MARGARET A ROBERTS CHARITABLE FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- MARGARET A ROBERTS CHARITABLE FOUNDATION (EIN 36-7238483)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-09
- IRS object ID
- 201401299349101630
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-09T14:58:57-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 390432630 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | QUARLES & BRADY LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 N LASALLE STREET SUITE 4000 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60654 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 367238483 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARGARET A ROBERTS CHARITABLE FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MARG | BusinessNameControlTxt |
| Phone | 3127155034 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JANICE RODGERS 300 N LASALLE NO | AddressLine1 |
| Address Line2 | 4000 | AddressLine2 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60654 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS G HESSE | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 3127155034 | PhoneNum |
| Signature | 2014-05-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SARAH M LINSLEY | PreparerPersonNm |
| PTIN | P01317392 | PTIN |
| Phone | 3127155000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $14,020,324 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $275,745 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $266,287 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $294,315 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,283,502 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $349,466 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $570,060 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $615,753 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $20,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $20,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $10,236 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $10,236 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $65,599 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $65,599 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $3,561 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,781 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $15 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $15 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $99,411 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $68,380 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $30,251 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $598,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $598,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $697,411 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $68,380 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $628,251 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$127,351 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $547,373 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $17,170 | CashBOYAmt |
| Cash EOY | $38,139 | CashEOYAmt |
| Cash EOYFMV | $38,139 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $279,881 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $784,666 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $784,666 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $18,458 | AcctRcvblAmt |
| Acct Rcvbl BOY | $20,919 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $18,458 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $18,458 | AcctRcvblEOYFMVAmt |
