the Faculty. The University may provide tax gross-up payments under certain circumstances as approved by the president, provost, executive vice president, vice president for human resources, or the dean of the faculty. The University does not provide tax indemnifications. The University requires its president to live in its official president's residence for its convenience and as a condition of employment. The University employs a cook, house manager and housekeeping staff to support business events at the official president's residence. Voluntary Incentive Retirement Plan Schedule J, Part I, Line 4a Jose Scheinkman,Professor of Economics,received bonus compensation in accordance with a voluntary incentive retirement plan offered to faculty members who reach retirement age.
SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANSCHEDULE J, PART I, LINE 4B The President, the Managing Directors, and principal of Princeton University Investment Company, a University department, participated in and received compensation from nonqualified unfunded 457(f) incentive compensation plans which provide for the deferral of compensation (which amount can increase or decrease substantially depending on the performance of certain market benchmarks), until such compensation is no longer subject to a substantial risk of forfeiture.
PRIOR YEAR COMPENSATIONSCHEDULE J, PART II, COLUMN F THE AMOUNTS REPORTED IN COLUMN (F) ONLY REFLECT COMPENSATION REPORTED IN COLUMN (B) THAT WAS REPORTED AS DEFERRED COMPENSATION ON PRIOR YEAR RETURNS.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
A22182951164605lgg72003-10-23$125,451,946FIN ADVANCE REFUNDING OF VAR NotesYes (true)falsefalse
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
C22182951164605luu02005-04-12$148,571,158FIN REFUNDING O/S NOTES&ADV REFUNDYes (true)falsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$62,570,000$116,230,000$125,451,946$0$0$0$293,172$0$0$0$0$0Yes (true)Yes (true)Yes (true)Yes (true)
C$14,445,000$139,695,000$148,571,158$0$0$58,148,463$271,770$0$0$0$0$0Yes (true)Yes (true)Yes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCdPrivate Bus Use By OthersPrivateBusUseByOthersPctOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A0
C0.00128falseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.000360.00164falsefalsefalseYes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndBusiness Name Line1GICProviderName/BusinessNameLine1Gross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueInd
0
AYes (true)falsefalsefalse0falseYes (true)
0
Cfalsefalsefalsefalse0falseYes (true)falsefalseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
CYes (true)

