PROMETHEUS FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- PROMETHEUS FOUNDATION (EIN 27-1456655)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-10-27
- IRS object ID
- 201533009349100703
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-10-27T12:18:19-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 203250475 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ESMOND & ASSOCIATES INC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 23901 CALABASAS RD 1010 | AddressLine1Txt |
| City | CALABASAS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91302 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 271456655 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PROMETHEUS FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PROM | BusinessNameControlTxt |
| Phone | 7758311384 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1157 | AddressLine1Txt |
| City | CRYSTAL BAY | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89402 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CARL B BARNEY | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7758311384 | PhoneNum |
| Signature | 2015-10-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LENNY ESMOND CPA | PreparerPersonNm |
| PTIN | P00037472 | PTIN |
| Phone | 8186102900 | PhoneNum |
| Preparation | 2015-10-26 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-04-25 22:37:26Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $8,473,826 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $73 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $73 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $189,471 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $189,167 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $455,336 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,205,321 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $455,336 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $644,880 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $644,576 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $13,290 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $12,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $18,693 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,606 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $81,830 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $81,830 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $113,813 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $99,436 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,500,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,500,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,614,313 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $99,436 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,500,500 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,969,433 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $545,140 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $25,668 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $49,607 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $49,607 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $9,815,907 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,178,026 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,424,219 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $9,841,575 | TotalAssetsBOYAmt |
| Total Assets EOY | $8,227,633 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $8,473,826 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $9,841,575 | RetainedEarningBOYAmt |
| Retained Earning EOY | $8,227,633 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,841,575 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $8,227,633 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,841,575 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $8,227,633 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,841,575 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,969,433 | ExcessRevenueOverExpensesAmt |
| Other Increases | $355,491 | OtherIncreasesAmt |
| Subtotal | $8,227,633 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $8,227,633 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (560 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 12- 3 D SYSTEMS CORP (NEW) CMN | P | 2011-06-13 | 2014-01-06 | $1,104 | $143 | $961 | $961 |
| 21- 3 D SYSTEMS CORP (NEW) CMN | P | 2011-06-13 | 2014-01-07 | $1,920 | $251 | $1,669 | $1,669 |
| 24- 3 D SYSTEMS CORP (NEW) CMN | P | 2011-06-14 | 2014-01-13 | $2,244 | $291 | $1,953 | $1,953 |
| 48- 3 D SYSTEMS CORP (NEW) CMN | P | 2011-06-14 | 2014-10-17 | $1,971 | $581 | $1,390 | $1,390 |
| 27- 3 D SYSTEMS CORP (NEW) CMN | P | 2014-06-02 | 2014-10-17 | $1,109 | $1,379 | -$270 | -$270 |
| 35- 3 D SYSTEMS CORP (NEW) CMN | P | 2014-05-09 | 2014-10-17 | $1,437 | $1,656 | -$219 | -$219 |
| 88- 3 D SYSTEMS CORP (NEW) CMN | P | 2012-01-11 | 2014-10-17 | $3,613 | $962 | $2,651 | $2,651 |
| 25- 3M COMPANY CMN | P | 2012-03-29 | 2014-04-01 | $3,410 | $2,216 | $1,194 | $1,194 |
| 25- AIR METHODS CORP NEW CMN | P | 2013-03-14 | 2014-01-13 | $1,369 | $1,240 | $129 | $129 |
| 20- AIR METHODS CORP NEW CMN | P | 2013-03-14 | 2014-04-01 | $1,070 | $992 | $78 | $78 |
| 20- AIR METHODS CORP NEW CMN | P | 2013-03-14 | 2014-09-12 | $1,121 | $992 | $129 | $129 |
| 10- AIR METHODS CORP NEW CMN | P | 2013-03-14 | 2014-12-16 | $413 | $496 | -$83 | -$83 |
| 25- AMERICAN CAMPUS CMNTYS, INC CMN | P | 2013-03-14 | 2014-01-13 | $846 | $1,108 | -$262 | -$262 |
| 20- AMERICAN CAMPUS CMNTYS, INC CMN | P | 2013-03-14 | 2014-04-01 | $741 | $883 | -$142 | -$142 |
| 10- AMERICAN CAMPUS CMNTYS, INC CMN | P | 2013-03-14 | 2014-12-16 | $393 | $437 | -$44 | -$44 |
| 26- AMERICAN TOWER CORPORATION CMN | P | 2011-06-13 | 2014-01-13 | $2,145 | $1,300 | $845 | $845 |
| 61- AMERICAN TOWER CORPORATION CMN | P | 2011-06-13 | 2014-10-16 | $5,558 | $3,049 | $2,509 | $2,509 |
| 7- AMERICAN TOWER CORPORATION CMN | P | 2011-06-13 | 2014-10-17 | $650 | $350 | $300 | $300 |
| 36- AMERICAN TOWER CORPORATION CMN | P | 2012-01-11 | 2014-10-17 | $3,341 | $2,217 | $1,124 | $1,124 |
| 34- AMERICAN TOWER CORPORATION CMN | P | 2014-01-07 | 2014-10-17 | $3,156 | $2,758 | $398 | $398 |
| 31- AMERICAN TOWER CORPORATION CMN | P | 2014-02-05 | 2014-10-17 | $2,877 | $2,453 | $424 | $424 |
| 15- AMERISAFE, INC CMN | P | 2013-10-04 | 2014-01-13 | $613 | $527 | $86 | $86 |
| 10- AMERISAFE, INC CMN | P | 2013-10-09 | 2014-04-01 | $436 | $344 | $92 | $92 |
| 5- AMERISAFE, INC CMN | P | 2013-10-04 | 2014-04-01 | $218 | $176 | $42 | $42 |
| 5- ANALOGIC CORP (NEW) CMN | P | 2014-02-11 | 2014-04-01 | $409 | $409 | $0 | $0 |
| 5- ANALOGIC CORP (NEW) CMN | P | 2014-02-10 | 2014-04-01 | $409 | $409 | $0 | $0 |
| 5- ANALOGIC CORP (NEW) CMN | P | 2014-02-21 | 2014-12-16 | $417 | $491 | -$74 | -$74 |
| 54- ANSYS INC CMN | P | 2011-06-13 | 2014-01-13 | $4,554 | $2,812 | $1,742 | $1,742 |
| 31- ANSYS INC CMN | P | 2011-06-13 | 2014-02-12 | $2,498 | $1,614 | $884 | $884 |
| 152- ANSYS INC CMN | P | 2011-06-13 | 2014-10-17 | $11,110 | $7,916 | $3,194 | $3,194 |
| 98- ANSYS INC CMN | P | 2012-01-11 | 2014-10-17 | $7,163 | $5,576 | $1,587 | $1,587 |
| 35- ANSYS INC CMN | P | 2014-06-11 | 2014-10-17 | $2,558 | $2,641 | -$83 | -$83 |
| 65- AON PLC CMN | P | 2012-03-29 | 2014-04-01 | $5,496 | $3,190 | $2,306 | $2,306 |
| 35- BERKSHIRE HATHAWAY INC. CLASS B | P | 2012-03-29 | 2014-04-01 | $4,368 | $2,831 | $1,537 | $1,537 |
| 75- BERKSHIRE HATHAWAY INC. CLASS B | P | 2012-03-29 | 2014-11-10 | $10,851 | $6,067 | $4,784 | $4,784 |
| 40- BERKSHIRE HATHAWAY INC. CLASS B | P | 2012-03-29 | 2014-11-26 | $5,921 | $3,236 | $2,685 | $2,685 |
| 14- BIO-TECHNE CORPORATION CMN | P | 2014-07-31 | 2014-10-17 | $1,263 | $1,304 | -$41 | -$41 |
| 15- BIO-TECHNE CORPORATION CMN | P | 2014-08-01 | 2014-10-17 | $1,353 | $1,420 | -$67 | -$67 |
| 20- BJS RESTAURANTS INC CMN | P | 2013-03-14 | 2014-01-13 | $595 | $636 | -$41 | -$41 |
