FLEMING ENDOWMENT: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: FLEMING ENDOWMENT (EIN 76-0555849)
Tax period: 2012-11-01 to 2013-10-31
Filed: 2014-09-15
IRS object ID: 201402589349100720
Schema version: 2012v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Other Assets Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Liabilities Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2014-09-15T14:11:07-05:00	Timestamp
Tax Period End Date	2013-10-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	760236864	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	FERGUSON CAMP POLL PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1800 BERING DR STE 950	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	77057	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-11-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	760555849	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	FLEMING ENDOWMENT	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	FLEM	NameControl
Phone	7136217944	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2800 POST OAK BLVD NO 4000	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	770566109	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	GEORGE M FLEMING	Name
Title	TRUSTEE	Title
Phone	7136217944	Phone
Date Signed	2014-09-15	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	GEOFF POLL	Name
PTIN	P01398213	PTIN
Phone	7137835200	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2015-12-30 17:16:21Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	8078077	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	366770	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	366770	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	308	DividendsRevAndExpnss
Dividends Net Invst Incm	308	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	-75555	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	5258829	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	0	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	309	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	309	OtherIncomeNetInvstIncm
Total Revenue And Expenses	291832	TotalRevenueAndExpenses
Total Net Investment Income	367387	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Accounting Fees Rev And Expnss	19583	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	19583	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	0	AccountingFeesDsbrsChrtblPrps
Other Expenses Rev And Expnss	12372	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	7030	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	0	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	31955	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	26613	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	583850	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	583850	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	615805	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	26613	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	583850	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-323973	ExcessOfRevenueOverExpenses
Net Investment Income	340774	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash EOY	138065	CashEOY
Cash EOYFMV	138065	CashEOYFMV
Savings And Temp Cash Invst BOY	293831	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	165695	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	165695	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	5372956	InvestmentsCorpStockBOY
Investments Corp Stock EOY	7625012	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	7725589	InvestmentsCorpStockEOYFMV
Investments Other BOY	345760	InvestmentsOtherBOY
Investments Other EOY	48728	InvestmentsOtherEOY
Investments Other EOYFMV	48728	InvestmentsOtherEOYFMV
Other Assets BOY	1095	OtherAssetsBOY
Other Assets EOY	0	OtherAssetsEOY
Other Assets EOYFMV	0	OtherAssetsEOYFMV
Total Assets BOY	6013642	TotalAssetsBOY
Total Assets EOY	7977500	TotalAssetsEOY
Total Assets EOYFMV	8078077	TotalAssetsEOYFMV
Other Liabilities BOY	353428	OtherLiabilitiesBOY
Other Liabilities EOY	737651	OtherLiabilitiesEOY
Total Liabilities BOY	353428	TotalLiabilitiesBOY
Total Liabilities EOY	737651	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	0	CapitalStockBOY
Capital Stock EOY	0	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	5660214	RetainedEarningsBOY
Retained Earnings EOY	7239849	RetainedEarningsEOY
Total Net Assets BOY	5660214	TotalNetAssetsBOY
Total Net Assets EOY	7239849	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	6013642	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	7977500	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	5660214	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-323973	ExcessOfRevenueOverExpenses
Other Increases	1903608	OtherIncreases
Subtotal	7239849	Subtotal
Other Decreases	0	OtherDecreases
Total Net Assets Fund Balances EOY	7239849	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
PUBLICLY TRADED SECURITIES	P	4171356	4170834	522	522
PUBLICLY TRADED SECURITIES	P	1087473	1163550	-76077	-76077

