University of Pennsylvania Press Inc: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- University of Pennsylvania Press Inc (EIN 23-1876142)
- Tax period
- 2012-07-01 to 2013-06-30
- Filed
- 2014-05-08
- IRS object ID
- 201401289349301765
- Schema version
- 2012v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-05-08T10:58:03-07:00 | Timestamp |
| Tax Period End Date | 2013-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Howe Keller & Hunter PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 215 S Broad St 4th Fl | AddressLine1 |
| City | Philadelphia | City |
| State | PA | State |
| ZIP Code | 19107 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 231876142 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | University of Pennsylvania Press Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | UNIV | NameControl |
| Phone | 2158981670 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3905 Spruce Street | AddressLine1 |
| City | Philadelphia | City |
| State | PA | State |
| ZIP Code | 19104 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Eric Halpern | Name |
| Title | Director | Title |
| Date Signed | 2014-05-08 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | J Craig Howe CPA | Name |
| PTIN | P00595108 | PTIN |
| Phone | 2158939112 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | Eric Franklin Halpern | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 19 Fariston Road | AddressLine1 |
| City | Wayne | City |
| State | PA | State |
| ZIP Code | 19087 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 4768044 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| All Affiliates Included | false | AllAffiliatesIncluded |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.upenn.edu/pennpress | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1890 | YearFormation |
| State Legal Domicile | PA | StateLegalDomicile |
| Activity Or Mission Description | Scholarly Publishing. The University of Pennsylvania Press is a member of the Association of American University Presses. The Press now publishes upwards of 100 new books and journals a year with an active backlist of more than 1000 titles. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 11 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 11 | NbrIndependentVotingMembers |
| Total Nbr Employees | 0 | TotalNbrEmployees |
| Total Gross UBI | 0 | TotalGrossUBI |
| Contributions Grants Prior Year | 2526613 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 621312 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 3531414 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 3781934 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 40402 | InvestmentIncomePriorYear |
| Investment Income Current Year | 138140 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 226750 | OtherRevenuePriorYear |
| Other Revenue Current Year | 226658 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 6325179 | TotalRevenuePriorYear |
| Total Revenue Current Year | 4768044 | TotalRevenueCurrentYear |
| Grants And Similar Amnts CY | 0 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 1866209 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 1859118 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 2850759 | OtherExpensePriorYear |
| Other Expenses Current Year | 2750567 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 4716968 | TotalExpensesPriorYear |
| Total Expenses Current Year | 4609685 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 1608211 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 158359 | RevenuesLessExpensesCY |
| Total Assets BOY | 5836755 | TotalAssetsBOY |
| Total Assets EOY | 6111550 | TotalAssetsEOY |
| Total Liabilities BOY | 2288830 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 2228020 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 3547925 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 3883530 | NetAssetsOrFundBalancesEOY |
| Mission Description | Scholarly Publishing. The University of Pennsylvania Press is a member of the Association of American University Presses. The Press now publishes upwards of 100 new books and journals a year with an active backlist of more than 1000 titles. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 3918341 | Expense |
| Revenue | 3781934 | Revenue |