| 35- BJS RESTAURANTS INC CMN | P | 2013-03-14 | 2014-03-27 | $1,125 | $1,113 | $12 | $12 |
| 40- BJS RESTAURANTS INC CMN | P | 2013-04-23 | 2014-03-31 | $1,309 | $1,296 | $13 | $13 |
| 5- BJS RESTAURANTS INC CMN | P | 2013-03-14 | 2014-03-31 | $164 | $159 | $5 | $5 |
| 15- BJS RESTAURANTS INC CMN | P | 2013-04-23 | 2014-04-01 | $494 | $486 | $8 | $8 |
| 40- BLACKBAUD INC CMN | P | 2013-03-14 | 2014-01-13 | $1,499 | $1,228 | $271 | $271 |
| 25- BLACKBAUD INC CMN | P | 2013-03-14 | 2014-04-01 | $795 | $767 | $28 | $28 |
| 30- BLACKBAUD INC CMN | P | 2013-03-14 | 2014-11-12 | $1,316 | $921 | $395 | $395 |
| 10- BLACKBAUD INC CMN | P | 2013-03-14 | 2014-12-16 | $429 | $307 | $122 | $122 |
| 20- CANTEL MEDICAL CORP. CMN | P | 2013-10-09 | 2014-01-13 | $680 | $630 | $50 | $50 |
| 15- CANTEL MEDICAL CORP. CMN | P | 2013-10-04 | 2014-01-13 | $510 | $488 | $22 | $22 |
| 15- CANTEL MEDICAL CORP. CMN | P | 2013-10-09 | 2014-04-01 | $507 | $473 | $34 | $34 |
| 35- CARDTRONICS, INC CMN | P | 2013-03-14 | 2014-01-13 | $1,509 | $949 | $560 | $560 |
| 25- CARDTRONICS, INC CMN | P | 2013-03-14 | 2014-04-01 | $967 | $678 | $289 | $289 |
| 20- CARDTRONICS, INC CMN | P | 2013-03-14 | 2014-09-25 | $698 | $543 | $155 | $155 |
| 125- CAREFUSION CORPORATION CMN | P | 2014-01-31 | 2014-07-18 | $5,566 | $5,109 | $457 | $457 |
| 110- CARMAX, INC. CMN | P | 2014-02-03 | 2014-10-17 | $5,123 | $5,112 | $11 | $11 |
| 51- CARMAX, INC. CMN | P | 2014-05-05 | 2014-10-17 | $2,375 | $2,259 | $116 | $116 |
| 84- CARMAX, INC. CMN | P | 2014-09-23 | 2014-10-17 | $3,912 | $4,005 | -$93 | -$93 |
| 56- CARMAX, INC. CMN | P | 2014-03-17 | 2014-10-17 | $2,608 | $2,661 | -$53 | -$53 |
| 85- CARMAX, INC. CMN | P | 2014-09-02 | 2014-10-17 | $3,959 | $4,476 | -$517 | -$517 |
| 35- CAVIUM INC CMN | P | 2013-03-14 | 2014-01-13 | $1,147 | $1,382 | -$235 | -$235 |
| 20- CAVIUM INC CMN | P | 2013-03-14 | 2014-04-01 | $897 | $789 | $108 | $108 |
| 10- CAVIUM INC CMN | P | 2013-03-14 | 2014-12-16 | $597 | $395 | $202 | $202 |
| 13- CELGENE CORPORATION CMN | P | 2011-06-13 | 2014-01-13 | $2,140 | $758 | $1,382 | $1,382 |
| 76- CELGENE CORPORATION CMN | P | 2012-01-11 | 2014-10-17 | $6,644 | $2,670 | $3,974 | $3,974 |
| 62- CELGENE CORPORATION CMN | P | 2011-06-13 | 2014-10-17 | $5,420 | $1,807 | $3,613 | $3,613 |
| 28- CELGENE CORPORATION CMN | P | 2014-06-09 | 2014-10-17 | $2,448 | $2,262 | $186 | $186 |
| 40- CEPHEID INC CMN | P | 2013-10-18 | 2014-01-13 | $1,838 | $1,608 | $230 | $230 |
| 20- CEPHEID INC CMN | P | 2013-10-18 | 2014-04-01 | $1,059 | $804 | $255 | $255 |
| 15- CEPHEID INC CMN | P | 2013-10-18 | 2014-11-06 | $768 | $603 | $165 | $165 |
| 15- CEPHEID INC CMN | P | 2013-10-18 | 2014-11-07 | $772 | $603 | $169 | $169 |
| 5- CEPHEID INC CMN | P | 2013-10-18 | 2014-12-16 | $243 | $201 | $42 | $42 |
| 30- CLARCOR INC CMN | P | 2013-03-14 | 2014-01-13 | $1,909 | $1,607 | $302 | $302 |
| 20- CLARCOR INC CMN | P | 2013-03-14 | 2014-04-01 | $1,153 | $1,071 | $82 | $82 |
| 5- CLARCOR INC CMN | P | 2013-03-14 | 2014-12-16 | $317 | $268 | $49 | $49 |
| 38- CLEAN HARBORS INC CMN | P | 2012-09-20 | 2014-01-13 | $2,228 | $1,861 | $367 | $367 |
| 49- CLEAN HARBORS INC CMN | P | 2013-01-28 | 2014-04-17 | $2,701 | $2,773 | -$72 | -$72 |
| 81- CLEAN HARBORS INC CMN | P | 2012-11-19 | 2014-04-17 | $4,464 | $4,584 | -$120 | -$120 |
| 45- CLEAN HARBORS INC CMN | P | 2012-09-20 | 2014-04-17 | $2,480 | $2,204 | $276 | $276 |
| 40- CLECO CORPORATION CMN | P | 2013-03-14 | 2014-01-13 | $1,868 | $1,790 | $78 | $78 |
| 25- CLECO CORPORATION CMN | P | 2013-03-14 | 2014-04-01 | $1,260 | $1,118 | $142 | $142 |
| 20- CLECO CORPORATION CMN | P | 2013-03-14 | 2014-04-21 | $1,010 | $895 | $115 | $115 |
| 100- COCA-COLA COMPANY (THE) CMN | P | 2012-03-29 | 2014-10-31 | $4,149 | $3,673 | $476 | $476 |
| 70- COGNEX CORP CMN | P | 2013-03-14 | 2014-01-10 | $2,590 | $1,460 | $1,130 | $1,130 |
| 45- COGNEX CORP CMN | P | 2013-03-14 | 2014-01-13 | $1,663 | $938 | $725 | $725 |
| 35- COGNEX CORP CMN | P | 2013-03-14 | 2014-04-01 | $1,211 | $730 | $481 | $481 |
| 15- COGNEX CORP CMN | P | 2013-03-14 | 2014-12-16 | $607 | $313 | $294 | $294 |
| 35- COHEN & STEERS, INC. CMN | P | 2013-03-14 | 2014-01-13 | $1,342 | $1,214 | $128 | $128 |
| 25- COHEN & STEERS, INC. CMN | P | 2013-03-14 | 2014-04-01 | $987 | $866 | $121 | $121 |
| 10- COHEN & STEERS, INC. CMN | P | 2013-03-14 | 2014-12-16 | $408 | $342 | $66 | $66 |
| 15- COHU INC CMN | P | 2013-03-14 | 2014-01-13 | $153 | $144 | $9 | $9 |
| 10- COHU INC CMN | P | 2013-03-14 | 2014-04-01 | $107 | $96 | $11 | $11 |
| 70- COHU INC CMN | P | 2013-03-14 | 2014-12-11 | $818 | $672 | $146 | $146 |
| 5- COHU INC CMN | P | 2014-10-23 | 2014-12-11 | $58 | $54 | $4 | $4 |
| 100- COMCAST CORPORATION CMN CLASS A NON VOTING | P | 2012-03-29 | 2014-04-01 | $4,882 | $2,941 | $1,941 | $1,941 |
| 150- COMCAST CORPORATION CMN CLASS A NON VOTING | P | 2012-03-29 | 2014-12-30 | $8,787 | $4,412 | $4,375 | $4,375 |
| 10- COMPASS MINERALS INTL, INC. CMN | P | 2013-03-14 | 2014-01-13 | $799 | $760 | $39 | $39 |
| 10- COMPASS MINERALS INTL, INC. CMN | P | 2013-03-14 | 2014-04-01 | $836 | $760 | $76 | $76 |
| 17- CONCHO RESOURCES INC. CMN | P | 2011-08-10 | 2014-01-13 | $1,648 | $1,357 | $291 | $291 |
| 8- CONCHO RESOURCES INC. CMN | P | 2012-01-11 | 2014-06-02 | $1,050 | $815 | $235 | $235 |
| 11- CONCHO RESOURCES INC. CMN | P | 2011-08-10 | 2014-06-02 | $1,444 | $878 | $566 | $566 |
| 23- CONCHO RESOURCES INC. CMN | P | 2014-10-16 | 2014-10-17 | $2,473 | $2,385 | $88 | $88 |
| 3- CONCHO RESOURCES INC. CMN | P | 2012-01-11 | 2014-10-17 | $323 | $306 | $17 | $17 |
| 23- CONCHO RESOURCES INC. CMN | P | 2012-05-24 | 2014-10-17 | $2,473 | $2,035 | $438 | $438 |
| 9- CONCHO RESOURCES INC. CMN | P | 2012-05-25 | 2014-10-17 | $968 | $807 | $161 | $161 |
| 41- CONCHO RESOURCES INC. CMN | P | 2013-05-07 | 2014-10-17 | $4,409 | $3,454 | $955 | $955 |
| 24- CONCUR TECHNOLOGIES, INC. CMN | P | 2011-11-25 | 2014-01-13 | $2,545 | $1,040 | $1,505 | $1,505 |
| 8- CONCUR TECHNOLOGIES, INC. CMN | P | 2012-01-11 | 2014-09-23 | $1,016 | $393 | $623 | $623 |
| 29- CONCUR TECHNOLOGIES, INC. CMN | P | 2011-11-25 | 2014-09-23 | $3,681 | $1,257 | $2,424 | $2,424 |
| 2- CONCUR TECHNOLOGIES, INC. CMN | P | 2013-01-31 | 2014-10-01 | $253 | $135 | $118 | $118 |
| 29- CONCUR TECHNOLOGIES, INC. CMN | P | 2012-01-11 | 2014-10-01 | $3,674 | $1,426 | $2,248 | $2,248 |
| 51- CONCUR TECHNOLOGIES, INC. CMN | P | 2013-01-31 | 2014-10-16 | $6,510 | $3,453 | $3,057 | $3,057 |
| 100- CONSTELLATION BRANDS INC CMN CLASS A | P | 2013-02-14 | 2014-04-01 | $8,521 | $4,366 | $4,155 | $4,155 |
| 12- CORE LABORATORIES N.V. CMN | P | 2011-06-13 | 2014-01-13 | $2,248 | $1,213 | $1,035 | $1,035 |
| 16- CORE LABORATORIES N.V. CMN | P | 2012-01-11 | 2014-10-17 | $2,231 | $1,794 | $437 | $437 |
| 40- CORE LABORATORIES N.V. CMN | P | 2011-06-13 | 2014-10-17 | $5,577 | $4,043 | $1,534 | $1,534 |
| 32- CORE LABORATORIES N.V. CMN | P | 2014-07-30 | 2014-10-17 | $4,462 | $4,782 | -$320 | -$320 |
| 44- CORE LABORATORIES N.V. CMN | P | 2014-09-02 | 2014-10-17 | $6,135 | $6,949 | -$814 | -$814 |
| 5- COSTAR GROUP, INC. CMN | P | 2013-03-14 | 2014-01-13 | $882 | $500 | $382 | $382 |
| 5- COSTAR GROUP, INC. CMN | P | 2013-03-14 | 2014-04-01 | $939 | $500 | $439 | $439 |
| 12- COSTAR GROUP, INC. CMN | P | 2011-09-20 | 2014-01-13 | $2,135 | $657 | $1,478 | $1,478 |
| 6- COSTAR GROUP, INC. CMN | P | 2011-09-20 | 2014-10-17 | $854 | $328 | $526 | $526 |
| 8- COSTAR GROUP, INC. CMN | P | 2011-11-29 | 2014-10-17 | $1,138 | $510 | $628 | $628 |
| 30- COSTAR GROUP, INC. CMN | P | 2011-11-28 | 2014-10-17 | $4,268 | $1,878 | $2,390 | $2,390 |
| 20- COSTAR GROUP, INC. CMN | P | 2012-01-11 | 2014-10-17 | $2,845 | $1,240 | $1,605 | $1,605 |
| 9- COSTAR GROUP, INC. CMN | P | 2014-07-23 | 2014-10-17 | $1,280 | $1,287 | -$7 | -$7 |
