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CHICAGO SYMPHONY ORCHESTRA: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization
CHICAGO SYMPHONY ORCHESTRA (EIN 36-2167823)
Tax period
2012-07-01 to 2013-06-30
Filed
2014-05-08
IRS object ID
201401289349301315
Schema version
2012v2.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2014-05-08T11:31:15-05:00Timestamp
Tax Period End Date2013-06-30TaxPeriodEndDate

Preparer Firm PreparerFirm

FieldValueIRS element (for citing)
EIN420714325EIN

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1McGladrey LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line11 S Wacker Drive Ste 800AddressLine1
CityChicagoCity
StateILState
ZIP Code60606ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2012-07-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN362167823EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1Chicago Symphony OrchestraBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlCHICNameControl
Phone3122943333Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1220 S Michigan AvenueAddressLine1
CityChicagoCity
StateILState
ZIP Code606042559ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameDeborah F RutterName
TitlePresidentTitle
Phone3122943210Phone
Date Signed2014-05-08DateSigned

Preparer Preparer

FieldValueIRS element (for citing)
NameZack FortschName
PTINP00052725PTIN
Phone3126343400Phone
FieldValueIRS element (for citing)
Tax Year2012TaxYear
Build TS2015-11-30 17:44:51ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonDeborah F RutterNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1220 S Michigan AvenueAddressLine1
CityChicagoCity
StateILState
ZIP Code606042559ZIPCode
FieldValueIRS element (for citing)
Gross Receipts138516731GrossReceipts
Group Return For Affiliates0GroupReturnForAffiliates
Organization501c3XOrganization501c3
Web Sitewww.cso.orgWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1890YearFormation
State Legal DomicileILStateLegalDomicile
Activity Or Mission DescriptionTo present classical music to Chicago, national and international audiences.ActivityOrMissionDescription
Nbr Voting Members Governing Body145NbrVotingMembersGoverningBody
Nbr Independent Voting Members133NbrIndependentVotingMembers
Total Nbr Employees1150TotalNbrEmployees
Total Nbr Volunteers862TotalNbrVolunteers
Total Gross UBI-221630TotalGrossUBI
Net Unrelated Business Txbl Income-295990NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year34854034ContributionsGrantsPriorYear
Contributions Grants Current Year51315546ContributionsGrantsCurrentYear
Program Service Revenue Prior Year32058324ProgramServiceRevenuePriorYear
Program Service Revenue CY31623089ProgramServiceRevenueCY
Investment Income Prior Year11093253InvestmentIncomePriorYear
Investment Income Current Year19458581InvestmentIncomeCurrentYear
Other Revenue Prior Year346012OtherRevenuePriorYear
Other Revenue Current Year88780OtherRevenueCurrentYear
Total Revenue Prior Year78351623TotalRevenuePriorYear
Total Revenue Current Year102485996TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year604506GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY670924GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year45248355SalariesEtcPriorYear
Salaries Etc Current Year47181438SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year603652TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY629380TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year4354765TotalFundrsngExpCurrentYear
Other Expense Prior Year33599159OtherExpensePriorYear
Other Expenses Current Year32224165OtherExpensesCurrentYear
Total Expenses Prior Year80055672TotalExpensesPriorYear
Total Expenses Current Year80705907TotalExpensesCurrentYear
Revenues Less Expenses Prior Year-1704049RevenuesLessExpensesPriorYear
Revenues Less Expenses CY21780089RevenuesLessExpensesCY
Total Assets BOY436051982TotalAssetsBOY
Total Assets EOY473483741TotalAssetsEOY
Total Liabilities BOY220777276TotalLiabilitiesBOY
Total Liabilities EOY207424758TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY215274706NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY266058983NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionThe central mission of the Chicago Symphony Orchestra Association is to present classical music through the Chicago Symphony Orchestra to Chicago, national and international audiences.The mission is supported by four mutually reinforcing elements:Artistic excellence: continued international preeminence in the field of orchestral excellenceAudience development: leading audience development initiativesEducation: superior education and community programsFinancial stability: fiscal responsibility for long-term stabilityMissionDescription
Significant New Program Services0SignificantNewProgramServices
Significant Change0SignificantChange
Expense50242797Expense
Revenue25285365Revenue
DescriptionChicago Symphony Orchestra Concerts -- During the 2012/13 season, the CSO presented 175 performances for more than 474,000 patrons. Three world premieres and four commissions were included in the repertoire. The CSO touring schedule included two concerts in Mexico, nine concerts across Asia, three concerts at Carnegie Hall in NY, and one concert each in Ann Arbor, MI, and Champaign, IL. The free Concert for Chicago led by Maestro Muti was held at Chicago's downtown Millennium Park for an audience of 7,000. The CSO piloted activities in DuPage County, selling more than 11,000 tickets for a four-day residency including concerts and family programs. Contracted by the Ravinia Festival Association for an annual summer residency at Ravinia Park, the CSO performed 22 concerts for more than 67,000 patrons.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense5251862Expense
Revenue3835818Revenue
DescriptionSymphony Center Presents Concerts -- Symphony Center Presents is the CSO's guest artist series featuring well-known classical artists, as well as musicians from outside the classical genre, at Symphony Center. Approximately 50 concerts were presented during the fiscal year, selling more than 81,000 tickets to jazz, chamber music, orchestra, piano, and new music events. These concerts featured both established artistic leaders and up-and-coming musicians, and welcomed diverse audiences to hear a wide variety of musical styles. SCP programs include an Orchestra series, Chamber series, Piano series, and Jazz at Symphony Center. SCP Jazz is one of the most comprehensive and widely-heralded jazz series in the country, spotlighting some of the world's most famous jazz artists.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense3855943Expense
Revenue540385Revenue
DescriptionEducation Concerts and Activities -- The CSO's Institute for Learning, Access and Training conducts more than 20 annual programs sharing music's transformative power with youth, schools, teachers, families, seniors, and underserved populations. More than 100,000 children experienced music education and concert activities in 2012/13, and more than 600 teachers, musicians, teaching artists, and volunteers were trained to share music with students and communities. The Institute conducted over 450 in-school programs, including events in Chicago Public Schools and juvenile detention facilities. Free tickets and transportation was offered to traditionally underserved communities, and free concerts in schools, parks and community venues demonstrate the importance of music as a part of everyday life.Description

Activity Other ActivityOther (9 entries)

