MUNDY FAMILY FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- MUNDY FAMILY FOUNDATION (EIN 76-0520888)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-05-19
- IRS object ID
- 201541399349100514
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-19T17:16:14-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 742170758 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BENTON DUROY & IVEY PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 14505 TORREY CHASE BLVD STE 200 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77014 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760520888 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MUNDY FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MUND | BusinessNameControlTxt |
| Phone | 2815308711 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11150 SOUTH WILCREST DRIVE | AddressLine1Txt |
| Address Line2 | ROOM/SUITE 300 | AddressLine2Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77099 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN MUNDY | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2815308711 | PhoneNum |
| Signature | 2015-05-19 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | M R BENTON | PreparerPersonNm |
| PTIN | P00018418 | PTIN |
| Phone | 2815371000 | PhoneNum |
| Preparation | 2015-05-19 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $7,606,610 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $267 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $264 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $160,801 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $160,801 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $540,168 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,354,828 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $57,471 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $11,926 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $713,162 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $218,536 | TotalNetInvstIncmAmt |
| Taxes Rev And Expnss | $6,848 | TaxesRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $63,408 | OtherExpensesRevAndExpnssAmt |
| Tot Opr Expenses Rev And Expnss | $70,256 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $10,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $10,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $80,256 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $10,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $632,906 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $218,536 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,874,755 | CashBOYAmt |
| Cash EOY | $1,341,598 | CashEOYAmt |
| Cash EOYFMV | $1,341,598 | CashEOYFMVAmt |
| Acct Rcvbl | $167,750 | AcctRcvblAmt |
| Acct Rcvbl EOY | $167,750 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $167,750 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $4,267,674 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,265,987 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $5,781,479 | CorporateStockEOYFMVAmt |
| Other Assets BOY | $300,000 | OtherAssetsBOYAmt |
| Other Assets EOY | $300,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $315,783 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $6,442,429 | TotalAssetsBOYAmt |
| Total Assets EOY | $7,075,335 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $7,606,610 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $6,442,429 | UnrestrictedBOYAmt |
| Unrestricted EOY | $7,075,335 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $6,442,429 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $7,075,335 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $6,442,429 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $7,075,335 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $6,442,429 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $632,906 | ExcessRevenueOverExpensesAmt |
| Subtotal | $7,075,335 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $7,075,335 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $57,471 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $10,000 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $7,094,378 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.001410 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $110,000 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,681,543 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.019361 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,123,566 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $6,608,893 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.170008 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,350,787 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $6,678,294 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.202265 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,433,982 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $6,844,072 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.209522 | DistributionYr5Rt |
| Total Distribution | 0.602566 | TotalDistributionRt |
| Average Distribution | 0.120513 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $7,599,660 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $915,858 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,185 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $918,043 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $10,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,371 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $4,371 | SubtotalAmt |
| Tax Based On Investment Income | $4,371 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,648 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $4,648 | TotalPaymentsAndCreditsAmt |
| Overpayment | $277 | OverpaymentAmt |
| Applied To ES Tax | $277 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | SARA COLE | IndividualWithBooksNm |
| Phone | 2815308711 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11150 WILCREST | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77099 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN T MUNDY | ||||||||
| 11150 WILCREST DR | HOUSTON | TX | 77099 | TRUSTEE | 0.00 | $0 | $0 | $0 |
| SUE E MUNDY | ||||||||
| 11150 WILCREST DR | HOUSTON | TX | 77099 | TRUSTEE | 0.00 | $0 | $0 | $0 |
| MARION E MUNDY | ||||||||
| 11150 WILCREST DR | HOUSTON | TX | 77099 | TRUSTEE | 0.00 | $0 | $0 | $0 |
| DAVID MUNDY | ||||||||
| 11150 WILCREST DR | HOUSTON | TX | 77099 | TRUSTEE | 0.00 | $0 | $0 | $0 |
| SHANE BURDEN | ||||||||
| 11150 WILCREST DR | HOUSTON | TX | 77099 | TRUSTEE | 0.00 | $0 | $0 | $0 |
| MARTHA MUNDY | ||||||||