| 15- CUBIST PHARMACEUTICALS, INC. CMN | P | 2013-03-14 | 2014-01-13 | $1,100 | $714 | $386 | $386 |
| 40- CUBIST PHARMACEUTICALS, INC. CMN | P | 2013-03-14 | 2014-01-29 | $2,892 | $1,904 | $988 | $988 |
| 45- CUBIST PHARMACEUTICALS, INC. CMN | P | 2013-03-14 | 2014-03-05 | $3,564 | $2,142 | $1,422 | $1,422 |
| 35- DEALERTRACK TECHNOLOGIES, INC. CMN | P | 2011-06-13 | 2014-01-13 | $1,691 | $765 | $926 | $926 |
| 104- DEALERTRACK TECHNOLOGIES, INC. CMN | P | 2012-01-11 | 2014-10-17 | $4,302 | $2,792 | $1,510 | $1,510 |
| 40- DEALERTRACK TECHNOLOGIES, INC. CMN | P | 2012-11-29 | 2014-10-17 | $1,655 | $1,079 | $576 | $576 |
| 25- DEALERTRACK TECHNOLOGIES, INC. CMN | P | 2014-05-30 | 2014-10-17 | $1,034 | $992 | $42 | $42 |
| 29- DEALERTRACK TECHNOLOGIES, INC. CMN | P | 2012-11-30 | 2014-10-17 | $1,200 | $780 | $420 | $420 |
| 29- DEALERTRACK TECHNOLOGIES, INC. CMN | P | 2014-06-03 | 2014-10-17 | $1,200 | $1,142 | $58 | $58 |
| 37- DEALERTRACK TECHNOLOGIES, INC. CMN | P | 2011-06-13 | 2014-10-17 | $1,531 | $809 | $722 | $722 |
| 17- DISCOVER FINANCIAL SERVICES CMN | P | 2013-12-05 | 2014-01-13 | $934 | $883 | $51 | $51 |
| 87- DISCOVER FINANCIAL SERVICES CMN | P | 2013-12-05 | 2014-10-17 | $5,405 | $4,520 | $885 | $885 |
| 104- DISCOVER FINANCIAL SERVICES CMN | P | 2014-02-03 | 2014-10-17 | $6,462 | $5,515 | $947 | $947 |
| 44- DISCOVER FINANCIAL SERVICES CMN | P | 2014-03-07 | 2014-10-17 | $2,734 | $2,610 | $124 | $124 |
| 102- DISCOVER FINANCIAL SERVICES CMN | P | 2014-08-29 | 2014-10-17 | $6,337 | $6,378 | -$41 | -$41 |
| 50- DISH NETWORK CORPORATION CMN CLASS A | P | 2013-05-20 | 2014-04-01 | $3,190 | $1,931 | $1,259 | $1,259 |
| 15- DRIL-QUIP, INC. CMN | P | 2013-03-14 | 2014-01-13 | $1,580 | $1,270 | $310 | $310 |
| 15- DRIL-QUIP, INC. CMN | P | 2013-03-14 | 2014-04-01 | $1,683 | $1,270 | $413 | $413 |
| 10- DRIL-QUIP, INC. CMN | P | 2013-03-14 | 2014-04-30 | $1,131 | $847 | $284 | $284 |
| 5- DRIL-QUIP, INC. CMN | P | 2013-03-14 | 2014-12-16 | $355 | $423 | -$68 | -$68 |
| 35- ECOLAB INC CMN | P | 2012-03-29 | 2014-04-01 | $3,786 | $2,160 | $1,626 | $1,626 |
| 38- ECOLAB INC CMN | P | 2011-06-13 | 2014-01-13 | $3,943 | $2,045 | $1,898 | $1,898 |
| 66- ECOLAB INC CMN | P | 2011-07-25 | 2014-10-17 | $7,056 | $3,485 | $3,571 | $3,571 |
| 20- ECOLAB INC CMN | P | 2011-06-13 | 2014-10-17 | $2,138 | $1,076 | $1,062 | $1,062 |
| 60- ECOLAB INC CMN | P | 2012-01-11 | 2014-10-17 | $6,414 | $3,540 | $2,874 | $2,874 |
| 28- ECOLAB INC CMN | P | 2013-01-15 | 2014-10-17 | $2,993 | $2,051 | $942 | $942 |
| 15- EPAM SYS INC CMN | P | 2013-10-10 | 2014-01-13 | $539 | $549 | -$10 | -$10 |
| 15- EPAM SYS INC CMN | P | 2013-10-10 | 2014-04-01 | $527 | $549 | -$22 | -$22 |
| 5- EPAM SYS INC CMN | P | 2013-10-10 | 2014-12-16 | $242 | $183 | $59 | $59 |
| 35- EXAMWORKS GROUP, INC. CMN | P | 2013-09-20 | 2014-01-13 | $1,074 | $880 | $194 | $194 |
| 84- EXAMWORKS GROUP, INC. CMN | P | 2013-09-20 | 2014-10-17 | $3,078 | $2,112 | $966 | $966 |
| 47- EXAMWORKS GROUP, INC. CMN | P | 2013-10-11 | 2014-10-17 | $1,722 | $1,278 | $444 | $444 |
| 62- EXAMWORKS GROUP, INC. CMN | P | 2014-02-05 | 2014-10-17 | $2,272 | $1,816 | $456 | $456 |
| 48- EXAMWORKS GROUP, INC. CMN | P | 2013-10-14 | 2014-10-17 | $1,759 | $1,305 | $454 | $454 |
| 37- EXAMWORKS GROUP, INC. CMN | P | 2014-02-20 | 2014-10-17 | $1,356 | $1,163 | $193 | $193 |
| 22- EXAMWORKS GROUP, INC. CMN | P | 2014-01-17 | 2014-10-17 | $806 | $704 | $102 | $102 |
| 88- EXPEDITORS INTL WASH INC CMN | P | 2011-06-13 | 2014-01-13 | $3,917 | $4,136 | -$219 | -$219 |
| 147- EXPEDITORS INTL WASH INC CMN | P | 2011-06-20 | 2014-01-31 | $6,034 | $7,009 | -$975 | -$975 |
| 38- EXPEDITORS INTL WASH INC CMN | P | 2011-06-13 | 2014-01-31 | $1,560 | $1,786 | -$226 | -$226 |
| 68- EXPEDITORS INTL WASH INC CMN | P | 2012-01-06 | 2014-05-30 | $3,087 | $2,835 | $252 | $252 |
| 3- EXPEDITORS INTL WASH INC CMN | P | 2011-06-20 | 2014-05-30 | $136 | $143 | -$7 | -$7 |
| 2- EXPEDITORS INTL WASH INC CMN | P | 2011-06-13 | 2014-05-30 | $91 | $90 | $1 | $1 |
| 108- EXPEDITORS INTL WASH INC CMN | P | 2012-01-11 | 2014-07-15 | $4,776 | $4,578 | $198 | $198 |
| 3- EXPEDITORS INTL WASH INC CMN | P | 2011-06-13 | 2014-07-15 | $133 | $134 | -$1 | -$1 |
| 21- EXPONENT, INC. CMN | P | 2013-01-31 | 2014-01-13 | $1,568 | $1,027 | $541 | $541 |
| 32- EXPONENT, INC. CMN | P | 2013-01-31 | 2014-10-17 | $2,320 | $1,566 | $754 | $754 |
| 10- EXPONENT, INC. CMN | P | 2013-06-06 | 2014-10-17 | $725 | $565 | $160 | $160 |
| 48- EXPONENT, INC. CMN | P | 2013-02-21 | 2014-10-17 | $3,481 | $2,485 | $996 | $996 |
| 6- EXPONENT, INC. CMN | P | 2013-06-04 | 2014-10-17 | $435 | $343 | $92 | $92 |
| 12- EXPONENT, INC. CMN | P | 2013-06-05 | 2014-10-17 | $870 | $681 | $189 | $189 |
| 17- EXPONENT, INC. CMN | P | 2013-06-07 | 2014-10-17 | $1,233 | $980 | $253 | $253 |
| 68- FASTENAL CO CMN | P | 2011-06-13 | 2014-01-13 | $3,257 | $2,114 | $1,143 | $1,143 |
| 165- FASTENAL CO CMN | P | 2012-01-11 | 2014-10-17 | $6,729 | $7,435 | -$706 | -$706 |
| 308- FASTENAL CO CMN | P | 2011-10-19 | 2014-10-17 | $12,560 | $10,723 | $1,837 | $1,837 |
| 41- FASTENAL CO CMN | P | 2011-06-13 | 2014-10-17 | $1,672 | $1,275 | $397 | $397 |
| 26- FASTENAL CO CMN | P | 2013-11-25 | 2014-10-17 | $1,060 | $1,213 | -$153 | -$153 |
| 20- FEI COMPANY CMN | P | 2013-03-14 | 2014-01-13 | $1,800 | $1,286 | $514 | $514 |
| 20- FEI COMPANY CMN | P | 2013-03-14 | 2014-04-01 | $2,111 | $1,286 | $825 | $825 |
| 5- FEI COMPANY CMN | P | 2013-03-14 | 2014-12-16 | $446 | $322 | $124 | $124 |
| 350- FIDELITY NATL INFO SVCS INC CMN | P | 2012-03-29 | 2014-04-01 | $18,837 | $11,603 | $7,234 | $7,234 |
| 45- FLOTEK INDUSTRIES, INC. CMN | P | 2013-03-14 | 2014-01-13 | $847 | $694 | $153 | $153 |
| 40- FLOTEK INDUSTRIES, INC. CMN | P | 2013-03-14 | 2014-04-01 | $1,111 | $617 | $494 | $494 |
| 30- FLOTEK INDUSTRIES, INC. CMN | P | 2013-03-14 | 2014-04-21 | $885 | $463 | $422 | $422 |
| 40- FORUM ENERGY TECHNOLOGIES INC CMN | P | 2013-07-29 | 2014-01-13 | $1,124 | $1,135 | -$11 | -$11 |
| 15- FORUM ENERGY TECHNOLOGIES INC CMN | P | 2013-08-05 | 2014-04-01 | $456 | $419 | $37 | $37 |
| 20- FORUM ENERGY TECHNOLOGIES INC CMN | P | 2013-07-29 | 2014-04-01 | $609 | $567 | $42 | $42 |
| 15- GEMALTO NV CMN | P | 2012-10-09 | 2014-06-24 | $1,579 | $1,320 | $259 | $259 |
| 75- GLACIER BANCORP INC (NEW) CMN | P | 2013-03-14 | 2014-01-13 | $2,171 | $1,373 | $798 | $798 |
| 45- GLACIER BANCORP INC (NEW) CMN | P | 2013-03-14 | 2014-04-01 | $1,302 | $824 | $478 | $478 |
| 15- GLACIER BANCORP INC (NEW) CMN | P | 2013-03-14 | 2014-12-16 | $388 | $275 | $113 | $113 |
| 25- GLOBUS MEDICAL INC CMN CLASS A | P | 2014-01-31 | 2014-04-01 | $667 | $583 | $84 | $84 |
| 15- GLOBUS MEDICAL INC CMN CLASS A | P | 2014-01-31 | 2014-12-16 | $356 | $350 | $6 | $6 |
| 11- GOLAR LNG LIMITED CMN | P | 2011-11-01 | 2014-08-07 | $662 | $433 | $229 | $229 |
| 10- GOOGLE INC. CMN CLASS A | P | 2012-03-29 | 2014-04-01 | $11,273 | $6,454 | $4,819 | $4,819 |
| 65- GRAND CANYON EDUCATION, INC. CMN | P | 2013-03-14 | 2014-01-13 | $3,035 | $1,571 | $1,464 | $1,464 |
| 40- GRAND CANYON EDUCATION, INC. CMN | P | 2013-03-14 | 2014-04-01 | $1,876 | $967 | $909 | $909 |
| 35- GRAND CANYON EDUCATION, INC. CMN | P | 2013-03-14 | 2014-10-30 | $1,734 | $846 | $888 | $888 |
| 5- GRAND CANYON EDUCATION, INC. CMN | P | 2013-03-14 | 2014-12-16 | $228 | $121 | $107 | $107 |
| 25- GROUP 1 AUTOMOTIVE, INC. CMN | P | 2013-03-14 | 2014-01-13 | $1,630 | $1,564 | $66 | $66 |
| 20- GROUP 1 AUTOMOTIVE, INC. CMN | P | 2013-03-14 | 2014-04-01 | $1,332 | $1,251 | $81 | $81 |
| 15- GROUP 1 AUTOMOTIVE, INC. CMN | P | 2013-03-14 | 2014-09-23 | $1,098 | $938 | $160 | $160 |
| 5- GROUP 1 AUTOMOTIVE, INC. CMN | P | 2013-03-14 | 2014-12-16 | $427 | $313 | $114 | $114 |
| 6342.5- GS ENHANCED INCOME FUND INSTITUTIONAL SHARES | P | 2013-12-12 | 2014-03-31 | $60,000 | $60,000 | $0 | $0 |