ExpenseExpenseGrantsGrantsRevenueRevenueDescriptionDescription
192764567092459815Civic Orchestra Concerts -- The Civic Orchestra of Chicago is the only pre-professional orchestra of its type associated with a major American orchestra. Preparing young musicians for success in today's diverse professional music landscape, the Civic offers world-class training in performance protocol under the guidance of some of the most prominent artistic leaders in the world, including CSO musicians, Yo-Yo Ma, and conductors and guest artists featured in the CSO season. During the 2012/13 season, the Civic Orchestra of Chicago reached a total of approximately 23,000 audience members through concerts at Symphony Center, community venues, neighborhood and school engagement events, and special public performances. The 2012/13 season marked the pilot of the Artistic Challenge, a season-long curricular enhancement issued by Yo-Yo Ma, challenging musicians to gain more meaningful ownership over repertoire and communication with audiences. To date, more than 700 Civic alumni have earned professional positions with some of the top orchestras across the globe. During the 2012/13 season, four Civic musicians and recent alumni earned positions with professional ensembles.
133714Retail Sales - Music-related merchandise is available for purchase at The Symphony Store.
301149Rentals and Commissions - A Club is available to donors for dining prior to CSO concerts.
930298813955Rentals and Commissions - Performance space provided to Chicagoland arts organizations.
192846226281Rentals and Commissions - Restaurant provided to donors for dining prior to or after concerts.
114399513226Rentals and Commissions - Parking lot provided for audiences' convenience to attend concerts.
19644990934Rentals and Commissions - Concessions are provided for audiences attending concerts.
1327902257310Media and Royalty - Radio Broadcast series, In-house recording label, audio recordings in compact disc and digital download formats.
147560Other Program Services - Includes new program initiatives.
FieldValueIRS element (for citing)
Total Of Other Program Service Exp5271962TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt670924TotalOfOtherProgramServiceGrnt
Total Of Other Program Service Rev1961521TotalOfOtherProgramServiceRev
Total Program Service Expense64622564TotalProgramServiceExpense
Described In501 C31DescribedIn501C3
Schedule B Required1ScheduleBRequired
Political Activities0PoliticalActivities
Lobbying Activities1LobbyingActivities
Subject To Proxy Tax0SubjectToProxyTax
Donor Advised Funds0DonorAdvisedFunds
Conservation Easements0ConservationEasements
Collections Of Art0CollectionsOfArt
Credit Counseling0CreditCounseling
Term Or Permanent Endowments1TermOrPermanentEndowments
Report Land Bldg Equip1ReportLandBldgEquip
Report Invest Oth Securities1ReportInvestOthSecurities
Report Prog Rel Invest0ReportProgRelInvest
Report Other Assets0ReportOtherAssets
Report Other Liabilities1ReportOtherLiabilities
Report Fin48 Footnote1ReportFin48Footnote
Independent Audit Financial Stmt1IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt0ConsolidatedAuditFinancialStmt
School0School
Foreign Office0ForeignOffice
Foreign Activities1ForeignActivities
More Than5000 K To Organizations0MoreThan5000KToOrganizations
More Than5000 K To Individuals0MoreThan5000KToIndividuals
Professional Fundraising1ProfessionalFundraising
Fundraising Activities1FundraisingActivities
Gaming0Gaming
Hospital0Hospital
Grants To Organizations0GrantsToOrganizations
Grants To Individuals1GrantsToIndividuals
Schedule J Required1ScheduleJRequired
Tax Exempt Bonds1TaxExemptBonds
Invest Tax Exempt Bonds0InvestTaxExemptBonds
Escrow Account0EscrowAccount
On Behalf Of Issuer0OnBehalfOfIssuer
Excess Benefit Transaction0ExcessBenefitTransaction
Prior Excess Benefit Transaction0PriorExcessBenefitTransaction
Loan To Officer Or DQP0LoanToOfficerOrDQP
Grant To Related Person0GrantToRelatedPerson
Bsnss Rltnshp With Organization0BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member1BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp1OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions1DeductibleNonCashContributions
Deductible Contributions Of Art0DeductibleContributionsOfArt
Terminated0Terminated
Partial Liquidation0PartialLiquidation
Disregarded Entity0DisregardedEntity
Related Entity0RelatedEntity
Related Org Controlled Entity0RelatedOrgControlledEntity
Transfers To Exempt Non Chrtbl Org0TransfersToExemptNonChrtblOrg
Activities Conducted Partnership0ActivitiesConductedPartnership
Schedule O Required1ScheduleORequired
Number Forms Transmitted With1096239NumberFormsTransmittedWith1096
Number W2 G Included1NumberW2GIncluded
Compliance With Backup Witholding1ComplianceWithBackupWitholding
Number Of Employees1150NumberOfEmployees
Employment Tax Returns Filed1EmploymentTaxReturnsFiled
Unrelated Business Income1UnrelatedBusinessIncome
Form990-T Filed1Form990-TFiled
Foreign Financial Account0ForeignFinancialAccount
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTrans
Taxable Party Notification0TaxablePartyNotification
Non Deductible Contributions0NonDeductibleContributions
Quid Pro Quo Contributions1QuidProQuoContributions
Quid Pro Quo Disclosure1QuidProQuoDisclosure
Form8282 Property Disposed Of0Form8282PropertyDisposedOf
Funds To Pay Premiums0FundsToPayPremiums
Premiums Paid0PremiumsPaid
Indoor Tanning Services0IndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members145NbrVotingGoverningBodyMembers
Number Independent Voting Members133NumberIndependentVotingMembers
Family Or Business Relationship1FamilyOrBusinessRelationship
Delegation Of Management Duties0DelegationOfManagementDuties
Changes To Organizing Docs0ChangesToOrganizingDocs
Material Diversion Or Misuse0MaterialDiversionOrMisuse
Members Or Stockholders1MembersOrStockholders
Election Of Board Members1ElectionOfBoardMembers
Decisions Subject To Approval0DecisionsSubjectToApproval
Minutes Of Governing Body1MinutesOfGoverningBody
Minutes Of Committees1MinutesOfCommittees
Officer Mailing Address0OfficerMailingAddress
Local Chapters0LocalChapters
Form990 Provided To Governing Body0Form990ProvidedToGoverningBody
Conflict Of Interest Policy1ConflictOfInterestPolicy
Annual Disclosure Covered Persons1AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement1RegularMonitoringEnforcement
Whistleblower Policy1WhistleblowerPolicy
Document Retention Policy1DocumentRetentionPolicy
Compensation Process CEO1CompensationProcessCEO
Compensation Process Other1CompensationProcessOther
Investment In Joint Venture0InvestmentInJointVenture
States Where Copy Of Return Is FiledILStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledWAStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