Field	Value	IRS element (for citing)
Capital Gain Net Income	-75555	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	375600	QualifyingDistributionsYear1
Noncharitable Assets Year1	5837086	NoncharitableAssetsYear1
Distribution Ratio Year1	0.064347	DistributionRatioYear1
Qualifying Distributions Year2	908028	QualifyingDistributionsYear2
Noncharitable Assets Year2	6139466	NoncharitableAssetsYear2
Distribution Ratio Year2	0.147900	DistributionRatioYear2
Qualifying Distributions Year3	611040	QualifyingDistributionsYear3
Noncharitable Assets Year3	7104125	NoncharitableAssetsYear3
Distribution Ratio Year3	0.086012	DistributionRatioYear3
Qualifying Distributions Year4	1685280	QualifyingDistributionsYear4
Noncharitable Assets Year4	6311453	NoncharitableAssetsYear4
Distribution Ratio Year4	0.267019	DistributionRatioYear4
Qualifying Distributions Year5	2606769	QualifyingDistributionsYear5
Noncharitable Assets Year5	12135942	NoncharitableAssetsYear5
Distribution Ratio Year5	0.214797	DistributionRatioYear5
Total Distribution Ratio	0.780075	TotalDistributionRatio
Average Distribution Ratio	0.156015	AverageDistributionRatio
Net Noncharitable Assets	7475836	NetNoncharitableAssets
Adjusted Noncharitable Assets	1166343	AdjustedNoncharitableAssets
One Percent Net Investment Income	3408	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	1169751	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	583850	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	6815	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	6815	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	6815	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	1095	EstTaxPaymentsAndOverpayment
Total Credits And Payments	1095	TotalCreditsAndPayments
Penalty For Underpayment	17	PenaltyForUnderpayment
Tax Due	5737	TaxDue

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	0	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	TX	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	RAYMOND KINZER	BooksInCareOfPersonName
Books In Care Of Phone Number	7136217944	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	2800 POST OAK BLVD SUITE 4000	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	770566109	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
GEORGE M FLEMING
2800 POST OAK BLVD SUITE 4000	HOUSTON	TX	770566109	PRESIDENT/SECRETARY/TRUSTEE	4.00	0	0	0
SCOTT FLEMING
2800 POST OAK BLVD SUITE 4000	HOUSTON	TX	770566109	TRUSTEE	4.00	0	0	0
RAYMOND E KINZER
2800 POST OAK BLVD SUITE 4000	HOUSTON	TX	770566109	TREASURER/TRUSTEE	4.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	7229964	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	359717	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	7589681	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	7589681	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	113845	CashDeemedCharitable
Net Noncharitable Assets	7475836	NetNoncharitableAssets
Minimum Investment Return	373792	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	373792	MinimumInvestmentReturn
Tax Based On Investment Income	6815	TaxBasedOnInvestmentIncome
Total Tax	6815	TotalTax
Distributable Amount Before Adj	366977	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	1903608	RecoveriesQlfyDistributions
Distributable Amount Before Ded	2270585	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	2270585	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	583850	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	583850	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	0	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	583850	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	2270585	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year5	2007828	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	1375387	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	262124	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	607059	ExcessDistriCarryoverYear2
Total Excess Distri Carryover	4252398	TotalExcessDistriCarryover
Qualifying Distributions	583850	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	583850	AppliedToCurrentYear
Remaining Distri From Corpus	0	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	1686735	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	1686735	ExcessDistriCyovAppliedCY
Total Corpus	2565663	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	321093	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	2244570	ExcessDistriCyovToNextYear
Excess From Year4	1375387	ExcessFromYear4
Excess From Year3	262124	ExcessFromYear3
Excess From Year2	607059	ExcessFromYear2

