TR U/W MARIAN W OTTLEY WATERTOWN: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- TR U/W MARIAN W OTTLEY WATERTOWN (EIN 58-6222005)
- Tax period
- 2013-06-01 to 2014-05-31
- Filed
- 2014-10-13
- IRS object ID
- 201402869349100100
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-10-13T08:30:57-06:00 | ReturnTs |
| Tax Period End | 2014-05-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-06-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 586222005 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TW MARIAN W OTTLEY-WATERTOWN | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | OTTL | BusinessNameControlTxt |
| Phone | 8003523705 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1525 W WT HARRIS BLVD D1114-044 | AddressLine1 |
| City | CHARLOTTE | City |
| State | NC | State |
| ZIP Code | 28262 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | - | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 8003523705 | PhoneNum |
| Signature | 2014-09-16 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $16,667,111 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $363,871 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $355,765 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $579,740 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,279,645 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $579,740 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $13,909 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $38,367 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $957,520 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $973,872 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $138,387 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $103,791 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $34,597 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $2,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $24,746 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $24,746 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $35,967 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $9,076 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $31,715 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $20,169 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $29,723 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $232,815 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $157,782 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $66,320 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $733,975 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $733,975 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $966,790 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $157,782 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $800,295 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$9,270 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $816,090 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | -$1,716 | CashBOYAmt |
| Cash EOY | $499 | CashEOYAmt |
| Cash EOYFMV | $499 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $216,384 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $500,532 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $500,532 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $9,175,013 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,914,178 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $11,283,278 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,359,979 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,023,349 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,038,331 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $4,192,680 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,501,319 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,844,471 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $14,942,340 | TotalAssetsBOYAmt |
| Total Assets EOY | $14,939,877 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $16,667,111 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $14,942,340 | CapitalStockBOYAmt |
| Capital Stock EOY | $14,939,877 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $14,942,340 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $14,939,877 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $14,942,340 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $14,939,877 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $14,942,340 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$9,270 | ExcessRevenueOverExpensesAmt |
| Other Increases | $31,766 | OtherIncreasesAmt |
| Subtotal | $14,964,836 | SubtotalAmt |
| Other Decreases | $24,959 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $14,939,877 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (1146 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 42. AGCO CORP COM | 2013-04-30 | 2014-01-15 | $2,372 | $2,238 | $134 | $134 | |
| 203. AGCO CORP COM | 2012-11-21 | 2014-01-15 | $11,466 | $8,629 | $2,837 | $2,837 | |
| 12. AIA GROUP LTD-SP ADR | 2012-12-18 | 2014-01-27 | $223 | $193 | $30 | $30 | |
| 114. AIA GROUP LTD-SP ADR | 2013-07-30 | 2014-01-27 | $2,118 | $2,159 | -$41 | -$41 | |
| 7. AMC NETWORKS INC | 2014-04-03 | 2014-05-08 | $400 | $532 | -$132 | -$132 | |
| 18. AMC NETWORKS INC | 2014-04-03 | 2014-05-08 | $1,049 | $1,321 | -$272 | -$272 | |
| 14. AMC NETWORKS INC | 2013-11-11 | 2014-05-08 | $826 | $942 | -$116 | -$116 | |
| 10. AMC NETWORKS INC | 2013-11-11 | 2014-05-08 | $604 | $673 | -$69 | -$69 | |
| 10. AMC NETWORKS INC | 2013-11-11 | 2014-05-08 | $595 | $673 | -$78 | -$78 | |
| 7. AMC NETWORKS INC | 2013-11-11 | 2014-05-08 | $415 | $471 | -$56 | -$56 | |
| 8. AMC NETWORKS INC | 2013-11-11 | 2014-05-09 | $472 | $538 | -$66 | -$66 | |
| 8. AMC NETWORKS INC | 2013-11-11 | 2014-05-09 | $460 | $538 | -$78 | -$78 | |
| 8. AMC NETWORKS INC | 2013-11-11 | 2014-05-12 | $465 | $538 | -$73 | -$73 | |
| 39. AOL INC | 2013-05-13 | 2014-01-22 | $1,932 | $1,495 | $437 | $437 | |
| 159. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009 | 2013-05-31 | 2013-08-05 | $5,802 | $5,949 | -$147 | -$147 | |
| 147. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009 | 2007-07-13 | 2013-08-05 | $5,364 | $3,789 | $1,575 | $1,575 | |
| 274. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009 | 2007-07-13 | 2014-02-24 | $10,741 | $7,063 | $3,678 | $3,678 | |
| 189. ABBVIE INC | 2007-07-13 | 2013-08-05 | $8,443 | $5,283 | $3,160 | $3,160 | |
| 70. ABBVIE INC | 2013-05-31 | 2013-08-05 | $3,127 | $3,102 | $25 | $25 | |
| 232. ABBVIE INC | 2007-07-13 | 2014-02-24 | $11,883 | $6,485 | $5,398 | $5,398 | |
| 11301.86 ABERDEEN EMERG MARKETS-INST #5840 | 2013-01-14 | 2013-08-20 | $158,000 | $181,847 | -$23,847 | -$23,847 | |
| 11839.166 ABERDEEN EMERG MARKETS-INST #5840 | 2013-01-14 | 2013-08-28 | $159,000 | $190,492 | -$31,492 | -$31,492 | |
| 3259.452 ABERDEEN EMERG MARKETS-INST #5840 | 2013-01-14 | 2014-05-27 | $50,000 | $52,445 | -$2,445 | -$2,445 | |
| 5. ACI WORLDWIDE INC | 2013-11-11 | 2014-01-15 | $319 | $301 | $18 | $18 | |
| 7. ACI WORLDWIDE INC | 2013-11-11 | 2014-02-10 | $386 | $421 | -$35 | -$35 | |
| 6. ACI WORLDWIDE INC | 2013-11-11 | 2014-02-11 | $331 | $361 | -$30 | -$30 | |
| 8. ACI WORLDWIDE INC | 2013-11-11 | 2014-02-11 | $449 | $481 | -$32 | -$32 | |
| 9. ACI WORLDWIDE INC | 2013-11-11 | 2014-02-12 | $506 | $541 | -$35 | -$35 | |
| 8. ACI WORLDWIDE INC | 2013-11-11 | 2014-02-12 | $450 | $481 | -$31 | -$31 | |
| 17. ACI WORLDWIDE INC | 2013-11-11 | 2014-02-13 | $956 | $1,022 | -$66 | -$66 | |
| 2. ADIDAS-AG ADR | 2012-05-09 | 2014-05-15 | $108 | $78 | $30 | $30 | |
| 40. ADIDAS-AG ADR | 2014-04-17 | 2014-05-15 | $2,166 | $2,083 | $83 | $83 | |
| 18. ADOBE SYS INC COM | 2013-12-20 | 2014-02-21 | $1,216 | $1,049 | $167 | $167 | |
| 10. ADOBE SYS INC COM | 2013-11-19 | 2014-04-03 | $633 | $560 | $73 | $73 | |
| 7. ADOBE SYS INC COM | 2013-11-11 | 2014-04-25 | $441 | $388 | $53 | $53 | |
| 30. ADOBE SYS INC COM | 2013-11-11 | 2014-05-02 | $1,860 | $1,661 | $199 | $199 | |
| 40. ADOBE SYS INC COM | 2013-11-11 | 2014-05-05 | $2,447 | $2,214 | $233 | $233 | |
| 8. AEGERION PHARMACEUTICALS INC | 2013-11-11 | 2013-12-17 | $522 | $638 | -$116 | -$116 | |
| 7. AEGERION PHARMACEUTICALS INC | 2013-11-11 | 2013-12-18 | $456 | $558 | -$102 | -$102 | |
| 7. AEGERION PHARMACEUTICALS INC | 2013-11-11 | 2013-12-18 | $458 | $558 | -$100 | -$100 | |
| 8. AEGERION PHARMACEUTICALS INC | 2013-11-11 | 2013-12-19 | $509 | $638 | -$129 | -$129 | |
| 282. AIR LIQUIDE ADR FRANCE ADR | 2013-04-01 | 2013-07-24 | $7,309 | $6,900 | $409 | $409 | |
| 72. AIR PRODS & CHEMICALS INC COM W/ RTS TO PURCHASE PFD SHS EXP | 2011-05-23 | 2013-08-05 | $7,760 | $6,488 | $1,272 | $1,272 | |
| 65. AIR PRODS & CHEMICALS INC COM W/ RTS TO PURCHASE PFD SHS EXP | 2010-10-22 | 2014-02-24 | $7,705 | $5,497 | $2,208 | $2,208 | |
| 716. ALCOA INC COM | 2013-10-31 | 2013-11-11 | $6,544 | $6,079 | $465 | $465 | |
| 6. ALEXANDRIA REAL ESTATE EQUITIES INC COM W/RIGHTS ATTACHED EXP 2/10/ | 2013-10-04 | 2013-10-25 | $401 | $381 | $20 | $20 | |
| 10. ALEXION PHARMACEUTICALS INC COM | 2013-12-16 | 2014-02-21 | $1,793 | $1,240 | $553 | $553 | |
| 10. ALEXION PHARMACEUTICALS INC COM | 2013-12-16 | 2014-03-14 | $1,751 | $1,231 | $520 | $520 | |
| 5. ALEXION PHARMACEUTICALS INC COM | 2013-12-16 | 2014-04-17 | $762 | $613 | $149 | $149 | |
| 6. ALLEGHANY CORP DEL COM | 2012-06-08 | 2013-07-30 | $2,384 | $1,969 | $415 | $415 | |
| 11. ALLEGHANY CORP DEL COM | 2012-06-08 | 2013-12-10 | $4,357 | $3,422 | $935 | $935 | |
| 13. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010 | 2013-08-13 | 2013-12-12 | $1,261 | $1,177 | $84 | $84 | |
| 20. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010 | 2013-08-13 | 2013-12-24 | $2,173 | $1,810 | $363 | $363 | |
| 188. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010 | 2014-02-24 | 2014-04-23 | $30,827 | $22,577 | $8,250 | $8,250 | |
| 18. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010 | 2013-08-13 | 2014-05-05 | $3,040 | $1,629 | $1,411 | $1,411 | |
| 37. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010 | 2013-08-13 | 2014-05-13 | $5,975 | $3,349 | $2,626 | $2,626 | |
| 2. ALLIANCE DATA SYSTEMS CORP COM | 2014-02-06 | 2014-02-20 | $559 | $505 | $54 | $54 | |
| 2. ALLIANCE DATA SYSTEMS CORP COM | 2014-02-06 | 2014-02-21 | $569 | $505 | $64 | $64 | |
| 1. ALLIANCE DATA SYSTEMS CORP COM | 2014-02-06 | 2014-02-24 | $283 | $252 | $31 | $31 | |
| 2. ALLIANCE DATA SYSTEMS CORP COM | 2013-11-11 | 2014-02-24 | $574 | $490 | $84 | $84 | |
| 2. ALLIANCE DATA SYSTEMS CORP COM | 2013-11-11 | 2014-02-25 | $573 | $490 | $83 | $83 | |
| 2. ALLIANCE DATA SYSTEMS CORP COM | 2013-11-11 | 2014-02-25 | $577 | $490 | $87 | $87 | |
| 1. ALLIANCE DATA SYSTEMS CORP COM | 2013-11-11 | 2014-02-28 | $284 | $245 | $39 | $39 | |
| 3. ALLIANCE DATA SYSTEMS CORP COM | 2014-03-05 | 2014-03-10 | $851 | $776 | $75 | $75 | |
| 2. ALLIANCE DATA SYSTEMS CORP COM | 2013-11-11 | 2014-03-31 | $547 | $490 | $57 | $57 | |
| 2. ALLIANCE DATA SYSTEMS CORP COM | 2013-11-11 | 2014-04-01 | $540 | $490 | $50 | $50 | |
| 2. ALLIANCE DATA SYSTEMS CORP COM | 2013-11-11 | 2014-04-22 | $491 | $490 | $1 | $1 | |
| 2. ALLIANCE DATA SYSTEMS CORP COM | 2013-11-11 | 2014-04-22 | $487 | $490 | -$3 | -$3 | |
| 143. ALLIANZ AG-ADR COM | 2011-02-08 | 2014-03-14 | $2,385 | $2,091 | $294 | $294 | |
| 33. ALNYLAM PHARMACEUTICALS INC | 2014-01-24 | 2014-05-06 | $1,770 | $2,190 | -$420 | -$420 | |
| 420. ALTRIA GROUP INC | 2007-07-13 | 2013-08-05 | $14,960 | $9,171 | $5,789 | $5,789 | |
| 376. ALTRIA GROUP INC | 2009-06-04 | 2014-02-24 | $13,402 | $7,393 | $6,009 | $6,009 | |
| 45. AMERICAN CAPITAL AGENCY CORP | 2012-07-02 | 2013-06-03 | $1,135 | $1,507 | -$372 | -$372 | |
| 35. AMERICAN CAPITAL AGENCY CORP | 2012-05-14 | 2013-06-03 | $883 | $1,129 | -$246 | -$246 | |
| 244. AMERICAN CAPITAL AGENCY CORP | 2012-05-14 | 2013-11-11 | $5,048 | $7,874 | -$2,826 | -$2,826 | |
| 490. AMERICAN EQUITY INVT LIFE HLDG CO | 2013-12-17 | 2014-03-07 | $11,379 | $12,018 | -$639 | -$639 | |
| 125. AMERICAN EXPRESS CO COM | 2007-07-13 | 2013-08-05 | $9,489 | $7,873 | $1,616 | $1,616 | |
| 112. AMERICAN EXPRESS CO COM | 2012-11-07 | 2014-02-24 | $10,098 | $6,280 | $3,818 | $3,818 | |
| 44. AMERICAN FINL GRP INC OHIO COM | 2013-05-16 | 2014-01-22 | $2,510 | $2,186 | $324 | $324 | |
| 474. AMERICAN INTERNATIONAL GROUP, INC | 2013-01-22 | 2013-08-08 | $22,984 | $16,960 | $6,024 | $6,024 | |
| 2000. AMERISTAR CASINOS IN 7.500% 4/15/21 | 2012-09-21 | 2013-06-03 | $2,145 | $2,190 | -$45 | -$45 | |
| 4. AMERIPRISE FINANCIAL INC | 2013-11-11 | 2014-01-16 | $455 | $415 | $40 | $40 | |
| 5. AMERIPRISE FINANCIAL INC | 2013-11-11 | 2014-01-17 | $568 | $519 | $49 | $49 | |
| 13. AMERIPRISE FINANCIAL INC | 2013-11-11 | 2014-01-17 | $1,477 | $1,349 | $128 | $128 | |
| 6. AMERIPRISE FINANCIAL INC | 2013-11-11 | 2014-01-21 | $685 | $623 | $62 | $62 | |
| 131. ANALOG DEVICES INC COM W/ RTS TO PURCHASE PFD SHS | 2012-05-14 | 2013-11-11 | $6,484 | $4,831 | $1,653 | $1,653 | |
| 614. ANGLOGOLD LIMITED SPONSORED ADR | 2013-01-22 | 2013-08-08 | $7,687 | $18,223 | -$10,536 | -$10,536 | |
| 175. ANNALY MTG MGMT INC COM | 2012-08-06 | 2013-10-07 | $2,011 | $2,931 | -$920 | -$920 | |
| 375. ANNALY MTG MGMT INC COM | 2012-05-14 | 2013-11-11 | $3,911 | $6,247 | -$2,336 | -$2,336 | |
| 10. ANTERO RESOURCES CORP | 2013-11-11 | 2013-12-05 | $543 | $552 | -$9 | -$9 | |
| 10. ANTERO RESOURCES CORP | 2014-02-04 | 2014-03-05 | $596 | $575 | $21 | $21 | |
| 62. APACHE CORP COM RTS EXP 01/31/2006 | 2011-07-08 | 2013-08-08 | $5,170 | $8,050 | -$2,880 | -$2,880 | |
| 71. APACHE CORP COM RTS EXP 01/31/2006 | 2013-01-22 | 2013-08-08 | $5,921 | $5,803 | $118 | $118 | |
| 86. APPLE COMPUTER INC COM | 2007-07-13 | 2013-08-05 | $40,441 | $11,609 | $28,832 | $28,832 | |
| 1. APPLE COMPUTER INC COM | 2013-08-08 | 2014-02-11 | $536 | $461 | $75 | $75 | |
| 77. APPLE COMPUTER INC COM | 2008-10-27 | 2014-02-24 | $40,316 | $8,511 | $31,805 | $31,805 | |
| 186. APPLIED INDL TECHNOLOGIES INC COM W/RTS EXP 1/15/2008 | 2014-02-26 | 2014-04-02 | $9,108 | $9,350 | -$242 | -$242 | |
| 257. APPLIED MATERIALS INC COM W/RIGHTS ATTACHED EXP 7/6/2009 | 2013-01-22 | 2013-08-08 | $4,012 | $3,264 | $748 | $748 | |
| 270. APPLIED MATERIALS INC COM W/RIGHTS ATTACHED EXP 7/6/2009 | 2013-06-10 | 2013-11-11 | $4,828 | $4,195 | $633 | $633 | |
| 236. ARM HLDGS PLC SPONSORED ADR | 2013-04-01 | 2013-06-19 | $9,249 | $9,694 | -$445 | -$445 | |
| 224. ARM HLDGS PLC SPONSORED ADR | 2011-02-08 | 2013-06-19 | $8,779 | $6,626 | $2,153 | $2,153 | |
| 47. ARM HLDGS PLC SPONSORED ADR | 2013-08-13 | 2013-10-21 | $2,408 | $1,955 | $453 | $453 | |
| 14. ARM HLDGS PLC SPONSORED ADR | 2013-11-11 | 2014-02-24 | $692 | $643 | $49 | $49 | |
| 11. ARM HLDGS PLC SPONSORED ADR | 2013-11-11 | 2014-04-17 | $539 | $505 | $34 | $34 | |
| 12. ARM HLDGS PLC SPONSORED ADR | 2013-11-11 | 2014-04-17 | $593 | $551 | $42 | $42 | |
| 90.66662 ASHMORE EMERG MKTS CR DB-INS | 2013-05-15 | 2013-06-14 | $889 | $927 | -$38 | -$38 | |
| 26571.36838 ASHMORE EMERG MKTS CR DB-INS | 2013-05-15 | 2013-06-14 | $260,399 | $271,559 | -$11,160 | -$11,160 | |
| 10. ASPEN TECHNOLOGY INC COM | 2013-11-11 | 2013-12-05 | $394 | $377 | $17 | $17 | |
| 16. ASPEN TECHNOLOGY INC COM | 2014-01-06 | 2014-01-17 | $678 | $640 | $38 | $38 | |
| 11. ASPEN TECHNOLOGY INC COM | 2013-11-11 | 2014-01-21 | $468 | $415 | $53 | $53 | |
| 11. ASPEN TECHNOLOGY INC COM | 2013-11-11 | 2014-01-28 | $444 | $415 | $29 | $29 | |
| 10. ASPEN TECHNOLOGY INC COM | 2013-11-11 | 2014-02-07 | $446 | $377 | $69 | $69 | |
| 60. ASSA ABLOY AB-UNSP ADR | 2011-02-08 | 2013-07-19 | $1,334 | $842 | $492 | $492 | |
| 47. ASSA ABLOY AB-UNSP ADR | 2011-02-08 | 2013-07-22 | $1,045 | $660 | $385 | $385 | |
| 39. ASSA ABLOY AB-UNSP ADR | 2010-12-28 | 2013-09-25 | $908 | $547 | $361 | $361 | |
| 82. ASSA ABLOY AB-UNSP ADR | 2010-12-28 | 2013-09-26 | $1,892 | $1,150 | $742 | $742 | |
| 55. ASSA ABLOY AB-UNSP ADR | 2010-12-28 | 2013-09-27 | $1,257 | $772 | $485 | $485 | |
| 16. ASSA ABLOY AB-UNSP ADR | 2010-12-28 | 2013-09-27 | $365 | $224 | $141 | $141 | |
| 58. ASSA ABLOY AB-UNSP ADR | 2012-05-09 | 2014-01-27 | $1,467 | $810 | $657 | $657 | |
| 30. ASSA ABLOY AB-UNSP ADR | 2012-05-09 | 2014-01-28 | $760 | $416 | $344 | $344 | |
| 17. ATHENAHEALTH INC | 2014-01-17 | 2014-02-13 | $3,144 | $2,350 | $794 | $794 | |
| 7. ATHENAHEALTH INC | 2013-12-12 | 2014-02-14 | $1,305 | $892 | $413 | $413 | |
| 6. ATHENAHEALTH INC | 2014-04-03 | 2014-05-21 | $683 | $947 | -$264 | -$264 | |
| 13. ATHENAHEALTH INC | 2014-01-22 | 2014-05-21 | $1,488 | $1,842 | -$354 | -$354 | |
| 5. ATHENAHEALTH INC | 2014-01-21 | 2014-05-21 | $570 | $701 | -$131 | -$131 | |
| 5. ATHENAHEALTH INC | 2014-01-17 | 2014-05-22 | $565 | $697 | -$132 | -$132 | |
| 221. ATMOS ENERGY CORP COM W/RTS EXP 5/10/2008 | 2013-04-30 | 2013-09-10 | $8,802 | $9,718 | -$916 | -$916 | |
| 148. AUTOMATIC DATA PROCESSING INC COM | 2007-07-13 | 2013-08-05 | $10,591 | $7,245 | $3,346 | $3,346 | |
| 133. AUTOMATIC DATA PROCESSING INC COM | 2007-07-13 | 2014-02-24 | $10,293 | $6,510 | $3,783 | $3,783 | |
| 117. AVERY DENNISON CORP COM | 2012-05-14 | 2013-11-11 | $5,549 | $3,554 | $1,995 | $1,995 | |
| 2000. AVIS BUDGET CAR RENT 8.250% 1/15/19 | 2012-12-13 | 2014-04-11 | $2,161 | $2,230 | -$69 | -$69 | |
| 123. BRE PPTYS INC CL A | 2013-12-06 | 2014-04-03 | $6,996 | $6,264 | $732 | $732 | |
| 214. BABCOCK & WILCOX CO | 2012-05-14 | 2013-11-11 | $6,754 | $5,335 | $1,419 | $1,419 | |
| 15. BAIDU INC ADR | 2012-04-26 | 2013-10-30 | $2,482 | $2,009 | $473 | $473 | |
| 115. BAIDU INC ADR | 2013-06-11 | 2014-01-13 | $20,347 | $11,560 | $8,787 | $8,787 | |
| 7. BAIDU INC ADR | 2012-04-25 | 2014-03-26 | $1,092 | $934 | $158 | $158 | |
| 151. BAKER HUGHES INC COM | 2013-07-29 | 2013-08-08 | $7,224 | $7,188 | $36 | $36 | |
| 2000. BALL CORP 5.750% 5/15/21 | 2011-08-10 | 2013-09-19 | $2,120 | $1,975 | $145 | $145 | |
| 3000. BALL CORP 5.750% 5/15/21 | 2011-08-10 | 2013-10-23 | $3,165 | $2,963 | $202 | $202 | |
| 32. BANCA MONTE DEI-UNSPON ADR | 2014-04-01 | 2014-05-21 | $467 | $602 | -$135 | -$135 | |
| .5 BANCA MONTE DEI-UNSPON ADR | 2014-04-01 | 2014-05-22 | $7 | $10 | -$3 | -$3 | |
| 109. BANCA MONTE DEI-UNSPON ADR | 2014-03-31 | 2014-05-22 | $1,568 | $1,889 | -$321 | -$321 | |
| 109. BANCA MONTE DEI-UNSPON ADR | 2014-03-28 | 2014-05-23 | $1,583 | $1,792 | -$209 | -$209 | |
| 20. C R BARD INC COM W/RTS EXP 10/23/2005 | 2013-11-11 | 2014-01-31 | $2,553 | $2,740 | -$187 | -$187 | |
| 20. C R BARD INC COM W/RTS EXP 10/23/2005 | 2013-11-11 | 2014-01-31 | $2,562 | $2,740 | -$178 | -$178 | |
| 317. BARRICK GOLD CORP COM | 2013-02-04 | 2013-08-08 | $5,360 | $10,766 | -$5,406 | -$5,406 | |
| 10. BE AEROSPACE INC COM | 2013-11-11 | 2013-12-05 | $859 | $820 | $39 | $39 | |
| 6. BE AEROSPACE INC COM | 2014-01-06 | 2014-03-18 | $526 | $500 | $26 | $26 | |
| 5. BE AEROSPACE INC COM | 2014-01-06 | 2014-05-05 | $492 | $416 | $76 | $76 | |
| 5. BE AEROSPACE INC COM | 2013-11-11 | 2014-05-05 | $490 | $410 | $80 | $80 | |
| 2. BERKSHIRE HATHAWAY INC. | 2013-08-08 | 2014-02-11 | $227 | $235 | -$8 | -$8 | |
| 10. BEST BUY INC COM | 2013-11-11 | 2013-12-05 | $422 | $437 | -$15 | -$15 | |
| 6. BEST BUY INC COM | 2013-11-11 | 2013-12-19 | $251 | $262 | -$11 | -$11 | |
| 18. BEST BUY INC COM | 2013-11-11 | 2014-01-09 | $673 | $787 | -$114 | -$114 | |
| 31. BEST BUY INC COM | 2013-11-11 | 2014-01-16 | $841 | $1,355 | -$514 | -$514 | |
| 27. BEST BUY INC COM | 2013-11-11 | 2014-01-16 | $724 | $1,180 | -$456 | -$456 | |
| 28. BEST BUY INC COM | 2013-11-11 | 2014-01-16 | $756 | $1,224 | -$468 | -$468 | |
| 31. BLACKROCK INC | 2012-02-02 | 2013-08-05 | $8,854 | $5,622 | $3,232 | $3,232 | |
| 11. BLACKROCK INC | 2013-07-12 | 2013-08-05 | $3,142 | $2,935 | $207 | $207 | |
| 38. BLACKROCK INC | 2011-09-02 | 2014-02-24 | $11,546 | $5,910 | $5,636 | $5,636 | |
| 1. BOEING CO COM | 2013-08-08 | 2014-02-11 | $130 | $106 | $24 | $24 | |
| 10. BOSTON PPTYS INC COM | 2012-09-06 | 2013-09-18 | $1,048 | $1,133 | -$85 | -$85 | |
| 28. BOSTON PPTYS INC COM | 2012-09-06 | 2013-12-18 | $2,815 | $3,173 | -$358 | -$358 | |
| 390. BOSTON SCIENTIFIC CORP COM | 2010-12-10 | 2013-11-11 | $4,708 | $2,726 | $1,982 | $1,982 | |
| 43. BOSTON SCIENTIFIC CORP COM | 2010-12-10 | 2014-05-19 | $546 | $301 | $245 | $245 | |
| 77. BOSTON SCIENTIFIC CORP COM | 2010-12-10 | 2014-05-19 | $981 | $538 | $443 | $443 | |
| 301. BRANDYWINE RLTY TR SH BEN INT NEW | 2012-05-14 | 2013-11-11 | $4,033 | $3,538 | $495 | $495 | |
| 342. BROADRIDGE FINANCIAL SOLUTIONS | 2012-05-14 | 2013-11-11 | $12,185 | $7,161 | $5,024 | $5,024 | |
| 29. BROOKDALE SR LIVING INC | 2013-05-08 | 2014-03-24 | $950 | $851 | $99 | $99 | |
| 37. BURBERRY GROUP PLC-SPON ADR | 2012-11-29 | 2013-09-13 | $1,885 | $1,548 | $337 | $337 | |