FieldValueIRS element (for citing)
Business Name Line1Isabelle C Goossen VP and CFOBusinessNameLine1
FieldValueIRS element (for citing)
Telephone Number3122943301TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1220 S Michigan AvenueAddressLine1
CityChicagoCity
StateILState
ZIP Code606042559ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (159 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationHighest Compensated EmployeeHighestCompensatedEmployee
Deborah F Rutter
President40.00XX550481032945
Jay L Henderson
Chairman2.10XX000
Frank M Clark
Vice Chairman1.00XX000
Joyce T Green
Vice Chairman0.70XX000
Robert A Kohl
Vice Chairman1.30XX000
Jane DiRenzo Pigott
Vice Chairman1.10XX000
Frederick H Waddell
Vice Chairman1.10XX000
Scott C Smith
Treasurer1.00XX000
James L Alexander
Life Trustee0.10X000
Mrs Robert A Beatty
Life Trustee0.30X000
Marshall Bennett
Life Trustee0.10X000
Melvyn Bergstein
Life Trustee0.10X000
Arnold M Berlin
Life Trustee0.30X000
William G Brown
Life Trustee0.10X000
Matthew Bucksbaum
Life Trustee0.10X000
Dean L Buntrock
Life Trustee0.10X000
Robert N Burt
Life Trustee0.10X000
Richard H Cooper
Life Trustee0.10X000
James S Crown
Life Trustee0.10X000
Mrs Robert Crown
Life Trustee0.10X000
Anthony T Dean
Life Trustee0.10X000
John A Edwardson
Life Trustee0.10X000
Sidney Epstein
Life Trustee0.10X000
Thomas J Eyerman
Life Trustee0.10X000
James B Fadim
Life Trustee0.10X000
David W Fox Sr
Life Trustee0.10X000
Richard J Franke
Life Trustee0.10X000
Cyrus F Freidheim Jr
Life Trustee0.20X000
H Laurance Fuller
Life Trustee0.10X000
Mrs Robert W Galvin
Life Trustee0.10X000
Paul C Gignilliat
Life Trustee0.30X000
William A Goldstein
Life Trustee0.30X000
Howard L Gottlieb
Life Trustee0.10X000
Mrs Richard H Gottlieb
Life Trustee0.30X000
Chester A Gougis
Life Trustee0.50X000
Richard Gray
Life Trustee0.40X000
Joan W Harris
Life Trustee0.20X000
Thomas C Heagy
Life Trustee0.10X000
Ben W Heineman
Life Trustee0.10X000
Debora de Hoyos
Life Trustee0.30X000
Mrs Roger B Hull
Life Trustee0.10X000
Judith W Istock
Life Trustee0.30X000
William R Jentes
Life Trustee0.30X000
Paul R Judy
Life Trustee0.10X000
Richard B Kapnick
Life Trustee0.10X000
Donald G Kempf Jr
Life Trustee0.10X000
George D Kennedy
Life Trustee0.10X000
Mrs John C Kern
Life Trustee0.30X000
John A Koten
Life Trustee0.10X000
Fred A Krehbiel
Life Trustee0.10X000
Charles Ashby Lewis
Life Trustee0.30X000
Eva F Lichtenberg
Life Trustee0.20X000
John S Lillard
Life Trustee0.10X000
Donald G Lubin
Life Trustee0.10X000
James W Mabie
Life Trustee0.70X000
R Eden Martin
Life Trustee0.10X000
Arthur C Martinez
Life Trustee0.10X000
Judith W McCue
Life Trustee0.70X000
Lester H McKeever
Life Trustee0.10X000
Newton N Minow
Life Trustee0.10X000
John D Nichols
Life Trustee0.10X000
James J O'Connor
Life Trustee0.30X000
William A Osborn
Life Trustee0.50X000
Mrs Albert Pawlick
Life Trustee0.20X000
Richard Pigott
Life Trustee0.10X000
Mrs Neil K Quinn
Life Trustee0.10X000
John M Richman
Life Trustee0.10X000
John W Rogers Jr
Life Trustee0.20X000
Mrs Ward C Rogers
Life Trustee0.10X000
Frank A Rossi
Life Trustee0.20X000
Cynthia M Sargent
Life Trustee0.40X000
John R Schmidt
Life Trustee0.10X000
Irving Seaman Jr
Life Trustee0.10X000
Thomas C Sheffield Jr
Life Trustee0.10X000
Rita Simo
Life Trustee0.30X000
Robert C Spoerri
Life Trustee0.10X000
William C Steinmetz
Life Trustee0.70X000
Carl W Stern
Life Trustee0.60X000
Richard J Stern
Life Trustee0.10X000
Roger W Stone
Life Trustee0.10X000
William H Strong
Life Trustee0.10X000
Louis C Sudler Jr
Life Trustee0.10X000
Richard L Thomas
Life Trustee0.20X000
Peggy Y Thomson
Life Trustee0.10X000
Richard P Toft
Life Trustee0.30X000
Charles A Tribbett
Life Trustee0.10X000
James Weiss
Life Trustee0.10X000
R John Aalbregtse
Trustee0.30X000
William Adams IV
Trustee0.70X000
Anthony K Anderson
Trustee0.60X000
Douglas J Bade
Trustee0.30X000
Wayne D Boberg
Trustee0.10X000
Laurence O Booth
Trustee0.40X000
Kay Bucksbaum
Trustee0.50X000
Leslie Henner Burns
Trustee0.10X000
Gregory C Case
Trustee0.10X000
Bruce E Clinton
Trustee0.30X000
Richard Colburn
Trustee0.20X000
Michelle L Collins
Trustee0.60X000
Ellen M Costello
Trustee0.30X000
Daniel J Doherty
Trustee0.30X000
Charles Douglas
Trustee0.50X000
Rick Fezell
Trustee0.10X000
Mark D Gerstein
Trustee0.30X000
Joseph B Glossberg
Trustee0.40X000
Richard C Godfrey
Trustee0.10X000
Thomas M Goldstein
Trustee0.50X000
Mary Louise Gorno
Trustee0.70X000
Mary Winton Green
Trustee0.10X000
Joseph A Gregoire
Trustee0.20X000
Anne Dias Griffin
Trustee0.20X000
Dietrich Gross
Trustee0.30X000
David P Hackett
Trustee0.20X000
John H Hart
Trustee0.30X000
Susan R Kiphart
Trustee0.20X000
Joseph A Konen
Trustee0.40X000
Josef Lakonishok
Trustee0.20X000
Patty Lane
Trustee0.30X000
Susan C Levy
Trustee0.30X000
John Livingston
Trustee0.10X000
John F Manley
Trustee0.20X000
Ling Z Markovitz
Trustee0.30X000
Alan R May
Trustee0.10X000
Peter D McDonald
Trustee0.90X000
Alfred L McDougal
Trustee0.30X000
Mark G McGrath
Trustee0.80X000
David E McNeel
Trustee0.40X000
Christopher Melvin
Trustee0.10X000
Linda Neuman
Trustee0.10X000
Sylvia Niel
Trustee0.40X000
Jose Luis Prado
Trustee0.10X000
John M Pratt
Trustee0.60X000
Dr Irwin Press
Trustee0.20X000
W Robert Reum
Trustee0.80X000
Norbert G Riedel
Trustee0.10X000
Alexander I Rorke
Trustee0.30X000
Jerry Rose
Trustee0.30X000
Burton X Rosenberg
Trustee0.30X000
Earl J Rusnak
Trustee0.60X000
Alejandro Silva
Trustee0.50X000
Raymond Skilling
Trustee0.10X000
Walter Snodell
Trustee0.20X000
David B Speer
Trustee0.10X000
Russ M Strobel
Trustee1.00X000
Hugh D Sullivan
Trustee0.10X000
Nasrin Thierer
Trustee0.20X000
Penny Van Horn
Trustee0.30X000
William A Von Hoene Jr
Trustee0.10X000
Eric E Whitaker
Trustee0.20X000
Paul Wiggin
Trustee0.90X000
Helen Zell
Trustee0.30X000
Isabelle Goossen
Assistant Treasurer40.00X219338016524
Karen Lewis Alexander
VP for Development40.00X293162032475
Karen Rahn
Secretary40.00X66393023035
Riccardo Muti
Music Director40.00105333300X
Robert Chen
Concertmaster40.00507470046363X
John Sharp
Principal Cello40.00312309051630X
Mathieu Dufour
Principal Flute40.00288592022538X
Stephen R Williamson
Principal Clarinet40.00269785040243X
FieldValueIRS element (for citing)
Total Reportable Comp From Org3560863TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation265753TotalOtherCompensation
Number Individuals GT100 K133NumberIndividualsGT100K
Formers Listed0FormersListed
Total Comp GT150 K1TotalCompGT150K
Compensation From Other Sources0CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
Riccardo Muti
220 S Michigan AvenueChicagoIL606042559Artist Performances1451003
Opus 3 Artists
470 Park Ave South 9th Floor NorthNew YorkNY10016Artist Performances1010833
SD&A Teleservices Inc
5757 W Century BlvdLos AngelesCA90045Telemarketing & Telefundraising963585
Gemini Graphics Inc
860 West Lake StreetRoselleIL601722891Printing Services676601
Sound Postings
11 Water Street Suite 2BArlingtonMA02476Creative Consultant610703
FieldValueIRS element (for citing)
Number Of Contractors GT100 K38NumberOfContractorsGT100K
Fundraising Events1287730FundraisingEvents
Government Grants201000GovernmentGrants
All Other Contributions49826816AllOtherContributions
Noncash Contributions7323557NoncashContributions
Total Contributions51315546TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncomeExclusionExclusionAmount
Ticket Sales7111902230745522307455
Performance Fees71119068429376842937
Facility Rental Revenue711190813955813955
Other Program Related Revenue711190533752533752
Parking Lot Rental Revenue711190513226$513,226

