AMERICAN LUNG ASSOCIATION: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: AMERICAN LUNG ASSOCIATION (EIN 13-1632524)
Tax period: 2012-07-01 to 2013-06-30
Filed: 2014-05-09
IRS object ID: 201401299349300015
Schema version: 2012v2.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule I
Schedule J
Schedule O

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2014-05-09T08:14:13-05:00	Timestamp
Tax Period End Date	2013-06-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	GRANT THORNTON LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	666 THIRD AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100174057	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2012-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	131632524	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	American Lung Association	BusinessNameLine1

Field	Value	IRS element (for citing)
In Care Of Name	% LAURA SCOTT	InCareOfName
Name Control	AMER	NameControl
Phone	2177875864	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	55 W Wacker Drive	AddressLine1
Address Line2	Suite 1150	AddressLine2
City	chicago	City
State	IL	State
ZIP Code	60601	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	Laura Scott	Name
Title	Chief Executive Officer	Title
Date Signed	2014-05-07	DateSigned

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Laura Kielczewski	Name
Phone	2125990100	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2015-11-30 17:44:51Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Address Change	X	AddressChange
Name Of Principal Officer Person	harold wimmer	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	55 w wacker drive	AddressLine1
City	chicago	City
State	IL	State
ZIP Code	60601	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	54024430	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	www.lung.org	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1918	YearFormation
State Legal Domicile	ME	StateLegalDomicile
Activity Or Mission Description	The mission of the American Lung Association is to save lives by improving lung health and preventing lung disease.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	32	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	32	NbrIndependentVotingMembers
Total Nbr Employees	130	TotalNbrEmployees
Total Nbr Volunteers	230197	TotalNbrVolunteers
Total Gross UBI	0	TotalGrossUBI
Contributions Grants Prior Year	10546204	ContributionsGrantsPriorYear
Contributions Grants Current Year	8618848	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	36852621	ProgramServiceRevenuePriorYear
Program Service Revenue CY	32040360	ProgramServiceRevenueCY
Investment Income Prior Year	541690	InvestmentIncomePriorYear
Investment Income Current Year	1077406	InvestmentIncomeCurrentYear
Other Revenue Prior Year	1716269	OtherRevenuePriorYear
Other Revenue Current Year	1071621	OtherRevenueCurrentYear
Total Revenue Prior Year	49656784	TotalRevenuePriorYear
Total Revenue Current Year	42808235	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	6439114	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	8046311	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	9444069	SalariesEtcPriorYear
Salaries Etc Current Year	8433387	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	0	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	1729878	TotalFundrsngExpCurrentYear
Other Expense Prior Year	33960346	OtherExpensePriorYear
Other Expenses Current Year	28649992	OtherExpensesCurrentYear
Total Expenses Prior Year	49843529	TotalExpensesPriorYear
Total Expenses Current Year	45129690	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	-186745	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	-2321455	RevenuesLessExpensesCY
Total Assets BOY	31049040	TotalAssetsBOY
Total Assets EOY	27830675	TotalAssetsEOY
Total Liabilities BOY	20712298	TotalLiabilitiesBOY
Total Liabilities EOY	19392037	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	10336742	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	8438638	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	The American Lung Association's mission is to save lives by improving lung health and preventing lung disease, with the ultimate vision of a world free of lung disease. The National Headquarters of the American Lung Association fights lung disease through its own activities and by servicing, supporting, and leading its local Lung Associations. Among its varied responsibilities, the National Headquarters: - Funds research into the causes, prevention, and cures of lung disease. - Advocates for policies that protect lung health, including fighting for healthy air. - Provides a broad array of health educational programs and services to support smoking cessation, help prevent lung disease and to assist people with lung disease in better managing their condition. - Supports local Lung Associations' implementation of health educational programs and dissemination of educational material. - Provides an array of learning opportunities and tools to develop nationwide volunteer and staff leaders.	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	12924791	Expense
Grants	33333	Grants
Revenue	15588843	Revenue
Description	Health Education Every year, the American Lung Association helps people manage their lung disease, overcome their nicotine addiction, and live healthier lives. The two key components of the National Headquarters' work are supporting our network of local Lung Associations and developing lung health education materials for the public. Local Lung Associations rely on us to develop health programs and provide expert training, guidance and materials to support their mission outreach. We are also a trusted resource where the public can find information on myriad lung diseases, make treatment decisions, and get support and tools to manage their conditions or care for a loved one. This past year we provided a wide array of services to help prevent and treat lung disease. In 2012-2013 we substantially advanced this mission, touching lives from coast to coast. Lung Disease For Over 40 Years, the Choice of People with Chronic Lung Disease - In the U.S. alone, over 33 million adults have a chronic lung disease, such as COPD and asthma. Because these chronic conditions do not have a cure, people need to learn how to manage living with their lung disease. In 2012 - 2013 we certified 322 individuals as facilitators for our Better Breathers Clubs. American Lung Association Better Breathers Clubs help by providing patient-focused, community-based educational opportunities and support. Together, members learn the skills that help them manage their condition and improve their quality of life. Hundreds of clubs are serving many thousands of people across the U.S. living with chronic lung disease. Connecting Patient and Families with Expert Advice - In all of our programs and health education materials, people with questions about lung health are referred to the American Lung Association's Lung HelpLine at 1-800-LUNG-USA. In fiscal year 2012-2013, the nurses and respiratory therapists who staff the Lung HelpLine answered more than 165,000 calls on topics ranging from clean air to helping a family member quit smoking. New Support Tools for People Facing Lung Disease: In 2012-2013 we continued to develop exciting new online tools to give new hope to patients with lung cancer, asthma, Chronic Obstructive Pulmonary Disease (COPD) and other lung diseases. Our Facing Lung Cancer: Support from Day One website (www.mylungcancersupport.org) is a comprehensive support and educational website focused exclusively on patients and caregivers. Our free online support community, The Lung Connection, allows people facing lung disease to get advice and support from their peers. These new resources will help patients and caregivers understand their disease, connect with the support they need and better manage their conditions. Tobacco Helping Thousands of Smokers to Quit - The American Lung Association's Freedom From Smoking and Not-On-Tobacco (N-O-T) have helped hundreds of thousands of teen and adult smokers quit. These community-based programs guide the smokers through the quitting process, helping them to determine their smoking pattern, create an individualized quit plan and navigate the first few weeks as a nonsmoker. Because not everyone quits smoking the same way, the Lung Association also offers Freedom From Smoking Online and one-on-one cessation counseling through the Lung HelpLine. Through our workplace wellness initiative, we worked with dozens of major employers, helping their employees quit smoking. In fiscal year 2012-13, these programs helped tens of thousands of smokers end their addiction to nicotine and transition to a new, smokefree lifestyle. Expanding Smokefree Communities - The American Lung Association's Community Transformation Grant-funded initiative Expanding Smokefree Communities supported six projects around the country to address tobacco-related health disparities. These projects ranged from making sure multi-unit housing residents were protected from secondhand smoke at home to helping schools in transition to tobacco-free school grounds and events. As a result of this initiative, over 7 million more people have access to smokefree and tobacco-free environments. Lung Health Disparities Highlighting Disparities in Lung Health - In 2012-2013 we continued to spotlight the ways in which some groups are disproportionately affected by lung disease in our society in the ongoing Disparities in Lung Health Series. Our report "Cutting Tobacco's Rural Roots: Tobacco Use in Rural Communities," takes a look at the complex factors that contribute to the increased rates of tobacco use and exposure to secondhand smoke in America's rural population. Our second report of the year, "Taking Her Breath Away: The Rise of COPD in Women." This report examined the burden of chronic obstructive pulmonary disease (COPD), also known as emphysema and chronic bronchitis, among women.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	8396083	Expense
Grants	7118	Grants
Revenue	7020108	Revenue
Description	Supporting Services The American Lung Association's Planned Giving team focuses its work on assisting with field development by providing support to the ALA chartered regional associations. This support includes training local staff to be effective planned giving fundraisers; helping develop annual regional work plans; being informed on local follow up activities pertaining to requests from donors for planned giving information; reviewing quarterly reports on planned giving income and bequest notifications; preparing training materials and events to enhance the understanding of planned giving for people from fundraising staff to volunteer leadership. A variety of National staff provide Special Events support to the ALA chartered regional associations. This support is designed to assist in the development, marketing and implementation of events and promotions strategies. Among the assistance provided are planning (goal setting, strategic review, development of template material, feasibility studies); training (monthly conference calls, best practice staff training, listserv based materials, staff training webinars, etc.); implementation (sponsorship calls, recruitment, event attendance/participation); coaching (staff, leadership, volunteers); coordination of collateral; solicit national sponsors/teams; build, facilitate and integrate e-commerce platforms; and evaluation of new events. The primary focus is to increase the Chartered Associations net revenue and fully integrate best practice strategies into the overall work plan. The Major Gifts team works with the ALA chartered regional associations on joint funding prospects and provides one-on-one assistance when requested. Among the support activities are compilation of research lists and development of research profiles; evaluation of funding proposals; strategic advice regarding funding initiatives and prospects; providing training at staff meetings and conference calls. The Direct Response team develops and implements campaign plans for all direct mail appeals, telemarketing campaigns and the residential program in conjunction with our direct response consulting agency. All funds generated are deposited directly into local association accounts on a regular (weekly or bi-weekly) basis with detailed reports by campaign for the current period and YTD. Local associations are billed monthly for direct response expenses and quarterly for a 30% share of the net income generated by the programs. Associations are provided with a budget for each program along with cash flow and billing schedules, as well as quarterly updates on actual performance. Billed expenses are reconciled to actual costs at the end of the fiscal year. Images of all rollout mailing packages are posted on LungNet for reference by local associations. Monthly direct response calls or meetings are conducted to which all local CEOs are invited to participate for updates on the program and any issues or questions that arise.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	6828195	Expense
Grants	5889677	Grants
Revenue	2600000	Revenue
Description	RESEARCH Funding research has been a cornerstone of the Lung Association's fight against lung disease for more than a century. In 2012-13, our donors again made it possible to fund close to $9 million on high quality researchers seeking treatments and cures for an array of lung diseases from asthma to lung cancer. The American Lung Association nationwide research program consists of two programs: the Awards and Grants Program and the Asthma Clinical Research Centers. The Awards and Grants Program fosters laboratory and patient-centered and social behavior research to prevent, treat and hopefully find a cure for all lung diseases. The Asthma Clinical Research Centers is a clinical network of 18 sites and a data coordinating center at Johns Hopkins dedicated to improving patient care for asthma. Previous medical advances made possible by the Lung Association's research contributions have shed new light on a multitude of devastating lung diseases. In 2012-13, our programs funded close to 90 scientists working on projects such as examining the impact of soy isoflavones in asthma control and whether treatment of sinonasal disease with nasal steroids improves asthma control. Additional support in funding this year's research program came from partnerships with AAAAI, the American Asthma Foundation, the CHEST Foundation, GlaxoSmith Kline and the National Institutes of Health. The ACRC Network completed two major studies, and the results are to be published sometime soon.	Description

