THE WALLACE RESEARCH FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- THE WALLACE RESEARCH FOUNDATION (EIN 42-6540579)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-07-31
- IRS object ID
- 201532129349100403
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-07-31T11:28:18-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCGLADREY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 221 THIRD AVENUE SE STE 300 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 524011512 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 426540579 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WALLACE RESEARCH FOUNDATION CO MCGLADREY LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WALL | BusinessNameControlTxt |
| Phone | 3192985333 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ATTN CARLEY UMSTEAD 221 THIRD AVE | AddressLine1Txt |
| Address Line2 | SE NO 300 | AddressLine2Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY D WALLACE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3192985333 | PhoneNum |
| Signature | 2015-07-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CARLEY UMSTEAD | PreparerPersonNm |
| PTIN | P00982177 | PTIN |
| Phone | 3192985333 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $84,282,658 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $3,210 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,874,055 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,874,055 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,412,865 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,828,128 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,412,865 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $4,290,130 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,286,920 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $44,820 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $14,865 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $29,955 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $414,149 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $414,149 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $123,954 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $28,954 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $6,468 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $6,334 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $134 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $589,391 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $464,302 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $30,089 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,266,134 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,266,134 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,855,525 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $464,302 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,296,223 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $434,605 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,822,618 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $7,428,928 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,713,303 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,713,303 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $31,333,248 | CorporateStockBOYAmt |
| Corporate Stock EOY | $35,387,311 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $52,223,640 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,234,060 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $854,461 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $876,159 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $25,830,301 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $26,328,547 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $26,425,931 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $49,506 | OtherAssetsBOYAmt |
| Other Assets EOY | $43,625 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $43,625 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $66,876,043 | TotalAssetsBOYAmt |