| Description | The University of Pennsylvania Press, Inc. (Penn Press) is a Pennsylvania nonprofit corporation, and is a wholly owned subsidiary of the University of Pennsylvania. Its mission is to disseminate and publish scholarly and academic books, treatises, and other publications of serious literary, scientific or educational merit in conjunction with the University of Pennsylvania. Its primary aim is to maintain a publishing program this is influential and innovative, and that addresses the needs of scholars, teachers, students, professionals, and the broader community of readers.Since its inception in 1890, Penn Press has published many scholarly and influential books. It still has over 1000 titles on its active back list and publishes approximately one hundred new titles annually. One of the Press's earliest publications, The Philadelphia Negro by W.E.B. DuBois, is still considered a landmark in the study of black problems and pernicious and persistent effects of racism. Books published by the Penn Press regularly win prizes in their fields of scholarship. Many others are successful in making the work of scholars and researchers accessible to the lay person. For the fiscal year ended June 30, 2013, the Press published 155 new titles and reprinted 11 previously published titles.The Press serves almost 1,700 customers, wholesale and retail, including college bookstores in all regions of the country.The Press does not receive regular grants from any foundation. Revenues are generated from the sale of books. The University of Pennsylvania provided an annual operating subvention of $384,900 and donated the use of facilities of $147,000 in the fiscal year ended June 30, 2013. | Description |
| Total Program Service Expense | 3918341 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | false | LobbyingActivities |
| Subject To Proxy Tax | false | SubjectToProxyTax |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Report Land Bldg Equip | false | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | true | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | true | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | false | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | false | TaxExemptBonds |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | false | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | false | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | false | RelatedOrgControlledEntity |
| Transaction Related Entity | false | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 0 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | false | ComplianceWithBackupWitholding |
| Number Of Employees | 0 | NumberOfEmployees |
| Employment Tax Returns Filed | false | EmploymentTaxReturnsFiled |
| Unrelated Business Income | false | UnrelatedBusinessIncome |
| Form990-T Filed | false | Form990-TFiled |
| Foreign Financial Account | true | ForeignFinancialAccount |
| Name Of Foreign Country | UK | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | false | QuidProQuoContributions |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Number Of8282 Filed | 0 | NumberOf8282Filed |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Form8899 Filed | false | Form8899Filed |
| Form1098 C Filed | false | Form1098CFiled |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Taxable Distributions | false | TaxableDistributions |
| Distribution To Donor | false | DistributionToDonor |
| Filed Lieu1041 | false | FiledLieu1041 |
| Licensed More Than One State | false | LicensedMoreThanOneState |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 11 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 11 | NumberIndependentVotingMembers |
| Family Or Business Relationship | false | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | false | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | PA | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | Joseph G Guttman | NamePerson |
| Telephone Number | 2158981670 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3905 Spruce Street | AddressLine1 |
| City | Philadelphia | City |
| State | PA | State |
| ZIP Code | 191044112 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
Form990 Part VII Section A Form990PartVIISectionA (16 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Average Hours Per Week RelatedAverageHoursPerWeekRelated | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer |
|---|---|---|---|---|---|---|---|
| Brendan Cahill | |||||||
| Trustee | 1.00 | 0.00 | X | 0 | 0 | 0 | |
| Daniel Gordon | |||||||
| Trustee | 1.00 | 0.00 | X | 0 | 0 | 0 | |
| Vincent Price Provost | |||||||
| Ex Officio | 40.00 | 0.00 | X | 0 | 826031 | 95102 | |
| Larry Silver | |||||||
| Ex Officio | 40.00 | 0.00 | X | 0 | 117059 | 25172 | |
| Barbara Aronson | |||||||
| Trustee | 1.00 | 0.00 | X | 0 | 0 | 0 | |
| Richard Vague | |||||||
| Trustee | 1.00 | 0.00 | X | 0 | 0 | 0 | |
| Jane Pepper | |||||||
| Trustee | 1.00 | 0.00 | X | 0 | 0 | 0 | |
| Dr Amy Gutmann | |||||||
| Ex Officio | 40.00 | 0.00 | X | 0 | 2432801 | 387651 | |