Activity Other ActivityOther (4 entries)

ExpenseExpense	GrantsGrants	RevenueRevenue	DescriptionDescription
4053673	501750	2433077	advocacy and environment
2746902	1556350	1205446	tobacco control
4004619	3083	3187849	field program development
443972	55000	5037	asthma

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	11249166	TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt	2116183	TotalOfOtherProgramServiceGrnt
Total Of Other Program Service Rev	6831409	TotalOfOtherProgramServiceRev
Total Program Service Expense	39398235	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	true	LobbyingActivities
Subject To Proxy Tax	false	SubjectToProxyTax
Donor Advised Funds	false	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	false	CollectionsOfArt
Credit Counseling	true	CreditCounseling
Term Or Permanent Endowments	true	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	false	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	true	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	true	ReportFin48Footnote
Independent Audit Financial Stmt	true	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	false	ConsolidatedAuditFinancialStmt
School	false	School
Foreign Office	false	ForeignOffice
Foreign Activities	false	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	false	ProfessionalFundraising
Fundraising Activities	false	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	true	GrantsToOrganizations
Grants To Individuals	false	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	false	TaxExemptBonds
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	false	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	false	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	false	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	false	DeductibleNonCashContributions
Deductible Contributions Of Art	false	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	false	DisregardedEntity
Related Entity	false	RelatedEntity
Related Org Controlled Entity	false	RelatedOrgControlledEntity
Transfers To Exempt Non Chrtbl Org	false	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	59	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	130	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	false	UnrelatedBusinessIncome
Foreign Financial Account	false	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	true	QuidProQuoContributions
Quid Pro Quo Disclosure	true	QuidProQuoDisclosure
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	32	NbrVotingGoverningBodyMembers
Number Independent Voting Members	32	NumberIndependentVotingMembers
Family Or Business Relationship	false	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	true	LocalChapters
Policies Reference Chapters	true	PoliciesReferenceChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
States Where Copy Of Return Is Filed	AL	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AK	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AZ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	AR	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	CA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	CO	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	CT	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	DC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	FL	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	GA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	HI	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	IL	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	KS	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	KY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	ME	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MD	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MI	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MN	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	MS	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NH	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NJ	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NM	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	ND	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OH	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OK	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	OR	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	PA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	RI	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	SC	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	TN	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	VA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WV	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	WI	StatesWhereCopyOfReturnIsFiled
Own Website	X	OwnWebsite
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	LAURA SCOTT	NamePerson
Telephone Number	2177875684	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	3000 KELLY LANE	AddressLine1
City	Springfield	City
State	IL	State
ZIP Code	62711	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (42 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	OfficerOfficer	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee
DON AWERKAMP PHD JD
BOARD MEMBER	2.0	X	0	0	0
SUSAN s GRIFFIN RPA CPM CCIM
BOARD MEMBER	2.0	X	0		0
Michael V Carstens
BOARD MEMBER	2.0	X	0		0
TIMOTHY D BYRUM MSN CRNP
BOARD MEMBER	2.0	X	0		0
ARTHUR CERULLO JD
BOARD MEMBER	2.0	X	0		0
CAROLYN H CLIFT LLM
BOARD MEMBER	2.0	X	0		0
JOHN F EMANUEL JD
secretary/treasurer	2.0	X	0		0	X
KATHRYN A FORBES CPA
vice chair	2.0	X	0		0	X
ERNEST V FREEMAN
BOARD MEMBER	2.0	X	0		0
Mario Castro
BOARD MEMBER	2.0	X	0		0
Kelly A Hamilton
BOARD MEMBER	2.0	X	0		0
DARIUS A JOSEPH
BOARD MEMBER	2.0	X	0		0
Stephen J Nolan
BOARD member	2.0	X	0		0
PAULINE GRANT MS MBA FACHE
BOARD MEMBER	2.0	X	0		0
VIRGINIA L HALL
BOARD MEMBER	2.0	X	0		0
ELIZABETH BAKER KEFFER
BOARD MEMBER	2.0	X	0		0
ROSS P LANZAFAME
BOARD chair	2.0	X	0		0	X
VENKATARMA r KOPPAKAMD PHD
BOARD MEMBER	2.0	X	0		0
Stephen R O'Kane
BOARD MEMBER	2.0	X	0		0
AUSTIN k PUGH
BOARD MEMBER	2.0	X	0		0
GERI REINARDY MPA
BOARD MEMBER	2.0	X	0		0
ALBERT A RIZZO MD
BOARD CHAIR	2.0	X	0		0	X
Harry Perlstadt
BOARD MEMBER	2.0	X	0		0
ROBERT G TWEEL JD
BOARD MEMBER	2.0	X	0		0
Audrene Lojovich
BOARD MEMBER	2.0	X	0		0
Jane Z Reardon
board member	2.0	X	0		0
Angela V Mastrofrancesco
board member	2.0	X	0		0
Marcia D Williams
board member	2.0	X	0		0
Jonathon K Rosen
board member	2.0	X	0		0
Penny J Siewert
board member	2.0	X	0		0
Jeffrey T Stein
board member	2.0	X	0		0
Honorable walter R Stone
Board member	2.0	X	0
CHARLES D CONNOR thru jan 2013
PRESIDENT & CEO	40.0		226704		73863	X
ADRIENNE GlASGOW
CHIEF FINANCIAL OFFICER	40.0		263951		80038	X
Harold Wimmer as of Feb 2013
president and ceo			0		0	X
SUSAN J RAPPAPORT
VP RESEARCH AND PROGRAM	40.0		166178		79300		X
PAUL BILLINGS
VP NATIONAL POLICY & ADVOCACY	40.0		172050		58280		X
B SUSAN DAVIS
CHIEF DEVELOPMENT OFFICER	40.0		212390		69750			X
JANET WIDMER
VP FIELD SUPPORT	40.0		162448		57869			X
peter iwanowicz
avp, healthy air	40.0		132036		38839			X
RUSSELL BURWELL
VP GOVERNANCE	40.0		143539		58965			X
craig finstad
avp, direct response operation	40.0		130052		50757			X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	1609348	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	567661	TotalOtherCompensation
Number Individuals GT100 K	18	NumberIndividualsGT100K
Formers Listed	false	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
ALANIZ Metrogroup
425 N IRIS STREET	MT PLEASANT	IA	52641	PRINTING	4959878
BRICKMILL MARKETING SERVICES
24 MILL BROOK ROAD	WILTON	NJ	03086	MARKETING	2761383
RR DONNELLY
1333 SCHEURING ROAD	DE PERE	WI	54115	PRINTING	2115704
MOORE WALLACE LLP
375 PARK AVENUE	NEW YORK	NY	10152	PRINTING/STAMPS	2107583
INFOCISION MANAGEMENT CORP
325 SPRINGSIDE DRIVE	AKRON	OH	44333	TELEMARKETING	1605148