| Total Assets EOY | $67,327,247 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $84,282,658 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $66,876,043 | RetainedEarningBOYAmt |
| Retained Earning EOY | $67,327,247 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $66,876,043 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $67,327,247 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $66,876,043 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $67,327,247 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $66,876,043 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $434,605 | ExcessRevenueOverExpensesAmt |
| Other Increases | $16,599 | OtherIncreasesAmt |
| Subtotal | $67,327,247 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $67,327,247 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| TOYOTA SETTLEMENT | P | $473 | $473 | $473 | |
| DELL INC SETTLEMENT | P | $319 | $319 | $319 | |
| PUBLICLY TRADED SECURITIES | P | $3,232,100 | -$1,424 | -$1,424 | $3,233,524 |
| PUBLICLY TRADED SECURITIES | P | $13,225,190 | $2,043,451 | $2,043,451 | $11,181,739 |
| CAPITAL GAINS DIVIDENDS | P | $370,046 | $370,046 | $370,046 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,412,865 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,922,773 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $77,636,385 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.037647 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $4,157,179 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $74,746,776 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.055617 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,518,346 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $75,433,652 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046642 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,233,585 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $70,375,172 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.045948 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $4,206,810 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $64,554,182 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.065167 | DistributionYr5Rt |
| Total Distribution | 0.251021 | TotalDistributionRt |
| Average Distribution | 0.050204 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $81,700,907 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,101,712 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $38,226 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,139,938 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,296,223 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $76,452 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $76,452 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $76,452 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $86,150 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $15,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $101,150 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $24,698 | OverpaymentAmt |
| Applied To ES Tax | $24,698 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CARLEY UMSTEAD | IndividualWithBooksNm |
| Phone | 3192985333 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 221 3RD AVE SE STE 300 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY D WALLACE | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| LINDA WALLACE-GRAY | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | VP, SECY & TREAS | 20.00 | $0 | $0 | $134 |
| ANGUS GILCHRIST | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| ALEX GILCHRIST | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | |||||
| 370 17TH STREET STE 2800 | DENVER | CO | 80202 | INVESTMENT CONSULT'G | $177,629 |
| EAGLE CAPITAL MANAGEMENT | |||||