| 11150 WILCREST DR | HOUSTON | TX | 77099 | TRUSTEE | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,937,700 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,609,941 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $167,750 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,715,391 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $7,715,391 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $115,731 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,599,660 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $379,983 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $379,983 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,371 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,371 | TotalTaxAmt |
| Distributable Before Adj | $375,612 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $375,612 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $375,612 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $10,000 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $10,000 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $10,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $375,612 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $1,095,814 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,022,298 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $798,989 | ExcessDistributionCyovYr3Amt |
| Total Excess Distribution Cyov | $2,917,101 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $10,000 | QualifyingDistributionsAmt |
| Applied To Current Year | $10,000 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $365,612 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $365,612 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,551,489 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $730,202 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,821,287 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,022,298 | ExcessFromYear4Amt |
| Excess From Year3 | $798,989 | ExcessFromYear3Amt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | JOHN MUNDY | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11150 WILCREST | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77099 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2815308711 | RecipientPhoneNum |
| Form And Info And Materials | WRITTEN REQUEST | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHURCH OF CHRIST | BusinessNameLine1Txt |
| Business Name Line2 | CHURCH OF CHRIST | BusinessNameLine2Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 236 | AddressLine1Txt |
| Address Line2 | PO BOX 236 | AddressLine2Txt |
| City | PRAIRIE VIEW | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77446 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Or Contribution Purpose | DONATION | GrantOrContributionPurposeTxt |
| Amt | $10,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $10,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 25 | ExclusionCd |
| Exclusion | $267 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 25 | ExclusionCd |
| Exclusion | $160,801 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 25 | ExclusionCd |
| Exclusion | $57,471 | ExclusionAmt |
| Related Or Exempt Function Incm | $482,697 | RelatedOrExemptFunctionIncmAmt |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | Related Or Exempt Function IncmRelatedOrExemptFunctionIncmAmt |
|---|---|---|---|
| SMITH BARNEY 283-897481 | 25 | $987 | |
| UBS 08182 | 25 | $15 | |
| MS 283-915090 | 25 | $10,750 | |
| OTHER INCOME | $174 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $230,291 | ExclusionAmt |
| Related Or Exempt Function Incm | $482,871 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $713,162 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (557 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|
| BAYERISCHE MOTORNWERKE | 2004-11 | PURCHASE | 2014-05 | $37,447 | $12,720 | $24,727 |
| BAYERISCHE MOTORNWERKE | 2004-11 | PURCHASE | 2014-05 | $67,734 | $23,440 | $44,294 |
| BAYERISCHE MOTORNWERKE | 2004-11 | PURCHASE | 2014-06 | $12,403 | $4,254 | $8,149 |
| IVY ASSET STRATEGY | 2006-08 | PURCHASE | 2014-08 | $151,088 | $93,923 | $57,165 |
| IVY ASSET STRATEGY | 2006-08 | PURCHASE | 2014-06 | $59,046 | $36,077 | $22,969 |
| IVY ASSET STRATEGY | 2006-09 | PURCHASE | 2014-06 | $113 | $68 | $45 |
| IVY ASSET STRATEGY | 2006-12 | PURCHASE | 2014-06 | $1,198 | $756 | $442 |
| IVY ASSET STRATEGY | 2006-12 | PURCHASE | 2014-06 | $441 | $279 | $162 |
| IVY ASSET STRATEGY | 2007-06 | PURCHASE | 2014-06 | $1,074 | $749 | $325 |
| IVY ASSET STRATEGY | 2007-12 | PURCHASE | 2014-06 | $785 | $685 | $100 |
| IVY ASSET STRATEGY | 2007-12 | PURCHASE | 2014-06 | $729 | $635 | $94 |
| IVY ASSET STRATEGY | 2007-12 | PURCHASE | 2014-06 | $853 | $744 | $109 |
| VODAFONE GROUP PLC | 2008-05 | PURCHASE | 2014-02 | $8 | $11 | -$3 |
| HALYARD HEALTH INC | 2008-05 | PURCHASE | 2014-10 | $24 | $13 | $11 |
| KRAFT FOODS GROUP INC | 2008-06 | PURCHASE | 2014-02 | $6,511 | $4,238 | $2,273 |
| IVY ASSET STRATEGY | 2008-06 | PURCHASE | 2014-06 | $154 | $132 | $22 |
| ASTRAZENECA PLC | 2008-07 | PURCHASE | 2014-05 | $6,654 | $4,330 | $2,324 |
| IVY ASSET STRATEGY | 2008-12 | PURCHASE | 2014-06 | $7,765 | $4,323 | $3,442 |
| IVY ASSET STRATEGY | 2008-12 | PURCHASE | 2014-06 | $259 | $144 | $115 |
| IVY ASSET STRATEGY | 2008-12 | PURCHASE | 2014-06 | $21,980 | $12,236 | $9,744 |
| INTEL CORP | 2009-03 | PURCHASE | 2014-07 | $30,040 | $16,561 | $13,479 |
| BOEING CO | 2009-05 | PURCHASE | 2014-03 | $10,426 | $3,515 | $6,911 |
| IVA WORLDWIDE FUND CLASS A | 2009-06 | PURCHASE | 2014-04 | $630,601 | $460,000 | $170,601 |
| IVY ASSET STRATEGY | 2009-12 | PURCHASE | 2014-06 | $1,028 | $722 | $306 |
| IVA WORLDWIDE FUND CLASS A | 2009-12 | PURCHASE | 2014-04 | $4,395 | $3,550 | $845 |
| IVA WORLDWIDE FUND CLASS A | 2009-12 | PURCHASE | 2014-04 | $15,062 | $12,167 | $2,895 |
| DOMINION RES INC | 2010-07 | PURCHASE | 2014-06 | $15,544 | $9,139 | $6,405 |
| TARGET CORP | 2010-10 | PURCHASE | 2014-11 | $12,060 | $10,378 | $1,682 |
| TARGET CORP | 2010-10 | PURCHASE | 2014-11 | $19,140 | $15,567 | $3,573 |
| IVY ASSET STRATEGY | 2010-12 | PURCHASE | 2014-06 | $473 | $364 | $109 |
| IVA WORLDWIDE FUND CLASS A | 2010-12 | PURCHASE | 2014-04 | $7,391 | $6,707 | $684 |
| IVA WORLDWIDE FUND CLASS A | 2010-12 | PURCHASE | 2014-04 | $556 | $504 | $52 |
| IVA WORLDWIDE FUND CLASS A | 2010-12 | PURCHASE | 2014-06 | $2,006 | $1,785 | $221 |
| IVA WORLDWIDE FUND CLASS A | 2010-12 | PURCHASE | 2014-06 | $9,230 | $8,209 | $1,021 |
| INTEL CORP | 2011-03 | PURCHASE | 2014-07 | $2,731 | $2,011 | $720 |
| CHEVRON CORP | 2011-06 | PURCHASE | 2014-04 | $35,192 | $29,496 | $5,696 |
| PROSHARES TRUST | 2011-09 | PURCHASE | 2014-02 | $12,545 | $21,925 | -$9,380 |