| US Government Obligations BOY | $111,778 | USGovernmentObligationsBOYAmt |
| Corporate Stock BOY | $5,741,471 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,693,436 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,326,277 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,169,056 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,789,338 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,852,784 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $3,089,613 | OtherInvestmentsBOYAmt |
| Total Assets BOY | $12,429,888 | TotalAssetsBOYAmt |
| Total Assets EOY | $12,324,037 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $14,020,324 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $12,429,888 | UnrestrictedBOYAmt |
| Unrestricted EOY | $12,324,037 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $12,429,888 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $12,324,037 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $12,429,888 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $12,324,037 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $12,429,888 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$127,351 | ExcessRevenueOverExpensesAmt |
| Other Increases | $21,500 | OtherIncreasesAmt |
| Subtotal | $12,324,037 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $12,324,037 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES-ST COVERED | P | $856,120 | $905,053 | -$48,933 | -$48,933 |
| PUBLICLY TRADED SECURITIES-ST NONCOVERED | P | $101,202 | $103,120 | -$1,918 | -$1,918 |
| PUBLICLY TRADED SECURITIES-LT COVERED | P | $850,892 | $834,435 | $16,457 | $16,457 |
| PUBLICLY TRADED SECURITIES-LT NONCOVERED | P | $3,799,285 | $3,635,808 | $163,477 | $163,477 |
| PUBLICLY TRADED SECURITIES-FIDELITY | P | $506,235 | $455,620 | $50,615 | $50,615 |
| CAPITAL GAINS DIVIDENDS | P | $169,768 | $169,768 | $169,768 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $349,466 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $517,247 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $12,710,378 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.040695 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $303,122 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $11,051,975 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.027427 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $310,803 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $6,488,839 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.047898 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $88,936 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,807,539 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.015314 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $54,086 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $3,901,376 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.013863 | DistributionYr5Rt |
| Total Distribution | 0.145197 | TotalDistributionRt |
| Average Distribution | 0.029039 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $13,488,798 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $391,701 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,474 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $397,175 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $628,251 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $5,474 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $5,474 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $5,474 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $4,000 | TotalPaymentsAndCreditsAmt |
