THE LOUIS W FOSTER AND GLADYCE L: Form 990PF, tax year 2013

View the entire original 990 at ProPublica ↗

Organization: THE LOUIS W FOSTER AND GLADYCE L (EIN 95-4712250)
Tax period: 2013-07-01 to 2014-06-30
Filed: 2015-05-12
IRS object ID: 201541329349101244
Schema version: 2013v4.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2015-05-12T16:56:45-05:00	ReturnTs
Tax Period End	2014-06-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	941481988	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	BOWMAN & COMPANY LLP	BusinessNameLine1

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	10100 TRINITY PARKWAYSTE 310	AddressLine1
City	STOCKTON	City
State	CA	State
ZIP Code	95219	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2013-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	954712250	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE LOUIS W FOSTER AND GLADYCE L	BusinessNameLine1
Business Name Line2	FOSTER FAMILY FOUNDATION	BusinessNameLine2

Field	Value	IRS element (for citing)
Business Name Control	LOUI	BusinessNameControlTxt
Phone	2094731040	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	10100 TRINITY PARKWAY NO 310	AddressLine1
City	STOCKTON	City
State	CA	State
ZIP Code	95219	ZIPCode

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	R SCOTT FOSTER	PersonNm
Person Title	PRESIDENT	PersonTitleTxt
Phone	2094731040	PhoneNum
Signature	2015-05-09	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	DARYL R PETRICK	PreparerPersonNm
PTIN	P00045987	PTIN
Phone	2094731040	PhoneNum

Field	Value	IRS element (for citing)
Tax	2013	TaxYr
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$145,252,481	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$1,239,477	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$702,516	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$1,416,312	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$1,416,312	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$19,775,367	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$96,817,290	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$19,775,367	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	-$1,319,599	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	-$44,289	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$21,111,557	TotalRevAndExpnssAmt
Total Net Invst Incm	$21,849,906	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Legal Fees Rev And Expnss	$70,860	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$70,860	LegalFeesNetInvstIncmAmt
Legal Fees Dsbrs Chrtbl	$0	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$32,700	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$32,700	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$0	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$797,118	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$797,118	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$0	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$201,063	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$25,099	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$163,194	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$149,490	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$0	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$1,264,935	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$1,075,267	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$0	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$5,658,409	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$5,658,409	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$6,923,344	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$1,075,267	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$5,658,409	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$14,188,213	ExcessRevenueOverExpensesAmt
Net Investment Income	$20,774,639	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Sav And Temp Cash Invst BOY	$4,033,777	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$14,474,723	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$14,474,723	SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl	$50,612	AcctRcvblAmt
Acct Rcvbl BOY	$161,743	AcctRcvblBOYAmt
Acct Rcvbl EOY	$50,612	AcctRcvblEOYAmt
US Government Obligations BOY	$20,299,495	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$7,504,955	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$7,600,576	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$67,077,348	CorporateStockBOYAmt
Corporate Stock EOY	$63,216,565	CorporateStockEOYAmt
Corporate Stock EOYFMV	$93,756,056	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$10,905,558	CorporateBondsBOYAmt
Corporate Bonds EOY	$29,047,857	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$29,206,875	CorporateBondsEOYFMVAmt
Other Investments BOY	$0	OtherInvestmentsBOYAmt
Other Investments EOY	$161,395	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$214,251	OtherInvestmentsEOYFMVAmt
Other Assets BOY	$15,960	OtherAssetsBOYAmt
Other Assets EOY	$15,960	OtherAssetsEOYAmt
Other Assets EOYFMV	$0	OtherAssetsEOYFMVAmt
Total Assets BOY	$102,493,881	TotalAssetsBOYAmt
Total Assets EOY	$114,472,067	TotalAssetsEOYAmt
Total Assets EOYFMV	$145,252,481	TotalAssetsEOYFMVAmt
Accounts Payable EOY	$1,299,125	AccountsPayableEOYAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$1,299,125	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Capital Stock BOY	$21,008,544	CapitalStockBOYAmt
Capital Stock EOY	$21,008,544	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	$81,485,337	RetainedEarningBOYAmt
Retained Earning EOY	$92,164,398	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$102,493,881	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$113,172,942	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$102,493,881	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$114,472,067	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$102,493,881	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$14,188,213	ExcessRevenueOverExpensesAmt
Other Increases	$0	OtherIncreasesAmt
Subtotal	$116,682,094	SubtotalAmt
Other Decreases	$3,509,152	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$113,172,942	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (27 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
PUBLICLY TRADED SECURITIES	P	$96,487,902	$77,027,018	$19,460,884	$19,460,884
CASH IN LIEU	P	$23		$23	$23
NB SECONDARY FUND II	P	$750		$750	$750
NB SECONDARY FUND III	P	$9		$9	$9
NB CROSSROADS FUND XVIII	P	$2,191		$2,191	$2,191
NB SECONDARY FUND II	P	$245,265		$245,265	$245,265
NB SECONDARY FUND III	P	$3,946		$3,946	$3,946
NB CROSSROADS FUND XVIII	P	$43,360		$43,360	$43,360
SPECTRA ENERGY PARTNERS	P		$4,098	-$4,098	-$4,098
REGENCY ENERGY PARTNERS	P		$5,482	-$5,482	-$5,482
SUBURBAN PROPANE PARTNERS	P		$615	-$615	-$615
CEDAR FAIR LP	P	$2,791		$2,791	$2,791
ALLIANCE HOLDINGS GP LP	P		$169	-$169	-$169
BLUEKNIGHT ENERGY PARTNERS	P		$1,390	-$1,390	-$1,390
ENERGY TRANSFER PARTNERS	P		$497	-$497	-$497
REGENCY ENERGY PARTNERS	P		$331	-$331	-$331
AMERIGAS PARTNERS	P	$8,341		$8,341	$8,341
MARKWEST ENERGY PARTNERS	P		$3	-$3	-$3
NUSTAR GP HOLDINGS	P	$16		$16	$16
PENN VIRGINIA GP HOLDINGS	P	$3,466		$3,466	$3,466
WESTERN GAS PARTNERS	P	$993		$993	$993
BOARDWALK PIPLINE PARTNERS	P	$6,626		$6,626	$6,626
ENTERPRISE PRODUCTS PARTNERS	P	$1,463		$1,463	$1,463
SOUTHCROSS ENERGY	P		$48	-$48	-$48
SUBURBAN PROPANE PARTNERS	P		$2,272	-$2,272	-$2,272
WESTERN GAS EQUITY PARTNERS	P	$37		$37	$37
CAPITAL GAINS DIVIDENDS	P	$10,111		$10,111	$10,111