| PROSHARES TRUST | 2011-09 | PURCHASE | 2014-12 | $2,269 | $4,385 | -$2,116 |
| PROSHARES TRUST | 2011-09 | PURCHASE | 2014-12 | $4,538 | $9,328 | -$4,790 |
| CSX CORPORATION | 2011-10 | PURCHASE | 2014-03 | $16,740 | $12,655 | $4,085 |
| PROSHARES TRUST | 2011-11 | PURCHASE | 2014-12 | $9,076 | $16,656 | -$7,580 |
| IVY ASSET STRATEGY | 2011-12 | PURCHASE | 2014-06 | $3,078 | $2,223 | $855 |
| IVA WORLDWIDE FUND CLASS A | 2011-12 | PURCHASE | 2014-06 | $27,144 | $21,957 | $5,187 |
| IVA WORLDWIDE FUND CLASS A | 2011-12 | PURCHASE | 2014-06 | $5,417 | $4,382 | $1,035 |
| IVA WORLDWIDE FUND CLASS A | 2011-12 | PURCHASE | 2014-06 | $11,382 | $9,207 | $2,175 |
| JANUS BALANCED FUND CLASS T | 2012-02 | PURCHASE | 2014-04 | $175,500 | $150,387 | $25,113 |
| JANUS BALANCED FUND CLASS T | 2012-02 | PURCHASE | 2014-05 | $79,440 | $68,028 | $11,412 |
| JANUS BALANCED FUND CLASS T | 2012-03 | PURCHASE | 2014-05 | $1,232 | $1,079 | $153 |
| RAYTHEON CO | 2012-04 | PURCHASE | 2014-03 | $6,256 | $3,353 | $2,903 |
| JANUS BALANCED FUND CLASS T | 2012-06 | PURCHASE | 2014-05 | $1,347 | $1,141 | $206 |
| INTL BUSINESS MACH | 2012-07 | PURCHASE | 2014-12 | $16,250 | $18,899 | -$2,649 |
| TRONOX LTD CL A | 2012-09 | PURCHASE | 2014-03 | $7,275 | $7,073 | $202 |
| TRONOX LTD CL A | 2012-09 | PURCHASE | 2014-04 | $7,158 | $7,073 | $85 |
| JANUS BALANCED FUND CLASS T | 2012-09 | PURCHASE | 2014-05 | $1,177 | $1,045 | $132 |
| CSX CORPORATION | 2012-10 | PURCHASE | 2014-03 | $2,790 | $2,099 | $691 |
| COCA COLA CO COM | 2012-10 | PURCHASE | 2014-11 | $33,945 | $30,047 | $3,898 |
| OCCIDENTAL PETROLEUM CRP | 2012-10 | PURCHASE | 2014-03 | $36,610 | $33,950 | $2,660 |
| IVA WORLDWIDE FUND CLASS A | 2012-12 | PURCHASE | 2014-06 | $13,944 | $11,871 | $2,073 |
| IVA WORLDWIDE FUND CLASS A | 2012-12 | PURCHASE | 2014-06 | $7,902 | $6,727 | $1,175 |
| IVY ASSET STRATEGY | 2012-12 | PURCHASE | 2014-06 | $6,668 | $5,389 | $1,279 |
| JANUS BALANCED FUND CLASS T | 2012-12 | PURCHASE | 2014-05 | $2,547 | $2,190 | $357 |
| JANUS BALANCED FUND CLASS T | 2012-12 | PURCHASE | 2014-05 | $7,552 | $6,495 | $1,057 |
| WAL MART STORES INC | 2012-12 | PURCHASE | 2014-11 | $16,066 | $13,675 | $2,391 |
| KBR INC | 2013-01 | PURCHASE | 2014-02 | $15,113 | $14,625 | $488 |
| APPLE INC | 2013-01 | PURCHASE | 2014-05 | $56,629 | $49,458 | $7,171 |
| CSX CORPORATION | 2013-01 | PURCHASE | 2014-03 | $19,530 | $14,582 | $4,948 |
| YUM BRANDS INC | 2013-01 | PURCHASE | 2014-03 | $36,591 | $32,698 | $3,893 |
| WAL MART STORES INC | 2013-01 | PURCHASE | 2014-11 | $24,098 | $20,849 | $3,249 |
| INTEL CORP | 2013-01 | PURCHASE | 2014-07 | $5,462 | $4,208 | $1,254 |
| US BANCORP | 2013-03 | PURCHASE | 2014-06 | $12,820 | $10,186 | $2,634 |
| JANUS BALANCED FUND CLASS T | 2013-03 | PURCHASE | 2014-05 | $939 | $859 | $80 |
| ENCANA CROP | 2013-04 | PURCHASE | 2014-02 | $15,064 | $14,734 | $330 |
| PROCTER & GAMBLE CO | 2013-04 | PURCHASE | 2014-09 | $8,105 | $7,697 | $408 |
| PROCTER & GAMBLE CO | 2013-04 | PURCHASE | 2014-09 | $8,308 | $7,697 | $611 |
| COVIDIEN PLC | 2013-05 | PURCHASE | 2014-01 | $6,374 | $5,614 | $760 |
| COVIDIEN PLC | 2013-05 | PURCHASE | 2014-01 | $13,845 | $11,914 | $1,931 |
| MALLINCKRODT PUB LTD CO | 2013-05 | PURCHASE | 2014-01 | $684 | $534 | $150 |
| MALLINCKRODT PUB LTD CO | 2013-05 | PURCHASE | 2014-01 | $1,516 | $1,183 | $333 |
| BAXTER INTL INC | 2013-05 | PURCHASE | 2014-05 | $7,209 | $6,817 | $392 |
| PROCTER & GAMBLE CO | 2013-05 | PURCHASE | 2014-09 | $16,616 | $15,705 | $911 |
| ISHARES | 2013-06 | PURCHASE | 2014-05 | $33,449 | $34,395 | -$946 |
| JANUS BALANCED FUND REINVESTED | 2013-06 | PURCHASE | 2014-05 | $1,039 | $961 | $78 |
| TRAVELERS COS INC | 2013-07 | PURCHASE | 2014-06 | $27,149 | $24,938 | $2,211 |
| CENTURYLINK INC | 2013-08 | PURCHASE | 2014-04 | $16,600 | $17,256 | -$656 |
| MERCK & CO INC NEW COM | 2013-08 | PURCHASE | 2014-01 | $24,815 | $23,837 | $978 |
| KBR INC | 2013-08 | PURCHASE | 2014-02 | $9,068 | $9,068 | |
| MOLSON COORS BREWING CO | 2013-08 | PURCHASE | 2014-01 | $11,202 | $10,015 | $1,187 |
| COVIDIEN PLC | 2013-08 | PURCHASE | 2014-01 | $6,790 | $6,107 | $683 |
| US BANCORP | 2013-09 | PURCHASE | 2014-06 | $8,550 | $7,255 | $1,295 |
| AMERICAN BEACON STEPHENS | 2013-09 | PURCHASE | 2014-04 | $2,340 | $2,500 | -$160 |
| FIFTH THIRD BANCORP | 2013-09 | PURCHASE | 2014-02 | $27,625 | $23,569 | $4,056 |
| ENCANA CROP | 2013-09 | PURCHASE | 2014-02 | $1,883 | $1,734 | $149 |
| UNILEVER NV N Y SHS | 2013-09 | PURCHASE | 2014-04 | $16,200 | $15,889 | $311 |
| JANUS BALANCED FUND REINVESTED | 2013-09 | PURCHASE | 2014-05 | $1,028 | $984 | $44 |
| INTL BUSINESS MACH | 2013-10 | PURCHASE | 2014-12 | $16,250 | $18,450 | -$2,200 |
| STANLEY BLACK & DECKER INC | 2013-10 | PURCHASE | 2014-05 | $25,454 | $22,315 | $3,139 |
| ENCANA CROP | 2013-10 | PURCHASE | 2014-02 | $7,532 | $7,264 | $268 |
| CUMMINS INC | 2013-10 | PURCHASE | 2014-01 | $26,942 | $25,086 | $1,856 |
| UNILEVER NV N Y SHS | 2013-11 | PURCHASE | 2014-04 | $8,100 | $7,800 | $300 |
| HUNT J B TRANS | 2013-11 | PURCHASE | 2014-10 | $29,399 | $29,728 | -$329 |
| W P CAREY INC | 2013-11 | PURCHASE | 2014-08 | $26,334 | $25,656 | $678 |
| PETSMART INC | 2013-11 | PURCHASE | 2014-10 | $25,559 | $29,703 | -$4,144 |
| AMGEN INC | 2013-11 | PURCHASE | 2014-10 | $25,379 | $22,320 | $3,059 |
| NORDSTROM INC | 2013-12 | PURCHASE | 2014-05 | $26,111 | $24,320 | $1,791 |
| IVY ASSET STRATEGY FUND CLASS A | 2013-12 | PURCHASE | 2014-06 | $1,257 | $1,235 | $22 |
| IVA WORLDWIDE FUND CLASS A | 2013-12 | PURCHASE | 2014-06 | $8,672 | $8,122 | $550 |
| IVA WORLDWIDE FUND CLASS A | 2013-12 | PURCHASE | 2014-06 | $4,216 | $3,949 | $267 |
| IVA WORLDWIDE FUND CLASS A | 2013-12 | PURCHASE | 2014-06 | $19,496 | $18,261 | $1,235 |
| JANUS BALANCED FUND REINVESTED | 2013-12 | PURCHASE | 2014-05 | $9,451 | $9,125 | $326 |
| FORD MOTOR CO COM | 2013-12 | PURCHASE | 2014-07 | $24,539 | $22,904 | $1,635 |
| AMERICAN BEACON STEPHENS | 2013-12 | PURCHASE | 2014-04 | $93 | $101 | -$8 |
| MARKET VECTORS GOLD | 2013-12 | PURCHASE | 2014-10 | $26,369 | $30,495 | -$4,126 |
| NATL-OILWELL | 2013-12 | PURCHASE | 2014-08 | $22,873 | $21,046 | $1,827 |
| NOW INC COM | 2013-12 | PURCHASE | 2014-08 | $2,541 | $2,289 | $252 |
| SYMANTEC CORP | 2013-12 | PURCHASE | 2014-08 | $23,165 | $22,880 | $285 |
| DUKE ENERGY CORP NEW | 2014-01 | PURCHASE | 2014-02 | $27,580 | $27,140 | $440 |
| CALL GENL ELECTRIC | 2014-01 | PURCHASE | 2013-12 | $384 | $348 | $36 |
| CALL YUM BRANDS INC | 2014-01 | PURCHASE | 2013-12 | $870 | $561 | $309 |
| CALL QUALCOMM INC | 2014-01 | PURCHASE | 2013-11 | $353 | $226 | $127 |
| ADT CORP COM | 2014-01 | PURCHASE | 2014-01 | $22,896 | $23,339 | -$443 |