| Tax Due | $1,474 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | NONE | WebsiteAddressTxt |
| Individual With Books | THOMAS G HESSE TRUSTEE | IndividualWithBooksNm |
| Phone | 3167443276 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4215 E 93RD NORTH | AddressLine1 |
| City | VALLEY CENTER | City |
| State | KS | State |
| ZIP Code | 67147 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| THOMAS H ROBERTS III | ||||||||
| C/O J RODGERS 300 N LASALLE 4000 | CHICAGO | IL | 60654 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| CATHERINE ROBERTS-SUSKIN | ||||||||
| C/O J RODGERS 300 N LASALLE 4000 | CHICAGO | IL | 60654 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| SUSAN SHAWN ROBERTS | ||||||||
| C/O J RODGERS 300 N LASALLE 4000 | CHICAGO | IL | 60654 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| MICHAEL J ROBERTS | ||||||||
| C/O J RODGERS 300 N LASALLE 4000 | CHICAGO | IL | 60654 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| THOMAS G HESSE | ||||||||
| 4215 E 93RD N | VALLEY CENTER | KS | 67147 | TRUSTEE | 10.00 | $20,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 270 PARK AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $54,404 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,135,869 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $558,342 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,694,211 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $13,694,211 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $205,413 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,488,798 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $674,440 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $674,440 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $5,474 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $5,474 | TotalTaxAmt |
| Distributable Before Adj | $668,966 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $668,966 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $668,966 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $628,251 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $628,251 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $5,474 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $622,777 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $668,966 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $596,067 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $628,251 | QualifyingDistributionsAmt |
| Applied To Year1 | $596,067 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $32,184 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $636,782 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (41 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AECH | |||||||
| PO BOX 3575 | WICHITA | KS | 67201 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| ADVOCATES AGAINST BATTERING AND ABUSE | |||||||
| PO BOX 771424 | STREAMBOAT SPRINGS | CO | 80477 | N/A | PC | GENERAL OPERATING SUPPORT | $30,000 |
| AMNESTY INTERNATIONAL | |||||||
| 5 PENN PLAZA 14TH FLOOR | NEW YORK | NY | 10001 | N/A | PC | GENERAL OPERATING SUPPORT | $2,500 |
| BOYS HOPE GIRLS HOPE | |||||||
| 1100 N LARAMIE AVE | WILMETTE | IL | 60091 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| CALL TO ACTION | |||||||
| 2135 W ROSCOE | CHICAGO | IL | 60618 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| CASA OF SEDWICK COUNTY | |||||||