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

FieldValueIRS element (for citing)
Total Revenue Column611764TotalRevenueColumn
Related Or Exempt Function Income81554RelatedOrExemptFunctionIncome
Exclusion$530,210ExclusionAmount
FieldValueIRS element (for citing)
Total Program Service Revenue31623089TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column4809674TotalRevenueColumn
Exclusion$4,809,674ExclusionAmount

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real238624Real

Less Rental Expenses LessRentalExpenses

FieldValueIRS element (for citing)
Real514377Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real-275753Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column-275753TotalRevenueColumn
Unrelated Business Revenue-275753UnrelatedBusinessRevenue

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities49088203Securities
Other2412Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities34419492Securities
Other22216Other

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities14668711Securities
Other-19804Other

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column14648907TotalRevenueColumn
Unrelated Business Revenue7532UnrelatedBusinessRevenue
Exclusion$14,641,375ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events1048146GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events1287730CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses874079FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column174067TotalRevenueColumn
Exclusion$174,067ExclusionAmount
FieldValueIRS element (for citing)
Gross Sales Of Inventory391037GrossSalesOfInventory
Cost Of Goods Sold200571CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column190466TotalRevenueColumn
Related Or Exempt Function Income143875RelatedOrExemptFunctionIncome
Unrelated Business Revenue46591UnrelatedBusinessRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column102485996TotalRevenueColumn
Related Or Exempt Function Income30723528RelatedOrExemptFunctionIncome
Unrelated Business Revenue-221630UnrelatedBusinessRevenue
Exclusion$20,668,552ExclusionAmount
FieldValueIRS element (for citing)
Info In Schedule O Part IXXInfoInScheduleOPartIX

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total670924Total
Program Services670924ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total1245786Total
Management And General918542ManagementAndGeneral
Fundraising327244Fundraising

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total36313442Total
Program Services31926276ProgramServices
Management And General2743306ManagementAndGeneral
Fundraising1643860Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total3102933Total
Program Services2789395ProgramServices
Management And General192570ManagementAndGeneral
Fundraising120968Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total4281684Total
Program Services3679440ProgramServices
Management And General384024ManagementAndGeneral
Fundraising218220Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total2237593Total
Program Services1810890ProgramServices
Management And General284282ManagementAndGeneral
Fundraising142421Fundraising

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total133449Total
Program Services46340ProgramServices
Management And General86021ManagementAndGeneral
Fundraising1088Fundraising

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total108665Total
Management And General108665ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total629380Total
Fundraising629380Fundraising

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total9447566Total
Program Services8551619ProgramServices
Management And General831868ManagementAndGeneral
Fundraising64079Fundraising

Advertising Advertising

FieldValueIRS element (for citing)
Total4898709Total
Program Services4414243ProgramServices
Management And General134533ManagementAndGeneral
Fundraising349933Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total881152Total
Program Services598630ProgramServices
Management And General136795ManagementAndGeneral
Fundraising145727Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total354336Total
Program Services195235ProgramServices
Management And General85910ManagementAndGeneral
Fundraising73191Fundraising

Occupancy Occupancy

FieldValueIRS element (for citing)
Total2471297Total
Program Services1971034ProgramServices
Management And General242663ManagementAndGeneral
Fundraising257600Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total2515429Total
Program Services2382672ProgramServices
Management And General57129ManagementAndGeneral
Fundraising75628Fundraising

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total191458Total
Program Services88448ProgramServices
Management And General31424ManagementAndGeneral
Fundraising71586Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total4779784Total
Management And General4779784ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total3983466Total
Program Services3713258ProgramServices
Management And General270208ManagementAndGeneral

Insurance Insurance

FieldValueIRS element (for citing)
Total256976Total
Management And General256976ManagementAndGeneral

Other Expenses OtherExpenses (3 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneralFundraisingFundraising
Equipment Rental & Main994568994568
Music & Instrument Rent327814246056804631295
Music License Fees297951297951

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Total581545Total
Program Services245585ProgramServices
Management And General103415ManagementAndGeneral
Fundraising232545Fundraising

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total80705907Total
Program Services64622564ProgramServices
Management And General11728578ManagementAndGeneral
Fundraising4354765Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY1304590BOY
EOY854143EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY9957981BOY
EOY8839443EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY14235283BOY
EOY28858997EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY553576BOY
EOY374850EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY192982BOY
EOY170942EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY2762411BOY
EOY2699067EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis172712772LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec69451598LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY105309960BOY
EOY103261174EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY181886681BOY
EOY215650370EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY119848518BOY
EOY112774755EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY436051982BOY
EOY473483741EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY4613753BOY
EOY5832435EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY13139868BOY
EOY13348325EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY145515000BOY
EOY145515000EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY57508655BOY
EOY42728998EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY220777276BOY
EOY207424758EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY96621388BOY
EOY128609421EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY37274082BOY
EOY44364430EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY81379236BOY
EOY93085132EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY215274706BOY
EOY266058983EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY436051982BOY
EOY473483741EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses21780089ReconcilationRevenueExpenses
Reconciliation Unrealized Invest14432350ReconciliationUnrealizedInvest
Reconcilation Other Changes14571838ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or Review0AccountantCompileOrReview
FS Audited1FSAudited

FS Audited Basis FSAuditedBasis

FieldValueIRS element (for citing)
Financial Statement SeparateXFinancialStatementSeparate
FieldValueIRS element (for citing)
Audit Committee1AuditCommittee
Federal Grant Audit Required0FederalGrantAuditRequired

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Publicly Supported Org170b1 AviXPubliclySupportedOrg170b1Avi

Gifts Grants Contrib Received170 GiftsGrantsContribReceived170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years26094618CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years32552630CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years25179692CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year34854034CurrentTaxYearMinus1Year
Current Tax Year51315546CurrentTaxYear
Total169996520Total