| Franklyn L Rodgers | |||||||
| Chairman | 1.00 | 0.00 | X | 0 | 0 | 0 | |
| Jamie Bischoff | |||||||
| Trustee | 1.00 | 0.00 | X | 0 | 0 | 0 | |
| Stuart Teacher | |||||||
| Trustee | 1.00 | 0.00 | X | 0 | 0 | 0 | |
| Elizabeth M Glover | |||||||
| Production Mgr. | 40.00 | 0.00 | 0 | 75351 | 20862 | X | |
| Peter A Agree | |||||||
| Editor-In-Chief | 40.00 | 0.00 | 0 | 67357 | 15056 | X | |
| Joseph G Guttman | |||||||
| Business Mgr. | 40.00 | 0.00 | 0 | 74699 | 13216 | X | |
| Laura Waldron | |||||||
| Marketing Dir. | 40.00 | 0.00 | 0 | 74029 | 29154 | X | |
| Eric Franklin Halpern | |||||||
| Director | 40.00 | 0.00 | 0 | 133718 | 21730 | X | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp Frm Rltd Orgs | 3801045 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 607943 | TotalOtherCompensation |
| Number Individuals GT100 K | 0 | NumberIndividualsGT100K |
| Formers Listed | false | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
| Number Of Contractors GT100 K | 0 | NumberOfContractorsGT100K |
| Related Organizations | 451700 | RelatedOrganizations |
| All Other Contributions | 169612 | AllOtherContributions |
| Total Contributions | 621312 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Sale of books & public. | Description |
| Business Code | 511130 | BusinessCode |
| Total Revenue Column | 3781934 | TotalRevenueColumn |
| Related Or Exempt Function Income | 3781934 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 3781934 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 133996 | TotalRevenueColumn |
| Exclusion | $133,996 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 4144 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 4144 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 4144 | TotalRevenueColumn |
| Exclusion | $4,144 | ExclusionAmount |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Rights & Permissions | Description |
| Total Revenue Column | 226658 | TotalRevenueColumn |
| Exclusion | $226,658 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 226658 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 4768044 | TotalRevenueColumn |
| Related Or Exempt Function Income | 3781934 | RelatedOrExemptFunctionIncome |
| Exclusion | $364,798 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | X | InfoInScheduleOPartIX |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 525173 | Total |
| Program Services | 281809 | ProgramServices |
| Management And General | 243364 | ManagementAndGeneral |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 965511 | Total |
| Program Services | 843331 | ProgramServices |
| Management And General | 122180 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 368434 | Total |
| Program Services | 296411 | ProgramServices |
| Management And General | 72023 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 25581 | Total |
| Management And General | 25581 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 12967 | Total |
| Management And General | 12967 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 58411 | Total |
| Program Services | 42584 | ProgramServices |
| Management And General | 15827 | ManagementAndGeneral |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices |
|---|---|---|
| Royalties and Commissions | 180510 | 180510 |
| Marketing Expenses | 229158 | 229158 |
| Warehousing | 638859 | 638859 |
| Publication Manufacturing Cost | 831143 | 831143 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 773938 | Total |
| Program Services | 574536 | ProgramServices |
| Management And General | 199402 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4609685 | Total |
| Program Services | 3918341 | ProgramServices |
| Management And General | 691344 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 633923 | BOY |
| EOY | 694131 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 538359 | BOY |
| EOY | 622416 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1459817 | BOY |
| EOY | 1439798 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 214434 | BOY |
| EOY | 186396 | EOY |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2990222 | BOY |
| EOY | 3168809 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5836755 | BOY |
| EOY | 6111550 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 424718 | BOY |
| EOY | 399320 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 60441 | BOY |
| EOY | 50022 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1803671 | BOY |
| EOY | 1778678 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2288830 | BOY |
| EOY | 2228020 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1336966 | BOY |
| EOY | 1536446 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 297022 | BOY |