Field	Value	IRS element (for citing)
Capital Gain Net Income	$19,775,367	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$3,769,000	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$120,308,743	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.031328	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$2,645,339	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$107,097,562	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.024700	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$1,150,000	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$27,671,883	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.041558	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$1,488,303	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$23,877,196	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.062332	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$1,386,113	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$25,527,724	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.054298	DistributionYr5Rt
Total Distribution	0.214216	TotalDistributionRt
Average Distribution	0.042843	AverageDistributionRt
Net Vl Noncharitable Assets	$136,591,999	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$5,852,011	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$207,746	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$6,059,757	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$5,658,409	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$415,493	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$415,493	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$415,493	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$137,600	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$137,600	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Es Penalty	$6,570	EsPenaltyAmt
Tax Due	$284,463	TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	CA	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	THE ORGANIZATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Phone	2094731040	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	10100 TRINITY PARKWAY NO 310	AddressLine1
City	STOCKTON	City
State	CA	State
ZIP Code	95219	ZIPCode

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
R SCOTT FOSTER MD
10100 TRINITY PARKWAY SUITE 310	STOCKTON	CA	95219	PRESIDENT	2.00	$0	$0	$0
JUDITH WARREN
10100 TRINITY PARKWAY SUITE 310	STOCKTON	CA	95219	SECRETARY	10.00	$0	$0	$0
GREGORY A FOSTER
10100 TRINITY PARKWAY SUITE 310	STOCKTON	CA	95219	DIRECTOR	1.00	$0	$0	$0
WILLIAM L FOSTER
10100 TRINITY PARKWAY SUITE 310	STOCKTON	OR	95219	DIRECTOR	1.00	$0	$0	$0
CHRISTINA M KIRKPATRICK
10100 TRINITY PARKWAY SUITE 310	STOCKTON	CA	95219	DIRECTOR	1.00	$0	$0	$0
JUDITH D WITT
10100 TRINITY PARKWAY SUITE 310	STOCKTON	CA	95219	DIRECTOR	1.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	Service TypeServiceTypeTxt	CompensationCompensationAmt
NEUBERGER BERMAN
600 MONTGOMERY STREET 19TH FLOOR	SAN FRANCISCO	CA	94111	INVESTMENT MANAGEMENT	$797,118
LAW OFFICES OF JUDITH WARREN
1036 E HOWARD STREET	PASADENA	CA	91104	LEGAL/CONSULTING	$70,860