Total170 Total170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years26094618CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years32552630CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years25179692CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year34854034CurrentTaxYearMinus1Year
Current Tax Year51315546CurrentTaxYear
Total169996520Total
FieldValueIRS element (for citing)
Amounts Subst Contributors Total18015001AmountsSubstContributorsTotal
Public Support Total170151981519PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years6054823CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years4692098CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years4811919CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year4794643CurrentTaxYearMinus1Year
Current Tax Year4809674CurrentTaxYear
Total25163157Total
FieldValueIRS element (for citing)
Total Support195159677TotalSupport
Gross Receipts From Admissions Etc159806358GrossReceiptsFromAdmissionsEtc
Public Support Pertcentage1700.77880PublicSupportPertcentage170
Public Support Pertcent Prior Year0.77430PublicSupportPertcentPriorYear
Thirty Three Percnt Tests CY170XThirtyThreePercntTestsCY170

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Political Expenditures0PoliticalExpenditures

Total Direct Lobbying TotalDirectLobbying

FieldValueIRS element (for citing)
Filing Organizations Totals0FilingOrganizationsTotals

Total Lobbying Expenditures TotalLobbyingExpenditures

FieldValueIRS element (for citing)
Filing Organizations Totals0FilingOrganizationsTotals

Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures

FieldValueIRS element (for citing)
Filing Organizations Totals80114642FilingOrganizationsTotals

Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures

FieldValueIRS element (for citing)
Filing Organizations Totals80114642FilingOrganizationsTotals

Lobbying Nontaxable LobbyingNontaxableAmount

FieldValueIRS element (for citing)
Filing Organizations Totals1000000FilingOrganizationsTotals

Grassroots Nontaxable GrassrootsNontaxableAmount

FieldValueIRS element (for citing)
Filing Organizations Totals250000FilingOrganizationsTotals

Tot Lobbying Grassroot Minus Non Tx TotLobbyingGrassrootMinusNonTx

FieldValueIRS element (for citing)
Filing Organizations Totals0FilingOrganizationsTotals

Tot Lobby Expend Mns Lobbying Nontx TotLobbyExpendMnsLobbyingNontx

FieldValueIRS element (for citing)
Filing Organizations Totals0FilingOrganizationsTotals

Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2

FieldValueIRS element (for citing)
Current Year Minus31000000CurrentYearMinus3
Current Year Minus21000000CurrentYearMinus2
Current Year Minus11000000CurrentYearMinus1
Current Year1000000CurrentYear
Total4000000Total
FieldValueIRS element (for citing)
Lobbying Ceiling$6,000,000LobbyingCeilingAmount

Total Lobbying Expenditures2 TotalLobbyingExpenditures2

FieldValueIRS element (for citing)
Current Year Minus3274CurrentYearMinus3
Current Year Minus2351CurrentYearMinus2
Current Year Minus131CurrentYearMinus1
Current Year0CurrentYear
Total656Total

Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2

FieldValueIRS element (for citing)
Current Year Minus3250000CurrentYearMinus3
Current Year Minus2250000CurrentYearMinus2
Current Year Minus1250000CurrentYearMinus1
Current Year250000CurrentYear
Total1000000Total
FieldValueIRS element (for citing)
Grassroots Ceiling$1,500,000GrassrootsCeilingAmount

Schedule D IRS990ScheduleD

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance233705000BeginningOfYearBalance
Contributions13015000Contributions
Investment Earnings Or Losses26251000InvestmentEarningsOrLosses
Other Expenditures11288000OtherExpenditures
Administrative Expenses21000AdministrativeExpenses
End Of Year Balance261662000EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance241339000BeginningOfYearBalance
Contributions7111000Contributions
Investment Earnings Or Losses-3905000InvestmentEarningsOrLosses
Other Expenditures10840000OtherExpenditures
End Of Year Balance233705000EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

FieldValueIRS element (for citing)
Beginning Of Year Balance208656000BeginningOfYearBalance
Contributions3964000Contributions
Investment Earnings Or Losses39706000InvestmentEarningsOrLosses
Other Expenditures10987000OtherExpenditures
End Of Year Balance241339000EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

FieldValueIRS element (for citing)
Beginning Of Year Balance190895000BeginningOfYearBalance
Contributions3503000Contributions
Investment Earnings Or Losses25481000InvestmentEarningsOrLosses
Other Expenditures11223000OtherExpenditures
End Of Year Balance208656000EndOfYearBalance

Current Year Minus4 Years CurrentYearMinus4Years

FieldValueIRS element (for citing)
Beginning Of Year Balance232001000BeginningOfYearBalance
Contributions8476000Contributions
Investment Earnings Or Losses-38454000InvestmentEarningsOrLosses
Other Expenditures11125000OtherExpenditures
Administrative Expenses3000AdministrativeExpenses
End Of Year Balance190895000EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.54230BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.10190PermanentEndowmentEOYBalance
Term Endowment EOY Balance0.35580TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs1EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs0EndowmentsHeldByRelatedOrgs

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis25475169OtherCostOrOtherBasis
Book Value25475169BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis125038581OtherCostOrOtherBasis
Depreciation56678504Depreciation
Book Value68360077BookValue

Leasehold Improvements LeaseholdImprovements

FieldValueIRS element (for citing)
Other Cost Or Other Basis199537OtherCostOrOtherBasis
Depreciation56370Depreciation
Book Value143167BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis9626420OtherCostOrOtherBasis
Depreciation7949122Depreciation
Book Value1677298BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis12373065OtherCostOrOtherBasis
Depreciation4767602Depreciation
Book Value7605463BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings103261174TotalOfBookValueLandBuildings

Other Securities OtherSecurities (6 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
Alternative investments - Absolute return42011685F
Alternative investments - Hedged equities42039759F
Alternative investments - Private equity15285444F
Real assets11303899F
Held in trust2133953F
Other15F
FieldValueIRS element (for citing)
Total Of Book Value Securities112774755TotalOfBookValueSecurities

Other Liabilities OtherLiabilities (3 entries)

DescriptionDescriptionAmountAmount
Pension benefits$22,577,236
Other long-term liabilities$1,185,010
Interest rate swap contracts$18,966,752
FieldValueIRS element (for citing)
Total Of Amounts42728998TotalOfAmounts
Footnote In Part XIIIXFootnoteInPartXIII
Tot Revenue Etc Audited Fincl Stmt133198324TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments14432350NetUnrealizedGainsInvestments
Donated Srvc And Use Of Facilities99310DonatedSrvcAndUseOfFacilities
Other Revenues16180668OtherRevenues
Revenue Not Rptd F99030712328RevenueNotRptdF990
Revenue Subtotal102485996RevenueSubtotal
Revenue Not Rptd On Fin Stmt0RevenueNotRptdOnFinStmt
Total Revenue Per Form990102485996TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt82414047TotExpensesEtcAuditedFinclStmt
Donated Services Use Of Facilities99310DonatedServicesUseOfFacilities
Other Expenses Included1608830OtherExpensesIncluded
Expenses Not Rptd F9901708140ExpensesNotRptdF990
Expenses Subtotal80705907ExpensesSubtotal
Expenses Not Rptd On Fin Stmt0ExpensesNotRptdOnFinStmt
Total Expenses Per Form99080705907TotalExpensesPerForm990