| 14. BURBERRY GROUP PLC-SPON ADR | 2014-01-15 | 2014-03-27 | $656 | $715 | -$59 | -$59 | |
| 63. BURBERRY GROUP PLC-SPON ADR | 2014-01-15 | 2014-03-28 | $2,951 | $3,191 | -$240 | -$240 | |
| 44. BURBERRY GROUP PLC-SPON ADR | 2013-12-30 | 2014-04-17 | $2,124 | $2,167 | -$43 | -$43 | |
| .826 CHAMBERS STREET PROPERTIES | 2010-05-26 | 2013-07-08 | $7 | $8 | -$1 | -$1 | |
| 4000. CCO HLDGS LLC/CAP CO 7.250% 10/30/17 | 2011-08-10 | 2013-06-12 | $4,260 | $4,020 | $240 | $240 | |
| 5000. CCO HLDGS LLC/CAP CO 7.250% 10/30/17 | 2011-10-05 | 2013-11-22 | $5,275 | $4,987 | $288 | $288 | |
| 1000. CDW LLC/CDW FINANCE 8.000% 12/15/18 | 2013-01-30 | 2013-07-03 | $1,080 | $1,115 | -$35 | -$35 | |
| 4000. CIT GROUP INC 5.000% 5/15/17 | 2012-05-11 | 2014-03-03 | $4,290 | $4,045 | $245 | $245 | |
| 2000. CIT GROUP INC 5.000% 5/15/17 | 2012-05-14 | 2014-03-31 | $2,138 | $2,020 | $118 | $118 | |
| 3000. CIT GROUP INC 5.000% 5/15/17 | 2012-05-14 | 2014-05-01 | $3,206 | $3,026 | $180 | $180 | |
| 2000. CIT GROUP INC 5.000% 5/15/17 | 2012-05-15 | 2014-05-05 | $2,138 | $2,018 | $120 | $120 | |
| 4. CME GROUP INC | 2013-08-08 | 2014-02-11 | $307 | $290 | $17 | $17 | |
| 13. CNOOC LTD SPONSORED ADR | 2011-02-08 | 2013-07-15 | $2,278 | $2,829 | -$551 | -$551 | |
| 11. CNOOC LTD SPONSORED ADR | 2012-05-09 | 2013-07-30 | $1,985 | $2,308 | -$323 | -$323 | |
| 6. CNOOC LTD SPONSORED ADR | 2012-05-09 | 2013-08-22 | $1,201 | $1,177 | $24 | $24 | |
| 7. CNOOC LTD SPONSORED ADR | 2012-05-09 | 2013-08-23 | $1,409 | $1,306 | $103 | $103 | |
| 4. CNOOC LTD SPONSORED ADR | 2011-10-07 | 2013-08-26 | $804 | $676 | $128 | $128 | |
| 6. CNOOC LTD SPONSORED ADR | 2011-10-07 | 2013-08-27 | $1,177 | $982 | $195 | $195 | |
| 2. CVS CORP COM | 2013-08-08 | 2014-02-11 | $137 | $119 | $18 | $18 | |
| 55. CA INC | 2013-01-22 | 2013-06-10 | $1,606 | $1,344 | $262 | $262 | |
| 40. CA INC | 2013-01-22 | 2013-07-10 | $1,167 | $978 | $189 | $189 | |
| 778. CA INC | 2013-01-22 | 2013-08-08 | $24,001 | $19,014 | $4,987 | $4,987 | |
| 199. CABLEVISION SYSTEMS-NY GRP CL A | 2012-05-14 | 2013-07-30 | $3,729 | $2,484 | $1,245 | $1,245 | |
| 232. CABLEVISION SYSTEMS-NY GRP CL A | 2012-05-14 | 2013-11-11 | $3,594 | $2,895 | $699 | $699 | |
| 43. CABOT OIL & GAS CORP CL A | 2013-11-11 | 2014-04-02 | $1,485 | $1,431 | $54 | $54 | |
| 28. CABOT OIL & GAS CORP CL A | 2013-11-11 | 2014-04-03 | $988 | $932 | $56 | $56 | |
| 49. CABOT OIL & GAS CORP CL A | 2013-11-11 | 2014-04-03 | $1,738 | $1,630 | $108 | $108 | |
| 110. CAMPUS CREST COMMUNITIES INC | 2013-03-06 | 2013-10-23 | $1,124 | $1,455 | -$331 | -$331 | |
| 11. CAMPUS CREST COMMUNITIES INC | 2013-03-06 | 2013-12-06 | $107 | $145 | -$38 | -$38 | |
| 149. CAMPUS CREST COMMUNITIES INC | 2012-09-06 | 2013-12-06 | $1,449 | $1,512 | -$63 | -$63 | |
| 8. CANADIAN NATL RY CO COM | 2011-10-07 | 2013-12-04 | $446 | $282 | $164 | $164 | |
| 20. CANADIAN NATL RY CO COM | 2011-10-07 | 2014-05-14 | $1,187 | $700 | $487 | $487 | |
| 17. CANADIAN NATL RY CO COM | 2011-02-08 | 2014-05-15 | $999 | $585 | $414 | $414 | |
| 678. CANADIAN NAT RES LTD COM CN$ | 2013-02-15 | 2013-08-08 | $20,828 | $20,606 | $222 | $222 | |
| 56. CANADIAN PACIFIC RAILWAY LTD COM | 2013-08-05 | 2014-02-24 | $8,917 | $6,985 | $1,932 | $1,932 | |
| 4. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005 | 2013-08-08 | 2014-02-11 | $287 | $274 | $13 | $13 | |
| 138. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005 | 2013-01-22 | 2014-03-25 | $10,396 | $7,837 | $2,559 | $2,559 | |
| 61. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005 | 2013-08-08 | 2014-03-25 | $4,595 | $4,180 | $415 | $415 | |
| 15. CARDINAL HLTH INC COM | 2013-11-11 | 2013-12-17 | $977 | $942 | $35 | $35 | |
| 11. CARDINAL HLTH INC COM | 2013-11-11 | 2014-02-10 | $732 | $691 | $41 | $41 | |
| 7. CARDINAL HLTH INC COM | 2013-11-11 | 2014-02-10 | $465 | $439 | $26 | $26 | |
| 6. CARDINAL HLTH INC COM | 2013-11-11 | 2014-02-11 | $409 | $377 | $32 | $32 | |
| 11. CARDINAL HLTH INC COM | 2013-11-11 | 2014-02-11 | $761 | $691 | $70 | $70 | |
| 199. CAREFUSION CORP | 2013-04-30 | 2013-06-03 | $7,305 | $5,807 | $1,498 | $1,498 | |
| 70. CARNIVAL CORP PAIRED CTF 1 COM | 2011-02-08 | 2013-09-25 | $2,290 | $3,259 | -$969 | -$969 | |
| 57. CARNIVAL CORP PAIRED CTF 1 COM | 2010-12-28 | 2013-12-19 | $2,157 | $2,632 | -$475 | -$475 | |
| 7.9175 CARNIVAL CORP PAIRED CTF 1 COM | 2010-12-28 | 2014-05-14 | $309 | $388 | -$79 | -$79 | |
| 50.0825 CARNIVAL CORP PAIRED CTF 1 COM | 2010-12-28 | 2014-05-14 | $1,953 | $2,343 | -$390 | -$390 | |
| 126. CATERPILLAR INC COM W/RTS EXP 12/11/2006 | 2011-05-23 | 2013-08-05 | $10,537 | $10,899 | -$362 | -$362 | |
| 24. CATERPILLAR INC COM W/RTS EXP 12/11/2006 | 2007-07-13 | 2013-11-21 | $1,967 | $2,047 | -$80 | -$80 | |
| 89. CATERPILLAR INC COM W/RTS EXP 12/11/2006 | 2009-05-07 | 2014-02-24 | $8,733 | $5,034 | $3,699 | $3,699 | |
| 236. CENTURYTEL INC COM | 2013-06-12 | 2013-08-08 | $8,121 | $8,377 | -$256 | -$256 | |
| 6. CEPHEID INC COM | 2013-11-11 | 2013-12-06 | $276 | $249 | $27 | $27 | |
| 54347. CHAMBERS STREET PROPERTIES | 2010-05-26 | 2013-08-02 | $450,877 | $499,992 | -$49,115 | -$49,115 | |
| 4. CHART INDUSTRIES INC | 2013-12-04 | 2014-04-25 | $311 | $402 | -$91 | -$91 | |
| 4. CHART INDUSTRIES INC | 2013-12-04 | 2014-04-28 | $301 | $399 | -$98 | -$98 | |
| 6. CHART INDUSTRIES INC | 2013-11-11 | 2014-04-30 | $408 | $595 | -$187 | -$187 | |
| 7. CHART INDUSTRIES INC | 2013-11-11 | 2014-04-30 | $480 | $694 | -$214 | -$214 | |
| 15. CHART INDUSTRIES INC | 2013-11-11 | 2014-05-02 | $1,060 | $1,487 | -$427 | -$427 | |
| 15. CHART INDUSTRIES INC | 2014-01-02 | 2014-05-02 | $1,053 | $1,463 | -$410 | -$410 | |
| 22. CHEMED CORP NEW | 2013-04-30 | 2013-09-09 | $1,510 | $1,717 | -$207 | -$207 | |
| 86. CHEMED CORP NEW | 2012-05-09 | 2013-09-09 | $5,905 | $5,238 | $667 | $667 | |
| 6000. CHESAPEAKE ENERGY CO 7.250% 12/15/18 | 2011-10-11 | 2013-12-03 | $6,945 | $6,540 | $405 | $405 | |
| 241. CHEVRONTEXACO CORP COM | 2011-05-23 | 2013-08-05 | $29,887 | $22,964 | $6,923 | $6,923 | |
| 216. CHEVRONTEXACO CORP COM | 2007-07-13 | 2014-02-24 | $24,801 | $20,159 | $4,642 | $4,642 | |
| 98. CHUBB CORP COM | 2012-05-14 | 2013-11-11 | $9,266 | $7,171 | $2,095 | $2,095 | |
| 49. CHURCH & DWIGHT CO INC COM W/RIGHTS ATTACHED EXP 9/13/2009 | 2013-04-30 | 2014-04-04 | $3,357 | $3,115 | $242 | $242 | |
| 239. CHURCH & DWIGHT CO INC COM W/RIGHTS ATTACHED EXP 9/13/2009 | 2012-11-21 | 2014-04-04 | $16,373 | $12,201 | $4,172 | $4,172 | |
| 209. CINEMARK HOLDINGS INC | 2013-08-27 | 2013-11-11 | $6,700 | $5,900 | $800 | $800 | |
| 5000. CINEMARK USA INC 8.625% 6/15/19 | 2011-09-29 | 2013-06-24 | $5,602 | $5,260 | $342 | $342 | |
| 8. CISCO SYS INC COM W/RIGHTS ATTACHED EXPIRING 6/10/2008 | 2013-08-08 | 2014-02-11 | $182 | $210 | -$28 | -$28 | |
| 407. CITIGROUP INC. | 2013-01-22 | 2013-08-08 | $21,078 | $16,980 | $4,098 | $4,098 | |
| 18. CLEAN HARBORS INC | 2013-11-11 | 2013-11-12 | $987 | $1,022 | -$35 | -$35 | |
| 10. CLEAN HARBORS INC | 2013-11-11 | 2013-11-14 | $554 | $568 | -$14 | -$14 | |
| 10. CLEAN HARBORS INC | 2013-11-11 | 2013-11-14 | $556 | $568 | -$12 | -$12 | |
| 8. CLEAN HARBORS INC | 2013-11-11 | 2013-11-19 | $444 | $454 | -$10 | -$10 | |
| 14. CLEAN HARBORS INC | 2013-11-11 | 2013-11-22 | $750 | $795 | -$45 | -$45 | |
| 9. CLEAN HARBORS INC | 2013-11-11 | 2013-11-25 | $481 | $511 | -$30 | -$30 | |
| 10. CLEAN HARBORS INC | 2013-11-11 | 2013-11-26 | $530 | $568 | -$38 | -$38 | |
| 11. CLEAN HARBORS INC | 2013-11-11 | 2013-12-02 | $582 | $624 | -$42 | -$42 | |
| 4000. CLEAR CHANNEL WORLDW 7.625% 3/15/20 | 2012-09-12 | 2013-08-21 | $3,990 | $3,990 | |||
| 2000. CLEAR CHANNEL WORLDW 7.625% 3/15/20 | 2012-09-12 | 2013-09-04 | $2,025 | $1,995 | $30 | $30 | |
| 3000. CLEAR CHANNEL WORLDW 7.625% 3/15/20 | 2012-09-12 | 2013-09-05 | $3,030 | $2,978 | $52 | $52 | |
| 9000. CLEAR CHANNEL WORLDW 6.500% 11/15/22 | 2013-09-10 | 2014-02-25 | $9,568 | $9,070 | $498 | $498 | |
| 79. CLOROX CO COM | 2012-05-14 | 2013-11-11 | $7,152 | $5,412 | $1,740 | $1,740 | |
| 40. COBALT INTERNATIONAL ENERGY IN | 2013-11-11 | 2013-12-19 | $567 | $898 | -$331 | -$331 | |
| 889. COCA-COLA CO COM | 2007-07-13 | 2013-08-05 | $35,827 | $23,590 | $12,237 | $12,237 | |
| 797. COCA-COLA CO COM | 2007-07-13 | 2014-02-24 | $29,861 | $21,148 | $8,713 | $8,713 | |
| 160. COLONIAL PPTYS TR | 2012-09-06 | 2013-06-05 | $3,781 | $3,552 | $229 | $229 | |
| 10. COLONIAL PPTYS TR | 2012-04-19 | 2013-06-05 | $236 | $220 | $16 | $16 | |
| 40. COLONIAL PPTYS TR | 2012-04-19 | 2013-06-12 | $919 | $774 | $145 | $145 | |
| 8. COLONIAL PPTYS TR | 2012-08-08 | 2013-06-12 | $184 | $175 | $9 | $9 | |
| 46. COLONIAL PPTYS TR | 2010-12-13 | 2013-06-17 | $1,060 | $811 | $249 | $249 | |
| 77. COMCAST CORP NEW CL A | 2013-07-12 | 2013-08-05 | $3,513 | $3,404 | $109 | $109 | |
| 4. COMCAST CORP NEW CL A | 2013-08-08 | 2014-02-11 | $219 | $180 | $39 | $39 | |
| 35. COMCAST CORP NEW CL A | 2013-02-19 | 2014-02-24 | $1,806 | $1,454 | $352 | $352 | |
| 40. COMCAST CORP NEW CL A | 2013-07-12 | 2014-02-24 | $2,064 | $1,769 | $295 | $295 | |
| 7.00058 COMMVAULT SYSTEMS INC | 2014-01-08 | 2014-01-14 | $483 | $522 | -$39 | -$39 | |
| 1.99942 COMMVAULT SYSTEMS INC | 2014-01-08 | 2014-01-14 | $138 | $149 | -$11 | -$11 | |
| 3. COMMVAULT SYSTEMS INC | 2013-12-27 | 2014-01-15 | $207 | $240 | -$33 | -$33 | |
| 5. COMMVAULT SYSTEMS INC | 2013-12-27 | 2014-01-15 | $345 | $393 | -$48 | -$48 | |
| 7. COMMVAULT SYSTEMS INC | 2013-11-11 | 2014-01-30 | $504 | $521 | -$17 | -$17 | |
| 8. COMMVAULT SYSTEMS INC | 2013-11-11 | 2014-01-30 | $572 | $596 | -$24 | -$24 | |
| 3. COMMVAULT SYSTEMS INC | 2013-11-11 | 2014-02-05 | $193 | $223 | -$30 | -$30 | |
| 18. COMMVAULT SYSTEMS INC | 2013-11-11 | 2014-02-07 | $1,183 | $1,340 | -$157 | -$157 | |
| 6. COMMVAULT SYSTEMS INC | 2013-11-11 | 2014-02-21 | $420 | $447 | -$27 | -$27 | |
| 22. COMMVAULT SYSTEMS INC | 2013-11-11 | 2014-03-10 | $1,479 | $1,638 | -$159 | -$159 | |
| 11. COMMVAULT SYSTEMS INC | 2013-11-11 | 2014-03-10 | $715 | $819 | -$104 | -$104 | |
| 11. COMMVAULT SYSTEMS INC | 2013-11-11 | 2014-03-11 | $720 | $819 | -$99 | -$99 | |
| 257. CONOCOPHILLIPS COM | 2007-07-13 | 2013-08-05 | $17,273 | $17,750 | -$477 | -$477 | |
| 231. CONOCOPHILLIPS COM | 2009-05-07 | 2014-02-24 | $15,347 | $11,677 | $3,670 | $3,670 | |
| 13. CONSTELLATION BRANDS INC CL A | 2014-03-31 | 2014-05-02 | $1,047 | $995 | $52 | $52 | |
| 2000. CONTINENTAL RESOURCE 4.500% 4/15/23 | 2013-07-15 | 2014-05-21 | $2,133 | $1,995 | $138 | $138 | |
| 2000. CONTINENTAL RESOURCE 4.500% 4/15/23 | 2013-07-16 | 2014-05-22 | $2,127 | $1,995 | $132 | $132 | |
| 11. COOPER COS INC COM NEW | 2013-11-11 | 2014-01-24 | $1,359 | $1,408 | -$49 | -$49 | |
| 8. COOPER COS INC COM NEW | 2013-11-11 | 2014-01-24 | $989 | $1,024 | -$35 | -$35 | |
| 7. COOPER COS INC COM NEW | 2013-11-11 | 2014-01-24 | $863 | $896 | -$33 | -$33 | |
| 15. COOPER COS INC COM NEW | 2013-11-11 | 2014-01-24 | $1,835 | $1,921 | -$86 | -$86 | |
| 208. CORPORATE EXECUTIVE BOARD CO COM | 2013-04-30 | 2013-11-11 | $15,019 | $10,448 | $4,571 | $4,571 | |
| 84. CORRECTIONS CORP OF AMERICA COM | 2013-05-21 | 2013-12-18 | $2,710 | $3,238 | -$528 | -$528 | |
| 17. CORRECTIONS CORP OF AMERICA COM | 2013-03-13 | 2014-03-24 | $545 | $650 | -$105 | -$105 | |
| 10. CREE INC COM | 2013-11-11 | 2013-12-05 | $583 | $562 | $21 | $21 | |
| 14. CREE INC COM | 2014-01-06 | 2014-01-21 | $877 | $842 | $35 | $35 | |
| 9. CREE INC COM | 2013-11-11 | 2014-01-21 | $566 | $506 | $60 | $60 | |
| 10. CREE INC COM | 2013-11-11 | 2014-02-07 | $587 | $562 | $25 | $25 | |
| 7. CREE INC COM | 2013-11-11 | 2014-02-07 | $413 | $394 | $19 | $19 | |
| 7. CREE INC COM | 2013-11-11 | 2014-02-10 | $413 | $394 | $19 | $19 | |
| 5. CREE INC COM | 2013-11-11 | 2014-02-11 | $294 | $281 | $13 | $13 | |
| 8. CREE INC COM | 2013-11-11 | 2014-02-12 | $484 | $450 | $34 | $34 | |
| 38. CUBIST PHARMACEUTICALS INC COM | 2013-11-11 | 2013-12-16 | $2,546 | $2,373 | $173 | $173 | |
| 32. CUBIST PHARMACEUTICALS INC COM | 2013-11-11 | 2013-12-20 | $2,104 | $1,998 | $106 | $106 | |
| 34. DST SYS INC DEL COM | 2013-04-30 | 2014-03-25 | $3,240 | $2,339 | $901 | $901 | |
| 16. DSW INC | 2013-11-11 | 2014-03-18 | $620 | $716 | -$96 | -$96 | |
| 15. DSW INC | 2013-11-11 | 2014-03-19 | $581 | $671 | -$90 | -$90 | |
| 14. DSW INC | 2013-11-11 | 2014-03-24 | $517 | $626 | -$109 | -$109 | |
| 26. DSW INC | 2013-11-11 | 2014-03-25 | $948 | $1,163 | -$215 | -$215 | |
| 12. DSW INC | 2013-11-11 | 2014-03-26 | $427 | $537 | -$110 | -$110 | |
| 20. DSW INC | 2013-11-11 | 2014-03-26 | $703 | $895 | -$192 | -$192 | |
| 13. DSW INC | 2013-12-26 | 2014-03-27 | $457 | $569 | -$112 | -$112 | |
| 16. DSW INC | 2013-12-27 | 2014-03-28 | $561 | $682 | -$121 | -$121 | |
| 17. DSW INC | 2014-01-16 | 2014-03-28 | $606 | $658 | -$52 | -$52 | |
| 7. DASSAULT SYSTEMES S.A. SPA ADR | 2013-01-29 | 2013-10-15 | $785 | $793 | -$8 | -$8 | |
| 12. DASSAULT SYSTEMES S.A. SPA ADR | 2013-01-29 | 2013-10-16 | $1,340 | $1,360 | -$20 | -$20 | |
| 7. DASSAULT SYSTEMES S.A. SPA ADR | 2012-05-09 | 2013-10-16 | $781 | $655 | $126 | $126 | |
| 12. DASSAULT SYSTEMES S.A. SPA ADR | 2012-05-09 | 2014-01-09 | $1,430 | $1,016 | $414 | $414 | |
| 11. DASSAULT SYSTEMES S.A. SPA ADR | 2010-12-28 | 2014-01-10 | $1,312 | $834 | $478 | $478 | |
| 9. DASSAULT SYSTEMES S.A. SPA ADR | 2010-12-28 | 2014-01-13 | $1,067 | $682 | $385 | $385 | |
| 7. DASSAULT SYSTEMES S.A. SPA ADR | 2010-12-28 | 2014-01-14 | $827 | $531 | $296 | $296 | |
| 23. DASSAULT SYSTEMES S.A. SPA ADR | 2010-12-28 | 2014-02-06 | $2,526 | $1,722 | $804 | $804 | |
| 7. DASSAULT SYSTEMES S.A. SPA ADR | 2011-10-07 | 2014-02-06 | $767 | $513 | $254 | $254 | |
| 12. DASSAULT SYSTEMES S.A. SPA ADR | 2011-10-07 | 2014-02-07 | $1,320 | $855 | $465 | $465 | |
| 5000. DEL MONTE CORP 7.625% 2/15/19 | 2012-10-19 | 2013-09-24 | $5,231 | $5,194 | $37 | $37 | |
| 2000. DEL MONTE CORP 7.625% 2/15/19 | 2012-10-19 | 2013-09-25 | $2,093 | $2,078 | $15 | $15 | |
| 10. DELTA AIR LINES INC | 2013-11-11 | 2013-12-05 | $277 | $273 | $4 | $4 | |
| 18. DELTA AIR LINES INC | 2013-12-20 | 2014-02-06 | $554 | $495 | $59 | $59 | |
| 37. DELTA AIR LINES INC | 2013-12-20 | 2014-03-11 | $1,305 | $1,017 | $288 | $288 | |
| 14. DELTA AIR LINES INC | 2013-12-19 | 2014-04-30 | $512 | $385 | $127 | $127 | |
| 122. DENBURY RESOURCES INC COM | 2013-04-30 | 2013-08-01 | $2,215 | $2,090 | $125 | $125 | |
| 478. DENBURY RESOURCES INC COM | 2012-05-09 | 2013-08-01 | $8,680 | $8,621 | $59 | $59 | |
| 50. DIAGEO PLC SPONSORED ADR NEW | 2012-11-07 | 2013-08-05 | $6,461 | $5,749 | $712 | $712 | |
| 55. DIAGEO PLC SPONSORED ADR NEW | 2012-11-07 | 2014-02-24 | $7,015 | $6,324 | $691 | $691 | |
| 140. DIEBOLD INC COM W/RIGHTS ATTACHED EXP 2/11/2009 | 2013-05-15 | 2013-11-11 | $4,120 | $4,273 | -$153 | -$153 | |
| 13. DIGITALGLOBE INC | 2013-11-11 | 2013-12-16 | $545 | $452 | $93 | $93 | |
| 31. DIGITALGLOBE INC | 2013-11-11 | 2014-03-10 | $998 | $1,077 | -$79 | -$79 | |
| 10. DIGITALGLOBE INC | 2013-11-11 | 2014-04-30 | $293 | $347 | -$54 | -$54 | |
| 13. DIGITALGLOBE INC | 2013-11-11 | 2014-05-01 | $388 | $452 | -$64 | -$64 | |
| 149. DISNEY (WALT) COMPANY HOLDING COMPANY COM | 2011-03-02 | 2013-08-05 | $9,831 | $5,271 | $4,560 | $4,560 | |
| 3. DISNEY (WALT) COMPANY HOLDING COMPANY COM | 2013-08-08 | 2014-02-11 | $233 | $198 | $35 | $35 | |
| 133. DISNEY (WALT) COMPANY HOLDING COMPANY COM | 2010-03-12 | 2014-02-24 | $10,829 | $4,470 | $6,359 | $6,359 | |
| 6. DISCOVERY COMMUNICATIONS-C | 2013-11-11 | 2014-01-08 | $469 | $474 | -$5 | -$5 | |
| 9. DISCOVERY COMMUNICATIONS-C | 2013-11-11 | 2014-01-15 | $678 | $710 | -$32 | -$32 | |
| 9. DISCOVERY COMMUNICATIONS-C | 2013-11-11 | 2014-01-15 | $680 | $710 | -$30 | -$30 | |
| 2. DISCOVERY COMMUNICATIONS-C | 2013-11-11 | 2014-01-17 | $150 | $158 | -$8 | -$8 | |
| 11. DISCOVERY COMMUNICATIONS-C | 2013-11-11 | 2014-01-21 | $818 | $868 | -$50 | -$50 | |
| 10. DISCOVERY COMMUNICATIONS-C | 2013-11-11 | 2014-01-22 | $741 | $789 | -$48 | -$48 | |
| 24. DISCOVERY COMMUNICATIONS-C | 2014-03-11 | 2014-05-14 | $1,599 | $1,922 | -$323 | -$323 | |
| 54. DISCOVERY COMMUNICATIONS-C | 2013-11-11 | 2014-05-14 | $3,612 | $4,262 | -$650 | -$650 | |
| 20. DISCOVERY COMMUNICATIONS-C | 2014-03-24 | 2014-05-14 | $1,338 | $1,556 | -$218 | -$218 | |
| 27970.48 DREYFUS EMG MKT DEBT LOC C-I #6083 | 2013-06-14 | 2013-08-28 | $379,000 | $409,789 | -$30,789 | -$30,789 | |
| 21. DUKE ENERGY HOLDING CORP. COM | 2012-05-14 | 2013-06-18 | $1,431 | $1,322 | $109 | $109 | |
| 93. DUKE ENERGY HOLDING CORP. COM | 2012-05-14 | 2013-11-11 | $6,766 | $5,857 | $909 | $909 | |
| 135.00155 E M C CORP MASS COM | 2013-01-22 | 2013-06-26 | $3,240 | $3,260 | -$20 | -$20 | |
| 79.99845 E M C CORP MASS COM | 2013-01-22 | 2013-06-26 | $1,920 | $1,932 | -$12 | -$12 | |
| 81. E M C CORP MASS COM | 2013-01-22 | 2013-06-27 | $1,919 | $1,947 | -$28 | -$28 | |
| 26. EOG RES INC COM | 2013-07-12 | 2013-08-05 | $4,006 | $3,735 | $271 | $271 | |
| 24. EOG RES INC COM | 2013-07-12 | 2014-02-24 | $4,343 | $3,447 | $896 | $896 | |
| 383. EPL OIL & GAS INC | 2013-09-16 | 2013-11-25 | $10,953 | $13,293 | -$2,340 | -$2,340 | |
| 35. EATON VANCE CORP COM NON VTG | 2011-03-29 | 2013-12-10 | $1,455 | $1,128 | $327 | $327 | |
| 2000. ECHOSTAR DBS CORP 7.125% 2/01/16 | 2011-08-05 | 2014-03-06 | $2,203 | $2,085 | $118 | $118 | |
| 2000. ECHOSTAR DBS CORP 7.125% 2/01/16 | 2011-08-05 | 2014-03-14 | $2,190 | $2,085 | $105 | $105 | |
| 4000. ECHOSTAR DBS CORP 7.125% 2/01/16 | 2011-08-05 | 2014-04-23 | $4,375 | $4,170 | $205 | $205 | |
| 5000. ECHOSTAR DBS CORP 7.125% 2/01/16 | 2011-10-03 | 2014-04-24 | $5,469 | $5,053 | $416 | $416 | |
| 128. ELEKTA AB-B SHS-UNSPON ADR | 2012-12-12 | 2013-07-24 | $2,222 | $2,016 | $206 | $206 | |
| 63. ELEKTA AB-B SHS-UNSPON ADR | 2012-12-12 | 2013-07-25 | $1,077 | $990 | $87 | $87 | |
| 20. ELEKTA AB-B SHS-UNSPON ADR | 2012-12-11 | 2013-07-26 | $339 | $311 | $28 | $28 | |
| 42. ELEKTA AB-B SHS-UNSPON ADR | 2012-12-07 | 2013-07-29 | $716 | $642 | $74 | $74 | |
| 39. ELEKTA AB-B SHS-UNSPON ADR | 2012-12-07 | 2013-10-30 | $583 | $596 | -$13 | -$13 | |
| 134. ELEKTA AB-B SHS-UNSPON ADR | 2012-12-10 | 2013-10-31 | $1,977 | $2,046 | -$69 | -$69 | |
| 20. ELEKTA AB-B SHS-UNSPON ADR | 2012-12-10 | 2013-11-01 | $292 | $305 | -$13 | -$13 | |
| 70. ELEKTA AB-B SHS-UNSPON ADR | 2013-01-30 | 2013-11-04 | $1,019 | $1,067 | -$48 | -$48 | |
| 8. ELEKTA AB-B SHS-UNSPON ADR | 2013-01-30 | 2013-11-05 | $116 | $122 | -$6 | -$6 | |
| 275. ELEKTA AB-B SHS-UNSPON ADR | 2013-03-07 | 2013-11-06 | $3,973 | $4,143 | -$170 | -$170 | |
| 62. ELEKTA AB-B SHS-UNSPON ADR | 2013-03-07 | 2013-11-07 | $902 | $908 | -$6 | -$6 | |
| 59. EMBRAER SA ADR | 2012-05-09 | 2013-10-30 | $1,800 | $1,930 | -$130 | -$130 | |
| 40. ENERGIZER HLDGS INC COM | 2012-06-08 | 2013-09-18 | $3,814 | $2,947 | $867 | $867 | |
| 46. ENERGIZER HLDGS INC COM | 2012-06-08 | 2013-12-10 | $5,110 | $3,348 | $1,762 | $1,762 | |
| 5000. ENERGY FUTURE/EFIH 10.000% 12/01/20 | 2011-10-05 | 2013-09-05 | $5,300 | $4,915 | $385 | $385 | |
| 634.768 THE ENDOWMENT TEI FUND LP | 2012-02-29 | 2013-06-30 | $34,607 | $36,037 | -$1,430 | -$1,430 | |
| 552.451 THE ENDOWMENT TEI FUND LP | 2012-02-29 | 2013-09-30 | $30,726 | $31,364 | -$638 | -$638 | |
| 2082.224 THE ENDOWMENT TEI FUND LP | 2012-02-29 | 2013-12-31 | $120,588 | $118,211 | $2,377 | $2,377 | |
| 5232.766 THE ENDOWMENT TEI FUND LP | 2012-02-29 | 2014-04-01 | $238,404 | $297,073 | -$58,669 | -$58,669 | |
| 84. ENTERGY CORP NEW COM | 2012-05-14 | 2013-11-11 | $5,331 | $5,391 | -$60 | -$60 | |
| 10. ENVISION HEALTHCARE HOLDINGS I | 2013-11-11 | 2014-01-06 | $344 | $283 | $61 | $61 | |
| 19. EQUITY RESIDENTIAL PPTYS TR SH BEN INT | 2012-09-06 | 2014-04-11 | $1,098 | $1,155 | -$57 | -$57 | |
| .543 ESSEX PPTY TR INC COM W/RTS ATTACHED 11/11/2008 | 2013-12-06 | 2014-04-21 | $91 | $95 | -$4 | -$4 | |
| 46. EXELON CORP COM | 2012-05-14 | 2013-07-09 | $1,411 | $1,791 | -$380 | -$380 | |
| 139. EXELON CORP COM | 2012-05-14 | 2013-08-19 | $4,158 | $5,413 | -$1,255 | -$1,255 | |
| 174. EXPEDIA INC | 2012-05-09 | 2013-09-27 | $9,038 | $6,254 | $2,784 | $2,784 | |
| 31. EXPEDIA INC | 2013-04-30 | 2013-09-27 | $1,610 | $1,752 | -$142 | -$142 | |
| 604. EXPRESS INC | 2013-11-20 | 2014-04-30 | $8,715 | $14,333 | -$5,618 | -$5,618 | |
| 403. EXXON MOBIL CORP COM | 2007-07-13 | 2013-08-05 | $36,959 | $36,492 | $467 | $467 | |
| 459. EXXON MOBIL CORP COM | 2010-02-23 | 2014-02-24 | $44,574 | $37,920 | $6,654 | $6,654 | |
| 4. FEI CO COM | 2014-01-15 | 2014-03-10 | $418 | $377 | $41 | $41 | |
| 3. FEI CO COM | 2014-01-15 | 2014-03-11 | $311 | $279 | $32 | $32 | |
| 96. FASTENAL CO COM | 2013-08-13 | 2013-11-22 | $4,554 | $4,543 | $11 | $11 | |
| 46. FASTENAL CO COM | 2013-08-13 | 2014-03-31 | $2,263 | $2,177 | $86 | $86 | |