| 499 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT MGMT | $162,902 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $75,446,436 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $7,498,647 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $82,945,083 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $82,945,083 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,244,176 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $81,700,907 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,085,045 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,085,045 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $76,452 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $76,452 | TotalTaxAmt |
| Distributable Before Adj | $4,008,593 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $16,599 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,025,192 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,025,192 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,296,223 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,296,223 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,296,223 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,025,192 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $3,237,364 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,296,223 | QualifyingDistributionsAmt |
| Applied To Year1 | $3,237,364 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $58,859 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $3,966,333 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (49 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ARCHAEOLOGY SOUTHWEST | |||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | TO SUPPORT THE "HANDS-ON ARCHAEOLOGY" PROGRAM | $30,000 |
| ARCHAEOLOGY SOUTHWEST | |||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | TO SUPPORT THE "SALADO IMPACT" PROGRAM | $170,000 |
| ARIZONA STATE UNIVERSITY | |||||||
| PO BOX 876011 | TEMPE | AZ | 85287 | NONE | PC | TO FUND RESEARCH OF THE PREHISPANIC CULTURES IN NORTHWEST MEXICO AND THE AMERICAN SOUTHWEST | $100,000 |
| BLUE OCEAN INSTITUTE | |||||||
| SOMAS DUTCHESS 137 | STONY BROOK | NY | 11794 | NONE | PC | TO FUND THE CONSERVATION ACTIVITIES OF BLUE OCEAN FELLOWS | $50,000 |
| DELAWARE RIVERKEEPER NETWORK | |||||||
| 925 CANAL ST STE 3701 | BRISTOL | PA | 19007 | NONE | PC | TO MONITOR AND PROTECT THE DELAWARE RIVER FROM GAS DRILLING IMPACTS | $180,000 |
| DUKE UNIVERSITY | |||||||
| 2200 WEST MAIN ST STE 820 | DURHAM | NC | 27705 | NONE | PC | TO FURTHER RESEARCH OF SENSORY PROCESSING DISORDER AND ADULT MENTAL HEALTH PROBLEMS | $33,192 |
| FAIREWINDS ENERGY EDUCATION CORP | |||||||
| 70 SOUTH WINOOSKI BOX 289 | BURLINGTON | VT | 05401 | NONE | PC | EDUCATIONAL OUTREACH TEACHING ABOUT NUCLEAR ENGINEERING, NUCLEAR POWER, AND NUCLEAR SAFETY ISSUES | $110,000 |
| FRIENDS OF SOUTH GEORGIA ISLAND | |||||||
| 25 DAKOTA MEADOWS DRIVE | CARBONDALE | CO | 81623 | NONE | PC | TO SUPPORT THE ERADICATION OF INVASIVE RODENTS ON SOUTH GEORGIA ISLAND | $40,000 |
| HABITAT FOR HUMANITY TUCSON | |||||||
| 3501 N MOUNTAIN AVE | TUCSON | AZ | 85719 | NONE | PC | TO FUND HOME REPAIR DOWN PAYMENT ASSISTANCE GRANTS FOR LOW-INCOME HOMEOWNERS | $40,000 |
| HAWK MOUNTAIN SANCTUARY ASSOCIATION | |||||||
| 1700 HAWK MOUNTAIN RD | KEMPTON | PA | 19529 | NONE | PC | TO STUDY THE MOVEMENT ECOLOGY OF SCAVENGING BIRDS OF PREY IN ARIZONA | $25,000 |
| HEARTSOUNDS MOTHER AND INFANT CARE | |||||||
| 1072 N CARIBE AVE | TUCSON | AZ | 85710 | NONE | PC | TO PROVIDE FREE IN-HOME DOULA CARE TO LOW-INCOME MOTHERS IN THE GREATER TUCSON AREA | $30,000 |
| HUMANE SOCIETY INTERNATIONAL | |||||||
| 700 PROFESSIONAL DR | GAITHERSBURG | MD | 20879 | NONE | PC | TO PROVIDE VETERINARY SERVICES IN LOW-INCOME COMMUNITIES OF COSTA RICA | $53,000 |
| HUMANE SOCIETY INTERNATIONAL | |||||||
| 700 PROFESSIONAL DR | GAITHERSBURG | MD | 20879 | NONE | PC | TO PROVIDE VETERINARY SERVICES TO LOW-INCOME COMMUNITIES IN BELIZE | $60,000 |
| HUMANE SOCIETY OF SOUTHERN ARIZONA | |||||||
| 3450 N KELVIN BLVD | TUCSON | AZ | 85716 | NONE | PC | TO SUPPORT SPAY AND NEUTER SURGERIES, TREATMENT, REHABILITATION, AND RE-HOMING OF ANIMALS | $100,000 |
| HUMANE SOCIETY OF SOUTHERN ARIZONA | |||||||