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	28	NumberOfContractorsGT100K
Membership Dues	30602	MembershipDues
Government Grants	1420957	GovernmentGrants
All Other Contributions	7167289	AllOtherContributions
Total Contributions	8618848	TotalContributions

Program Service Revenue ProgramServiceRevenue (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
CHARTERED ASSOCIATION ASSESSMENTS	900099	4819918	4819918
PROGRAM REIMBURSEMENTS CHARTERED ASSOC.	900099	23387124	23387124
PROGRAM SERVICE CONTRACTS	900099	3833318	3833318

Field	Value	IRS element (for citing)
Total Program Service Revenue	32040360	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	398196	TotalRevenueColumn
Exclusion	$398,196	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	554195	TotalRevenueColumn
Exclusion	$554,195	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	9000	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	9000	Real
Personal	0	Personal

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	9000	TotalRevenueColumn
Exclusion	$9,000	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	11895405	Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	11213859	Securities
Other	2336	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	681546	Securities
Other	-2336	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	679210	TotalRevenueColumn
Exclusion	$679,210	ExclusionAmount

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	ExclusionExclusionAmount
SERVICE FEES	900099	344890	$344,890
TRUST INCOME	900099	88617	$88,617
VDP PROGRAM	900099	28840	$28,840

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	46079	TotalRevenueColumn
Exclusion	$46,079	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	508426	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	42808235	TotalRevenueColumn
Related Or Exempt Function Income	32040360	RelatedOrExemptFunctionIncome
Exclusion	$2,149,027	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	8046311	Total
Program Services	8046311	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	0	Total

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	0	Total

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	1927295	Total
Program Services	1091702	ProgramServices
Management And General	637944	ManagementAndGeneral
Fundraising	197649	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	0	Total

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	4699573	Total
Program Services	3982912	ProgramServices
Management And General	68487	ManagementAndGeneral
Fundraising	648174	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	546743	Total
Program Services	418696	ProgramServices
Management And General	58283	ManagementAndGeneral
Fundraising	69764	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	801737	Total
Program Services	609152	ProgramServices
Management And General	106612	ManagementAndGeneral
Fundraising	85973	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	458039	Total
Program Services	350766	ProgramServices
Management And General	48827	ManagementAndGeneral
Fundraising	58446	Fundraising

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	418880	Total
Program Services	243134	ProgramServices
Management And General	118607	ManagementAndGeneral
Fundraising	57139	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	210853	Total
Management And General	210853	ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	264429	Total
Program Services	264429	ProgramServices

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	57642	Total
Management And General	57642	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	3820200	Total
Program Services	3346246	ProgramServices
Management And General	116548	ManagementAndGeneral
Fundraising	357406	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	109381	Total
Program Services	109381	ProgramServices

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	385452	Total
Program Services	278055	ProgramServices
Management And General	79000	ManagementAndGeneral
Fundraising	28397	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	1253911	Total
Program Services	1012052	ProgramServices
Management And General	177750	ManagementAndGeneral
Fundraising	64109	Fundraising

Royalties Royalties

Field	Value	IRS element (for citing)
Total	0	Total

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	1105698	Total
Program Services	702989	ProgramServices
Management And General	307007	ManagementAndGeneral
Fundraising	95702	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	477774	Total
Program Services	383040	ProgramServices
Management And General	64493	ManagementAndGeneral
Fundraising	30241	Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	0	Total

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	385980	Total
Program Services	338995	ProgramServices
Management And General	34530	ManagementAndGeneral
Fundraising	12455	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	0	Total

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	0	Total

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	219614	Total
Program Services	157321	ProgramServices
Management And General	49098	ManagementAndGeneral
Fundraising	13195	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	107093	Total
Program Services	62312	ProgramServices
Management And General	34139	ManagementAndGeneral
Fundraising	10642	Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
PUBLIC AWARENESS CAMPAIGN	19109972	17965940	1144032
BAD DEBT EXPENSE	608222		608222
SERVICE CHARGES	5745	3364	1815	566
MISCELLANEOUS	109146	31438	77688	20

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	45129690	Total
Program Services	39398235	ProgramServices
Management And General	4001577	ManagementAndGeneral
Fundraising	1729878	Fundraising