| EOY | 433147 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1913937 | BOY |
| EOY | 1913937 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3547925 | BOY |
| EOY | 3883530 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5836755 | BOY |
| EOY | 6111550 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expenses | 158359 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 177246 | ReconciliationUnrealizedInvest |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | true | AccountantCompileOrReview |
Accountant Compile Or Review Basis AccountantCompileOrReviewBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Separate | X | FinancialStatementSeparate |
| Field | Value | IRS element (for citing) |
|---|---|---|
| FS Audited | false | FSAudited |
| Audit Committee | false | AuditCommittee |
| Federal Grant Audit Required | false | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supporting Organization509a3 | X | SupportingOrganization509a3 |
| Supporting Org509a3 Type1 | X | SupportingOrg509a3Type1 |
| Contrib By Controlling Individual | false | ContribByControllingIndividual |
| Contribution By Related Party | false | ContributionByRelatedParty |
| Contrib By35 Controlled Entity | false | ContribBy35ControlledEntity |
Supported Org Information SupportedOrgInformation
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Trustees of the Univ of Penna | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 231352685 | EIN |
| Type Of Organization | 6 | TypeOfOrganization |
| Listed In Governing Doc | true | ListedInGoverningDoc |
| Supported Organization Notified | true | SupportedOrganizationNotified |
| Organized In US | true | OrganizedInUS |
| Amount | $4,729,886 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of Supported Orgs | 1 | TotalNumberOfSupportedOrgs |
| Sum Of Amounts | 4729886 | SumOfAmounts |
| General Explanation | The Penn Press publishes and distributes scholarly academic books and other publications of educational value for the University of Pennsylvania and others. | GeneralExplanation |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 2990222 | BeginningOfYearBalance |
| Investment Earnings Or Losses | 288587 | InvestmentEarningsOrLosses |
| Other Expenditures | 110000 | OtherExpenditures |
| End Of Year Balance | 3168809 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1130471 | BeginningOfYearBalance |
| Contributions | 1907730 | Contributions |
| Investment Earnings Or Losses | 142021 | InvestmentEarningsOrLosses |
| Other Expenditures | 190000 | OtherExpenditures |
| End Of Year Balance | 2990222 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 999889 | BeginningOfYearBalance |
| Investment Earnings Or Losses | 173582 | InvestmentEarningsOrLosses |
| Other Expenditures | 43000 | OtherExpenditures |
| End Of Year Balance | 1130471 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 944397 | BeginningOfYearBalance |
| Investment Earnings Or Losses | 135492 | InvestmentEarningsOrLosses |
| Other Expenditures | 80000 | OtherExpenditures |
| End Of Year Balance | 999889 | EndOfYearBalance |
Current Year Minus4 Years CurrentYearMinus4Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1127433 | BeginningOfYearBalance |
| Investment Earnings Or Losses | -105036 | InvestmentEarningsOrLosses |
| Other Expenditures | 78000 | OtherExpenditures |
| End Of Year Balance | 944397 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.32230 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.60390 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.07380 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | false | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | true | EndowmentsHeldByRelatedOrgs |
| Are Related Orgs Listed Schedule R | true | AreRelatedOrgsListedScheduleR |
| Total Of Book Value Securities | 3168809 | TotalOfBookValueSecurities |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Due to the University of Pennsylvania | Description |
| Amount | $1,778,678 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 1778678 | TotalOfAmounts |