| CAPITAL ONE | 2014-01 | PURCHASE | 2014-01 | $21,032 | $23,172 | -$2,140 |
| CALL AMGEN INC | 2014-01 | PURCHASE | 2013-11 | $1,030 | $1,678 | -$648 |
| CALL APPLE INC | 2014-01 | PURCHASE | 2013-12 | $2,464 | $683 | $1,781 |
| CALL STANLEY BLACK & DEC | 2014-01 | PURCHASE | 2013-10 | $632 | $1,598 | -$966 |
| CALL INTEL CORP | 2014-01 | PURCHASE | 2013-10 | $468 | $1,857 | -$1,389 |
| CALL INTEL CORP | 2014-01 | PURCHASE | 2013-11 | $100 | $309 | -$209 |
| CALL CHEVRON | 2014-01 | PURCHASE | 2013-12 | $101 | $101 | |
| CALL CHEVRON | 2014-01 | PURCHASE | 2013-12 | $170 | $170 | |
| CALL CSX CORPORATION | 2014-01 | PURCHASE | 2013-12 | $1,062 | $1,062 | |
| CALL ISHARES | 2014-01 | PURCHASE | 2013-11 | $138 | $138 | |
| CALL KBR INC | 2014-01 | PURCHASE | 2013-12 | $208 | $208 | |
| CALL PETSMART INC | 2014-01 | PURCHASE | 2013-11 | $484 | $484 | |
| CALL PROCTER & GAMBLE CO | 2014-01 | PURCHASE | 2013-11 | $1,320 | $1,320 | |
| CALL TRAVELERS COS | 2014-01 | PURCHASE | 2013-11 | $324 | $324 | |
| CALL UNILEVER NV | 2014-01 | PURCHASE | 2013-11 | $160 | $160 | |
| CALL UNILEVER NV | 2014-01 | PURCHASE | 2013-12 | $22 | $22 | |
| CALL W P CAREY INC | 2014-01 | PURCHASE | 2013-11 | $686 | $686 | |
| CALL WAL MART STORES | 2014-01 | PURCHASE | 2013-12 | $936 | $936 | |
| SMUCKER J M CO | 2014-01 | PURCHASE | 2014-07 | $29,761 | $29,340 | $421 |
| JOHNSON & JOHNSON COM | 2014-01 | PURCHASE | 2014-04 | $28,198 | $27,162 | $1,036 |
| PROSHARES TRUST | 2014-01 | PURCHASE | 2014-12 | $24,960 | $28,721 | -$3,761 |
| CALL NATL--OILWELL | 2014-01 | PURCHASE | 2013-12 | $301 | $40 | $261 |
| CALL OCCIDENTAL PETROLEU | 2014-01 | PURCHASE | 2013-12 | $417 | $45 | $372 |
| CALL CAPITAL ONE | 2014-01 | PURCHASE | 2014-01 | $987 | $51 | $936 |
| CALL GENL ELECTRIC | 2014-01 | PURCHASE | 2014-01 | $75 | $9 | $66 |
| CALL YUM BRANDS INC | 2014-01 | PURCHASE | 2014-01 | $659 | $30 | $629 |
| CALL ADT CORP COM | 2014-01 | PURCHASE | 2014-01 | $750 | $480 | $270 |
| CALL FORD MOTOR | 2014-01 | PURCHASE | 2013-12 | $1,249 | $1,241 | $8 |
| ENERGIZER HOLDINGS INC | 2014-01 | PURCHASE | 2014-05 | $30,021 | $28,823 | $1,198 |
| CLOROX CO | 2014-02 | PURCHASE | 2014-10 | $27,948 | $25,934 | $2,014 |
| PROSHARES TRUST | 2014-02 | PURCHASE | 2014-12 | $1,588 | $1,852 | -$264 |
| PROSHARES TRUST | 2014-02 | PURCHASE | 2014-12 | $9,710 | $11,377 | -$1,667 |
| CALL APPLE INC | 2014-02 | PURCHASE | 2014-01 | $1,502 | $34 | $1,468 |
| CALL KBR INC | 2014-02 | PURCHASE | 2014-01 | $973 | $280 | $693 |
| CALL PFIZER INC | 2014-02 | PURCHASE | 2013-12 | $593 | $360 | $233 |
| CALL ENCANA CORP | 2014-02 | PURCHASE | 2013-12 | $388 | $195 | $193 |
| SYMANTEC CORP | 2014-02 | PURCHASE | 2014-08 | $2,317 | $2,039 | $278 |
| CALL AMGEN INC | 2014-02 | PURCHASE | 2014-01 | $1,019 | $978 | $41 |
| UNITED HEALTH GROUP INC | 2014-02 | PURCHASE | 2014-03 | $28,752 | $28,064 | $688 |
| CALL SYSCO CORP | 2014-02 | PURCHASE | 2013-12 | $1,367 | $350 | $1,017 |
| CALL QUALCOMM INC | 2014-02 | PURCHASE | 2013-12 | $524 | $351 | $173 |
| CALL US BANCORP | 2014-02 | PURCHASE | 2013-12 | $590 | $265 | $325 |
| WASTE MGMT INC | 2014-02 | PURCHASE | 2014-05 | $25,469 | $24,515 | $954 |
| CALL JOHNSON & JOHNSON | 2014-02 | PURCHASE | 2014-01 | $591 | $673 | -$82 |
| CALL STANLEY BLACK & DEC | 2014-02 | PURCHASE | 2014-01 | $1,268 | $318 | $950 |
| CALL MICROSOFT CORP | 2014-02 | PURCHASE | 2013-12 | $2,088 | $301 | $1,787 |
| VERIZON COMMUNICATIONS | 2014-02 | PURCHASE | 2014-02 | $6 | $6 | |
| VERIZON COMMUNICATIONS | 2014-02 | PURCHASE | 2014-02 | $6,182 | $6,447 | -$265 |
| CALL BAXTER INTL INC | 2014-02 | PURCHASE | 2013-11 | $375 | $375 | |
| CALL CENTURYLINK INC | 2014-02 | PURCHASE | 2013-12 | $200 | $200 | |
| CALL COCA COLA CO | 2014-02 | PURCHASE | 2013-12 | $456 | $456 | |
| CALL GENL ELECTRIC | 2014-02 | PURCHASE | 2013-12 | $966 | $966 | |
| CALL HUNT J B TRANS SVCS | 2014-02 | PURCHASE | 2013-12 | $1,400 | $1,400 | |
| CALL INTL BUSINESS MACH | 2014-02 | PURCHASE | 2013-12 | $694 | $694 | |
| CALL SYMANTEC CORP | 2014-02 | PURCHASE | 2013-12 | $590 | $590 | |
| CALL TARGET CORP | 2014-02 | PURCHASE | 2013-12 | $229 | $229 | |
| CALL TRONOX LTD | 2014-02 | PURCHASE | 2013-11 | $363 | $363 | |
| CALL CHEVRON | 2014-02 | PURCHASE | 2014-01 | $653 | $653 | |
| CALL UNILEVER NV | 2014-02 | PURCHASE | 2014-01 | $229 | $229 | |
| CALL CSX CORPORATION | 2014-02 | PURCHASE | 2014-01 | $590 | $590 | |
| TRONOX LTD | 2014-02 | PURCHASE | 2014-04 | $2,386 | $2,184 | $202 |
| ENSCO PLC CL A | 2014-02 | PURCHASE | 2014-07 | $10,600 | $10,554 | $46 |
| ENSCO PLC CL A | 2014-02 | PURCHASE | 2014-07 | $1,774 | $1,774 | |
| ENSCO PLC CL A | 2014-02 | PURCHASE | 2014-07 | $3,293 | $3,430 | -$137 |
| AT&T INC | 2014-02 | PURCHASE | 2014-04 | $26,847 | $25,784 | $1,063 |
| KBR INC | 2014-02 | PURCHASE | 2014-12 | $4,710 | $8,154 | -$3,444 |
| KBR INC | 2014-02 | PURCHASE | 2014-12 | $4,710 | $8,241 | -$3,531 |
| CALL WASTE MGMT INC | 2014-03 | PURCHASE | 2014-02 | $665 | $960 | -$295 |
| CALL AMGEN INC | 2014-03 | PURCHASE | 2014-02 | $1,220 | $1,428 | -$208 |
| CALL NATL--OILWELL | 2014-03 | PURCHASE | 2014-01 | $292 | $239 | $53 |
| CALL QUALCOMM INC | 2014-03 | PURCHASE | 2014-01 | $326 | $322 | $4 |
| INTL PAPER CO | 2014-03 | PURCHASE | 2014-07 | $18,388 | $18,116 | $272 |
| VERITIV CORP COM | 2014-03 | PURCHASE | 2014-07 | $14 | $13 | $1 |
| VERITIV CORP COM | 2014-03 | PURCHASE | 2014-07 | $1,694 | $238 | $1,456 |
| HARTFORD FINCL SERVICES | 2014-03 | PURCHASE | 2014-11 | $19,200 | $17,464 | $1,736 |
| CALL INTL BUSINESS MACH | 2014-03 | PURCHASE | 2014-02 | $441 | $300 | $141 |
| CALL CHEVRON | 2014-03 | PURCHASE | 2014-02 | $435 | $312 | $123 |
| CALL CLOROX CO | 2014-03 | PURCHASE | 2014-02 | $885 | $743 | $142 |
| CALL ISHARES | 2014-03 | PURCHASE | 2014-01 | $153 | $81 | $72 |
| DUKE ENERGY CORP | 2014-03 | PURCHASE | 2014-04 | $35,257 | $34,657 | $600 |
| CALL CISCO SYSTEMS | 2014-03 | PURCHASE | 2013-12 | $270 | $270 | |
| CALL VERIZON COMMUNICATIONS | 2014-03 | PURCHASE | 2013-12 | $185 | $185 | |
| CALL APPLE INC | 2014-03 | PURCHASE | 2014-02 | $545 | $545 | |
| CALL SYMANTEC CORP | 2014-03 | PURCHASE | 2014-02 | $37 | $37 | |
| CALL TRONOX LTD | 2014-03 | PURCHASE | 2014-02 | $16 | $16 | |
| CALL GENL ELECTRIC | 2014-03 | PURCHASE | 2014-01 | $75 | $75 | |
| CALL TRONOX LTD | 2014-03 | PURCHASE | 2014-02 | $75 | $75 | |
| CALL PROCTER & GAMBLE CO | 2014-03 | PURCHASE | 2014-01 | $324 | $324 | |
| CALL W P CAREY INC | 2014-03 | PURCHASE | 2014-01 | $224 | $224 | |
| CALL WAL MART STORES | 2014-03 | PURCHASE | 2014-01 | $285 | $285 | |
| CALL INTEL CORP | 2014-03 | PURCHASE | 2014-01 | $1,498 | $1,498 | |