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	GEORGE M FLEMING	ContributingManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (15 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
FAITH IN PRACTICE
7500 BEECHNUT ST STE 208	HOUSTON	TX	77074	NONE	NON PROFIT ORGANIZAT	SUPPORT ORGANIZATION'S MISSIONS	$2,500
GALVESTON HISTORICAL FOUNDATION
502 20TH ST	GALVESTON	TX	77550	NONE	NON PROFIT ORGANIZAT	GENERAL FUND CONTRIBUTION	$5,000
MD ANDERSON CANCER CENTER
PO BOX 301439	HOUSTON	TX	77230	NONE	NON PROFIT ORGANIZAT	GENERAL FUND CONTRIBUTION	$10,000
SAM HOUSTON AREA COUNCIL OF BOY SCOUTS OF AMERICA
2225 N LOOP WEST	HOUSTON	TX	77008	NONE	NON PROFIT ORGANIZAT	SUPPORT OF TROOP 642, B.S.A.	$30,100
SOUTH TEXAS COLLEGE OF LAW
1303 SAN JACINTO ST	HOUSTON	TX	77002	NONE	NON PROFIT UNIVERSIT	UNDERWRITE EVENT	$4,000
ST AGNES ACADEMY
9000 BELLAIRE BLVD	HOUSTON	TX	77036	NONE	NON PROFIT SCHOOL	GENERAL AND AWARD FUND	$50,000
ST FRANCIS EPISCOPAL DIOCES
345 PINEY POINT RD	HOUSTON	TX	77024	NONE	NON PROFIT SCHOOL	FULFILL PLEDGES	$50,000
ST JOHN VIANNEY CATHOLIC CHURCH
625 NOTTINGHAM OAKS TRAIL	HOUSTON	TX	77079	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$5,200
ST MARY OF THE ASSUMPTION
1824 BALL ST	GALVESTON	TX	77550	NONE	NON PROFIT ORGANIZAT	CAPITAL CAMPAIGN, AWARD FUNDS	$1,000
STRAKE JESUIT
8900 BELLAIRE BLVD	HOUSTON	TX	77036	NONE	NON PROFIT SCHOOL	UNDERWRITE EVENT	$312,500
THE BRIARWOOD SCHOOL
12207 WHITTINGTON	HOUSTON	TX	77077	NONE	NON PROFIT SCHOOL	UNDERWRITE EVENT	$4,800
UNIVERSITY OF TEXAS
PO BOX 8058	AUSTIN	TX	78713	NONE	NON PROFIT UNIVERSIT	PRESIDENTS ASSOCIATION CONTRIBUTION	$2,000
UNIVERSITY OF TEXAS LAW SCHOOL FOUNDATION
727 EAST DEAN KEETON ST	AUSTIN	TX	78705	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$100,000
UNIVERSITY OF HOUSTON LAW
7000 FANNIN SUITE 1200	HOUSTON	TX	77030	NONE	NON PROFIT UNIVERSIT	GENERAL FUND	$1,750
UNIVERSITY OF TEXAS SYSTEM
PO BOX 8058	AUSTIN	TX	78713	NONE	NON PROFIT UNIVERSIT	GENERAL FUND	$5,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	583850	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$366,770	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Related Or Exempt Function Income	308	RelatedOrExemptFunctionIncome

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$309	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	-$75,555	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$291,524	ExclusionAmount
Related Or Exempt Function Income	308	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	291832	TotalPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Field	Value	IRS element (for citing)
Line Number	8	LineNumber
Relationship Statement	SALES OF SECURITIES PROVIDES CASH TO MAKE CONTRIBUTIONS, GIFTS, GRANTS	RelationshipStatement

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	Category
Amount	$19,583	Amount
Net Investment Income	19583	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock

Field	Value	IRS element (for citing)
Name Of Stock	AMERICAN ENTERPRISE INVESTMENT	NameOfStock
EOY Book Value	7625012	EOYBookValue
EOYFMV	7725589	EOYFMV

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (2 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
GOLDENTREE HIGH YIELD PROPERTIES	AT COST	0	0
EQUITY HERITAGE "SIDE POCKET"	AT COST	48728	48728

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets

Field	Value	IRS element (for citing)
Description	PREPAID EXCISE TAX	Description
BOY Book Value	1095	BOYBookValue

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome
ENTERTAINMENT	3337	0
MEETINGS	2000	0
FILING FEES	5	0
EXCISE TAX	7030	7030

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	GOLDENTREE ASSET MANAGEMENT-CAPITAL GAIN DISTRIBUTIONS	Description
Revenue And Expenses Per Books	309	RevenueAndExpensesPerBooks
Net Investment Income	309	NetInvestmentIncome
Adjusted Net Income	309	AdjustedNetIncome

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases

Field	Value	IRS element (for citing)
Description	RECOVERY OF PRIOR YEAR CONTRIBUTION ADDED TO DISTRIBUTABLE AMOUNT	Description
Amount	$1,903,608	Amount

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (2 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue
EXCISE TAXES PAYABLE	3446	9381
UREALIZED GAIN/LOSS	349982	728270