| 8620.69- GS HIGH YIELD FLOATING RATE FUND INSTITUTIONAL SHARES | P | 2013-12-12 | 2014-10-17 | $85,000 | $86,945 | -$1,945 | -$1,945 |
| 6963.79- GS HIGH YIELD FUND INSTITUTIONAL SHARES | P | 2011-12-21 | 2014-01-13 | $50,000 | $47,493 | $2,507 | $2,507 |
| 6896.55- GS HIGH YIELD FUND INSTITUTIONAL SHARES | P | 2011-12-21 | 2014-03-31 | $50,000 | $47,034 | $2,966 | $2,966 |
| 20- GULFPORT ENERGY CORP (NEW) CMN | P | 2013-02-25 | 2014-01-13 | $1,051 | $738 | $313 | $313 |
| 15- GULFPORT ENERGY CORP (NEW) CMN | P | 2013-02-25 | 2014-04-01 | $1,065 | $553 | $512 | $512 |
| 10- GULFPORT ENERGY CORP (NEW) CMN | P | 2013-02-25 | 2014-05-05 | $738 | $369 | $369 | $369 |
| 55- GULFPORT ENERGY CORP (NEW) CMN | P | 2013-03-14 | 2014-05-05 | $4,057 | $2,382 | $1,675 | $1,675 |
| 45- HANGER INC CMN | P | 2013-03-14 | 2014-01-13 | $1,756 | $1,384 | $372 | $372 |
| 60- HANGER INC CMN | P | 2013-03-14 | 2014-01-31 | $2,027 | $1,846 | $181 | $181 |
| 20- HANGER INC CMN | P | 2013-03-14 | 2014-04-01 | $682 | $615 | $67 | $67 |
| 65- HANGER INC CMN | P | 2013-03-14 | 2014-11-10 | $1,344 | $1,849 | -$505 | -$505 |
| 15- HANGER INC CMN | P | 2013-03-14 | 2014-11-12 | $306 | $489 | -$183 | -$183 |
| 50- HANGER INC CMN | P | 2013-03-14 | 2014-11-12 | $1,021 | $1,538 | -$517 | -$517 |
| 45- HEALTHCARE SVCS GROUP INC CMN | P | 2012-01-11 | 2014-01-13 | $1,224 | $796 | $428 | $428 |
| 30- HEALTHCARE SVCS GROUP INC CMN | P | 2012-01-11 | 2014-04-01 | $877 | $530 | $347 | $347 |
| 15- HEALTHCARE SVCS GROUP INC CMN | P | 2012-01-11 | 2014-12-16 | $448 | $265 | $183 | $183 |
| 76- HEALTHCARE SVCS GROUP INC CMN | P | 2011-06-13 | 2014-01-13 | $2,091 | $1,185 | $906 | $906 |
| 217- HEALTHCARE SVCS GROUP INC CMN | P | 2011-06-13 | 2014-10-17 | $5,979 | $3,383 | $2,596 | $2,596 |
| 116- HEALTHCARE SVCS GROUP INC CMN | P | 2012-01-11 | 2014-10-17 | $3,196 | $2,056 | $1,140 | $1,140 |
| 36- HEALTHCARE SVCS GROUP INC CMN | P | 2012-11-16 | 2014-10-17 | $992 | $792 | $200 | $200 |
| 60- HEARTLAND EXPRESS INC CMN | P | 2013-03-14 | 2014-01-13 | $1,229 | $845 | $384 | $384 |
| 60- HEARTLAND EXPRESS INC CMN | P | 2013-03-14 | 2014-04-01 | $1,358 | $845 | $513 | $513 |
| 20- HEARTLAND EXPRESS INC CMN | P | 2013-03-14 | 2014-12-16 | $522 | $282 | $240 | $240 |
| 25- HIBBETT SPORTS INC CMN | P | 2013-03-14 | 2014-01-13 | $1,545 | $1,349 | $196 | $196 |
| 20- HIBBETT SPORTS INC CMN | P | 2013-03-14 | 2014-04-01 | $1,070 | $1,079 | -$9 | -$9 |
| 15- HITTITE MICROWAVE CORPORATION CMN | P | 2013-03-14 | 2014-01-13 | $894 | $947 | -$53 | -$53 |
| 15- HITTITE MICROWAVE CORPORATION CMN | P | 2013-03-14 | 2014-04-01 | $950 | $947 | $3 | $3 |
| 75- HITTITE MICROWAVE CORPORATION CMN | P | 2013-03-14 | 2014-07-14 | $5,842 | $4,737 | $1,105 | $1,105 |
| 30- HMS HOLDINGS CORP. CMN | P | 2013-03-14 | 2014-01-13 | $687 | $931 | -$244 | -$244 |
| 25- HMS HOLDINGS CORP. CMN | P | 2013-03-14 | 2014-04-01 | $481 | $776 | -$295 | -$295 |
| 25- IBERIABANK CORPORATION CMN | P | 2013-03-14 | 2014-01-13 | $1,549 | $1,248 | $301 | $301 |
| 20- IBERIABANK CORPORATION CMN | P | 2013-03-14 | 2014-04-01 | $1,404 | $998 | $406 | $406 |
| 10- IBERIABANK CORPORATION CMN | P | 2013-03-14 | 2014-12-16 | $613 | $499 | $114 | $114 |
| 20- ICU MEDICAL INC CMN | P | 2013-03-14 | 2014-01-13 | $1,289 | $1,188 | $101 | $101 |
| 15- ICU MEDICAL INC CMN | P | 2013-03-14 | 2014-04-01 | $904 | $891 | $13 | $13 |
| 5- ICU MEDICAL INC CMN | P | 2013-03-14 | 2014-12-16 | $404 | $297 | $107 | $107 |
| 118- IMAX CORPORATION CMN | P | 2014-04-30 | 2014-10-17 | $3,275 | $3,022 | $253 | $253 |
| 28- IMAX CORPORATION CMN | P | 2014-04-29 | 2014-10-17 | $777 | $717 | $60 | $60 |
| 87- IMAX CORPORATION CMN | P | 2014-05-09 | 2014-10-17 | $2,414 | $2,218 | $196 | $196 |
| 137- IMAX CORPORATION CMN | P | 2014-04-23 | 2014-10-17 | $3,802 | $3,854 | -$52 | -$52 |
| 10- INFOBLOX INC. CMN | P | 2014-01-10 | 2014-04-01 | $205 | $375 | -$170 | -$170 |
| 40- INFOBLOX INC. CMN | P | 2014-01-13 | 2014-05-30 | $506 | $1,437 | -$931 | -$931 |
| 70- INFOBLOX INC. CMN | P | 2014-01-10 | 2014-05-30 | $886 | $2,628 | -$1,742 | -$1,742 |
| 3- INTUITIVE SURGICAL, INC. CMN | P | 2014-01-07 | 2014-01-13 | $1,184 | $1,123 | $61 | $61 |
| 14- INTUITIVE SURGICAL, INC. CMN | P | 2014-01-07 | 2014-10-17 | $6,523 | $5,242 | $1,281 | $1,281 |
| 15- IPC - HEALTHCARE INC CMN | P | 2013-03-14 | 2014-01-13 | $849 | $660 | $189 | $189 |
| 20- IPC - HEALTHCARE INC CMN | P | 2013-03-14 | 2014-04-01 | $977 | $880 | $97 | $97 |
| 5- IPC - HEALTHCARE INC CMN | P | 2013-03-14 | 2014-12-16 | $220 | $220 | $0 | $0 |
| 450- ISHARES MSCI EAFE ETF | P | 2013-05-16 | 2014-01-13 | $29,924 | $28,262 | $1,662 | $1,662 |
| 750- ISHARES MSCI EAFE ETF | P | 2013-05-16 | 2014-04-22 | $50,858 | $47,104 | $3,754 | $3,754 |
| 1786- ISHARES MSCI EAFE ETF | P | 2013-05-16 | 2014-03-31 | $119,927 | $112,170 | $7,757 | $7,757 |
| 1480- ISHARES MSCI EAFE ETF | P | 2013-05-16 | 2014-04-01 | $100,016 | $92,951 | $7,065 | $7,065 |
| 2640- ISHARES MSCI EAFE ETF | P | 2013-05-16 | 2014-08-28 | $175,967 | $165,805 | $10,162 | $10,162 |
| 1320- ISHARES MSCI EAFE ETF | P | 2013-05-16 | 2014-10-06 | $82,808 | $82,903 | -$95 | -$95 |
| 41- JACOBS ENGINEERING GRP CMN | P | 2011-06-13 | 2014-01-13 | $2,669 | $1,704 | $965 | $965 |
| 108- JACOBS ENGINEERING GRP CMN | P | 2011-06-13 | 2014-10-17 | $4,948 | $4,487 | $461 | $461 |
| 77- JACOBS ENGINEERING GRP CMN | P | 2012-01-11 | 2014-10-17 | $3,528 | $3,227 | $301 | $301 |
| 15- KAPSTONE PAPER AND PACKAGING CORPORATION CMN | P | 2014-04-21 | 2014-12-16 | $424 | $393 | $31 | $31 |
| 45- LEGACYTEXAS FINANCIAL GROUP IN CMN | P | 2013-07-26 | 2014-01-13 | $1,185 | $995 | $190 | $190 |
| 30- LEGACYTEXAS FINANCIAL GROUP IN CMN | P | 2013-07-26 | 2014-04-01 | $864 | $663 | $201 | $201 |
| 20- LIFE TIME FITNESS, INC. CMN | P | 2013-03-14 | 2014-01-13 | $891 | $862 | $29 | $29 |
| 15- LIFE TIME FITNESS, INC. CMN | P | 2013-03-14 | 2014-04-01 | $717 | $647 | $70 | $70 |
| 25- LIFE TIME FITNESS, INC. CMN | P | 2013-03-14 | 2014-05-22 | $1,380 | $1,078 | $302 | $302 |
| 45- LIFE TIME FITNESS, INC. CMN | P | 2013-03-14 | 2014-08-25 | $2,083 | $1,940 | $143 | $143 |
| 26- LIQUIDITY SERVICES INC CMN | P | 2014-03-21 | 2014-04-08 | $475 | $475 | $0 | $0 |
| 32- LIQUIDITY SERVICES INC CMN | P | 2014-03-25 | 2014-04-08 | $585 | $585 | $0 | $0 |
| 40- LIQUIDITY SERVICES INC CMN | P | 2014-03-24 | 2014-04-08 | $731 | $731 | $0 | $0 |
| 32- LIQUIDITY SERVICES INC CMN | P | 2014-03-25 | 2014-04-09 | $594 | $912 | -$318 | -$318 |
| 41- LIQUIDITY SERVICES INC CMN | P | 2014-04-02 | 2014-04-09 | $761 | $834 | -$73 | -$73 |
| 23- LIQUIDITY SERVICES INC CMN | P | 2014-03-24 | 2014-04-09 | $427 | $797 | -$370 | -$370 |
| 1- LIQUIDITY SERVICES INC CMN | P | 2014-03-21 | 2014-04-09 | $19 | $35 | -$16 | -$16 |
| 25- LIQUIDITY SERVICES INC CMN | P | 2014-03-21 | 2014-04-09 | $464 | $861 | -$397 | -$397 |
| 17- LIQUIDITY SERVICES INC CMN | P | 2014-03-24 | 2014-04-09 | $315 | $489 | -$174 | -$174 |
| 52- LKQ CORPORATION CMN | P | 2011-07-26 | 2014-01-13 | $1,693 | $694 | $999 | $999 |
| 76- LKQ CORPORATION CMN | P | 2011-06-13 | 2014-01-13 | $2,474 | $926 | $1,548 | $1,548 |
| 190- LKQ CORPORATION CMN | P | 2012-01-11 | 2014-10-17 | $4,982 | $3,042 | $1,940 | $1,940 |
| 208- LKQ CORPORATION CMN | P | 2011-07-26 | 2014-10-17 | $5,454 | $2,778 | $2,676 | $2,676 |
| 109- LKQ CORPORATION CMN | P | 2014-10-01 | 2014-10-17 | $2,858 | $2,906 | -$48 | -$48 |
| 62- LKQ CORPORATION CMN | P | 2014-04-10 | 2014-10-17 | $1,626 | $1,702 | -$76 | -$76 |
| 250- LKQ CORPORATION CMN | P | 2013-03-04 | 2014-10-17 | $6,556 | $5,166 | $1,390 | $1,390 |
| 200- LOEWS CORPORATION CMN | P | 2012-03-29 | 2014-06-12 | $8,720 | $7,861 | $859 | $859 |
| 5- LOGMEIN INC CMN | P | 2014-09-12 | 2014-12-16 | $236 | $228 | $8 | $8 |
| 6- MARKEL CORPORATION CMN | P | 2011-06-13 | 2014-01-13 | $3,438 | $2,433 | $1,005 | $1,005 |
| 5- MARKEL CORPORATION CMN | P | 2011-06-13 | 2014-07-18 | $3,226 | $2,028 | $1,198 | $1,198 |