| CITIGROUP INC | 2014-03 | PURCHASE | 2014-09 | $25,349 | $25,095 | $254 |
| KONINKLIJKE PHILIPS | 2014-04 | PURCHASE | 2014-12 | $20,720 | $24,640 | -$3,920 |
| COSTCO WHOLESALE CORP | 2014-04 | PURCHASE | 2014-05 | $33,974 | $33,538 | $436 |
| CALL AMGEN INC | 2014-04 | PURCHASE | 2014-03 | $964 | $1,040 | -$76 |
| CALL CLOROX CO | 2014-04 | PURCHASE | 2014-03 | $375 | $385 | -$10 |
| CALL INTL PAPER CO | 2014-04 | PURCHASE | 2014-03 | $432 | $312 | $120 |
| CALL FORD MOTOR | 2014-04 | PURCHASE | 2014-01 | $750 | $721 | $29 |
| HARTFORD FINCL SERVICES | 2014-04 | PURCHASE | 2014-11 | $7,680 | $7,086 | $594 |
| CALL MICROSOFT CORP | 2014-04 | PURCHASE | 2014-02 | $1,018 | $2,548 | -$1,530 |
| CALL HARTFORD FINCL SERV | 2014-04 | PURCHASE | 2014-04 | $156 | $118 | $38 |
| CALL HARTFORD FINCL SERV | 2014-04 | PURCHASE | 2014-03 | $384 | $296 | $88 |
| CALL SMUCKER J M CO | 2014-04 | PURCHASE | 2014-01 | $1,380 | $679 | $701 |
| US BANCORP | 2014-04 | PURCHASE | 2014-06 | $4,275 | $4,084 | $191 |
| CALL QUALCOMM INC | 2014-04 | PURCHASE | 2014-02 | $357 | $441 | -$84 |
| CALL US BANCORP | 2014-04 | PURCHASE | 2014-02 | $325 | $305 | $20 |
| ENSCO PLC CL A | 2014-04 | PURCHASE | 2014-07 | $5,066 | $4,902 | $164 |
| JPMORGAN CHASE & CO | 2014-04 | PURCHASE | 2014-06 | $16,617 | $16,488 | $129 |
| CALL WASTE MGMT INC | 2014-04 | PURCHASE | 2014-03 | $540 | $240 | $300 |
| CSX CORP | 2014-04 | PURCHASE | 2014-05 | $25,216 | $24,627 | $589 |
| ENSCO PLC CL A | 2014-04 | PURCHASE | 2014-07 | $5,066 | $5,010 | $56 |
| STRYKER CORP | 2014-04 | PURCHASE | 2014-06 | $24,604 | $23,702 | $902 |
| CALL MICROSOFT CORP | 2014-04 | PURCHASE | 2014-04 | $2,254 | $1,374 | $880 |
| CALL NORDSTROM INC | 2014-04 | PURCHASE | 2013-12 | $872 | $872 | |
| CALL ENSCO PLC CL A | 2014-04 | PURCHASE | 2014-02 | $435 | $435 | |
| CALL STANLEY BLACK & DEC | 2014-04 | PURCHASE | 2014-02 | $463 | $463 | |
| CALL TRAVELERS COS | 2014-04 | PURCHASE | 2014-01 | $375 | $375 | |
| CALL PETSMART INC | 2014-04 | PURCHASE | 2014-01 | $523 | $523 | |
| CALL CITIGROUP INC | 2014-04 | PURCHASE | 2014-03 | $705 | $705 | |
| CALL KBR INC | 2014-04 | PURCHASE | 2014-02 | $690 | $690 | |
| CALL PFIZER INC | 2014-04 | PURCHASE | 2014-02 | $462 | $462 | |
| CALL SYMANTEC CORP | 2014-04 | PURCHASE | 2014-02 | $110 | $110 | |
| AETNA INC | 2014-04 | PURCHASE | 2014-06 | $28,747 | $27,500 | $1,247 |
| AT&T INC | 2014-04 | PURCHASE | 2014-07 | $24,877 | $24,486 | $391 |
| EMC CORP MASS | 2014-04 | PURCHASE | 2014-08 | $27,629 | $25,860 | $1,769 |
| INTL PAPER CO | 2014-04 | PURCHASE | 2014-07 | $13,791 | $13,559 | $232 |
| JPMORGAN CHASE & CO | 2014-04 | PURCHASE | 2014-06 | $11,078 | $11,171 | -$93 |
| KBR INC | 2014-04 | PURCHASE | 2014-12 | $6,280 | $10,040 | -$3,760 |
| ABERDEEN ASIA PAC INCOME | 2014-04 | PURCHASE | 2014-07 | $25,143 | $25,144 | -$1 |
| ABERDEEN ASIA PAC INCOME | 2014-04 | PURCHASE | 2014-07 | $17,317 | $17,262 | $55 |
| AMG YACKTMAN FUND | 2014-04 | PURCHASE | 2014-07 | $1,875 | $1,812 | $63 |
| AMG YACKTMAN FUND | 2014-04 | PURCHASE | 2014-07 | $107,221 | $104,171 | $3,050 |
| FIRST EAGLE GLOBAL FUNDS | 2014-04 | PURCHASE | 2014-11 | $40,839 | $41,047 | -$208 |
| JANUS FLEXIBLE BOND | 2014-04 | PURCHASE | 2014-11 | $5,145 | $5,125 | $20 |
| MAINSTAY MARKETFIELD FUND | 2014-04 | PURCHASE | 2014-08 | $103,722 | $105,983 | -$2,261 |
| TRANSPARENT VALUE | 2014-04 | PURCHASE | 2014-07 | $1,037 | $1,001 | $36 |
| WELLS FARGO ADVANTAGE | 2014-04 | PURCHASE | 2014-07 | $106,858 | $106,987 | -$129 |
| WELLS FARGO ADVANTAGE | 2014-04 | PURCHASE | 2014-07 | $20,121 | $20,194 | -$73 |
| WELLS FARGO ADVANTAGE | 2014-04 | PURCHASE | 2014-12 | $100,434 | $105,979 | -$5,545 |
| WISDOMTREE TRUST JAPAN | 2014-04 | PURCHASE | 2014-08 | $45,417 | $42,455 | $2,962 |
| JANUS BALANCED FUND REINVESTED | 2014-05 | PURCHASE | 2014-05 | $1,041 | $1,034 | $7 |
| MAINSTAY MARKETFIELD FUND | 2014-05 | PURCHASE | 2014-08 | $286 | $292 | -$6 |
| CLOROX CO | 2014-05 | PURCHASE | 2014-10 | $9,316 | $8,846 | $470 |
| CALL INTL BUSINESS MACH | 2014-05 | PURCHASE | 2014-03 | $630 | $568 | $62 |
| TARGET CORP | 2014-05 | PURCHASE | 2014-11 | $6,380 | $5,793 | $587 |
| CALL HUNT J B TRANS | 2014-05 | PURCHASE | 2014-02 | $660 | $760 | -$100 |
| CALL NATL-OILWELL | 2014-05 | PURCHASE | 2014-03 | $455 | $354 | $101 |
| CALL INTL PAPER CO | 2014-05 | PURCHASE | 2014-04 | $123 | $69 | $54 |
| CALL INTL PAPER CO | 2014-05 | PURCHASE | 2014-04 | $380 | $92 | $288 |
| CALL SYSCO CORP | 2014-05 | PURCHASE | 2014-02 | $560 | $245 | $315 |
| DARDEN RESTAURANTS INC | 2014-05 | PURCHASE | 2014-11 | $35,600 | $34,226 | $1,374 |
| NATL-OILWELL | 2014-05 | PURCHASE | 2014-08 | $7,624 | $7,286 | $338 |
| NOW INC COM | 2014-05 | PURCHASE | 2014-08 | $847 | $792 | $55 |
| CALL SYMANTEC CORP | 2014-05 | PURCHASE | 2014-03 | $20 | $108 | -$88 |
| CALL BAXTER INTL INC | 2014-05 | PURCHASE | 2014-02 | $264 | $668 | -$404 |
| CALL VERIZON COMMUNICATIONS | 2014-05 | PURCHASE | 2014-03 | $115 | $40 | $75 |
| CALL CISCO SYSTEMS INC | 2014-05 | PURCHASE | 2014-03 | $315 | $1,860 | -$1,545 |
| DUKE ENERGY CORP | 2014-05 | PURCHASE | 2014-10 | $36,801 | $35,185 | $1,616 |
| CALL ENSCO PLC | 2014-05 | PURCHASE | 2014-04 | $29 | $29 | |
| CALL ENSCO PLC | 2014-05 | PURCHASE | 2014-04 | $52 | $52 | |
| CALL JPMORGAN CHASE & CO | 2014-05 | PURCHASE | 2014-04 | $270 | $270 | |
| CALL PFIZER INC | 2014-05 | PURCHASE | 2014-03 | $138 | $138 | |
| CALL QUALCOMM INC | 2014-05 | PURCHASE | 2014-03 | $208 | $208 | |
| CALL WHOLE FOODS MARKET | 2014-05 | PURCHASE | 2014-04 | $336 | $336 | |
| CALL JPMORGAN CHASE & CO | 2014-05 | PURCHASE | 2014-04 | $401 | $401 | |
| CALL OCCIDENTAL PETROEU | 2014-05 | PURCHASE | 2014-04 | $507 | $507 | |
| CALL QUALCOMM INC | 2014-05 | PURCHASE | 2014-04 | $456 | $456 | |
| CALL WHOLE FOODS MARKET | 2014-05 | PURCHASE | 2014-03 | $808 | $808 | |
| CALL PROCTER & GAMBLE CO | 2014-05 | PURCHASE | 2014-03 | $200 | $200 | |
| CALL WAL MART STORES | 2014-05 | PURCHASE | 2014-03 | $150 | $150 | |
| CALL KBR INC | 2014-05 | PURCHASE | 2014-04 | $360 | $360 | |
| CALL KONINKLUKE PHILIPS | 2014-05 | PURCHASE | 2014-04 | $665 | $665 | |
| CALL INTEL CORP | 2014-05 | PURCHASE | 2014-03 | $238 | $238 | |
| CALL FORD MOTOR CO | 2014-05 | PURCHASE | 2014-04 | $286 | $286 | |
| EMERSON ELECTRIC | 2014-05 | PURCHASE | 2014-06 | $33,149 | $32,725 | $424 |
| KBR INC | 2014-05 | PURCHASE | 2014-12 | $6,280 | $9,027 | -$2,747 |
| CHICAGO BRIDGE & IRON | 2014-05 | PURCHASE | 2014-12 | $689 | $1,320 | -$631 |
| CHICAGO BRIDGE & IRON | 2014-05 | PURCHASE | 2014-12 | $19,561 | $37,496 | -$17,935 |
| TARGET CORP | 2014-05 | PURCHASE | 2014-11 | $12,760 | $11,142 | $1,618 |