| 34. FASTENAL CO COM | 2013-08-13 | 2014-04-21 | $1,697 | $1,609 | $88 | $88 | |
| 11. FEDERAL RLTY INVT TR SH BEN INT NEW W/RIGHTS ATTACHED EXP | 2012-09-06 | 2013-12-11 | $1,121 | $1,206 | -$85 | -$85 | |
| 220. FIRST AMERICAN FINANCIAL | 2012-05-14 | 2013-11-11 | $5,475 | $3,575 | $1,900 | $1,900 | |
| 167. FIRST AMERICAN FINANCIAL | 2013-07-23 | 2013-11-11 | $4,156 | $3,740 | $416 | $416 | |
| 38. FIRST INDL RLTY TR INC COM | 2012-09-06 | 2014-01-29 | $620 | $502 | $118 | $118 | |
| 36. FIRST INDL RLTY TR INC COM | 2012-09-06 | 2014-03-24 | $678 | $476 | $202 | $202 | |
| 27. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2013-11-12 | $1,092 | $1,105 | -$13 | -$13 | |
| 10. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2013-11-14 | $416 | $409 | $7 | $7 | |
| 26. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2014-01-23 | $1,226 | $1,064 | $162 | $162 | |
| 9. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2014-01-30 | $387 | $368 | $19 | $19 | |
| 17. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2014-03-12 | $759 | $696 | $63 | $63 | |
| 11. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2014-03-24 | $451 | $450 | $1 | $1 | |
| 21. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2014-03-25 | $868 | $860 | $8 | $8 | |
| 23. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2014-03-25 | $951 | $941 | $10 | $10 | |
| 13. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2014-03-26 | $549 | $532 | $17 | $17 | |
| 10. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2014-03-27 | $404 | $409 | -$5 | -$5 | |
| 12. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2014-03-28 | $483 | $491 | -$8 | -$8 | |
| 11. FORTUNE BRANDS HOME & SECURITY | 2013-11-11 | 2014-03-28 | $456 | $450 | $6 | $6 | |
| 156. FRANKLIN RES INC COM | 2013-07-12 | 2013-08-05 | $7,814 | $7,381 | $433 | $433 | |
| 83. FRANKLIN RES INC COM | 2008-05-29 | 2013-08-05 | $4,157 | $2,773 | $1,384 | $1,384 | |
| 214. FRANKLIN RES INC COM | 2008-05-29 | 2014-02-24 | $11,472 | $7,151 | $4,321 | $4,321 | |
| 222. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010 | 2011-05-23 | 2013-08-05 | $6,422 | $10,208 | -$3,786 | -$3,786 | |
| 229. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010 | 2009-12-11 | 2014-02-24 | $7,678 | $8,873 | -$1,195 | -$1,195 | |
| 144. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR | 2011-05-20 | 2013-10-08 | $4,628 | $5,173 | -$545 | -$545 | |
| 183. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR | 2013-05-17 | 2013-10-08 | $5,881 | $6,164 | -$283 | -$283 | |
| 198. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR | 2013-05-17 | 2014-05-19 | $6,434 | $6,597 | -$163 | -$163 | |
| 2000. GMAC LLC 8.000% 11/01/31 | 2011-08-10 | 2014-04-08 | $2,478 | $1,906 | $572 | $572 | |
| 6000. GMAC LLC 8.000% 11/01/31 | 2011-10-05 | 2014-05-27 | $7,448 | $5,411 | $2,037 | $2,037 | |
| 25. GNC HOLDINGS INC | 2013-11-20 | 2014-02-14 | $1,145 | $1,484 | -$339 | -$339 | |
| 38. GNC HOLDINGS INC | 2013-11-11 | 2014-02-14 | $1,738 | $2,237 | -$499 | -$499 | |
| 36. GNC HOLDINGS INC | 2014-01-07 | 2014-02-14 | $1,649 | $2,094 | -$445 | -$445 | |
| 309. GAZPROM O A O SPONSORED ADR | 2013-04-01 | 2014-03-05 | $2,165 | $2,639 | -$474 | -$474 | |
| 1042. GAZPROM O A O SPONSORED ADR | 2013-02-04 | 2014-03-05 | $7,300 | $12,110 | -$4,810 | -$4,810 | |
| 508. GENERAL ELEC CO COM | 2007-07-13 | 2013-08-05 | $12,441 | $20,376 | -$7,935 | -$7,935 | |
| 175. GENERAL ELEC CO COM | 2007-07-13 | 2014-02-07 | $4,379 | $7,019 | -$2,640 | -$2,640 | |
| 280. GENERAL ELEC CO COM | 2007-07-13 | 2014-02-24 | $7,098 | $11,231 | -$4,133 | -$4,133 | |
| 579. GENERAL MOTORS CO | 2013-03-18 | 2013-08-08 | $20,838 | $16,528 | $4,310 | $4,310 | |
| 35. GENUINE PARTS CO COM W/RIGHTS ATTACHED EXP 11/15/2009 | 2012-12-14 | 2013-11-11 | $2,822 | $2,207 | $615 | $615 | |
| 84. GENUINE PARTS CO COM W/RIGHTS ATTACHED EXP 11/15/2009 | 2012-05-14 | 2013-11-11 | $6,774 | $5,365 | $1,409 | $1,409 | |
| 3000. GENWORTH FINANCIAL 7.625% 9/24/21 | 2011-08-05 | 2013-09-16 | $3,492 | $2,846 | $646 | $646 | |
| 2000. GENWORTH FINANCIAL 7.625% 9/24/21 | 2011-08-05 | 2013-09-18 | $2,349 | $1,897 | $452 | $452 | |
| 52. GILEAD SCIENCES INC COM | 2013-08-08 | 2013-12-12 | $3,681 | $3,103 | $578 | $578 | |
| 71. GILEAD SCIENCES INC COM | 2014-02-07 | 2014-02-24 | $5,961 | $5,425 | $536 | $536 | |
| 28. GOLDMAN SACHS GRP INC COM | 2013-07-02 | 2013-08-08 | $4,583 | $4,123 | $460 | $460 | |
| 9652.245 GOLDMAN SACHS COMM STRATEGY #2653 | 2013-08-02 | 2013-11-26 | $54,149 | $54,342 | -$193 | -$193 | |
| 20650.785 GOLDMAN SACHS COMM STRATEGY #2653 | 2012-05-07 | 2013-11-26 | $115,851 | $119,981 | -$4,130 | -$4,130 | |
| 21. GOOGLE INC CL A | 2013-08-08 | 2014-04-25 | $10,992 | $9,397 | $1,595 | $1,595 | |
| 86. GOOGLE INC CL A | 2014-02-24 | 2014-05-05 | $45,744 | $43,599 | $2,145 | $2,145 | |
| 40. GRACE W R & CO DEL NEW COM | 2012-05-14 | 2013-11-11 | $3,687 | $2,318 | $1,369 | $1,369 | |
| 7. GRACO INC COM W/RIGHTS ATTACHED EXP 3/29/2010 | 2013-11-11 | 2014-03-10 | $540 | $540 | |||
| 17. W W GRAINGER INC COM W/RIGHTS ATTACHED EXP 5/15/2009 | 2013-11-11 | 2013-12-20 | $4,241 | $4,575 | -$334 | -$334 | |
| 48. GROUPON INC | 2013-12-23 | 2014-02-19 | $483 | $567 | -$84 | -$84 | |
| 61. GROUPON INC | 2013-12-23 | 2014-02-24 | $481 | $712 | -$231 | -$231 | |
| 65. GROUPON INC | 2013-12-19 | 2014-02-25 | $520 | $756 | -$236 | -$236 | |
| 63. GROUPON INC | 2013-12-19 | 2014-02-25 | $532 | $725 | -$193 | -$193 | |
| 49. GROUPON INC | 2013-12-18 | 2014-02-27 | $425 | $545 | -$120 | -$120 | |
| 77. GROUPON INC | 2013-12-18 | 2014-02-27 | $658 | $843 | -$185 | -$185 | |
| 6. GULFPORT ENERGY CORP | 2013-11-11 | 2014-05-14 | $362 | $350 | $12 | $12 | |
| 14000. HCA INC 7.875% 2/15/20 | 2011-08-08 | 2014-04-02 | $14,924 | $14,350 | $574 | $574 | |
| 174. HCP INC | 2012-05-14 | 2013-11-11 | $6,958 | $7,095 | -$137 | -$137 | |
| 27. HCP INC | 2012-09-06 | 2014-05-07 | $1,149 | $1,254 | -$105 | -$105 | |
| 74. HSBC HLDGS PLC SPONSORED ADR NEW | 2013-04-01 | 2013-06-05 | $4,081 | $3,935 | $146 | $146 | |
| 179. HSBC HLDGS PLC SPONSORED ADR NEW | 2011-02-08 | 2013-06-05 | $9,871 | $9,836 | $35 | $35 | |
| 164. HSBC HLDGS PLC SPONSORED ADR NEW | 2007-07-13 | 2013-08-05 | $9,069 | $15,329 | -$6,260 | -$6,260 | |
| 37. HSBC HLDGS PLC SPONSORED ADR NEW | 2012-12-14 | 2013-12-04 | $2,005 | $1,923 | $82 | $82 | |
| 17. HSBC HLDGS PLC SPONSORED ADR NEW | 2012-04-27 | 2013-12-04 | $921 | $775 | $146 | $146 | |
| 46. HSBC HLDGS PLC SPONSORED ADR NEW | 2007-07-13 | 2014-02-24 | $2,437 | $4,300 | -$1,863 | -$1,863 | |
| 100. HSBC HLDGS PLC SPONSORED ADR NEW | 2009-03-25 | 2014-02-24 | $5,297 | $1,849 | $3,448 | $3,448 | |
| 150. HAEMONETICS CORP MASS COM W/RTS EXPIRING 4/27/2008 | 2012-05-14 | 2013-11-11 | $5,955 | $5,358 | $597 | $597 | |
| 8. HAEMONETICS CORP MASS COM W/RTS EXPIRING 4/27/2008 | 2013-05-20 | 2013-11-11 | $318 | $329 | -$11 | -$11 | |
| 30. HALLIBURTON CO COM W/RIGHTS EXP 12/15/2005 | 2013-01-22 | 2013-07-24 | $1,347 | $1,146 | $201 | $201 | |
| 5. HALLIBURTON CO COM W/RIGHTS EXP 12/15/2005 | 2013-01-22 | 2013-07-25 | $224 | $191 | $33 | $33 | |
| 97. HALLIBURTON CO COM W/RIGHTS EXP 12/15/2005 | 2013-01-22 | 2013-07-26 | $4,461 | $3,706 | $755 | $755 | |
| 16. HANG LUNG PPTYS LTD ADR | 2010-12-09 | 2013-09-09 | $268 | $370 | -$102 | -$102 | |
| 28. HANG LUNG PPTYS LTD ADR | 2010-12-09 | 2013-09-10 | $470 | $647 | -$177 | -$177 | |
| 46. HANG LUNG PPTYS LTD ADR | 2010-12-28 | 2013-09-17 | $769 | $1,061 | -$292 | -$292 | |
| 14. HANG LUNG PPTYS LTD ADR | 2010-12-28 | 2013-09-18 | $234 | $322 | -$88 | -$88 | |
| 47. HANG LUNG PPTYS LTD ADR | 2010-12-28 | 2013-09-19 | $797 | $1,082 | -$285 | -$285 | |
| 30. HANG LUNG PPTYS LTD ADR | 2010-12-28 | 2013-09-23 | $518 | $691 | -$173 | -$173 | |
| 16. HANG LUNG PPTYS LTD ADR | 2011-02-08 | 2013-09-24 | $271 | $367 | -$96 | -$96 | |
| 6. HANG LUNG PPTYS LTD ADR | 2011-02-08 | 2013-09-26 | $101 | $127 | -$26 | -$26 | |
| 27. HANG LUNG PPTYS LTD ADR | 2011-02-08 | 2013-09-27 | $457 | $572 | -$115 | -$115 | |
| 6. HANG LUNG PPTYS LTD ADR | 2011-02-08 | 2013-09-30 | $102 | $127 | -$25 | -$25 | |
| 79. HANG LUNG PPTYS LTD ADR | 2011-02-08 | 2013-10-09 | $1,322 | $1,674 | -$352 | -$352 | |
| 77. HANG LUNG PPTYS LTD ADR | 2012-05-09 | 2013-10-16 | $1,253 | $1,445 | -$192 | -$192 | |
| 158. HANG LUNG PPTYS LTD ADR | 2012-10-05 | 2013-10-17 | $2,585 | $2,640 | -$55 | -$55 | |
| 3000. HARRAHS OPERATING 11.250% 6/01/17 | 2011-08-29 | 2014-03-06 | $2,903 | $3,187 | -$284 | -$284 | |
| 2000. HARRAHS OPERATING 11.250% 6/01/17 | 2011-10-06 | 2014-03-06 | $1,955 | $2,035 | -$80 | -$80 | |
| 741. HARTFORD FINL SVCS GRP COM | 2013-01-22 | 2013-08-08 | $23,134 | $18,191 | $4,943 | $4,943 | |
| 202. HASBRO INC COM | 2012-05-14 | 2013-11-11 | $10,344 | $7,523 | $2,821 | $2,821 | |
| 44. HATTERAS FINANCIAL CORP | 2010-12-08 | 2013-09-18 | $839 | $1,365 | -$526 | -$526 | |
| 225. HATTERAS FINANCIAL CORP | 2012-06-08 | 2013-12-06 | $3,701 | $6,604 | -$2,903 | -$2,903 | |
| 5000. HEALTH MANAGEMENT PL 6.125% 4/15/16 | 2011-08-17 | 2013-10-23 | $5,494 | $4,973 | $521 | $521 | |
| 128. HEALTH CARE REIT INC COM | 2012-05-14 | 2013-11-11 | $7,767 | $6,887 | $880 | $880 | |
| 165. HEINZ H J CO COM | 2012-05-14 | 2013-06-07 | $11,963 | $9,025 | $2,938 | $2,938 | |
| 191. HENNES & MAURITZ AB ADR | 2010-12-28 | 2013-10-14 | $1,586 | $1,295 | $291 | $291 | |
| 410. HENNES & MAURITZ AB ADR | 2010-12-28 | 2013-10-15 | $3,421 | $2,706 | $715 | $715 | |
| 182. HENNES & MAURITZ AB ADR | 2010-12-28 | 2013-12-16 | $1,562 | $1,201 | $361 | $361 | |
| 275. HEXCEL CORP NEW COM | 2013-05-15 | 2014-04-11 | $11,253 | $9,183 | $2,070 | $2,070 | |
| 177. HONG KONG EXCH & CLEARING LTD -ADR | 2011-02-08 | 2014-03-14 | $2,609 | $4,103 | -$1,494 | -$1,494 | |
| 80. HONG KONG EXCH & CLEARING LTD -ADR | 2011-02-08 | 2014-03-17 | $1,173 | $1,846 | -$673 | -$673 | |
| 103. HONG KONG EXCH & CLEARING LTD -ADR | 2011-02-08 | 2014-03-18 | $1,521 | $2,338 | -$817 | -$817 | |
| 83. HONG KONG EXCH & CLEARING LTD -ADR | 2010-12-28 | 2014-03-19 | $1,226 | $1,881 | -$655 | -$655 | |
| 135. HONG KONG EXCH & CLEARING LTD -ADR | 2012-05-09 | 2014-03-20 | $1,956 | $2,031 | -$75 | -$75 | |
| 283. HORNBECK OFFSHORE SVCS INC NEW | 2013-04-30 | 2014-02-04 | $11,863 | $12,444 | -$581 | -$581 | |
| 58. HOST MARRIOTT CORP NEW COM | 2012-12-21 | 2014-04-23 | $1,220 | $904 | $316 | $316 | |
| 558. HUDSON CITY BANCORP INC COM | 2012-05-14 | 2013-06-14 | $4,658 | $3,549 | $1,109 | $1,109 | |
| 178. IPG PHOTONICS CORP | 2013-04-30 | 2013-08-27 | $9,781 | $10,168 | -$387 | -$387 | |
| 11000. ICAHN ENTERPRISES/FI 8.000% 1/15/18 | 2011-08-08 | 2013-11-05 | $11,536 | $10,874 | $662 | $662 | |
| 318. INDUST AND COMM BK OF CHINA - ADR | 2011-02-08 | 2013-09-06 | $4,307 | $4,863 | -$556 | -$556 | |
| 194. INDUST AND COMM BK OF CHINA - ADR | 2011-02-08 | 2014-01-10 | $2,449 | $2,912 | -$463 | -$463 | |
| 101. INDUST AND COMM BK OF CHINA - ADR | 2010-12-28 | 2014-02-06 | $1,199 | $1,472 | -$273 | -$273 | |
| 363. INDUST AND COMM BK OF CHINA - ADR | 2012-05-09 | 2014-02-12 | $4,447 | $4,589 | -$142 | -$142 | |
| 67. ING GROEP N V SPONSORED ADR | 2014-01-10 | 2014-05-15 | $923 | $973 | -$50 | -$50 | |
| 86. ING GROEP N V SPONSORED ADR | 2014-01-10 | 2014-05-16 | $1,124 | $1,157 | -$33 | -$33 | |
| 45. INGREDION INC | 2013-04-30 | 2013-08-29 | $2,806 | $3,170 | -$364 | -$364 | |
| 50. INGREDION INC | 2012-03-09 | 2013-08-29 | $3,118 | $2,871 | $247 | $247 | |
| 451. INTEL CORP COM | 2007-07-13 | 2013-08-05 | $10,319 | $11,726 | -$1,407 | -$1,407 | |
| 114. INTEL CORP COM | 2007-07-13 | 2013-11-21 | $2,865 | $2,964 | -$99 | -$99 | |
| 289. INTEL CORP COM | 2007-07-13 | 2014-02-24 | $7,153 | $7,514 | -$361 | -$361 | |
| 4. INTERCONTINENTAL EXCHANGE, INC | 2014-02-05 | 2014-03-31 | $797 | $833 | -$36 | -$36 | |
| 3. INTERCONTINENTAL EXCHANGE, INC | 2014-02-04 | 2014-04-01 | $586 | $619 | -$33 | -$33 | |
| 79. INTL BUSINESS MACHINES CORP COM | 2010-01-19 | 2013-08-05 | $15,462 | $10,515 | $4,947 | $4,947 | |
| 16. INTL BUSINESS MACHINES CORP COM | 2012-09-11 | 2013-08-05 | $3,131 | $3,250 | -$119 | -$119 | |
| 85. INTL BUSINESS MACHINES CORP COM | 2010-03-12 | 2014-02-24 | $15,715 | $11,150 | $4,565 | $4,565 | |
| 127. INTESA SANPAOLO-SPON ADR | 2014-01-10 | 2014-02-10 | $2,158 | $1,976 | $182 | $182 | |
| 236. INTESA SANPAOLO-SPON ADR | 2013-11-26 | 2014-04-16 | $4,599 | $3,462 | $1,137 | $1,137 | |
| 19. INTUITIVE SURGICAL INC | 2011-03-08 | 2013-08-05 | $7,475 | $5,033 | $2,442 | $2,442 | |
| 16. INTUITIVE SURGICAL INC | 2009-04-03 | 2014-01-30 | $6,682 | $1,553 | $5,129 | $5,129 | |
| 190. ISHARES RUSSELL 2000 GROWTH INDEX FUND | 2013-10-10 | 2014-05-27 | $24,953 | $23,599 | $1,354 | $1,354 | |
| 754. ISHARES RUSSELL 2000 GROWTH INDEX FUND | 2013-10-10 | 2014-05-27 | $99,001 | $93,651 | $5,350 | $5,350 | |
| 214. ITAU UNIBANCO BANCO HOLDING S.A. ADR | 2011-05-04 | 2013-07-05 | $2,459 | $4,490 | -$2,031 | -$2,031 | |
| 215. ITAU UNIBANCO BANCO HOLDING S.A. ADR | 2011-05-04 | 2013-07-08 | $2,557 | $4,315 | -$1,758 | -$1,758 | |
| 64. ITAU UNIBANCO BANCO HOLDING S.A. ADR | 2011-02-08 | 2013-09-17 | $886 | $1,264 | -$378 | -$378 | |
| 114. ITAU UNIBANCO BANCO HOLDING S.A. ADR | 2011-07-20 | 2014-01-30 | $1,386 | $2,439 | -$1,053 | -$1,053 | |
| 184. ITAU UNIBANCO BANCO HOLDING S.A. ADR | 2011-10-07 | 2014-02-03 | $2,234 | $3,347 | -$1,113 | -$1,113 | |
| 273.8 ITAU UNIBANCO BANCO HOLDING S.A. ADR | 2012-05-09 | 2014-03-27 | $4,002 | $4,128 | -$126 | -$126 | |
| 57.2 ITAU UNIBANCO BANCO HOLDING S.A. ADR | 2013-05-24 | 2014-03-27 | $836 | $911 | -$75 | -$75 | |
| 48. ITC HLDGS CORP | 2012-12-14 | 2013-11-11 | $4,926 | $3,747 | $1,179 | $1,179 | |
| 35. JGC CORP-UNSPONSORED ADR | 2012-12-05 | 2014-03-14 | $2,449 | $2,381 | $68 | $68 | |
| 342. JP MORGAN CHASE & CO COM | 2011-01-24 | 2013-08-05 | $19,200 | $16,580 | $2,620 | $2,620 | |
| 5. JP MORGAN CHASE & CO COM | 2013-08-08 | 2014-02-11 | $286 | $275 | $11 | $11 | |
| 307. JP MORGAN CHASE & CO COM | 2011-01-24 | 2014-02-24 | $17,805 | $10,060 | $7,745 | $7,745 | |
| 465. JANUS CAP GROUP INC | 2013-08-09 | 2013-11-11 | $4,836 | $4,360 | $476 | $476 | |
| 245. JOHNSON & JOHNSON COM | 2007-07-13 | 2013-08-05 | $22,993 | $15,558 | $7,435 | $7,435 | |
| 220. JOHNSON & JOHNSON COM | 2007-07-13 | 2014-02-24 | $20,092 | $13,970 | $6,122 | $6,122 | |
| 151. JOHNSON CTLS INC COM W/RTS ATTACHED EXP 11/30/2004 | 2013-08-08 | 2013-11-14 | $7,361 | $6,193 | $1,168 | $1,168 | |
| 42. KAMAN CORP CL A | 2011-07-08 | 2013-09-18 | $1,578 | $1,559 | $19 | $19 | |
| 43. KAMAN CORP CL A | 2011-08-11 | 2013-09-19 | $1,630 | $1,368 | $262 | $262 | |
| 4. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-04 | $405 | $498 | -$93 | -$93 | |
| 8. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-06 | $807 | $996 | -$189 | -$189 | |
| 4. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-06 | $405 | $498 | -$93 | -$93 | |
| 4. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-07 | $408 | $498 | -$90 | -$90 | |
| 8. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-24 | $761 | $996 | -$235 | -$235 | |
| 7. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-25 | $653 | $871 | -$218 | -$218 | |
| 8. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-25 | $747 | $996 | -$249 | -$249 | |
| 5. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-26 | $465 | $622 | -$157 | -$157 | |
| 10. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-26 | $925 | $1,245 | -$320 | -$320 | |
| 6. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-26 | $551 | $747 | -$196 | -$196 | |
| 5. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-27 | $467 | $622 | -$155 | -$155 | |
| 5. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-27 | $466 | $622 | -$156 | -$156 | |
| 8. KANSAS CITY SOUTHN INDS INC COM | 2013-11-11 | 2014-02-28 | $750 | $996 | -$246 | -$246 | |
| 106. KINGFISHER PLC - ADR | 2012-05-09 | 2013-09-13 | $1,348 | $961 | $387 | $387 | |
| 49. KINGFISHER PLC - ADR | 2012-05-09 | 2013-09-16 | $627 | $444 | $183 | $183 | |
| 176. KINGFISHER PLC - ADR | 2012-05-09 | 2014-04-03 | $2,580 | $1,535 | $1,045 | $1,045 | |
| 166. KOHLS CORP COM | 2013-10-02 | 2013-11-11 | $9,525 | $7,834 | $1,691 | $1,691 | |
| 180. KOMATSU LTD SPONSORED ADR NEW | 2010-12-28 | 2013-12-05 | $3,566 | $5,400 | -$1,834 | -$1,834 | |
| 121. KOMATSU LTD SPONSORED ADR NEW | 2012-05-09 | 2014-01-14 | $2,375 | $3,217 | -$842 | -$842 | |
| 17. KOMATSU LTD SPONSORED ADR NEW | 2012-07-27 | 2014-01-31 | $354 | $389 | -$35 | -$35 | |
| 90. KOMATSU LTD SPONSORED ADR NEW | 2013-06-13 | 2014-01-31 | $1,876 | $2,256 | -$380 | -$380 | |
| 75. KOMATSU LTD SPONSORED ADR NEW | 2012-09-19 | 2014-02-04 | $1,494 | $1,676 | -$182 | -$182 | |
| 147. KOMATSU LTD SPONSORED ADR NEW | 2012-09-19 | 2014-02-05 | $2,929 | $3,065 | -$136 | -$136 | |
| 61. KRAFT FOODS GROUP INC | 2010-10-21 | 2013-08-05 | $3,445 | $2,048 | $1,397 | $1,397 | |
| 54. KRAFT FOODS GROUP INC | 2010-10-21 | 2014-02-24 | $2,993 | $1,813 | $1,180 | $1,180 | |
| 155. KRATON PERFORMANCE POLYMERS IN | 2012-06-08 | 2013-09-18 | $3,089 | $2,986 | $103 | $103 | |
| 19. KRATON PERFORMANCE POLYMERS IN | 2013-07-30 | 2013-09-18 | $379 | $395 | -$16 | -$16 | |
| 172. KRATON PERFORMANCE POLYMERS IN | 2012-06-08 | 2013-09-19 | $3,417 | $3,285 | $132 | $132 | |
| 33. L BRANDS INC | 2013-11-19 | 2014-01-21 | $1,805 | $2,107 | -$302 | -$302 | |
| 20. L BRANDS INC | 2013-11-11 | 2014-01-21 | $1,092 | $1,274 | -$182 | -$182 | |
| 47. L BRANDS INC | 2013-11-11 | 2014-01-22 | $2,545 | $2,994 | -$449 | -$449 | |
| 39. LUMH MOET HENNESSY LOUIS VUITTON | 2010-12-28 | 2014-01-15 | $1,361 | $1,283 | $78 | $78 | |
| 26. LAS VEGAS SANDS CORP | 2012-05-31 | 2014-02-05 | $1,907 | $1,276 | $631 | $631 | |
| 226. LAUDER ESTEE COS INC CL A | 2007-07-13 | 2013-08-05 | $15,210 | $5,304 | $9,906 | $9,906 | |
| 202. LAUDER ESTEE COS INC CL A | 2007-07-13 | 2014-02-24 | $13,802 | $4,741 | $9,061 | $9,061 | |
| 125. LEIDOS HOLDINGS, INC | 2013-02-15 | 2013-11-11 | $5,894 | $4,171 | $1,723 | $1,723 | |
| 87. LENNOX INTERNATIONAL INC COM W/RIGHTS ATTACHED EXP 7/27/2010 | 2014-01-15 | 2014-04-28 | $7,282 | $7,660 | -$378 | -$378 | |
| 87. LENNOX INTERNATIONAL INC COM W/RIGHTS ATTACHED EXP 7/27/2010 | 2014-01-15 | 2014-05-08 | $7,273 | $7,660 | -$387 | -$387 | |
| 2000. LEUCADIA NATIONAL CO 8.125% 9/15/15 | 2012-03-15 | 2013-10-23 | $2,228 | $2,225 | $3 | $3 | |
| 4000. LEUCADIA NATIONAL CO 8.125% 9/15/15 | 2012-03-15 | 2013-11-19 | $4,452 | $4,375 | $77 | $77 | |
| 4000. LEUCADIA NATIONAL CO 8.125% 9/15/15 | 2011-10-03 | 2013-12-11 | $4,446 | $4,250 | $196 | $196 | |
| 22. LINKEDIN CORP | 2013-08-13 | 2013-10-02 | $5,554 | $5,319 | $235 | $235 | |
| 3. LINKEDIN CORP | 2013-11-11 | 2014-02-12 | $579 | $637 | -$58 | -$58 | |
| 4. LINKEDIN CORP | 2013-11-11 | 2014-04-03 | $709 | $850 | -$141 | -$141 | |
| 8. LINKEDIN CORP | 2013-11-11 | 2014-04-04 | $1,418 | $1,699 | -$281 | -$281 | |
| 9. LINKEDIN CORP | 2013-11-11 | 2014-04-07 | $1,504 | $1,912 | -$408 | -$408 | |
| 9. LINKEDIN CORP | 2013-11-11 | 2014-04-07 | $1,521 | $1,912 | -$391 | -$391 | |
| 240. LOEWS CORP COM | 2013-01-22 | 2013-08-08 | $11,042 | $10,385 | $657 | $657 | |
| 135. LONZA GROUP AG ADR | 2013-04-01 | 2013-09-16 | $1,106 | $879 | $227 | $227 | |
| 1558. LONZA GROUP AG ADR | 2011-08-12 | 2013-09-16 | $12,763 | $11,483 | $1,280 | $1,280 | |
| 1157. LONZA GROUP AG ADR | 2013-04-01 | 2013-09-30 | $9,360 | $7,366 | $1,994 | $1,994 | |
| 5.00017 LUMBER LIQUIDATORS HOLDINGS | 2013-11-11 | 2014-02-07 | $480 | $565 | -$85 | -$85 | |
| 1.99983 LUMBER LIQUIDATORS HOLDINGS | 2013-11-11 | 2014-02-07 | $192 | $226 | -$34 | -$34 | |
| 85. M & T BK CORP COM | 2012-05-14 | 2013-11-11 | $9,625 | $7,128 | $2,497 | $2,497 | |
| 5000. MGM MIRAGE INC 7.625% 1/15/17 | 2012-01-19 | 2014-05-15 | $5,681 | $5,013 | $668 | $668 | |
| 220. MSCI INC | 2013-05-31 | 2013-07-30 | $7,688 | $7,483 | $205 | $205 | |
| 55. MATSON INC. | 2013-01-09 | 2013-09-18 | $1,524 | $1,451 | $73 | $73 | |
| 84. MATSON INC. | 2013-01-09 | 2013-09-19 | $2,353 | $2,198 | $155 | $155 | |
| 222. MATTEL INC COM W/RIGHTS ATTACHED EXP 2/17/2002 | 2012-05-14 | 2013-11-11 | $9,828 | $7,115 | $2,713 | $2,713 | |
| 72. MCDONALDS CORP COM | 2009-11-25 | 2013-07-12 | $7,286 | $4,583 | $2,703 | $2,703 | |
| 206. MCDONALDS CORP COM | 2009-06-02 | 2013-08-05 | $20,427 | $11,545 | $8,882 | $8,882 | |
| 185. MCDONALDS CORP COM | 2007-07-13 | 2014-02-24 | $17,919 | $9,568 | $8,351 | $8,351 | |
| 60. MCKESSON HBOC INC COM | 2012-05-14 | 2013-11-11 | $9,498 | $5,351 | $4,147 | $4,147 | |
| 12. MCKESSON HBOC INC COM | 2013-08-08 | 2013-12-12 | $1,883 | $1,494 | $389 | $389 | |
| 1. MCKESSON HBOC INC COM | 2013-08-08 | 2014-02-11 | $174 | $125 | $49 | $49 | |