| 10- MARKEL CORPORATION CMN | P | 2012-01-11 | 2014-10-17 | $6,412 | $4,044 | $2,368 | $2,368 |
| 13- MARKEL CORPORATION CMN | P | 2011-06-13 | 2014-10-17 | $8,335 | $5,272 | $3,063 | $3,063 |
| 4- MARKEL CORPORATION CMN | P | 2013-08-12 | 2014-10-17 | $2,565 | $2,117 | $448 | $448 |
| 40- MARKETAXESS HOLDINGS INC. CMN | P | 2013-03-14 | 2014-01-13 | $2,478 | $1,519 | $959 | $959 |
| 25- MARKETAXESS HOLDINGS INC. CMN | P | 2013-03-14 | 2014-04-01 | $1,458 | $950 | $508 | $508 |
| 20- MARKETAXESS HOLDINGS INC. CMN | P | 2013-03-14 | 2014-09-12 | $1,184 | $760 | $424 | $424 |
| 10- MARKETAXESS HOLDINGS INC. CMN | P | 2013-03-14 | 2014-12-16 | $687 | $380 | $307 | $307 |
| 40- MATADOR RES CO CMN | P | 2013-11-25 | 2014-01-13 | $760 | $900 | -$140 | -$140 |
| 40- MATADOR RES CO CMN | P | 2013-11-25 | 2014-04-01 | $1,001 | $900 | $101 | $101 |
| 45- MEDIDATA SOLUTIONS, INC. CMN | P | 2013-03-14 | 2014-01-10 | $2,676 | $1,235 | $1,441 | $1,441 |
| 20- MEDIDATA SOLUTIONS, INC. CMN | P | 2013-03-14 | 2014-01-13 | $1,177 | $549 | $628 | $628 |
| 15- MEDIDATA SOLUTIONS, INC. CMN | P | 2013-03-14 | 2014-04-01 | $827 | $412 | $415 | $415 |
| 175- MICROSOFT CORPORATION CMN | P | 2012-03-29 | 2014-04-01 | $7,231 | $5,611 | $1,620 | $1,620 |
| 25- MID-AMERICA APT CMNTYS INC CMN | P | 2013-03-14 | 2014-01-13 | $1,540 | $1,724 | -$184 | -$184 |
| 90- MID-AMERICA APT CMNTYS INC CMN | P | 2013-03-14 | 2014-03-25 | $6,078 | $6,205 | -$127 | -$127 |
| 12- MIDDLEBY CORP CMN | P | 2013-03-14 | 2014-01-13 | $2,943 | $1,805 | $1,138 | $1,138 |
| 7- MIDDLEBY CORP CMN | P | 2013-03-14 | 2014-01-31 | $1,718 | $1,053 | $665 | $665 |
| 7- MIDDLEBY CORP CMN | P | 2013-03-14 | 2014-04-01 | $1,887 | $1,053 | $834 | $834 |
| 6- MIDDLEBY CORP CMN | P | 2013-03-14 | 2014-04-21 | $1,565 | $903 | $662 | $662 |
| 20- MIDDLEBY CORP CMN | P | 2013-03-14 | 2014-12-16 | $1,893 | $1,003 | $890 | $890 |
| 25- MOBILE MINI INC CMN | P | 2013-04-30 | 2014-01-13 | $1,024 | $705 | $319 | $319 |
| 10- MOBILE MINI INC CMN | P | 2013-05-06 | 2014-04-01 | $440 | $324 | $116 | $116 |
| 15- MOBILE MINI INC CMN | P | 2013-04-30 | 2014-04-01 | $660 | $423 | $237 | $237 |
| 10- MOBILE MINI INC CMN | P | 2013-05-06 | 2014-12-16 | $373 | $324 | $49 | $49 |
| 150- MONDELEZ INTERNATIONAL, INC. CMN | P | 2012-03-29 | 2014-04-01 | $5,196 | $3,672 | $1,524 | $1,524 |
| 20- MONRO MUFFLER BRAKE, INC. CMN | P | 2013-03-14 | 2014-01-13 | $1,094 | $789 | $305 | $305 |
| 10- MONRO MUFFLER BRAKE, INC. CMN | P | 2013-03-14 | 2014-04-01 | $569 | $394 | $175 | $175 |
| 8- MONSANTO COMPANY CMN | P | 2011-06-13 | 2014-01-13 | $897 | $550 | $347 | $347 |
| 19- MONSANTO COMPANY CMN | P | 2011-06-13 | 2014-03-14 | $2,151 | $1,307 | $844 | $844 |
| 28- MONSANTO COMPANY CMN | P | 2011-10-19 | 2014-03-14 | $3,170 | $2,045 | $1,125 | $1,125 |
| 29- MOODYS CORP CMN | P | 2013-10-01 | 2014-01-13 | $2,196 | $2,061 | $135 | $135 |
| 95- MOODYS CORP CMN | P | 2013-10-01 | 2014-10-17 | $8,643 | $6,751 | $1,892 | $1,892 |
| 63- MOODYS CORP CMN | P | 2013-11-22 | 2014-10-17 | $5,732 | $4,728 | $1,004 | $1,004 |
| 42- MOODYS CORP CMN | P | 2014-02-28 | 2014-10-17 | $3,821 | $3,319 | $502 | $502 |
| 100- MORGAN STANLEY CMN | P | 2012-08-17 | 2014-03-04 | $3,111 | $1,458 | $1,653 | $1,653 |
| 125- MORGAN STANLEY CMN | P | 2012-08-17 | 2014-04-01 | $3,895 | $1,822 | $2,073 | $2,073 |
| 100- MORGAN STANLEY CMN | P | 2012-08-17 | 2014-07-22 | $3,293 | $1,458 | $1,835 | $1,835 |
| 30- NATIONAL HEALTH INVESTORS, INC CMN | P | 2013-03-14 | 2014-01-13 | $1,745 | $1,978 | -$233 | -$233 |
| 15- NATIONAL HEALTH INVESTORS, INC CMN | P | 2013-03-14 | 2014-04-01 | $894 | $987 | -$93 | -$93 |
| 5- NATIONAL HEALTH INVESTORS, INC CMN | P | 2013-03-14 | 2014-12-16 | $331 | $328 | $3 | $3 |
| 50- NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) | P | 2012-03-29 | 2014-04-01 | $3,762 | $3,084 | $678 | $678 |
| 187- NEWS CORPORATION CMN SERIES CLASS A | P | 2012-03-29 | 2014-02-10 | $3,269 | $1,663 | $1,606 | $1,606 |
| 55- NIC INC CMN | P | 2013-03-14 | 2014-01-13 | $1,269 | $984 | $285 | $285 |
| 40- NIC INC CMN | P | 2013-03-14 | 2014-04-01 | $787 | $715 | $72 | $72 |
| 30- NIC INC CMN | P | 2013-03-14 | 2014-05-15 | $518 | $537 | -$19 | -$19 |
| 65- NIC INC CMN | P | 2013-03-14 | 2014-05-21 | $1,097 | $1,163 | -$66 | -$66 |
| 30- NIC INC CMN | P | 2013-03-14 | 2014-06-17 | $477 | $537 | -$60 | -$60 |
| 25- NIC INC CMN | P | 2013-03-14 | 2014-07-02 | $403 | $447 | -$44 | -$44 |
| 45- NIC INC CMN | P | 2013-03-14 | 2014-07-03 | $721 | $805 | -$84 | -$84 |
| 29- NIC INC CMN | P | 2012-08-28 | 2014-01-13 | $675 | $406 | $269 | $269 |
| 5- NIC INC CMN | P | 2012-04-25 | 2014-01-13 | $116 | $53 | $63 | $63 |
| 10- NIC INC CMN | P | 2012-08-29 | 2014-02-12 | $182 | $144 | $38 | $38 |
| 35- NIC INC CMN | P | 2012-08-28 | 2014-02-12 | $637 | $490 | $147 | $147 |
| 19- NIC INC CMN | P | 2012-08-30 | 2014-02-13 | $351 | $270 | $81 | $81 |
| 36- NIC INC CMN | P | 2012-08-29 | 2014-02-13 | $665 | $517 | $148 | $148 |
| 22- NIC INC CMN | P | 2012-08-30 | 2014-02-24 | $429 | $313 | $116 | $116 |
| 42- NIC INC CMN | P | 2012-08-31 | 2014-02-25 | $808 | $595 | $213 | $213 |
| 45- NIC INC CMN | P | 2012-09-04 | 2014-02-25 | $865 | $642 | $223 | $223 |
| 1- NIC INC CMN | P | 2012-08-30 | 2014-02-25 | $19 | $14 | $5 | $5 |
| 35- NOBLE ENERGY INC CMN | P | 2012-03-29 | 2014-04-01 | $2,470 | $1,710 | $760 | $760 |
| 25- NOBLE ENERGY INC CMN | P | 2012-03-29 | 2014-05-28 | $1,774 | $1,222 | $552 | $552 |
| 20- NORDSON CORP CMN | P | 2013-03-14 | 2014-01-13 | $1,423 | $1,344 | $79 | $79 |
| 5- NORDSON CORP CMN | P | 2013-03-14 | 2014-04-01 | $355 | $336 | $19 | $19 |
| 40- NORDSON CORP CMN | P | 2013-03-14 | 2014-06-27 | $3,164 | $2,689 | $475 | $475 |
| 35- NORTHWESTERN CORPORATION CMN | P | 2013-03-14 | 2014-01-13 | $1,511 | $1,363 | $148 | $148 |
| 25- NORTHWESTERN CORPORATION CMN | P | 2013-03-14 | 2014-04-01 | $1,178 | $974 | $204 | $204 |
| 10- NORTHWESTERN CORPORATION CMN | P | 2013-03-14 | 2014-12-16 | $530 | $390 | $140 | $140 |
| 250- ORACLE CORPORATION CMN | P | 2012-03-29 | 2014-04-01 | $10,390 | $7,340 | $3,050 | $3,050 |
| 10- OXFORD IND INC CMN | P | 2014-02-14 | 2014-04-01 | $767 | $734 | $33 | $33 |
| 5- OXFORD IND INC CMN | P | 2014-02-14 | 2014-12-16 | $270 | $367 | -$97 | -$97 |
| 5- PANERA BREAD COMPANY CL-A CMN CLASS A | P | 2013-10-17 | 2014-01-13 | $870 | $802 | $68 | $68 |
| 40- PANERA BREAD COMPANY CL-A CMN CLASS A | P | 2014-07-23 | 2014-10-17 | $6,683 | $5,787 | $896 | $896 |
| 32- PANERA BREAD COMPANY CL-A CMN CLASS A | P | 2013-10-17 | 2014-10-17 | $5,346 | $5,134 | $212 | $212 |
| 45- PEBBLEBROOK HOTEL TRUST CMN | P | 2013-03-14 | 2014-01-13 | $1,382 | $1,099 | $283 | $283 |
| 30- PEBBLEBROOK HOTEL TRUST CMN | P | 2013-03-14 | 2014-04-01 | $1,017 | $733 | $284 | $284 |
| 10- PEBBLEBROOK HOTEL TRUST CMN | P | 2013-03-14 | 2014-12-16 | $435 | $244 | $191 | $191 |
| 25- PEPSICO INC CMN | P | 2012-03-29 | 2014-04-01 | $2,069 | $1,646 | $423 | $423 |
| 50- PIER 1 IMPORTS INC (DELAWARE) CMN | P | 2013-06-25 | 2014-01-13 | $1,008 | $1,167 | -$159 | -$159 |
| 40- PIER 1 IMPORTS INC (DELAWARE) CMN | P | 2013-06-25 | 2014-04-01 | $755 | $933 | -$178 | -$178 |
| 20- POWER INTEGRATIONS INC CMN | P | 2013-03-14 | 2014-01-13 | $1,145 | $849 | $296 | $296 |
| 15- POWER INTEGRATIONS INC CMN | P | 2013-03-14 | 2014-04-01 | $1,000 | $637 | $363 | $363 |
| 5- POWER INTEGRATIONS INC CMN | P | 2013-03-14 | 2014-12-16 | $254 | $212 | $42 | $42 |
| 5- PRA GROUP INC CMN | P | 2013-03-14 | 2014-12-16 | $289 | $204 | $85 | $85 |
| 40- PRA GROUP, INC. CMN | P | 2013-03-14 | 2014-01-13 | $2,159 | $1,629 | $530 | $530 |
| 30- PRA GROUP, INC. CMN | P | 2013-03-14 | 2014-04-01 | $1,737 | $1,222 | $515 | $515 |
| 45- PRA GROUP, INC. CMN | P | 2013-03-14 | 2014-05-15 | $2,346 | $1,833 | $513 | $513 |