| 3450 N KELVIN BLVD | TUCSON | AZ | 85716 | NONE | PC | TO SUPPORT MARKETING CAMPAIGN TO PROMOTE THE SPAYING AND NEUTERING OF PETS IN SOUTHERN ARIZONA | $50,000 |
| LOOMIS CHAFFEE SCHOOL | |||||||
| 4 BATCHELDER RD | WINDSOR | CT | 06095 | NONE | PC | TO FOSTER AND IMPROVE ENVIRONMENTAL STEWARDSHIP AND SUSTAINABILITY WITHIN THE SCHOOL COMMUNITY | $250,000 |
| MALPAI BORDERLANDS GROUP | |||||||
| PO BOX 3536 | DOUGLAS | AZ | 85608 | NONE | PC | TO SUPPORT PUBLIC OUTREACH ACTIVITIES AND NATURAL RESOURCE MONITORING | $15,000 |
| MASSACHUSETTS AUDUBON SOCIETY | |||||||
| 208 S GREAT RD | LINCOLN | MA | 01773 | NONE | PC | TO SUPPORT LONG-TERM CONSERVATION EFFORTS AND OUTREACH ACTIVITIES AT PAYNE'S CREEK NATIONAL PARK | $110,000 |
| MASSACHUSETTS GENERAL HOSPITAL | |||||||
| 100 CHARLES RIVER PLAZA | BOSTON | MA | 02114 | NONE | PC | TO RESEARCH INFASTRUCTURE FOR SYSTEMS MEDICINE | $100,000 |
| POUGHKEEPSIE FARM PROJECT | |||||||
| PO BOX 3143 | POUGHKEEPSIE | NY | 12603 | NONE | PC | TO FUND THE FARM TO SCHOOL PROJECT AND TO SUPPORT FARM REPAIRS, IMPROVEMENTS, AND MAINTENANCE | $50,000 |
| RIVERKEEPER INC | |||||||
| 20 SECOR RD | OSSINING | NY | 10562 | NONE | PC | TO SUPPORT POLLUTION INVESTIGATION AND ENFORCEMENT | $90,000 |
| RUTGERS UNIVERSITY | |||||||
| 3 RUTGERS PLAZA ASB III 2ND FLOOR | NEW BRUNSWICK | NJ | 08901 | NONE | PC | FOR THE STUDY OF SENSORY PROCESSING DISORDER USING NEW ANALYTICS AND WEARABLE SENSING DEVICES | $18,000 |
| SCIENTEK-12 FOUNDATION | |||||||
| 3247 N CHRISTMAS AVE | TUCSON | AZ | 85716 | NONE | PC | TO SUPPORT EDUCATIONAL OUTREACH PROGRAMS TO K-12 STUDENTS IN UNDER-SERVED AND RURAL AREAS IN ARIZONA | $35,000 |
| SPD FOUNDATION | |||||||
| 5420 S QUEBEC ST STE 135 | GREENWOOD VILLAGE | CO | 80111 | NONE | PC | TO FURTHER RESEARCH RELATED TO SENSORY PROCESSING DISORDER | $57,350 |
| THE NATURE CONSERVANCY - ALASKA | |||||||
| 715 L ST STE 100 | ANCHORAGE | AK | 99501 | NONE | PC | FOR GENERAL SUPPORT OF CONSERVATION EFFORTS IN ALASKA | $80,000 |
| THE NATURE CONSERVANCY - ARIZONA | |||||||
| 7600 N 15TH ST STE 100 | PHOENIX | AZ | 85020 | NONE | PC | TO REPLACE CABIN ROOFS LOCATED ON THE HART PRAIRIE PRESERVE | $75,000 |
| THE NATURE CONSERVANCY - NEW MEXICO | |||||||
| 212 E MARCY ST STE 200 | SANTA FE | NM | 87501 | NONE | PC | TO SUPPORT THE CONSERVATION CANINE PROJECT TO UNDERSTAND HOW TO MANAGE FORESTS IN CHANGING CLIMATES | $20,000 |
| THE NATURE CONSERVANCY - TENNESSEE | |||||||
| 2021 21ST AVE S STE C400 | NASHVILLE | TN | 37212 | NONE | PC | TO SUPPORT WHITE NOSE SYNDROME RESEARCH AND MITIGATION, AND CAVE AND KARST CONSERVATION IN TENNESSEE | $50,650 |
| THE SHUMLA SCHOOL | |||||||
| 117 SANDERSON ST PO BOX 627 | COMSTOCK | TX | 78837 | NONE | PC | TO SUPPORT THE BORDER CANYONLANDS ARCHAEOLOGICAL PROJECT | $100,000 |
| THE SHUMLA SCHOOL | |||||||
| 117 SANDERSON ST PO BOX 627 | COMSTOCK | TX | 78837 | NONE | PC | TO CONDUCT AND PROMOTE PRESERVATION AND RESEARCH ACTIVITIES IN SOUTHWEST TEXAS AND NORTHERN MEXICO | $100,000 |
| TOHONO CHUL PARK | |||||||
| 7366 PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | TO SUPPORT GARDENS, FACILITIES, AND CONSERVATION EDUCATION INITIATIVES | $110,000 |
| TUCSON BOTANICAL GARDENS | |||||||
| 2150 N ALVERNON WAY | TUCSON | AZ | 85712 | NONE | PC | TO SUPPORT THE GARDEN IMPROVEMENT PROGRAM AND THE EDUCATION FOR SUSTAINABILITY INITIATIVE | $40,000 |
| UNIVERSITY OF ARIZONA FOUNDATION - TUCSON VILLAGE FARM | |||||||
| 1111 N CHERRY AVE | TUCSON | AZ | 85721 | NONE | PC | TO PROVIDE SUPPORT FOR PROGRAMS AT TUCSON VILLAGE FARM | $30,000 |
| UNIVERSITY OF ARIZONA FOUNDATION | |||||||
| 1111 N CHERRY AVE | TUCSON | AZ | 85721 | NONE | PC | TO SUPPORT EFFORTS TO IMPROVE AND DOCUMENT THE COLLECTION OF NATIVE ARIZONA LEGUME TAXA | $25,000 |
| UNIVERSITY OF CALIFORNIA - SAN FRANCISCO | |||||||
| 1855 FOLSOM ST STE 425 BOX 0897 | SAN FRANCISCO | CA | 94143 | NONE | PC | TO RESEARCH SENSORY PROCESSING DISORDER USING EEG | $40,000 |
| UNIVERSITY OF CALIFORNIA - SAN FRANCISCO | |||||||