Field	Value	IRS element (for citing)
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$134,255,325	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$4,416,755	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$138,672,080	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$138,672,080	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$2,080,081	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$136,591,999	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$6,829,600	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$6,829,600	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$415,493	TaxBasedOnInvestmentIncomeAmt
Total Tax	$415,493	TotalTaxAmt
Distributable Before Adj	$6,414,107	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$6,414,107	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$6,414,107	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$5,658,409	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$5,658,409	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$5,658,409	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$6,414,107	DistributableAsAdjustedAmt
Undistributed Income PY	$5,640,986	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$5,658,409	QualifyingDistributionsAmt
Applied To Year1	$5,640,986	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$17,423	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$0	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$6,396,684	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (28 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
LIBERTY HOUSE FOUNDATION
2685 4TH ST NE	SALEM	OR	97301	NONE	PUBLIC CHARITY	CHARITABLE	$150,000
VILLAGE HOPECORE INTERNATIONAL
PO BOX 1330	HEALDSBURG	CA	95448	NONE	PUBLIC CHARITY	CHARITABLE	$25,000
ANGLEMAN SYNDROME FOUNDATION
4255 WESTBROOK DRIVE 216	AURORA	IL	60504	NONE	PUBLIC CHARITY	CHARITABLE	$123,600
SALVATION ARMY
10200 PIONEER ROAD	TUSTIN	CA	92782	NONE	PUBLIC CHARITY	CHARITABLE	$115,000
HABITAT FOR HUMANITY
121 HABITAT STREET	AMERUCAS	GA	31709	NONE	PUBLIC CHARITY	CHARITABLE	$900,896
INJURED MARINE SEMPER FI FUND
825 COLLEGE BLVD 102	OCEANSIDE	CA	92057	NONE	PUBLIC CHARITY	CHARITABLE	$300,000
CHILD & FAMILY CENTER FOUNDATION
21545 CENTRE POINTE PARKWAY	SANTA CLARITA	CA	91350	NONE	PUBLIC CHARITY	CHARITABLE	$450,000
CASA YOUTH SHELTER
10911 REAGAN STREET	LOS ALAMITOS	CA	90720	NONE	PUBLIC CHARITY	CHARITABLE	$75,000
HIGH HOPES
2953 EDINGER AVE	TUSTIN	CA	92780	NONE	PUBLIC CHARITY	CHARITABLE	$400,000
MEET EACH NEED WITH DIGNITY
10641 N SAN FERNANDO RD	PACOIMA	CA	91331	NONE	PUBLIC CHARITY	CHARITABLE	$250,000
SAN FERNANDO VALLEY INTERFAITH COUNCIL
4505 LAS VIRGENES ROAD	CALABASAS	CA	91302	NONE	PUBLIC CHARITY	CHARITABLE	$75,000
UNION RESCUE MISSION
545 S SAN PEDRO STREET	LOS ANGELES	CA	90013	NONE	PUBLIC CHARITY	CHARITABLE	$750,000
ORANGEWOOD CHILDRENS FOUNDATION
1575 E 17TH STREET	SANTA ANA	CA	92705	NONE	PUBLIC CHARITY	CHARITABLE	$150,000
PARENTS TELEVISION COUNCIL
707 WILSHIRE BOULEVARD 2075	LOS ANGELES	CA	90017	NONE	PUBLIC CHARITY	EDUCATIONAL	$250,000
THE RICHSTONE CENTER INC
13620 CORDARY AVENUE	HAWTHORNE	CA	90250	NONE	PUBLIC CHARITY	CHARITABLE	$135,000
TEN CHARITIES MADE BY SURVIVORS
PO BOX 3403	ST AUGUSTINE	FL	32085	NONE	PUBLIC CHARITY	EDUCATION	$110,000
CHOC FOUNDATION
1201 WEST LA VETA AVENUE	ORANGE	CA	92868	NONE	PUBLIC CHARITY	CHARITABLE	$106,000
COLLETTES CHILDRENS HOME
7372 PRINCE DRIVE 106	HUNTINGTON BEACH	CA	92647	NONE	PUBLIC CHARITY	CHARITABLE	$100,000
COLUMBUS FOUNDATION
3495 SW TEMPLE	SALT LAKE CITY	UT	84115	NONE	PUBLIC CHARITY	CHARITABLE	$100,000
COMPASSION INTERNATIONAL
12290 VOYAGER PARKWAY	COLORADO SPRINGS	CO	80921	NONE	PUBLIC CHARITY	CHARITABLE	$153,463
FAMILY CAREGIVER ALLIANCE
785 MARKET ST SUITE 750	SAN FRANCISCO	CA	94103	NONE	PUBLIC CHARITY	CHARITABLE	$100,000
FEATHER RIVER LAND TRUST
PO BOX 1826 75 COURT ST	QUINCY	CA	95971	NONE	PUBLIC CHARITY	CHARITABLE	$49,450
MICHAEL HAFFLIN FOUNDATION
26470 RUETHER AVENUE UNIT 101	SANTA CLARITA	CA	91350	NONE	PUBLIC CHARITY	CHARITABLE	$10,000
SAINT JUDE CHILDRENS RESEARCH
262 DANNY THOMAS PLACE	MEMPHIS	TN	38105	NONE	PUBLIC CHARITY	CHARITABLE	$30,000
SAN FRANCISCO SPCA
201 ALABAMA STREET	SAN FRANCISCO	CA	94103	NONE	PUBLIC CHARITY	CHARITABLE	$125,000
STANFORD UNIVERSITY
326 GALVEZ STREET	STANFORD	CA	94305	NONE	UNIVERSITY	EDUCATIONAL	$500,000
THERE WITH CARE
3475 EDISON WAY STE H	MENLO PARK	CA	94025	NONE	PUBLIC CHARITY	CHARITABLE	$50,000
WOMEN'S CENTER--FAMILY AND YOUTH SERVICES
620 N SAN JOAQUIN ST	STOCKTON	CA	95202	NONE	PUBLIC CHARITY	CHARITABLE	$75,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$5,658,409	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$1,239,477	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$1,416,312	ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	15	ExclusionCd
Exclusion	$9,909	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$19,775,367	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (20 entries)