| 25- PRAXAIR, INC CMN SERIES | P | 2012-03-29 | 2014-04-01 | $3,270 | $2,856 | $414 | $414 |
| 21- PRICE T ROWE GROUP INC CMN | P | 2011-08-08 | 2014-01-13 | $1,737 | $1,022 | $715 | $715 |
| 49- PRICE T ROWE GROUP INC CMN | P | 2011-08-08 | 2014-01-31 | $3,864 | $2,384 | $1,480 | $1,480 |
| 67- PRICE T ROWE GROUP INC CMN | P | 2011-06-13 | 2014-01-31 | $5,283 | $3,942 | $1,341 | $1,341 |
| 19- PRICESMART INC CMN | P | 2014-07-11 | 2014-10-17 | $1,632 | $1,664 | -$32 | -$32 |
| 43- PRICESMART INC CMN | P | 2014-07-15 | 2014-10-17 | $3,693 | $3,668 | $25 | $25 |
| 30- PROASSURANCE CORP CMN | P | 2013-03-14 | 2014-01-13 | $1,408 | $1,423 | -$15 | -$15 |
| 20- PROASSURANCE CORP CMN | P | 2013-03-14 | 2014-04-01 | $885 | $949 | -$64 | -$64 |
| 25- PROS HOLDINGS, INC. CMN | P | 2013-03-14 | 2014-01-13 | $964 | $688 | $276 | $276 |
| 25- PROS HOLDINGS, INC. CMN | P | 2013-03-14 | 2014-04-01 | $794 | $688 | $106 | $106 |
| 20- PROS HOLDINGS, INC. CMN | P | 2013-03-14 | 2014-12-10 | $517 | $551 | -$34 | -$34 |
| 35- PROS HOLDINGS, INC. CMN | P | 2013-03-14 | 2014-12-09 | $880 | $963 | -$83 | -$83 |
| 15- PROTO LABS INC CMN | P | 2013-03-14 | 2014-01-13 | $1,097 | $730 | $367 | $367 |
| 10- PROTO LABS INC CMN | P | 2013-03-14 | 2014-04-01 | $681 | $487 | $194 | $194 |
| 5- PROTO LABS INC CMN | P | 2013-03-14 | 2014-12-16 | $333 | $243 | $90 | $90 |
| 47- QUALCOMM INC CMN | P | 2011-06-13 | 2014-01-13 | $3,455 | $2,575 | $880 | $880 |
| 124- QUALCOMM INC CMN | P | 2011-06-13 | 2014-08-29 | $9,425 | $6,794 | $2,631 | $2,631 |
| 26- QUALCOMM INC CMN | P | 2011-06-13 | 2014-10-17 | $1,866 | $1,425 | $441 | $441 |
| 98- QUALCOMM INC CMN | P | 2012-01-11 | 2014-10-17 | $7,033 | $5,478 | $1,555 | $1,555 |
| 25- RBC BEARINGS INCORPORATED CMN | P | 2013-03-14 | 2014-01-13 | $1,685 | $1,275 | $410 | $410 |
| 20- RBC BEARINGS INCORPORATED CMN | P | 2013-03-14 | 2014-04-01 | $1,275 | $1,020 | $255 | $255 |
| 15- RBC BEARINGS INCORPORATED CMN | P | 2013-03-14 | 2014-12-16 | $935 | $765 | $170 | $170 |
| 57- RED HAT, INC. CMN | P | 2013-03-28 | 2014-01-13 | $3,321 | $2,864 | $457 | $457 |
| 49- RED HAT, INC. CMN | P | 2013-03-28 | 2014-10-17 | $2,722 | $2,462 | $260 | $260 |
| 98- RED HAT, INC. CMN | P | 2013-09-24 | 2014-10-17 | $5,444 | $4,593 | $851 | $851 |
| 70- RED HAT, INC. CMN | P | 2014-10-16 | 2014-10-17 | $3,889 | $3,869 | $20 | $20 |
| 108- RED HAT, INC. CMN | P | 2013-08-09 | 2014-10-17 | $6,000 | $5,671 | $329 | $329 |
| 65- RITCHIE BROS. AUCTIONEERS INC CMN | P | 2013-03-14 | 2014-01-13 | $1,487 | $1,379 | $108 | $108 |
| 40- RITCHIE BROS. AUCTIONEERS INC CMN | P | 2013-03-14 | 2014-04-01 | $1,022 | $849 | $173 | $173 |
| 20- RITCHIE BROS. AUCTIONEERS INC CMN | P | 2013-03-14 | 2014-12-16 | $501 | $424 | $77 | $77 |
| 35- ROFIN-SINAR TECHNOLOGIES INC CMN | P | 2013-03-14 | 2014-01-13 | $901 | $959 | -$58 | -$58 |
| 25- ROFIN-SINAR TECHNOLOGIES INC CMN | P | 2013-03-14 | 2014-04-01 | $602 | $685 | -$83 | -$83 |
| 23- ROPER TECHNOLOGIES INC CMN | P | 2011-06-13 | 2014-01-13 | $3,199 | $1,815 | $1,384 | $1,384 |
| 26- ROPER TECHNOLOGIES INC CMN | P | 2013-11-18 | 2014-10-17 | $3,721 | $3,295 | $426 | $426 |
| 50- ROPER TECHNOLOGIES INC CMN | P | 2011-06-13 | 2014-10-17 | $7,156 | $3,946 | $3,210 | $3,210 |
| 44- ROPER TECHNOLOGIES INC CMN | P | 2012-01-11 | 2014-10-17 | $6,297 | $4,057 | $2,240 | $2,240 |
| 27- SCHLUMBERGER LTD CMN | P | 2011-06-13 | 2014-01-13 | $2,368 | $2,259 | $109 | $109 |
| 3- SCHLUMBERGER LTD CMN | P | 2012-01-06 | 2014-05-09 | $301 | $203 | $98 | $98 |
| 5- SCHLUMBERGER LTD CMN | P | 2011-06-13 | 2014-05-09 | $502 | $418 | $84 | $84 |
| 4- SCHLUMBERGER LTD CMN | P | 2011-06-13 | 2014-06-09 | $425 | $310 | $115 | $115 |
| 1- SCHLUMBERGER LTD CMN | P | 2012-01-11 | 2014-06-09 | $106 | $70 | $36 | $36 |
| 38- SCHLUMBERGER LTD CMN | P | 2012-01-06 | 2014-06-09 | $4,034 | $2,577 | $1,457 | $1,457 |
| 46- SCHLUMBERGER LTD CMN | P | 2012-01-11 | 2014-07-28 | $5,130 | $3,224 | $1,906 | $1,906 |
| 2- SCHLUMBERGER LTD CMN | P | 2012-01-11 | 2014-08-29 | $219 | $140 | $79 | $79 |
| 58- SCHLUMBERGER LTD CMN | P | 2012-04-03 | 2014-08-29 | $6,349 | $4,049 | $2,300 | $2,300 |
| 25- SCIQUEST, INC. CMN | P | 2013-03-14 | 2014-01-13 | $698 | $531 | $167 | $167 |
| 30- SCIQUEST, INC. CMN | P | 2013-03-14 | 2014-04-01 | $813 | $637 | $176 | $176 |
| 20- SCIQUEST, INC. CMN | P | 2013-03-14 | 2014-05-02 | $361 | $361 | $0 | $0 |
| 84- SEI INVESTMENTS CO CMN | P | 2012-03-08 | 2014-01-13 | $2,875 | $1,674 | $1,201 | $1,201 |
| 15- SEI INVESTMENTS CO CMN | P | 2012-03-08 | 2014-10-17 | $518 | $299 | $219 | $219 |
| 39- SEI INVESTMENTS CO CMN | P | 2012-05-31 | 2014-10-17 | $1,346 | $702 | $644 | $644 |
| 52- SEI INVESTMENTS CO CMN | P | 2014-08-29 | 2014-10-17 | $1,795 | $1,970 | -$175 | -$175 |
| 267- SEI INVESTMENTS CO CMN | P | 2012-06-01 | 2014-10-17 | $9,216 | $4,635 | $4,581 | $4,581 |
| 127- SEI INVESTMENTS CO CMN | P | 2012-10-22 | 2014-10-17 | $4,384 | $2,683 | $1,701 | $1,701 |
| 10- SIGNATURE BANK CMN | P | 2013-03-14 | 2014-01-13 | $1,087 | $763 | $324 | $324 |
| 10- SIGNATURE BANK CMN | P | 2013-03-14 | 2014-01-28 | $1,222 | $763 | $459 | $459 |
| 45- SIGNATURE BANK CMN | P | 2013-03-14 | 2014-03-07 | $5,810 | $3,435 | $2,375 | $2,375 |
| 3- SIGNET JEWELERS LIMITED CMN | P | 2013-10-03 | 2014-01-13 | $210 | $215 | -$5 | -$5 |
| 31- SIGNET JEWELERS LIMITED CMN | P | 2013-10-04 | 2014-10-17 | $3,373 | $2,233 | $1,140 | $1,140 |
| 34- SIGNET JEWELERS LIMITED CMN | P | 2013-12-02 | 2014-10-17 | $3,699 | $2,596 | $1,103 | $1,103 |
| 48- SIGNET JEWELERS LIMITED CMN | P | 2013-10-03 | 2014-10-17 | $5,222 | $3,440 | $1,782 | $1,782 |
| 18- SIGNET JEWELERS LIMITED CMN | P | 2014-10-01 | 2014-10-17 | $1,958 | $2,047 | -$89 | -$89 |
| 19- SIGNET JEWELERS LIMITED CMN | P | 2014-10-16 | 2014-10-17 | $2,067 | $2,057 | $10 | $10 |
| 30- SILGAN HOLDINGS INC CMN | P | 2013-03-14 | 2014-01-13 | $1,425 | $1,383 | $42 | $42 |
| 20- SILGAN HOLDINGS INC CMN | P | 2013-03-14 | 2014-04-01 | $990 | $922 | $68 | $68 |
| 10- SILGAN HOLDINGS INC CMN | P | 2013-03-14 | 2014-12-16 | $512 | $461 | $51 | $51 |
| 25- SOLERA HOLDINGS INC CMN | P | 2013-03-14 | 2014-01-13 | $1,742 | $1,431 | $311 | $311 |
| 15- SOLERA HOLDINGS INC CMN | P | 2013-03-14 | 2014-04-01 | $963 | $859 | $104 | $104 |
| 5- SOLERA HOLDINGS INC CMN | P | 2013-03-14 | 2014-12-16 | $235 | $286 | -$51 | -$51 |
| 38- SOUTHWESTERN ENERGY CO. CMN | P | 2012-09-20 | 2014-01-13 | $1,446 | $1,292 | $154 | $154 |
| 180- SOUTHWESTERN ENERGY CO. CMN | P | 2012-09-20 | 2014-08-05 | $7,355 | $6,118 | $1,237 | $1,237 |
| 1090- SPDR S&P 500 ETF TRUST | P | 2013-05-16 | 2014-01-13 | $200,230 | $180,826 | $19,404 | $19,404 |
| 500- SPDR S&P 500 ETF TRUST | P | 2013-05-16 | 2014-04-22 | $94,078 | $82,948 | $11,130 | $11,130 |
| 642- SPDR S&P 500 ETF TRUST | P | 2013-05-16 | 2014-03-31 | $119,981 | $106,505 | $13,476 | $13,476 |
| 134- SPDR S&P 500 ETF TRUST | P | 2013-05-16 | 2014-04-01 | $25,193 | $22,230 | $2,963 | $2,963 |
| 425- SPDR S&P 500 ETF TRUST | P | 2013-05-16 | 2014-10-06 | $83,247 | $70,506 | $12,741 | $12,741 |
| 1000- SPDR S&P BANK ETF | P | 2013-05-16 | 2014-04-22 | $32,969 | $28,070 | $4,899 | $4,899 |
| 15- STAG INDUSTRIAL, INC. CMN | P | 2014-03-27 | 2014-12-16 | $361 | $348 | $13 | $13 |
| 10- STEINER LEISURE LIMITED CMN | P | 2013-03-14 | 2014-01-13 | $493 | $482 | $11 | $11 |
| 50- STEINER LEISURE LIMITED CMN | P | 2013-03-14 | 2014-04-01 | $2,301 | $2,412 | -$111 | -$111 |
| 35- STERICYCLE INC CMN | P | 2012-05-29 | 2014-01-13 | $4,042 | $3,035 | $1,007 | $1,007 |
| 3- STERICYCLE INC CMN | P | 2012-05-29 | 2014-10-17 | $351 | $260 | $91 | $91 |
| 168- STERICYCLE INC CMN | P | 2013-01-09 | 2014-10-17 | $19,681 | $16,032 | $3,649 | $3,649 |
| 35- STIFEL FINANCIAL CORP CMN | P | 2013-03-14 | 2014-01-13 | $1,683 | $1,285 | $398 | $398 |
| 25- STIFEL FINANCIAL CORP CMN | P | 2013-03-14 | 2014-04-01 | $1,243 | $918 | $325 | $325 |