| BP PLC SPON ADR | 2014-05 | PURCHASE | 2014-12 | $26,512 | $35,560 | -$9,048 |
| SYMANTEC CORP | 2014-05 | PURCHASE | 2014-08 | $9,266 | $8,894 | $372 |
| CALL NATL-OILWELL | 2014-05 | PURCHASE | 2014-05 | $200 | $237 | -$37 |
| CALL NATL-OILWELL | 2014-05 | PURCHASE | 2014-05 | $654 | $710 | -$56 |
| WELLS FARGO ADVANTAGE | 2014-05 | PURCHASE | 2014-07 | $301 | $302 | -$1 |
| AMGEN INC | 2014-05 | PURCHASE | 2014-10 | $12,690 | $11,530 | $1,160 |
| HARTFORD FINCL SERVICES | 2014-05 | PURCHASE | 2014-11 | $11,520 | $10,382 | $1,138 |
| KONINKLIJKE PHILIPS | 2014-05 | PURCHASE | 2014-12 | $11,840 | $12,627 | -$787 |
| MAINSTAY MARKETFIELD FUND | 2014-06 | PURCHASE | 2014-08 | $23,126 | $23,431 | -$305 |
| WELLS FARGO ADVANTAGE | 2014-06 | PURCHASE | 2014-07 | $44,007 | $44,167 | -$160 |
| WELLS FARGO ADVANTAGE | 2014-06 | PURCHASE | 2014-12 | $59,700 | $63,882 | -$4,182 |
| HUNT J B TRANS | 2014-06 | PURCHASE | 2014-10 | $7,350 | $7,724 | -$374 |
| ISHARES | 2014-06 | PURCHASE | 2014-07 | $41,339 | $41,336 | $3 |
| GLAXO SMITHKLINE PLC | 2014-06 | PURCHASE | 2014-12 | $25,619 | $31,950 | -$6,331 |
| AT&T INC | 2014-06 | PURCHASE | 2014-07 | $10,662 | $10,491 | $171 |
| CALL ENSCO PLC CL A | 2014-06 | PURCHASE | 2014-04 | $210 | $225 | -$15 |
| W P CAREY INC | 2014-06 | PURCHASE | 2014-08 | $6,584 | $6,443 | $141 |
| CITIGROUP INC | 2014-06 | PURCHASE | 2014-09 | $10,140 | $9,870 | $270 |
| CALL CHICAGO BRIDGE & IR | 2014-06 | PURCHASE | 2014-05 | $1,440 | $620 | $820 |
| CALL EMC CORP | 2014-06 | PURCHASE | 2014-04 | $660 | $730 | -$70 |
| CALL MICROSOFT CORP | 2014-06 | PURCHASE | 2014-04 | $1,181 | $999 | $182 |
| CALL HUNT J B TRANS | 2014-06 | PURCHASE | 2014-05 | $1,060 | $388 | $672 |
| CALL KBR INC | 2014-06 | PURCHASE | 2014-04 | $260 | $268 | -$8 |
| CALL DUKE ENERGY CORP | 2014-06 | PURCHASE | 2014-05 | $637 | $422 | $215 |
| CALL AT&T INC | 2014-06 | PURCHASE | 2014-06 | $108 | $117 | -$9 |
| CALL AT&T INC | 2014-06 | PURCHASE | 2014-04 | $544 | $272 | $272 |
| CALL CITIGROUP INC | 2014-06 | PURCHASE | 2014-06 | $46 | $46 | |
| CALL INTL BUSINESS MACH | 2014-06 | PURCHASE | 2014-05 | $930 | $930 | |
| CALL ISHARES | 2014-06 | PURCHASE | 2014-06 | $300 | $300 | |
| CALL PETSMART INC | 2014-06 | PURCHASE | 2014-04 | $440 | $440 | |
| CALL CITIGROUP INC | 2014-06 | PURCHASE | 2014-04 | $431 | $431 | |
| CALL WAL MART STORES INC | 2014-06 | PURCHASE | 2014-05 | $327 | $327 | |
| CALL PFIZER INC | 2014-06 | PURCHASE | 2014-04 | $162 | $162 | |
| CALL DARDEN RESTAURANTS | 2014-06 | PURCHASE | 2014-05 | $590 | $590 | |
| CALL HARTFORD FINCL SERV | 2014-06 | PURCHASE | 2014-04 | $455 | $455 | |
| CALL PFIZER INC | 2014-06 | PURCHASE | 2014-05 | $294 | $294 | |
| CALL W P CAREY INC | 2014-06 | PURCHASE | 2014-06 | $40 | $51 | -$11 |
| CALL W P CAREY INC | 2014-06 | PURCHASE | 2014-03 | $308 | $203 | $105 |
| CALL CISCO SYSTEMS | 2014-06 | PURCHASE | 2014-05 | $1,500 | $1,577 | -$77 |
| WELLS FARGO ADVANTAGE | 2014-06 | PURCHASE | 2014-07 | $432 | $433 | -$1 |
| WHIRLPOOL | 2014-07 | PURCHASE | 2014-08 | $28,913 | $28,090 | $823 |
| W P CAREY INC | 2014-07 | PURCHASE | 2014-08 | $6,545 | $6,389 | $156 |
| CALL GENL MILLS INC | 2014-07 | PURCHASE | 2014-06 | $475 | $874 | -$399 |
| EBAY INC | 2014-07 | PURCHASE | 2014-12 | $38,485 | $35,133 | $3,352 |
| EMC CORP MASS | 2014-07 | PURCHASE | 2014-08 | $8,238 | $7,923 | $315 |
| ENSCO PLC CL A | 2014-07 | PURCHASE | 2014-07 | $1,773 | $1,942 | -$169 |
| ENSCO PLC CL A | 2014-07 | PURCHASE | 2014-07 | $8,359 | $8,814 | -$455 |
| CALL PFIZER INC | 2014-07 | PURCHASE | 2014-05 | $138 | $83 | $55 |
| CALL HARTFORD FINCL SERV | 2014-07 | PURCHASE | 2014-05 | $102 | $129 | -$27 |
| CALL WHIRLPOOL | 2014-07 | PURCHASE | 2014-07 | $1,310 | $904 | $406 |
| ROSS STORES | 2014-07 | PURCHASE | 2014-08 | $38,343 | $37,599 | $744 |
| CALL SYMANTEC CORP | 2014-07 | PURCHASE | 2014-05 | $144 | $116 | $28 |
| CALL DUKE ENERGY CORP | 2014-07 | PURCHASE | 2014-06 | $700 | $1,050 | -$350 |
| CALL GLAXO SMITHKLINE | 2014-07 | PURCHASE | 2014-06 | $882 | $501 | $381 |
| CALL SYMANTEC CORP | 2014-07 | PURCHASE | 2014-04 | $360 | $290 | $70 |
| CALL VERIZON COMMUNICATIONS | 2014-07 | PURCHASE | 2014-06 | $106 | $152 | -$46 |
| CALL VERIZON COMMUNICATIONS | 2014-07 | PURCHASE | 2014-05 | $285 | $380 | -$95 |
| CALL BP PLC SPON | 2014-07 | PURCHASE | 2014-05 | $1,050 | $796 | $254 |
| CALL CLOROX CO | 2014-07 | PURCHASE | 2014-05 | $153 | $170 | -$17 |
| CALL HUNT J B TRANS | 2014-07 | PURCHASE | 2014-06 | $320 | $250 | $70 |
| CALL CLOROX CO | 2014-07 | PURCHASE | 2014-04 | $433 | $510 | -$77 |
| CALL HUNT J B TRANS | 2014-07 | PURCHASE | 2014-06 | $848 | $1,000 | -$152 |
| DARDEN RESTAURANTS INC | 2014-07 | PURCHASE | 2014-11 | $5,086 | $4,386 | $700 |
| CALL AMGEN INC | 2014-07 | PURCHASE | 2014-05 | $52 | $52 | |
| CALL TARGET CORP | 2014-07 | PURCHASE | 2014-05 | $39 | $39 | |
| CALL AMGEN INC | 2014-07 | PURCHASE | 2014-04 | $1,180 | $1,180 | |
| CALL GENL ELECTRIC | 2014-07 | PURCHASE | 2014-03 | $114 | $114 | |
| CALL KBR INC | 2014-07 | PURCHASE | 2014-06 | $292 | $292 | |
| CALL PROCTER & GAMBLE CO | 2014-07 | PURCHASE | 2014-05 | $198 | $198 | |
| CALL CHICAGO BRIDGE & IRON | 2014-07 | PURCHASE | 2014-06 | $1,120 | $1,120 | |
| CALL QUALCOMM INC | 2014-07 | PURCHASE | 2014-05 | $329 | $329 | |
| CALL TARGET CORP | 2014-07 | PURCHASE | 2014-02 | $180 | $180 | |
| GLAXO SMITHKLINE PLC | 2014-07 | PURCHASE | 2014-12 | $4,270 | $5,065 | -$795 |
| WHIRLPOOL | 2014-07 | PURCHASE | 2014-08 | $14,202 | $13,762 | $440 |
| CHICAGO BRIDGE & IRON | 2014-07 | PURCHASE | 2014-12 | $14,355 | $21,829 | -$7,474 |
| CHICAGO BRIDGE & IRON | 2014-07 | PURCHASE | 2014-12 | $8,100 | $12,542 | -$4,442 |
| DUNKIN BRANDS GROUP | 2014-07 | PURCHASE | 2014-10 | $26,726 | $25,350 | $1,376 |
| ENCANA CORP | 2014-07 | PURCHASE | 2014-10 | $32,099 | $32,700 | -$601 |
| ENSCO PLC CL A | 2014-07 | PURCHASE | 2014-07 | $10,132 | $10,507 | -$375 |
| PROCTER & GAMBLE CO | 2014-07 | PURCHASE | 2014-09 | $8,308 | $7,924 | $384 |
| CALL ENSCO PLC CL A | 2014-07 | PURCHASE | 2014-07 | $208 | $57 | $151 |
| CALL ENSCO PLC CL A | 2014-07 | PURCHASE | 2014-07 | $284 | $150 | $134 |
| CALL ENSCO PLC CL A | 2014-07 | PURCHASE | 2014-07 | $321 | $85 | $236 |
| WELLS FARGO ADVANTAGE | 2014-08 | PURCHASE | 2014-12 | $332 | $351 | -$19 |
| CALL SYMANTEC CORP | 2014-08 | PURCHASE | 2014-05 | $131 | $170 | -$39 |
| CALL SYMANTEC CORP | 2014-08 | PURCHASE | 2014-07 | $686 | $546 | $140 |
| CALL DUKE ENERGY CORP | 2014-08 | PURCHASE | 2014-07 | $1,200 | $924 | $276 |
| CALL BAXTER INTL INC | 2014-08 | PURCHASE | 2014-05 | $987 | $510 | $477 |
| CALL MICROSOFT CORP | 2014-08 | PURCHASE | 2014-06 | $1,516 | $1,640 | -$124 |