Field	Value	IRS element (for citing)
Joint Costs	X	JointCosts

Total Joint Costs TotalJointCosts

Field	Value	IRS element (for citing)
Total	1611693	Total
Program Services	962016	ProgramServices
Management And General	96485	ManagementAndGeneral
Fundraising	553192	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	467	BOY
EOY	467	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	6924978	BOY
EOY	4888014	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	5718016	BOY
EOY	3499811	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	62566	BOY
EOY	0	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	463313	BOY
EOY	374472	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	3098212	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	2839721	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	477843	BOY
EOY	258491	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	14162982	BOY
EOY	15329333	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Intangible Assets IntangibleAssets

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	3238875	BOY
EOY	3480087	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	31049040	BOY
EOY	27830675	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	2513801	BOY
EOY	1868506	EOY

Grants Payable GrantsPayable

Field	Value	IRS element (for citing)
BOY	3236853	BOY
EOY	3889180	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	4043224	BOY
EOY	5439115	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Escrow Account Liability EscrowAccountLiability

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Loans From Officers Directors LoansFromOfficersDirectors

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	2086108	BOY
EOY	0	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	8832312	BOY
EOY	8195236	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	20712298	BOY
EOY	19392037	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	5864453	BOY
EOY	3631338	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	832488	BOY
EOY	1004215	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	3639801	BOY
EOY	3803085	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	10336742	BOY
EOY	8438638	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	31049040	BOY
EOY	27830675	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	-2321455	ReconcilationRevenueExpenses
Reconciliation Unrealized Invest	-110474	ReconciliationUnrealizedInvest
Reconcilation Other Changes	533825	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited

FS Audited Basis FSAuditedBasis

Field	Value	IRS element (for citing)
Financial Statement Separate	X	FinancialStatementSeparate

Field	Value	IRS element (for citing)
Audit Committee	true	AuditCommittee
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Publicly Supported Org170b1 Avi	X	PubliclySupportedOrg170b1Avi

Gifts Grants Contrib Received170 GiftsGrantsContribReceived170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	14100696	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	18165400	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	11915758	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	10546204	CurrentTaxYearMinus1Year
Current Tax Year	8618848	CurrentTaxYear
Total	63346906	Total

Tax Rev Levied For Org Benefit170 TaxRevLeviedForOrgBenefit170

Field	Value	IRS element (for citing)
Total	0	Total

Value Srvc Fclts Furnished By Govt ValueSrvcFcltsFurnishedByGovt

Field	Value	IRS element (for citing)
Total	0	Total

Total170 Total170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	14100696	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	18165400	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	11915758	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	10546204	CurrentTaxYearMinus1Year
Current Tax Year	8618848	CurrentTaxYear
Total	63346906	Total

Field	Value	IRS element (for citing)
Amounts Subst Contributors Total	0	AmountsSubstContributorsTotal
Public Support Total170	63346906	PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	584295	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	985737	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	1419418	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	1592243	CurrentTaxYearMinus1Year
Current Tax Year	952391	CurrentTaxYear
Total	5534084	Total

Net UBI NetUBI

Field	Value	IRS element (for citing)
Total	0	Total

Other Income170 OtherIncome170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	101141	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	165047	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	1024657	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	556293	CurrentTaxYearMinus1Year
Current Tax Year	517426	CurrentTaxYear
Total	2364564	Total

Field	Value	IRS element (for citing)
Total Support	71245554	TotalSupport
Gross Receipts From Admissions Etc	225452538	GrossReceiptsFromAdmissionsEtc
Public Support Pertcentage170	0.88914	PublicSupportPertcentage170
Public Support Pertcent Prior Year	0.89567	PublicSupportPertcentPriorYear
Thirty Three Percnt Tests CY170	X	ThirtyThreePercntTestsCY170

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Total Grassroots Lobbying		TotalGrassrootsLobbying
Total Direct Lobbying		TotalDirectLobbying
Total Lobbying Expenditures		TotalLobbyingExpenditures
Other Exempt Purpose Expenditures		OtherExemptPurposeExpenditures
Total Exempt Purpose Expenditures		TotalExemptPurposeExpenditures
Lobbying Nontaxable		LobbyingNontaxableAmount
Grassroots Nontaxable		GrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non Tx		TotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying Nontx		TotLobbyExpendMnsLobbyingNontx
Volunteers	true	Volunteers
Paid Staff Or Management	true	PaidStaffOrManagement
Media Advertisements	true	MediaAdvertisements
Media Advertisements	$35,202	MediaAdvertisementsAmount
Mailings Members	true	MailingsMembers
Mailings Members	$16,198	MailingsMembersAmount
Publications Or Broadcast	true	PublicationsOrBroadcast
Publications Or Broadcast	$19,660	PublicationsOrBroadcastAmount
Grants Other Organizations	true	GrantsOtherOrganizations
Grants Other Organizations	$3,500	GrantsOtherOrganizationsAmount
Direct Contact Legislators	true	DirectContactLegislators
Direct Contact Legislators	$167,515	DirectContactLegislatorsAmount
Rallies Demonstrations	true	RalliesDemonstrations
Rallies Demonstrations	$3,834	RalliesDemonstrationsAmount
Other Activities	true	OtherActivities
Other Activities	$18,520	OtherActivitiesAmount
Total Lobbying Expenditures IIB	264429	TotalLobbyingExpendituresIIB
Not Described In501c3	false	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	Schedule C, Part II-B, Line 1(i)	Identifier
Explanation	THE AMERICAN LUNG ASSOCIATION VOLUNTEERS AND STAFF ENGAGE IN A WIDE RANGE OF ADVOCACY ACTIVITIES TO FURTHER OUR MISSION TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE. OUR WORK INCLUDES EFFORTS TO EDUCATE MEMBERS OF CONGRESS, THEIR STAFF AND THE PUBLIC ON LUNG HEALTH ISSUES AND ACCESS TO HEALTHCARE. WE ADVOCATE FOR CLEAN, HEALTHY AIR TO REDUCE THE HEALTH IMPACTS OF AIR POLLUTION. WE FOCUS ON SUPPORTING THE IMPLEMENTATION AND STRENGTHENING OF THE NATION'S CLEAN AIR LAWS. WE STRONGLY SUPPORT THE PUBLIC HEALTH INFRASTRUCTURE AND LUNG HEALTH RESEARCH FUNDING INCLUDING FUNDING FOR LUNG CANCER, CHRONIC OBSTRUCTIVE PULMONARY DISEASE (COPD), ASTHMA, TUBERCULOSIS AND OTHER LUNG DISEASES. FURTHERMORE, THE AMERICAN LUNG ASSOCIATION VOLUNTEERS AND STAFF ACTIVELY ADVOCATE IN WASHINGTON, D.C. AND IN THE STATES FOR TOBACCO CONTROL LAWS, INCLUDING EFFORTS TO REGULATE TOBACCO PRODUCTS, PROMOTE TOBACCO CESSATION AND ELIMINATE EXPOSURE TO SECOND HAND SMOKE.	Explanation

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Art Public Exhibition Amts		ArtPublicExhibitionAmts
Held Works Of Art Amts		HeldWorksOfArtAmts
Agent Trustee Etc	false	AgentTrusteeEtc
Included On FS	true	IncludedOnFS