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Difference between proceeds and issue priceSchedule K, Part II, line 3 for cusip numbers 64605lwf1, 64605LL97, 646065JB9, 646065VL3, 646065E32, 646065Z21, AND 6460657Z9 THE DIFFERENCE BETWEEN THE TOTAL PROCEEDS AND THE ISSUE PRICE IS DUE TO INVESTMENT EARNINGS INCLUDED IN TOTAL PROCEEDS.
Year of Substantial CompletionSCHEDULE K, PART II, LINE 13 FOR CUSIP NUMBER 64606R7M0, THE FINANCED PROJECTS WERE NOT SUBSTANTIALLY COMPLETE AS OF THE TAX YEAR END. FOR CUSIP NUMBERS 64605LGG7,64605LUU0,64605LT65, 646065GY2, AND 646065WX6, THE BONDS WERE REFUNDING ISSUES, AND HENCE, THE YEAR OF COMPLETION OF THE FINANCED PROJECTS IS NOT APPLICABLE.
Private Business UseSchedule K, Part III IN ACCORDANCE WITH THE IRS INSTRUCTIONS, PART III FOR CUSIP NUMBER 64605LGG7 IS NOT COMPLETED SINCE THE BONDS WERE ISSUED ENTIRELY FOR THE PURPOSE OF REFUNDING PRE-1/1/2003 BOND ISSUES.
engagement of bond counselSchedule K, Part III, Line 3D THE UNIVERSITY ENGAGED BOND COUNSEL THROUGH THE NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY, THE CONDUIT ISSUER OF THE BONDS, AND ALSO ENGAGED ITS INTERNAL OFFICE OF GENERAL COUNSEL TO REVIEW CONTRACTS AND AGREEMENTS RELATING TO THE FINANCED PROPERTY.
Rebate DueSchedule K, Part IV, Line 2c For CUSIP number 64605LUU0,64605LWF1,64605LT65,646065GY2, and 646065WX6, the New Jersey Educational Facilities Authority, the conduit issuer of the bonds, monitored debt service at 6/30/14 to determine if rebate was due. For cusip numbers 646065jb9,646065vl3,646065e32,646065z21, and 6460657Z9 no calculation was performed because the two year exception was met.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
A22182951164605lwf12005-06-16$117,648,580FUNDS-MAINT,EQUIP&CONST&PAY ISSUANfalsefalsefalse
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
B22182951164605ll972006-06-01$75,231,843FUNDS-MAINT,EQUIP&CONST&PAY ISSUANfalsefalsefalse
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
C22182951164605lt652006-08-10$93,380,761FIN REFUND OF O/S NOTES&PAY ISSUANYes (true)falsefalse
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
D221829511646065jb92007-06-19$330,156,288FUNDS-MAINT,EQUIP&CONST&REF NOTESfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$20,395,000$0$122,185,075$0$0$0$645,451$0$0$121,539,624$0$02008falsefalseYes (true)Yes (true)
B$74,290,000$0$76,524,797$0$0$0$228,475$0$0$76,296,322$0$02008falsefalseYes (true)Yes (true)
C$1,460,000$90,245,000$93,380,761$0$0$65,712,492$184,704$0$0$0$0$0falseYes (true)Yes (true)Yes (true)
D$42,850,000$0$351,448,118$0$12,666,896$0$793,000$0$0$337,998,222$0$02010Yes (true)falseYes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.002760.000280.00305falsefalsefalseYes (true)
BfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.001150.000860.00201falsefalsefalseYes (true)
CfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.001820.000420.00223falsefalsefalseYes (true)
DfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.018250.000180.01842falsefalsefalseYes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndBusiness Name Line1GICProviderName/BusinessNameLine1Term Of GICTermOfGICPctRegulatory Safe Harbor StsfdRegulatorySafeHarborStsfdIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
AfalsefalsefalseYes (true)falsefalseYes (true)Transamerica LifeIns2.2Yes (true)Yes (true)Yes (true)
0
BYes (true)falsefalseYes (true)Royal Bank of Canada2.Yes (true)falseYes (true)
0
CfalsefalsefalseYes (true)falsefalsefalse0falseYes (true)
0
DfalsefalseYes (true)falsefalsefalseYes (true)citigroup financial2.2Yes (true)falseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)
DYes (true)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
A221829511646065gy22007-06-19$68,538,881FIN ADV REFUND&DEFEASANCE O/S NOTEYes (true)falsefalse
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
B221829511646065vl32008-09-25$254,564,399FUNDS-MAINT,EQUIP&CONST&PAY ISSUANfalsefalsefalse
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
C221829511646065wx62008-11-05$215,736,061FIN REFUNDING&DEFEASANCE O/S NOTESYes (true)falsefalse
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
D221829511646065e322010-01-28$262,164,806FUNDS-MAINT,EQUIP,CONSTR&PAY ISSUAfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndSubstantial CompletionSubstantialCompletionYr
A$730,000$66,100,000$68,538,881$0$0$61,552,922$133,888$0$0$0$0$0falseYes (true)Yes (true)Yes (true)
B$23,895,000$0$258,892,375$0$12,000,000$0$810,619$0$0$246,081,756$0$0falsefalseYes (true)Yes (true)2010
C$73,645,000$214,650,000$215,736,061$0$0$0$936,426$0$0$0$0$0Yes (true)falseYes (true)Yes (true)
D$13,985,000$0$262,532,815$0$0$0$961,995$0$0$261,570,820$0$0falsefalsefalseYes (true)2012