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (4 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
Description of Intended Use of Endowment Funds:Part V, Line 4:The Investment Committee, which oversees all the Corporation's investments, operates under investment and spending policies for endowment assets that attempt to provide a predictable stream of funding to programs, while seeking to maintain the purchasing power of the endowment assets. Under these policies, the endowment assets are invested in a manner that, over time, will meet the long-term objective of a 5% real return on assets. The Corporation's policy is to preserve the historical dollar value of permanently restricted contributions, and to use any of the investment returns as is prudent considering the Corporation's long- and short-term needs, resources, duration and preservation of donor-restricted endowment funds, donor restrictions, expected total return on its investments, price level trends, general economic conditions, and investment policies.
Description of Uncertain Tax Positions Under FIN 48:Part X, Line 2:Income Taxes The Corporation is exempt from federal and state income taxes under the provisions of Section 501(c)(3) of the Internal Revenue Code unless it has income from unrelated business activities. The Corporation follows the standard on accounting for uncertainty in income taxes, which addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Corporation may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Corporation, continued tax exempt status of bonds payable, and various positions related to the potential sources of unrelated business taxable income. The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. The guidance on accounting for uncertainty in income taxes also addresses de-recognition classification, interest and penalties on income taxes, and accounting in interim periods. At June 30, 2013 and 2012, there were no unrecognized tax benefits identified or recorded as liabilities. The Corporation files Form 990 in the U.S. federal jurisdiction and the State of Illinois. The Corporation is generally no longer subject to examination by the Internal Revenue Service for years before the fiscal year ended June 30, 2009.
Part XI, Line 2d - Other Adjustments:Interest rate swap fair value adjustment 10,591,045. Changes in pension plan assets and benefit obligations 3,980,793. Rental expenses (Part VIII, Line 6b) 514,377. Gain on sale of other assets (Part VIII, Line 7c(ii)) 19,803. Fundraising event expenses (Part VIII, Line 8b + Line 9b) 874,079. Cost of goods sold (Part VIII, Line 10b) 200,571.
Part XII, Line 2d - Other Adjustments:Rental expenses (Part VIII, Line 6b) 514,377. Gain on sale of other assets (Part VIII, Line 7c(ii)) 19,803. Fundraising event expenses (Part VIII, Line 8b + Line 9b) 874,079. Cost of goods sold (Part VIII, Line 10b) 200,571.

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (4 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedTotal ExpendituresTotalExpendituresSpecific Services ProvidedSpecificServicesProvided
Central America and the Caribbean -00Investments77043813
North America - Canada and Mexico but not the US00Program Services405099In Fall 2012, the Chicago Symphony Orchestra conducted a two-city , two-concert tour to Mexico, with stops in Guanajuato and Mexico City.
East Asia and the Pacific01Program Services3487823In January and February 2013, the Chicago Symphony Orchestra conducted a six-city , nine-concert tour to Asia which included stops in Taipei, Tianjin, Seoul, Hong Kong, Shanghai and Beijing.
East Asia and the Pacific00Fundraising28150Patrons' Tour
FieldValueIRS element (for citing)
Subtotal Number Of Offices0SubtotalNumberOfOffices
Subtotal Number Of Employees1SubtotalNumberOfEmployees
Cont Number Of Offices0ContNumberOfOffices
Cont Number Of Employees0ContNumberOfEmployees
Total Number Of Offices0TotalNumberOfOffices
Total Number Of Employees1TotalNumberOfEmployees
Subtotal Amount Spent80964885SubtotalAmountSpent
Cont Amount Spent0ContAmountSpent
Total Amount Spent80964885TotalAmountSpent
Transfer To Foreign Corp1TransferToForeignCorp
Interest In Foreign Trust0InterestInForeignTrust
Own Foreign Corp1OwnForeignCorp
Passive Foreign Invest Co0PassiveForeignInvestCo
Foreign Partnership0ForeignPartnership
Boycott Countries0BoycottCountries

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsXMailSolicitations
Email SolicitationsXEmailSolicitations
Phone SolicitationsXPhoneSolicitations
In Person SolicitationsXInPersonSolicitations
Solicitation Of Non Govt GrantsXSolicitationOfNonGovtGrants
Solicitation Of Govt GrantsXSolicitationOfGovtGrants
Special Fundraising EventsXSpecialFundraisingEvents
Agreement Ref Fundraising1AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation

Name Of Organization NameOfOrganization

FieldValueIRS element (for citing)
Business Name Line1SD&A Teleservices IncBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line15757 W CenturyAddressLine1
CityLos AngelesCity
StateCAState
ZIP Code90045ZIPCode
FieldValueIRS element (for citing)
ActivityTelefundraising CampaignsActivity
Fundraiser Control Of Funds0FundraiserControlOfFunds
Gross Receipts1579289GrossReceipts
Amount Retained By Contractor629380AmountRetainedByContractor
Net To Organization949909NetToOrganization
FieldValueIRS element (for citing)
Total Gross Receipts1579289TotalGrossReceipts
Total Retained By Contractors629380TotalRetainedByContractors
Total Net To Organization949909TotalNetToOrganization
Licensed StatesILLicensedStates
Licensed StatesWALicensedStates

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1Symphony BallNameOfEvent1
Gross Receipts Event1996561GrossReceiptsEvent1
Charitable Contributions Event1595483CharitableContributionsEvent1
Gross Revenue Event1401078GrossRevenueEvent1
Rent Facility Costs Event18703RentFacilityCostsEvent1
Food And Beverage Event1138889FoodAndBeverageEvent1
Entertainment Event111875EntertainmentEvent1
Other Direct Expenses Event1110793OtherDirectExpensesEvent1
Name Of Event2Corporate NightNameOfEvent2
Gross Receipts Event21032467GrossReceiptsEvent2
Charitable Contributions Event2603620CharitableContributionsEvent2
Gross Revenue Event2428847GrossRevenueEvent2
Non Cash Prizes Event25198NonCashPrizesEvent2
Rent Facility Costs Event240830RentFacilityCostsEvent2
Food And Beverage Event270711FoodAndBeverageEvent2
Entertainment Event2194872EntertainmentEvent2
Other Direct Expenses Event296598OtherDirectExpensesEvent2
Total Number Of Other Events11TotalNumberOfOtherEvents
Gross Receipts Other Events306848GrossReceiptsOtherEvents
Charitable Contrib Other Events88627CharitableContribOtherEvents
Gross Revenue Other Events218221GrossRevenueOtherEvents
Rent Facility Costs Other Events9578RentFacilityCostsOtherEvents
Food And Beverage Other Events97675FoodAndBeverageOtherEvents
Entertainment Other Events12069EntertainmentOtherEvents
Other Direct Expenses Other Events76288OtherDirectExpensesOtherEvents
Gross Receipts Total2335876GrossReceiptsTotal
Charitable Contributions Total1287730CharitableContributionsTotal
Gross Revenue Total Events1048146GrossRevenueTotalEvents
Non Cash Prizes Total Events5198NonCashPrizesTotalEvents
Rent Facility Costs Total Events59111RentFacilityCostsTotalEvents
Food And Beverage Total Events307275FoodAndBeverageTotalEvents
Entertainment Total Events218816EntertainmentTotalEvents
Other Direct Expenses Total Events283679OtherDirectExpensesTotalEvents
Direct Expense Summary Events874079DirectExpenseSummaryEvents
Net Income Summary174067NetIncomeSummary