| Footnote In Part XIII | X | FootnoteInPartXIII |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Part X | Part X : FIN48 Footnote | The Organization evaluates its tax position based on the FASB standard on Accounting for Uncertainty in Income Taxes, which requires the use of a two-step approach for recognizing and measuring tax benefits taken or expected to be taken in an unrelated business activity tax return and disclosures regarding uncertainties in tax positions. The first step is recognition: the Organization determines whether it is more likely than not that a tax position will be sustained upon examination, including resolution of any related appeals or litigation processes, based on the technical merits of the position. In evaluating whether a tax position has met the more-likely-than-not recognition threshold, the Organization presumes that the position will be examined by the appropriate taxing authority that has full knowledge of all relevant information. The second step is measurement: a tax position that meets the more-likely-than-not threshold is measured to determine the amount of benefit to recognize in the financial statements. The tax position is measured at the largest amount of benefit that is greater than 50 percent likely of being realized upon ultimate settlement. Difference between tax positions taken in a tax return and amounts recognized in the financial statements will generally result in an increase in a liability for income taxes payable or a reduction of an income tax refund receivable.The Organization recognizes interest expense and penalties in interest expense. There was no interest or penalties related to income taxes recognized for the years ended June 30, 2013 and 2012. |
| Part V, Line 4 | Part V, Line 4: Intended uses of the endowment fund. | Earnings may be used to fund the ongoing program of scholarly book publishing. |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (9 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| Russia & Newly Indp Stat | 0 | 0 | Scholorly Publishing | Marketing, Sales, an | 632 |
| South Asia | 0 | 0 | Scholarly Publishing | Marketing, Sales and Distribution | 0 |
| Sub-Saharan Africa | 0 | 0 | Scholarly Publishing | Marketing, Sales and Distribution | 0 |
| Central America and the Caribbean | 0 | 0 | Scholarly Publishing | Marketing, Sales and Distribution | 66 |
| South America | 0 | 0 | Scholarly Publishing | Marketing, Sales and Distribution | 1436 |
| North America | 0 | 1 | Scholarly Publishing | Marketing, Sales and Distribution | 5082 |
| Middle East and North Africa | 0 | 0 | Scholarly Publishing | Marketing, Sales and Distribution | 1916 |
| Europe | 0 | 6 | Scholarly Publishing | Marketing, Sales and Distribution | 153744 |
| East Asia and the Pacific | 0 | 0 | Scholarly Publishing | Marketing, Sales and Distribution | 1665 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Employees | 7 | SubtotalNumberOfEmployees |
| Total Number Of Employees | 7 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 164541 | SubtotalAmountSpent |
| Total Amount Spent | 164541 | TotalAmountSpent |
| Transfer To Foreign Corp | false | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | false | OwnForeignCorp |
| Passive Foreign Invest Co | false | PassiveForeignInvestCo |
| Foreign Partnership | false | ForeignPartnership |
| Boycott Countries | false | BoycottCountries |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantiation Required | true | SubstantiationRequired |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | false | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | false | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
| Rebuttable Presumption Procedure | false | RebuttablePresumptionProcedure |
Form990 Schedule J Part II Form990ScheduleJPartII (3 entries)
| TitleTitle | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|
| Vincent Price Provost | |||||||
| Ex Officio | 591156 | 173000 | 61875 | 54090 | 41012 | 921133 | 60835 |
| Eric Franklin Halpern | |||||||
| Director | 133148 | 570 | 6603 | 15127 | 155448 | ||
| Dr Amy Gutmann | |||||||
| Ex Officio | 1123376 | 942500 | 366925 | 346500 | 41151 | 2820452 | |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (28 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Work Study: Column (A) - Total = $12230; Column (B) - Program Services = $0; Column (C) - Management & General = $12230; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Website: Column (A) - Total = $6130; Column (B) - Program Services = $6130; Column (C) - Management & General = $0; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | UMIS/DCCS: Column (A) - Total = $14348; Column (B) - Program Services = $0; Column (C) - Management & General = $14348; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Telephone: Column (A) - Total = $11895; Column (B) - Program Services = $0; Column (C) - Management & General = $11895; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Storage: Column (A) - Total = $27817; Column (B) - Program Services = $26063; Column (C) - Management & General = $1754; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Software Upgrades: Column (A) - Total = $3101; Column (B) - Program Services = $900; Column (C) - Management & General = $2201; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Relocation: Column (A) - Total = $2066; Column (B) - Program Services = $0; Column (C) - Management & General = $2066; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Printing and Publications: Column (A) - Total = $1343; Column (B) - Program Services = $0; Column (C) - Management & General = $1343; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Postage and Shipping: Column (A) - Total = $26020; Column (B) - Program Services = $0; Column (C) - Management & General = $26020; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Outside Services: Column (A) - Total = $64303; Column (B) - Program Services = $64303; Column (C) - Management & General = $0; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Miscellaneous: Column (A) - Total = $7835; Column (B) - Program Services = $3839; Column (C) - Management & General = $3996; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Membership Dues: Column (A) - Total = $10136; Column (B) - Program Services = $0; Column (C) - Management & General = $10136; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Inventory Write-down: Column (A) - Total = $176470; Column (B) - Program Services = $176470; Column (C) - Management & General = $0; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Gratis Copies: Column (A) - Total = $55800; Column (B) - Program Services = $55800; Column (C) - Management & General = $0; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Equip. rental and maintenance: Column (A) - Total = $12867; Column (B) - Program Services = $0; Column (C) - Management & General = $12867; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Editing: Column (A) - Total = $169609; Column (B) - Program Services = $169609; Column (C) - Management & General = $0; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Design: Column (A) - Total = $331; Column (B) - Program Services = $331; Column (C) - Management & General = $0; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Copyright: Column (A) - Total = $3890; Column (B) - Program Services = $3890; Column (C) - Management & General = $0; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Computer Expenses: Column (A) - Total = $69050; Column (B) - Program Services = $0; Column (C) - Management & General = $69050; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Commissions: Column (A) - Total = $67201; Column (B) - Program Services = $67201; Column (C) - Management & General = $0; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Board Expenses: Column (A) - Total = $29; Column (B) - Program Services = $0; Column (C) - Management & General = $29; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Bank Charges: Column (A) - Total = $26799; Column (B) - Program Services = $0; Column (C) - Management & General = $26799; Column (D) - Fundraising = $0 |
| Form 990, Part IX, Line 24e | Form 990, Part IX, Line 24e: Other Expenses | Bad Debt Expense: Column (A) - Total = $4668; Column (B) - Program Services = $0; Column (C) - Management & General = $4668; Column (D) - Fundraising = $0 |
| Form 990, Part VI, Line 19 | Form 990, Part VI, Line 19: Other Organization Documents Publicly Available | Documents are available at the Organization's office and/or by written request. |
| Form 990, Part VI, Line 15b | Form 990, Part VI, Line 15b: Compensation Review and Approval Process for Officers and Key Employees | The Provost Office of the University of Pennsylvania reviews and approves salary increases as recommended by the Press based on job performance as documented in written assessments. If the Provost's office becomes aware of inequalities at the Press, the differences are resolved. |
| Form 990, Part VI, Line 15a | Form 990, Part VI, Line 15a: Compensation Review & Approval Process - CEO, Top Management | The Provost Office of the University of Pennsylvania reviews and approves salary increases as recommended by the Press based on job performance as documented in written assessments. In the Director's case, salary decisions are made by the Provost. If the Provost's office becomes aware of inequalities at the Press, the differences are resolved. |
| Form 990, Part VI, Line 12c | Form 990, Part VI, Line 12c: Explanation of Monitoring and Enforcement of Conflicts | The Press sends out a questionnaire annually to officers, directors and key employees (with annual salaries $50K) asking them if they are related to any individuals or entities (through family or business relationships) and to explain any relationships. |