| 1855 FOLSOM ST STE 425 BOX 0897 | SAN FRANCISCO | CA | 94143 | NONE | PC | TO RESEARCH SENSORY PROCESSING DISORDER BY DEFINING RESTING STATE FUNCTIONAL CONNECTIVITY | $39,885 |
| UNIVERSITY OF CALIFORNIA - SAN FRANCISCO | |||||||
| 1855 FOLSOM ST STE 425 BOX 0897 | SAN FRANCISCO | CA | 94143 | NONE | PC | TO RESEARCH SENSORY PROCESSING DISORDER AND DEVELOP THE SPD CONSORTIUM DATABASE | $15,806 |
| UNIVERSITY OF IOWA FOUNDATION | |||||||
| PO BOX 4550 | IOWA CITY | IA | 52242 | NONE | PC | TO FUND A POSITION AT THE BELIN-BLANK CENTER | $30,000 |
| UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL | |||||||
| 104 AIRPORT DR STE 2200 CB1350 | CHAPEL HILL | NC | 27599 | NONE | PC | TO SUPPORT THE INHERIT PROGRAM FOR ARCHAEOLOGICAL RESEARCH OF MAYA CULTURAL HERITAGE | $60,000 |
| UNIVERSITY OF WISCONSIN - MADISON | |||||||
| 21 N PARK ST STE 6401 | MADISON | WI | 53715 | NONE | PC | TO FURTHER RESEARCH AND PUBLISH RESEARCH OF SENSORY PROCESSING DISORDERS | $13,811 |
| URBANPROMISE INTERNATIONAL INC | |||||||
| PO BOX 156 | PENNSAUKEN | NJ | 08110 | NONE | PC | TO FUND EXPERIENTIAL LEARNING PROGRAMS FOR INNER CITY YOUTH | $249,000 |
| VANDERBILT UNIVERSITY | |||||||
| 465 21ST AVE S | NASHVILLE | TN | 37232 | NONE | PC | TO FURTHER RESEARCH RELATED TO SENSORY PROCESSING DISORDER | $40,441 |
| WAKE FOREST UNIVERSITY OF HEALTH SCIENCES | |||||||
| MEDICAL CENTER BLVD | WINSTONSALEM | NC | 27157 | NONE | PC | TO FURTHER RESEARCH OF SENSORY PROCESSING DISORDER BY STUDYING DEVELOPMENTAL DISRUPTIONS | $24,999 |
| WILDCOAST | |||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | TO SUPPORT CONSERVATION OF COASTAL ECOSYSTEMS AND WILDLIFE ON MEXICO'S PACIFIC COASTLINE | $55,000 |
| WILDLIFE ALLIANCE INC | |||||||
| 1441 BROADWAY FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | TO SUPPORT ENDING WILDLIFE TRAFFICKING IN SOUTHEAST ASIA | $50,000 |
| WILDLIFE CONSERVATION SOCIETY | |||||||
| 2300 SOUTHERN BLVD | BRONX | NY | 10460 | NONE | PC | FOR FOREST AND WILDLIFE PROTECTION IN MADAGASCAR | $100,000 |
| YESHIVA UNIVERSITY | |||||||
| 1300 MORRIS PARK AVE | BRONX | NY | 10461 | NONE | PC | TO FURTHER RESEARCH OF SENSORY PROCESSING DISORDER AS IT RELATES TO CROSS-SENSORY INTERACTIONS | $40,000 |
| YOUTH OUTDOOR EXPERIENCE | |||||||
| 439 N 6TH AVE 187 | TUCSON | AZ | 85705 | NONE | PC | TO BUILD PROGRAM CAPACITY TO SERVE MORE YOUTH THROUGHOUT ARIZONA COMMUNITIES | $50,000 |
| ZOOLOGICAL SOCIETY OF SAN DIEGO | |||||||
| PO BOX 120551 | SAN DIEGO | CA | 92112 | NONE | PC | TO SUPPORT THE TROPICAL ECOLOGY AND MANAGEMENT FIELD COURSE | $30,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,266,134 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,874,055 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,412,865 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $4,286,920 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,286,920 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $44,820 | Amt |
| Net Investment Income | $14,865 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $29,955 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (32 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 670 AEGON NV 8% 8.000 2-15-42 | $18,203 | $18,840 |
| 1034 AFFILIATED MAN 6.380 8-15-42 | $26,436 | $27,639 |
| 546 AFLAC INC 5.5% 5 1/2 9-15-52 | $12,852 | $13,410 |
| 260 ALLIED CAP 6.875% 6 7/8 4-15-47 | $5,872 | $6,510 |
| 477 AMER FINL GRP INC 7.000 9-30-50 | $12,428 | $12,378 |
| 510 AMERICAN FINANCIAL GROUP | $13,422 | $13,541 |
| 275 APOLLO INV-6.625% 6 5/8 10-15-42 | $6,778 | $6,927 |
| 1550 ARES CAPITAL CORP 7 3/4 10-15-40 | $40,629 | $40,006 |
| 245 ARES CAPT CORP 7.000 2-15-22 | $6,229 | $6,223 |
| 807 ASSURED GUAR MUNI 6.25% 11-01-02 | $20,125 | $20,449 |
| 1905 AVIVA PLC 8.25 8 1/4 12-01-41 | $51,076 | $53,092 |
| 2005 CITIGROUP CAPT XIII 7.875% FIX ED 10/30/15 | $53,856 | $53,293 |
| 1040 DTE ENERGY SER-I 6 1/2 12-01-61 | $27,988 | $27,113 |
| 940 EQUITY COMWLTH | $21,216 | $21,695 |
| 1135 HARTFORD FINL SVC 7 7/8 4-15-42 | $32,659 | $34,005 |
| 2060 INTEGRYS ENERGY 6.000 8-01-73 | $50,542 | $55,002 |