| 7. MCKESSON HBOC INC COM | 2012-05-14 | 2014-03-14 | $1,274 | $624 | $650 | $650 | |
| 7. MCKESSON HBOC INC COM | 2012-05-14 | 2014-03-25 | $1,227 | $624 | $603 | $603 | |
| 6. MCKESSON HBOC INC COM | 2012-05-14 | 2014-03-25 | $1,062 | $535 | $527 | $527 | |
| 57. MEDICAL PPTYS TR INC | 2013-04-10 | 2013-12-18 | $703 | $969 | -$266 | -$266 | |
| 7. MERCADOLIBRE INC | 2011-09-20 | 2013-08-02 | $901 | $488 | $413 | $413 | |
| 13. MERCADOLIBRE INC | 2011-09-20 | 2013-09-25 | $1,685 | $893 | $792 | $792 | |
| 4. MERCADOLIBRE INC | 2013-11-11 | 2013-12-19 | $408 | $457 | -$49 | -$49 | |
| 5. MERCADOLIBRE INC | 2013-11-11 | 2013-12-19 | $514 | $571 | -$57 | -$57 | |
| 9. MERCADOLIBRE INC | 2013-11-11 | 2013-12-20 | $922 | $1,028 | -$106 | -$106 | |
| 6. MERCADOLIBRE INC | 2013-11-11 | 2013-12-23 | $636 | $685 | -$49 | -$49 | |
| 5. MERCADOLIBRE INC | 2013-11-11 | 2013-12-23 | $529 | $571 | -$42 | -$42 | |
| 5. MERCADOLIBRE INC | 2013-11-11 | 2013-12-26 | $534 | $571 | -$37 | -$37 | |
| 4. MERCADOLIBRE INC | 2013-11-11 | 2013-12-27 | $428 | $457 | -$29 | -$29 | |
| 15. MERCADOLIBRE INC | 2013-11-11 | 2014-01-30 | $1,451 | $1,816 | -$365 | -$365 | |
| 1. MERCADOLIBRE INC | 2013-11-11 | 2014-04-17 | $85 | $119 | -$34 | -$34 | |
| 70. MERCADOLIBRE INC | 2011-10-07 | 2014-04-17 | $5,948 | $4,255 | $1,693 | $1,693 | |
| 176. MERCK & CO INC NEW | 2009-07-01 | 2013-08-05 | $8,552 | $7,879 | $673 | $673 | |
| 158. MERCK & CO INC NEW | 2009-07-01 | 2014-02-24 | $8,933 | $4,210 | $4,723 | $4,723 | |
| 424. METLIFE INC COM | 2013-01-22 | 2013-08-08 | $21,064 | $15,646 | $5,418 | $5,418 | |
| 11. METTLER-TOLEDO INTL INC COM | 2012-03-09 | 2013-08-29 | $2,493 | $1,990 | $503 | $503 | |
| 8. METTLER-TOLEDO INTL INC COM | 2013-04-30 | 2013-08-29 | $1,813 | $1,591 | $222 | $222 | |
| 36. METTLER-TOLEDO INTL INC COM | 2012-05-09 | 2013-12-23 | $8,742 | $6,171 | $2,571 | $2,571 | |
| 131. MICREL INC COM | 2010-12-08 | 2013-09-18 | $1,223 | $1,738 | -$515 | -$515 | |
| 279. MICREL INC COM | 2012-06-08 | 2013-09-19 | $2,577 | $3,026 | -$449 | -$449 | |
| 240. MICROSOFT CORP COM | 2013-04-16 | 2013-08-08 | $7,867 | $6,717 | $1,150 | $1,150 | |
| 238. MILLER (HERMAN) INC COM W/RTS ATTACHED EXP 7/12/2009 | 2013-11-11 | 2014-03-05 | $6,915 | $7,215 | -$300 | -$300 | |
| 369. MITSUBISHI UFJ FINANCIAL GROUP INC ADR | 2013-04-12 | 2013-07-29 | $2,259 | $2,483 | -$224 | -$224 | |
| 466. MITSUBISHI UFJ FINANCIAL GROUP INC ADR | 2013-03-28 | 2014-02-12 | $2,763 | $2,771 | -$8 | -$8 | |
| 441. MITSUBISHI UFJ FINANCIAL GROUP INC ADR | 2013-03-28 | 2014-05-01 | $2,345 | $2,445 | -$100 | -$100 | |
| 4. MOHAWK INDS INC COM | 2014-01-23 | 2014-04-17 | $540 | $598 | -$58 | -$58 | |
| 4. MOHAWK INDS INC COM | 2014-01-23 | 2014-04-17 | $541 | $596 | -$55 | -$55 | |
| 182. MONDELEZ INTERNATIONAL INC | 2010-10-21 | 2013-08-05 | $5,778 | $3,769 | $2,009 | $2,009 | |
| 163. MONDELEZ INTERNATIONAL INC | 2010-10-21 | 2014-02-24 | $5,632 | $3,375 | $2,257 | $2,257 | |
| 4967.71 MORGAN STANLEY INS INTN RE I #8001 | 2007-07-05 | 2013-06-06 | $100,000 | $163,785 | -$63,785 | -$63,785 | |
| 6265.142 MORGAN STANLEY INS INTN RE I #8001 | 2007-07-05 | 2013-08-02 | $124,426 | $206,562 | -$82,136 | -$82,136 | |
| 126. MOSAIC CO/THE | 2013-07-02 | 2013-08-08 | $5,491 | $7,405 | -$1,914 | -$1,914 | |
| 85. MYRIAD GENETICS INC COM | 2013-05-14 | 2014-03-10 | $3,194 | $2,927 | $267 | $267 | |
| 36. MYRIAD GENETICS INC COM | 2012-11-16 | 2014-03-10 | $1,353 | $1,089 | $264 | $264 | |
| 5000. NCR CORP 5.000% 7/15/22 | 2013-06-26 | 2014-03-11 | $5,038 | $4,897 | $141 | $141 | |
| 271. NRG ENERGY INC COM | 2013-01-22 | 2013-08-08 | $7,284 | $6,501 | $783 | $783 | |
| 5000. NRG ENERGY INC 8.500% 6/15/19 | 2011-08-08 | 2014-01-08 | $5,338 | $4,925 | $413 | $413 | |
| 5000. NRG ENERGY INC 8.500% 6/15/19 | 2011-08-08 | 2014-03-25 | $5,269 | $4,925 | $344 | $344 | |
| 137. NATIONAL FUEL GAS CO NJ COM W/RTS ATTACHED | 2013-04-26 | 2013-11-11 | $9,706 | $7,645 | $2,061 | $2,061 | |
| 21. NATIONAL OILWELL INC COM | 2013-08-13 | 2013-11-20 | $1,751 | $1,538 | $213 | $213 | |
| 193. NATIONAL OILWELL INC COM | 2013-08-13 | 2014-01-22 | $14,917 | $14,139 | $778 | $778 | |
| 2. NATIONAL OILWELL INC COM | 2013-08-08 | 2014-02-11 | $151 | $146 | $5 | $5 | |
| 286. NESTLE S A SPONSORED ADR REPSTG REG SH | 2007-07-13 | 2013-08-05 | $19,897 | $11,472 | $8,425 | $8,425 | |
| 20. NESTLE S A SPONSORED ADR REPSTG REG SH | 2013-08-06 | 2014-01-08 | $1,457 | $1,413 | $44 | $44 | |
| 8. NESTLE S A SPONSORED ADR REPSTG REG SH | 2013-08-06 | 2014-01-09 | $578 | $565 | $13 | $13 | |
| 256. NESTLE S A SPONSORED ADR REPSTG REG SH | 2007-07-13 | 2014-02-24 | $19,160 | $10,269 | $8,891 | $8,891 | |
| 1. NETFLIX.COM INC COM | 2013-11-11 | 2014-02-21 | $432 | $335 | $97 | $97 | |
| 126. NEUSTAR INC | 2013-04-30 | 2014-01-14 | $6,019 | $5,557 | $462 | $462 | |
| 143. NEUSTAR INC | 2012-11-28 | 2014-01-14 | $6,831 | $5,606 | $1,225 | $1,225 | |
| 558. NEW YORK CMNTY BANCORP INC COM | 2012-05-14 | 2013-11-11 | $9,123 | $7,193 | $1,930 | $1,930 | |
| 5000. NEWFIELD EXPLORATION 7.125% 5/15/18 | 2011-08-18 | 2013-09-25 | $5,200 | $5,225 | -$25 | -$25 | |
| .75 NEWS CORP/NEW | 2007-07-13 | 2013-07-22 | $12 | $8 | $4 | $4 | |
| 58. NEWS CORP/NEW | 2007-07-13 | 2013-08-05 | $925 | $587 | $338 | $338 | |
| 52. NEWS CORP/NEW | 2007-07-13 | 2014-02-24 | $929 | $526 | $403 | $403 | |
| 214. NISOURCE INC COM | 2012-05-14 | 2013-11-11 | $6,711 | $5,361 | $1,350 | $1,350 | |
| 241. NOKIAN TYRES OYJ-UNSPON ADR | 2012-03-08 | 2014-03-12 | $4,846 | $5,443 | -$597 | -$597 | |
| 164. NOKIAN TYRES OYJ-UNSPON ADR | 2013-04-01 | 2014-03-13 | $3,243 | $3,652 | -$409 | -$409 | |
| 400. NOKIAN TYRES OYJ-UNSPON ADR | 2012-06-27 | 2014-03-13 | $7,909 | $7,953 | -$44 | -$44 | |
| 103. NOVARTIS AG SPONSORED ADR | 2013-06-14 | 2013-08-05 | $7,470 | $7,485 | -$15 | -$15 | |
| 41. NOVARTIS AG SPONSORED ADR | 2011-02-08 | 2013-10-31 | $3,185 | $2,426 | $759 | $759 | |
| 29. NOVARTIS AG SPONSORED ADR | 2011-02-08 | 2014-02-19 | $2,381 | $1,640 | $741 | $741 | |
| 92. NOVARTIS AG SPONSORED ADR | 2013-05-31 | 2014-02-24 | $7,714 | $6,644 | $1,070 | $1,070 | |
| 103. NOVO-NORDIST A S ADR | 2008-04-30 | 2013-08-05 | $17,892 | $7,311 | $10,581 | $10,581 | |
| 54. NOVO-NORDIST A S ADR | 2014-01-08 | 2014-02-19 | $2,385 | $2,011 | $374 | $374 | |
| 460. NOVO-NORDIST A S ADR | 2008-04-30 | 2014-02-24 | $21,173 | $6,365 | $14,808 | $14,808 | |
| 14. NOVO-NORDIST A S ADR | 2010-12-28 | 2014-03-10 | $653 | $316 | $337 | $337 | |
| 26. NOVO-NORDIST A S ADR | 2013-12-30 | 2014-03-10 | $1,213 | $955 | $258 | $258 | |
| 54. NOVO-NORDIST A S ADR | 2010-12-28 | 2014-03-26 | $2,391 | $1,218 | $1,173 | $1,173 | |
| 52. NOVO-NORDIST A S ADR | 2010-12-28 | 2014-04-03 | $2,330 | $1,173 | $1,157 | $1,157 | |
| 53. NOVO-NORDIST A S ADR | 2011-02-08 | 2014-05-01 | $2,325 | $1,195 | $1,130 | $1,130 | |
| 23. NOVO-NORDIST A S ADR | 2011-02-08 | 2014-05-15 | $974 | $515 | $459 | $459 | |
| 31. NOVO-NORDIST A S ADR | 2011-02-08 | 2014-05-16 | $1,313 | $695 | $618 | $618 | |
| 150. NU SKIN ENTERPRISES INC CL A | 2012-06-08 | 2013-12-10 | $19,403 | $5,731 | $13,672 | $13,672 | |
| 180. OCCIDENTAL PETE CORP COM | 2011-09-02 | 2013-08-05 | $15,860 | $14,392 | $1,468 | $1,468 | |
| 94. OCCIDENTAL PETE CORP COM | 2013-01-22 | 2013-08-08 | $8,324 | $7,831 | $493 | $493 | |
| 162. OCCIDENTAL PETE CORP COM | 2007-07-13 | 2014-02-24 | $15,608 | $10,148 | $5,460 | $5,460 | |
| 62. OCEANEERING INTL INC COMMON | 2013-08-13 | 2013-08-29 | $4,947 | $5,045 | -$98 | -$98 | |
| 70. OCEANEERING INTL INC COMMON | 2013-08-13 | 2013-09-25 | $5,684 | $5,696 | -$12 | -$12 | |
| 16. OCEANEERING INTL INC COMMON | 2013-08-13 | 2013-10-07 | $1,312 | $1,302 | $10 | $10 | |
| 20. OCWEN FINL CORP NEW | 2014-02-21 | 2014-05-01 | $704 | $759 | -$55 | -$55 | |
| 13. OCWEN FINL CORP NEW | 2014-02-21 | 2014-05-05 | $438 | $494 | -$56 | -$56 | |
| 15. OCWEN FINL CORP NEW | 2014-03-03 | 2014-05-05 | $505 | $559 | -$54 | -$54 | |
| 13. OCWEN FINL CORP NEW | 2014-03-03 | 2014-05-06 | $432 | $480 | -$48 | -$48 | |
| 2000. OFFSHORE GROUP INVST 7.500% 11/01/19 | 2013-05-31 | 2014-01-30 | $2,155 | $2,170 | -$15 | -$15 | |
| 3000. OFFSHORE GROUP INVST 7.500% 11/01/19 | 2013-06-03 | 2014-02-21 | $3,225 | $3,248 | -$23 | -$23 | |
| 6000. OIL STATES INTL INC 6.500% 6/01/19 | 2013-03-25 | 2014-05-22 | $6,305 | $6,430 | -$125 | -$125 | |
| 54. OLD DOMINION FREIGHT LINES INC | 2013-05-21 | 2013-11-06 | $2,547 | $2,309 | $238 | $238 | |
| 253. OLD DOMINION FREIGHT LINES INC | 2013-05-21 | 2014-02-06 | $13,281 | $10,816 | $2,465 | $2,465 | |
| 5. OLD DOMINION FREIGHT LINES INC | 2014-03-24 | 2014-05-29 | $316 | $279 | $37 | $37 | |
| 247. OLD REP INTL CORP COM | 2013-05-03 | 2013-11-11 | $4,150 | $2,729 | $1,421 | $1,421 | |
| 381. OLD REP INTL CORP COM | 2012-05-14 | 2013-11-11 | $6,401 | $3,570 | $2,831 | $2,831 | |
| 41. OMNICOM GRP INC COM | 2012-05-14 | 2013-07-29 | $2,656 | $2,062 | $594 | $594 | |
| 100. OMNICOM GRP INC COM | 2012-05-14 | 2013-11-11 | $7,080 | $5,029 | $2,051 | $2,051 | |
| 170. ORACLE CORP COM | 2012-05-14 | 2013-08-05 | $5,578 | $4,569 | $1,009 | $1,009 | |
| 153. ORACLE CORP COM | 2012-05-14 | 2014-02-24 | $5,871 | $4,112 | $1,759 | $1,759 | |
| 143. OUTERWALL INC | 2012-05-09 | 2013-09-27 | $7,221 | $8,955 | -$1,734 | -$1,734 | |
| 91. OUTERWALL INC | 2013-04-30 | 2013-09-27 | $4,595 | $4,804 | -$209 | -$209 | |
| 95. OWENS ILLINOIS INC COM NEW | 2013-03-21 | 2013-09-17 | $2,895 | $2,572 | $323 | $323 | |
| 267. OWENS ILLINOIS INC COM NEW | 2013-04-30 | 2014-01-30 | $8,638 | $7,148 | $1,490 | $1,490 | |
| 12853.47 PIMCO EMERG MKTS BD-INST #137 | 2011-08-25 | 2013-06-06 | $150,000 | $143,778 | $6,222 | $6,222 | |
| 16918.185 PIMCO EMERG MKTS BD-INST #137 | 2009-04-30 | 2013-06-14 | $197,774 | $149,541 | $48,233 | $48,233 | |
| 19. PVH CORP | 2014-01-02 | 2014-03-13 | $2,238 | $2,463 | -$225 | -$225 | |
| 11. PVH CORP | 2013-11-11 | 2014-03-14 | $1,261 | $1,391 | -$130 | -$130 | |
| 4. PVH CORP | 2013-11-11 | 2014-03-14 | $466 | $506 | -$40 | -$40 | |
| 9. PVH CORP | 2013-11-11 | 2014-03-14 | $1,043 | $1,138 | -$95 | -$95 | |
| 4. PVH CORP | 2013-11-11 | 2014-03-17 | $459 | $506 | -$47 | -$47 | |
| 4. PVH CORP | 2013-11-11 | 2014-03-17 | $459 | $506 | -$47 | -$47 | |
| 157. BANK MANDIRI TBK UNSPON ADR | 2013-02-08 | 2014-01-27 | $1,047 | $1,428 | -$381 | -$381 | |
| 121. BANK MANDIRI TBK UNSPON ADR | 2013-01-25 | 2014-01-28 | $810 | $1,071 | -$261 | -$261 | |
| 101. BANK MANDIRI TBK UNSPON ADR | 2013-07-30 | 2014-01-28 | $676 | $901 | -$225 | -$225 | |
| 123. BANK MANDIRI TBK UNSPON ADR | 2013-07-30 | 2014-01-29 | $845 | $1,038 | -$193 | -$193 | |
| 168. PACCAR INC COM | 2013-01-22 | 2013-08-08 | $9,418 | $7,788 | $1,630 | $1,630 | |
| 221. PACIFIC RUBIALES ENERGY CORP | 2013-08-08 | 2014-05-23 | $4,048 | $4,746 | -$698 | -$698 | |
| 225. PEABODY ENERGY CORP COM | 2013-09-09 | 2013-11-11 | $4,750 | $4,207 | $543 | $543 | |
| 9000. PENN NATIONAL GAMING 8.750% 8/15/19 | 2011-08-10 | 2013-10-28 | $9,965 | $9,628 | $337 | $337 | |
| 79. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP | 2012-12-19 | 2013-10-24 | $1,496 | $1,386 | $110 | $110 | |
| 11. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP | 2012-12-19 | 2013-10-25 | $208 | $193 | $15 | $15 | |
| 39. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP | 2012-12-27 | 2013-11-06 | $683 | $683 | |||
| 86. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP | 2012-12-27 | 2014-02-19 | $1,664 | $1,440 | $224 | $224 | |
| 82. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP | 2012-10-31 | 2014-03-04 | $1,489 | $1,340 | $149 | $149 | |
| 61. PEPSICO INC COM | 2007-07-13 | 2013-07-12 | $5,125 | $4,073 | $1,052 | $1,052 | |
| 156. PEPSICO INC COM | 2007-07-13 | 2013-08-05 | $13,193 | $10,416 | $2,777 | $2,777 | |
| 140. PEPSICO INC COM | 2007-07-13 | 2014-02-24 | $11,121 | $9,348 | $1,773 | $1,773 | |
| 204. PETROLEO BRASILEIRO SA PETROBRAS ADR | 2013-04-01 | 2014-01-13 | $2,569 | $3,376 | -$807 | -$807 | |
| 400. PETROLEO BRASILEIRO SA PETROBRAS ADR | 2012-10-03 | 2014-01-13 | $5,037 | $9,204 | -$4,167 | -$4,167 | |
| 705. PFIZER INC COM W/RTS ATTACHED EXP 10/15/2007 | 2013-07-02 | 2013-08-08 | $20,501 | $18,805 | $1,696 | $1,696 | |
| 646. PHILIP MORRIS INTERNATIONAL IN | 2008-05-27 | 2013-08-05 | $57,655 | $32,208 | $25,447 | $25,447 | |
| 60. PHILIP MORRIS INTERNATIONAL IN | 2011-11-22 | 2013-08-08 | $5,381 | $4,341 | $1,040 | $1,040 | |
| 391. PHILIP MORRIS INTERNATIONAL IN | 2009-03-31 | 2014-02-24 | $31,073 | $17,780 | $13,293 | $13,293 | |
| 58. PHILLIPS 66 | 2009-05-07 | 2013-08-05 | $3,356 | $2,164 | $1,192 | $1,192 | |
| 51. PHILLIPS 66 | 2009-05-07 | 2014-02-24 | $3,960 | $1,039 | $2,921 | $2,921 | |
| 17251.147 PIMCO COMMODITY REAL RET STRAT-I#45 | 2009-04-02 | 2013-11-26 | $96,261 | $110,580 | -$14,319 | -$14,319 | |
| 13214.803 PIMCO COMMODITY REAL RET STRAT-I#45 | 2013-08-02 | 2013-11-26 | $73,739 | $74,796 | -$1,057 | -$1,057 | |
| 5. PIONEER NAT RES CO COM W/RIGHTS ATTACHED EXP 7/31/2011 | 2013-11-11 | 2014-04-17 | $1,014 | $945 | $69 | $69 | |
| 2000. PLAINS EXPLORATION 6.625% 5/01/21 | 2012-09-13 | 2014-04-30 | $2,133 | $2,110 | $23 | $23 | |
| 35. POLARIS INDS INC COM W/RIGHTS ATTACHED EXP 5/31/2010 | 2013-04-30 | 2013-09-16 | $4,324 | $2,991 | $1,333 | $1,333 | |
| 13. POLARIS INDS INC COM W/RIGHTS ATTACHED EXP 5/31/2010 | 2012-05-09 | 2013-09-16 | $1,606 | $1,005 | $601 | $601 | |
| 27. POTASH CORP SASK INC COM W/RTS ATTACHED | 2011-02-08 | 2013-06-12 | $1,088 | $1,647 | -$559 | -$559 | |
| 29. POTASH CORP SASK INC COM W/RTS ATTACHED | 2011-02-08 | 2013-06-13 | $1,167 | $1,769 | -$602 | -$602 | |
| 51. POTASH CORP SASK INC COM W/RTS ATTACHED | 2011-04-19 | 2013-06-24 | $1,951 | $2,965 | -$1,014 | -$1,014 | |
| 37. POTASH CORP SASK INC COM W/RTS ATTACHED | 2011-04-19 | 2013-07-29 | $1,382 | $1,851 | -$469 | -$469 | |
| 174. POTASH CORP SASK INC COM W/RTS ATTACHED | 2012-05-09 | 2013-07-31 | $5,202 | $7,732 | -$2,530 | -$2,530 | |
| 515. POTASH CORP SASK INC COM W/RTS ATTACHED | 2013-04-01 | 2013-09-19 | $16,447 | $21,594 | -$5,147 | -$5,147 | |
| 95. PRAXAIR INC COM | 2007-07-13 | 2013-08-05 | $11,399 | $7,198 | $4,201 | $4,201 | |
| 274. PRAXAIR INC COM | 2014-02-24 | 2014-04-04 | $35,825 | $33,234 | $2,591 | $2,591 | |
| 85. PRAXAIR INC COM | 2007-07-13 | 2014-04-04 | $11,114 | $6,440 | $4,674 | $4,674 | |
| 255. PROCTER & GAMBLE CO COM | 2007-07-13 | 2013-08-05 | $20,787 | $15,989 | $4,798 | $4,798 | |
| 229. PROCTER & GAMBLE CO COM | 2007-07-13 | 2014-02-24 | $17,962 | $14,358 | $3,604 | $3,604 | |
| 132. PROLOGIS INC | 2012-09-06 | 2014-01-29 | $4,871 | $4,628 | $243 | $243 | |
| 7. PUBLIC STORAGE INC COM | 2012-09-06 | 2013-07-24 | $1,121 | $1,031 | $90 | $90 | |
| 88. PUBLICIS S A NEW SPONSORED ADR | 2013-11-26 | 2014-05-14 | $1,809 | $1,945 | -$136 | -$136 | |
| 97. PUBLICIS S A NEW SPONSORED ADR | 2013-11-26 | 2014-05-15 | $1,967 | $1,957 | $10 | $10 | |
| 148. QUALCOMM INC COM W/RTS ATTACHED | 2008-05-22 | 2013-08-05 | $9,803 | $6,808 | $2,995 | $2,995 | |
| 157. QUALCOMM INC COM W/RTS ATTACHED | 2013-08-13 | 2013-11-20 | $11,237 | $10,544 | $693 | $693 | |
| 77. QUALCOMM INC COM W/RTS ATTACHED | 2013-08-13 | 2014-01-15 | $5,735 | $5,171 | $564 | $564 | |
| 25. QUALCOMM INC COM W/RTS ATTACHED | 2013-08-13 | 2014-01-28 | $1,805 | $1,679 | $126 | $126 | |
| 19. QUALCOMM INC COM W/RTS ATTACHED | 2014-02-24 | 2014-03-27 | $1,507 | $1,443 | $64 | $64 | |
| 19. QUALCOMM INC COM W/RTS ATTACHED | 2014-02-24 | 2014-04-21 | $1,536 | $1,443 | $93 | $93 | |
| 69. QUEST DIAGNOSTICS INC COM | 2013-10-03 | 2013-11-11 | $4,408 | $4,308 | $100 | $100 | |
| 61. QUESTCOR PHARMACEUTICALS INC | 2012-05-09 | 2013-10-23 | $4,058 | $2,282 | $1,776 | $1,776 | |
| 81. QUESTCOR PHARMACEUTICALS INC | 2012-03-09 | 2014-04-08 | $6,538 | $2,841 | $3,697 | $3,697 | |
| 179. QUESTCOR PHARMACEUTICALS INC | 2013-12-23 | 2014-04-08 | $14,448 | $8,874 | $5,574 | $5,574 | |
| 863. RPC ENERGY SVC INC COM | 2013-04-30 | 2013-09-18 | $12,680 | $12,220 | $460 | $460 | |
| 23. RAMCO-GERSHENSON PPTYS TR COM | 2012-05-18 | 2014-01-29 | $356 | $262 | $94 | $94 | |
| 51. RAMCO-GERSHENSON PPTYS TR COM | 2012-05-18 | 2014-05-30 | $846 | $502 | $344 | $344 | |
| 4000. RANGE RESOURCES CORP 6.750% 8/01/20 | 2011-08-10 | 2014-02-12 | $4,350 | $4,140 | $210 | $210 | |
| 134. RAYTHEON CO COM | 2013-01-22 | 2013-08-08 | $10,290 | $7,820 | $2,470 | $2,470 | |
| 192. RECKITT BENCKIS/S ADR | 2010-12-28 | 2013-07-17 | $2,709 | $2,164 | $545 | $545 | |
| 120. RECKITT BENCKIS/S ADR | 2011-02-08 | 2014-04-30 | $1,929 | $1,342 | $587 | $587 | |
| 403. REGAL ENTERTAINMENT GROUP-A COM | 2013-01-16 | 2013-11-11 | $7,359 | $5,603 | $1,756 | $1,756 | |
| 26. RELIANCE STL & ALUM CO COM | 2013-04-30 | 2013-09-17 | $1,911 | $1,645 | $266 | $266 | |
| 20. RELIANCE STL & ALUM CO COM | 2012-03-09 | 2013-09-17 | $1,470 | $1,094 | $376 | $376 | |
| 114. RELIANCE STL & ALUM CO COM | 2012-05-09 | 2014-04-11 | $7,808 | $5,877 | $1,931 | $1,931 | |
| 78. RETAIL PROPERTIES OF AME-A | 2012-09-06 | 2013-06-27 | $1,115 | $860 | $255 | $255 | |
| 34. RETAIL PROPERTIES OF AME-A | 2012-09-06 | 2013-10-04 | $467 | $363 | $104 | $104 | |
| 259. RIO TINTO PLC SPONSORED ADR | 2011-03-01 | 2013-07-12 | $10,937 | $17,045 | -$6,108 | -$6,108 | |
| 96. RITCHIE BROS AUCTIONEERS INC COM | 2012-06-08 | 2013-09-18 | $1,948 | $1,928 | $20 | $20 | |
| 92. RITE AID CORP COM | 2013-11-11 | 2013-11-19 | $475 | $489 | -$14 | -$14 | |
| 87. RITE AID CORP COM | 2013-11-11 | 2013-11-27 | $502 | $462 | $40 | $40 | |
| 73. RITE AID CORP COM | 2013-11-11 | 2013-12-03 | $439 | $388 | $51 | $51 | |
| 65. RITE AID CORP COM | 2013-11-11 | 2013-12-04 | $385 | $345 | $40 | $40 | |
| 51. RITE AID CORP COM | 2013-11-11 | 2013-12-05 | $297 | $271 | $26 | $26 | |
| 92. RITE AID CORP COM | 2013-11-11 | 2014-01-03 | $504 | $489 | $15 | $15 | |
| 69. RITE AID CORP COM | 2013-11-11 | 2014-01-08 | $378 | $366 | $12 | $12 | |
| 88. RITE AID CORP COM | 2013-11-11 | 2014-01-08 | $482 | $467 | $15 | $15 | |
| 177. RITE AID CORP COM | 2013-11-11 | 2014-01-08 | $981 | $940 | $41 | $41 | |
| 88. RITE AID CORP COM | 2013-11-11 | 2014-01-08 | $489 | $467 | $22 | $22 | |
| 88. RITE AID CORP COM | 2013-11-11 | 2014-01-09 | $499 | $467 | $32 | $32 | |
| 5000. RITE AID CORP 7.500% 3/01/17 | 2012-01-19 | 2013-06-20 | $5,148 | $5,106 | $42 | $42 | |
| 184. ROCHE HLDG LTD SPONSORED ADR | 2010-01-22 | 2013-08-05 | $11,406 | $8,166 | $3,240 | $3,240 | |
| 31. ROCHE HLDG LTD SPONSORED ADR | 2013-12-19 | 2014-02-19 | $2,307 | $2,089 | $218 | $218 | |
| 164. ROCHE HLDG LTD SPONSORED ADR | 2010-01-27 | 2014-02-24 | $12,502 | $7,164 | $5,338 | $5,338 | |
| 65. ROCHE HLDG LTD SPONSORED ADR | 2013-04-01 | 2014-03-14 | $2,363 | $1,900 | $463 | $463 | |
| 66. ROCHE HLDG LTD SPONSORED ADR | 2013-12-19 | 2014-04-30 | $2,404 | $2,092 | $312 | $312 | |
| 69. ROCKWELL COLLINS-WI COM | 2012-05-14 | 2013-11-11 | $4,884 | $3,549 | $1,335 | $1,335 | |
| 51. ROCKWELL COLLINS-WI COM | 2013-08-27 | 2013-11-11 | $3,610 | $3,315 | $295 | $295 | |
| 184. ROYAL BANK OF SCOTLAND GROUP RBS ADR | 2012-12-20 | 2013-06-28 | $1,531 | $1,903 | -$372 | -$372 | |
| 351. ROYAL BANK OF SCOTLAND GROUP RBS ADR | 2012-12-21 | 2013-07-01 | $2,966 | $3,514 | -$548 | -$548 | |
| 181. ROYAL BANK OF SCOTLAND GROUP RBS ADR | 2012-12-17 | 2013-07-02 | $1,504 | $1,771 | -$267 | -$267 | |
| 68. ROYAL BANK OF SCOTLAND GROUP RBS ADR | 2013-04-05 | 2013-07-03 | $555 | $652 | -$97 | -$97 | |
| 200. ROYAL BANK OF SCOTLAND GROUP RBS ADR | 2013-04-05 | 2013-07-03 | $1,636 | $1,675 | -$39 | -$39 | |
| 233. ROYAL DUTCH SHELL PLC SPONSORED | 2011-06-01 | 2013-08-05 | $15,005 | $19,525 | -$4,520 | -$4,520 | |
| 209. ROYAL DUTCH SHELL PLC SPONSORED | 2011-06-01 | 2014-02-24 | $15,447 | $10,372 | $5,075 | $5,075 | |
| 680. SPDR TR UNIT SER 1 | 2007-07-21 | 2013-07-18 | $114,973 | $104,300 | $10,673 | $10,673 | |
| 679. SPDR TR UNIT SER 1 | 2007-07-12 | 2013-08-08 | $115,367 | $100,145 | $15,222 | $15,222 | |
| 1371. SPDR TR UNIT SER 1 | 2007-07-05 | 2013-08-13 | $232,339 | $208,440 | $23,899 | $23,899 | |
| 522. SPDR TR UNIT SER 1 | 2013-11-01 | 2014-05-27 | $99,830 | $91,820 | $8,010 | $8,010 | |
| 47. SPDR GOLD TRUST | 2012-05-14 | 2013-06-20 | $5,900 | $7,123 | -$1,223 | -$1,223 | |
| 99. SPDR S&P MIDCAP 400 ETF TRUST | 2007-07-05 | 2014-05-27 | $24,839 | $16,342 | $8,497 | $8,497 | |
| 398. SPDR S&P MIDCAP 400 ETF TRUST | 2007-07-05 | 2014-05-27 | $99,860 | $65,698 | $34,162 | $34,162 | |
| 84. SABMILLER PLC - ADR | 2012-03-15 | 2013-08-05 | $4,197 | $3,459 | $738 | $738 | |
| 76. SABMILLER PLC - ADR | 2012-03-15 | 2014-02-24 | $3,661 | $3,130 | $531 | $531 | |
| 186. ST JUDE MED INC COM W/RTS ATTACHED EXP 0 | 2012-05-14 | 2013-11-11 | $10,609 | $7,284 | $3,325 | $3,325 | |