| 5- STIFEL FINANCIAL CORP CMN | P | 2013-03-14 | 2014-12-16 | $248 | $184 | $64 | $64 |
| 15- SUSSER HOLDINGS CORPORATION CMN | P | 2014-03-13 | 2014-04-01 | $946 | $946 | $0 | $0 |
| 15- SUSSER HOLDINGS CORPORATION CMN | P | 2014-03-14 | 2014-08-15 | $1,223 | $986 | $237 | $237 |
| 15- SUSSER HOLDINGS CORPORATION CMN | P | 2014-03-13 | 2014-08-15 | $1,223 | $1,014 | $209 | $209 |
| 30- SUSSER HOLDINGS CORPORATION CMN | P | 2014-03-13 | 2014-08-15 | $2,446 | $1,948 | $498 | $498 |
| 20- SUSSER HOLDINGS CORPORATION CMN | P | 2014-03-27 | 2014-08-15 | $1,631 | $1,199 | $432 | $432 |
| 15- SVB FINANCIAL GROUP CMN | P | 2013-03-14 | 2014-01-13 | $1,538 | $1,032 | $506 | $506 |
| 10- SVB FINANCIAL GROUP CMN | P | 2013-03-14 | 2014-04-01 | $1,275 | $688 | $587 | $587 |
| 10- SVB FINANCIAL GROUP CMN | P | 2013-03-14 | 2014-04-10 | $1,167 | $688 | $479 | $479 |
| 10- SVB FINANCIAL GROUP CMN | P | 2013-03-14 | 2014-04-11 | $1,125 | $688 | $437 | $437 |
| 25- SVB FINANCIAL GROUP CMN | P | 2013-03-14 | 2014-04-25 | $2,687 | $1,721 | $966 | $966 |
| 3300- TECHNOLOGY SELECT INDEX 'SPDR' | P | 2013-07-18 | 2014-10-17 | $124,242 | $105,753 | $18,489 | $18,489 |
| 5- TEXAS CAPITAL BANCSHARES, INC. CMN | P | 2014-04-10 | 2014-12-16 | $263 | $309 | -$46 | -$46 |
| 50- TEXAS ROADHOUSE, INC. CMN | P | 2013-03-14 | 2014-01-13 | $1,314 | $987 | $327 | $327 |
| 45- TEXAS ROADHOUSE, INC. CMN | P | 2013-03-14 | 2014-04-01 | $1,188 | $889 | $299 | $299 |
| 15- TEXAS ROADHOUSE, INC. CMN | P | 2013-03-14 | 2014-12-16 | $494 | $296 | $198 | $198 |
| 35- THE CORP EXECUTIVE BOARD CO. CMN | P | 2013-03-14 | 2014-01-13 | $2,739 | $1,962 | $777 | $777 |
| 20- THE CORP EXECUTIVE BOARD CO. CMN | P | 2013-03-14 | 2014-04-01 | $1,513 | $1,121 | $392 | $392 |
| 5- THE CORP EXECUTIVE BOARD CO. CMN | P | 2013-03-14 | 2014-12-16 | $348 | $280 | $68 | $68 |
| 30- THE RYLAND GROUP, INC. CMN | P | 2013-03-14 | 2014-01-13 | $1,255 | $1,195 | $60 | $60 |
| 25- THE RYLAND GROUP, INC. CMN | P | 2013-03-14 | 2014-04-01 | $1,040 | $996 | $44 | $44 |
| 10- THE RYLAND GROUP, INC. CMN | P | 2013-03-14 | 2014-12-16 | $361 | $398 | -$37 | -$37 |
| 75- THERMO FISHER SCIENTIFIC INC CMN | P | 2012-03-29 | 2014-03-04 | $9,385 | $4,207 | $5,178 | $5,178 |
| 25- THERMO FISHER SCIENTIFIC INC CMN | P | 2012-03-29 | 2014-04-01 | $3,041 | $1,402 | $1,639 | $1,639 |
| 20- TORO CO (DELAWARE) CMN | P | 2013-03-14 | 2014-01-13 | $1,258 | $965 | $293 | $293 |
| 20- TORO CO (DELAWARE) CMN | P | 2013-03-14 | 2014-04-01 | $1,291 | $965 | $326 | $326 |
| 5- TORO CO (DELAWARE) CMN | P | 2013-03-14 | 2014-12-16 | $305 | $241 | $64 | $64 |
| 148- TRIMBLE NAVIGATION LTD CMN | P | 2011-06-13 | 2014-01-13 | $5,004 | $2,873 | $2,131 | $2,131 |
| 3- TRIMBLE NAVIGATION LTD CMN | P | 2011-07-28 | 2014-02-04 | $93 | $54 | $39 | $39 |
| 94- TRIMBLE NAVIGATION LTD CMN | P | 2011-06-13 | 2014-02-04 | $2,924 | $1,825 | $1,099 | $1,099 |
| 156- TRIMBLE NAVIGATION LTD CMN | P | 2011-07-27 | 2014-02-04 | $4,852 | $2,821 | $2,031 | $2,031 |
| 20- TRIMBLE NAVIGATION LTD CMN | P | 2011-07-28 | 2014-05-09 | $695 | $362 | $333 | $333 |
| 159- TRIMBLE NAVIGATION LTD CMN | P | 2013-08-01 | 2014-10-17 | $4,616 | $4,461 | $155 | $155 |
| 105- TRIMBLE NAVIGATION LTD CMN | P | 2011-07-28 | 2014-10-17 | $3,049 | $1,901 | $1,148 | $1,148 |
| 192- TRIMBLE NAVIGATION LTD CMN | P | 2012-01-11 | 2014-10-17 | $5,574 | $4,140 | $1,434 | $1,434 |
| 15- TUMI HOLDINGS, INC. CMN | P | 2014-06-16 | 2014-12-16 | $342 | $299 | $43 | $43 |
| 10- TUPPERWARE BRANDS CORPORATION CMN | P | 2013-03-14 | 2014-01-13 | $892 | $787 | $105 | $105 |
| 15- TUPPERWARE BRANDS CORPORATION CMN | P | 2013-03-14 | 2014-04-01 | $1,254 | $1,181 | $73 | $73 |
| 5- TUPPERWARE BRANDS CORPORATION CMN | P | 2013-03-14 | 2014-12-16 | $307 | $394 | -$87 | -$87 |
| 750- TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A | P | 2012-03-29 | 2014-02-13 | $24,386 | $12,863 | $11,523 | $11,523 |
| 50- TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B | P | 2014-02-13 | 2014-04-01 | $1,601 | $1,591 | $10 | $10 |
| 20- TYLER TECHNOLOGIES INC CMN | P | 2013-03-14 | 2014-01-13 | $2,027 | $1,173 | $854 | $854 |
| 20- TYLER TECHNOLOGIES INC CMN | P | 2013-03-14 | 2014-04-01 | $1,693 | $1,173 | $520 | $520 |
| 10- TYLER TECHNOLOGIES INC CMN | P | 2013-03-14 | 2014-12-16 | $1,102 | $587 | $515 | $515 |
| 1- TYLER TECHNOLOGIES INC CMN | P | 2012-12-03 | 2014-01-13 | $102 | $47 | $55 | $55 |
| 17- TYLER TECHNOLOGIES INC CMN | P | 2012-08-28 | 2014-01-13 | $1,735 | $689 | $1,046 | $1,046 |
| 21- TYLER TECHNOLOGIES INC CMN | P | 2013-01-14 | 2014-10-17 | $1,981 | $1,090 | $891 | $891 |
| 75- TYLER TECHNOLOGIES INC CMN | P | 2012-12-03 | 2014-10-17 | $7,076 | $3,504 | $3,572 | $3,572 |
| 25- UMPQUA HLDGS CORP CMN | P | 2013-03-14 | 2014-01-13 | $460 | $333 | $127 | $127 |
| 60- UMPQUA HLDGS CORP CMN | P | 2013-03-14 | 2014-01-29 | $1,083 | $799 | $284 | $284 |
| 60- UMPQUA HLDGS CORP CMN | P | 2013-03-14 | 2014-01-31 | $1,058 | $799 | $259 | $259 |
| 100- UNITEDHEALTH GROUP INCORPORATE CMN | P | 2012-03-29 | 2014-04-01 | $8,186 | $5,819 | $2,367 | $2,367 |
| 20- UNIVERSAL FOREST PRODUCTS INC CMN | P | 2013-03-14 | 2014-01-13 | $1,041 | $821 | $220 | $220 |
| 15- UNIVERSAL FOREST PRODUCTS INC CMN | P | 2013-03-14 | 2014-04-01 | $830 | $616 | $214 | $214 |
| 15- US ECOLOGY INC CMN | P | 2013-03-14 | 2014-01-13 | $544 | $392 | $152 | $152 |
| 15- US ECOLOGY INC CMN | P | 2013-03-14 | 2014-04-01 | $556 | $392 | $164 | $164 |
| 5- US ECOLOGY INC CMN | P | 2013-03-14 | 2014-12-16 | $198 | $131 | $67 | $67 |
| 2186- VANGUARD FTSE EMERGING MKTS ETF | P | 2011-06-09 | 2014-09-24 | $93,964 | $105,682 | -$11,718 | -$11,718 |
| 2540- VANGUARD FTSE EMERGING MKTS ETF | P | 2012-01-04 | 2014-09-24 | $109,180 | $99,505 | $9,675 | $9,675 |
| 2480- VANGUARD TOTAL BOND MARKET ETF | P | 2012-01-04 | 2014-01-13 | $199,934 | $206,734 | -$6,800 | -$6,800 |
| 739- VANGUARD TOTAL BOND MARKET ETF | P | 2012-01-04 | 2014-03-31 | $59,954 | $61,603 | -$1,649 | -$1,649 |
| 44- VERISK ANALYTICS INC. CMN CLASS A | P | 2013-09-03 | 2014-01-13 | $2,763 | $2,766 | -$3 | -$3 |
| 88- VERISK ANALYTICS INC. CMN CLASS A | P | 2013-09-03 | 2014-10-17 | $5,250 | $5,512 | -$262 | -$262 |
| 94- VERISK ANALYTICS INC. CMN CLASS A | P | 2013-11-06 | 2014-10-17 | $5,608 | $5,856 | -$248 | -$248 |
| 43- VERISK ANALYTICS INC. CMN CLASS A | P | 2013-09-03 | 2014-10-17 | $2,565 | $2,703 | -$138 | -$138 |
| 43- VERISK ANALYTICS INC. CMN CLASS A | P | 2014-08-08 | 2014-10-17 | $2,565 | $2,596 | -$31 | -$31 |
| 22- VISA INC. CMN CLASS A | P | 2011-06-13 | 2014-01-13 | $4,880 | $1,647 | $3,233 | $3,233 |
| 8- VISA INC. CMN CLASS A | P | 2011-06-13 | 2014-05-09 | $1,682 | $599 | $1,083 | $1,083 |
| 37- VISA INC. CMN CLASS A | P | 2012-01-11 | 2014-10-17 | $7,553 | $3,673 | $3,880 | $3,880 |
| 60- VISA INC. CMN CLASS A | P | 2011-06-13 | 2014-10-17 | $12,248 | $4,493 | $7,755 | $7,755 |
| 15- VISA INC. CMN CLASS A | P | 2014-08-29 | 2014-10-17 | $3,062 | $3,188 | -$126 | -$126 |
| 30- WAGEWORKS INC CMN | P | 2013-03-14 | 2014-01-13 | $1,872 | $748 | $1,124 | $1,124 |
| 47- WAGEWORKS INC CMN | P | 2013-03-21 | 2014-10-17 | $2,193 | $1,196 | $997 | $997 |
| 37- WAGEWORKS INC CMN | P | 2013-08-09 | 2014-10-17 | $1,726 | $1,541 | $185 | $185 |
| 80- WAGEWORKS INC CMN | P | 2013-03-14 | 2014-10-17 | $3,732 | $1,993 | $1,739 | $1,739 |
| 18- WAGEWORKS INC CMN | P | 2014-09-03 | 2014-10-17 | $840 | $751 | $89 | $89 |
| 82- WAGEWORKS INC CMN | P | 2014-09-05 | 2014-10-17 | $3,826 | $3,566 | $260 | $260 |
| 30- WAL MART STORES INC CMN | P | 2011-09-22 | 2014-05-08 | $2,363 | $1,523 | $840 | $840 |
| 20- WAL MART STORES INC CMN | P | 2011-08-18 | 2014-05-08 | $1,575 | $1,026 | $549 | $549 |
| 65- WAL MART STORES INC CMN | P | 2011-09-22 | 2014-11-12 | $5,154 | $3,300 | $1,854 | $1,854 |
| 60- WAL MART STORES INC CMN | P | 2012-03-29 | 2014-11-12 | $4,758 | $3,651 | $1,107 | $1,107 |