| 150 N MAIN ST 1010 | WICHITA | KS | 67202 | N/A | PC | GENERAL OPERATING SUPPORT | $10,000 |
| CATHOLIC CARE CENTER | |||||||
| 6700 E 45TH STREET NORTH | BEL AIRE | KS | 67226 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| CATHOLIC CHARITIES COUNSELING | |||||||
| 425 N TOPEKA | WICHITA | KS | 67202 | N/A | PC | GENERAL OPERATING SUPPORT | $10,000 |
| CATHOLICS SPEAK OUT QUIXOTE CENTER | |||||||
| P O BOX 5206 | HYATTSVILLE | MD | 20782 | N/A | PC | GENERAL OPERATING SUPPORT | $1,000 |
| CHICAGO ARTIST COALITION | |||||||
| 217 N CARPENTER ST | CHICAGO | IL | 60607 | N/A | PC | GENERAL OPERATING SUPPORT | $2,500 |
| CHICAGO SINFONIETA | |||||||
| 70 E LAKE ST SUITE 226 | CHICAGO | IL | 60601 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| DEKALB COUNTY ANIMAL WELFARE LEAGUE | |||||||
| 16173 BASELINE RD | DEKALB | IL | 60135 | N/A | PC | GENERAL OPERATING SUPPORT | $1,000 |
| FIRST SHOOTS FUND CO FIDELITY CHARITABLE GIFT FUND | |||||||
| 82 DEVONSHIRE STREET | BOSTON | MA | 02101 | N/A | PC | GENERAL OPERATING SUPPORT | $30,000 |
| FURLEY UNITED METHODIST CHURCH | |||||||
| 400 E 4TH ST | FURLEY | KS | 67147 | N/A | PC | GENERAL OPERATING SUPPORT | $15,000 |
| GRANT PARK MUSIC FESTIVAL | |||||||
| 205 E RANDOLPH | CHICAGO | IL | 60601 | N/A | PC | GENERAL OPERATING SUPPORT | $2,500 |
| HOLY ROSARY SCHOOL | |||||||
| 2802 E 4TH ST | DULUTH | MN | 55812 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| HOLY SAVIOR CATHOLIC CHURCH | |||||||
| 1425 N CHAUTAUQUA | WICHITA | KS | 67214 | N/A | PC | GENERAL OPERATING SUPPORT | $100,000 |
| IRVING PARK FOOD PANTRY | |||||||
| 3801 N KEELER AVE | CHICAGO | IL | 60641 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| JOSEPHINUM ACADEMY | |||||||
| 1501 N OAKLEY BLVD | CHICAGO | IL | 60622 | N/A | PC | GENERAL OPERATING SUPPORT | $10,000 |
| LA FAMILIA SENIOR CENTER | |||||||
| 841 W 21ST ST N | WICHITA | KS | 67203 | N/A | PC | GENERAL OPERATING SUPPORT | $10,000 |
| NATIONAL CATHOLIC REPORTER | |||||||
| 115 E ARMOUR | KANSAS CITY | MO | 64111 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| NEWMAN STUDENT CENTER | |||||||
| 512 NORMAL ROAD | DEKALB | IL | 60115 | N/A | PC | GENERAL OPERATING SUPPORT | $100,000 |
| NEW MOMS | |||||||
| 5317 W CHICAGO | CHICAGO | IL | 60651 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| PARISH OF THE HOLY EUCHARIST (SACRED HEART PARISH) | |||||||
| 326 MAIN STREET | PORTLAND | ME | 04096 | N/A | PC | GENERAL OPERATING SUPPORT | $100,000 |
| PINE ACRES CARE CENTER | |||||||
| 1212 S 2ND ST | DEKALB | IL | 60115 | N/A | PC | GENERAL OPERATING SUPPORT | $2,500 |
| ROSELAND TRAINING CENTER | |||||||
| 235 E 136TH PLACE | CHICAGO | IL | 60827 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| SALVATION ARMY | |||||||
| 530 GROVE ST | DEKALB | IL | 60115 | N/A | PC | GENERAL OPERATING SUPPORT | $2,500 |
| SOUP AT SIX | |||||||
| C/O HEMINGWAY UMC 933 CHICAGO AVE | EVANSTON | IL | 60201 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| ST CLARE OF ASSISI PARISH | |||||||
| PO BOX 667 | EDWARDS | CO | 81632 | N/A | PC | GENERAL OPERATING SUPPORT | $2,500 |
| ST PATRICK'S PARISH | |||||||
| PO BOX 219 | MINTURN | CO | 81645 | N/A | PC | GENERAL OPERATING SUPPORT | $2,500 |
| STAR FISH LEARNING CENTER | |||||||
| 1543 W HOWARD ST | CHICAGO | IL | 60626 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| SWEET EMERGENCY FUNDCO KUSM-W MEDICAL PRACTICE FUND | |||||||
| 1001 N MINNEAPLOIS | WICHITA | KS | 67214 | N/A | PC | GENERAL OPERATING SUPPORT | $15,000 |