| 1731 KKR FINL HLDGS 8 3/8 11-15-41 | $45,188 | $48,053 |
| 2542 LLOYDS BANKING 7 3/4 7-15-50 | $66,613 | $65,533 |
| 540 NEXTERA ENER CAP 5.700 3-01-72 | $13,500 | $13,306 |
| 590 QWEST CORPORATION 6.125% 06/01/53 | $12,936 | $14,219 |
| 290 QWEST CORPORATION 6.875% 10/1/54 | $7,153 | $7,436 |
| 970 QWEST CORPORATION 7 1/2 9-15-51 | $24,262 | $26,112 |
| 1735 QWEST CORPORATION 7 3/8 6-01-51 | $43,931 | $46,498 |
| 2530 RAYMOND JAMES FIN 6.900 3-15-42 | $65,789 | $69,044 |
| 1465 REINSURANCE GRP 6.200 9-15-42 | $39,585 | $40,668 |
| 590 SELECTIVE INS GRP 5 7/8 2-09-43 | $14,514 | $14,750 |
| 1146 SENIOR HSG TRST 5 5/8 8-01-42 | $27,808 | $27,607 |
| 280 SOLAR CAP 6.75% 6 3/4 11-15-42 | $6,609 | $6,490 |
| 530 STANLEY BLK SER-I 5 3/4 7-25-52 | $13,619 | $13,388 |
| 1650 TELE&DATA SYS INC 6 7/8 11-15-59 | $40,654 | $41,036 |
| 760 US CELLULAR CORP 6.950 5-15-60 | $19,317 | $18,544 |
| 510 VERIZON COMMUNICATIONS 5.9% 2/15/54 | $12,672 | $13,352 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (159 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1800 3M COMPANY | $153,321 | $295,776 |
| 13442 ACCOR S A UNSPONSORED ADR | $134,432 | $119,096 |
| 880 ACTAVIS PLC | $190,886 | $226,521 |
| 760 AEGON NV 6.3750% SERIES | $17,313 | $19,380 |
| 1130 AEGON NV SERIES 1 | $23,357 | $26,532 |
| 9305 AIA GROUP LTD SPON ADR | $153,639 | $206,106 |
| 7900 ALTERA CP | $173,191 | $291,826 |
| 3227 AMADEUS IT HLDG SA UNSPON ADR | $112,724 | $127,628 |
| 1475 AMAZON COM INC | $437,648 | $457,766 |
| 855 AMERICAN RLTY CAP PPTYS PFD F | $20,142 | $19,537 |
| 11851 AON PLC SHS CL-A | $581,647 | $1,123,830 |
| 6961 APPLIED MATERIALS INC | $157,506 | $173,468 |
| 1025 ARCH CAPITAL GRP LTD 6.7500% C | $24,473 | $27,644 |
| 131 ASCENT CAPITAL GROUP A COM | $2,978 | $6,934 |
| 785 ASML HOLDING NV NY REG NEW | $69,525 | $84,647 |
| 1235 ASPEN INSC HLDGS LTD PERP PFD | $32,435 | $32,320 |
| 765 ASPEN INSURANCE HLDG LTD 5.95% | $18,475 | $19,324 |
| 8886 AVIVA PLC ADR | $154,573 | $132,401 |
| 310 AXIS CAPITAL HLDGS LTD 5.50%-D | $6,231 | $7,217 |
| 506 BAIDU INC ADS | $57,025 | $115,353 |
| 16539 BANCO BILBAO ADR OPSDIV RHTS | $1,654 | $0 |
| 16539 BANCO BILBAO VIZ ARG SA ADS | $193,477 | $155,301 |
| 1090 BANK OF AMERICA CORP 6.625% | $27,079 | $27,868 |
| 795 BARCLAYS BK PLC 6.625 SER2 | $19,383 | $20,280 |
| 510 BARCLAYS BK PLC 7.1000 SER 3 | $12,777 | $13,163 |
| 13900 BERKLEY W R CORP | $356,276 | $712,514 |
| 8875 BERKSHIRE HATHAWAY CL-B NEW | $722,700 | $1,332,581 |
| 2479 BT GP PLC SPON ADR | $161,110 | $153,673 |
| 1629 BURBERRY GROUP PLC SPONS ADR | $81,096 | $82,134 |
| 1715 CANADIAN NATL RAILWAY CO | $68,470 | $118,181 |
| 550 CAPITAL ONE FINANCIAL 6%-B | $12,023 | $13,418 |
| 3913 CHINA MOBILE LTD | $217,932 | $230,163 |
| 4570 CHS INC (CHSCM) | $115,260 | $116,169 |
| 4380 CHS INC (CHSCN) | $116,851 | $115,019 |
| 21000 CITIGROUP INC NEW | $1,006,869 | $1,136,310 |
| 1510 CITIGROUP INC 6.875%-K | $38,992 | $40,136 |
| 475 CITIGRP INC 7.125%-J | $11,790 | $12,882 |
| 16000 COCA COLA CO | $398,214 | $675,520 |
| 12200 COMCAST CORP CL A SPECIAL NEW | $204,673 | $702,293 |
| 9726 COMPASS GROUP PLC SPON ADR NEW | $135,557 | $165,731 |
| 7000 CONSTELLATION BRANDS INC CL A | $308,597 | $687,190 |
| 1019 COPA HOLDINGS, SA CLA A | $111,597 | $105,609 |
| 1075 DEUTSCHE BANK CAP 6.6250 SER | $26,652 | $27,466 |
| 1070 DEUTSCHE BK CAP FD VIII 6.375 | $25,811 | $27,392 |
| 530 DIGITAL REALTY TR INC 7% SER-E | $14,395 | $13,515 |
| 1105 DIGITAL REALTY TRUST 7.375% | $29,116 | $29,415 |
| 7500 DISH NETWORK CORP CLASS A | $286,179 | $546,675 |
| 6122 DISTRIBUIDORA INTERN ALIM ADR | $97,473 | $81,300 |
| 10300 ECOLAB INC | $429,500 | $1,076,556 |
| 5493 ENCANA CORP | $76,682 | $76,188 |
| 1525 ENDURANCE SPEC 7.7500 SERIES | $38,606 | $40,108 |
| 1535 ENDURANCE SPECIALTY HLDG 7.50% | $38,363 | $40,248 |
| 280 EPR PPTYS PFD CONV SER F % | $7,025 | $7,056 |
| 9230 EXPERIAN GP LTD ADR | $164,853 | $155,064 |
| 730 F N B CORP FLA DEP SHS REPSTG | $19,554 | $20,017 |
| 1485 FIFTH THIRD BANCORP 6.625%-I | $38,002 | $40,585 |