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records Maintained1RecordsMaintained

Form990 Schedule I Part III Form990ScheduleIPartIII (2 entries)

Type Of GrantTypeOfGrantNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrant
Civic Orchestra Stipends147624911
Civic Orchestra Fellowships746013

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
Procedure for Monitoring Grants in the U.S.:Part I, Line 2:Schedule I, Part I, Line 2: All regular members of the Civic Orchestra of Chicago receive a stipend. Associate members receive stipends if they perform as a sub or an extra player. Most Regular members receive an annual stipend of $6,700. Five string players who are assigned to principal positions via audition receive an additional $2,120 per season. Stipends offset some of the cost of living, allowing musicians more time to spend on their music studies. While the majority of Civic musicians are post-graduates, stipends may be applied to tuition expenses for students pursuing degrees in music. Seven graduate string players, all of whom are Regular members, receive a fellowship (rather than the stipend) annually that is disbursed on an annual or semester basis directly to the academic institution they are attending. This is part of a cooperative agreement between the Civic Orchestra and area schools (Northwestern University, DePaul University and Chicago College of Performing Arts at Roosevelt University) to provide two years of tuition-free graduate study. The academic institution covers the portion of the tuition that the fellowship from the Civic Orchestra does not cover.
Civic Membership: Members of the Civic Orchestra of Chicago are chosen by blind audition in February-March for the following season (September-May). Adjudicators are members of the Chicago Symphony Orchestra. Auditionees play a prepared list of orchestral excerpts and a solo work that has been selected by the CSO member, and are ranked by a number during the audition process. When the auditions are over, the numbers are placed in order and then matched with the name of the auditionee. From the list, Regular and Associate membership rosters are formed. Regular section membership is based on the number of players required in a given section on a regular basis. Subs and extras are drawn from the Associate membership roster as needed throughout the season. All ranking is guided by the artistic quality of the audition as determined by the adjudicator.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Written Policy Re T And E Expenses1WrittenPolicyReTAndEExpenses
Substantiation Required1SubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance Payment0SeverancePayment
Supplemental Nonqual Retire Plan0SupplementalNonqualRetirePlan
Equity Based Comp Arrangement0EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org0CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs0CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org0CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs0CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments1AnyNonFixedPayments
Initial Contract Exception0InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (8 entries)

TitleTitleBase Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
Deborah F Rutter
President4642240250000612570140000189450583426000
Isabelle Goossen
Assistant Treasurer19548000023858012852036720235862000
Karen Lewis Alexander
VP for Development271650000215120119630205120325637000
Riccardo Muti
Music Director10533330000000001053333000
Robert Chen
Concertmaster48939800018072086340377290553833000
John Sharp
Principal Cello293581000187280163880352420363939000
Mathieu Dufour
Principal Flute2875200001072069720155660311130000
Stephen R Williamson
Principal Clarinet2687300001055050140352290310028000

Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)

Return ReferenceReturnReferenceExplanationExplanation
Part I, Line 1aCharter travel is provided for all employees during certain foreign and domestic tours when deemed more economical.
Part I, Line 7Annually, in executive session, the Executive Committee reviews and approves any bonus payment for the President.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd

Issuer Name IssuerName

FieldValueIRS element (for citing)
Business Name Line1Illinois Finance AuthorityBusinessNameLine1
FieldValueIRS element (for citing)
Issuer EIN861091967IssuerEIN
CUSIP Number45200FGY9CUSIPNumber
Date Issued2008-05-29DateIssued
Issue Price83015000IssuePrice
Description Of PurposeSee Part VIDescriptionOfPurpose
Defeased0Defeased
On Behalf Of Issuer0OnBehalfOfIssuer
Pool Financing0PoolFinancing

Form990 Schedule K Part II Form990ScheduleKPartII

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Total Proceeds83015000TotalProceeds
Capitalized Interest620000CapitalizedInterest
Refunding Escrow81364393RefundingEscrow
Issuance Costs From Proceeds722487IssuanceCostsFromProceeds
Credit Enhancement308120CreditEnhancement
Year Of Subst Completion1997YearOfSubstCompletion
Current Refunding1CurrentRefunding
Advance Refunding0AdvanceRefunding
Final Allocation Made1FinalAllocationMade
Adequate Books And Recds Maintaind1AdequateBooksAndRecdsMaintaind

Form990 Schedule K Part IV Form990ScheduleKPartIV

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Form8038 T Filed0Form8038TFiled
Rebate Not Due Yet1RebateNotDueYet
Exception To Rebate1ExceptionToRebate
No Rebate Due1NoRebateDue
Variable Rate Issue1VariableRateIssue
Hedge Identified In Books And Recds0HedgeIdentifiedInBooksAndRecds
Gross Proceeds Invested In GIC0GrossProceedsInvestedInGIC
Gross Proceeds Invested0GrossProceedsInvested
Written Proc To Monitor Reqs0WrittenProcToMonitorReqs

Form990 Schedule K Part V Form990ScheduleKPartV

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Proc To Undertk Corrective Action0ProcToUndertkCorrectiveAction

Form990 Schedule K Part VI Form990ScheduleKPartVI (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
Schedule K Part IV, Arbitrage, Line 2cDate Rebate Computation PerformedIssuer Name: Illinois Finance Authority Date the Rebate Computation was Performed: 05/20/2013
Schedule K Supplental InformationPart I, Line A, Column (f): The Bonds were issued to (i) refinance a line of credit to the Chicago Symphony Orchestra (the Symphony) from the Northern Trust Company (the Line of Credit) and pay or reimburse the Symphony for certain costs relating to the conversion of the interest rate mode (the Series 2002 Conversion) on the $80,650,000 original aggregate principal amount of the Illinois Educational Facilities Authority Revenue Refunding Bonds, Chicago Symphony Orchestra, Series 2002 (the Series 2002 Bonds) and (ii) pay a portion of the interest on the Bonds and certain costs of issuance of the Bonds (including credit enhancement). The proceeds of the Line of Credit were used to finance a portion of the costs of (i) financing the mandatory purchase of the Series 2002 Bonds by the Symphony in connection with the Series 2002 Conversion, (ii) paying certain costs and expenses related to (a) the incurrence and maintenance of the Line of Credit, and (b) the Series 2002 Conversion, and (iii) paying accrued interest on the Line of Credit. The Series 2002 Bonds were issued on December 19, 2002 to refund all of the $77,900,000 original aggregate principal amount of the Illinois Development Finance Authority Variable/Fixed Rate Demand Revenue Bonds, Series 1996 (Chicago Symphony Orchestra Project) (the Series 1996 Bonds), (ii) pay a portion of interest on the Series 2002 Bonds, and (iii) pay a portion of costs of issuance (including bond insurance premium). The 1996 Bonds were issued on June 12, 1996 to (i) finance, refinance and reimburse the Symphony for certain costs relating to the renovation and expansion of Orchestra Hall and surrounding properties, (ii) pay a portion of interest on the Series 1996 Bonds, (iii) pay or reimburse the Symphony for a portion of the interest on the $50,000,000 Illinois Development Finance Authority Variable/Fixed Rate Demand Revenue Bonds, Series 1994 (Chicago Symphony Orchestra Project), and (iv) pay certain costs relating to letters of credit and costs of issuance. Part IV, Line 7 and Part V: On May 5, 2014, the corporation adopted established written procedures.