| 57- WASTE CONNECTIONS INC CMN | P | 2013-01-16 | 2014-01-13 | $2,397 | $1,954 | $443 | $443 |
| 27- WASTE CONNECTIONS INC CMN | P | 2013-01-16 | 2014-07-25 | $1,313 | $926 | $387 | $387 |
| 56- WASTE CONNECTIONS INC CMN | P | 2013-01-16 | 2014-08-29 | $2,746 | $1,920 | $826 | $826 |
| 32- WASTE CONNECTIONS INC CMN | P | 2013-01-29 | 2014-08-29 | $1,569 | $1,140 | $429 | $429 |
| 25- WASTE CONNECTIONS INC CMN | P | 2013-03-06 | 2014-10-17 | $1,173 | $859 | $314 | $314 |
| 36- WASTE CONNECTIONS INC CMN | P | 2013-01-29 | 2014-10-17 | $1,689 | $1,282 | $407 | $407 |
| 59- WASTE CONNECTIONS INC CMN | P | 2013-03-07 | 2014-10-17 | $2,768 | $2,028 | $740 | $740 |
| 67- WASTE CONNECTIONS INC CMN | P | 2013-03-08 | 2014-10-17 | $3,143 | $2,340 | $803 | $803 |
| 48- WASTE CONNECTIONS INC CMN | P | 2014-01-31 | 2014-10-17 | $2,252 | $1,966 | $286 | $286 |
| 10- WD 40 CO CMN | P | 2013-03-14 | 2014-01-13 | $731 | $537 | $194 | $194 |
| 10- WD 40 CO CMN | P | 2013-03-14 | 2014-04-01 | $778 | $537 | $241 | $241 |
| 5- WD 40 CO CMN | P | 2013-03-14 | 2014-12-16 | $386 | $269 | $117 | $117 |
| 35- WEST PHARMACEUTICAL SERVICES INC | P | 2013-03-14 | 2014-01-13 | $1,728 | $1,098 | $630 | $630 |
| 30- WEST PHARMACEUTICAL SERVICES INC | P | 2013-03-14 | 2014-04-01 | $1,328 | $940 | $388 | $388 |
| 15- WEST PHARMACEUTICAL SERVICES INC | P | 2013-03-14 | 2014-12-16 | $787 | $470 | $317 | $317 |
| CAPITAL GAINS DIVIDENDS | P | $23,513 | $23,513 | $23,513 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $455,336 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $5,156,102 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $12,082,872 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.426728 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,917,670 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $15,347,445 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.255265 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,296,429 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $13,729,379 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.240100 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,624,712 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $9,395,462 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.279360 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $0 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,215,265 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.000000 | DistributionYr5Rt |
| Total Distribution | 1.201453 | TotalDistributionRt |
| Average Distribution | 0.240291 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $9,274,438 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,228,564 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,451 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,234,015 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,500,500 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $5,451 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $5,451 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $5,451 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $28,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $28,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $22,549 | OverpaymentAmt |
| Applied To ES Tax | $22,549 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NV | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ESMOND ASSOCIATES INC | IndividualWithBooksNm |
| Phone | 8186102900 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 23901 CALABASAS ROAD SUITE 1010 | AddressLine1Txt |
| City | CALABASAS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 913023308 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CARL B BARNEY | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1157 | AddressLine1Txt |
| City | CRYSTAL BAY | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PRESIDENT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS & CO | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 WEST STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10282 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $81,830 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $9,328,838 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $86,835 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $9,415,673 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $9,415,673 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $141,235 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $9,274,438 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $463,722 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $463,722 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $5,451 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $5,451 | TotalTaxAmt |
| Distributable Before Adj | $458,271 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $458,271 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $458,271 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,500,500 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,500,500 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $5,451 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,495,049 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $458,271 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $2,166,237 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,660,102 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $3,190,958 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $4,582,754 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $12,600,051 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,500,500 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $458,271 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,042,229 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $14,642,280 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $14,642,280 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,166,237 | ExcessFromYear4Amt |
| Excess From Year3 | $2,660,102 | ExcessFromYear3Amt |
| Excess From Year2 | $3,190,958 | ExcessFromYear2Amt |
| Excess From Year1 | $4,582,754 | ExcessFromYear1Amt |
| Excess From Current Year | $2,042,229 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CARL B BARNEY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (4 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| THE AYN RAND INSTITUTE | |||||||
| 2121 ALTON PARKWAY SUITE 250 | IRVINE | CA | 92606 | NONE | PUBLIC CHARITY | DOMESTIC NEEDS | $2,440,500 |
| THE UNDERCURRENT | |||||||
| 548 MARKET STREET 38919 | SAN FRANCISCO | CA | 94104 | NONE | PUBLIC CHARITY | DOMESTIC NEEDS | $40,000 |
| AMERICAN TORT REFORM ASSOCIATION | |||||||
| 1101 CONNECTICUT AVE NW SUITE 400 | WASHINGTON | DC | 20036 | NONE | PUBLIC CHARITY | DOMESTIC NEEDS | $10,000 |
| THE INDEPENDENT INSTITUTE | |||||||
| 100 SWAN WAY | OAKLAND | CA | 94621 | NONE | PUBLIC CHARITY | DOMESTIC NEEDS | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,500,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $73 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $189,471 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $455,336 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $644,880 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $644,880 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $13,290 | Amt |
| Net Investment Income | $12,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | STOCK HOLDINGS | StockNm |
| EOY Book Value | $8,178,026 | EOYBookValueAmt |
| EOYFMV | $8,424,219 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INVESTMENT FEES | Desc |
| Revenue And Expenses Per Books | $81,830 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $81,830 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FMV ADJUSTMENT | Desc |
| Amt | $355,491 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAXES | $13,087 | $0 | $0 |
| FOREIGN TAXES | $5,606 | $5,606 | $0 |