| 1910 FIRST NIAGARA FIN GP 8.625% B | $54,282 | $51,570 |
| 1005 FIRST REPUBLIC BANK SER-A 6.7% | $24,020 | $26,432 |
| 12000 FIRST TR ISE WTR INDEX FD | $402,328 | $404,520 |
| 27738 FIRST TRUST AMEX BIOTECH | $1,996,450 | $2,829,831 |
| 85218 FIRST TRUST ENERGY INFRASTRU | $1,722,680 | $2,026,492 |
| 3003 FRESENIUS MEDICAL CARE AG&CO | $83,196 | $111,531 |
| 1374 GALAXY ENTMNT GRP LTD SPON ADR | $117,172 | $77,157 |
| 1605 GOLDMAN SACHS GROUP PFD D | $32,065 | $31,570 |
| 2350 GOLDMAN SACHS GRP INC | $254,523 | $455,501 |
| 505 GOLDMAN SACHS GRP INC | $12,900 | $13,499 |
| 1125 GOLDMAN SACHS GRP INC 5.50%-J | $26,460 | $27,450 |
| 1555 GOLDMAN SACHS GRP INC 6.375% | $39,086 | $40,275 |
| 635 GOOGLE INC-CL A | $173,384 | $336,969 |
| 635 GOOGLE INC-CL C | $172,830 | $334,264 |
| 9483 HENNES & MAURITZ | $66,161 | $78,330 |
| 10888 HOLCIM LTD UNSPON ADR | $165,419 | $154,501 |
| 615 HSBC USA INC PFD SR F | $13,376 | $13,899 |
| 17680 ICICI BANK LTD | $186,974 | $204,204 |
| 770 ING GROEP NV 6.2000% SER | $17,933 | $19,435 |
| 265 ING GROEP NV 6.375% | $6,662 | $6,768 |
| 260 ING GROEP NV 7.2% SER | $6,591 | $6,695 |
| 16101 ING GROEP NV ADR | $205,937 | $208,830 |
| 530 ING GROUP NV 7.0500% SER PFD | $13,409 | $13,589 |
| 4373 INTESA SANPAOLO S.P.A. ADR | $74,603 | $75,740 |
| 31000 ISHARES HIGH DIVIDEND ETF | $1,699,891 | $2,372,740 |
| 10000 ISHARES S&P MID-CAP 400 V ETF | $920,511 | $1,278,300 |
| 5594 ITAU UNIBANCO MULTIPLE ADR | $75,842 | $72,778 |
| 4626 ITV PLC UNSPONS ADR | $160,404 | $152,797 |
| 3600 JP MORGAN CHASE & CO | $220,083 | $225,288 |
| 10397 JULIUS BAER GROUP LTD UN ADR | $96,167 | $94,197 |
| 18494 KINGFISHER PLC SPONS ADR NEW | $159,795 | $195,944 |
| 3039 KONINKLIJKE PHIL EL SP ADR NEW | $96,723 | $88,131 |
| 3693 KOREA ELECTRIC POWER CORP ADS | $76,525 | $71,496 |
| 14390 KROTON EDUCACIONAL S A | $97,419 | $81,160 |
| 992 KUBOTA CP ADR | $76,832 | $71,880 |
| 3533 LIBERTY GLOBAL PLC CL A NEW | $153,265 | $177,374 |
| 35236 LIBERTY GLOBAL PLC CL C NEW | $420,663 | $1,702,251 |
| 30328 LLOYDS BANKING GROUP PLC | $153,727 | $140,722 |
| 5900 LOEWS CORPORATION | $187,132 | $247,918 |
| 1656 LULULEMON ATHLETICA INC | $106,586 | $92,388 |
| 4449 LVMH MOET HENNESSY LOUIS VUITT | $134,616 | $153,201 |
| 2211 MASTERCARD INC CL A | $166,739 | $190,500 |
| 27800 MICROSOFT CORP | $780,884 | $1,291,310 |
| 15900 MONDELEZ INTL INC COM | $341,429 | $577,568 |
| 725 MONTPELIER RE HLDGS L 8.875% | $19,608 | $19,495 |
| 18600 MORGAN STANLEY | $271,346 | $721,680 |
| 1155 MORGAN STANLEY 6.375% | $29,614 | $29,233 |
| 525 MORGAN STANLEY 6.625% | $13,125 | $13,391 |
| 1010 MORGAN STANLEY 6.875% | $26,633 | $26,876 |
| 475 MORGAN STANLEY 7.125% | $12,350 | $13,086 |
| 1305 MORGAN STANLEY SER-A | $24,778 | $26,048 |
| 1590 NATIONAL RETAIL PROP 6.625%-D | $39,212 | $40,450 |
| 6400 NESTLE SPON ADR REP REG SHR | $276,239 | $466,880 |
| 1295 NESTLE SPON ADR REP REG SHR | $95,368 | $94,470 |
| 3964 NIELSEN HOLDINGS NV | $169,558 | $177,310 |
| 2925 NIPPON TELEGRAPH&TELEPHONE ADS | $95,225 | $74,909 |
| 1789 NOVARTIS AG ADR | $128,468 | $165,769 |
| 4090 NOVO NORDISK A/S ADR | $127,526 | $173,089 |
| 3663 OLYMPUS COPRORATION SPONS ADR | $122,102 | $128,828 |
| 37100 ORACLE CORP | $1,148,123 | $1,668,387 |
| 1460 PARTNERRE LTD 7.25% SER E | $36,568 | $38,894 |
| 6500 PEPSICO INC NC | $416,948 | $614,640 |
| 3387 PERNOD RICARD SA UNSPONS ADR | $80,034 | $74,379 |
| 3465 PNC FINL-P 6.125% FLTS 5/01/22 | $86,990 | $96,188 |
| 3950 PRAXAIR INC | $306,107 | $511,762 |
| 2255 PS BUSN PARKS 6.00% SER T | $56,537 | $55,699 |
| 555 PUBLIC STORAGE 5.75% SER-T | $14,007 | $13,725 |
| 4463 PUBLICIS GROUPE SA ADS | $85,135 | $79,620 |
| 560 RBS CAP FNDG TRUST VII 6.08% G | $12,152 | $13,647 |
| 6925 RECKITT BENCKISER PLC SPNS ADR | $89,078 | $114,747 |
| 1045 REGENCY CENTERS 6.625% SER 6 | $26,454 | $26,449 |
| 3753 RENAULT S A ADR | $59,492 | $52,992 |
| 1504 RIO TINTO PLC SPON ADR | $74,285 | $69,274 |
| 2047 ROCHE HOLDINGS ADR | $65,968 | $69,578 |