| Form 990, Part VI, Line 11b | Form 990, Part VI, Line 11b: Form 990 Review Process | MANAGEMENT READS AND REVIEWS THE FORM PRIOR TO SIGNING AND FILING IT. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (25 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg | Direct Controlling Entity NADirectControllingEntityNA |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SAY YES TO EDUCATION FOUNDATION | |||||||||||
| 3451 WALNUT STREET ROOM 329 | PHILADELPHIA | PA | 19104 | 222883885 | EDU SUPPORT | PA | 501(C)(3) | 11, C | Trustees | false | |
| UPENN INTERNATIONAL | |||||||||||
| 3451 WALNUT STREET STE 731 | PHILADELPHIA | PA | 19104 | 454985731 | SUPPORT ORG | PA | 501(C)(3) | 11, A | TRUSTEES | false | |
| THE ASC TRUST OF THE UNIV OF PA | |||||||||||
| 1500 MARKET STREET STE 3500E | PHILADELPHIA | PA | 19102 | 810550464 | SUPPORT ORG | PA | 501(C)(3) | 11(D) | false | N/A | |
| WOMENS AND CHILDRENS HEALTH SERVICES | |||||||||||
| 700 SPRUCE STREET STE 200 | PHILADELPHIA | PA | 19106 | 232248956 | HEALTHCARE | PA | 501(C)(3) | 3 | PA HOSPITAL | false | |
| WISSAHICKON HOSPICE OF UPHS | |||||||||||
| 150 MONUMENT ROAD SUITE 300 | BALA CYNWYD | PA | 19004 | 232152662 | HOSPICE CARE | PA | 501(C)(3) | 9 | TRUSTEES | false | |
| UPENN RETIREE BENEFITS TRUST | |||||||||||
| 3451 WALNUT STREET ROOM 329 | PHILADELPHIA | PA | 19104 | 232769744 | BENEFITS | PA | 501(C)(3) | 11, A | TRUSTEES | false | |
| UNIVERSITY CITY ASSOCIATES INC | |||||||||||
| 3451 WALNUT STREET ROOM 329 | PHILADELPHIA | PA | 19104 | 233021159 | SUPPORT ORG | PA | 501(C)(3) | 11, A | TRUSTEES | false | |
| SS HUEBNER FOUNDATION FOR INSURANCE EDUC | |||||||||||
| 3000 STEINBERG HALL | PHILADELPHIA | PA | 19104 | 236297325 | EDU SUPPORT | PA | 501(C)(3) | 11, A | false | N/A | |
| PRESBYTERIAN PERSONAL CARE RESIDENCE | |||||||||||
| 51 NORTH 39TH STREET | PHILADELPHIA | PA | 19104 | 232294713 | HEALTHCARE | PA | 501(C)(3) | 3 | PMC | false | |
| PRESBYTERIAN MULTI-SPECIALTY GROUP | |||||||||||
| 51 NORTH 39TH STREET | PHILADELPHIA | PA | 19104 | 232723154 | HEALTHCARE | PA | 501(C)(3) | 3 | PMC | false | |
| PRESBYTERIAN MEDICAL CENTER OF UPHS | |||||||||||
| 51 NORTH 39TH STREET | PHILADELPHIA | PA | 19104 | 232810852 | HEALTHCARE | PA | 501(C)(3) | 3 | TRUSTEES | false | |
| PRESBYTERIAN ANESTHESIOLOGY FOUNDATION | |||||||||||
| 51 NORTH 39TH STREET | PHILADELPHIA | PA | 19104 | 232561573 | SUPPORT ORG | PA | 501(C)(3) | 11, B | PMC | false | |
| PHOENIXVILLE HOSPITAL OF UPHS | |||||||||||
| 3001 MARKET STREET 3RD FLOOR | PHILADELPHIA | PA | 19104 | 232901089 | SUPPORT ORG | PA | 501(C)(3) | 11, B | TRUSTEES | false | |
| PGH DEVELOPMENT CORP | |||||||||||
| 426 CURIE BLVD | PHILADELPHIA | PA | 19104 | 232351015 | SUPPORT ORG | PA | 501(C)(3) | 11, A | false | N/A | |
| PENNSYLVANIA HOSPITAL OF UPHS | |||||||||||
| 800 SPRUCE STREET | PHILADELPHIA | PA | 19107 | 311538725 | HEALTHCARE | PA | 501(C)(3) | 3 | TRUSTEES | false | |
| PENN PRAXIS INC | |||||||||||
| 210 SOUTH 34TH STREET | PHILADELPHIA | PA | 19104 | 742974931 | SUPPORT ORG | PA | 501(C)(3) | 11, A | TRUSTEES | false | |
| PENN CLUB OF NEW YORK INC | |||||||||||
| 30 WEST 44TH STREET | NEW YORK | NY | 10036 | 232726687 | CLUB | NY | 501(C)(7) | N/A | false | N/A | |
| PENN CENTER FOR REHAB AND CARE | |||||||||||
| 3609 CHESTNUT STREET | PHILADELPHIA | PA | 19104 | 232422635 | HEALTHCARE | PA | 501(C)(3) | 3 | PMC | false | |
| OAP INC | |||||||||||
| 3451 WALNUT STREET ROOM 329 | PHILADELPHIA | PA | 19104 | 231986931 | SUPPORT ORG | PA | 501(C)(3) | 11, A | TRUSTEES | false | |
| HALL MERCER HOSPITAL | |||||||||||
| 1735 MARKET STREET | PHILADELPHIA | PA | 19103 | 236002383 | SUPPORT ORG | PA | 501(C)(3) | 11, A | false | N/A | |
| FRANKLIN SPECIALTY PHYSICIANS | |||||||||||
| 3451 WALNUT STREET STE 305 | PHILADELPHIA | PA | 19104 | 232992715 | SUPPORT ORG | PA | 501(C)(3) | 11, B | PA HOSPITAL | false | |
| UNIVERSITY CLUB AT PENN INC | |||||||||||
| 3611 WALNUT STREET | PHILADELPHIA | PA | 191043896 | 236299508 | FACULTY CLUB | PA | 501(C)(3) | 11, A | TRUSTEES | false | |
| CLINICAL CARE ASSOCIATES OF UPHS | |||||||||||
| 250 KING OF PRUSSIA ROAD 4TH FL | RADNOR | PA | 19087 | 232729852 | HEALTHCARE | PA | 501(C)(3) | 9 | TRUSTEEs | false | |
| ABRAMSON INSTITUTE | |||||||||||
| 1086 PENLLYN BLUE BELL PIKE | BLUE BELL | PA | 19422 | 232929823 | MED RESEARCH | PA | 501(C)(3) | 4 | false | N/A | |
| TRUSTEES OF THE UNIVERSITY OF PENNA | |||||||||||
| 3451 WALNUT STREET STE 329 | PHILADELPHIA | PA | 19104 | 231352685 | INSTITUTE OF HIGHER LEARNING | PA | 501(C)(3) | 6 | false | N/A | |
Form990 Schedule R Part III Form990ScheduleRPartIII (4 entries)