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.001850.000380.00223falsefalsefalseYes (true)
BfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.033020.000130.03315falsefalsefalseYes (true)
CfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.000530.000020.00055falsefalsefalseYes (true)
DfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.017410.000170.01757falsefalsefalseYes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndBusiness Name Line1GICProviderName/BusinessNameLine1Gross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
AfalsefalsefalseYes (true)falsefalsefalse0falseYes (true)
0
BfalsefalseYes (true)falsefalsefalsefalse0falseYes (true)
0
CfalsefalsefalseYes (true)falsefalsefalse0falseYes (true)
0
DfalsefalseYes (true)falsefalsefalsefalse0falseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)
DYes (true)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (3 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
A221829511646065z212011-07-06$266,360,210funds-maint,equip,constr&pay issuafalsefalsefalse
NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY
B2218295116460657z92014-01-16$219,254,544Funds-Refund cp,maint,equip,constrfalsefalsefalse
New Jersey Educational Facilities Authority
C22182951164606r7m02012-07-02$24,500,000commercial paper notes-fin.constrfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (3 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$8,630,000$0$266,506,666$0$0$0$1,067,500$0$0$265,439,166$0$02012falsefalsefalseYes (true)
B$0$0$219,379,794$0$0$0$346,750$0$0$219,033,044$0$02014falsefalsefalseYes (true)
C$0$0$24,500,000$0$0$0$0$0$0$24,500,000$0$0falsefalsefalseYes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (3 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.002040.000300.00234falsefalsefalseYes (true)
BfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.002380.000020.00240falsefalsefalseYes (true)
CfalseYes (true)Yes (true)Yes (true)Yes (true)Yes (true)0.000240.000120.00036falsefalsefalseYes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (3 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndBusiness Name Line1GICProviderName/BusinessNameLine1Gross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
AfalsefalseYes (true)falsefalsefalsefalse0falseYes (true)
0
BfalsefalseYes (true)falsefalsefalsefalse0falseYes (true)
0
CfalseYes (true)falsefalsefalsefalsefalse0falseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (3 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (13 entries)

Relationship With OrgRelationshipWithOrgTxtLoan PurposeLoanPurposeTxtLoan From OrganizationLoanFromOrganizationIndOriginal PrincipalOriginalPrincipalAmtBalance DueBalanceDueAmtDefaultDefaultIndBoard Or Committee ApprovalBoardOrCommitteeApprovalIndWritten AgreementWrittenAgreementInd
Former StudentFERPA
TRUSTEEEducationYes (X)$2,100$1,375falsefalseYes (true)
Ainslie Carolyn
OFFICERMORTGAGEYes (X)$675,000$642,660falsefalseYes (true)
dominick james
OFFICERmortgageYes (X)$476,028$470,091falsefalseYes (true)
ERICKSON JONATHAN
HIGHEST COMPENSATEDMORTGAGEYes (X)$758,398$726,033falsefalseYes (true)
KLAUS CHAD
OFFICERMORTGAGEYes (X)$474,835$427,221falsefalseYes (true)
kulkarni sanjeev
KEY EMPLOYEEMORTGAGEYes (X)$348,840$288,317falsefalseYes (true)
NAKAMURA CARA
HIGHEST COMPENSATEDMORTGAGEYes (X)$417,000$390,766falsefalseYes (true)
TRUSTEE FERPA
TRUSTEEParent LoanYes (X)$31,650$4,297falsefalseYes (true)
SMITH VALERIE
KEY EMPLOYEEMORTGAGEYes (X)$493,380$457,562falsefalseYes (true)
SMITH VALERIE
KEY EMPLOYEERECRUITMENT LOANYes (X)$240,000$60,000falsefalseYes (true)
Sullivan-CrowleyL
OFFICERmortgageYes (X)$518,500$473,447falsefalseYes (true)
Tilghman Shirley
FORMER OFFICERMortgageYes (X)$417,000$401,340falsefalseYes (true)
OFFICER FERPA
OFFICERParent LoanYes (X)$40,000$28,918falsefalseYes (true)
FieldValueIRS element (for citing)
Total Balance Due$4,372,027TotalBalanceDueAmt

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp (2 entries)

Cash GrantCashGrantAmtType Of AssistanceTypeOfAssistanceTxtAssistance PurposeAssistancePurposeTxt
NOT REQUIRED
$13,370SCHOLARSHIPSeducation
NOT REQUIRED
$24,321PARENT/STUDENT LOANSEDUCATION

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (7 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
HellmanFriedman Capital Partners V
SEE PART V-$6,860,901SEE PART Vfalse
HELLMANFRIEDMAN CAPITAL PARTNERS V
SEE PART V$611,210SEE PART Vfalse
hellmanfriedman capptns vii lp
SEE PART V$5,904,362SEE PART Vfalse
SIERRA VENTURES IXLP
SEE PART V-$807,864SEE PART Vfalse
SIERRA VENTURES VIII-ALP
SEE PART V-$826,970SEE PART Vfalse
SIERRA VENTURES VII LP
SEE PART V-$120,210SEE PART Vfalse
WESTBRIDGE CROSSOVER FUNDLLC
SEE PART V$26,664,049SEE PART Vfalse