DescDesc	ExclusionExclusionCd	ExclusionExclusionAmt
NB SECONDARY OPPORTUNITIES FUND II-B LP	14	$2,696
SPECTRA ENERGY PARTNERS LP	14	-$91,078
REGENCY ENERGY PARTNERS LP	14	-$368,221
PAA NATURAL GAS STORAGE	14	-$7,620
SUBURBAN PROPANE PARTNERS	14	$6,169
CEDAR FAIR LP	14	-$17,781
ALLIANCE HOLDINGS GP, LP	14	-$4,530
BLUEKNIGHT ENERGY PARTERS LP	14	-$24,423
ENERGY TRANSFER EQUITY, LP	14	-$26,451
ENERGY TRANSFER PARTNERS LP	14	-$130,080
REGENCY ENERGY PARTNERS LP	14	-$24,831
AMERIGAS PARTNERS LP	14	-$5,105
SUNOCO LOGISTICS PARTNERS LP	14	$13,654
INERGY MIDSTREAM LP	14	$20,241
MARKWEST ENERGY PARTERS LP	14	-$4,266
NUSTAR GP HOLDINGS LLC	14	-$40,749
PENN VIRGINIA GP HOLDINGS LP	14	-$171,166
WESTERN GAS PARTNERS LP	14	-$89,199
BOARDWALK PIPELINE PARTNERS	14	-$52,890
BLUEKNIGHT ENERGY PARTERS LP	14	$6,965

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	-$1,275,310	UnrelatedBusinessTaxblIncmAmt
Exclusion	$22,386,867	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$21,111,557	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	BOWMAN & COMPANY, LLP	CategoryTxt
Amt	$32,700	Amt
Net Investment Income	$32,700	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp

Field	Value	IRS element (for citing)
Bond	CORPORATE BONDS	BondNm
EOY Book Value	$29,047,857	EOYBookValueAmt
EOYFMV	$29,206,875	EOYFMVAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (4 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
EQUITIES	$60,976,107	$90,861,393
OFFSHORE FUND	$86,961	$57,018
NB CROSSROADS	$566,640	$801,672
NB SECOND OPPORTUNITIES FUND II	$1,586,857	$2,035,973

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$7,504,955	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$7,600,576	USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY	$0	StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV	$0	StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Field	Value	IRS element (for citing)
Category Or Item	NB SECOND OPPORTUNITIES FUND III	CategoryOrItemTxt
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMVCd
Book Value	$161,395	BookValueAmt
EOYFMV	$214,251	EOYFMVAmt