| 2. SALIX PHARMACEUTICALS LTD COM | 2013-12-09 | 2014-03-05 | $228 | $173 | $55 | $55 | |
| 6. SALIX PHARMACEUTICALS LTD COM | 2013-12-09 | 2014-03-31 | $607 | $518 | $89 | $89 | |
| 6. SALIX PHARMACEUTICALS LTD COM | 2013-12-06 | 2014-04-17 | $609 | $517 | $92 | $92 | |
| 308. SANOFI-AVENTIS SPONSORED ADR | 2013-01-22 | 2013-08-08 | $16,282 | $14,681 | $1,601 | $1,601 | |
| 30. SAP AG SPONSORED ADR | 2012-01-10 | 2013-07-03 | $2,129 | $1,589 | $540 | $540 | |
| 29. SAP AG SPONSORED ADR | 2011-10-07 | 2013-07-09 | $2,086 | $1,508 | $578 | $578 | |
| 31. SAP AG SPONSORED ADR | 2010-12-28 | 2013-10-15 | $2,250 | $1,570 | $680 | $680 | |
| 16. SAP AG SPONSORED ADR | 2010-12-28 | 2013-10-16 | $1,161 | $810 | $351 | $351 | |
| 19. SAP AG SPONSORED ADR | 2010-12-28 | 2013-10-17 | $1,381 | $962 | $419 | $419 | |
| 32. SAP AG SPONSORED ADR | 2013-04-01 | 2014-03-14 | $2,416 | $2,564 | -$148 | -$148 | |
| 31. SAP AG SPONSORED ADR | 2014-01-09 | 2014-05-09 | $2,334 | $2,635 | -$301 | -$301 | |
| 140. SAP AG SPONSORED ADR | 2013-04-01 | 2014-05-14 | $10,755 | $10,539 | $216 | $216 | |
| 10. SAP AG SPONSORED ADR | 2010-12-28 | 2014-05-14 | $771 | $506 | $265 | $265 | |
| 19. SAP AG SPONSORED ADR | 2014-02-05 | 2014-05-14 | $1,464 | $1,502 | -$38 | -$38 | |
| 83. SCANA CORP W-I COM | 2012-05-14 | 2013-10-01 | $3,828 | $3,847 | -$19 | -$19 | |
| 23. SCHLUMBERGER LTD COM | 2011-02-08 | 2013-10-08 | $2,030 | $2,030 | |||
| 25. SCHLUMBERGER LTD COM | 2011-02-08 | 2014-02-19 | $2,276 | $2,127 | $149 | $149 | |
| 26. SCHLUMBERGER LTD COM | 2013-12-18 | 2014-02-19 | $2,367 | $2,234 | $133 | $133 | |
| 25. SCHLUMBERGER LTD COM | 2010-12-28 | 2014-04-03 | $2,455 | $2,064 | $391 | $391 | |
| 23. SCHLUMBERGER LTD COM | 2010-12-28 | 2014-04-17 | $2,306 | $1,899 | $407 | $407 | |
| 40. SCHLUMBERGER LTD COM | 2010-12-28 | 2014-05-27 | $4,079 | $3,263 | $816 | $816 | |
| 141. SCHNEIDER ELECTRIC SA - ADR | 2011-02-08 | 2014-03-14 | $2,386 | $2,178 | $208 | $208 | |
| .4286 SCIENCE APPLICATIONS INTERNATI | 2013-02-15 | 2013-10-24 | $14 | $11 | $3 | $3 | |
| 71. SCIENCE APPLICATIONS INTERNATI | 2013-02-15 | 2013-11-11 | $2,584 | $1,891 | $693 | $693 | |
| 7. SEMPRA ENERGY COM | 2012-05-14 | 2013-07-11 | $576 | $452 | $124 | $124 | |
| 104. SEMPRA ENERGY COM | 2012-05-14 | 2013-11-11 | $9,365 | $6,716 | $2,649 | $2,649 | |
| 83. SENIOR HSG PPTYS TR SH BEN INT | 2012-09-06 | 2013-11-06 | $2,019 | $1,851 | $168 | $168 | |
| 170. SENIOR HSG PPTYS TR SH BEN INT | 2012-09-06 | 2014-02-19 | $3,585 | $3,749 | -$164 | -$164 | |
| 7000. SERVICEMASTER COMPAN 8.000% 2/15/20 | 2012-06-29 | 2013-08-20 | $6,685 | $7,625 | -$940 | -$940 | |
| 10. SERVICENOW INC | 2013-11-11 | 2014-01-17 | $621 | $521 | $100 | $100 | |
| 18. SERVICENOW INC | 2014-02-04 | 2014-04-25 | $880 | $1,081 | -$201 | -$201 | |
| 4. SHIRE PHARMACEUTICALS GR SPONSORED ADR | 2013-11-11 | 2014-03-12 | $638 | $542 | $96 | $96 | |
| 6. SHIRE PHARMACEUTICALS GR SPONSORED ADR | 2013-11-11 | 2014-03-13 | $946 | $813 | $133 | $133 | |
| 3. SHIRE PHARMACEUTICALS GR SPONSORED ADR | 2013-11-11 | 2014-03-17 | $469 | $407 | $62 | $62 | |
| 3. SHIRE PHARMACEUTICALS GR SPONSORED ADR | 2013-11-11 | 2014-03-17 | $468 | $407 | $61 | $61 | |
| 16. SIEMENS A G SPONSORED ADR | 2011-02-08 | 2013-06-24 | $1,600 | $1,930 | -$330 | -$330 | |
| 19. SIEMENS A G SPONSORED ADR | 2011-01-11 | 2013-06-25 | $1,900 | $2,209 | -$309 | -$309 | |
| 21. SIEMENS A G SPONSORED ADR | 2011-10-07 | 2013-07-05 | $2,103 | $2,128 | -$25 | -$25 | |
| 34. SIEMENS A G SPONSORED ADR | 2012-05-09 | 2013-07-08 | $3,519 | $3,215 | $304 | $304 | |
| 9. SIEMENS A G SPONSORED ADR | 2012-07-26 | 2013-07-09 | $936 | $738 | $198 | $198 | |
| 15. SIEMENS A G SPONSORED ADR | 2012-05-09 | 2013-07-09 | $1,559 | $1,290 | $269 | $269 | |
| 55. SILVER WHEATON CORP | 2013-08-13 | 2013-08-21 | $1,474 | $1,325 | $149 | $149 | |
| 67. SILVER WHEATON CORP | 2014-02-24 | 2014-03-18 | $1,735 | $1,754 | -$19 | -$19 | |
| 841. SILVER WHEATON CORP | 2014-02-24 | 2014-04-16 | $18,507 | $20,561 | -$2,054 | -$2,054 | |
| 11.99955 SIMON PPTY GRP INC NEW COM | 2012-09-06 | 2014-01-29 | $1,801 | $1,914 | -$113 | -$113 | |
| 19.00045 SIMON PPTY GRP INC NEW COM | 2012-09-06 | 2014-01-29 | $2,852 | $3,030 | -$178 | -$178 | |
| 136. SIRIUS XM HOLDINGS INC | 2013-11-11 | 2013-11-26 | $496 | $510 | -$14 | -$14 | |
| 87. SIRIUS XM HOLDINGS INC | 2013-11-11 | 2014-01-08 | $331 | $326 | $5 | $5 | |
| 95. SIRIUS XM HOLDINGS INC | 2013-11-11 | 2014-01-09 | $355 | $356 | -$1 | -$1 | |
| 258. SIRIUS XM HOLDINGS INC | 2013-11-11 | 2014-01-10 | $969 | $968 | $1 | $1 | |
| 309. SIRIUS XM HOLDINGS INC | 2013-11-11 | 2014-01-10 | $1,143 | $1,159 | -$16 | -$16 | |
| 296. SIRIUS XM HOLDINGS INC | 2013-11-11 | 2014-01-13 | $1,089 | $1,110 | -$21 | -$21 | |
| 254. SIRIUS XM HOLDINGS INC | 2013-11-11 | 2014-01-13 | $939 | $953 | -$14 | -$14 | |
| 129. SIRIUS XM HOLDINGS INC | 2013-11-11 | 2014-01-14 | $471 | $484 | -$13 | -$13 | |
| 126. SIRIUS XM HOLDINGS INC | 2013-11-11 | 2014-01-14 | $461 | $473 | -$12 | -$12 | |
| 181. SONOCO PRODS CO COM | 2012-07-12 | 2013-11-11 | $7,198 | $5,744 | $1,454 | $1,454 | |
| 23. SPLUNK INC | 2013-11-11 | 2013-11-21 | $1,414 | $1,400 | $14 | $14 | |
| 18. SPLUNK INC | 2013-11-11 | 2013-11-22 | $1,293 | $1,095 | $198 | $198 | |
| 29. SPLUNK INC | 2014-01-06 | 2014-01-17 | $2,302 | $1,862 | $440 | $440 | |
| 4000. SPRINT CAP CORP NT DTD 5/6/99 6.9% 05/01/2019 | 2011-10-03 | 2014-04-07 | $4,400 | $3,835 | $565 | $565 | |
| 5000. SPRINT CAP CORP NT DTD 5/6/99 6.9% 05/01/2019 | 2011-10-03 | 2014-04-08 | $5,500 | $4,520 | $980 | $980 | |
| 444. STAPLES INC COM W/INVISIBLE RTS TO PUR SHS UNDER CERTAIN | 2013-09-06 | 2013-11-11 | $7,024 | $6,404 | $620 | $620 | |
| 102. STARBUCKS CORP COM | 2013-08-13 | 2013-10-25 | $8,127 | $7,407 | $720 | $720 | |
| 50. STATE STR CORP COM | 2013-11-21 | 2014-02-24 | $3,474 | $3,602 | -$128 | -$128 | |
| 19. STERICYCLE INC COM | 2013-11-11 | 2013-12-13 | $2,177 | $2,198 | -$21 | -$21 | |
| 6. STERICYCLE INC COM | 2013-11-11 | 2013-12-16 | $690 | $694 | -$4 | -$4 | |
| 93. STRATEGIC HOTELS & RESORTS INC | 2012-09-06 | 2013-11-06 | $792 | $576 | $216 | $216 | |
| 96. STRATEGIC HOTELS & RESORTS INC | 2012-09-06 | 2014-01-29 | $881 | $594 | $287 | $287 | |
| 76. STRATEGIC HOTELS & RESORTS INC | 2012-09-06 | 2014-02-12 | $708 | $470 | $238 | $238 | |
| 581. SUMITOMO MITSUI TR-SPON ADR | 2013-05-13 | 2014-05-27 | $2,383 | $3,365 | -$982 | -$982 | |
| 173. SUN CMNTYS INC COM | 2012-09-20 | 2013-11-11 | $7,304 | $7,317 | -$13 | -$13 | |
| 304. SUNTRUST BKS INC COM | 2012-05-14 | 2013-11-11 | $10,871 | $7,056 | $3,815 | $3,815 | |
| 40. SWATCH GROUP AG/THE-UNSP ADR | 2012-09-04 | 2014-01-15 | $1,213 | $827 | $386 | $386 | |
| 75. SWATCH GROUP AG/THE-UNSP ADR | 2011-11-04 | 2014-04-01 | $2,318 | $1,505 | $813 | $813 | |
| 76. SWATCH GROUP AG/THE-UNSP ADR | 2011-10-18 | 2014-04-02 | $2,364 | $1,447 | $917 | $917 | |
| 98. SWATCH GROUP AG/THE-UNSP ADR | 2011-10-11 | 2014-05-02 | $3,032 | $1,855 | $1,177 | $1,177 | |
| 95. SWATCH GROUP AG/THE-UNSP ADR | 2011-12-14 | 2014-05-05 | $2,919 | $1,665 | $1,254 | $1,254 | |
| 52. SYNAPTICS INC | 2013-07-30 | 2013-12-03 | $2,522 | $2,049 | $473 | $473 | |
| 23. SYNGENTA AG SPONSORED ADR | 2013-01-24 | 2013-11-15 | $1,820 | $1,979 | -$159 | -$159 | |
| 22. SYNGENTA AG SPONSORED ADR | 2013-07-26 | 2013-11-18 | $1,734 | $1,817 | -$83 | -$83 | |
| 31. SYNGENTA AG SPONSORED ADR | 2013-07-26 | 2014-01-31 | $2,185 | $2,463 | -$278 | -$278 | |
| 11. SYNGENTA AG SPONSORED ADR | 2013-07-25 | 2014-02-05 | $741 | $863 | -$122 | -$122 | |
| 18. SYNGENTA AG SPONSORED ADR | 2013-06-28 | 2014-02-24 | $1,313 | $1,391 | -$78 | -$78 | |
| 14. SYNGENTA AG SPONSORED ADR | 2012-03-26 | 2014-02-24 | $1,022 | $953 | $69 | $69 | |
| 46. SYNGENTA AG SPONSORED ADR | 2012-03-26 | 2014-03-06 | $3,478 | $3,108 | $370 | $370 | |
| 51. SYNGENTA AG SPONSORED ADR | 2012-07-25 | 2014-03-07 | $3,870 | $3,368 | $502 | $502 | |
| 44. SYNTEL INC | 2013-04-30 | 2013-11-20 | $3,777 | $2,752 | $1,025 | $1,025 | |
| 52. SYSCO CORP COM RTS EXP 05/31/2006 | 2012-12-31 | 2013-11-11 | $1,721 | $1,631 | $90 | $90 | |
| 184. SYSCO CORP COM RTS EXP 05/31/2006 | 2012-10-26 | 2013-11-11 | $6,090 | $5,712 | $378 | $378 | |
| 14. TECO ENERGY INC COM W/RIGHTS ATTACHED EXP 5/7/2009 | 2013-02-05 | 2013-11-11 | $241 | $237 | $4 | $4 | |
| 324. TECO ENERGY INC COM W/RIGHTS ATTACHED EXP 5/7/2009 | 2012-11-07 | 2013-11-11 | $5,582 | $5,645 | -$63 | -$63 | |
| 3. TJX COS INC NEW COM | 2013-08-08 | 2014-02-11 | $179 | $158 | $21 | $21 | |
| 49. TRW AUTOMOTIVE HLDGS CORP | 2013-04-30 | 2013-09-16 | $3,490 | $2,844 | $646 | $646 | |
| 8. TRW AUTOMOTIVE HLDGS CORP | 2012-10-25 | 2014-01-14 | $596 | $365 | $231 | $231 | |
| 7. TABLEAU SOFTWARE INC-CL A | 2013-12-19 | 2014-01-08 | $495 | $458 | $37 | $37 | |
| 9.99973 TABLEAU SOFTWARE INC-CL A | 2014-03-25 | 2014-04-25 | $598 | $797 | -$199 | -$199 | |
| 2.00027 TABLEAU SOFTWARE INC-CL A | 2014-03-25 | 2014-04-25 | $120 | $160 | -$40 | -$40 | |
| 18. TABLEAU SOFTWARE INC-CL A | 2014-02-28 | 2014-05-14 | $1,002 | $1,587 | -$585 | -$585 | |
| 16. TABLEAU SOFTWARE INC-CL A | 2014-01-24 | 2014-05-14 | $888 | $1,227 | -$339 | -$339 | |
| 17. TABLEAU SOFTWARE INC-CL A | 2014-01-28 | 2014-05-14 | $935 | $1,276 | -$341 | -$341 | |
| 71. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR | 2012-07-27 | 2013-06-06 | $1,318 | $971 | $347 | $347 | |
| 155. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR | 2012-07-27 | 2013-06-07 | $2,894 | $2,102 | $792 | $792 | |
| 104. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR | 2012-07-26 | 2013-06-12 | $1,902 | $1,387 | $515 | $515 | |
| 188. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR | 2012-07-26 | 2013-06-13 | $3,411 | $2,508 | $903 | $903 | |
| 114. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR | 2013-10-24 | 2014-05-14 | $2,358 | $2,136 | $222 | $222 | |
| 1823. TALISMAN ENERGY INC-COM | 2013-01-22 | 2013-08-08 | $20,282 | $22,186 | -$1,904 | -$1,904 | |
| 246. TARGET CORP COM | 2007-07-13 | 2013-08-05 | $17,709 | $17,318 | $391 | $391 | |
| 5. TARGET CORP COM | 2013-08-08 | 2014-02-11 | $286 | $356 | -$70 | -$70 | |
| 221. TARGET CORP COM | 2011-03-01 | 2014-02-24 | $12,466 | $12,229 | $237 | $237 | |
| 32. TATA MTRS LTD ADR | 2013-04-10 | 2013-12-13 | $972 | $820 | $152 | $152 | |
| 69. TATA MTRS LTD ADR | 2013-04-16 | 2014-02-28 | $2,410 | $1,758 | $652 | $652 | |
| 31. TATA MTRS LTD ADR | 2013-04-17 | 2014-04-29 | $1,154 | $781 | $373 | $373 | |
| 73. TATA MTRS LTD ADR | 2013-04-17 | 2014-04-30 | $2,716 | $1,797 | $919 | $919 | |
| 32. TATA MTRS LTD ADR | 2013-04-04 | 2014-05-01 | $1,192 | $762 | $430 | $430 | |
| 49. TATA MTRS LTD ADR | 2013-04-08 | 2014-05-02 | $1,831 | $1,164 | $667 | $667 | |
| 45. TATA MTRS LTD ADR | 2013-04-08 | 2014-05-05 | $1,681 | $1,055 | $626 | $626 | |
| 8. TEAM HEALTH HOLDINGS INC | 2013-11-11 | 2014-01-30 | $357 | $356 | $1 | $1 | |
| 7. TEAM HEALTH HOLDINGS INC | 2013-11-11 | 2014-01-31 | $304 | $312 | -$8 | -$8 | |
| 10. TEAM HEALTH HOLDINGS INC | 2013-11-11 | 2014-02-06 | $424 | $445 | -$21 | -$21 | |
| 12. TEAM HEALTH HOLDINGS INC | 2013-11-11 | 2014-02-27 | $545 | $534 | $11 | $11 | |
| 11. TEAM HEALTH HOLDINGS INC | 2013-11-11 | 2014-02-28 | $500 | $490 | $10 | $10 | |
| 10. TEAM HEALTH HOLDINGS INC | 2013-11-11 | 2014-02-28 | $453 | $445 | $8 | $8 | |
| 11. TEAM HEALTH HOLDINGS INC | 2013-11-11 | 2014-03-03 | $489 | $490 | -$1 | -$1 | |
| 11. TEAM HEALTH HOLDINGS INC | 2013-11-11 | 2014-03-03 | $492 | $490 | $2 | $2 | |
| 45. TEJON RANCH CO COM | 2012-06-08 | 2014-03-12 | $1,558 | $1,213 | $345 | $345 | |
| 246. TELEPHONE AND DATA SYSTEMS | 2012-05-14 | 2013-11-11 | $7,237 | $5,338 | $1,899 | $1,899 | |
| 22234.774 TEMPLETON FRONTIER MARKET-AD #674 | 2013-04-15 | 2014-04-23 | $412,900 | $342,000 | $70,900 | $70,900 | |
| 66. TENCENT HOLDINGS LTD-UNS ADR | 2012-05-09 | 2013-07-19 | $2,808 | $1,899 | $909 | $909 | |
| 90. TENCENT HOLDINGS LTD-UNS ADR | 2012-05-09 | 2013-07-29 | $4,062 | $2,319 | $1,743 | $1,743 | |
| 53. TENCENT HOLDINGS LTD-UNS ADR | 2011-02-08 | 2013-08-01 | $2,440 | $1,268 | $1,172 | $1,172 | |
| 41. TENCENT HOLDINGS LTD-UNS ADR | 2011-01-10 | 2013-10-10 | $2,162 | $942 | $1,220 | $1,220 | |
| 42. TENCENT HOLDINGS LTD-UNS ADR | 2010-12-28 | 2013-10-30 | $2,299 | $949 | $1,350 | $1,350 | |
| 24. TENCENT HOLDINGS LTD-UNS ADR | 2010-12-28 | 2013-12-12 | $1,445 | $535 | $910 | $910 | |
| 37. TENCENT HOLDINGS LTD-UNS ADR | 2010-12-28 | 2014-01-27 | $2,337 | $825 | $1,512 | $1,512 | |
| 19. TENCENT HOLDINGS LTD-UNS ADR | 2010-12-28 | 2014-03-26 | $1,361 | $424 | $937 | $937 | |
| 34. TENCENT HOLDINGS LTD-UNS ADR | 2011-10-07 | 2014-04-16 | $2,292 | $755 | $1,537 | $1,537 | |
| 3000. TENET HEALTHCARE 9.250% 2/01/15 | 2011-08-18 | 2013-10-15 | $3,278 | $3,188 | $90 | $90 | |
| 2000. TENET HEALTHCARE 9.250% 2/01/15 | 2011-10-11 | 2013-10-17 | $2,185 | $2,025 | $160 | $160 | |
| 29. TERADATA CORP | 2013-04-30 | 2013-11-05 | $1,242 | $1,486 | -$244 | -$244 | |
| 126. TERADATA CORP | 2012-05-09 | 2013-11-05 | $5,396 | $8,542 | -$3,146 | -$3,146 | |
| 15.00033 TEVA PHARMACEUTICAL INDS LTD ADR | 2010-12-28 | 2013-06-12 | $586 | $775 | -$189 | -$189 | |
| 82.99967 TEVA PHARMACEUTICAL INDS LTD ADR | 2011-02-08 | 2013-06-12 | $3,242 | $4,302 | -$1,060 | -$1,060 | |
| 26. TEVA PHARMACEUTICAL INDS LTD ADR | 2013-01-22 | 2013-08-08 | $1,017 | $986 | $31 | $31 | |
| 72. TEVA PHARMACEUTICAL INDS LTD ADR | 2011-02-08 | 2013-08-08 | $2,817 | $3,727 | -$910 | -$910 | |
| 261. TEVA PHARMACEUTICAL INDS LTD ADR | 2013-01-22 | 2013-08-19 | $10,419 | $9,897 | $522 | $522 | |
| 105. TEVA PHARMACEUTICAL INDS LTD ADR | 2010-12-28 | 2013-10-10 | $4,218 | $5,419 | -$1,201 | -$1,201 | |
| 55. TEVA PHARMACEUTICAL INDS LTD ADR | 2011-03-16 | 2013-10-15 | $2,186 | $2,680 | -$494 | -$494 | |
| 54. TEVA PHARMACEUTICAL INDS LTD ADR | 2012-05-09 | 2013-10-16 | $2,148 | $2,231 | -$83 | -$83 | |
| 7. TEXAS CAP BANCSHARES INC | 2014-01-13 | 2014-04-07 | $440 | $440 | |||
| 307. TEXAS INSTRS INC COM | 2007-09-04 | 2013-08-05 | $12,218 | $11,457 | $761 | $761 | |
| 274. TEXAS INSTRS INC COM | 2010-10-20 | 2014-02-24 | $12,249 | $8,446 | $3,803 | $3,803 | |
| 38. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006 | 2013-08-08 | 2013-08-29 | $3,399 | $3,492 | -$93 | -$93 | |
| 45. 3M CO COM | 2013-08-08 | 2014-02-11 | $5,907 | $5,343 | $564 | $564 | |
| 207. TIME WARNER INC | 2013-01-22 | 2013-08-08 | $13,242 | $10,379 | $2,863 | $2,863 | |
| 48. TIME WARNER CABLE INC | 2011-09-02 | 2013-08-05 | $5,598 | $3,051 | $2,547 | $2,547 | |
| 42. TIME WARNER CABLE INC | 2011-09-02 | 2014-02-24 | $5,898 | $2,669 | $3,229 | $3,229 | |
| 172. TORCHMARK CORP COM | 2012-11-21 | 2013-12-17 | $13,083 | $8,317 | $4,766 | $4,766 | |
| 34. TORCHMARK CORP COM | 2013-04-30 | 2013-12-17 | $2,586 | $2,093 | $493 | $493 | |
| 94.00013 TOTAL FINA ELF S A SPONSORED ADR | 2011-03-01 | 2013-08-05 | $5,027 | $6,126 | -$1,099 | -$1,099 | |
| 224.99987 TOTAL FINA ELF S A SPONSORED ADR | 2007-07-13 | 2013-08-05 | $12,033 | $19,570 | -$7,537 | -$7,537 | |
| 285. TOTAL FINA ELF S A SPONSORED ADR | 2011-09-02 | 2014-02-24 | $18,100 | $14,641 | $3,459 | $3,459 | |
| 7614.213 TOUCHSTONE SMALL CAP CORE-IN #555 | 2013-04-29 | 2013-10-10 | $150,000 | $142,690 | $7,310 | $7,310 | |
| 81. TULLOW OIL PLC ADR | 2012-12-14 | 2013-10-23 | $633 | $789 | -$156 | -$156 | |
| 130. TULLOW OIL PLC ADR | 2012-12-14 | 2013-10-24 | $1,007 | $1,267 | -$260 | -$260 | |
| 111. TULLOW OIL PLC ADR | 2012-12-14 | 2013-10-24 | $862 | $1,082 | -$220 | -$220 | |
| 64. TULLOW OIL PLC ADR | 2012-12-14 | 2013-10-31 | $483 | $624 | -$141 | -$141 | |
| 58. TULLOW OIL PLC ADR | 2012-12-14 | 2013-10-31 | $437 | $565 | -$128 | -$128 | |
| 302. TULLOW OIL PLC ADR | 2012-12-14 | 2013-11-01 | $2,272 | $2,943 | -$671 | -$671 | |
| 86. TULLOW OIL PLC ADR | 2013-05-21 | 2013-11-04 | $646 | $811 | -$165 | -$165 | |
| 75. TULLOW OIL PLC ADR | 2013-05-21 | 2013-11-05 | $562 | $610 | -$48 | -$48 | |
| 53. TULLOW OIL PLC ADR | 2013-05-21 | 2013-11-06 | $396 | $431 | -$35 | -$35 | |
| 17. TULLOW OIL PLC ADR | 2013-05-21 | 2013-11-07 | $126 | $138 | -$12 | -$12 | |
| 114. TULLOW OIL PLC ADR | 2013-05-21 | 2013-11-12 | $803 | $927 | -$124 | -$124 | |
| 234. TWENTY FIRST CENTURY FOX INC | 2007-07-13 | 2013-08-05 | $7,324 | $4,579 | $2,745 | $2,745 | |
| 209. TWENTY FIRST CENTURY FOX INC | 2007-07-13 | 2014-02-24 | $7,010 | $4,090 | $2,920 | $2,920 | |
| 497. ETRACS ALERIAN MLP UBS AG LDN BR ETN | 2013-11-26 | 2014-04-28 | $14,989 | $14,311 | $678 | $678 | |
| 9. UBIQUITI NETWORKS INC | 2013-12-23 | 2014-02-21 | $456 | $404 | $52 | $52 | |
| 24. UBIQUITI NETWORKS INC | 2013-12-23 | 2014-03-10 | $1,135 | $992 | $143 | $143 | |
| 11. UBIQUITI NETWORKS INC | 2013-12-18 | 2014-03-11 | $528 | $441 | $87 | $87 | |
| 11. UBIQUITI NETWORKS INC | 2013-12-18 | 2014-03-11 | $549 | $440 | $109 | $109 | |
| 5. ULTA SALON COSMETICS & FRAGRAN | 2013-11-19 | 2013-12-06 | $463 | $655 | -$192 | -$192 | |
| 15. ULTA SALON COSMETICS & FRAGRAN | 2013-11-11 | 2013-12-09 | $1,388 | $2,111 | -$723 | -$723 | |
| 12. ULTA SALON COSMETICS & FRAGRAN | 2013-11-11 | 2013-12-09 | $1,098 | $1,536 | -$438 | -$438 | |
| 12. ULTA SALON COSMETICS & FRAGRAN | 2013-11-11 | 2013-12-09 | $1,080 | $1,536 | -$456 | -$456 | |
| 195. ULTRA PETE CORP COM | 2013-05-17 | 2013-11-11 | $3,693 | $4,353 | -$660 | -$660 | |
| 40. UNION PAC CORP COM | 2014-01-30 | 2014-02-24 | $7,235 | $7,003 | $232 | $232 | |
| 289. UNIT CORP COM | 2013-09-18 | 2014-01-27 | $14,538 | $13,594 | $944 | $944 | |
| 2. UNITED RENTALS INC COM | 2013-11-11 | 2014-03-24 | $184 | $129 | $55 | $55 | |
| 3. UNITED RENTALS INC COM | 2013-11-11 | 2014-03-25 | $281 | $193 | $88 | $88 | |
| 8000. UNITED RENTALS NORTH 9.250% 12/15/19 | 2011-10-06 | 2014-04-14 | $8,833 | $8,499 | $334 | $334 | |
| 153. UNITED TECHNOLOGIES CORP COM | 2007-10-26 | 2013-08-05 | $16,340 | $11,485 | $4,855 | $4,855 | |
| 137. UNITED TECHNOLOGIES CORP COM | 2007-07-13 | 2014-02-24 | $16,075 | $10,237 | $5,838 | $5,838 | |
| 33. UNITED THERAPEUTICS CORP DEL COM W/RIGHTS ATTACHED EXP 12/29/2010 | 2013-04-30 | 2013-10-09 | $2,620 | $2,112 | $508 | $508 | |
| 131. UNITED THERAPEUTICS CORP DEL COM W/RIGHTS ATTACHED EXP 12/29/2010 | 2013-04-18 | 2013-11-29 | $12,122 | $7,857 | $4,265 | $4,265 | |
| 3. UNITEDHEALTH GRP INC COM | 2013-08-08 | 2014-02-11 | $212 | $220 | -$8 | -$8 | |
| 20. UNUMPROVIDENT CORP COM | 2013-01-22 | 2013-07-26 | $629 | $454 | $175 | $175 | |
| 5. UNUMPROVIDENT CORP COM | 2013-01-22 | 2013-07-30 | $158 | $114 | $44 | $44 | |
| 25. UNUMPROVIDENT CORP COM | 2013-01-22 | 2013-07-31 | $793 | $568 | $225 | $225 | |
| 638. UNUMPROVIDENT CORP COM | 2013-01-22 | 2013-08-08 | $19,503 | $14,489 | $5,014 | $5,014 | |
| 16. VALMONT INDS INC | 2013-04-30 | 2014-04-11 | $2,364 | $2,295 | $69 | $69 | |
| 32. VALMONT INDS INC | 2012-11-21 | 2014-04-11 | $4,729 | $3,864 | $865 | $865 | |
| 168. VALUECLICK INC COM | 2012-06-08 | 2013-09-18 | $3,619 | $2,836 | $783 | $783 | |
| 176. VALUECLICK INC COM | 2012-06-08 | 2013-09-19 | $3,756 | $2,971 | $785 | $785 | |
| 15. VANTIV INC | 2013-11-11 | 2014-01-08 | $480 | $419 | $61 | $61 | |
| 15. VANTIV INC | 2013-11-11 | 2014-01-09 | $483 | $419 | $64 | $64 | |
| 26. VANTIV INC | 2013-11-11 | 2014-01-17 | $854 | $725 | $129 | $129 | |
| 16. VANTIV INC | 2013-11-11 | 2014-01-30 | $502 | $446 | $56 | $56 | |
| 17. VANTIV INC | 2013-11-11 | 2014-01-31 | $515 | $474 | $41 | $41 | |
| 25. VANTIV INC | 2013-11-11 | 2014-02-12 | $764 | $698 | $66 | $66 | |
| 195. VERIFONE SYSTEMS, INC. | 2013-04-10 | 2013-11-11 | $4,516 | $4,150 | $366 | $366 | |
| 23. VERISK ANALYTICS INC | 2013-11-11 | 2014-01-15 | $1,461 | $1,439 | $22 | $22 | |
| 40. VERISK ANALYTICS INC | 2013-11-11 | 2014-01-15 | $2,541 | $2,502 | $39 | $39 | |
| 27. VERISK ANALYTICS INC | 2013-11-11 | 2014-01-16 | $1,711 | $1,689 | $22 | $22 | |
| 40. VIACOM INC NEW | 2013-01-22 | 2013-08-02 | $3,148 | $2,351 | $797 | $797 | |
| 202. VIACOM INC NEW | 2013-01-22 | 2013-08-08 | $16,174 | $11,874 | $4,300 | $4,300 | |
| 6000. VISTEON CORP 6.750% 4/15/19 | 2012-01-31 | 2014-05-09 | $6,304 | $5,940 | $364 | $364 | |
| 201. VODAFONE GROUP PLC SPONSORED ADR | 2012-11-16 | 2013-08-08 | $6,143 | $6,092 | $51 | $51 | |
| 118. VODAFONE GROUP PLC SPONSORED ADR | 2011-12-21 | 2013-08-08 | $3,606 | $3,010 | $596 | $596 | |
| 18. VORNADO RLTY TR COM | 2013-01-03 | 2013-12-18 | $1,591 | $1,467 | $124 | $124 | |
| 38. WADDELL & REED FINL INC CL A W/RIGHTS ATTACHED EXP 4/28/2009 | 2013-10-09 | 2014-01-09 | $2,503 | $1,942 | $561 | $561 | |
| 21. WAL MART STORES INC COM | 2009-05-14 | 2013-07-12 | $1,626 | $1,039 | $587 | $587 | |
| 170. WAL MART STORES INC COM | 2009-05-14 | 2013-08-05 | $13,397 | $8,336 | $5,061 | $5,061 | |