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1030809	BeginningOfYearBalance
Investment Earnings Or Losses	259407	InvestmentEarningsOrLosses
Grants Or Scholarships	77218	GrantsOrScholarships
Administrative Expenses	11739	AdministrativeExpenses
End Of Year Balance	1201259	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1099684	BeginningOfYearBalance
Investment Earnings Or Losses	-23972	InvestmentEarningsOrLosses
Grants Or Scholarships	34318	GrantsOrScholarships
Administrative Expenses	10585	AdministrativeExpenses
End Of Year Balance	1030809	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	980525	BeginningOfYearBalance
Investment Earnings Or Losses	201713	InvestmentEarningsOrLosses
Grants Or Scholarships	72000	GrantsOrScholarships
Administrative Expenses	10554	AdministrativeExpenses
End Of Year Balance	1099684	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	950135	BeginningOfYearBalance
Investment Earnings Or Losses	97595	InvestmentEarningsOrLosses
Grants Or Scholarships	56728	GrantsOrScholarships
Administrative Expenses	10477	AdministrativeExpenses
End Of Year Balance	980525	EndOfYearBalance

Current Year Minus4 Years CurrentYearMinus4Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	636664	BeginningOfYearBalance
Investment Earnings Or Losses	387717	InvestmentEarningsOrLosses
Grants Or Scholarships	65612	GrantsOrScholarships
Administrative Expenses	8634	AdministrativeExpenses
End Of Year Balance	950135	EndOfYearBalance

Field	Value	IRS element (for citing)
Permanent Endowment EOY Balance	0.41620	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.58380	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	false	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	false	EndowmentsHeldByRelatedOrgs
Land		Land
Buildings		Buildings

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	211648	OtherCostOrOtherBasis
Depreciation	157223	Depreciation
Book Value	54425	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	1942086	OtherCostOrOtherBasis
Depreciation	1781933	Depreciation
Book Value	160153	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	944478	OtherCostOrOtherBasis
Depreciation	900565	Depreciation
Book Value	43913	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	258491	TotalOfBookValueLandBuildings

Other Assets OtherAssets

Field	Value	IRS element (for citing)
Description	IN PERPETUAL TRUSTS	Description
Book Value	3480087	BookValue

Field	Value	IRS element (for citing)
Total Book Value Other Assets	3480087	TotalBookValueOtherAssets
Federal Income Tax Liability	0	FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (4 entries)

DescriptionDescription	AmountAmount
PENSION AND LIFE INSURANCE BEN	$3,978,040
DUE TO CHARTERED ASSOC.	$1,619,448
AMOUNTS HELD ON BEHALF OF OTHERS	$1,940,809
OTHER LIABILITIES	$656,939

Field	Value	IRS element (for citing)
Total Of Amounts	8195236	TotalOfAmounts
Footnote In Part XIII	X	FootnoteInPartXIII
Tot Revenue Etc Audited Fincl Stmt	65826546	TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments	-110474	NetUnrealizedGainsInvestments
Donated Srvc And Use Of Facilities	22594960	DonatedSrvcAndUseOfFacilities
Other Revenues	533825	OtherRevenues
Revenue Not Rptd F990	23018311	RevenueNotRptdF990
Revenue Subtotal	42808235	RevenueSubtotal
Total Revenue Per Form990	42808235	TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt	67724650	TotExpensesEtcAuditedFinclStmt
Donated Services Use Of Facilities	22594960	DonatedServicesUseOfFacilities
Expenses Not Rptd F990	22594960	ExpensesNotRptdF990
Expenses Subtotal	45129690	ExpensesSubtotal
Total Expenses Per Form990	45129690	TotalExpensesPerForm990

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Schedule D, Part V, LIne 4	Use of endowment funds	PERMANENTLY RESTRICTED NET ASSETS ARE PRIMARILY DEDICATED TO SUPPORTING RESEARCH SCHOLARS IN INTERSTITIAL RELATED LUNG DISEASES. DALSEMER ENDOWMENT: IN 1983, LEONARD DALSEMER. THE JOHN A. HARTFORD FOUNDATION AND THE WHEELABRATOR FOUNDATION ENDOWED THE NATIONAL OFFICE WITH $500,000 (THE CORPUS) TO FUND RESEARCH TO FIND A CURE FOR INTERSTITIAL LUNG DISEASE. THE EARNINGS FROM THE CORPUS ARE TO FUND AN ANNUAL RESEARCH AWARD IN A MINIMAL AMOUNT OF $30,000. THE TERM OF EACH AWARD IS THREE YEARS. ANNUAL EXPENDITURES ARE LIMITED TO 6% OF THE FAIR MARKET VALUE OF THE ENDOWMENT. THE AMERICAN LUNG ASSOCIATION IS TO STRIVE TO GROW THE ENDOWMENT BY SOLICITING ADDITIONAL DONOR CONTRIBUTIONS. THE AWARD IS ONLY TO BE CONFERRED WHEN THE REVIEW COMMITTEE DEEMS THE PROPOSED RESEARCH MERITORIOUS. MARY FULLER RUSSELL RESEARCH FUND: IN A SETTLEMENT ENTERED BY AMERICAN LUNG ASSOCIATION OF NEW HAMPSHIRE ("ALANH") AND NATIONAL OFFICE ("ALA") ON JULY 9, 2003, ALANH AGREED TO SET ASIDE, AS A SEGREGATED FUND, WITHIN ITS ENDOWMENT FUND, THE SUM OF $1,297,643 REPRESENTING ALA'S 10% SHARE, AND TO MAINTAIN SUCH SEGREGATED FUND INTACT FOR THE PURPOSE OF PAYING TO AND ALLOWING ALA TO USE ALL THE INCOME AND THE ANNUAL NET APPRECIATION, IF ANY, IN THE FAIR VALUE OF THE SEGREGATED FUND FOR RESEARCH PURPOSES DETERMINED BY ALA. UNDER THE SETTLEMENT, SUCH SEGREGATED FUND IS TO BE HELD FOR ALA'S BENEFIT IN PERPETUITY. ALANH AND ALA AGREED THAT DISTRIBUTIONS FROM THE MARY FULLER RUSSELL RESEARCH FUND SHALL BE USED TO SUPPORT RESEARCH INTO LUNG HEALTH ISSUES, AND THAT RESEARCH GRANTS TO RECIPIENTS SHALL BE MADE UNDER THE NAME MARY FULLER RUSSELL RESEARCH FUND.
Schedule D, pART x, lINE 2	FIN48 FOOTNOTE	GUIDANCE IN THE AREA OF "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES" UNDER THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ACCOUNTING STANDARDS CODIFICATION CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS STANDARD PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN BE RECOGNIZED IN THE FINANCIAL STATEMENTS ONLY IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE STANDARD ALSO PROVIDES GUIDANCE ON MEASUREMENT, CLASSIFICATION, INTEREST AND PENALTIES, AND DISCLOSURE. THE FISCAL YEARS ENDED 2010, 2011, 2012, AND 2013 ARE STILL OPEN TO AUDIT FOR BOTH FEDERAL AND STATE PURPOSES. NATIONAL HEADQUARTERS HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND, TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS.
SCHEDULE D, Part XII, Line 2D	Audit Committee	The Audit Committee of the Board has the fiduciary responsibility for hiring of the audit firm, the review of the risk issues for the association and the final audit review and package that is accepted by the Board. The Committee meets with the audit firm independently from staff during the audit review process and recommends to the Board the acceptance of the Audit and its findings. Schedule D, Part XI, Line 2d Reconciliation of Revenue Change in fair value of beneficial interests in trusts $334,299 Change in value of split-interest agreements 56,188 pension and life insurance benefit plan activities 143,338 -------- Total $533,825 ========