| Address Line1AddressForeign/AddressLine1 | CityAddressForeign/City | CountryAddressForeign/Country | Postal CodeAddressForeign/PostalCode | Primary ActivityPrimaryActivity | Legal Domicile Foreign CountryLegalDomicileForeignCountry | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Predominant Income TypePredominantIncomeType | Disproportionate AllocationsDisproportionateAllocations | General Or Managing PartnerGeneralOrManagingPartner | Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | Legal Domicile StateLegalDomicileState | EINEIN |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SISU Cap Priv Equity Fund E | |||||||||||||||
| 1 Red Place | London | UK | W1K 6Pl | Investment | UK | Trustees | Excluded from tax | false | false | ||||||
| SISU Cap Priv Equity Fund B | |||||||||||||||
| 1 Red Place | London | UK | W1K 6Pl | Investment | UK | Trustees | Excluded from tax | false | false | ||||||
| Somerset Glml Em Markets Fd | |||||||||||||||
| Investment | Trustees | Excluded from tax | false | false | 11 Broadway Suite 965 | New York | NY | 10004 | NY | ||||||
| NEIGHBORHOOD PRESERVATION & DEVELOPMENT | |||||||||||||||
| RENTAL | UCA | false | false | 240 NEW YORK DR STE 1 | FORT WASHINGTON | PA | 19034 | PA | 233037919 | ||||||
Form990 Schedule R Part IV Form990ScheduleRPartIV (11 entries)
| Address Line1AddressForeign/AddressLine1 | CityAddressForeign/City | CountryAddressForeign/Country | Postal CodeAddressForeign/PostalCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile Foreign CountryLegalDomicileForeignCountry | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Type Of EntityTypeOfEntity | Controlled OrgControlledOrg | Province Or StateAddressForeign/ProvinceOrState | Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | Legal Domicile StateLegalDomicileState | Direct Controlling Entity NADirectControllingEntityNA |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Pine River 1740 Tactical Fund LTD | ||||||||||||||||
| PO Box 309 Ugland House | George Town | CJ | KY1-1104 | 981110518 | Investments | CJ | Trustees | Foreign Corp | false | |||||||
| Pine River 1740 Fund Ltd | ||||||||||||||||
| PO Box 309 Ugland House | George Town | CJ | KY1-1104 | 981110661 | INVESTMENTS | CJ | Trustees | Foreign Corp | false | |||||||
| Naya 1740 Fund Ltd | ||||||||||||||||
| PO Box 309 Ugland House | George Town | CJ | KY1-1104 | INVESTMENTS | CJ | trustees | Foreign Corp | false | ||||||||
| Penn Wharton Consulting Beijing Co Ltd | ||||||||||||||||
| China World Tower 1 14F 10004 | Beijing | CH | Education | CH | UPENN INTL | WOFE | false | Chaoyang District | ||||||||
| CHARITABLE REMAINDER TRUST 66 | ||||||||||||||||
| N/A | RMDR TRUST | false | 3401 WALNUT STREET | PHILADELPHIA | PA | 19104 | PA | N/A | ||||||||
| QUAKER INSURANCE COMPANY LTD | ||||||||||||||||
| 300708282 | SELF-INSURANCE | TRUSTEES | CORP. | false | 3451 WALNUT STREET ROOM 329 | PHILADELPHIA | PA | 19104 | ||||||||
| PRESBYTERIAN MEDICAL SERVICES | ||||||||||||||||
| 232307991 | HEALTHCARE | PMC | CORP. | false | 39TH AND MARKET STREET | PHILADELPHIA | PA | 19104 | PA | |||||||
| PENN TOWER HOTEL INC | ||||||||||||||||
| 232812573 | HOTEL/RESTAURANT | TRUSTEES | CORP. | false | 3401 WALNUT STREET SUITE 440A | PHILADELPHIA | PA | 19104 | PA | |||||||
| FRANKLIN CASUALTY INSURANCE CO | ||||||||||||||||
| 043378984 | INSURANCE | TRUSTEES | CORP. | false | PO BOX 350 | BURLINGTON | VT | 054020530 | VT | |||||||
| DELANCY CORPORATION | ||||||||||||||||
| 232060159 | RENTAL | PA HOSPITAL | CORP. | false | 510 WALNUT STREET SUITE 420 | PHILADELPHIA | PA | 19106 | PA | |||||||
| CLINICAL HEALTH CARE ASSOC | ||||||||||||||||
| 232865181 | PHYS MGMT | CCA | CORP. | false | 250 KING OF PRUSSIA ROAD 4TH FLOOR | RADNOR | PA | 190875220 | PA | |||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | true | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | true | LoansOrGuaranteesFromOtherOrg |
| Dividends Related Organization | false | DividendsRelatedOrganization |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | true | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | true | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | true | SharingOfFacilities |
| Sharing Of Paid Employees | true | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | true | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | false | OtherTransferFromOtherOrg |
Form990 Schedule R Part VII Form990ScheduleRPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Detail of legal domicles for charitable remainder trusts Form 990, Sch R, Part IV, Line 7 | Identifier |
| Explanation | As of June 30, 2013, the Trustees of the University of Pennsylvania held interests in 2 charitable remainder trusts in Florida, 1 charitable remainder trust in New York and 63 charitable remainder trusts in Pennsylvania where the University had more than 50% of the beneficial interests in the trusts. | Explanation |