| 153. WAL MART STORES INC COM | 2007-07-13 | 2014-02-24 | $11,235 | $7,495 | $3,740 | $3,740 | |
| 197. WAL-MART DE MEXICO S A DE C V SPONSORED ADR REPSTG SER V SHS | 2010-12-28 | 2013-11-06 | $4,831 | $5,622 | -$791 | -$791 | |
| 109. WAL-MART DE MEXICO S A DE C V SPONSORED ADR REPSTG SER V SHS | 2012-05-09 | 2013-11-07 | $2,615 | $2,788 | -$173 | -$173 | |
| 155. WALGREEN CO COM W/RTS ATTACHED EXP 08/21/2006 | 2007-07-13 | 2013-08-05 | $7,888 | $6,994 | $894 | $894 | |
| 138. WALGREEN CO COM W/RTS ATTACHED EXP 08/21/2006 | 2007-07-13 | 2014-02-24 | $9,213 | $6,227 | $2,986 | $2,986 | |
| 24. WELLCARE HEALTH PLANS, INC | 2012-03-09 | 2013-10-09 | $1,714 | $1,630 | $84 | $84 | |
| 103. WELLCARE HEALTH PLANS, INC | 2012-05-09 | 2014-02-04 | $6,438 | $6,458 | -$20 | -$20 | |
| 197. WESCO INTL INC COM | 2012-11-21 | 2014-02-26 | $16,720 | $11,771 | $4,949 | $4,949 | |
| 356. WHOLE FOODS MKT INC COM | 2014-02-24 | 2014-05-08 | $14,154 | $19,476 | -$5,322 | -$5,322 | |
| 49. WORLD FUEL SVCS CORP | 2012-05-01 | 2013-09-18 | $1,820 | $2,184 | -$364 | -$364 | |
| 46. WORLD FUEL SVCS CORP | 2012-06-08 | 2013-09-19 | $1,730 | $2,004 | -$274 | -$274 | |
| 144. XCEL ENERGY INC COM | 2012-05-14 | 2013-11-11 | $4,127 | $3,970 | $157 | $157 | |
| 61. XILINX INC COM | 2013-08-05 | 2014-02-24 | $3,149 | $2,816 | $333 | $333 | |
| 946. XEROX CORP COM W/RTS ATTACHED EXP 4/16/2007 | 2012-05-14 | 2013-11-11 | $9,696 | $7,208 | $2,488 | $2,488 | |
| 128. XINYI GLASS HOLDI-UNSP ADR | 2013-07-31 | 2013-09-17 | $2,250 | $2,361 | -$111 | -$111 | |
| 5. XINYI GLASS HOLDI-UNSP ADR | 2013-07-31 | 2013-09-18 | $88 | $92 | -$4 | -$4 | |
| 188. XINYI GLASS HOLDI-UNSP ADR | 2012-07-05 | 2013-09-18 | $3,314 | $2,080 | $1,234 | $1,234 | |
| 27. YUM! BRANDS INC COM | 2013-07-16 | 2013-11-22 | $2,118 | $1,933 | $185 | $185 | |
| 53. YUM! BRANDS INC COM | 2012-05-09 | 2014-03-17 | $3,999 | $3,721 | $278 | $278 | |
| 2. YUM! BRANDS INC COM | 2013-07-16 | 2014-03-17 | $151 | $143 | $8 | $8 | |
| 58. YUM! BRANDS INC COM | 2012-03-20 | 2014-05-15 | $4,335 | $3,899 | $436 | $436 | |
| 87. ZIMMER HLDGS INC COM | 2012-05-14 | 2013-11-11 | $7,745 | $5,348 | $2,397 | $2,397 | |
| 14. ZIMMER HLDGS INC COM | 2013-01-11 | 2013-11-11 | $1,246 | $997 | $249 | $249 | |
| 8. ZULILY INC | 2014-02-26 | 2014-03-20 | $486 | $491 | -$5 | -$5 | |
| 3. ZULILY INC | 2014-02-26 | 2014-03-20 | $182 | $181 | $1 | $1 | |
| 6. ZULILY INC | 2014-02-26 | 2014-03-21 | $363 | $362 | $1 | $1 | |
| 10. ZULILY INC | 2014-02-26 | 2014-04-10 | $463 | $603 | -$140 | -$140 | |
| 11. ZULILY INC | 2014-02-21 | 2014-04-11 | $500 | $467 | $33 | $33 | |
| 9. ZULILY INC | 2014-02-24 | 2014-04-11 | $414 | $375 | $39 | $39 | |
| 10. ZULILY INC | 2014-02-24 | 2014-04-14 | $452 | $410 | $42 | $42 | |
| 368.0627 ALPHAMETRIX MGD FUT III (WINTON)(RF) | 2010-11-29 | 2013-10-31 | $402,336 | $380,000 | $22,336 | $22,336 | |
| 8045.15 ALPHAMETRIX MGD FUT III HOLDBACK | 2013-10-31 | 2014-01-31 | $8,045 | $8,045 | |||
| 86. DEUTSCHE BANK AG-REG COM | 2013-04-30 | 2014-01-31 | $4,139 | $4,224 | -$85 | -$85 | |
| 5. DEUTSCHE BANK AG-REG COM | 2012-10-26 | 2014-01-31 | $241 | $218 | $23 | $23 | |
| 173. DEUTSCHE BANK AG-REG COM | 2012-10-29 | 2014-05-14 | $7,395 | $7,518 | -$123 | -$123 | |
| 4. ACTAVIS PLC | 2013-11-11 | 2013-12-20 | $653 | $639 | $14 | $14 | |
| 7. ACTAVIS PLC | 2013-11-11 | 2014-02-18 | $1,437 | $1,118 | $319 | $319 | |
| 5. ACTAVIS PLC | 2013-11-11 | 2014-03-10 | $1,045 | $798 | $247 | $247 | |
| 6. ACTAVIS PLC | 2013-11-11 | 2014-03-31 | $1,223 | $958 | $265 | $265 | |
| 5. ACTAVIS PLC | 2013-11-11 | 2014-03-31 | $1,026 | $798 | $228 | $228 | |
| 3. ACTAVIS PLC | 2013-11-11 | 2014-04-03 | $617 | $479 | $138 | $138 | |
| 13. ACTAVIS PLC | 2013-11-11 | 2014-04-03 | $2,688 | $2,076 | $612 | $612 | |
| 11. ACTAVIS PLC | 2013-11-11 | 2014-04-03 | $2,272 | $1,757 | $515 | $515 | |
| 218. AON PLC | 2013-04-08 | 2013-08-08 | $15,053 | $12,727 | $2,326 | $2,326 | |
| 280. ARCOS DORADOS HOLDINGS INC-A | 2011-05-24 | 2013-06-04 | $3,836 | $6,141 | -$2,305 | -$2,305 | |
| 30. ACCENTURE PLC | 2013-04-29 | 2013-06-28 | $2,153 | $2,391 | -$238 | -$238 | |
| 30. ACCENTURE PLC | 2013-01-28 | 2013-09-24 | $2,255 | $2,101 | $154 | $154 | |
| 176. ENDURANCE SPECIALTY HOLDINGS | 2012-05-14 | 2013-11-11 | $9,981 | $7,191 | $2,790 | $2,790 | |
| 13. INGERSOLL-RAND PLC | 2013-01-22 | 2013-08-02 | $806 | $659 | $147 | $147 | |
| 141. INGERSOLL-RAND PLC | 2013-01-22 | 2013-08-08 | $8,667 | $7,144 | $1,523 | $1,523 | |
| 233. INVESCO LIMITED | 2012-05-14 | 2013-11-11 | $7,838 | $5,322 | $2,516 | $2,516 | |
| 98. INVESCO LIMITED | 2013-08-02 | 2013-11-11 | $3,297 | $3,227 | $70 | $70 | |
| 4. MICHAEL KORS HOLDINGS LTD | 2013-11-11 | 2014-01-08 | $310 | $323 | -$13 | -$13 | |
| 10. MICHAEL KORS HOLDINGS LTD | 2013-11-11 | 2014-01-17 | $772 | $806 | -$34 | -$34 | |
| 7. MICHAEL KORS HOLDINGS LTD | 2013-11-11 | 2014-01-31 | $561 | $564 | -$3 | -$3 | |
| 12. MICHAEL KORS HOLDINGS LTD | 2013-11-11 | 2014-01-31 | $962 | $968 | -$6 | -$6 | |
| 11. MICHAEL KORS HOLDINGS LTD | 2013-11-11 | 2014-02-03 | $884 | $887 | -$3 | -$3 | |
| 13. MICHAEL KORS HOLDINGS LTD | 2013-11-11 | 2014-02-03 | $1,007 | $1,048 | -$41 | -$41 | |
| 9. MICHAEL KORS HOLDINGS LTD | 2013-11-11 | 2014-02-03 | $694 | $726 | -$32 | -$32 | |
| 7. MICHAEL KORS HOLDINGS LTD | 2013-11-11 | 2014-02-03 | $535 | $564 | -$29 | -$29 | |
| 17. MICHAEL KORS HOLDINGS LTD | 2013-11-11 | 2014-02-04 | $1,540 | $1,371 | $169 | $169 | |
| 174. MONTPELIER RE HOLDINGS LTD | 2012-06-08 | 2013-07-30 | $4,692 | $3,630 | $1,062 | $1,062 | |
| 37. SINA.COM SHS | 2013-05-17 | 2014-04-22 | $2,080 | $2,202 | -$122 | -$122 | |
| 36. SINA.COM SHS | 2013-05-17 | 2014-04-23 | $1,937 | $2,142 | -$205 | -$205 | |
| 285.622 ASGI AGILITY INCOME FUND | 2011-02-24 | 2013-06-30 | $300,000 | $298,059 | $1,941 | $1,941 | |
| 39. ACE LIMITED | 2013-07-12 | 2013-08-05 | $3,544 | $3,611 | -$67 | -$67 | |
| 27. ACE LIMITED | 2013-11-21 | 2014-03-28 | $2,637 | $2,724 | -$87 | -$87 | |
| 11. ACE LIMITED | 2014-02-24 | 2014-04-21 | $1,107 | $1,097 | $10 | $10 | |
| 4. STRATASYS LTD | 2013-11-11 | 2013-11-19 | $501 | $494 | $7 | $7 | |
| 3. STRATASYS LTD | 2013-11-11 | 2013-12-23 | $395 | $371 | $24 | $24 | |
| 7. STRATASYS LTD | 2013-11-11 | 2014-01-30 | $855 | $865 | -$10 | -$10 | |
| 6. STRATASYS LTD | 2013-11-11 | 2014-03-24 | $642 | $741 | -$99 | -$99 | |
| 13. STRATASYS LTD | 2013-11-11 | 2014-04-04 | $1,478 | $1,606 | -$128 | -$128 | |
| 23. STRATASYS LTD | 2013-11-11 | 2014-04-04 | $2,538 | $2,841 | -$303 | -$303 | |
| 19. ASML HOLDING NV-NY REG SHS | 2013-07-05 | 2013-10-15 | $1,850 | $1,549 | $301 | $301 | |
| 26. ASML HOLDING NV-NY REG SHS | 2013-07-05 | 2013-10-15 | $2,514 | $2,100 | $414 | $414 | |
| 42. ASML HOLDING NV-NY REG SHS | 2013-06-07 | 2013-10-22 | $3,955 | $3,170 | $785 | $785 | |
| 40. ASML HOLDING NV-NY REG SHS | 2013-11-21 | 2014-02-24 | $3,602 | $3,593 | $9 | $9 | |
| 72. YANDEX NV-A | 2011-06-02 | 2013-07-24 | $2,194 | $2,442 | -$248 | -$248 | |
| 64. YANDEX NV-A | 2011-06-15 | 2014-01-31 | $2,358 | $1,967 | $391 | $391 | |
| 22. YANDEX NV-A | 2011-06-16 | 2014-02-11 | $880 | $663 | $217 | $217 | |
| 75. YANDEX NV-A | 2012-05-09 | 2014-03-25 | $2,226 | $1,912 | $314 | $314 | |
| 78. YANDEX NV-A | 2013-03-27 | 2014-03-25 | $2,315 | $1,802 | $513 | $513 | |
| 136. YANDEX NV-A | 2012-05-09 | 2014-04-25 | $3,145 | $2,726 | $419 | $419 | |
| 5. COPA HOLDINGS SA | 2013-11-11 | 2014-02-24 | $689 | $762 | -$73 | -$73 | |
| 3. COPA HOLDINGS SA | 2013-11-11 | 2014-04-04 | $442 | $457 | -$15 | -$15 | |
| 8. COPA HOLDINGS SA | 2013-11-11 | 2014-04-10 | $1,161 | $1,219 | -$58 | -$58 | |
| 3. COPA HOLDINGS SA | 2013-11-11 | 2014-04-25 | $413 | $457 | -$44 | -$44 | |
| 5. COPA HOLDINGS SA | 2013-11-11 | 2014-04-25 | $676 | $762 | -$86 | -$86 | |
| 3. COPA HOLDINGS SA | 2013-11-11 | 2014-04-25 | $403 | $457 | -$54 | -$54 | |
| 5. COPA HOLDINGS SA | 2013-11-11 | 2014-04-28 | $670 | $762 | -$92 | -$92 | |
| 3. COPA HOLDINGS SA | 2013-11-11 | 2014-04-28 | $401 | $457 | -$56 | -$56 | |
| 3. COPA HOLDINGS SA | 2013-11-11 | 2014-04-28 | $401 | $457 | -$56 | -$56 | |
| 4. COPA HOLDINGS SA | 2013-11-11 | 2014-04-29 | $537 | $610 | -$73 | -$73 | |
| 3. COPA HOLDINGS SA | 2013-11-11 | 2014-04-29 | $403 | $457 | -$54 | -$54 | |
| 11136.92 ARDEN-SAGE MULTI-STR 5% HOLDBACK | 2012-06-30 | 2013-06-21 | $11,137 | $11,137 | |||
| CAPITAL GAIN DIVIDENDS | $28,520 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $579,740 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $730,267 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $15,871,080 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.046012 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $781,822 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $15,393,019 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.050791 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $747,266 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $15,475,038 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.048288 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $755,950 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $14,448,301 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.052321 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $820,434 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $14,043,130 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.058422 | DistributionYr5Rt |
| Total Distribution | 0.255834 | TotalDistributionRt |
| Average Distribution | 0.051167 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $16,371,088 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $837,659 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $8,161 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $845,820 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $800,295 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $16,322 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $16,322 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $16,322 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $15,852 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $0 | AppliedToEsTaxAmt |
| Total Payments And Credits | $15,852 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $470 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | GA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WELLS FARGO BANK NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8003523705 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE WEST 4TH STREET | AddressLine1 |
| City | WINSTON SALEM | City |
| State | NC | State |
| ZIP Code | 271013818 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | Yes (true) | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| WELLS FARGO BANK NA | ||||||
| 1525 W WT HARRIS BLVD | CHARLOTTE | NC | 282881161 | TRUSTEE | 40 | $138,387 |
| M HEMINGWAY MERRIMAN II | ||||||
| 57 ACADEMY HILL | WATERTOWN | CT | 06795 | COMMITTEE MEMBER | 40 | $0 |
| ANNE FITZGERALD | ||||||
| 36 NORTH STREET | WATERTOWN | CT | 06795 | COMMITTEE MEMBER | 40 | $0 |
| LINDA MERRIMAN | ||||||
| 57 ACADEMY HILL | WATERTOWN | CT | 06795 | SECRETARY | 40 | $0 |
| CRAIG W CZARSTY M D | ||||||
| 314 Main Street | Oakville CT | CT | 06779 | Committee Member | 40 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,033,084 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $587,310 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,620,394 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $16,620,394 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $249,306 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,371,088 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $818,554 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $818,554 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $16,322 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $16,322 | TotalTaxAmt |
| Distributable Before Adj | $802,232 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $802,232 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $802,232 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $800,295 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $800,295 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $800,295 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $802,232 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $698,251 | UndistributedIncomePYAmt |
| Prior Year1 | 2011 | PriorYear1Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $800,295 | QualifyingDistributionsAmt |
| Applied To Year1 | $698,251 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $102,044 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $700,188 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Marian Ottley Watertown Trust | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 817 | AddressLine1 |
| City | Watertown | City |
| State | CT | State |
| ZIP Code | 06795 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8003523705 | RecipientPhoneNum |
| Form And Info And Materials | Letter Form | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Cover letter maximum 2 pages including basic and financial information and list of board members with copy of IRS determination letter | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (29 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2 |
|---|---|---|---|---|---|---|---|---|
| GUNNERY INCORPORATED | ||||||||
| 99 GREEN HILL ROAD | WASHINGTON | CT | 06793 | NONE | PC | SCHOLARSHIPS | $25,000 | |
| CHILDRENS COMMUNITY | ||||||||
| 31 WOLCOTT STREET | WATERBURY | CT | 06721 | NONE | PC | GENERAL SUPPORT | $28,000 | SCHOOL INC |
| FIDELCO GUIDE DOG FDN INC | ||||||||
| 103 VISION WAY | BLOOMFIELD | CT | 06002 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| SHAKESPERIENCE PRODUCTIONS | ||||||||
| 117 BANK STREET | WATERBURY | CT | 06702 | NONE | PC | TOUR VEHICLE | $2,500 | INC |
| WESTOVER SCHOOL | ||||||||
| 1237 WHITTEMORE ROAD | MIDDLEBURY | CT | 06762 | NONE | PC | INSPIRING WOMEN CAMPAIGN | $25,000 | |
| FLANDERS NATURE CENTER & | ||||||||
| 5 CHURCH HILL ROAD | WOODBURY | CT | 06798 | NONE | PC | GENERAL SUPPORT | $50,000 | LAND TRUST INC |
| WATERBURY YOUNG MENS | ||||||||
| 136 WEST MAIN STREET | WATERTOWN | CT | 06702 | NONE | PC | GENERAL SUPPORT | $53,125 | CHRISTIAN ASSOCIATION |
| WATERTOWN FOUNDATION INC | ||||||||
| PO BOX 117 | WATERTOWN | CT | 06795 | NONE | PC | SCHOLARSHIP | $50,000 | |
| TAFT SCHOOL CORP | ||||||||
| 110 WOODBURY ROAD | WATERTOWN | CT | 06795 | NONE | PC | CHRIST CHURCH | $160,000 | |
| CHASE COLLEGIATE SCHOOL | ||||||||
| 565 CHASE PKWY | WATERBURY | CT | 06708 | NONE | PC | SCHOLARSHIP | $100,000 | INC |
| HEALTH HORIZONS INTERNATIONAL | ||||||||
| 314 MAIN STREET | OAKVILLE | CT | 06779 | NONE | PC | GENERAL SUPPORT | $25,000 | FDN INC |
| VNA HEALTH AT HOME INC | ||||||||
| 27 SIEMON COMPANY DRIVE | WATERTOWN | CT | 06795 | NONE | PC | GENERAL SUPPORT | $15,000 | |
| NATIONAL SOCIETY OF THE | ||||||||
| 71 CHERRY AVENUE | WATERTOWN | CT | 06795 | NONE | PC | GENERAL SUPPORT | $11,000 | DAUGHTERS OF THE AM REV |
| GREATER WATERBURY CAMPERSHIP | ||||||||
| PO BOX 2090 | WATERBURY | CT | 06722 | NONE | PC | GENERAL SUPPORT | $30,000 | FUND INC |
| ALL SAINTS EPISCOPAL | ||||||||
| 262 MAIN STREET | OAKVILLE | CT | 06779 | NONE | PC | RENOVATION PROJECT | $3,500 | CHURCH |
| FIRST CONGREGATIONAL CHURCH | ||||||||
| 40 DEFOREST SCHOOL | WATERTOWN | CT | 06795 | NONE | PC | MAINENANCE PROJECTS | $10,000 | OF WATERTOWN |
| LITCHFIELD MONTESSORI SCHOOL | ||||||||
| 5 KNIFE SHOP ROAD | NORTHFIELD | CT | 06778 | NONE | PC | ART ROOM | $5,000 | INC |
| SEVEN ANGELS THEATRE | ||||||||
| PO BOX 3358 | WATERBURY | CT | 06705 | NONE | PC | COURTYARD AND PRODUCTION | $5,000 | |
| FRIENDS OF THE WATERTOWN | ||||||||
| 470 MAIN STREET | WATERTOWN | CT | 06795 | NONE | PC | NEW CARPETS | $28,350 | LIBRARY ASSOC INC |
| BOY SCOUTS OF AMERICA | ||||||||
| 60 DARLIN STREET | EAST HARTFORD | CT | 06108 | NONE | PC | UNDERPRIVILEGED YOUTH | $4,000 | |
| CLOCKWORK PRODUCTIONS | ||||||||
| 133 MAIN STREET | OAKVILLE | TN | 06779 | NONE | PC | MODERNIZATOIN OF HEATING | $10,000 | |
| CONNECTICUT 4 H DEVELOPMENT | ||||||||
| 158 AUER FARM ROAD | BLOOMFIELD | CT | 06002 | NONE | PC | AUERFARM SEASONAL PROGRAMS | $5,000 | |
| MATTATUCK HISTORICAL SOCIETY | ||||||||
| 144 WEST MAIN STREET | WATERBURY | CT | 06702 | NONE | PC | FLOOR REPAIR AND MAINTAINCE | $5,000 | |
| PALACE THEATER GROUP | ||||||||
| 100 EAST MAIN STREET | WATERBURY | CT | 06702 | NONE | PC | TECHNOLOGY REPLACEMENT | $10,000 | |
| SACRED HEART HIGH SCHOOL | ||||||||
| 142 SOUTH ELM STREET | WATERBURY | CT | 06706 | NONE | PC | COMPUTER UPGRADES | $5,000 | |
| ST VINCENT DEPAUL MISSION OF | ||||||||
| 34 WILLOW STREET | WATERBURY | CT | 06721 | NONE | PC | SOUP KITCHEN AND FOOD | $15,000 | WATERBURY INC |
| UNITED METHODIST CHURCH | ||||||||
| 305 MAIN STREET | WATERTOWN | CT | 06795 | NONE | PC | RESTORATION OF ASBURY | $10,000 | OF WATERTOWN |
| WATERBURY HOSPITAL | ||||||||
| 64 ROBBINS STREET | WATERBURY | CT | 06708 | NONE | PC | EQUIPT FOR EMERGENCY DEPT | $25,000 | |
| HISTORICAL SOCIETY INC | ||||||||
| 22 DEFOREST ST | WATERBURY | CT | 06795 | NONE | PC | HOUSE TOUR SPONSORSHIP | $8,500 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $733,975 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $363,871 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $579,740 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEE REBATES | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $13,909 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $957,520 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $957,520 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $2,000 | Amt |
| Disbursements Charitable Prps | $2,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (147 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 06406HBE8 BANK OF NEW YORK | ||
| 14912L3S8 CATERPILLAR FIN SERV | ||
| 17313UAE9 CITIGROUP INC | ||
| 172967BJ9 CITIGROUP INC | ||
| 20825CAT1 CONOCOPHILLIPS | ||
| 22546QAA5 CREDIT SUISSE NEW YO | ||
| 25468PBX3 DISNEY WALT CO | ||
| 369550AK4 GENERAL DYNAMICS COR | ||
| 36962G4G6 GENERAL ELEC CAP COR | ||
| 38141GDB7 GOLDMAN SACHS | ||
| 428236AQ6 HEWLETT-PACKARD CO | ||
| 244217BG9 JOHN DEERE CAPITAL | ||
| 46625HHP8 JPMORGAN CHASE & CO | ||
| 49328CAA3 KEY BANK NA | ||
| 585055AR7 MEDTRONIC INC | ||
| 59156RAC2 METLIFE INC | ||
| 617446HR3 MORGAN STANLEY | ||
| 63743CCU7 NATIONAL RURAL UTILS | ||
| 674599BZ7 OCCIDENTAL PETROLEUM | ||
| 7591EAAB9 REGIONS BANK | ||
| 87612EAH9 TARGET CORP | ||
| 931142BT9 WAL-MART STORES | ||
| 961214BN2 WESTPAC BANKING CORP | ||
| 88579EAE5 3M COMPANY | ||
| 00130HBH7 AES CORP | ||
| 00206RAW2 AT&T INC | ||
| 00828DAN1 AFFINION GROUP INC | ||
| 018804AP9 ALLIANT TECHSYSTEMS | $9,985 | $10,875 |
| 02005NAE0 ALLY FINANCIAL INC | $3,970 | $4,850 |
| 05329WAJ1 AUTONATION INC | $8,302 | $9,180 |
| 058498AQ9 BALL CORP | ||
| 1248EPAQ6 CCO HLDGS LLC/CAP CO | ||
| 1248EPAU7 CCO HLDGS LLC/CAP CO | $9,071 | $9,608 |
| 12543DAF7 COMMUNITY HEALTH SYS | ||
| 125581GM4 CIT GROUP INC | $3,026 | $3,206 |
| 126304AK0 CSC HOLDINGS INC | $5,199 | $5,788 |
| 14743RAB9 CASE CORP | $5,259 | $5,419 |
| 165167CC9 CHESAPEAKE ENERGY CO | ||
| 172441AS6 CINEMARK USA INC | ||
| 21036PAG3 CONSTELLATION BRANDS | ||
| 22025YAK6 CORRECTIONS CORP OF | ||
| 228227AZ7 CROWN CASTLE INTL CO | ||
| 25459HAY1 DIRECTV HLDG/FIN INC | ||
| 27876GBE7 ECHOSTAR DBS CORP | ||
| 28336LBQ1 EL PASO CORPORATION | $8,948 | $9,010 |
| 29269QAA5 ENERGY FUTURE/EFIH | ||
| 29273VAC4 ENERGY TRANSFER EQUI | $7,960 | $9,240 |
| 319963AP9 FIRST DATA CORPORATI | ||
| 345397TZ6 FORD MOTOR CREDIT CO | ||
| 35906AAA6 FRONTIER COMMUNICATI | ||
| 36186CBY8 GMAC LLC | ||
| 37244DAF6 GENON ENERGY INC | $4,921 | $5,413 |
| 37247DAP1 GENWORTH FINANCIAL | ||
| 404119BJ7 HCA INC | ||
| 413627BL3 HARRAHS OPERATING | ||
| 421933AH5 HEALTH MANAGEMENT PL | ||
| 446413AB2 HUNTINGTON INGALLS | $9,455 | $9,585 |
| 451102AH0 ICAHN ENTERPRISES/FI | ||
| 45824TAE5 INTELSAT JACKSON HLD | $9,469 | $9,619 |
| 459745GF6 INTL LEASE FINANCE | $9,988 | $10,901 |
| 45974VA81 INTL LEASING FINANCE | ||
| 46284PAM6 IRON MOUNTAIN INC | $5,149 | $5,263 |
| 49455WAD8 KINDER MORGAN FIN CO | ||
| 527288BD5 LEUCADIA NATIONAL CO | ||
| 527298AL7 LEVEL 3 FINANCING IN | ||
| 536022AF3 LINN ENERGY, LLC/LIN | $5,113 | $5,394 |
| 552953BB6 MGM MIRAGE INC | ||
| 570506AM7 MARKWEST ENERGY PART | $5,075 | $5,438 |
| 574599BH8 MASCO CORP | $9,975 | $10,988 |
| 58446VAE1 MEDIACOM BROADBAND | ||
| 59832WAF6 MIDWEST GENERATION | ||
| 629377BG6 NRG ENERGY INC | ||
| 651290AK4 NEWFIELD EXPLORATION | ||
| 695459AD9 PAETEC HOLDING CORP | ||
| 707569AN9 PENN NATIONAL GAMING | ||