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Loans to and/or from interested personsSchedule L, Part II In accordance with a mortgage loan program, the University provides home financing assistance on residential properties in the area surrounding the University to eligible employees, including officers, key and highest compensated employees, under the authority of resolutions adopted by the Committee on Finance of the Board of Trustees.
HELLMAN & FRIEDMAN CAPITAL PARTNERS V, VI, & VII, LPSCHEDULE L, PART IV (B) PRINCETON UNIVERSITY HOLDS LIMITED PARTNERSHIP INTERESTS IN HELLMAN & FRIEDMAN CAPITAL PARTNERS V, VI, AND VII, LP. pHILIP HAMMARSKJOLD, A PRINCETON UNIVERSITY TRUSTEE, IS AN OFFICER, DIRECTOR, PARTNER AND SHAREHOLDER IN THESE ENTITIES. SCHEDULE L, PART IV (D) THE AMOUNT OF TRANSACTION (C) FOR CAPITAL PARTNERS V, LP INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $107,854, THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF 1,908,960 AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $8,877,715. THE AMOUNT OF TRANSACTION (C) FOR CAPITAL PARTNERS VI, LP INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $514,153, THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF 24,058,885, AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $23,961,828. THE AMOUNT OF TRANSACTION (C) FOR CAPITAL PARTNERS VII, LP INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $5,120,058, AND THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF 1,581,829, AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $797,525.
SIERRA VENTURES IX, L.P. AND SIERRA VENTURES VIII-A, L.P.SCHEDULE L, PART IV (B) PRINCETON UNIVERSITY HOLDS LIMITED PARTNERSHIP INTERESTS IN SIERRA VENTURES VIII-A AND IX, L.P. PETER WENDELL, A PRINCETON UNIVERSITY TRUSTEE, SERVES AS AN INDIVIDUAL MANAGING DIRECTOR OF THE GENERAL PARTNER OF THESE PARTNERSHIPS. SCHEDULE L, PART IV (D) THE AMOUNT OF TRANSACTION (C) FOR SIERRA VENTURES IX, L.P. INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $1,250,000 AND THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF ($276,786), AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $1,781,078. THE AMOUNT OF TRANSACTION (C) FOR SIERRA VENTURES VIII-A, L.P. INCLUDES THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF ($485,091) AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $341,879. Schedule L, Part IV (B) Princeton University holds a limited partnership interest in Nassau Capital Funds LP of 96.5054%. Nassau Capital Funds holds a limited partnership interest in Sierra Ventures VII, LP. Peter Wendell, a Princeton University Trustee, serves as an individual managing director of the general partner of Sierra Ventures VII, LP. The amount of transaction (c) for Sierra Ventures VII, LP is the University's share of current year income (loss) of (120,210).
WESTBRIDGE CROSSOVER FUND, LLCSCHEDULE L, PART IV (B) PRINCETON UNIVERSITY HOLDS LIMITED PARTNERSHIP INTERESTS IN WESTBRIDGE CROSSOVER FUND, LLC. PETER WENDELL, A PRINCETON UNIVERSITY TRUSTEE, SERVES AS a senior advisor and a member of the Board of Directors to ENTITIES AFFILIATED WITH wESTbRIDGE cAPITAL. THESE ENTITIES INCLUDE WESTBRIDGE CROSSOVER FUND, LLC. SCHEDULE L, PART IV (D) THE AMOUNT OF TRANSACTION (C) FOR WESTBRIDGE CROSSOVER FUND, LLC INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $22,910,000 AND THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF $3,754,049.

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution6ContributionCnt
Noncash Contributions Rpt F990$117,900NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE PART IIMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Art Historical TreasuresArtHistoricalTreasuresGrp
Art Fractional InterestArtFractionalInterestGrp

Books And Publications BooksAndPublicationsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$297,399NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE PART IIMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Clothing And Household GoodsClothingAndHouseholdGoodsGrp
Cars And Other VehiclesCarsAndOtherVehiclesGrp
Boats And PlanesBoatsAndPlanesGrp
Intellectual PropertyIntellectualPropertyGrp
Securities Publicly TradedSecuritiesPubliclyTradedGrp
Securities Closely Held StockSecuritiesCloselyHeldStockGrp
Secur Prtnrshp Trust IntrstsSecurPrtnrshpTrustIntrstsGrp