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	true	RecordsMaintained

Recipient Table RecipientTable (72 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EIN Of RecipientEINOfRecipient	IRC SectionIRCSection	Amount Of Cash GrantAmountOfCashGrant	Method Of ValuationMethodOfValuation	Purpose Of GrantPurposeOfGrant
ALA of California
424 Pendleton Way	Oakland	CA	94621	940362650	501(c)(3)	48000	FMV	fed & prog grants
ALA of Mid-Atlantic
3001 Old Gettyburg Road	Camp Hill	PA	17011	251825116	501(c)(3)	76337	FMV	fed & prog grants
ALA of Midland States
1950 Arlingate Lane	Columbus	OH	43228	314379531	501(c)(3)	295500	FMV	fed & prog grants
ALA of Mountain Pacific
7420 SW Bridgeport Road Suite 200	Tigard	OR	97224	930386887	501(c)(3)	56947	FMV	fed & prog grants
ALA of the Northeast
21 West 38th Street	New York	NY	10018	930386887	501(c)(3)	664289	FMV	fed & prog grants
ALA of the Plains Gulf Region
2325 Severn Avenue suite 8	Metairie	LA	70001	630320189	501(c)(3)	141214	FMV	fed & prog grants
ALA of the Southeast
6852 Belfort Oaks Place	Jacksonville	FL	32216	590662271	501(c)(3)	68000	FMV	fed & prog grants
ALA of the Southwest
5600 Greenwood Plaza Blvd suite 10	Greenwood Village	CO	80111	860111676	501(c)(3)	349379	FMV	fed & prog grants
ALA of the Upper Midwest
3000 Kelly Lane	Springfield	IL	62707	204392201	501(c)(3)	416767	FMV	fed & prog grants
Albany Medical College
47 New Scotland Avenue Albany	Albany	NY	12208	141338310	501(c)(3)	32500	FMV	Research
Baylor College of Medicine
One Baylor Plaza	Houston	TX	770303411	741613878	501(c)(3)	108750	FMV	Research
Biomedical Research Institute of New Mexico
1501 San Pedro Drive Building 14	Albuquerque	NM	87108	850374063	501(c)(3)	40000	FMV	Research
Brigham & Women's Hospital
75 Francis Street	Boston	MA	02115	042312909	501(c)(3)	100000	FMV	Research
Children's Hospital Boston
PO 414413	Boston	MA	02241	042774441	501(c)(3)	107500	FMV	Research
Children's Hospital Medical Center-Cincinnati
3333 Burnet Ave	Cincinnati	OH	45229	310833936	501(c)(3)	40000	FMV	Research
Clean Air Watch
1250 Connecticut Avenue	Washington	DC	20036	342025788	501(c)(3)	30000	FMV	asthma
Columbia University
116th St and Broadway	New York	NY	10027	155598093	501(c)(3)	46875	FMV	Research
Duke University
Box 104132	Durham	NC	27708	560532129	501(c)(3)	139850	FMV	Research
Farmingdale State University
35 State Street	Albany	NY	12207	237046497	501(c)(3)	33380	FMV	Research
H Lee Moffitt Cancer Center and Research Institut
12902 Magnolia Drive	Tampa	FL	33612	592451713	501(c)(3)	100000	FMV	Research
Johns Hopkins University
1101 E33rd Street	Baltimore	MD	21218	520595110	501(c)(3)	807500	FMV	Research
Louisiana State University Health Sciences Center
433 Bolivar Street	New Orleans	LA	70112	726087770	government	84150	FMV	Research
Massachusetts General Hospital
55 Fruit Street	Boston	MA	02114	041564655	501(c)(3)	72195	FMV	Research
McLean Hospital
115 Mill Street 228	Belmont	MA	02478	043362620	501(c)(3)	39932	FMV	Research
National Jewish Medical and Research Center
1400 Jackson Street	Denver	CO	80206	742044647	501(c)(3)	145050	FMV	Research
New York Medical College Women's and Children Cent
40 Sunshine Cottage Rd	Valhalla	NY	10595	131099420	501(c)(3)	119850	FMV	Research
Newmours Children Clinic
807 Childrens Way	jacksonville	FL	32207	590634433	501(c)(3)	118750	FMV
North Shore Long Island Jewish
300 Community Drive	Manhasset	NY	11030	111562701	501(c)(3)	97750	FMV	Research
Northwestern University
619 Clark Street	Evanston	IL	60208	362167817	501(c)(3)	164971	FMV	Research
NYU School of Medicine
545 First Avenue	New York	NY	10016	135562308	501(c)(3)	55025	FMV	Research
Oregon Health & Science University
3181 SW Sam Jackson Park Road	Portland	OR	97239	931176109	government	32500	FMV	Research
Regents of the Univ of CA San Diego
9500 Gilman Drive	La Jolla	CA	92093	956006144	501(c)(3)	190450	FMV	Research
Regents of the University of California Irvine
1400 Biological Sciences III	Irvine	CA	92697	952226406	501(c)(3)	100000	FMV	Research
Regents of the University of California SF
3333 California St Suite 315 BO 09	San Francisco	CA	94118	946036493	501(c)(3)	172500	FMV	Research
Regents of Univ of Michigan
3003 S State Street	Ann Arbor	MI	48109	386006309	501(c)(3)	72500	FMV	Research
Rhode Island Hospital
593 Eddy Street	Providence	RI	02903	050258954	501(c)(3)	38723	FMV	Research
Rutgers University School of Public Health
7 College Avenue Winant Hall	New Brunswick	NJ	08901	226001086	government	40000	FMV	Research
Sanford-Burnham Medical Research Institute
10901 North Torrey Pines Road	La Jolla	CA	92037	510197108	501(c)(3)	32500	FMV	Research
Seattle Biomedical Research Institute
307 Westlake Ave N Suite 500	Seattle	WA	98109	910961784	501(c)(3)	32500	FMV	Research
St Joseph's Hospital and Medical Center
700 Rosedale Avenue	st Louis	MO	63112	951643359	501(c)(3)	39829	FMV	Research
St Vincent of Indiana
St ViNcent	Indianapolis	IN	46260	350869066	501(c)(3)	18800	FMV
Stanford University
3145 Porter Drive	Palo Alto	CA	94304	941156365	501(c)(3)	112500	FMV	Research
State University of NY - Stony Brook
PO 9	Albany	NY	12201	131099420	501(c)(3)	40000	FMV	Research
The Children's Hospital of Seattle
PO 50020	Seattle	WA	98145	231352166	501(c)(3)	32500	FMV	Research
The Ohio State University Research Foundation
1960 Kenny Road	Columbus	OH	43210	316401599	501(c)(3)	97750	FMV	Research
The Trustees of the University of Pennsylvania
BRBII/III 438 421 Curie Blvd	Philadelphia	PA	19104	231352685	501(c)(3)	80000	FMV	Research
The University of North Carolina at Chapel Hill
104 Airport Drive Suite 2200 Camp	Chapel Hill	NC	27599	591711424	501(c)(3)	38869	FMV	Research
The University of Texas MD Anderson Cancer Cente
1515 Holcombe Blvd	Houston	TX	77030	746001118	government	140000	FMV	Research
The University of Wisconsin
600 Highland Ave	Madison	WI	53792	390743975	501(c)(3)	80000	FMV	Research
Trustees of Boston University B U Medical Campus
72 East Concord St	Boston	MA	02118	042103547	501(c)(3)	165000	FMV	Research
Uniformed Services University of the Health Scienc
6720-A Rockledge Drive	Bethesda	MD	20817	521317896	government	20930	FMV	Research
University Medical of South Florida - Miami
po box 025405	miami	FL	33102	590624458	501(c)(3)	47925	FMV	Research
University Medical of South Florida - Tampa
3802 Spectrum Blcd	tampa	FL	33612	592959590	501(c)(3)	47025	FMV	Research
University of Alabama at Birmingham
University Station	Birmingham	AL	35294	636005396	501(c)(3)	65000	FMV	Research
University of Arizona
PO Box 3308	Tucson	AZ	85722	742652689	501(c)(3)	133800	FMV	Research
University of Chicago
5801 South Ellis Avenue	Chicago	IL	60637	362177139	501(c)(3)	40000	FMV	Research
University of Illinois at Urbana-Champaign
601 S Mathews Avenue	Urbana	IL	61801	376000511	government	180000	FMV	Research
University of Iowa
B5 Jessup Hall	Iowa City	IA	52242	426004603	government	93673	FMV	Research
University of Lousiville Research Foundation
Stevenson Hall 520	Louisville	KY	40290	611029626	501(c)(3)	40000	FMV	Research
University of Missouri - Kansas City
5100 Rockhill Road	Kansas City	MO	641102499	436003859	government	102750	FMV	Research
University of Montana
32 Campus Drive	Missoula	MT	59812	426004813	government	40000	FMV	Research
University of New Mexico
1 University Drive	Albuquerque	NM	87131	850275408	government	40000	FMV	Research
University of Pittsburgh
4200 Fifth Ave	Pittsburgh	PA	15260	250965591	501(c)(3)	240000	FMV	Research
University of Rochester
910 Genesee Street 200	Rochester	NY	14611	160743209	501(c)(3)	40000	FMV	Research
University of Tampa
401 West Kennedy Blvd Box M	Tampa	FL	33606	590624459	501(c)(3)	33590	FMV	Research
University of Vermont
85 South Prospect Street	Burlington	VT	05405	030179440	501(c)(3)	102750	FMV	Research
University of Virginia
PO Box 400202	Charlottesville	VA	22904	546001796	501(c)(3)	147250	FMV	Research
UT Southwestern Medical Center
5323 Harry Hines Blvd	Dallas	TX	75390	752556007	501(c)(3)	40000	FMV	Research
Wake Forest University of Health Studies
Medical Center Blvd Winston	Salem	NC	27157	223849199	501(c)(3)	32500	FMV	Research
Washington University School of Medicine
902 Yalem Box 8052 660 S Euclid A	St Louis	MO	63110	430653611	501(c)(3)	265500	FMV	Research
Wayne State University
5057 Woodward Avenue 13th Fl	Detriot	MI	48202	383555142	501(c)(3)	40000	FMV	Research
Yale University
2 Whitney Avenue 6th Fl	New Haven	CT	06511	060646973	501(c)(3)	32500	FMV	Research