| 75281AAL3 RANGE RESOURCES CORP | $5,175 | $5,413 |
| 7591EPAG5 REGIONS FINANCIAL CO | ||
| 767754BL7 RITE AID CORP | ||
| 80007PAN9 SANDRIDGE ENERGY INC | $4,981 | $5,325 |
| 81211KAP5 SEALED AIR CORPORATI | ||
| 812350AE6 SEARS HOLDING CORP | $8,085 | $9,175 |
| 832248AQ1 SMITHFIELD FOODS INC | $5,190 | $5,763 |
| 852060AG7 SPRINT CAP CORP | ||
| 88033GBC3 TENET HEALTHCARE 9. | ||
| 880779AW3 TEREX CORP | ||
| 911365AU8 UNITED RENTALS NORTH | ||
| 92839UAF4 VISTEON CORP | ||
| 94975P843 WELLS FARGO ADV S/T | ||
| 983130AP0 WYNN LAS VEGAS LLC/C | $5,272 | $5,450 |
| 00928QAF8 AIRCASTLE LTD | $5,165 | $5,588 |
| 03070QAN1 AMERISTAR CASINOS IN | $5,475 | $5,406 |
| 044820504 ASHMORE EMERG MKTS C | ||
| 053773AN7 AVIS BUDGET CAR RENT | $3,345 | $3,205 |
| 12505BAA8 CBRE SERVICES INC | $11,070 | $11,083 |
| 12513GAW9 CDW LLC/CDW FINANCE | $3,345 | $3,210 |
| 12543DAQ3 CHS/COMMUNITY HEALTH | $5,106 | $5,425 |
| 18451QAH1 CLEAR CHANNEL WORLDW | ||
| 22818VAB3 CROWN AMER/CAP CORP | $6,658 | $6,450 |
| 245217AS3 DEL MONTE CORP | ||
| 247126AH8 DELPHI CORP | $6,493 | $6,413 |
| 261980494 DREYFUS EMG MKT DEBT | $404,211 | $400,726 |
| 277911491 EATON VANCE FLOATING | $60,716 | $60,583 |
| 29977HAB6 EP ENERGY/EP FINANCE | $5,656 | $5,744 |
| 46284PAP9 IRON MOUNTAIN INC | $5,119 | $5,000 |
| 49461BAB0 KINETICS CONCEPT/KC | $5,450 | $5,673 |
| 527298AU7 LEVEL 3 FINANCING IN | $9,643 | $9,833 |
| 678026AD7 OIL STATES INTL INC | ||
| 693391559 PIMCO EMERG MKTS BD- | ||
| 704549AH7 PEABODY ENERGY CORP | $5,005 | $5,113 |
| 726505AK6 PLAINS EXPLORATION | $4,220 | $4,460 |
| 737446AB0 POST HOLDINGS INC | $14,101 | $14,105 |
| 79546VAJ5 SALLY HOLDINGS/SALLY | $5,338 | $5,338 |
| 81760NAN9 SERVICEMASTER COMPAN | ||
| 989194AG0 ZAYO GROUP LLC/ZAYO | $5,569 | $5,463 |
| 00434NAA3 ACCESS MIDSTREAM PAR | $9,979 | $10,450 |
| 055381AS6 BE AEROSPACE INC | $9,248 | $9,563 |
| 058498AR7 BALL CORP | $5,045 | $5,163 |
| 1248EPBE2 CCO HLDGS LLC/CAP CO | $4,738 | $5,144 |
| 125581GQ5 CIT GROUP INC | $6,266 | $6,195 |
| 148887AA0 CATAMARAN CORP | $9,144 | $9,135 |
| 165167CG0 CHESAPEAKE ENERGY CO | $4,275 | $4,495 |
| 212015AL5 CONTINENTAL RESOURCE | $998 | $1,070 |
| 25470XAJ4 DISH DBS CORP | $15,081 | $15,015 |
| 261980668 DREYFUS INTERNATL BO | $100,000 | $102,160 |
| 37045XAL0 GENERAL MOTORS FINL | $4,919 | $4,956 |
| 38869PAK0 GRAPHIC PACKAGING IN | $4,948 | $5,019 |
| 404119BM0 HCA INC | $5,069 | $5,088 |
| 404119BN8 HCA INC | $10,020 | $10,150 |
| 40537QAD2 HALCON RESOURCES COR | $4,080 | $4,260 |
| 428040CJ6 HERTZ CORP | $3,221 | $3,206 |
| 451102AX5 ICAHN ENTERPRISES/FI | $5,330 | $5,375 |
| 513075BE0 LAMAR MEDIA CORP | $5,025 | $5,038 |
| 570506AQ8 MARKWEST ENERGY PART | $9,291 | $9,405 |
| 629377BU5 NRG ENERGY INC | $10,368 | $10,675 |
| 63860UAK6 NATIONSTAR MORT/CAP | $2,828 | $2,854 |
| 65409QBA9 NIELSEN FINANCE LLC/ | $7,104 | $7,088 |
| 75281AAQ2 RANGE RESOURCES CORP | $5,063 | $5,250 |
| 761735AP4 REYNOLDS GRP ISS/REY | $4,950 | $5,200 |
| 78442FEQ7 SLM CORP | $4,713 | $4,938 |
| 852060AD4 SPRINT CAP CORP | $4,894 | $5,125 |
| 852061AS9 SPRINT NEXTEL CORP | $5,113 | $5,163 |
| 861647501 STONE HARBOR LOCAL M | $15,000 | $15,386 |
| 87264AAF2 T-MOBILE USA INC | $5,219 | $5,400 |
| 87264AAH8 T-MOBILE USA INC | $5,226 | $5,300 |
| 87311XAD0 TW TELECOM HOLDINGS | $4,769 | $5,106 |
| 88033GBU3 TENET HEALTHCARE COR | $4,959 | $5,063 |
| 911365BB9 UNITED RENTALS NORTH | $5,213 | $5,175 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (665 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 580135101 MCDONALDS CORP | ||
| 580645109 MCGRAW-HILL COMPANIE | ||
| 65248E104 NEWS CORP | ||
| 87612E106 TARGET CORP | $20,595 | $16,744 |
| 254687106 WALT DISNEY CO | $21,529 | $27,471 |
| 02209S103 ALTRIA GROUP INC | ||
| 191216100 COCA COLA CO | ||
| 518439104 ESTEE LAUDER COMPANI | ||
| 50075N104 KRAFT FOODS INC | ||
| 713448108 PEPSICO INC | ||
| 718172109 PHILIP MORRIS INTERN | ||
| 742718109 PROCTER & GAMBLE CO | ||
| 931142103 WAL MART STORES INC | ||
| 931422109 WALGREEN CO | ||
| 166764100 CHEVRON CORP | $13,931 | $13,875 |
| 20825C104 CONOCOPHILLIPS | ||
| 30231G102 EXXON MOBIL CORPORAT | ||
| 674599105 OCCIDENTAL PETE CORP | ||
| 025816109 AMERICAN EXPRESS CO | ||
| 354613101 FRANKLIN RESOURCES I | ||
| 46625H100 JPMORGAN CHASE & CO | $19,103 | $21,506 |
| 744320102 PRUDENTIAL FINL INC | ||
| 002824100 ABBOTT LABS | ||
| 075887109 BECTON DICKINSON & C | ||
| 46120E602 INTUITIVE SURGICAL I | ||
| 478160104 JOHNSON & JOHNSON | ||
| 585055106 MEDTRONIC INC | ||
| 58933Y105 MERCK & CO INC NEW | ||
| 149123101 CATERPILLAR INC | ||
| 369550108 GENERAL DYNAMICS | ||
| 369604103 GENERAL ELECTRIC CO | ||
| 913017109 UNITED TECHNOLOGIES | ||
| 037833100 APPLE INC | $28,128 | $38,613 |
| 053015103 AUTOMATIC DATA PROCE | ||
| 458140100 INTEL CORP | ||
| 459200101 INTERNATIONAL BUSINE | $11,001 | $10,693 |
| 595017104 MICROCHIP TECHNOLOGY | ||
| 747525103 QUALCOMM INC | $50,218 | $62,107 |
| 882508104 TEXAS INSTRUMENTS IN | ||
| 009158106 AIR PRODS & CHEMS IN | ||
| 35671D857 FREEPORT-MCMORAN COP | ||
| 74005P104 PRAXAIR INC COM | ||
| G0457F107 ARCOS DORADOS HOLDIN | ||
| 404280406 HSBC - ADR | $37,000 | $32,317 |
| 641069406 NESTLE S.A. REGISTER | $69,863 | $90,126 |
| 670100205 NOVO NORDISK A/S - A | $28,912 | $41,181 |
| 767204100 RIO TINTO PLC - ADR | ||
| 771195104 ROCHE HOLDINGS LTD - | $34,443 | $56,110 |
| 780259206 ROYAL DUTCH SHELL PL | ||
| 89151E109 TOTAL S.A. - ADR | $35,838 | $32,780 |
| 086516101 BEST BUY INC | ||
| 146229109 CARTER HOLDINGS | ||
| 36467W109 GAMESTOP CORP NEW | ||
| 372460105 GENUINE PARTS CO | ||
| 401617105 GUESS INC | ||
| 855030102 STAPLES INC | ||
| 054303102 AVON PRODS INC | ||
| 501044101 KROGER CO | ||
| 60871R209 MOLSON COORS BREWING | ||
| 786514208 SAFEWAY INC NEW | ||
| 12802T101 CAL DIVE INTER | ||
| 261608103 DRESSER-RAND GROUP I | $14,473 | $15,545 |
| 651290108 NEWFIELD EXPL CO | ||
| 723787107 PIONEER NAT RES CO C | $5,861 | $6,515 |
| 845467109 SOUTHWESTERN ENERGY | $2,544 | $2,364 |
| 91913Y100 VALERO ENERGY CORP | ||
| 524901105 LEGG MASON INC COM | ||
| 571748102 MARSH & MCLENNAN COS | ||
| 665859104 NORTHERN TRUST CORP | ||
| 712704105 PEOPLE'S UNITED | ||
| 693366205 PICO HOLDINGS INC | ||
| 7433135103 PROGRESSIVE CORP | ||
| 00817Y108 AETNA INC NEW | ||
| 09062X103 BIOGEN | ||
| 101137107 BOSTON SCIENTIFIC CO | $2,202 | $4,465 |
| 436440101 HOLOGIC INC COM | ||
| 50540R409 LABORATORY CRP | ||
| 74834L100 QUEST DIAGNOSTICS | ||
| 018804104 ALLIANT TECHSYSTEMS | $8,640 | $11,871 |
| 205944101 CON-WAY INC COM | ||
| 302130109 EXPEDITORS INTL | ||
| 450911102 ITT CORP | ||
| 760759100 REPUBLIC SERVICES | ||
| 774341101 ROCKWELL COLLINS | ||
| 12673P105 CA INC | ||
| 346375108 FORMFACTOR INC | ||
| 535678106 LINEAR TECHNOLOGY | ||
| 871503108 SYMANTEC CORP | ||
| 959802109 WESTERN UNION CO | ||
| 49506101 INTERNATIONAL FLAVORS | ||
| 826552101 SIGMA ALDRICH CORP | ||
| 620097105 MOTOROLA MOBILITY | ||
| 620076307 MOTOROLA SOLUTIONS | ||
| 281020107 EDISON INTL COM | ||
| 902681105 UGI CORP NEW COM | ||
| 976657106 WISCONSIN ENERGY | ||
| 12626K203 CRH PLC ADR | ||
| H27178104 FOSTER WHEELER AG | ||
| 83172R108 SMART TECHNOLOGIES | ||
| 881624209 TEVA PHARMACEUTICAL | ||
| H89128104 TYCO INTERNATIONAL | ||
| H27013103 WEATHERFORD | ||
| 13342B105 CAMERON INTL CORP | ||
| 00184X105 AOL INC | $13,259 | $12,698 |
| 126804301 CABELAS INC | $11,763 | $24,186 |
| 139594105 CAPELLA EDUCATION | ||
| 418056107 HASBRO INC | ||
| 817565104 SERVICE CORP INTL | $12,363 | $22,743 |
| 864159108 STURM RUGER & CO INC | $7,828 | $12,063 |
| 21036P108 CONSTELLATION BRANDS | $9,602 | $12,115 |
| 29266R108 ENERGIZER HOLDINGS I | ||
| 67018T105 NU SKIN ENTERPRISES | ||
| 741511109 PRICESMART INC | $10,924 | $18,330 |
| 050095108 ATWOOD OCEANICS INC | $12,708 | $16,286 |
| 49455U100 KINDER MORGAN MGMT L | ||
| 017175100 ALLEGHANY CORP DEL N | ||
| 278265103 EATON VANCE CORP COM | $13,447 | $19,690 |
| 55262C100 MBIA INC | $8,999 | $11,043 |
| 879080109 TEJON RANCH CO | $5,824 | $6,790 |
| 690732102 OWENS & MINOR INC CO | ||
| 88033G100 TENET HEALTHCARE COR | ||
| 014482103 ALEXANDER & BALDWIN | ||
| 22025Y407 CORRECTIONS CORP OF | $21,563 | $23,357 |
| 498904200 KNOLL INC | ||
| 679580100 OLD DOMINION FREIGHT | $20,298 | $41,766 |
| 894650100 TREDEGAR CORPORATION | $5,865 | $7,289 |
| 007974108 ADVENT SOFTWARE INC | $7,806 | $8,836 |
| 594793101 MICREL INC COM | $4,658 | $5,027 |
| 92046N102 VALUECLICK INC | ||
| 012653101 ALBEMARLE CORP COM | $19,193 | $22,902 |
| 573284106 MARTIN MARIETTA MATL | $4,922 | $8,105 |
| 651587107 NEWMARKET CORP | $13,479 | $29,755 |
| 571903202 MARRIOTT INTER | ||
| 85590A401 STARWOOD HOTELS & RE | ||
| 12497T101 CB RICHARD ELLIS | ||
| 48020Q107 JONES LANG LASALLE I | $9,491 | $12,735 |
| 22025Y407 CORRECTIONS CORP | ||
| 001084102 AGCO CORP COM | ||
| 001317205 AIA GROUP LTD-SP ADR | $40,936 | $55,062 |
| 00206R102 AT & T INC | ||
| 00507V109 ACTIVISION BLIZZARD | ||
| 00508X203 ACTUANT CORP-CL A | ||
| 00687A107 ADIDAS-AG ADR | $12,349 | $18,178 |
| 009126202 AIR LIQUIDE - ADR | $31,395 | $36,020 |
| 018805101 ALLIANZ SE ADR | $29,067 | $38,324 |
| 02364W105 AMERICA MOVIL S.A.B. | ||
| 024013104 AMERICAN ASSETS TRUS | ||
| 02503X105 AMERICAN CAPITAL AGE | ||
| 025537101 AMERICAN ELECTRIC PO | ||
| 02553E106 AMERICAN EAGLE OUTFI | $6,079 | $3,841 |
| 03073E105 AMERISOURCEBERGEN CO | $8,743 | $16,173 |
| 032654105 ANALOG DEVICES INC | ||
| 03524A108 ANHEUSER-BUSCH INBEV | $53,852 | $64,303 |
| 035710409 ANNALY CAPITAL MANAG | ||
| 037411105 APACHE CORP | $13,043 | $15,288 |
| 03748R101 APARTMENT INVT & MGM | $10,553 | $12,498 |
| 042068106 ARM HOLDINGS PLC - A | $69,081 | $89,582 |
| 04351G101 ASCENA RETAIL GROUP | ||
| 045387107 ASSA ABLOY AB-UNSP A | $6,093 | $12,498 |
| 046353108 ASTRAZENECA PLC ADR | ||
| 049255706 ATLAS COPCO AB ADR | $18,961 | $21,826 |
| 053484101 AVALONBAY CMNTYS INC | $13,733 | $15,177 |
| 053611109 AVERY DENNISON CORP | ||
| 05534B760 BCE INC | ||
| 055434203 BG GROUP PLC - ADR | $22,788 | $22,239 |
| 05564E106 BRE PPTYS INC CL A 1 | ||
| 05615F102 BABCOCK & WILCOX CO | ||
| 056752108 BAIDU INC ADR | $14,189 | $22,716 |
| 058498106 BALL CORP | ||
| 09247X101 BLACKROCK INC | ||
| 101121101 BOSTON PROPERTIES IN | $16,477 | $19,550 |
| 105368203 BRANDYWINE RLTY TR B | ||
| 110122108 BRISTOL MYERS SQUIBB | ||
| 11133T103 BROADRIDGE FINANCIAL | ||
| 118440106 BUCKLE INC COM | ||
| 12504L109 CBRE GROUP INC | ||
| 126132109 CNOOC - CHINA NATION | ||
| 12637N105 CSL LIMITED - ADR | $15,774 | $23,350 |
| 12673A108 CYS INVESTMENTS INC | ||
| 12686C109 CABLEVISION SYSTEMS- | ||
| 133131102 CAMDEN PPTY TR SH BE | $10,235 | $10,817 |
| 136375102 CANADIAN NATL RR CO | $26,936 | $45,253 |
| 136385101 CANADIAN NAT RES LTD | ||
| 138006309 CANON INC - ADR | ||
| 143658300 CARNIVAL CORP | $11,470 | $12,449 |
| 156700106 CENTURYLINK, INC | ||
| 16359R103 CHEMED CORP NEW | $14,417 | $14,445 |
| 171232101 CHUBB CORP | ||
| 171340102 CHURCH & DWIGHT INC | ||
| 189054109 CLOROX CO | ||
| 191459205 COCHLEAR LTD-UNSPON | $16,439 | $11,879 |
| 19259P300 COINSTAR INC COM | ||
| 195872106 COLONIAL PPTYS TR CO | ||
| 219023108 CORN PRODS INTL INC | ||
| 225401108 CREDIT SUISSE GROUP | ||
| 229663109 CUBESMART | $4,249 | $6,056 |
| 229669106 CUBIC CORP | ||
| 23304Y100 DBS GROUP HOLDINGS L | $17,235 | $19,270 |
| 23317H102 DDR CORP | $8,520 | $9,711 |
| 237545108 DASSAULT SYSTEMES S. | $29,565 | $44,788 |
| 247916208 DENBURY RESOURCES | ||
| 253868103 DIGITAL RLTY TR INC | ||
| 25746U109 DOMINION RES INC VA | ||
| 25960P109 DOUGLAS EMMETT INC | ||
| 26203E836 DREYFUS/THE BOSTON C | ||
| 26441C105 DUKE ENERGY HOLDING | ||
| 26613Q106 DUPONT FABROS TECHNO | $3,600 | $3,657 |
| 278865100 ECOLAB INC | $8,235 | $13,758 |
| 28140H104 EDUCATION RLTY TR IN | ||
| 29082A107 EMBRAER SA ADR | $9,787 | $13,191 |
| 29264F205 ENDO HEALTH SOLUTION | ||
| 29364G103 ENTERGY CORP NEW COM | ||
| 29380T105 ENTERTAINMENT PPTYS | ||
| 29472R108 EQUITY LIFESTYLE PPT | ||
| 294752100 EQUITY ONE INC | $3,564 | $4,202 |
| 29476L107 EQUITY RESIDENTIAL P | $12,381 | $13,720 |
| 296036304 ERSTE GROUP BANK AG- | ||
| 297178105 ESSEX PPTY TR COM | $18,346 | $20,991 |
| 30161N101 EXELON CORPORATION | ||
| 30212P303 EXPEDIA INC | ||
| 30225T102 EXTRA SPACE STORAGE | $6,049 | $10,261 |
| 30249U101 FMC TECHNOLOGIES INC | ||
| 307305102 FANUC CORPORATION AD | $48,792 | $54,709 |
| 313747206 FEDERAL RLTY INVT TR | $6,859 | $8,366 |
| 315616102 F5 NETWORKS INC | $14,328 | $14,329 |
| 31847R102 FIRST AMERICAN FINAN | ||
| 32054K103 FIRST INDL RLTY TR I | $18,333 | $26,438 |
| 343793105 FLSMIDTH & CO A/S AD | ||
| 358029106 FRESENIUS MEDICAL CA | $29,941 | $32,650 |
| 364730101 GANNETT INC | $8,365 | $15,396 |
| 368287207 0A0 GAZPROM LEVEL 1 | ||
| 370023103 GENERAL GROWTH PROPE | $14,717 | $18,540 |
| 37733W105 GLAXOSMITHKLINE PLC | ||
| 379302102 GLIMCHER RLTY TR COM | ||
| 37940X102 GLOBAL PMTS INC W/I | ||
| 38143H381 GOLDMAN SACHS COMM S | $95,658 | $99,056 |
| 38388F108 W. R. GRACE & CO COM | $4,379 | $6,077 |
| 391164100 GREAT PLAINS ENERGY | ||
| 40414L109 HCP INC | $8,814 | $9,227 |
| 405024100 HAEMONETICS CORP MAS | ||
| 41043M104 HANG LUNG PPTYS LTD | ||
| 41902R103 HATTERAS FINANCIAL C | ||
| 42217K106 HEALTH CARE REIT INC | $14,417 | $16,124 |
| 423074103 HEINZ H J CO | ||
| 425883105 HENNES & MAURITZ AB | $11,074 | $14,576 |
| 427825104 HERSHA HOSPITALITY T | ||
| 431284108 HIGHWOODS PPTYS INC | ||
| 43858F109 HONG KONG EXCH & CLE | $12,758 | $15,026 |
| 44107P104 HOST HOTELS & RESORT | $13,177 | $19,068 |
| 443251103 HOYA CORP ADR | ||
| 443683107 HUDSON CITY BANCORP | ||
| 45104G104 ICICI BANK LTD. - AD | $26,307 | $30,050 |
| 453038408 IMPERIAL OIL LTD COM | $24,441 | $28,307 |
| 455807107 INDUST AND COMM BK O | ||
| 45865V100 INTERCONTINENTALEXCH | ||
| 465562106 ITAU UNIBANCO BANCO | $40,629 | $35,697 |
| 466140100 JGC CORP-UNSPONSORED | $24,161 | $25,004 |
| 483548103 KAMAN CORPCOMMON | $5,203 | $7,655 |
| 48667L106 KDDI CORP-UNSPONSORE | ||
| 494368103 KIMBERLY CLARK CORP | ||
| 495724403 KINGFISHER PLC - ADR | $13,891 | $22,648 |
| 500458401 KOMATSU LIMITED - AD | ||
| 501897102 LI & FUNG LTD ADR | ||
| 502117203 L'OREAL - ADR | $23,506 | $33,158 |
| 502441306 LVMH MOET HENNESSY U | $34,557 | $42,776 |
| 512807108 LAM RESEARCH CORP CO | ||
| 515098101 LANDSTAR SYS INC COM | ||
| 517834107 LAS VEGAS SANDS CORP | $10,871 | $17,982 |
| 517942108 LASALLE HOTEL PROPER | $2,912 | $3,068 |
| 52106N889 LAZARD EMERGING MKTS | ||
| 532457108 ELI LILLY & CO COM | ||
| 54338V101 LONZA GROUP AG ADR | ||
| 544147101 LORILLARD INC | ||
| 55261F104 M & T BANK CORPORATI | ||
| 577081102 MATTEL INC | ||
| 58155Q103 MCKESSON CORP | $13,448 | $20,481 |
| 58733R102 MERCADOLIBRE INC | ||
| 591708102 METROPCS COMMUNICATI | ||
| 592688105 METTLER-TOLEDO INTL | ||
| 59410T106 MICHELIN (CGDE) ADR | $11,062 | $18,048 |
| 606822104 MITSUBISHI UFJ FINL | $9,149 | $10,241 |
| 61744J317 MORGAN STANLEY INS I | ||
| 62474M108 MTN GROUP LTD ADR | $21,235 | $23,728 |
| 62886E108 NCR CORPORATION COM | ||
| 636274300 NATIONAL GRID PLC AD | ||
| 649445103 NEW YORK CMNTY BANCO | ||
| 65334H102 NEXEN INC | ||
| 65473P105 NISOURCE INC | ||
| 65528V107 NOKIAN TYRES OYJ-UNS | ||
| 66987V109 NOVARTIS AG - ADR | $15,902 | $23,235 |
| 680223104 OLD REP INTL CORP | ||
| 681919106 OMNICOM GROUP | ||
| 68389X105 ORACLE CORPORATION | $12,475 | $15,842 |
| 69351T106 PPL CORPORATION | ||
| 69360J107 PS BUSINESS PARKS IN | ||
| 705015105 PEARSON PLC - ADR | $11,127 | $11,601 |
| 71654V101 PETROLEO BRASILEIRO | ||
| 718546104 PHILLIPS 66 | ||
| 722005667 PIMCO COMMODITY REAL | $25,204 | $26,629 |
| 731068102 POLARIS INDS INC COM | $9,002 | $15,986 |
| 73755L107 POTASH CORP SASK | ||
| 743263105 PROGRESS ENERGY INC | ||
| 74340W103 PROLOGIS INC | $16,807 | $20,547 |
| 74460D109 PUBLIC STORAGE INC C | $12,204 | $16,204 |
| 74463M106 PUBLICIS GROUPE S.A. | $14,987 | $24,191 |
| 74835Y101 QUESTCOR PHARMACEUTI | ||
| 749660106 RPC INC | ||
| 751452202 RAMCO-GERSHENSON PPT | $502 | $847 |
| 756255105 RECKITT BENCKISER GR | ||
| 759509102 RELIANCE STL & ALUM | ||
| 76131V202 RETAIL PROPERTIES OF | $691 | $1,158 |
| 761713106 REYNOLDS AMERICAN IN | ||
| 778296103 ROSS STORES INC | $12,897 | $15,059 |
| 779919109 T ROWE PRICE REAL ES | ||
| 780259107 ROYAL DUTCH SHELL PL | ||
| 780905451 ROYCE PREMIER FUND W | ||
| 78440X101 SL GREEN REALTY CORP | $14,299 | $20,146 |
| 78462F103 SPDR S & P 500 ETF T | $774,902 | $1,003,285 |
| 78463V107 SPDR GOLD TRUST | ||
| 78467Y107 SPDR S&P MIDCAP 400 | $58,600 | $89,062 |
| 78572M105 SABMILLER PLC - ADR | $11,218 | $15,835 |
| 790849103 ST JUDE MED INC | ||
| 803054204 SAP AG - ADR | $29,636 | $42,228 |
| 803866300 SASOL LIMITED - ADR | $11,078 | $12,778 |
| 804395101 SAUL CTRS INC COM | $4,390 | $4,911 |
| 80585Y308 SBERBANK-SPONSORED A | ||
| 80589M102 SCANA CORP-W/I | ||
| 806857108 SCHLUMBERGER LTD | $115,667 | $145,344 |
| 80687P106 SCHNEIDER ELECTRIC S | $24,725 | $31,350 |
| 816851109 SEMPRA ENERGY COM | ||
| 826197501 SIEMENS AG - ADR | ||
| 828806109 SIMON PROPERTY GROUP | $42,445 | $50,937 |
| 835495102 SONOCO PRODS CO | ||
| 83569C102 SONOVA HOLDIN-UNSPON | $9,705 | $16,578 |
| 835898107 SOTHEBYS | $11,749 | $12,831 |
| 842587107 SOUTHERN CO | ||
| 84265V105 SOUTHERN COPPER CORP | $9,278 | $8,440 |
| 86272T106 STRATEGIC HOTELS & R | $2,769 | $4,894 |
| 866674104 SUN CMNTYS INC COM | ||
| 867914103 SUNTRUST BANKS INC | ||
| 870123106 SWATCH GROUP AG/THE- | $13,061 | $16,933 |
| 87160A100 SYNGENTA AG - ADR | ||
| 87162H103 SYNTEL INC | $9,773 | $14,886 |
| 87162W100 SYNNEX CORP | ||
| 87184P109 SYSMEX CORP-UNSPON A | $18,814 | $29,048 |
| 87264S106 TRW AUTOMOTIVE HLDGS | $8,815 | $17,229 |
| 874039100 TAIWAN SEMICONDUCTOR | $52,277 | $66,573 |
| 875465106 TANGER FACTORY OUTLE | ||
| 876664103 TAUBMAN CTRS INC COM | $8,049 | $7,715 |
| 879433829 TELEPHONE AND DATA S | ||
| 88032Q109 TENCENT HOLDINGS LTD | $2,771 | $9,602 |
| 88076W103 TERADATA CORP | ||
| 881575302 TESCO PLC - ADR | $16,337 | $12,988 |
| 88732J207 TIME WARNER CABLE IN | ||
| 891027104 TORCHMARK CORP | ||
| 892331307 TOYOTA MOTOR CORPORA | $16,921 | $22,961 |
| 900148701 TURKIYE GARANTI BANK | $24,312 | $20,375 |
| 902653104 UDR INC | ||
| 903914109 ULTRA PETROLEUM CORP | ||
| 90460M105 UNICHARM CORP-UNSP A | ||
| 904767704 UNILEVER PLC - ADR | $11,400 | $15,245 |
| 920253101 VALMONT INDS INC | $5,689 | $7,593 |
| 922042858 VANGUARD MSCI EMERGI | ||
| 92276F100 VENTAS INC COM | $15,732 | $17,368 |
| 92343V104 VERIZON COMMUNICATIO | ||
| 92857W209 VODAFONE GROUP PLC N | ||
| 92933H101 WPP GRP PLC AMER DEP | ||
| 93114W107 WAL-MART DE MEXICO-S | ||
| 94946T106 WELLCARE HEALTH PLAN | $4,693 | $6,506 |
| 95082P105 WESCO INTL INC | ||
| 97381W104 WINDSTREAM CORP | ||
| 981419104 WORLD ACCEP CORP DEL | ||
| 981475106 WORLD FUEL SERVICES | $6,086 | $7,418 |
| 98233Q105 WRIGHT EXPRESS CORP | ||
| 98389B100 XCEL ENERGY INC | ||
| 984121103 XEROX CORP | ||
| 988498101 YUM BRANDS INC | $7,753 | $9,200 |
| 98956P102 ZIMMER HOLDINGS INC | ||
| G16962105 BUNGE LIMITED | $22,856 | $24,945 |
| G30397106 ENDURANCE SPECIALTY | ||
| G491BT108 INVESCO LIMITED | ||
| G62185106 MONTPELIER RE HOLDIN | $6,605 | $10,092 |
| G9618E107 WHITE MTNS INS GROUP | $8,066 | $10,629 |
| M22465104 CHECK POINT SOFTWARE | ||
| N72482107 QIAGEN N.V. | ||
| N97284108 YANDEX NV-A | ||
| 00287Y109 ABBVIE INC | ||
| 003021714 ABERDEEN EMERG MARKE | $273,716 | $269,975 |
| 014491104 ALEXANDER & BALDWIN | $8,217 | $12,055 |
| 025932104 AMERICAN FINL GROUP | $10,347 | $12,727 |
| 026874784 AMERICAN INTERNATION | ||
| 035128206 ANGLOGOLD LIMITED - | ||
| 038222105 APPLIED MATERIALS IN | ||
| 049560105 ATMOS ENERGY CORP | ||
| 05946K101 BANCO BILBAO VIZCAYA | $36,611 | $44,826 |
| 067901108 BARRICK GOLD CORP CO | ||
| 072743206 BAYERISCHE MOTOREN W | $24,527 | $31,559 |
| 112463104 BROOKDALE SR LIVING | $3,422 | $4,058 |
| 12082W204 BURBERRY GROUP PLC-S | $10,066 | $12,473 |
| 126650100 CVS/CAREMARK CORPORA | $14,197 | $20,598 |
| 13466Y105 CAMPUS CREST COMMUNI | ||
| 14040H105 CAPITAL ONE FINANCIA | ||
| 14170T101 CAREFUSION CORP | ||
| 157842105 CHAMBERS STREET PROP | ||
| 17243V102 CINEMARK HOLDINGS IN | ||
| 17275R102 CISCO SYSTEMS INC | $18,207 | $21,296 |
| 172967424 CITIGROUP INC. | $15,056 | $14,223 |
| 198516106 COLUMBIA SPORTSWEAR | $6,266 | $10,613 |
| 20030N101 COMCAST CORP CLASS A | $19,331 | $22,394 |
| 20449X203 COMPASS GROUP PLC - | $14,239 | $19,030 |
| 21988R102 CORPORATE EXECUTIVE | ||
| 233326107 DST SYS INC COM | $12,393 | $16,498 |
| 25243Q205 DIAGEO PLC - ADR | $14,218 | $13,909 |
| 253651103 DIEBOLD INC | ||
| 264411505 DUKE REALTY CORPORAT | $6,553 | $6,638 |
| 26441C204 DUKE ENERGY HOLDING | ||
| 268648102 E M C CORP MASS | $10,909 | $10,704 |