| 1635 ROYAL BK SCOTLAND GRP PLC 6.60 | $39,152 | $40,630 |
| 530 ROYAL BK SCOTLAND SER Q 6.75% | $13,038 | $13,436 |
| 820 ROYAL BK SCOTLAND GP 6.40 PFD M | $19,803 | $20,221 |
| 1385 SABMILLER PLC SPONS ADR | $62,181 | $71,411 |
| 8625 SAFRAN SA | $138,386 | $131,618 |
| 660 SANTANDER FINANCE PRF SA FLR | $11,772 | $13,913 |
| 1670 SCE TRUST I 5.625%-F | $42,893 | $40,915 |
| 4687 SONY CORP ADR 1974 NEW | $100,146 | $95,943 |
| 25000 SPDR S&P DIVIDEND | $1,358,771 | $1,970,000 |
| 18300 SPDR S&P MIDCAP 400 ETF TRUST | $2,119,110 | $4,830,651 |
| 1040 STATE ST CO 5.90% D FXD TO FLT | $26,447 | $26,894 |
| 4109 SUNTORY BEVERAGE AND FOOD LTD | $76,763 | $70,839 |
| 3315 SVENSKA CELLULOSA B SP ADR | $77,273 | $71,239 |
| 7050 TENCENT HLDGS LTD UNSPON ADR | $54,503 | $102,296 |
| 5400 THERMO FISHER SCIENTIFIC | $241,859 | $676,566 |
| 1198 TOYOTA MOTOR CP ADR NEW | $122,069 | $150,325 |
| 26500 TWENTY-FIRST CENTURY FOX CL B | $749,667 | $977,585 |
| 8697 UBS GROUP AG SHS | $176,194 | $148,284 |
| 675 UBS PFD FDG TR IV FLTG RT | $10,071 | $12,407 |
| 9608 UNITEDHEALTH GP INC | $316,839 | $971,273 |
| 1722 US BANCORP 6%-G FLTS 4/15/17 | $46,942 | $46,701 |
| 2105 US BANCORP-F 6.5% FLTS 1/15/22 | $55,516 | $61,992 |
| 2900 VALEANT PHARMACEUTIC INTL INC | $391,385 | $415,019 |
| 28710 VANGUARD HEALTH CARE ETF | $2,788,596 | $3,605,689 |
| 25774 VANGUARD RUSSELL 1000 | $1,976,836 | $2,527,398 |
| 2600 WAL MART STORES INC | $139,610 | $223,288 |
| 945 WELLS FARGO & COMPANY 6.625%-R | $23,612 | $26,214 |
| 1020 WELLS FARGO 5.85-Q FIXD-TO-FLT | $24,967 | $26,163 |
| 1550 WELLS FARGO 8% NON-CUM SER J | $44,097 | $45,214 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (21 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 1152 ARTISAN FDS INC INTL FND INV | AT COST | $24,338 | $34,500 |
| 921 ARTISAN FDS INC MID CAP VALUE FD INV SHS | AT COST | $17,742 | $22,704 |
| 2229 DIAMOND HILL LONG-SHORT FD CL I | AT COST | $35,399 | $53,978 |
| 7016 DODGE & COX INCOME FD | AT COST | $91,751 | $96,669 |
| 1443 HARRIS ASSOC INVT TR OAKMARK INTL FD CL I | AT COST | $19,384 | $33,675 |
| 322610 JP MORGAN LIMITED DUR BD SEL | AT COST | $3,201,521 | $3,226,100 |
| 358646 JP MORGAN STRAT INC OPP SEL | AT COST | $4,264,310 | $4,203,328 |
| 676 JPMORGAN MID CAP VALUE FD CL I | AT COST | $13,581 | $25,129 |
| 360721 LOOMIS SAYLES STRATEGIC INC Y | AT COST | $5,902,135 | $5,868,923 |
| 164555 LORD ABBETT FLT RT F | AT COST | $1,561,628 | $1,507,325 |
| 1069761 LORD ABBETT SHT DURATION INC F | AT COST | $4,904,430 | $4,760,436 |
| 143330 LORD ABBETT TOTAL RETURN F | AT COST | $1,530,644 | $1,512,132 |
| 452135 MAINSTAY HI YLD CORP BOND I | AT COST | $2,179,237 | $2,599,774 |
| 1118 PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD FD INSTL CL | AT COST | $12,509 | $11,337 |
| 2604 PRINCIPAL FDS INC PREF SECS INTL CL | AT COST | $26,031 | $26,590 |
| 2782 ROYCE FD PA MUTUAL FD INVT CL | AT COST | $23,986 | $36,167 |
| 91576 TEMPLETON GLOBAL BD FD ADV | AT COST | $1,206,738 | $1,136,462 |
| 1004 TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL | AT COST | $12,706 | $12,465 |
| 854 TWEEDY BROWNE FD INC GLOBAL VALUE FD | AT COST | $16,588 | $22,232 |
| 1742 VANGUARD GNMA FD CL I | AT COST | $18,173 | $18,851 |
| 123069 VIRTUS INSIGHT EMERG MKTS I | AT COST | $1,265,716 | $1,217,154 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDEND RECEIVABLE | Desc |
| BOY Book Value | $49,506 | BOYBookValueAmt |
| EOY Book Value | $43,625 | EOYBookValueAmt |
| EOYFMV | $43,625 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK SERVICE CHARGES | $182 | $182 | $0 |
| ADR FEES | $6,152 | $6,152 | $0 |
| GRANT MAKING EXPENSES | $134 | $0 | $134 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURN OF PRIOR YEAR GRANTS | Desc |
| Amt | $16,599 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| SB INVEST CONSULTING FEES | $177,629 | $177,629 | $0 |
| INVESTMENT MANAGEMENT FEES | $236,520 | $236,520 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $28,954 | $28,954 | $0 |
| EXCISE TAXES | $95,000 | $0 | $0 |