| WAL MART STORES INC | 2014-08 | PURCHASE | 2014-11 | $8,033 | $7,397 | $636 |
| CALL OCCIDENTAL PETROLEU | 2014-08 | PURCHASE | 2014-06 | $298 | $52 | $246 |
| CALL OCCIDENTAL PETROLEU | 2014-08 | PURCHASE | 2014-05 | $474 | $155 | $319 |
| CALL SYSCO CORP | 2014-08 | PURCHASE | 2014-05 | $420 | $560 | -$140 |
| CALL EBAY INC | 2014-08 | PURCHASE | 2014-07 | $1,267 | $1,909 | -$642 |
| CALL COCA COLA CO | 2014-08 | PURCHASE | 2014-02 | $392 | $616 | -$224 |
| AETNA INC | 2014-08 | PURCHASE | 2014-09 | $40,019 | $38,757 | $1,262 |
| CALL WHOLE FOODS MARKET | 2014-08 | PURCHASE | 2014-06 | $30 | $30 | |
| CALL WHOLE FOODS MARKET | 2014-08 | PURCHASE | 2014-07 | $47 | $47 | |
| CALL PFIZER INC | 2014-08 | PURCHASE | 2014-07 | $51 | $51 | |
| CALL SYSCO CORP | 2014-08 | PURCHASE | 2014-06 | $80 | $80 | |
| CALL WHOLE FOODS MARKET | 2014-08 | PURCHASE | 2014-06 | $212 | $212 | |
| CALL CLOROX CO | 2014-08 | PURCHASE | 2014-07 | $780 | $780 | |
| CALL MCDONALDS CORP | 2014-08 | PURCHASE | 2014-07 | $512 | $512 | |
| CALL WHOLE FOODS MARKET | 2014-08 | PURCHASE | 2014-05 | $180 | $180 | |
| CALL AFLAC INC | 2014-08 | PURCHASE | 2014-06 | $780 | $780 | |
| CALL BP PLC SPON | 2014-08 | PURCHASE | 2014-07 | $1,042 | $1,042 | |
| CALL HARTFORD FINCL SERV | 2014-08 | PURCHASE | 2014-07 | $391 | $391 | |
| CALL MICROSOFT CORP | 2014-08 | PURCHASE | 2014-08 | $1,360 | $2,688 | -$1,328 |
| CALL CISCO SYSTEMS | 2014-08 | PURCHASE | 2014-06 | $797 | $797 | |
| CALL DUNKIN BRANDS GROUP | 2014-08 | PURCHASE | 2014-07 | $690 | $1,230 | -$540 |
| PEABODY ENERGY CORP | 2014-08 | PURCHASE | 2014-10 | $15,232 | $22,050 | -$6,818 |
| GOLDCORP INC | 2014-08 | PURCHASE | 2014-12 | $471 | $744 | -$273 |
| GOLDCORP INC | 2014-08 | PURCHASE | 2014-12 | $20,562 | $32,323 | -$11,761 |
| CALL HARTFORD FINCL SERV | 2014-08 | PURCHASE | 2014-08 | $255 | $898 | -$643 |
| JOHN HANCOCK ALTERNATIVE | 2014-09 | PURCHASE | 2014-11 | $21,094 | $21,558 | -$464 |
| JOHN HANCOCK ALTERNATIVE | 2014-09 | PURCHASE | 2014-12 | $41,759 | $42,991 | -$1,232 |
| WELLS FARGO ADVANTAGE | 2014-09 | PURCHASE | 2014-12 | $956 | $1,023 | -$67 |
| WALGREEN CO | 2014-09 | PURCHASE | 2014-11 | $30,989 | $30,007 | $982 |
| CALL OCCIDENTAL PETROLEU | 2014-09 | PURCHASE | 2014-08 | $762 | $1,035 | -$273 |
| RANGE RESOURCES | 2014-09 | PURCHASE | 2014-10 | $31,558 | $37,170 | -$5,612 |
| CALL COCA COLA CO COM | 2014-09 | PURCHASE | 2014-08 | $320 | $881 | -$561 |
| CALL ENCANA CORP | 2014-09 | PURCHASE | 2014-07 | $1,275 | $1,575 | -$300 |
| CALL INTL PAPER CO | 2014-09 | PURCHASE | 2014-08 | $439 | $476 | -$37 |
| DUNKIN BRANDS GROUP | 2014-09 | PURCHASE | 2014-10 | $4,454 | $4,643 | -$189 |
| CALL HARTFORD FINCL SERV | 2014-09 | PURCHASE | 2014-07 | $211 | $315 | -$104 |
| CALL BANK OF AMER CORP | 2014-09 | PURCHASE | 2014-07 | $315 | $181 | $134 |
| CALL WAL MART STORES INC | 2014-09 | PURCHASE | 2014-08 | $15 | $15 | |
| CALL CHICAGO BRIDGE & IRON | 2014-09 | PURCHASE | 2014-07 | $428 | $428 | |
| CALL GENL ELECTRIC | 2014-09 | PURCHASE | 2014-06 | $78 | $78 | |
| CALL DEERE AND CO | 2014-09 | PURCHASE | 2014-08 | $716 | $716 | |
| CALL KBR INC | 2014-09 | PURCHASE | 2014-05 | $240 | $240 | |
| CALL KBR INC | 2014-09 | PURCHASE | 2014-07 | $80 | $80 | |
| CALL QUALCOMM INC | 2014-09 | PURCHASE | 2014-07 | $415 | $415 | |
| CALL WAL MART STORES INC | 2014-09 | PURCHASE | 2014-06 | $420 | $420 | |
| CALL KBR INC | 2014-09 | PURCHASE | 2014-05 | $210 | $210 | |
| CALL GENL ELECTRIC | 2014-09 | PURCHASE | 2014-02 | $413 | $413 | |
| CALL VERIZON COMMUNICATIONS | 2014-09 | PURCHASE | 2014-07 | $252 | $252 | |
| ISHARES | 2014-09 | PURCHASE | 2014-10 | $45,259 | $42,457 | $2,802 |
| CALL COMCAST CORP NEW | 2014-09 | PURCHASE | 2014-05 | $1,218 | $1,155 | $63 |
| CALL HUNT J B TRANS | 2014-10 | PURCHASE | 2014-07 | $2,300 | $850 | $1,450 |
| CALL ENCANA CORP | 2014-10 | PURCHASE | 2014-09 | $1,425 | $825 | $600 |
| CALL EBAY INC | 2014-10 | PURCHASE | 2014-08 | $2,525 | $1,869 | $656 |
| CALL PEABODY ENERGY CORP | 2014-10 | PURCHASE | 2014-08 | $420 | $98 | $322 |
| CHEVRON CORP | 2014-10 | PURCHASE | 2014-11 | $33,065 | $32,106 | $959 |
| CALL DUNKIN BRANDS GROUP | 2014-10 | PURCHASE | 2014-09 | $45 | $5 | $40 |
| CALL RANGE RESOURCES | 2014-10 | PURCHASE | 2014-09 | $975 | $46 | $929 |
| CALL DUNKIN BRANDS GROUP | 2014-10 | PURCHASE | 2014-08 | $600 | $240 | $360 |
| CHICAGO BRIDGE & IRON | 2014-10 | PURCHASE | 2014-12 | $3,639 | $4,174 | -$535 |
| JOHNSON & JOHNSON COM | 2014-10 | PURCHASE | 2014-11 | $29,639 | $29,130 | $509 |
| CALL TARGET CORP | 2014-10 | PURCHASE | 2014-05 | $310 | $400 | -$90 |
| CALL WALGREEN CO | 2014-10 | PURCHASE | 2014-09 | $905 | $130 | $775 |
| CALL DARDEN RESTAURANTS | 2014-10 | PURCHASE | 2014-07 | $33 | $33 | |
| CALL GENL ELECTRIC | 2014-10 | PURCHASE | 2014-07 | $42 | $42 | |
| CALL CISCO SYSTEMS INC | 2014-10 | PURCHASE | 2014-08 | $26 | $26 | |
| CALL INTL BUSINESS MACH | 2014-10 | PURCHASE | 2014-06 | $390 | $390 | |
| CALL GENL ELECTRIC | 2014-10 | PURCHASE | 2014-07 | $39 | $39 | |
| CALL HARTFORD FINCL SERV | 2014-10 | PURCHASE | 2014-09 | $405 | $405 | |
| CALL KONINKLIJKE PHILIPS | 2014-10 | PURCHASE | 2014-05 | $160 | $160 | |
| CALL MCDONALDS CORP | 2014-10 | PURCHASE | 2014-08 | $203 | $203 | |
| CALL CHICAGO BRIDGE & IRON | 2014-10 | PURCHASE | 2014-07 | $600 | $600 | |
| CALL TARGET CORP | 2014-10 | PURCHASE | 2014-07 | $150 | $150 | |
| CALL BP PLC SPON | 2014-10 | PURCHASE | 2014-08 | $294 | $294 | |
| CALL DARDEN RESTAURANTS | 2014-10 | PURCHASE | 2014-06 | $561 | $561 | |
| CALL GENL MILLS INC | 2014-10 | PURCHASE | 2014-07 | $1,293 | $1,293 | |
| CALL HARTFORD FINCL SERV | 2014-10 | PURCHASE | 2014-08 | $626 | $626 | |
| CALL INTL PAPER CO | 2014-10 | PURCHASE | 2014-09 | $693 | $693 | |
| CALL KONINKLIJKE PHILIPS | 2014-10 | PURCHASE | 2014-05 | $317 | $317 | |
| CALL VERIZON COMMUNICATIONS | 2014-10 | PURCHASE | 2014-09 | $119 | $119 | |
| CALL MATTEL INC | 2014-10 | PURCHASE | 2014-08 | $1,000 | $1,000 | |
| CALL GOLDCORP INC | 2014-10 | PURCHASE | 2014-08 | $1,609 | $1,609 | |
| CALL CISCO SYSTEMS INC | 2014-10 | PURCHASE | 2014-08 | $156 | $156 | |
| CALL PFIZER INC | 2014-10 | PURCHASE | 2014-06 | $234 | $234 | |
| CALL MICROSOFT CORP | 2014-10 | PURCHASE | 2014-08 | $2,086 | $2,086 | |
| CALL BANK OF AMER CORP | 2014-10 | PURCHASE | 2014-09 | $202 | $202 | |
| WALGREEN CO | 2014-10 | PURCHASE | 2014-11 | $6,409 | $6,183 | $226 |
| AETNA INC | 2014-10 | PURCHASE | 2014-11 | $39,124 | $38,325 | $799 |
| ISHARES | 2014-10 | PURCHASE | 2014-12 | $45,085 | $42,592 | $2,493 |
| ORACLE CORP | 2014-10 | PURCHASE | 2014-12 | $36,557 | $35,037 | $1,520 |
| CALL MARKET VECTORS GOLD | 2014-10 | PURCHASE | 2014-05 | $300 | $24 | $276 |