| 26884U109 EPR PROPERTIES | $7,691 | $9,166 |
| 28617Y101 ELEKTA AB-B SHS-UNSP | ||
| 37045V100 GENERAL MOTORS CO | ||
| 38141G104 GOLDMAN SACHS GROUP | $10,552 | $11,666 |
| 406216101 HALLIBURTON CO | ||
| 416515104 HARTFORD FINANCIAL S | ||
| 428291108 HEXCEL CORP NEW COM | ||
| 440543106 HORNBECK OFFSHORE SV | ||
| 44980X109 IPG PHOTONICS CORP | ||
| 457187102 INGREDION INC | $10,103 | $13,479 |
| 465685105 ITC HLDGS CORP | ||
| 500255104 KOHLS CORP | ||
| 50076Q106 KRAFT FOODS GROUP IN | ||
| 50077C106 KRATON PERFORMANCE P | ||
| 501173207 KUBOTA LIMITED - ADR | $12,229 | $11,149 |
| 540424108 LOEWS CORP | ||
| 550021109 LULULEMON ATHLETICA | $16,457 | $11,202 |
| 55354G100 MSCI INC | ||
| 57686G105 MATSON INC. | $7,623 | $8,182 |
| 58463J304 MEDICAL PPTYS TR INC | $3,060 | $2,569 |
| 59156R108 METLIFE INC | ||
| 594918104 MICROSOFT CORP | $9,473 | $14,247 |
| 609207105 MONDELEZ INTERNATION | ||
| 61945C103 MOSAIC CO/THE | ||
| 62855J104 MYRIAD GENETICS INC | $13,137 | $16,116 |
| 629377508 NRG ENERGY INC | ||
| 636180101 NATIONAL FUEL GAS CO | ||
| 64126X201 NEUSTAR INC | ||
| 683974505 OPPENHEIMER DEVELOPI | $683,500 | $774,237 |
| 690768403 OWENS ILL INC COM NE | ||
| 69367U105 BANK MANDIRI TBK UNS | ||
| 693718108 PACCAR INC | ||
| 69480U206 PACIFIC RUBIALES ENE | $9,782 | $9,716 |
| 70509V100 PEBBLEBROOK HOTEL TR | $7,870 | $11,124 |
| 709102107 PENNSYLVANIA REAL ES | ||
| 71654V408 PETROLEO BRASILEIRO | ||
| 717081103 PFIZER INC | ||
| 755111507 RAYTHEON CO | ||
| 756255204 RECKITT BENCKIS/S AD | $11,569 | $18,364 |
| 758766109 REGAL ENTERTAINMENT | ||
| 767744105 RITCHIE BROS AUCTION | $4,410 | $5,072 |
| 780097689 ROYAL BANK OF SCOTLA | ||
| 783764103 RYLAND GROUP INC | $10,519 | $11,197 |
| 78390X101 SAIC INC | ||
| 80105N105 SANOFI-ADR | ||
| 81721M109 SENIOR HOUSING PROP | ||
| 86562X106 SUMITOMO MITSUI TR-S | $13,647 | $10,991 |
| 867892101 SUNSTONE HOTEL INVS | $5,718 | $7,095 |
| 86959C103 SVENSKA HANDELSB-A-U | $10,474 | $15,015 |
| 871829107 SYSCO CORP | ||
| 872375100 TECO ENERGY INC | ||
| 87425E103 TALISMAN ENERGY INC | ||
| 876568502 TATA MTRS LTD ADR | ||
| 88019R641 TEMPLETON FRONTIER M | ||
| 88019R690 TEMPLETON EMER MKT S | $244,000 | $305,337 |
| 88033G407 TENET HEALTHCARE COR | $8,456 | $20,163 |
| 887317303 TIME WARNER INC | ||
| 89155H256 TOUCHSTONE SMALL CAP | $211,310 | $235,327 |
| 899415202 TULLOW OIL PLC ADR | ||
| 90384S303 ULTA SALON COSMETICS | $10,606 | $10,273 |
| 90460M204 UNI CHARM CORPORATIO | $21,489 | $29,792 |
| 907818108 UNION PACIFIC CORP | $18,673 | $25,108 |
| 91307C102 UNITED THERAPEUTICS | $13,600 | $12,446 |
| 91529Y106 UNUM GROUP | ||
| 92342Y109 VERIFONE SYSTEMS, IN | ||
| 92553P201 VIACOM INC NEW | ||
| 929042109 VORNADO REALTY TRUST | $14,095 | $18,739 |
| 92937A102 WPP PLC NEW ADR | $25,354 | $42,972 |
| 98418R100 XINYI GLASS HOLDI-UN | $4,304 | $5,399 |
| D18190898 DEUTSCHE BANK AG REG | ||
| G0408V102 AON PLC | ||
| G1151C101 ACCENTURE PLC | $10,849 | $14,335 |
| G47791101 INGERSOLL-RAND PLC | ||
| G81477104 SINA CORPORATION | ||
| N07059210 ASML HOLDING NV-NY R | $10,943 | $14,943 |
| 001055102 AFLAC INC | $14,561 | $14,389 |
| 001204106 AGL RES INC COM | $7,918 | $9,555 |
| 00435F200 ACCOR SA - ADR | $9,044 | $9,575 |
| 00508Y102 ACUITY BRANDS (HOLDI | $4,540 | $4,393 |
| 00751Y106 ADVANCE AUTO PTS INC | $6,013 | $6,209 |
| 00758M162 ACADIAN EMG MKTS POR | $240,000 | $246,357 |
| 00770G847 JOHCM INTERNATIONAL | $150,000 | $149,523 |
| 008252108 AFFILIATED MANAGERS | $23,334 | $23,575 |
| 011659109 ALASKA AIR GROUP INC | $13,032 | $15,852 |
| 015351109 ALEXION PHARMACEUTIC | $6,040 | $8,649 |
| 018490102 ALLERGAN INC | $14,664 | $27,129 |
| 018581108 ALLIANCE DATA SYS CO | $6,371 | $6,657 |
| 02263T104 AMADEUS IT HOLDING-U | $11,057 | $13,942 |
| 023135106 AMAZON COM INC COM | $78,332 | $77,512 |
| 02376R102 AMERICAN AIRLS GROUP | $4,093 | $4,739 |
| 03027X100 AMERICAN TOWER CORP | $71,801 | $85,149 |
| 032359309 AMTRUST FINANCIAL SE | $12,056 | $13,707 |
| 035243104 ANHUI CONCH CEMENT-H | $4,709 | $4,581 |
| 03674X106 ANTERO RESOURCES COR | $4,118 | $4,490 |
| 042735100 ARROW ELECTRS INC | $13,967 | $16,733 |
| 045327103 ASPEN TECHNOLOGY INC | $5,042 | $5,589 |
| 04685W103 ATHENAHEALTH INC | $49,284 | $45,053 |
| 05329W102 AUTONATION INC | $3,352 | $4,002 |
| 05381L101 AVIV REIT INC | $1,175 | $1,304 |
| 05382A104 AVIVA PLC - ADR | $11,353 | $11,484 |
| 05566U108 BOFI HOLDING INC | $6,220 | $5,532 |
| 071813109 BAXTER INTL INC | $15,985 | $17,040 |
| 073302101 B/E AEROSPACE, INC. | $6,885 | $8,127 |
| 084670702 BERKSHIRE HATHAWAY I | $24,582 | $26,823 |
| 088606108 BHP BILLITON LIMITED | $8,252 | $8,485 |
| 09061G101 BIOMARIN PHARMACEUTI | $49,784 | $41,152 |
| 097023105 BOEING CO | $14,538 | $18,529 |
| 099724106 BORG WARNER INC. | $4,754 | $5,220 |
| 115637209 BROWN FORMAN CORP CL | $5,715 | $5,838 |
| 124830100 CBL & ASSOC PPTYS IN | $885 | $979 |
| 12572Q105 CME GROUP INC | $16,720 | $16,632 |
| 150870103 CELANESE CORP | $10,260 | $13,104 |
| 151020104 CELGENE CORP COM | $49,988 | $51,418 |
| 15670R107 CEPHEID | $3,075 | $3,334 |
| 156782104 CERNER CORP COM | $77,445 | $76,859 |
| 16941M109 DPS CHINA MOBILE LIM | $13,853 | $12,559 |
| 169656105 CHIPOTLE MEXICAN GRI | $41,951 | $42,673 |
| 189754104 COACH INC | $13,173 | $9,933 |
| 192422103 COGNEX CORP | $5,333 | $5,508 |
| 194014106 COLFAX CORPORATION | $4,008 | $5,095 |
| 20605P101 CONCHO RESOURCES INC | $4,464 | $5,272 |
| 21249J105 CONVERSANT INC | $5,236 | $7,333 |
| 216648402 COOPER COS INC COM N | $6,338 | $6,064 |
| 21925Y103 CORNERSTONE ONDEMAND | $6,605 | $5,305 |
| 22160K105 COSTCO WHOLESALE COR | $40,561 | $40,839 |
| 22160N109 COSTAR GROUP, INC | $5,196 | $4,757 |
| 231021106 CUMMINS INC. | $21,780 | $24,928 |
| 23918K108 DAVITA HEALTHCARE PA | $6,827 | $7,624 |
| 243537107 DECKERS OUTDOOR CORP | $22,121 | $25,197 |
| 247361702 DELTA AIR LINES INC | $6,643 | $9,698 |
| 248019101 DELUXE CORP | $14,980 | $15,986 |
| 25389M877 DIGITALGLOBE INC | $6,010 | $5,252 |
| 25754A201 DOMINOS PIZZA INC | $6,040 | $6,086 |
| 262037104 DRIL-QUIP INC COM | $36,619 | $35,368 |
| 26852M105 EII INTERNATIONAL PR | $325,000 | $327,136 |
| 26876F102 ENN ENERGY HOLDINGS- | $11,920 | $12,261 |
| 29413U103 ENVISION HEALTHCARE | $4,379 | $5,241 |
| 29444U502 EQUINIX INC | $52,755 | $57,836 |
| 30215C101 EXPERIAN PLC - ADR | $13,843 | $13,338 |
| 30241L109 FEI CO COM | $5,062 | $4,757 |
| 302445101 FLIR SYS INC COM | $4,079 | $3,945 |
| 311900104 FASTENAL CO | $35,002 | $36,416 |
| 33616C100 FIRST REPUBLIC BANK/ | $6,241 | $5,951 |
| 344419106 FOMENTO ECONOMICO ME | $4,582 | $4,560 |
| 35952Q106 FUCHS PETROLUB SE-PR | $12,125 | $11,646 |
| 36159R103 GEO GROUP INC | $646 | $680 |
| 36318L104 GALAXY ENTERTAINMENT | $11,387 | $9,864 |
| 37364X109 GEOSPACE TECHNOLOGIE | $11,090 | $7,152 |
| 375558103 GILEAD SCIENCES INC | $13,724 | $18,678 |
| 38259P706 GOOGLE INC-CL C | $106,186 | $117,017 |
| 384109104 GRACO INC | $5,636 | $5,328 |
| 38526M106 GRAND CANYON EDUCATI | $13,658 | $15,153 |
| 40171V100 GUIDEWIRE SOFTWARE I | $6,735 | $5,968 |
| 402635304 GULFPORT ENERGY CORP | $4,316 | $4,553 |
| 422347104 HEARTLAND EXPRESS IN | $13,665 | $14,337 |
| 451734107 IHS INC | $10,472 | $11,080 |
| 452327109 ILLUMINA INC | $37,107 | $40,829 |
| 456837103 ING GROEP N.V. - ADR | $14,850 | $19,642 |
| 458334109 INTER PARFUMS INC | $15,871 | $13,561 |
| 45866F104 INTERCONTINENTALEXCH | $11,210 | $10,802 |
| 46115H107 INTESA SANPAOLO-SPON | $10,436 | $14,030 |
| 464287648 ISHARES RUSSELL 2000 | $62,476 | $65,566 |
| 478366107 JOHNSON CONTROLS INC | $14,068 | $16,587 |
| 48137C108 JULIUS BAER GROUP LT | $9,021 | $8,096 |
| 49427F108 KILROY REALTY CORP C | $8,051 | $9,390 |
| 50048H101 KONE OYJ-B-UNSPONSOR | $8,632 | $8,227 |
| 501889208 LKQ CORP | $7,861 | $7,074 |
| 53578A108 LINKEDIN CORP | $57,745 | $41,623 |
| 536797103 LITHIA MOTORS INC CL | $15,983 | $18,039 |
| 55003T107 LUMBER LIQUIDATORS H | $5,973 | $4,350 |
| 552953101 MGM RESORTS INTERNAT | $4,392 | $4,584 |
| 55345K103 MRC GLOBAL INC | $16,343 | $14,798 |
| 56585A102 MARATHON PETROLEUM C | $4,789 | $4,827 |
| 57636Q104 MASTERCARD INC | $14,386 | $14,526 |
| 582839106 MEAD JOHNSON NUTRITI | $43,856 | $49,119 |
| 595112103 MICRON TECHNOLOGY IN | $4,226 | $5,032 |
| 596278101 MIDDLEBY CORP | $14,667 | $15,046 |
| 606783207 MITSUBISHI ESTATE CO | $19,557 | $15,963 |
| 608190104 MOHAWK INDS INC COM | $5,103 | $4,748 |
| 61022V107 MONOTARO CO LTD-UNSP | $5,934 | $6,118 |
| 611740101 MONSTER BEVERAGE COR | $11,506 | $12,558 |
| 61760X836 MORGAN STANLEY INS F | $340,000 | $346,495 |
| 637071101 NATIONAL OILWELL INC | $13,539 | $15,228 |
| 64110L106 NETFLIX.COM INC | $8,177 | $10,028 |
| 654902204 NOKIA CORPORATION - | $10,096 | $10,634 |
| 675232102 OCEANEERING INTL INC | $45,042 | $42,437 |
| 680665205 OLIN CORP 1 COM & 1 | $17,101 | $16,950 |
| 68163W109 OLYMPUS CORPORATION | $10,391 | $11,050 |
| 740189105 PRECISION CASTPARTS | $67,013 | $71,846 |
| 741503403 THE PRICELINE GROUP | $67,039 | $76,718 |
| 743713109 PROTO LABS INC | $20,511 | $20,520 |
| 74762E102 QUANTA SVCS INC COM | $5,371 | $6,009 |
| 74925K581 ROBECO BP LNG/SHRT R | $400,000 | $420,646 |
| 75886F107 REGENERON PHARMACEUT | $5,138 | $4,911 |
| 761283100 RESTORATION HARDWARE | $5,518 | $5,052 |
| 772739207 ROCK-TENN CO CL A | $14,350 | $14,144 |
| 78033R107 ROYAL MAIL PLC-UNSP | $6,809 | $6,154 |
| 78388J106 SBA COMMUNICATIONS C | $11,397 | $12,688 |
| 784117103 SEI INVESTMENT COMPA | $4,252 | $4,083 |
| 78454L100 SM ENERGY CO | $15,284 | $13,343 |
| 79466L302 SALESFORCE COM INC | $86,678 | $86,945 |
| 795435106 SALIX PHARMACEUTICAL | $4,243 | $5,704 |
| 80007R105 SANDS CHINA LTD-UNSP | $24,174 | $22,656 |
| 808513105 SCHWAB CHARLES CORP | $32,772 | $34,487 |
| 81762P102 SERVICENOW INC | $49,716 | $43,313 |
| 848637104 SPLUNK INC | $47,735 | $30,097 |
| 855244109 STARBUCKS CORP COM | $70,670 | $70,970 |
| 86803T104 SUNTORY BEVERAGE & F | $7,961 | $8,458 |
| 87074U101 SWIFT TRANSPORATION | $4,693 | $4,902 |
| 87157D109 SYNAPTICS INC | $11,099 | $19,199 |
| 872540109 TJX COS INC NEW | $14,314 | $14,756 |
| 88023U101 TEMPUR SEALY INTERNA | $13,199 | $16,323 |
| 88224Q107 TEXAS CAP BANCSHARES | $5,485 | $4,608 |
| 883556102 THERMO FISHER SCIENT | $11,302 | $14,380 |
| 88579Y101 3M CO | $11,043 | $13,257 |
| 886547108 TIFFANY & CO NEW | $47,267 | $54,775 |
| 891894107 TOWERS WATSON & CO C | $5,997 | $6,188 |
| 89531P105 TREX COMPANY INC | $6,197 | $5,749 |
| 90267B682 ETRACS ALERIAN MLP U | $320,853 | $347,662 |
| 902973304 US BANCORP DEL NEW | $15,538 | $17,551 |
| 90347A100 UBIQUITI NETWORKS IN | $14,418 | $12,725 |
| 904311107 UNDER ARMOUR INC | $5,696 | $6,958 |
| 911163103 UNITED NAT FOODS INC | $6,133 | $6,134 |
| 911312106 UNITED PARCEL SERVIC | $12,178 | $14,335 |
| 911363109 UNITED RENTAL INC CO | $4,833 | $7,579 |
| 91324P102 UNITEDHEALTH GROUP I | $21,791 | $23,650 |
| 92210H105 VANTIV INC | $6,484 | $7,097 |
| 92220P105 VARIAN MED SYS INC | $10,303 | $10,306 |
| 92345Y106 VERISK ANALYTICS INC | $48,021 | $44,274 |
| 92532F100 VERTEX PHARMACEUTICA | $1,826 | $2,168 |
| 92826C839 VISA INC-CLASS A SHR | $67,651 | $73,472 |
| 928563402 VMWARE INC | $40,669 | $43,425 |
| 929740108 WABTEC CORP | $7,956 | $8,110 |
| 930059100 WADDELL & REED FINAN | $10,705 | $13,706 |
| 939647103 WASHINGTON PRIME GRO | $3,043 | |
| 948741103 WEINGARTEN RLTY INVS | $4,682 | $5,055 |
| 985817105 YELP INC | $4,642 | $3,903 |
| G0083B108 ACTAVIS PLC | $17,627 | $17,769 |
| G01767105 ALKERMES PLC | $2,926 | $3,665 |
| G27823106 DELPHI AUTOMOTIVE PL | $7,451 | $9,254 |
| G29183103 EATON CORP PLC | $13,558 | $15,254 |
| G50871105 JAZZ PHARMACEUTICALS | $5,004 | $4,540 |
| G5480U104 LIBERTY GLOBAL PLC-A | $1,624 | $1,801 |
| G5480U120 LIBERTY GLOBAL PLC-S | $8,256 | $8,988 |
| G60754101 MICHAEL KORS HOLDING | $6,986 | $6,890 |
| H0023R105 ACE LIMITED | $60,449 | $67,723 |
| H2906T109 GARMIN LTD | $3,667 | $4,477 |
| H89231338 UBS AG -NEW ADR | $18,015 | $17,614 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (195 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 04315J860 ARTIO GLOBAL HIGH | |||
| 693390841 PIMCO HIGH YIELD | |||
| 949917538 WELLS FARGO ADVANTAG | |||
| 693391559 PIMCO EMERG MKTS BD- | |||
| 693390882 PIMCO FOREIGN BD FD | |||
| ASGI AGILITY INCOME | |||
| 239080401 DAVIS NEW YORK | |||
| 26203E836 DREYFUS/THE BOSTON | |||
| 780905451 ROYCE PREMIER FUND | |||
| 78462F103 SPDR S & P 500 | |||
| 78464Y107 SPDR S&P MIDCAP 400 | |||
| 89155H793 TOUCHSTONE MID CAP | |||
| 04315J837 ARTIO INTERNATIONAL | |||
| 52106N889 LAZARD EMERGING | |||
| WELLS FARGO MULTI STRATEGY 100 | |||
| ALPHAMETRIX MANAGED FUTURES | |||
| GRAHAM ALTERNATIVE INVESTMENT | |||
| PARTNERS GROUP PRIVATE EQUITY | |||
| ROBECO-SAGE MULTI-STRATE | |||
| CB RICHARD ELLIS REALTY TRUST | |||
| 61744J317 MORGAN STANLEY INSTI | |||
| 722005667 PIMCO COMMODITY REAL | |||
| 779919109 T ROWE REAL PRICE | |||
| RICI LINKED PAM TOTAL | |||
| G62185106 MONTPELIER RE | |||
| 746927102 QLT INC | |||
| G9618E107 WHITE MOUNTAINS INSU | |||
| 32054K103 FIRST INDL RLTY TR | |||
| 41902R103 HATTERAS FINANCIAL | |||
| 902653104 UDR INC | |||
| 465562106 ITAU UNIBANCO BANCO | |||
| 009126202 AIR LIQUID- ADR | |||
| 018805101 ALLIANZ SE | |||
| 007192107 AMDIRAL GROUP PLC | |||
| 02364W105 AMERICA MOVIL S.A.B. | |||
| 042068106 ARM HOLINGS PLC | |||
| 049255706 ATLAS COPCO AB | |||
| 055434203 BG GROUP PLC ADR | |||
| G16962105 BUNGE LIMITED | |||
| 136375102 CANADIAN NATL RR | |||
| 138006309 CANON | |||
| 143658300 CARNIVAL CORP | |||
| 16940R109 CHINA RESOURCES | |||
| 191459205 COCHLEAR LIMITED | |||
| 12637N105 CLS LIMITED | |||
| 237545108 DASSAULT SYSTEMES | |||
| 23304Y100 DBS GROUP HOLDINGS | |||
| 292505104 ENCANA CORP | |||
| 296036304 ERSTE GROUP BANK | |||
| 307305102 FANUC LTD | |||
| 358029106 FRESENIUS MEDICAL | |||
| 443251103 HOYO CORP | |||
| 404280406 HSBC ADR | |||
| 45104G104 ICICI BANK LTD ADR | |||
| 453038408 IMPERIAL OIL LTD | |||
| 466140100 JGC CORPORATION | |||
| 48206M102 JUPITER TELECOM | |||
| 502117203 LOREAL ADR | |||
| 501897102 LI & FUNG LTD | |||
| H50430232 LOGITECH INTER. | |||
| 54338V101 LONZA GROUP | |||
| 502441306 LVMH MOET HENNESSY | |||
| 62474M108 MTN GROUP LTD | |||
| 641069406 NESTLE S.A. | |||
| 66987V109 NOVARTIS AG | |||
| 670100205 NOVO NORDISK A/S | |||
| 71654V101 PETROLEO BRASILEIRO | |||
| N72482107 QIAGEN N.V. | |||
| 771195104 ROCHE HOLDINGS LTD | |||
| 803054204 SAP AG ADR | |||
| 803866300 SASOL LIMITED ADR | |||
| 806857108 SCHLUMBERGER LTD | |||
| 80687P106 SCHNEIDER ELECTRIC | |||
| 83569C102 SONOVA HOLDING AG | |||
| 870123106 SWATCH GROUP AG | |||
| 874093100 TAIWAN SEMICONDUCTOR | |||
| 881575302 TESCO PLC ADR | |||
| 881624209 TEVA PHARMACEUTICAL | |||
| 900148701 TUKYE GARANTI BANKAS | |||
| 90460M105 UNICHARM CORP | |||
| 904767704 UNILEVER PLC | |||
| 93114W107 WAL-MART DE | |||
| 92933H101 WPP GROUP PLC | |||
| 368287207 0A0 GAZPROM LEVEL 1 | |||
| 465562106 ITAU UNIBANCO BANCO | |||
| 928662402 VOLKSWAGON AG PFD | |||
| 00687A107 ADIDAS-AG | |||
| 02364W105 AMERICA MOVIL | |||
| 03938L104 ARCELORMITTAL NY | |||
| 042068106 ARM HOLDING PLC | |||
| 045387107 ASSA ABLOY AB | |||
| 055434203 BG GROUP PLC ADR | |||
| 05565A202 BNP PARIBAS ADR | |||
| 136385101 CANADIAN NAT RES LTD | |||
| 136375102 CANADIAN NATL RR CO | |||
| 138006309 CANON INC ADR | |||
| 143658300 CARNIVAL CORP | |||
| 1694EN103 CHINA MERCHANTS | |||
| 126132109 CNOOC CHINA NATIONAL | |||
| 225401108 CREDIT SUISSE GROUP | |||
| 237545108 DASSAULT SYSTEMS | |||
| 29082A107 EMBRAER SA | |||
| 307305102 FANUC LTD | |||
| 343793105 FLSMIDTH & CO | |||
| 358029106 FRESENIUS MEDICAL | |||
| 41043M104 HANG LUNG PPTSY LTD | |||
| 425883105 HENNES & MAURITZ | |||
| 43858F109 HONG KONG EXCHANGES | |||
| 455807107 INDUSTRIAL AND COMME | |||
| 48667L106 KDDI CORPORATION | |||
| 500458401 KOMATSU LIMITED | |||
| H50430232 LOGITECH INTERNATION | |||
| 502441306 LVMH MOET HENNESSY | |||
| 56164U107 MAN GROUP | |||
| 606822104 MITSUBISHI UFJ | |||
| 641069406 NESTLE S.A. REGISTER | |||
| 647581107 NEW ORIENTAL ED | |||
| 66987V109 NOVARTIS AG | |||
| 670100205 NOVO NORDISK A/S | |||
| 73755L107 POTASH CORP SASK | |||
| 74463M106 PUBLICIS GROUPE S.A. | |||
| 756255105 RECKITT BENCKISER | |||
| 787572M105 SABMILLER PLC | |||
| 803054204 SAP AG- ADR | |||
| 806857108 SCHLUMBERGER LTD | |||
| 826197501 SIEMENS AG-ADR | |||
| 879382208 TELEFONICA SA ADR | |||
| 88032Q109 TENCENT HOLDINGS | |||
| 881575302 TESCO PLC ADR | |||
| 881624209 TEVA PHARMACEUTICAL | |||
| 892331307 TOYOTA MOTOR CORP | |||
| 900148701 TURKIYE GARANTI | |||
| 93114W107 WAL-MART DE MEXICO | |||
| 98742U100 YOUKU.COM INC | |||
| 368287207 0A0 GAZPROM LEVEL | |||
| 495724403 KINGFISHER PLC ADR | |||
| 26613Q106 DUPONT FABROS TECH | |||
| 015271109 ALEXANDRIA REAL | |||
| 00163T109 AMB PPTY CORP | |||
| 024013104 AMERICAN ASSETS | |||
| 024835100 AMERICAN CAMPUS | |||
| 03748R101 APARTMENT INVT | |||
| 053484101 AVALONBAY CMNTYS INC | |||
| 101121101 BOSTON PROPERTIES | |||
| 05564E106 BRE PPTYS INC | |||
| 195872106 COLONIAL PPTYS TR | |||
| 253863103 DIGITAL RLTY TR INC | |||
| 25960P109 DOUGLAS EMMETT INC | |||
| 28140H104 EDUCATION RLTY TR IN | |||
| 29380T105 ENTERTAINMENT PPTYS | |||
| 29472R108 EQUITY LIFESTYLE | |||
| 294752100 EQUITY ONE INC | |||
| 29476L107 EQUITY RESIENTIAL | |||
| 297178105 ESSEX PPTY TR COM | |||
| 313747206 FEDERAL RLTY INVT | |||
| 370023103 GENERAL GROWTH | |||
| 370023103 GENERAL GROWTH | |||
| 379302102 GLIMCHER RLTY | |||
| 40414L109 HCP INC | |||
| 42217K106 HEALTH CARE REIT INC | |||
| 427825104 HERSHA HOSPITALITY | |||
| 431284108 HIGHWOODS PPTYS | |||
| 437306103 HOME PROPERTIES | |||
| 44107P104 HOST HOTELS & RESORT | |||
| 49446R109 KIMCO RLTY CORP | |||
| 517942108 LASALLE HOTEL | |||
| 554382101 MACERICH CO COM | |||
| 59522J103 MID AMERICA APART. | |||
| 743410102 PROLOGIS SHS OF BENE | |||
| 69360J107 PS BUSINESS PARKS | |||
| 74460D109 PUBLIC STORAGE | |||
| 751452202 RAMCO GERSHENSON PPT | |||
| 828806109 SIMON PROPERTY GROUP | |||
| 78440X101 SL GREEN REALTY CORP | |||
| 875465106 TANGER FACTORY | |||
| 876664103 TAUBMAN CTRS INC COM | |||
| 92276F100 VENTAS INC COM | |||
| 929042109 VORNADO REALTY TRUST | |||
| 123998007 CHAMBERS STREET PROP | |||
| 29299D444 THE ENDOWMENT TEI FU | |||
| 70299RF16 PARTNERS GROUP PRIV | AT COST | $598,000 | $903,947 |
| 80105N113 SANOFI CONTINGENT VA | |||
| AMX994405 ALPHAMETRIX MGD FUT | |||
| GRA994205 GRAHAM ALT INV FD II | AT COST | $380,000 | $315,488 |
| GTC997004 ASGI CORBIN MULTI ST | AT COST | $722,878 | $771,406 |
| GTC997WH2 ASGI CORBIN MULTI ST | |||
| GTY995004 ASGI AGILITY INCOME | AT COST | $949,941 | $1,002,258 |
| MRE991002 METRO REAL ESTATE PA | AT COST | $70,500 | $57,088 |
| RCI991006 RICI LINKED PAM TOTA | AT COST | $380,000 | $380,992 |
| RSG992316 ARDEN-SAGE MULT-STR | |||
| 261980494 DREYFUS EMG MKT DEBT | |||
| 61744J747 MORGAN STANLEY INS E | |||
| RSG999HB5 ARDEN-SAGE MULTI-STR | |||
| 879080133 TEJON RANCH CO | AT COST | $114 | |
| SKY990RF9 SKYBRIDGE MULTI-ADVI | AT COST | $400,000 | $413,178 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (5 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| MUTUAL FUND POSTING DATE AFTER TYE | $4,390 |
| DISALLOWED WASH SALES | $19,655 |
| PURCHASE ACCRUED INT EFFECTIVE AFTER TYE | $450 |
| SALES WITH GAIN POSTING AFTER TYE | $380 |
| SALES WITH LOSS EFFECTIVE DATE PRIOR TAX YEAR | $84 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PO BOX STAMPS AND SUPPLIES | $120 | $0 | $120 |
| LOBBY FLOWERS | $700 | $0 | $700 |
| GRANT ADMIN FEES | $28,903 | $0 | $28,903 |
| ADR FEES | $1,992 | $1,992 | $0 |
| PARTNERSHIP OTHER DEDUCTIONS | $18,177 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEE REBATES | $13,909 | $13,909 |
| PARTNERSHIP INTEREST INCOME | $289 | |
| PARTNERSHIP ORDINARY BUSINESS LOSS | -$12,603 | |
| PARTNERSHIP OTHER INCOME | $29,143 | |
| PARTNERSHIP NET ST GAIN | $7,629 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (7 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE | $1,962 |
| ROC BASIS ADJUSTMENTS | $16,008 |
| PURCHASE ACCRUED INT POSTING BEFORE TY | $245 |
| SALES WITH GAIN EFFECTIVE DATE PRIOR TAX YEAR | $12,614 |
| COMMON TRUST FUND ADJUSTMENTS | $25 |
| DIFFERENCE IN MERGER OF BRE | $883 |
| ROUNDING | $29 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MGMT FEES-SUBJECT T | CategoryTxt |
| Amt | $24,746 | Amt |
| Net Investment Income | $24,746 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $5,479 | $5,479 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $11,039 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $15,852 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $2,788 | $2,788 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $809 | $809 | $0 |