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	LAW OFFICES OF JUDITH WARREN	CategoryTxt
Legal Fees	$70,860	LegalFeesAmt
Net Investment Income	$70,860	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

Field	Value	IRS element (for citing)
Desc	ORGANIZATIONAL COSTS	Desc
BOY Book Value	$15,960	BOYBookValueAmt
EOY Book Value	$15,960	EOYBookValueAmt

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail (2 entries)

DescriptionDescription	AmountAmount
BASIS ADJUSTMENTS FOR PUBLICLY TRADED PARTNERSHIPS	$3,240,982
BASIS ADJUSTMENTS FOR PUBLICLY TRADED PARTNERSHIPS	$268,170

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
PASSTHROUGH EXPENSES FROM K-1'S	$147,852	$147,852	$0
OFFICE EXPENSE	$677	$677	$0
NONDEDUCTIBLE EXPENSES FROM PARTNERSHIPS	$13,704	$0	$0
OTHER INVESTMENT FEES	$961	$961	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (33 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
NB SECONDARY FUND II	$2,290	$2,290	$2,290
PVR PARTNERS	$7,619	$7,619	$7,619
NB SECONDARY OPPORTUNITIES FUND II-B LP	$2,696	$2,696	$2,696
SPECTRA ENERGY PARTNERS LP	-$91,078	-$91,078	-$91,078
REGENCY ENERGY PARTNERS LP	-$368,221	-$368,221	-$368,221
PAA NATURAL GAS STORAGE	-$7,620	-$7,620	-$7,620
SUBURBAN PROPANE PARTNERS	$6,169	$6,169	$6,169
CEDAR FAIR LP	-$17,781	-$17,781	-$17,781
ALLIANCE HOLDINGS GP, LP	-$4,530	-$4,530	-$4,530
BLUEKNIGHT ENERGY PARTERS LP	-$24,423	-$24,423	-$24,423
ENERGY TRANSFER EQUITY, LP	-$26,451	-$26,451	-$26,451
ENERGY TRANSFER PARTNERS LP	-$130,080	-$130,080	-$130,080
REGENCY ENERGY PARTNERS LP	-$24,831	-$24,831	-$24,831
AMERIGAS PARTNERS LP	-$5,105	-$5,105	-$5,105
SUNOCO LOGISTICS PARTNERS LP	$13,654	$13,654	$13,654
INERGY MIDSTREAM LP	$20,241	$20,241	$20,241
MARKWEST ENERGY PARTERS LP	-$4,266	-$4,266	-$4,266
NUSTAR GP HOLDINGS LLC	-$40,749	-$40,749	-$40,749
PENN VIRGINIA GP HOLDINGS LP	-$171,166	-$171,166	-$171,166
WESTERN GAS PARTNERS LP	-$89,199	-$89,199	-$89,199
BOARDWALK PIPELINE PARTNERS	-$52,890	-$52,890	-$52,890
BLUEKNIGHT ENERGY PARTERS LP	$6,965	$6,965	$6,965
ENTERPRISE PRODUCTS PARTNERS LP	$30,775	$30,775	$30,775
SOUTHCROSS ENERGY	-$28,083	-$28,083	-$28,083
SUBURBAN PROPANE PARTNERS	-$162,755	-$162,755	-$162,755
AMOUNT REPORTED AT UBI	$1,275,310	$1,275,310	$1,275,310
UBI PORTION OF PARTNERSHIPS	-$1,275,310		-$1,275,310
CRESTWOOD EQUITY PARTNERS	-$116,483	-$116,483	-$116,483
CRESTWOOD MIDSTREAM PARTNERS	-$4,380	-$4,380	-$4,380
CRESTWOOD MIDSTREAM PARTNERS	-$6,209	-$6,209	-$6,209
NGL ENERGY PARTNERS	-$7,972	-$7,972	-$7,972
MIDCOAST ENERGY PARTNERS	-$17,413	-$17,413	-$17,413
WESTERN GAS EQUITY PARTNERS	-$8,323	-$8,323	-$8,323

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	NEUBERGER BERMAN--INVESTMENT MGT	CategoryTxt
Amt	$797,118	Amt
Net Investment Income	$797,118	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FOREIGN TAXES	$25,099	$25,099	$0
FEDERAL TAXES	$175,964	$0	$0