| CALL MARKET VECTORS GOLD | 2014-10 | PURCHASE | 2014-05 | $1,200 | $84 | $1,116 |
| ISHARES | 2014-11 | PURCHASE | 2014-12 | $49,035 | $47,540 | $1,495 |
| ISHARES | 2014-11 | PURCHASE | 2014-12 | $25,400 | $23,945 | $1,455 |
| CALL PFIZER INC | 2014-11 | PURCHASE | 2014-10 | $195 | $1,639 | -$1,444 |
| CALL MERCK & CO | 2014-11 | PURCHASE | 2014-10 | $450 | $755 | -$305 |
| CALL INTL PAPER CO | 2014-11 | PURCHASE | 2014-10 | $350 | $2,576 | -$2,226 |
| CALL SYSCO CORP | 2014-11 | PURCHASE | 2014-08 | $158 | $180 | -$22 |
| CALL SYSCO CORP | 2014-11 | PURCHASE | 2014-08 | $700 | $630 | $70 |
| CALL WHOLE FOODS MARKET | 2014-11 | PURCHASE | 2014-08 | $558 | $2,259 | -$1,701 |
| ISHARES 7-10 YEAR | 2014-11 | PURCHASE | 2014-11 | $21,110 | $20,998 | $112 |
| ISHARES 7-10 YEAR | 2014-11 | PURCHASE | 2014-12 | $21,110 | $20,998 | $112 |
| KBR INC | 2014-11 | PURCHASE | 2014-12 | $973 | $1,164 | -$191 |
| KBR INC | 2014-11 | PURCHASE | 2014-12 | $5,306 | $6,351 | -$1,045 |
| CALL MICROSOFT CORP | 2014-11 | PURCHASE | 2014-10 | $476 | $4,648 | -$4,172 |
| TJX COS INC | 2014-11 | PURCHASE | 2014-12 | $36,329 | $36,060 | $269 |
| CALL MCDONALDS CORP | 2014-11 | PURCHASE | 2014-10 | $240 | $460 | -$220 |
| CALL CISCO SYSTEMS INC | 2014-11 | PURCHASE | 2014-10 | $9 | $145 | -$136 |
| CALL DEERE AND CO | 2014-11 | PURCHASE | 2014-09 | $461 | $720 | -$259 |
| CALL CISCO SYSTEMS INC | 2014-11 | PURCHASE | 2014-10 | $60 | $872 | -$812 |
| CALL CISCO SYSTEMS INC | 2014-11 | PURCHASE | 2014-10 | $64 | $1,163 | -$1,099 |
| CALL AT&T INC | 2014-11 | PURCHASE | 2014-10 | $1,030 | $1,439 | -$409 |
| CALL MERCK & CO | 2014-11 | PURCHASE | 2014-10 | $450 | $1,005 | -$555 |
| CALL ISHARES | 2014-11 | PURCHASE | 2014-11 | $300 | $32 | $268 |
| CALL CHICAGO BRIDGE & IRON | 2014-11 | PURCHASE | 2014-10 | $200 | $280 | -$80 |
| CALL GENL ELECTRIC | 2014-11 | PURCHASE | 2014-09 | $243 | $27 | $216 |
| CALL GLAXO SMITHKLINE | 2014-11 | PURCHASE | 2014-06 | $70 | $70 | |
| CALL BAXTER INTL INC | 2014-11 | PURCHASE | 2014-09 | $238 | $238 | |
| CALL CHICAGO BRIDGE & IRON | 2014-11 | PURCHASE | 2014-09 | $90 | $90 | |
| CALL PFIZER INC | 2014-11 | PURCHASE | 2014-08 | $36 | $36 | |
| CALL BAXTER INTL INC | 2014-11 | PURCHASE | 2014-08 | $546 | $546 | |
| CALL UNTD TECHNOLOGIES | 2014-11 | PURCHASE | 2014-07 | $737 | $737 | |
| CALL OCCIDENTAL PETROLEU | 2014-11 | PURCHASE | 2014-09 | $1,755 | $1,755 | |
| CALL QUALCOMM INC | 2014-11 | PURCHASE | 2014-09 | $340 | $340 | |
| CALL AFLAC INC | 2014-11 | PURCHASE | 2014-08 | $520 | $520 | |
| CALL GLAXO SMITHKLINE | 2014-11 | PURCHASE | 2014-07 | $1,054 | $1,054 | |
| CALL BP PLC SPON | 2014-11 | PURCHASE | 2014-10 | $140 | $140 | |
| CALL COMCAST CORP NEW | 2014-11 | PURCHASE | 2014-09 | $720 | $720 | |
| CALL GENERAL MOTORS CO | 2014-11 | PURCHASE | 2014-10 | $490 | $490 | |
| CALL MATTEL INC | 2014-11 | PURCHASE | 2014-10 | $105 | $105 | |
| CALL GOLDCORP INC | 2014-11 | PURCHASE | 2014-10 | $180 | $180 | |
| CALL KBR INC | 2014-11 | PURCHASE | 2014-09 | $105 | $105 | |
| CALL MERCK & CO INC | 2014-12 | PURCHASE | 2014-11 | $530 | $837 | -$307 |
| CALL MERCK & CO INC | 2014-12 | PURCHASE | 2014-11 | $600 | $837 | -$237 |
| WELLS FARGO ADVANTAGE | 2014-12 | PURCHASE | 2014-12 | $1,544 | $1,586 | -$42 |
| CALL CHICAGO BRIDGE & IRON | 2014-12 | PURCHASE | 2014-11 | $130 | $10 | $120 |
| CALL INTL BUSINESS MACH | 2014-12 | PURCHASE | 2014-10 | $168 | $6 | $162 |
| CALL KBR INC | 2014-12 | PURCHASE | 2014-11 | $122 | $36 | $86 |
| CALL CHICAGO BRIDGE & IRON | 2014-12 | PURCHASE | 2014-11 | $1,105 | $25 | $1,080 |
| CALL BP PLC SPON | 2014-12 | PURCHASE | 2014-11 | $282 | $84 | $198 |
| CALL KBR INC | 2014-12 | PURCHASE | 2014-11 | $84 | $70 | $14 |
| CHEVRON CORP | 2014-12 | PURCHASE | 2014-12 | $32,141 | $31,692 | $449 |
| CALL DEERE AND CO | 2014-12 | PURCHASE | 2014-11 | $1,240 | $1,100 | $140 |
| CALL INTL PAPER CO | 2014-12 | PURCHASE | 2014-11 | $2,681 | $1,937 | $744 |
| CALL PFIZER INC | 2014-12 | PURCHASE | 2014-11 | $755 | $1,089 | -$334 |
| CALL BANK OF AMER CORP | 2014-12 | PURCHASE | 2014-10 | $693 | $337 | $356 |
| CALL KINDER MORGAN INC | 2014-12 | PURCHASE | 2014-11 | $837 | $448 | $389 |
| CALL AMER EXPRESS CO | 2014-12 | PURCHASE | 2014-11 | $512 | $1,000 | -$488 |
| CALL REPUBLIC SERVICES | 2014-12 | PURCHASE | 2014-11 | $180 | $818 | -$638 |
| CALL ACTIVISION BLIZZARD | 2014-12 | PURCHASE | 2014-12 | $15 | $15 | |
| CALL CUMMINS INC | 2014-12 | PURCHASE | 2014-09 | $130 | $130 | |
| CALL MATTEL INC | 2014-12 | PURCHASE | 2014-10 | $47 | $47 | |
| CALL CUMMINS INC | 2014-12 | PURCHASE | 2014-08 | $860 | $860 | |
| CALL ACTIVISION BLIZZARD | 2014-12 | PURCHASE | 2014-11 | $152 | $152 | |
| CALL GENL ELECTRIC CO | 2014-12 | PURCHASE | 2014-10 | $96 | $96 | |
| CALL OCCIDENTAL PETROLEU | 2014-12 | PURCHASE | 2014-11 | $120 | $120 | |
| CALL SANOFI SPON | 2014-12 | PURCHASE | 2014-11 | $735 | $735 | |
| CALL VERIZON COMMUNICATIONS | 2014-12 | PURCHASE | 2014-10 | $301 | $301 | |
| CALL GENL ELECTRIC CO | 2014-12 | PURCHASE | 2014-11 | $306 | $306 | |
| CALL MATTEL INC | 2014-12 | PURCHASE | 2014-11 | $201 | $201 | |
| CALL ACTIVISION BLIZZARD | 2014-12 | PURCHASE | 2014-11 | $253 | $253 | |
| CALL GOLDCORP INC | 2014-12 | PURCHASE | 2014-11 | $432 | $432 | |
| CALL GLAXO SMITHKLINE PL | 2014-12 | PURCHASE | 2014-11 | $294 | $88 | $206 |
| CALL DEERE AND CO | 2014-12 | PURCHASE | 2014-12 | $1,340 | $2,280 | -$940 |
| CALL REPUBLIC SERVICES | 2014-12 | PURCHASE | 2014-12 | $44 | $314 | -$270 |
| CALL REPUBLIC SERVICES | 2014-12 | PURCHASE | 2014-12 | $342 | $627 | -$285 |
| CALL SYSCO CORP | 2014-12 | PURCHASE | 2014-11 | $855 | $1,395 | -$540 |
| WELLS FARGO ADVANTAGE | 2014-12 | PURCHASE | 2014-12 | $4,784 | $4,794 | -$10 |
| CALL CISCO SYSTEMS INC | 2014-12 | PURCHASE | 2014-11 | $1,295 | $3,660 | -$2,365 |
| CALL COMCAST CORP | 2014-12 | PURCHASE | 2014-11 | $300 | $1,197 | -$897 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | CORPORATE BONDS | BondNm |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CORPORATE STOCK AND MUTUAL FUNDS | StockNm |
| EOY Book Value | $5,265,987 | EOYBookValueAmt |
| EOYFMV | $5,781,479 | EOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MULTI-STRT SER G | $300,000 | $300,000 | $315,783 |
| 3 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt |
|---|---|
| EXPENSES | |
| BROKERAGE FEES | $63,403 |
| OTHER FEES | $5 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt |
|---|---|
| SMITH BARNEY 283-897481 | $987 |
| UBS 08182 | $15 |
| MS 283-915090 | $10,750 |
| OTHER INCOME | $174 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| FEDERAL INCOME TAXES | $5,184 |
| FOREIGN TAXES | $1,664 |