| UCP WHEELS FOR HUMANITY | |||||||
| 12750 RAYMER ST UNIT 4 | NORTH HOLLYWOOD | CA | 91605 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 |
| URBAN GATEWAY | |||||||
| 205 W RANDOLPH SUITE 1700 | CHICAGO | IL | 60606 | N/A | PC | GENERAL OPERATING SUPPORT | $10,000 |
| VILLA MARIA | |||||||
| 116 S CENTRAL | MULVANE | KS | 67110 | N/A | PC | GENERAL OPERATING SUPPORT | $2,500 |
| WICHITA CHILDREN'S HOME | |||||||
| 810 N HOLYOKE | WICHITA | KS | 67205 | N/A | PC | GENERAL OPERATING SUPPORT | $2,500 |
| WICHITA STATE UNIV FOUNDATION | |||||||
| 1845 FAIRMOUNT | WICHITA | KS | 67260 | N/A | PC | SCHOLARSHIP FUNDS | $20,000 |
| WICHITA-SEDGWICK CNTY HISTORICAL MUSEUM | |||||||
| 204 S MAIN | WICHITA | KS | 67202 | N/A | PC | GENERAL OPERATING SUPPORT | $1,000 |
| WINNEBAGO COUNTY CASA | |||||||
| 403 ELM STREET | ROCKFORD | IL | 61101 | N/A | PC | GENERAL OPERATING SUPPORT | $25,000 |
| WOMEN'S ORDINATION COUNCIL | |||||||
| PO BOX 15057 | WASHINGTON | DC | 20003 | N/A | PC | GENERAL OPERATING SUPPORT | $2,500 |
| YWCA OF WICHITA WOMENS CRISIS CENTER | |||||||
| 1111 N ST FRANCIS | WICHITA | KS | 67214 | N/A | PC | GENERAL OPERATING SUPPORT | $20,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $598,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $275,745 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $294,315 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $570,060 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $570,060 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | DONOR ADVISED FUND OVER WHICH A DISQUALIFIED PERSON HAS ADVISORY PRIVILEGES | IdentifierTxt |
| Form And Line Reference | ATTACHMENT TO ITEM VII-A, ITEM 12 | FormAndLineReferenceDesc |
| Medium Explanation | DURING 2013, THE FOUNDATION DISTRIBUTED $30,000 TO FIRST SHOOTS FUND, A DONOR ADVISED FUND OF FIDELITY CHARITABLE GIFT FUND ("FCGF") WITH RESPECT TO WHICH CATHERINE ROBERTS-SUSKIN, A TRUSTEE OF THE FOUNDATION, IS THE SOLE ADVISOR. FCGF IS A PUBLIC CHARITY. TRANSFERS TO THE FCGF ARE IRREVOCABLE. THE FOUNDATION RESERVED NO POWER TO DIRECT THE DISTRIBUTION OF FUNDS CONTRIBUTED TO THE FIRST SHOOTS FUND OF FCGF. UNDER FCGF GUIDELINES, AN ADVISOR'S RECOMMENDATION IS NOT BINDING ON FCGF. UNDER FCGF GUIDELINES AND PROCEDURES, ALL FUNDS ARE REQUIRED TO BE USED EXCLUSIVELY IN FURTHERANCE OF CHARITABLE PURPOSES. ELIGIBLE ORGANIZATIONS FOR RECEIPT OF FUNDS FROM FCGF, INCLUDING ASSETS OF FIRST SHOOTS FUND, ARE LIMITED TO ORGANIZATIONS DESCRIBED IN SECTION 170(B)(1)(A) OF THE CODE. THE FOUNDATION TREATED THE DISTRIBUTION AS A QUALIFYING DISTRIBUTION IN 2013, ALTHOUGH THE FOUNDATION SATISFIED ITS 2013 DISTRIBUTION REQUIREMENT WITHOUT REGARD TO THIS DISTRIBUTION. MS. ROBERTS-SUSKIN ADVISES THAT AS OF THE DATE OF FILING OF THIS RETURN, ALL OF THE AMOUNTS DISTRIBUTED BY THE FOUNDATION TO THE FIRST SHOOTS FUND HAVE BEEN DISTRIBUTED TO ORGANIZATIONS DESCRIBED IN SECTION 170(B)(1)(A) OF THE CODE, AND PARTICULARLY IN EQUAL SHARES TO THE SAN FRANCISCO GENERAL HOSPITAL FOUNDATION (FOR THE SURVIVORS INTERNATIONAL TRAUMA RECOVERY CENTER AT USCF), THE BOSTON MEDICAL CENTER CORPORATION (FOR THE BOSTON CENTER FOR REFUGEE HEALTH AND HUMAN RIGHTS) AND THE NATIONAL DOMESTIC WORKERS ALLIANCE, INC. | MediumExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (10 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Y-JP MORGAN HIGH YIELD BD FD | $223,230 | $225,343 |
| Y-JP MORGAN INTL CURRENCY | $105,364 | $111,385 |
| Y-JP MORGAN SHORT DURATION BD | $446,831 | $444,460 |