Field	Value	IRS element (for citing)
Total Nbr Of501 C3 And Govt Grants	72	TotalNbrOf501C3AndGovtGrants

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Identifier	Schedule I, Part I, Line 2	Identifier
Return Reference	Procedure for Monitoring Grants in the US	ReturnReference
Explanation	Award recipients are required to submit a renewal application after their first Year of funding. Renewal applications are then reviewed by our Research Committee Chairs for approval of second year funding. At the time of termination (after the second year of funding), award recipients are required to submit a summary of their activities, copies of presentations and/or publications, and a cash disbursement report for the entire grant time.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Form990 Of Other Organizations	X	Form990OfOtherOrganizations
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	true	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	false	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (9 entries)

TitleTitle	Base Compensation Filing OrgBaseCompensationFilingOrg	Other Compensation Filing OrgOtherCompensationFilingOrg	Deferred Comp Filing OrgDeferredCompFilingOrg	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Total Compensation Filing OrgTotalCompensationFilingOrg
CHARLES D CONNOR thru jan 2013
PRESIDENT & CEO	223704	3000	64109	9754	300567
ADRIENNE GlASGOW
CHIEF FINANCIAL OFFICER	263951		70444	9594	343989
B SUSAN DAVIS
CHIEF DEVELOPMENT OFFICER	212390		60366	9384	282140
SUSAN J RAPPAPORT
VP RESEARCH AND PROGRAM	166178		60340	18960	245478
JANET WIDMER
VP FIELD SUPPORT	162448		57031	838	220317
PAUL BILLINGS
VP NATIONAL POLICY & ADVOCACY	172050		57444	836	230330
peter iwanowicz
avp, healthy air	132036		38028	811	170875
RUSSELL BURWELL
VP GOVERNANCE	143539		49786	9179	202504
craig finstad
avp, direct response operation	130052		41626	9131	180809