Securities Miscellaneous SecuritiesMiscellaneousGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution1129ContributionCnt
Noncash Contributions Rpt F990$47,355,933NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE PART IIMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Qualified Contrib Hist StructQualifiedContribHistStructGrp
Qualified Contrib OtherQualifiedContribOtherGrp
Real Estate ResidentialRealEstateResidentialGrp
Real Estate CommercialRealEstateCommercialGrp
Real Estate OtherRealEstateOtherGrp

Collectibles CollectiblesGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution1ContributionCnt
Noncash Contributions Rpt F990$941,500NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE PART IIMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Food InventoryFoodInventoryGrp
Drugs And Medical SuppliesDrugsAndMedicalSuppliesGrp
TaxidermyTaxidermyGrp
Historical ArtifactsHistoricalArtifactsGrp
Scientific SpecimensScientificSpecimensGrp
Archaeological ArtifactsArchaeologicalArtifactsGrp

Other Non Cash Contri Table OtherNonCashContriTableGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
DescLab. equip.Desc
Contribution1ContributionCnt
Noncash Contributions Rpt F990$27,000NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE PART IIMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Form8283 Received19Form8283ReceivedCnt
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (true)ReviewProcessUnusualNCGiftsInd
Third Parties UsedYes (true)ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceNUMBER OF CONTRIBUTIONSFormAndLineReferenceDesc
ExplanationSchedule M, PART I, COLUMN B AMOUNT REPRESENTS THE NUMBER OF INDIVIDUAL TRANSACTIONS OF NON-CASH CONTRIBUTIONS RECEIVED. TYPE OF PROPERTY Schedule M, PART I, LINES 1,4,18, & 25 METHOD OF DETERMINING REVENUES FOR ART WORK, BOOKS & PUBLICATIONS, COLLECTIBLES, AND OTHER (Laboratory Equipment) ARE BASED ON APPRAISAL AND OTHER VALUATION METHODS. SECURITIES Schedule M, PART I, LINE 12 SECURITIES-MISCELLANEOUS INCLUDES BOTH MARKETABLE AND NON-MARKETABLE SECURITIES. REVENUES FOR MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON QUOTED MARKET PRICES. REVENUES FOR NON-MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON DISCOUNTED CASH FLOW AND OTHER VALUATION APPROACHES. USE OF THIRD PARTIES Schedule M, PART I, QUESTION 32B BROKERS ARE USED TO SELL CONTRIBUTED SECURITIES. THE ORGANIZATION DOES NOT USE THIRD PARTIES TO SOLICIT NONCASH CONTRIBUTIONS.ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FINANCIAL ACCOUNTS IN FOREIGN COUNTRIESPART V, LINE 4B CONTINUED FROM STATEMENT 2 Poland Singapore Switzerland United Kingdom
BUSINESS RELATIONSHIPPART VI, SECTION A, QUESTION 2 Nancy Peretsman and Victoria Bjorklund, trustees, serve on the board of an exempt organization which employs danielle allen, a trustee (7/1/13 - 1/25/14). GOVERNING BODY PART VI, SECTION A, QUESTION 7A The Princeton University Board of Trustees consists of 38 MEMBERS. Thirteen members are Alumni Trustees who are elected by the alumni members of the University and serve four-year terms. Four Alumni Trustees are elected by the junior and senior classes and the two most recently graduated undergraduate classes. Nine of these alumni trustees are elected through an alumni-wide election overseen by the Committee to Nominate Alumni Trustees. Alumni trustees have the same rights and powers as other trustees.
FORM 990 PROVIDED TO ORGANIZATIONS GOVERNING BODYPART VI, SECTION B, LINE 11a The Form 990 is prepared by the University's Office of Finance & Treasury and is reviewed by management. The Schedule J compensation information is reviewed by the Compensation Committee and the entire Form 990 is reviewed by the Audit & Compliance Committee at a meeting prior to its filing with the IRS. A draft copy of the form, along with supplementary information, is provided in electronic form to the committees in advance of the meetings, and the draft is revised subsequently, as necessary. The full Board of Trustees is provided access to the final draft form prior to the filing date, allowing sufficient time for review.
Conflict of Interest PolicyPart VI, Section B, Line 12c On an annual basis, all trustees are provided with a copy of the conflict of interest policy for trustees and a statement of compliance affirmation which they are required to sign and return to the office of the Vice President and Secretary. Where questions arise about potential conflicts of interest or the possible perception of such conflicts, the policy requires that those issues be brought to the chair of the trustee committee on compensation for resolution. On an annual basis, the vice president of human resources, the dean of the faculty, and the director of the Princeton Plasma Physics Laboratory ("PPPL") are responsible for ensuring compliance with the University's conflict of interest policies by all employees hired through their respective units. All office heads, managers of departments, programs, centers, and institutes, and academic department chairs are reminded of their obligation to ensure compliance in their functional areas. All employees are asked to review the conflict of interest policies, which are provided to them online, and to complete a disclosure form acknowledging that they have reviewed the policies and requiring that any conflicts or potential conflicts be disclosed. All disclosed conflicts are reviewed by the applicable office head, manager or department chair, and then brought to the respective vice president of human resources, the dean of the faculty, or the director of the PPPL for further review and resolution. Conflict disclosure forms completed by officers are reviewed by the president of the University and by the compensation committee of the board of trustees; the president's disclosure form is reviewed by the compensation committee of the board of trustees, and disclosed conflicts, if any, are appropriately resolved.
DETERMINATION OF COMPENSATIONPART VI, SECTION B, QUESTIONS 15a & 15b The Compensation Committee of the Board of Trustees meets every spring to set the President's compensation and the compensation levels for officers and key employees. The Compensation Committee has an independent compensation consultant who provides all of the comparability data for the President's position. With this information, the Committee then determines the President's compensation. The Human Resources Department provides the Committee with market comparability data for the remaining officers and key employees. The Committee discusses and reviews the recommended compensation of such individuals with the president. The secretary to the Committee takes notes during the meetings and writes the minutes reflecting the deliberation and decision processes.
FINANCIAL STATEMENTS AVAILABLE TO THE PUBLICPART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY AND THE FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH PRINCETON UNIVERSITY'S WEBSITE.
AVERAGE HOURS PER WEEKPART VII, SECTION A, COLUMN B Certain officers of the Trustees of Princeton University also serve on the boards of related organizations: Stanley J. Seeger Hellenic Fund, Forrestal Investment Corporation, Princeton Charitable Foundation Limited, Princeton University Press, and Forrestal Agricultural Corporation. The average hours per week that these officers devote to the related organizations during the year is less than one hour a week or month.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (3 entries)