| Y-BLACKROCK HIGH YIELD BOND | $330,000 | $330,000 |
| Z-BLACKROCK HIGH YIELD BOND | $72,265 | $75,741 |
| Y-DODGE AND COX INCOME FD | $545,000 | $545,403 |
| Z-GOLDMAN SACHS 0% 2/3/15 | $100,000 | $143,295 |
| Y-JPM CORE BOND FD | $282,431 | $279,266 |
| Y-JPM MULTI SECTOR INC FD | $335,128 | $340,695 |
| Y-JPM STRATEGIC INC OPPS | $349,089 | $357,196 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (138 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACE LTD | $8,815 | $14,805 |
| ADOBE SYSTEMS | $4,526 | $7,605 |
| ALEXION PHARM | $6,392 | $8,106 |
| ALLERGAN INC | $5,345 | $6,332 |
| ALLIANCE DATA SYSTEMS | $3,708 | $5,521 |
| AMAZON COM | $4,135 | $8,375 |
| ANADARKO PETROLEUM CORP | $7,423 | $8,011 |
| APACHE CORP | $6,210 | $6,703 |
| APPLE | $15,222 | $31,417 |
| ARBITRAGE FUND | $115,930 | $114,349 |
| ARCHER DANNIELS MIDLAND | $3,314 | $4,297 |
| ASTON FAIRPOINTE MID CAP | $165,291 | $218,578 |
| AUTOZONE | $5,112 | $7,647 |
| AVAGO TECH | $11,920 | $17,873 |
| BANK OF AMERICA | $17,585 | $21,362 |
| BARC BEN BRENT 9/29/14 | $60,000 | $60,990 |
| BIOGEN IDEC | $2,587 | $12,022 |
| BNP BREN MXEA 2/20/14 | $120,000 | $133,198 |
| BNP BREN MXEA 3/19/14 | $120,000 | $129,612 |
| BRISTOL MYERS SQUIBB | $15,576 | $20,250 |
| CAPITAL ONE FINANCIAL | $6,583 | $9,346 |
| CBS CORP | $6,804 | $8,222 |
| CELGENE CORP | $3,786 | $12,166 |
| CERNER CORP | $4,631 | $5,853 |
| CHENIERE ENERGY INC | $2,060 | $4,528 |
| CISCO SYSTEMS | $14,193 | $14,849 |
| CITIGROUP | $13,870 | $19,437 |
| COCA COLA | $8,402 | $8,716 |
| COMCAST | $9,752 | $20,734 |
| COSTCO WAREHOUSE | $5,225 | $5,118 |
| CSX CORP | $6,890 | $9,120 |
| CCVS CAREMARK CORP | $4,716 | $5,869 |
| DB MARKET PLUS ASIS 1/15/14 | $115,000 | $128,457 |
| DISH NETWORK | $5,535 | $8,572 |
| DOW CHEMICAL | $7,663 | $10,168 |
| EATON CORP | $5,435 | $5,557 |
| EATON VANCE FLT RT DL 1 | $287,694 | $294,262 |
| EBAY | $12,525 | $12,619 |
| EDGEWOOD GROWTH FUND | $201,614 | $401,232 |
| EMERSON ELECTRIC | $6,608 | $8,632 |
| EOG RESOURRCES | $2,176 | $3,357 |
| EQUINOX FDS | $706,000 | $711,420 |
| EXXON MOBIL | $15,296 | $18,216 |
| FLUOR | $12,894 | $18,386 |
| FREEPORT-MCMORAN COPPER & GOLD | $11,418 | $12,832 |
| GATEWAY FUNDS-Y | $542,202 | $571,625 |
| GENERAL MILLS | $5,350 | $6,987 |
| GENERAL MOTORS | $11,483 | $16,225 |
| $19,867 | $29,138 | |
| HARTFORD FINL SERVICES | $5,617 | $6,739 |
| HOME DEPOT | $9,187 | $16,221 |
| HONEYWELL INTL | $14,376 | $23,117 |
| HSBC FDS | $350,000 | $344,062 |
| HUMANA | $6,057 | $7,742 |
| INTERCONTINENTALEXCHANGE GRP | $7,750 | $10,796 |
| INVESCO LTD | $2,048 | $3,203 |
| ISHARES COHEN & STEERS REALTY MAJORS | $299,671 | $312,778 |
| ISHARES S&P MIDCAP 400 IND FD | $120,521 | $214,096 |
| JOHNSON & JOHNSON | $30,153 | $34,804 |
| JOHNSON CONTROLS | $6,503 | $9,644 |
| JP MORGAN INTL VALUE FD | $95,849 | $132,969 |
| JP MORGAN MARKET EXPANSION INDEX FD | $80,000 | $116,195 |
| JP MORGAN US LARGE CAP CORE PLUS FD | $183,095 | $395,977 |
| JPM EQUITY INCOME FD | $276,164 | $356,478 |
| JPM ENHANCED BETA DAILY RTN NOTE 11/27/18 | $120,000 | $122,268 |
| JPM REN SPX 9/4/14 | $120,000 | $130,464 |
| KLA TENCOR | $3,062 | $3,223 |
| LAM RESEARCH | $5,987 | $7,732 |
| LOWES COMPANIES | $6,728 | $15,757 |
| MARATHON OIL | $6,797 | $6,636 |
| MARATHON PETRO CORP | $3,135 | $3,302 |
| MARSH MCLENNAN | $4,996 | $5,513 |
| MASCO | $7,146 | $10,725 |
| MASTERCARD | $6,689 | $16,709 |
| MATTHEWS PACIFIC TIGER FD | $410,957 | $503,093 |
| MCKESSON | $7,758 | $7,747 |
| MERCK | $5,658 | $7,357 |