Form990 Schedule J Part III Form990ScheduleJPartIII

Field	Value	IRS element (for citing)
Identifier	Schedule J, Part II, LINE 1	Identifier
Explanation	EMPLOYER SUBSIDIZED PARKING OF $3,000 WAS PROVIDED TO THE PRESIDENT AND WAS INCLUDED IN HIS W-2 AS TAXABLE INCOME. Schedule J, Part II, LINE 2 ALA MAINTAINS A 457(B) DEFERRED COMPENSATION PLAN FOR EXECUTIVE LEVEL EMPLOYEES. THE CFO MADE CONTRIBUTIONS OF $30,000 DURING THE YEAR TO THE PLAN.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (4 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Form 990, Part III, Line 4d	other program service accomplishments	ADVOCACY Every year, the American Lung Association fights to defend your right to breathe healthy air, free of pollution or tobacco smoke and to support government programs that benefit lung health. In 2012-2013, our advocacy efforts again yielded significant victories. LUNG DISEASE The Lung Association was once again instrumental in leading the fight keep federal resources focused on lung disease. In April, thanks to the extraordinary efforts of our volunteers across the nations, the U.S. Food and Drug Administration's (FDA) made the decision to include lung cancer and interstitial lung disease in its Patient Focused Drug Development (PFDD) program. The PFDD program is important because it looks at disease treatment from the patient's perspective - its impact on patients' daily lives, the types of treatment benefits that matter most to patients, and patients' perspectives on the adequacy of available therapies. HEALTHY AIR Our Healthy Air Campaign continued in its fight to protect the Clean Air Act from attempts to weaken the law, and to push the Environmental Protection Agency (EPA) to implement its lifesaving protections. This year, we celebrated several major milestones in cleaning up the air we all share. The Lung Association successfully pushed the EPA to strengthen the limits on year-round particle pollution (soot) for the first time since 1997. Scientists have found that these widespread microscopic particles cause premature death at levels well below what had been considered safe. The Lung Association took action because stronger standards drive the cleanup of pollution. The Lung Association also successfully pushed EPA to propose new cleaner gasoline and vehicle standards. If adopted, these standards will help areas across the nation have much healthier air as soon as the gasoline is in use. In April, our in-depth report "A Penny for Prevention: The Case for Cleaner Gasoline and Vehicle Standards" shed light on the major health benefits of cleaner gasoline and vehicle standards. For the first time, the EPA proposed carbon pollution standards for new power plants, and the Lung Association marshalled volunteers to speak out to EPA about the dangerous health effects climate change would have on people with lung disease like asthma and COPD. We issued our 14th annual "State of the Air" report(www.stateoftheair.org), which shows that the air quality in many places has improved, but that more than 131 million people-42 percent of the nation-still suffer pollution levels that are often too dangerous to breathe. TOBACCO CONTROL The 2009 Family Smoking Prevention and Tobacco Control Act is under threat from the cigar industry and the makers of the burgeoning, but little understood and entirely unregulated electronic cigarettes. The Lung Association is fighting to make sure the FDA regulates all tobacco products, including e-cigarettes, candy-flavored cigars and other cigars. Our signature report, "State of Tobacco Control 2013" (www.stateoftobaccocontrol.org) report closely followed Big Tobacco's money trail, revealing a high-spending, deep-pocketed tobacco industry determined to maintain its market share at the expense of the health of our kids and current smokers. Meanwhile, federal watchdogs largely abandoned the role they must play in stopping this rogue industry. Our fifth annual report "Helping Smokers Quit: Tobacco Cessation Coverage 2012," The United States is at a tipping point when it comes to policies that help smokers quit, and that the federal and state governments still need to do more to help smokers quit, despite the reality that helping smokers quit saves both lives and money. SUPPORT OF AMERICAN LUNG ASSOCIATION CHARTERED ASSOCIATIONS field Program Development The American Lung Association national headquarters supports its 9 chartered associations through coaching, training, consultation and technical assistance. American Lung Association staff and volunteers throughout the country are provided skill-building and other learning opportunities to help them successfully deliver the American Lung Association's mission. Through implementation of these staff learning and volunteer development offerings, chartered associations are kept current on best practices in lung health programs and delivery, advocacy, financial management, fundraising, leadership development and volunteer management. One-on-one coaching and consultation by national headquarters staff is offered as needed or requested. Individual discipline groups (e.g. chief executive officers, chief financial officers, chief development officers, program managers, etc.) meet regularly with national headquarters peers to share ideas, problem-solve, and network. The American Lung Association conducts a nationwide volunteer and staff recognition program. Volunteers and staff are recognized on an ongoing basis for outstanding performance. An annual recognition ceremony is held at a meeting of the American Lung Association Board of Directors and Nationwide Assembly where awards for highest achievement are given in specific categories. The American Lung Association Board of Directors provides strategic direction for the national headquarters and its chartered associations. Coordination and monitoring of national and chartered association strategic alignment is provided through a Board-approved metric-based performance management system. The American Lung Association Board of Directors is responsible for oversight of chartered association compliance to policies and performance standards. Assistance is provided by the national headquarters to those chartered associations that do not meet requirements and/or standards. Asthma Supporting Asthma Management and Asthma-Friendly Learning Environments - The Lung Association works with schools nationwide to create healthy learning environments to keep students healthy, in school and ready to learn. In 2012-2013, we recognized four schools nationwide for their efforts in creating asthma-friendly schools. Three elementary schools were awarded AFSI Champion Gold Awards for meeting all 20 components of the Asthma-Friendly Schools Initiative, and one elementary schools was awarded an AFSI Champion Silver award for meeting almost all of the components. In the 2012 - 2013 school year, over 9,227 students in 28 states were reached through the Open Airways For Schools program, a health education program that builds self-management skills for students with asthma. We certified 546 individuals as OAS Certified Facilitators in FY13. In addition, we disseminate numerous tools and resources to help children and adults living with asthma better understand and manage their disease, including the Lungtropolis online asthma game, Asthma Basics, and how-to videos. We also performed an extensive revision of existing asthma education content on the American Lung Association website, www.lung.org so we can continue to provide the best support and most up-to-date support for people with asthma.
Form 990, Part VI, Section b		Line 11: Review process of Form 990 The American Lung Association prepares its Form 990 and submits it to an outside accounting firm for review. ALA has established the following review process to ensure that the information reported is complete and accurate: once the Form 990 is prepared, reviewed by management and the accounting firm, and ready to be filed with the Internal Revenue Service, it is submitted electronically to members of the organization's delegated responsible body, the Audit Committee, for approval. After approval by the audit committee, the members of the governing body have 10 days to review the form, they then meet by conference call to review any comments by the group and agree to any changes that may need to be made to the form prior to its submission to the Internal Revenue Service. All comments are documented, addressed and finalized in the 990 before the submission. Line 12: Conflict of Interest Policy ALA currently has in place a conflict of interest policy which it monitors and enforces annually and has a standing Governance Committee that oversees its execution. The Organization currently mandates that all members of the governing body, committee members and all staff annually sign a conflict of interest policy and disclose any potential or actual conflicts that may exist. The signed conflict of interest policy statements are submitted to the Governance Committee. These statements are reviewed for potential or actual conflicts. If a potential or actual conflict of interest exists, the Governance committee will notify members of management and/or the governing body about such conflict and investigate the conflict and its possible effect. If the Governance Committee determines that an actual or apparent conflict exists, it will inform the governing body and/or management of its decision. The conflicted individual will not be allowed to vote or be a part of any decisions about any such transactions that have to do with the conflict until such time as the Governance Committee determines there is no longer a conflict. Line 15: Compensation Review pROCESS The American Lung Association has established a compensation policy for ITS leadership committee to follow in establishing the compensation for ITS CEO, top management official, other officers or key employees. The policy mandates that executive compensation be periodically reviewed by the committee and that the committee should be free of conflicts of interest. In addition, the approving committee needs to review appropriate and adequate data to determine the reasonableness of the compensation being considered. The committee may use a variety of information and studies that are available to determine that the appropriate level of compensation is being paid to its executives. The committee's decision on the amount of compensation paid is documented in a contemporaneously written format AND documentS the date of the decision, the members present during the meeting and those who voted on it, the details of the transaction that was approved and the comparabABILITY datA used and relied upon to make the decision. ALA did a compensation review for the CEO when he was hired in January 2013. the most recent compensation review process for All other officers and key employees was last done in December 2010.
Form 990, part vi, section c		Line 17: States with which a copy of the Form 990 is filed AL, AK, AZ, AR, GA, IL, KS, KY, ME, MD, MA, MN, MS, NH, NM, NC, ND, OH, OK, OR, RI, SC, TN, VA, WA, WV, WI, PA, NY, NJ, MI, FL, CT, CA, CO, DC, HI Line 19: Forms available to public The three most recent years of Form 990 and Annual Reports are available on American Lung Association's website www.lung.org. Governing documents and conflict of interest policy are available to the public upon request. Our website also provides the names of our Board of Directors and our Ethics Policy.
Form 990, Part XI, Line 9	Other Changes in net assets or fund balances	Change in value of beneficial interestS in trustS $334,299 Change in FAIR value of split-interest agreements 56,188 pension and LIFE INSURANCE BENEFIT PLAN ACTIVITIES 143,338 -------- Total $533,825 ======== FORM 990, Part XII, Line 2c Financial Statements and Reporting The joint Finance/Audit Committee of the Board has the fiduciary responsibility for hiring of the audit firm, the review of the risk issues for the association and the final audit review and package that is accepted by the Board. The Committee meets with the Audit firm independently from staff during the audit review process and recommends to the Board the acceptance of the Audit and its findings.