Address Line1ForeignAddress/AddressLine1CountryForeignAddress/CountryEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdTotal IncomeTotalIncomeAmtEnd Of Year AssetsEndOfYearAssetsAmtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeLegal Domicile StateLegalDomicileStateCd
PRINCETON CHARITABLE FOUNDATION LIMITED
19 OLD BAILEY LONDON EC4M 7EGUK980591811CHARITYUK$2,946,060$97,452PRINCETON U
PRINCETON INTERNATIONAL LLC
462973166Programs$240$749,812Princeton U701 Carnegie CenterPrincetonNJ08540DE
Forrestal LLC
464991582Holding$165,901$36,219,319Princeton U701 Carnegie CenterPrincetonNJ08540DE

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (10 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Controlled OrganizationControlledOrganizationInd
FORRESTAL INVESTMENT CORPORATION
701 CARNEGIE CENTER SUITE 445PRINCETONNJ08540222968912HOLDING CO.NJ501(c)(2)N/APRINCETON UYes (true)
STANLEY J SEEGER HELLENIC FUND
701 CARNEGIE CENTER SUITE 445PRINCETONNJ08540222266810PROGRAMSNJ501(c)(3)11-TYPE IPRINCETON UYes (true)
FORRESTAL AGRICULTURAL CORPORATION
701 CARNEGIE CENTER SUITE 445PRINCETONNJ08540363625291INVESTMENTSIA501(c)(3)11-TYPE IPRINCETON UYes (true)
PRINCETON UNIVERSITY ALUMNI ORGANIZATION
701 CARNEGIE CENTER SUITE 445PRINCETONNJ08540222711242ALUMNINJ501(c)(3)9nafalse
PRINCETON UNIVERSITY PRESS
41 William StreetPrincetonNJ08540210634483PUBLICATIONSNJ501(c)(3)11-TYPE IPRINCETON UYes (true)
PRINCETON IN AFRICA INC
PO BOX 226PRINCETONNJ08542223824520PROGRAMSNJ501(c)(3)11-TYPE IPRINCETON UYes (true)
PRINCETON IN ISHIKAWA INC
211 JONES HALL PRINCETON UNIVERSITPRINCETONNJ08544223563022PROGRAMSNJ501(c)(3)11-TYPE IPRINCETON UYes (true)
PRINCETON IN BEIJING INC
211 JONES HALL PRINCETON UNIVERSITPRINCETONNJ08544223779722PROGRAMSNJ501(c)(3)11-TYPE IPRINCETON UYes (true)
FOUNDING FATHERS PAPERS INC
701 CARNEGIE CENTER Suite 445PRINCETONNJ08540222365602RESEARCH/PUBNJ501(c)(3)11-TYPE Inafalse
RESEARCH COLLECTIONS&PRESERVCONSORTIUM
701 CARNEGIE CENTER Suite 445PRINCETONNJ08540223751732BOOK STORAGENJ501(c)(3)11-TYPE Inafalse

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (17 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Predominant Income TypePredominantIncomeTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtDisproportionate AllocationsDisproportionateAllocationsIndUBI Code VUBICodeVAmtGeneral Or Managing PartnerGeneralOrManagingPartnerIndOwnershipOwnershipPctAddress Line1ForeignAddress/AddressLine1Province Or StateForeignAddress/ProvinceOrStateCountryForeignAddress/CountryPostal CodeForeignAddress/PostalCodeLegal Domicile Foreign CountryLegalDomicileForeignCountryCdCityForeignAddress/City
PETROTIGER III LTD
1 HOUSTON CTR 1221 MCKINNEY SUITEHOUSTONTX77010760328789INVESTMENTTXNAEXCLUDED FROM TAX$3,028,252$2,579,889false$971,045false0.99000
NASSAU CAPITAL FUNDS
22 CHAMBERS STREET 4TH FLOORPRINCETONNJ08542223344912INVESTMENTDENAEXCLUDED FROM TAX$16,635,284$150,409,392false$204,146false0.96505
DYNAMO BRASIL I LLC
2711 CENTERVILLE ROAD SUITE 400WILMINGTONDE19808980515400INVESTMENTDENAEXCLUDED FROM TAX$17,301,458$229,533,273falsefalse0.99460
PB INSTITUTIONAL LP
10 ST JAMES AVE STE 1700BOSTONMA02116043425688INVESTMENTDENAEXCLUDED FROM TAX$77,796,550$929,730,473false-$846,983false0.99785
VARDE FUND VI-A LP
8500 NORMANDALE LAKE BLVD SUITE 15MINNEAPOLISMN55437412022693INVESTMENTDENAEXCLUDED FROM TAX$15,172,102$228,408,040false$1,497,606false0.89944
FARALLON CAP INST PARTIII
ONE MARITIME PLAZA SUITE 2100SAN FRANCISCOCA94111943253905INVESTMENTDENAEXCLUDED FROM TAX$48,696,743$543,159,051falsefalse0.91011
BAKER BIOTECH FUND II (A) LP
667 MADISON AVENUE 21ST FLOORNEW YORKNY10065331004876INVESTMENTDENAEXCLUDED FROM TAX$46$4,183,977falsefalse0.55005
WHITECREST PARTNERS LP
222 BERKELEY STREET 22ND FLOORBOSTONMA02116043585396INVESTMENTDENAEXCLUDED FROM TAX$69,632,656$597,015,858false$1,260,959false0.84500
ALEXANDER STREET PARTNERS LTD
225 WEST WATER STREET STE 1987JACKSONVILLEFL322025152593374725INVESTMENTFLNAEXCLUDED FROM TAX-$2,765,657$365,521,679false-$24,385false0.79043
LAXEY UNIVERSAL VALUE LP
1209 ORANGE STREETWILMINGTONDE19801210634501INVESTMENTDENAexcluded from tax$702,467$4,333,729falsefalse0.91200
BPI LTD
INVESTMENTNAexcluded from tax$45,125,659$755,539,331falsefalse1.00000103 S CHURCH ST PO BOX 1034 GTGRCJCAYMAN ISLANDSCJ
PETROTIGER IV LTD
1 HOUSTON CENTER-1221 MCKINNEY 37HOUSTONTX77010760495639INVESTMENTTXNAexcluded from tax$1,744,792$10,287,475falsefalse0.82600
PETROTIGER I LTD
1 HOUSTON CENTER 1221 MCKINNEY 3HOUSTONTX77010760230203INVESTMENTTXNAexcluded from tax$446,766$23,893,313falsefalse0.84800
farallon special situation partners
1 maritime plaza suite 2100san franciscoCA94111943244687investmentCAnaexcluded from tax-$2,322,436$6,272,303false$878,851false0.98916
GEOLOGIC RESOURCE OPPORTUNITIES FUNDLTD
investmentnaexcluded from tax$19,695,708$107,660,393falsefalse0.77040c/o Goldman Sachs caymanTrustltdCaCJKY1-1103CJGardenia court,Ste 407,45 Market st
THE ORANGE PARTNERS FUND LTD
investmentNAEXCLUDED FROM TAX$159,569,415$452,431,085falsefalse0.99410PO BOX 309GT UGLAND HOUSECACJCJGRAND CAYMAN
Lone Balsam LP
Two Greenwich PlazaGreenwichCT06830582359631InvestmentDEnaexcluded from tax$19,496,373$0false$21,548false

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (5 entries)

Primary ActivitiesPrimaryActivitiesTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Entity TypeEntityTypeTxtControlled OrganizationControlledOrganizationIndAddress Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeEINEINLegal Domicile StateLegalDomicileStateCdShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPct
Charitable Remainder TrustS (298)
InvestmentvariousTRUSTYes (true)
CHARITABLE LEAD TRUSTS (12)
INVESTMENTVARIOUSTRUSTYes (true)
POOLED FUNDS (174)
INVESTMENTVARIOUSTRUSTYes (true)
CHARITABLE GIFT ANNUITIES (121)
INVESTMENTVARIOUSTRUSTYes (true)
Nassau Opex Corp
Investmentprinceton uC CorpYes (true)po box 305Belle MeadNJ085020305223643230DE$8,459$51,1181.00000
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsYes (true)ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (true)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (true)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth OrgfalseLoansOrGuaranteesFromOthOrgInd
Div Related OrganizationfalseDivRelatedOrganizationInd
Asset Sale To Other OrgfalseAssetSaleToOtherOrgInd
Asset Purchase From Other OrgfalseAssetPurchaseFromOtherOrgInd
Asset ExchangefalseAssetExchangeInd
Rental Of Facilities To Oth OrgfalseRentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth OrgYes (true)RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth OrgfalsePerformOfServicesForOthOrgInd
Perform Of Services By Other OrgfalsePerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (true)SharingOfFacilitiesInd
Paid Employees SharingYes (true)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (true)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (true)ReimbursementPaidByOtherOrgInd
Transfer To Other OrgYes (true)TransferToOtherOrgInd
Transfer From Other OrgYes (true)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (22 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
FORRESTAL INVESTMENT CORPORATION
s$10,867,420CASH
STANLEY J SEEGER HELLENIC FUND
C$1,591,058CASH
FORRESTAL AGRICULTURAL CORPORATION
s$4,403,792cash
FORRESTAL AGRICULTURAL CORPORATION
B$12,444,034CASH
PRINCETON UNIVERSITY PRESS
a$70,839CASH
PRINCETON UNIVERSITY PRESS
N,O,Q$135,520CASH
PRINCETON UNIVERSITY PRESS
k$153,573CASH
princeton university press
r$4,635,588cash
Laxey Universal Value LP
s$3,348,283cash
PB INSTITUTIONAL LIMITED PARTNERSHIP
s$158,796,000CASH
NASSAU CAPITAL FUNDS
B$103,400CASH
NASSAU CAPITAL FUNDS
S$35,521,232CASH
whitecrest partners lp
S$10,422,780CASH
dynamo brasil I LLC
B$6,238,175CASH
Dynamo Brasil I LLC
S$345,319CASH
The Orange Partners Fund
b$45,292,095CASH
The Orange Partners Fund
s$5,295,715CASH
PETROTIGER IIILTD
s$1,762,781CASH
FARALLON CAPITAL INSTITUTIONAL PARTNERS III
b$1,732,890cash
lone balsam LP
s$288,767,044cash
FARALLON SPECIAL SITUATION PARTNERS LP
S$742,800CASH
varde Fund vi-A LP
b$40,000,000CASH