| METLIFE | $12,245 | $18,441 |
| METTLER TOLEDO INTL | $4,611 | $5,337 |
| MICROSOFT | $22,379 | $29,704 |
| MONDELEZ INTL (KRAFT FOODS) | $5,645 | $8,366 |
| MONSANTO | $10,014 | $10,839 |
| MORGAN STANLEY | $9,732 | $13,830 |
| NEXTERA ENERGY | $8,602 | $9,333 |
| NISOURCE | $5,404 | $6,083 |
| OCCIDENTAL PETROLEUM | $12,025 | $13,314 |
| OPPENHEIMER DEVELOPING MKTS | $115,000 | $121,673 |
| ORACLE CORP | $10,909 | $15,725 |
| PACCAR INC | $9,483 | $13,313 |
| PENTAIR LTD | $4,047 | $5,981 |
| PEPSICO | $8,326 | $9,372 |
| PERRIGO CO LTD | $8,980 | $9,054 |
| PHILIP MORRIS INTL | $9,198 | $9,497 |
| PHILLIPS 66 | $9,631 | $13,498 |
| PIMCO COMMODITY STRAT | $71,216 | $66,714 |
| PRICELINE.COM | $4,881 | $8,137 |
| PROCTER & GAMBLE | $10,150 | $13,433 |
| QEP RESOURCES | $5,532 | $5,211 |
| QUALCOMM | $12,418 | $16,409 |
| SCHLUMBERGER | $23,271 | $25,141 |
| SG LEV COMMODITY CBAN 4/2/14 | $120,000 | $115,536 |
| SPDR S&P 500 | $597,981 | $839,970 |
| STATE STREET CORP | $7,046 | $8,733 |
| TIMES SQUARE MID CAP GROWTH FD | $287,146 | $432,975 |
| TIME WARNER CABLE | $4,763 | $5,691 |
| TIME WARNER INC | $14,499 | $29,701 |
| UNITED TECH CORP | $18,314 | $29,247 |
| UNITEDHEALTH GROUP INC | $13,142 | $17,394 |
| UNITED CONTINENTAL HLDGS | $5,123 | $5,031 |
| VANGUARD FTSE EUROPE | $92,416 | $116,130 |
| VERIZON COMM | $4,553 | $7,911 |
| VERTEX PHARMACEUTICALS | $1,537 | $3,641 |
| WALT DISNEY | $8,908 | $10,237 |
| WELLS FARGO | $16,600 | $27,013 |
| WILLIAMS COMPANIES | $7,268 | $8,524 |
| YUM BRANDS | $6,759 | $12,173 |
| Z-ALLIANZGI CONVERTIBLE | $50,025 | $50,292 |
| Z-AQR MULTI STRGT ALTERNATIVE | $53,048 | $53,184 |
| Z-ASG MANAGED FUTURES STRATEGY | $50,317 | $54,332 |
| Z-CGM TRUST REALTY FD | $103,435 | $111,235 |
| Z-DIMENSIONAL ADV EMERGING MKTS | $55,086 | $53,882 |
| Z-DODGE AND COX INTL STOCK | $101,789 | $111,054 |
| Z-DOUBLELINE TOTAL RETURN BOND | $79,838 | $75,187 |
| Z-DWS RREF REAL ESTATE SEC | $106,860 | $100,024 |
| Z-GUGGENHEIM FLOAT RATE | $76,225 | $76,456 |
| Z-GWK SMALL CAP EQUITY | $40,025 | $40,065 |
| Z-HARBOR INTL INST FD | $178,164 | $211,079 |
| Z-HARDING LOEVNER EMERGING MRKTS | $101,637 | $110,964 |
| Z-ISHARES RUSSELL 2000 INDEX FD | $80,079 | $113,053 |
| Z-JOHN HANCOCK GL ABSO RTN STRATS | $50,025 | $50,090 |
| Z-JPM STRATEGIC INC OPPS | $191,043 | $213,327 |
| Z-PIMCO COMMODITY REAL RTN | $136,104 | $105,475 |
| Z-PIMCO EMERGING LOCAL BOND | $53,414 | $45,867 |
| Z-TOUCHSTONE SANDS CAP SEL GROWTH | $138,663 | $230,936 |
| Z-VANGUARD INTL EQUITY-EMERGING MRKTS | $99,455 | $93,799 |
| Z-WASATCH FRONTIER EMERG SM CAP | $50,087 | $51,749 |
| Z-WELLS FARGO INTRINSIC VALUE | $176,112 | $211,872 |
| ZZ-REMAINING AMOUNT OF FMV OVER COST CONTRIBUTED ASSETS | $171,584 | $0 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | QUARLES & BRADY LLP-ATTORNEY FEES | CategoryTxt |
| Legal Fees | $10,236 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,236 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ILLINOIS FILING FEE | Desc |
| Revenue And Expenses Per Books | $15 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $15 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEDERAL TAX REFUND | Description |
| Amount | $21,500 | Amount |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| JP MORGAN CHASE-AGENCY FEES & EXPENSES | $54,404 | $54,404 | $0 |
| FIDELITY-INVESTMENT MGR FEES | $11,195 | $11,195 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES PAID | $2,781 | $2,781 | $0 |
| FEDERAL TAXES PAID | $780 | $0 | $0 |