Schedule L IRS990ScheduleL

Form990 Schedule L Part IV Form990ScheduleLPartIV (7 entries)

RelationshipRelationshipAmount Of TransactionAmountOfTransactionDescription Of TransactionDescriptionOfTransactionSharing Of RevenuesSharingOfRevenues
Aon Hewitt
Gregory C. Case (President and CEO)105258Consulting services0
Blue Cross Blue Shield of Illinois
Michelle L. Collins (Board Member)838273Health insurance premiums0
Chicago Tribune
William A. Osborn (Board Member), Helen Zell (Family relationship)707819Advertising - Print0
The Northern Trust Company
James S. Crown, Robert W. Lane(Family relationship with Board Members)587785Letter of Credit and other banking fees0
The Northern Trust Company
J. L. Prado, C. A. Tibbett (Board Members) F. H. Waddell(Chairman and CEO)0
Mayer Brown LLP
Debora de Hoyos, John R. Schmidt(Partners)141896Legal fees0
Peter Ellefson
Deborah F. Rutter (Family Relationship)10665Substitute musician fees0

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTraded

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions79NumberOfContributions
Noncash Contribs Rptd F9907009587NoncashContribsRptdF990
Method Of Determining RevenuesFMV - Stock giftsMethodOfDeterminingRevenues

Other Non Cash Contributions Table OtherNonCashContributionsTable (10 entries)

Non Cash CheckboxNonCashCheckboxDescriptionDescriptionNumber Of ContributionsNumberOfContributionsNoncash Contribs Rptd F990NoncashContribsRptdF990Method Of Determining RevenuesMethodOfDeterminingRevenues
XInstruments41238000Appraised value
XWine sponsorship121900Fair market value
XCough drops128123Fair market value
XSoftware13386Fair market value
XAdvertising150000Fair market value
XAirfare miles1202100Fair market value
XInstrument usage1500Fair market value
XProduction equipment12550Fair market value
XLinens1532Fair market value
XEvent venue14879Fair market value
FieldValueIRS element (for citing)
Any Property That Must Be Held0AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts0ReviewProcessUnusualNCGifts
Third Parties Used1ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierThird Party Use:Identifier
Return ReferencePart I, Line 32b:ReturnReference
ExplanationPublicly traded securites are sold via a stock brokerage account held at the corporation's primary banking relationship.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (9 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
Form 990, Part VI, Section A, line 2Family Relationship: Matthew and Carolyn (Kay) Bucksbaum Business Relationship 1: Anthony K. Anderson, John W. Rogers, Jr., William A. Von Hoene, Jr. Business Relationship 2: James S. Crown, William A. Osborn Business Relationship 3: Frank M. Clark, Ellen M. Costello Business Relationship 4: Susan Crown (relative of James S. Crown), David B. Speer, Pamela B. Strobel (spouse of Russ M. Strobel) Business Relationship 5: Debora de Hoyos, John R. Schmidt Business Relationship 6: John W. Rogers, Jr., Roger W. Stone Business Relationship 7: Michelle L. Collins, Frederick A. Krehbiel, Donald G. Lubin Business Relationship 8: R. Eden Martin, Russ M. Strobel Business Relationship 9: Susan Crown (relative of James S. Crown), Robert W. Lane (spouse of Patty C. Lane), Jose Luis Prado, Charles A. Tibbett, Frederick H. Waddell Business Relationship 10: Walter Carlson (spouse of Debora de Hoyos) Charles W. Douglas, R. Eden Martin, Richard B. Kapnick, Newton N. Minow Business Relationship 11: William A. Osborn, Helen Zell Business Relationship 12: Susan Kiphart, James W. Mabie Business Relationship 13: Frank M. Clark, W. Robert Reum
Form 990, Part VI, Section A, line 6The members of the Chicago Symphony Orchestra (the "Corporation") are designated as Governing Members. Governing Members are elected from among persons who have demonstrated a significant interest in the CSO and who meet such additional criteria as the Board of Trustees may from time to time determine.
Form 990, Part VI, Section A, line 7aGoverning Members ratify the election of Governing Members and, at each Annual Meeting, the fully ratified Governing Members elect Regular and Life Trustees.
Form 990, Part VI, Section B, line 11CSO staff prepares Form 990, and it is reviewed by our tax advisor. Staff and the tax advisor discuss and review the entire Form 990 and Form 990-T with members of the CSO Audit Committee, who review and accept it before it is filed as set forth in the Committee Authority and Responsibility section of the Audit Committee charter. At its Spring meeting, the Board of Trustees was reminded of the Audit Committee's responsibility to review and approve the annual tax returns. The 2012 Form 990 and Form 990-T were reviewed and approved at the April 28, 2014 meeting of the Audit Committee.
Form 990, Part VI, Section B, line 12cThe CSO maintains a Conflict of Interest Policy that applies to all trustees, the Executive Committees of certain auxiliary operations operating under the CSO's bylaws, senior management and other designated staff members, and non-trustee members of Trustee committees. The Policy requires each person to whom the policy applies to complete an annual disclosure questionnaire that discloses any business or financial interest, which might reasonably be expected to give rise to a possible conflict between the interest of the CSO and the interest of such person. The Policy forbids such individuals from voting on or using their personal influence in connection with such business or financial issues. In the event the CSO does conduct business with a related party, the financial terms of those relationships are reported annually to the Audit Committee, whose members are independent per the terms of its charter. The CSO requires each non-union employee to conduct themselves in accordance with the code of Business Conduct and Ethics, approved by the Board of Trustees, and to sign an annual statement acknowledging their understanding of and compliance with the Code.
Form 990, Part VI, Section B, line 15The process for determining the compensation of the President included a meeting on September 7, 2012, of the Administrative Personnel Committee, which was comprised of three independent trustees and two non-trustees. The Committee reviewed the compensation arrangements and peer benchmark data based on size of budget and scope of management responsibility. Published compensation surveys for non-profit organizations were also reviewed. Recommendations were made to the Committee and accepted, and the deliberations of the Committee were documented in the minutes of the meeting. The President's compensation is also discussed in executive session at a board meeting. The process for determining the compensation of other officers or key employees included a meeting on September 7, 2012, of the Administrative Personnel Committee, which was comprised of three independent trustees and two non-trustees. The Committee reviewed the compensation arrangements and peer benchmark data based on size of budget and scope of management responsibility. Published compensation surveys for non-profit organizations were also reviewed. Recommendations were made to the Committee and accepted, and the deliberations of the Committee were documented in the minutes of the meeting.
Form 990, Part VI, Section C, line 19Financial statements, governing documents and conflict of interest policy are available to the public upon request.
Form 990, Part IX, line 11gGuest Conductors, Artists and Composers: Program service expenses 6,931,714. Management and general expenses 0. Fundraising expenses 0. Total expenses 6,931,714. Other Contracted Services: Program service expenses 1,619,905. Management and general expenses 831,868. Fundraising expenses 64,079. Total expenses 2,515,852.Other Fees
Form 990, Part XI, line 9:Interest rate swap fair value adjustments 10,591,045. Changes in pension plan assets and benefit obligations 3,980,793.Changes in Net Assets or Fund Balances: