THE BOBOLINK FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- THE BOBOLINK FOUNDATION (EIN 94-2988627)
- Tax period
- 2013-04-01 to 2014-03-31
- Filed
- 2014-11-26
- IRS object ID
- 201403309349100005
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Distribution From Corpus Election
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-26T14:57:51-06:00 | ReturnTs |
| Tax Period End | 2014-03-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 364268995 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROBBINS & ASSOCIATES LLC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 WEST WACKER DRIVE SUITE 830 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60606 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-04-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 942988627 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE BOBOLINK FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | BOBO | BusinessNameControlTxt |
| Phone | 3126091100 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O ROBBINS ASSOC 333 W WACKER DR | AddressLine1 |
| Address Line2 | NO 830 | AddressLine2 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60606 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY M PAULSON JR | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 3126091100 | PhoneNum |
| Signature | 2014-11-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LINDA M STAWICKI | PreparerPersonNm |
| PTIN | P00749617 | PTIN |
| Phone | 3126091100 | PhoneNum |
| Preparation | 2014-11-25 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $215,764,883 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $145,850,691 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $39,352 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $39,352 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,059,503 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,059,503 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $9,985,765 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $177,660,194 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $155,809,324 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,975,656 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,975,656 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $160,910,967 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $160,883,835 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Taxes Rev And Expnss | $2,180,015 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,000 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $15 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $340,248 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $307,275 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $31,708 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $2,520,263 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $312,275 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $31,723 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $23,831,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $23,831,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $26,351,263 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $312,275 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $23,862,723 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $134,559,704 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $160,571,560 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $202,774 | CashBOYAmt |
| Cash EOY | $447,227 | CashEOYAmt |
| Cash EOYFMV | $447,227 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,490,453 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $36,658,337 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $36,658,337 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $438,589 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $683,412 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $438,589 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $438,589 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $3,801,617 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $10,663,971 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $10,666,169 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $3,789,062 | CorporateStockBOYAmt |
| Corporate Stock EOY | $22,701,968 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $24,349,741 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $12,036,569 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $54,225,581 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $54,517,729 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $48,092,720 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $79,535,635 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $88,687,091 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $70,096,607 | TotalAssetsBOYAmt |
| Total Assets EOY | $204,671,308 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $215,764,883 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $70,115,335 | CapitalStockBOYAmt |
| Capital Stock EOY | $204,675,036 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | -$18,728 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$3,728 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $70,096,607 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $204,671,308 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $70,096,607 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $204,671,308 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $70,096,607 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $134,559,704 | ExcessRevenueOverExpensesAmt |
| Other Increases | $15,000 | OtherIncreasesAmt |
| Subtotal | $204,671,311 | SubtotalAmt |
| Other Decreases | $3 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $204,671,308 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (11 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | SoldSoldDt |
|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES 757-8 | P | $155,916,627 | $2,251,677 | $153,664,950 | $153,664,950 | |
| PUBLICLY TRADED SECURITIES 735-3 | P | $2,101,421 | $1,378,632 | $722,789 | $722,789 | |
| PUBLICLY TRADED SECURITIES 283-0 | P | $103,884 | $104,671 | -$787 | -$787 | |
| PUBLICLY TRADED SECURITIES 290-5 | P | $151,822 | $152,224 | -$402 | -$402 | |
| PUBLICLY TRADED SECURITIES 365-7 | P | $8,625,074 | $8,563,460 | $61,614 | $61,614 | |
| PUBLICLY TRADED SECURITIES 888-1 | P | $8,478,010 | $8,506,963 | -$28,953 | -$28,953 | |
| PUBLICLY TRADED SECURITIES 291-3 | P | $886,026 | $889,902 | -$3,876 | -$3,876 | |
| GLOBAL TACTICAL TRADING II PLC | P | $4,678 | $3,341 | $1,337 | $1,337 | 2014-03-01 |
| GS LIBERTY HARBOR I | P | $205 | $205 | $205 | 2014-02-01 | |
| PARTNERSHIP PASSTHROUGH GAIN OR LOSS | P | $154,538 | $154,538 | $154,538 | ||
| PARTNERSHIP PASSTHROUGH GAIN OR LOSS | P | $1,237,909 | $1,237,909 | $1,237,909 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $155,809,324 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $19,012,684 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $79,512,963 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.239114 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,506,589 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $87,923,580 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.039882 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $4,367,132 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $88,408,002 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.049397 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $8,146,757 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $87,696,768 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.092897 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,028,246 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $91,427,171 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.033122 | DistributionYr5Rt |
| Total Distribution | 0.454412 | TotalDistributionRt |
| Average Distribution | 0.090882 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $195,700,613 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $17,785,663 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,605,716 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $19,391,379 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $23,862,723 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $1,605,716 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $1,605,716 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $1,605,716 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,238,722 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $2,238,722 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $633,006 | OverpaymentAmt |
| Applied To ES Tax | $633,006 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ROBBINS ASSOCIATES LLC | IndividualWithBooksNm |
| Phone | 3126091100 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 W WACKER DR SUITE 830 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60606 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY M PAULSON JR | ||||||||
| C/O RALLC 333 W WACKER 830 | CHICAGO | IL | 60606 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| WENDY J PAULSON | ||||||||
| C/O RALLC 333 W WACKER 830 | CHICAGO | IL | 60606 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| HENRY MERRITT PAULSON III | ||||||||
| C/O RALLC 333 W WACKER 830 | CHICAGO | IL | 60606 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| AMANDA CLARK PAULSON | ||||||||
| C/O RALLC 333 W WACKER 830 | CHICAGO | IL | 60606 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| GOLDMAN SACHS & CO | |||||
| 71 S WACKER DRIVE STE 500 | CHICAGO | IL | 60606 | INVESTMENT MANAGEMENT | $286,436 |
| ROBBINS & ASSOCIATES LLC | |||||
| 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | ACCOUNTING AND FINANCIAL SERVICES | $52,098 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $151,468,797 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $47,212,028 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $198,680,825 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $198,680,825 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,980,212 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $195,700,613 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $9,785,031 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $9,785,031 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,605,716 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,605,716 | TotalTaxAmt |
| Distributable Before Adj | $8,179,315 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $8,179,315 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $8,179,315 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $23,862,723 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $23,862,723 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $1,605,716 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $22,257,007 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $8,179,315 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,011,231 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $8,146,757 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $4,367,132 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $3,506,589 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $19,039,146 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $36,070,855 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $23,862,723 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $8,179,315 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $15,683,408 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $51,754,263 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,011,231 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $50,743,032 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $8,146,757 | ExcessFromYear4Amt |
| Excess From Year3 | $4,367,132 | ExcessFromYear3Amt |
| Excess From Year2 | $3,506,589 | ExcessFromYear2Amt |
| Excess From Year1 | $19,039,146 | ExcessFromYear1Amt |
| Excess From Current Year | $15,683,408 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HENRY M PAULSON JR | ContributingManagerNm |
| Contributing Manager | WENDY J PAULSON | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (47 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1 | CityRecipientForeignAddress/City | CountryRecipientForeignAddress/Country | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|---|---|
| AMERICAN BIRD CONSERVANCY | ||||||||||
| P O BOX 249 4249 LOUDOUN AVE | THE PLAINS | VA | 201980249 | PC | UNRESTRICTED GRANT | $150,000 | ||||
| BIRDLIFE INTERNATIONAL | ||||||||||
| PC | UNRESTRICTED GRANT | $200,000 | WELLBROOK COURT GIRTON | CAMBRIDGE | UK | |||||
| AUDUBON CHICAGO | ||||||||||
| 1718 SHERMAN AVENUE SUITE 210 | EVANSTON | IL | 60201 | PC | UNRESTRICTED GRANT | $200,000 | ||||
| BIRDNOTE | ||||||||||
| PO BOX 99456 | SEATTLE | WA | 98139 | PC | UNRESTRICTED GRANT | $100,000 | ||||
| CHEETAH CONSERVATION FUND | ||||||||||
| PO BOX 2496 | ALEXANDRIA | VA | 223010496 | PC | UNRESTRICTED GRANT | $5,000 | ||||
| CHICAGO WILDERNESS TRUST | ||||||||||
| 8 SOUTH MICHIGAN AVENUE SUITE 900 | CHICAGO | IL | 60603 | PC | UNRESTRICTED GRANT | $5,000 | ||||
| CITIZENS FOR CONSERVATION | ||||||||||
| 459 WEST HIGHWAY 22 | BARRINGTON | IL | 60010 | PC | UNRESTRICTED GRANT | $25,000 | ||||
| COASTAL GEORGIA HISTORICAL SOCIETY | ||||||||||
| PO BOX 21136 | ST SIMONS ISLAND | GA | 31522 | PC | UNRESTRICTED GRANT | $5,000 | ||||
| CORNELL LAB OF ORNITHOLOGY | ||||||||||
| 159 SAPSUCKER WOODS ROAD | ITHACA | NY | 14850 | PC | UNRESTRICTED GRANT | $50,000 | ||||
| EARTHJUSTICE | ||||||||||
| 50 CALIFORNIA STREET SUITE 500 | SAN FRANCISCO | CA | 94111 | PC | UNRESTRICTED GRANT | $15,000 | ||||
| ENVIRONMENTAL DEFENSE | ||||||||||
| 257 PARK AVENUE SOUTH | NEW YORK | NY | 10010 | PC | UNRESTRICTED GRANT | $15,000 | ||||
| ENVIRONMENTAL LAW AND POLICY CENTER | ||||||||||
| 35 EAST WACKER DRIVE SUITE 1600 | CHICAGO | IL | 606012110 | PC | UNRESTRICTED GRANT | $20,000 | ||||
| FRIENDS OF NACHUSA GRASSLANDS | ||||||||||
| 8772 S LOWDEN ROAD | FRANKLIN GROVE | IL | 61031 | PC | UNRESTRICTED GRANT | $5,000 | ||||
| FRIENDS OF THE CHICAGO RIVER | ||||||||||
| 411 S WELLS ST 800 | CHICAGO | IL | 60607 | PC | UNRESTRICTED GRANT | $5,000 | ||||
| FRIENDS OF THE FOREST PRESERVES | ||||||||||
| 542 S DEARBORN ST 400 | CHICAGO | IL | 606053500 | PC | UNRESTRICTED GRANT | $5,000 | ||||
| GLOBAL GREENGRANTS FUND | ||||||||||
| 2840 WILDERNESS PLACE SUITE A | BOULDER | CO | 80301 | PC | UNRESTRICTED GRANT | $10,000 | ||||
| GOLDMAN SACHS PHILANTHROPY FUND | ||||||||||
| PO BOX 15203 | ALBANY | NY | 122125203 | PC | THE PAULSON FAMILY FUND | $20,000,000 | ||||
| INTERNATIONAL CRANE FOUNDATION | ||||||||||
| E-11376 SHADY LANE ROAD PO BOX 447 | BARABOO | WI | 53913 | PC | UNRESTRICTED GRANT | $50,000 | ||||
| ISLAND CONSERVATION | ||||||||||
| 2161 DELAWARE AVE SUITE A | SANTA CRUZ | CA | 95060 | PC | UNRESTRICTED GRANT | $100,000 | ||||
| ISLAND PRESS | ||||||||||
| 2000 M STREET NW 650 | WASHINGTON | DC | 20036 | PC | UNRESTRICTED GRANT | $50,000 | ||||
| KEYSTONE SCIENCE SCHOOL | ||||||||||
| 1053 SODA RIDGE RD | KEYSTONE | CO | 80435 | PC | UNRESTRICTED GRANT | $15,000 | ||||
| LAND TRUST ALLIANCE | ||||||||||
| 1660 L STREET NW SUITE 1100 | WASHINGTON | DC | 200365635 | PC | UNRESTRICTED GRANT | $100,000 | ||||
| MANOMET CENTER FOR CONSERVATION | ||||||||||
| PO BOX 1770 | MANOMET | MA | 02345 | PC | SHOREBIRD RECOVERY PROJECT | $25,000 | ||||
| NATIONAL AUDUBON SOCIETY | ||||||||||
| PO BOX 265 | ETNA | NY | 13062 | PC | PROJECT PUFFIN | $5,000 | ||||
| NATIONAL PARKS CONSERVATION ASSOCIATION | ||||||||||
| 777 6TH STREET NW SUITE 700 | WASHINGTON | DC | 20001 | PC | LANDSCAPES & LANDMARKS PROJECT | $10,000 | ||||
| NATIONAL PARKS CONSERVATION ASSOCIATION | ||||||||||
| 777 6TH STREET NW SUITE 700 | WASHINGTON | DC | 20001 | PC | UNRESTRICTED GRANT | $50,000 | ||||
| NATIONAL TRUST FOR HISTORIC PRESERVATION | ||||||||||
| 1785 MASSACHUSETTS AVENUE NW | WASHINGTON | DC | 20036 | PC | UNRESTRICTED GRANT | $10,000 | ||||
| NATURESERVE | ||||||||||
| 4600 N FAIRFAX 7TH FLOOR | ARLINGTON | VA | 22203 | PC | UNRESTRICTED GRANT | $25,000 | ||||
| OPENLANDS | ||||||||||
| 25 E WASHINGTON STREET SUITE 1650 | CHICAGO | IL | 60602 | PC | UNRESTRICTED GRANT | $100,000 | ||||
| OWL RESEARCH INSTITUTE | ||||||||||
| PO BOX 39 | CHARLO | MT | 59824 | PC | UNRESTRICTED GRANT | $10,000 | ||||
| PANTHERA | ||||||||||
| 8 WEST 40TH STREET 18TH FLOOR | NEW YORK | NY | 10018 | PC | UNRESTRICTED GRANT | $75,000 | ||||
| RAILS TO TRAILS CONSERVANCY | ||||||||||
| THE DUKE ELLINGTON BUILDING 2121 | WASHINGTON | DC | 20037 | PC | UNRESTRICTED GRANT | $15,000 | WARD CT NW 5TH FLOOR | |||
| RAINFOREST ALLIANCE | ||||||||||
| 233 BROADWAY 28TH FLOOR | NEW YORK | NY | 10279 | PC | UNRESTRICTED GRANT | $25,000 | ||||
| ST SIMON'S LAND TRUST | ||||||||||
| PO BOX 24615 | ST SIMONS ISLAND | GA | 315229981 | PC | UNRESTRICTED GRANT | $11,000 | ||||
| STUDENT CONSERVATION ASSOCIATION | ||||||||||
| PO BOX 550 | CHARLESTOWN | NH | 036030550 | PC | UNRESTRICTED GRANT | $200,000 | ||||
| THE CCF - MAGGIE C DALEY PARK | ||||||||||
| CHICAGO COMMUNITY TRUST 225 N | CHICAGO | IL | 60601 | PC | UNRESTRICTED GRANT | $250,000 | MICHIGAN AVENUE 2200 | |||
| THE FIELD MUSEUM ECCO | ||||||||||
| 1400 S LAKE SHORE DRIVE | CHICAGO | IL | 606052496 | PC | ECCO ENDOWMENT | $200,000 | ||||
| THE NATURE CONSERVANCY | ||||||||||
| 4245 N FAIRFAX DRIVE SUITE 100 | ARLINGTON | VA | 22203 | PC | UNRESTRICTED GRANT | $1,500,000 | ||||
| THE NATURE CONSERVANCY - CO | ||||||||||
| 2424 SPRUCE STREET | BOULDER | CO | 80302 | PC | UNRESTRICTED GRANT | $15,000 | ||||
| THE NATURE CONSERVANCY-OREGON | ||||||||||
| 821 SE 14TH AVENUE | PORTLAND | OR | 97214 | PC | UNRESTRICTED GRANT | $50,000 | ||||
| THE PEREGRINE FUND | ||||||||||
| 5668 WEST FLYING HAWK LANE | BOISE | ID | 83709 | PC | UNRESTRICTED GRANT | $25,000 | ||||
| THE WILDERNESS SOCIETY | ||||||||||
| 1615 M STREET NW | WASHINGTON | DC | 20036 | PC | UNRESTRICTED GRANT | $20,000 | ||||
| THORNE NATURE EXPERIENCE | ||||||||||
| PO BOX 191907 | BOULDER | CO | 80308 | PC | UNRESTRICTED GRANT | $10,000 | ||||
| VERMONT CENTER FOR ECOSTUDIES | ||||||||||
| PO BOX 420 | NORWICH | VT | 05055 | PC | UNRESTRICTED GRANT | $25,000 | ||||
| WILD SALMON CENTER | ||||||||||
| 721 NW NINTH AVE SUITE 300 | PORTLAND | OR | 97209 | PC | UNRESTRICTED GRANT | $10,000 | ||||
| WILDLIFE CONSERVATION FUND | ||||||||||
| GEORGIA DEPT OF NATURAL RESOURCES | SOCIAL CIRCLE | GA | 30025 | PC | UNRESTRICTED GRANT | $10,000 | ATTN MELISSA CUMMINGS | |||
| WORLD WILDLIFE FUND | ||||||||||
| 1250 24TH STREET NW | WASHINGTON | DC | 200371193 | PC | UNRESTRICTED GRANT | $25,000 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $23,831,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $39,352 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,059,503 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $1,975,656 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $9,985,765 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $15,060,276 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $15,060,276 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (11 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1 | CityContributorUSAddress/City | StateContributorUSAddress/State | ZIP CodeContributorUSAddress/ZIPCode | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|
| HENRY M PAULSON JR | ||||||
| 1 | C/O RALLC 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | $145,850,691 | Yes (X) |
| HENRY M PAULSON JR | ||||||
| 2 | C/O RALLC 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | $145,850,691 | Yes (X) |
| HENRY M PAULSON JR | ||||||
| 3 | C/O RALLC 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | $145,850,691 | Yes (X) |
| HENRY M PAULSON JR | ||||||
| 4 | C/O RALLC 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | $145,850,691 | Yes (X) |
| HENRY M PAULSON JR | ||||||
| 5 | C/O RALLC 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | $145,850,691 | Yes (X) |
| HENRY M PAULSON JR | ||||||
| 6 | C/O RALLC 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | $145,850,691 | Yes (X) |
| HENRY M PAULSON JR | ||||||
| 7 | C/O RALLC 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | $145,850,691 | Yes (X) |
| HENRY M PAULSON JR | ||||||
| 8 | C/O RALLC 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | $145,850,691 | Yes (X) |
| HENRY M PAULSON JR | ||||||
| 9 | C/O RALLC 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | $145,850,691 | Yes (X) |
| HENRY M PAULSON JR | ||||||
| 10 | C/O RALLC 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | $145,850,691 | Yes (X) |
| HENRY M PAULSON JR | ||||||
| 11 | C/O RALLC 333 W WACKER DR STE 830 | CHICAGO | IL | 60606 | $145,850,691 | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (11 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 163,609.000 SHS OF I SHARES RUSSELL 1000 VALUE INDEX FUND (IWD) | $14,000,022 | 2013-06-18 |
| 2 | 235,641.000 SHARES OF COLUMBIA ACORN FUND (ACRNX) ON 06-21-13 | $7,677,184 | 2013-06-21 |
| 3 | 175,868.629 SHARES OF HARBOR INTERNATIONAL FUND (HAINX) | $10,909,131 | 2013-06-21 |
| 4 | 1,367,366.000 SHARES OF PIMCO TOTAL RETURN (PTTRX) | $14,617,143 | 2013-06-21 |
| 5 | 604,318.553 SHARES OF SELECTED AMERICAN SHARES (SLASX) | $28,511,749 | 2013-06-21 |
| 6 | 2,251,179.344 SHARES OF TWC DIVIDEND FOC (TGIGX) | $31,516,511 | 2013-06-21 |
| 7 | 240,716.000 SHARES OF THORNBURG INTERNATIONAL VALUE (TGVIX) | $6,711,162 | 2013-06-21 |
| 8 | 875,657.000 SHARES OF WESTERN ASSET COR PLUS FD INS (WACPX) | $9,824,872 | 2013-06-21 |
| 9 | 139,665.000 SHARES OF THIRD AVENUE VALUE (TAVFX) | $7,286,323 | 2013-06-24 |
| 10 | 474,296.452 SHARES OF VANGUARD INTERMEDIATE TERM (VIBSX) | $5,331,092 | 2013-06-24 |
| 11 | 259,471.000 SHARES OF VANGUARD GROWTH INDEX (VIGSX) | $9,465,502 | 2013-06-24 |
Distribution From Corpus Election DistributionFromCorpusElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | PURSUANT TO IRC SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2) , THE ABOVE REFERENCED FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED:______________________________ DATE: _______________ HENRY M. PAULSON, JR., TRUSTEE | ElectionDesc |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt | IdentifierIdentifierTxt |
|---|---|---|
| FORM 990-PF, PART VII-A, LINE 12 | THE FOUNDATION MADE A GRANT TO THE GOLDMAN SACHS PHILANTHROPY FUND AND TREATED THIS AS A QUALIFYING DISTRIBUTION IN FISCAL YEAR ENDING 3/31/2014 (SEE PART XV, LINE 3A). THE DISTRIBUTIONS OUT OF THIS FUND WILL BE USED TO ACCOMPLISH CHARITABLE PURPOSES DESCRIBED UNDER IRC SECTION 170(C)(2)(B). | |
| FORM 926, PART IV, LEG IMMOBILIEN AG | THE GAIN RECOGNIZED ON THE TRANSFER OF THE APPRECIATED PROPERTY WAS THE RESULT OF:(1) CERTAIN ASSETS IN THE PORTFOLIO UNABLE TO MEET THE ACTIVE TRADE OR BUSINESS EXCEPTION UNDER IRC SEC. 367(A)(3)(A), AND(2) THE TRANSFER OF CERTAIN TAINTED ASSETS INELIGIBLE FOR THE ACTIVE FOREIGN BUSINESS EXCEPTION UNDER IRC SEC. 367(A)(3)(B).STATEMENT PURSUANT TO TREASURY REGULATION SEC. 1.351-3(A):(1) THE NAME AND EMPLOYER IDENTIFICATTION NUMBER OF THE TRANSFEREE CORPORATION: LEG IMMOBILIEN AG (FKA LEG IMMOBILIEN GMBH)EIN: FOREIGNUS(2) THE DATE OF THE TRANSFER OF ASSETS: 1/17/2013(3) THE AGGREGATE FAIR MARKET VALUE AND BASIS OF THE PROPERTY TRANSFERRED IN THE EXCHANGE: AGGREGATE FMV: $ 12,068AGGREGATE BASIS: $ 2,943(4) THE DATE AND CONTROL NUMBER OF ANY PRIVATE LETTER RULING ISSUED BY THE INTERNALREVENUE SERVICE IN CONNECTION WITH THE IRC SEC. 351 EXCHANGE: N/ADETAIL FOR FORM 926, PART IV, ITEM 13AONE OF THE PARTNERSHIPS THAT WAS TRANSFERRED INTO THE FOREIGN CORPORATION HOLDS INVENTORY THAT IS TAINTED PROPERTY DESCRIBED UNDER TREASURY REGULATIONS SEC. 1.367(A)-5T(B)(1).(1) FMV: $ 513(2) BASIS: $125(3) GAIN RECOGNIZED: $388 | SUPPLEMENTAL INFORMATION, OVERFLOW |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (70 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AGILENT TECHNOLOGIES, INC. 6.5% 11/01/2017 SR LIEN M-W+35.00BP | $116,177 | $114,979 |
| AMERICA MOVIL SAB DE CV 2.375% 09/08/2016 USD SR LIEN M-W+25.00BP | $1,524,360 | $1,543,500 |
| AMERICAN EXPRESS CREDIT CORP MTN 2.375% 03/24/2017 SR LIEN | $129,586 | $129,470 |
| AMERICAN EXPRESS CREDIT CORP MTN 2.8% 09/19/2016 SER D SR LIEN | $1,603,340 | $1,616,495 |
| AMERICAN INTERNATIONAL GROUP, 5.45% 05/18/2017 USD SR LIEN | $111,596 | $111,594 |
| AMGEN INC. 4.85% 11/18/2014 USD | $101,849 | $102,615 |
| ANDREW W MELLON FOUNDATION 3.95% 08/01/2014 M-W+20.00BP | $100,681 | $101,213 |
| ANHEUSER-BUSCH INBEV WORLDWIDE 1.375% 07/15/2017 SR LIEN M-W+12.50BP | $1,175,632 | $1,176,727 |
| AT&T INC. 0.8% 12/01/2015 SR LIEN M-W+10.00BP | $1,498,228 | $1,500,990 |
| BECTON, DICKINSON AND COMPANY 1.75% 11/08/2016 SR LIEN M-W+15.00BP | $24,992 | $25,557 |
| BLACKROCK, INC. 3.5% 12/10/2014 SR LIEN M-W+20.00BP | $1,222,824 | $1,225,824 |
| BRITISH COLUMBIA HER MAJESTY T 2.1% 05/18/2016 | $1,026,963 | $1,031,570 |
| CAMPBELL SOUP COMPANY FRN 08/01/2014 USLIB 3MO +30.00BP SR LIEN CPN 05/01/14 | $25,000 | $25,021 |
| CANADIAN IMPERIAL BK OF COMM 2.35% 12/11/2015 SR LIEN | $251,093 | $257,268 |
| CAPITAL ONE FINANCIAL CORP 1.0% 11/06/2015 SR LIEN | $99,686 | $100,142 |
| CAPITAL ONE FINANCIAL CORPORAT 7.375% 05/23/2014 USD SR LIEN | $75,548 | $75,728 |
| CATERPILLAR FINANCIAL SERVICES MTN 1.25% 11/06/2017 | $1,483,932 | $1,488,555 |
| CIGNA CORPORATION 2.75% 11/15/2016 SR LIEN M-W+30.00BP | $1,058,786 | $1,067,958 |
| CITIGROUP INC. 6.125% 11/21/2017 | $519,611 | $515,255 |
| CNA FINANCIAL CORPORATION 6.5% 08/15/2016 SR LIEN M-W+25.00BP | $1,663,659 | $1,683,795 |
| COMCAST CORPORATION 5.875% 02/15/2018 M-W+20.00BP | $1,402,880 | $1,402,637 |
| COVENTRY HEALTH CARE, INC. 6.3% 08/15/2014 | $26,496 | $26,529 |
| CVS CAREMARK CORPORATION 5.75% 06/01/2017 USD SR LIEN M-W+20.00BP | $1,681,855 | $1,696,620 |
| DIRECTV HOLDINGS LLC 3.5% 03/01/2016 SR LIEN M-W+20.00BP | $1,372,958 | $1,384,970 |
| EASTMAN CHEMICAL COMPANY 2.4% 06/01/2017 | $51,553 | $50,950 |
| EMC CORPORATION 1.875% 06/01/2018 SR LIEN M-W+15.00BP | $1,197,456 | $1,199,196 |
| EXPRESS SCRIPTS HOLDING CO 2.75% 11/21/2014 SER B SR LIEN M-W+35.00BP | $1,012,428 | $1,014,550 |
| FORD MOTOR CREDIT COMPANY LLC 5.0% 05/15/2018 USD SR LIEN | $1,099,024 | $1,103,730 |
| GENERAL ELEC CAP CORP MTN 5.625% 09/15/2017 SER A SR LIEN | $903,327 | $907,688 |
| GENERAL ELECTRIC COMPANY 5.25% 12/06/2017 SR LIEN | $787,555 | $793,261 |
| HEALTH CARE REIT, INC. 4.7% 09/15/2017 SR LIEN M-W+40.00BP | $165,097 | $163,913 |
| INTRCONTINENTALXCHNG GROUP INC 2.5% 10/15/2018 SR LIEN M-W+20.00BP | $1,507,700 | $1,515,975 |
| JP MORGAN CHASE BANK NA 6.0% 10/01/2017 BANK NOTES | $1,122,975 | $1,139,120 |
| JPMORGAN CHASE & CO. 4.65% 06/01/2014 | $301,136 | $302,094 |
| JPMORGAN CHASE & CO. MTN 1.875% 03/20/2015 | $49,965 | $50,636 |
| MCKESSON CORPORATION 1.4% 03/15/2018 SR LIEN M-W+10.00BP | $74,919 | $73,127 |
| MELLON FUNDING CORPORATION 5.0% 12/01/2014 SUB LIEN M-W+20.00BP | $101,845 | $102,974 |
| MERRILL LYNCH & CO., INC. 6.875% 04/25/2018 | $324,746 | $324,310 |
| MERRILL LYNCH & CO., INC. MTN 5.45% 07/15/2014 USD | $302,199 | $304,215 |
| MORGAN STANLEY MTN 5.75% 10/18/2016 SER F SR LIEN M-W+15.00BP | $109,249 | $110,983 |
| MORGAN STANLEY MTN 6.625% 04/01/2018 SER F SR LIEN M-W+50.00BP | $466,662 | $466,304 |
| NETAPP, INC. 2.0% 12/15/2017 SR LIEN M-W+25.00BP | $1,036,237 | $1,060,910 |
| NEWS AMERICA INCORPORATED 5.3% 12/15/2014 USD | $25,713 | $25,850 |
| NEXTERA ENERGY CAPITAL HOLDING 1.611% 06/01/2014 SR LIEN | $25,007 | $25,048 |
| OMNICOM GROUP INC. 5.9% 04/15/2016 SR LIEN | $1,095,567 | $1,093,910 |
| ONTARIO (PROVINCE OF) 1.0% 07/22/2016 SR LIEN | $1,501,871 | $1,507,815 |
| ORACLE CORPORATION 5.75% 04/15/2018 SR LIEN M-W+35.00BP | $1,732,976 | $1,726,875 |
| PNC BANK, NATIONAL ASSOCIATION MTN 1.3% 10/03/2016 SR LIEN | $999,080 | $1,006,910 |
| PNC FUNDING CORP 2.7% 09/19/2016 | $130,142 | $129,921 |
| PRAXAIR, INC 1.05% 11/07/2017 SR LIEN M-W+5.00BP | $74,971 | $73,490 |
| PRUDENTIAL FINANCIAL, INC. FRN 08/15/2018 USD SER FRN USLIB 3MO +78.00BP SR | $750,000 | $750,983 |
| SIMON PROPERTY GROUP LP 4.2% 02/01/2015 M-W+30.00BP | $1,477,786 | $1,480,407 |
| SYMANTEC CORPORATION 2.75% 06/15/2017 SR LIEN M-W+35.00BP | $1,013,715 | $1,027,780 |
| TD AMERITRADE HOLDING CORP 4.15% 12/01/2014 M-W+30.00BP | $1,023,583 | $1,024,490 |
| THE BEAR STEARNS COMPANIES INC 6.4% 10/02/2017 USD SR LIEN | $232,406 | $230,834 |
| THE HOME DEPOT, INC. 2.25% 09/10/2018 SR LIEN M-W+10.00BP | $998,590 | $1,011,150 |
| THE TORONTO-DOMINION BANK FRN 09/09/2016 USD USLIB 3MO +46.00BP SR LIEN CPN | $1,500,000 | $1,506,960 |
| TOTAL CAPITAL 3.125% 10/02/2015 SR LIEN M-W+15.00BP | $1,553,219 | $1,558,665 |
| TOYOTA MOTOR CREDIT CORPORATIO MTN 2.0% 09/15/2016 M-W+20.00BP | $1,536,086 | $1,539,885 |
| U.S. BANCORP FRN 11/15/2018 USD SER USLIB 3MO +49.00BP SR LIEN CPN 05/15/14- | $875,000 | $876,593 |
| UNITEDHEALTH GROUP INC 0.85% 10/15/2015 SR LIEN M-W+10.00BP | $1,502,916 | $1,506,405 |
| UNITEDHEALTH GROUP INC 1.4% 10/15/2017 SR LIEN M-W+10.00BP | $50,212 | $49,865 |
| VENTAS REALTY LP/ CAP CORP 1.55% 09/26/2016 SR LIEN M-W+15.00BP | $999,100 | $1,008,770 |
| VERIZON COMMUNICATIONS INC. 2.5% 09/15/2016 SR LIEN M-W+30.00BP | $1,518,347 | $1,553,205 |
| WACHOVIA CORPORATION 5.75% 06/15/2017 SR LIEN | $340,378 | $340,905 |
| WALGREEN CO. 1.8% 09/15/2017 | $101,423 | $100,672 |
| WELLPOINT, INC. 1.25% 09/10/2015 SR LIEN M-W+15.00BP | $1,510,892 | $1,510,050 |
| WELLS FARGO & COMPANY 5.625% 12/11/2017 | $1,191,898 | $1,197,662 |
| WESTPAC BANKING CORPORATION 0.95% 01/12/2016 SR LIEN | $49,943 | $50,256 |
| WESTPAC BANKING CORPORATION FRN 07/30/2018 USD USLIB 3MO +74.00BP SR LIEN CP | $1,502,955 | $1,513,425 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (227 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMERICAN INTL GROUP, INC. CMN | $320,387 | $420,084 |
| AON PLC CMN | $331,780 | $345,548 |
| APPLE INC. CMN | $319,455 | $322,044 |
| APPLIED MATERIALS INC CMN | $178,087 | $313,370 |
| BLACKROCK, INC. CMN | $238,891 | $283,032 |
| CARMAX, INC. CMN | $72,666 | $107,640 |
| CBRE GROUP INC CMN | $250,066 | $246,870 |
| DRESSER-RAND GROUP INC. CMN | $126,357 | $147,485 |
| FAMILY DOLLAR STORES INC CMN | $257,641 | $249,443 |
| FRANKLIN RESOURCES INC CMN | $246,076 | $335,916 |
| GAMING AND LEISURE PROP, INC. CMN | $157,952 | $187,441 |
| GENERAL MOTORS COMPANY CMN | $348,355 | $382,062 |
| INTEL CORPORATION CMN | $303,871 | $358,815 |
| JPMORGAN CHASE & CO CMN | $277,088 | $443,183 |
| NATIONAL OILWELL VARCO, INC. COMMON STOCK CMN | $307,929 | $350,415 |
| ORACLE CORPORATION CMN | $311,052 | $388,645 |
| PENN NATIONAL GAMING INC CMN | $47,557 | $62,832 |
| RALPH LAUREN CORP CMN CLASS A | $271,461 | $281,628 |
| STARWOOD HOTELS & RESORTS CMN | $186,888 | $286,560 |
| TIFFANY & CO CMN | $117,632 | $172,300 |
| VISA INC. CMN CLASS A | $120,630 | $280,618 |
| WELLS FARGO & CO (NEW) CMN | $273,364 | $467,556 |
| 3M COMPANY CMN | $92,894 | $91,571 |
| ABAXIS INC CMN | $68,932 | $66,485 |
| ADVISORY BRD CO CMN | $89,945 | $95,090 |
| ANSYS INC CMN | $108,219 | $97,430 |
| ATHENAHEALTH, INC. CMN | $130,056 | $158,638 |
| BEACON ROOFING SUPPLY, INC. CMN | $149,232 | $144,975 |
| BIO REFERENCE LABORATORIES INC CMN | $64,837 | $73,906 |
| BURBERRY GROUP PLC SPONSORED ADR CMN | $85,021 | $79,537 |
| CABOT MICROELECTRONICS CORP CMN | $68,321 | $65,560 |
| CEPHEID INC CMN | $253,454 | $284,980 |
| CHEMED CORP CMN | $116,725 | $137,306 |
| CISCO SYSTEMS, INC. CMN | $80,775 | $81,927 |
| CONCUR TECHNOLOGIES INC CMN | $101,328 | $98,575 |
| COSTAR GROUP INC CMN | $157,965 | $162,464 |
| CREE, INC. CMN | $99,619 | $91,062 |
| DEALERTRACK TECHNOLOGIES, INC. CMN | $112,171 | $115,105 |
| ECOLAB INC CMN | $195,995 | $207,881 |
| FASTENAL CO CMN | $139,721 | $149,872 |
| FISERV INC CMN | $147,762 | $143,993 |
| GENTEX CORP CMN | $136,013 | $132,741 |
| GOOGLE, INC. CMN CLASS A | $122,043 | $122,596 |
| GRAND CANYON EDUCATION, INC. CMN | $157,596 | $165,785 |
| IHS, INC. CMN CLASS A | $144,697 | $151,875 |
| IPC - THE HOSPITALIST COMPANY CMN | $107,337 | $92,761 |
| JOHNSON CONTROLS INC CMN | $90,294 | $84,939 |
| LINEAR TECHNOLOGY CORP CMN | $231,303 | $247,832 |
| LKQ CORPORATION CMN | $217,237 | $179,575 |
| MDU RESOURCES GROUP INC CMN | $126,767 | $145,818 |
| MEDNAX INC CMN | $178,638 | $208,563 |
| MICROSOFT CORPORATION CMN | $163,106 | $184,045 |
| NATIONAL INSTRUMENTS CORP CMN | $145,834 | $135,991 |
| NEOGEN CORP CMN | $102,987 | $105,633 |
| PATTERSON COMPANIES INC CMN | $79,476 | $81,014 |
| PERRIGO CO PLC CMN | $95,252 | $95,889 |
| PORTFOLIO RECOVERY ASSOCS INC CMN | $114,624 | $127,003 |
| POWER INTEGRATIONS INC CMN | $80,808 | $96,039 |
| PRAXAIR, INC CMN SERIES | $105,494 | $106,741 |
| PROTO LABS INC CMN | $120,745 | $113,347 |
| QUALCOMM INC CMN | $79,599 | $86,352 |
| RITCHIE BROS. AUCTIONEERS INC CMN | $120,473 | $125,959 |
| ROCHE HOLDING AG ADR B SHS(NOM CHF 100) VAL 224.184 | $73,077 | $78,373 |
| ROCKWOOD HOLDINGS, INC. CMN | $88,269 | $92,628 |
| ROLLINS INC. CMN | $108,103 | $109,620 |
| ROPER INDS INC (NEW) CMN | $115,794 | $112,148 |
| STAPLES, INC. CMN | $101,940 | $74,164 |
| STARBUCKS CORP. CMN | $240,582 | $231,881 |
| STERICYCLE INC CMN | $209,593 | $207,925 |
| TARGET CORPORATION CMN | $69,273 | $66,561 |
| ULTIMATE SOFTWARE GROUP INC CMN | $118,824 | $107,545 |
| UNITED NATURAL FOODS INC CMN | $81,156 | $77,657 |
| VMWARE INC. CMN CLASS A | $87,456 | $105,860 |
| WAL MART STORES INC CMN | $80,058 | $78,341 |
| ABERDEEN ASSET MANAGEMENT PLC ADR CMN | $340,849 | $330,894 |
| APPLE, INC. CMN | $397,359 | $393,967 |
| CHECK POINT SOFTWARE TECH. LTD ORDINARY SHARES | $91,696 | $96,373 |
| CHUBB CORP CMN | $207,375 | $197,532 |
| CISCO SYSTEMS, INC. CMN | $227,051 | $230,023 |
| COCA-COLA COMPANY (THE) CMN | $206,033 | $197,553 |
| DISCOVERY COMMUNICATIONS, INC. CMN | $234,722 | $224,630 |
| DOVER CORPORATION CMN | $159,416 | $166,361 |
| EBAY INC. CMN | $257,043 | $274,874 |
| EVEREST RE GROUP LTD CMN | $299,708 | $303,345 |
| EXPRESS SCRIPTS HOLDINGS CMN | $87,753 | $94,388 |
| FRANKLIN RESOURCES INC CMN | $339,775 | $323,617 |
| INTERCONTINENTAL HOTELS GROUP PLC SPONSORED ADR CMN | $165,201 | $163,393 |
| LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN | $65,076 | $67,434 |
| MARRIOTT INTERNATIONAL, INC. CMN CLASS A | $177,288 | $204,809 |
| MASTERCARD INCORPORATED CMN CLASS A | $277,583 | $252,860 |
| NASDAQ OMX GROUP, INC. CMN | $195,307 | $180,526 |
| ORACLE CORPORATION CMN | $433,214 | $471,488 |
| PARKER-HANNIFIN CORP. CMN | $69,095 | $65,242 |
| QUALCOMM INC CMN | $282,255 | $305,740 |
| STARWOOD HOTELS & RESORTS CMN | $324,771 | $329,862 |
| TESCO PLC (SPONSORED) ADR SPONSORED ADR CMN | $308,566 | $278,386 |
| THE BANK OF NY MELLON CORP CMN | $210,655 | $208,776 |
| TIME WARNER INC. CMN | $187,691 | $186,582 |
| UNILEVER N.V. NY SHS (NEW) ADR CMN | $195,091 | $203,626 |
| VERIZON COMMUNICATIONS INC. CMN | $162,377 | $162,071 |
| VISA INC. CMN CLASS A | $193,819 | $189,525 |
| WALT DISNEY COMPANY (THE) CMN | $149,563 | $157,978 |
| WELLPOINT, INC. CMN | $229,287 | $249,373 |
| ABERCROMBIE & FITCH CO. CLASS A COMMON STOCK | $67,417 | $79,618 |
| ABM INDUSTRIES INC CMN | $22,936 | $23,251 |
| ACTUANT CORP CMN CLASS A | $47,296 | $45,351 |
| AEGION CORPORATION CMN | $37,833 | $45,988 |
| AEROPOSTALE, INC. CMN | $11,533 | $6,426 |
| AMERICAN CAPITAL MORTGAGE INVESTMENT CORP CMN | $14,149 | $14,641 |
| AMERICAN EAGLE OUTFITTERS INC (NEW) | $23,459 | $19,107 |
| AMERICAN RESIDENTIAL PROPERTIE CMN | $18,794 | $19,616 |
| AMSURG CORPORATION CMN | $24,952 | $26,224 |
| ANIXTER INTERNATIONAL INC CMN | $36,225 | $41,116 |
| ANWORTH MORTGAGE ASSET CORP CMN | $14,411 | $16,279 |
| APOLLO INVESTMENT CORPORATION MUTUAL FUND | $8,371 | $8,111 |
| ARES COMMERCIAL REAL ESTATE CO CMN | $33,516 | $33,726 |
| ARMOUR RESIDENTIAL REIT INC CMN | $9,879 | $9,929 |
| ASBURY AUTOMOTIVE GROUP, INC. CMN | $65,449 | $68,695 |
| ASCENA RETAIL GROUP INC CMN | $53,752 | $41,247 |
| BELDEN INC CMN | $73,705 | $73,985 |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION CMN | $22,392 | $26,092 |
| BRADY CORP CLASS-A CMN CLASS A | $30,180 | $26,200 |
| BRINK'S COMPANY (THE) CMN | $59,871 | $50,591 |
| BRISTOW GROUP INC. CMN | $33,596 | $33,606 |
| CABOT CORP. CMN | $34,095 | $39,629 |
| CENTENE CORPORATION CMN | $40,558 | $43,015 |
| CHATHAM LODGING TR CMN | $13,185 | $13,244 |
| CHEMED CORP CMN | $44,056 | $52,239 |
| CLOUD PEAK ENERGY INC CMN | $25,093 | $25,389 |
| COLONY FINANCIAL INC. CMN | $12,953 | $13,653 |
| COLUMBIA BKG SYS INC CMN | $41,034 | $43,493 |
| CONTANGO OIL & GAS COMPANY CMN | $13,348 | $13,845 |
| CUBIC CORP (DELAWARE) CMN | $25,304 | $25,944 |
| CURTISS-WRIGHT CORP CMN | $28,677 | $30,118 |
| CYS INVESTMENTS INC CMN | $47,343 | $50,419 |
| DIANA SHIPPING INC CMN | $22,746 | $20,851 |
| DREW INDUSTRIES INC NEW CMN | $39,641 | $42,601 |
| ELECTRONICS FOR IMAGING INC. CMN | $36,953 | $41,924 |
| ENERSYS CMN | $88,703 | $88,830 |
| FIFTH STREET FINANCE CORP MUTUAL FUND | $27,851 | $28,389 |
| FINISH LINE INC CL-A CMN CLASS A | $85,547 | $81,595 |
| FIRST AMERICAN FIN CORP CMN | $72,443 | $70,039 |
| FIRST CITIZENS BANKSHARES CL A CMN CLASS A | $36,410 | $39,724 |
| FORUM ENERGY TECHNOLOGIES INC CMN | $22,307 | $24,877 |
| FRESH DEL MONTE PRODUCE INC. ORDINARY SHARES | $18,813 | $18,720 |
| FTD COMPANIES, INC. CMN | $36,443 | $35,850 |
| FTI CONSULTING, INC. CMN | $51,805 | $43,275 |
| G & K SERVICES INC (CL-A) CMN CLASS A | $26,848 | $26,609 |
| GLOBAL INDEMNITY PLC CMN | $15,042 | $16,278 |
| GLOBE SPECIALTY METALS INC CMN | $36,936 | $42,785 |
| GRANITE CONSTRUCTION INC. CMN | $38,561 | $45,241 |
| GRAPHIC PACKAGING HLDGCO CMN | $74,845 | $82,306 |
| GROUP 1 AUTOMOTIVE, INC. CMN | $43,375 | $41,431 |
| HANGER INC CMN | $47,783 | $41,359 |
| HANOVER INSURANCE GROUP INC CMN | $41,087 | $42,271 |
| HATTERAS FINANCIAL CORP. CMN | $44,413 | $48,143 |
| HEIDRICK & STRUGGLES INC. CMN | $21,046 | $20,853 |
| HELIX ENERGY SOLUTNS GROUP INC CMN | $19,860 | $20,085 |
| HILLENBRAND, INC. CMN | $33,124 | $37,180 |
| HUNTINGTON INGALLS INDUSTRIES, INC. | $54,044 | $61,049 |
| ICON PUBLIC LIMITED COMPANY CMN | $23,492 | $28,530 |
| INFINITY PPTY & CAS CORP CMN | $17,635 | $17,110 |
| INSIGHT ENTERPRISES INC CMN | $28,757 | $32,291 |
| INTEGRA LIFESCIENCES HOLDING CORPORATION | $38,112 | $36,148 |
| INTEGRATED DEVICE TECH INC CMN | $20,693 | $25,487 |
| INTL SPEEDWAY CORP-CL A CMN CLASS A | $36,674 | $35,791 |
| JAVELIN MORTGAGE INVESTMENT CO CMN | $18,039 | $16,763 |
| KAR AUCTION SERVICES, INC. CMN | $74,501 | $76,179 |
| KINDRED HEALTHCARE INC. CMN | $55,713 | $67,684 |
| KNOLL INC CMN | $22,091 | $22,756 |
| KORN/FERRY INTERNATIONAL CMN | $20,881 | $24,203 |
| LANDSTAR SYSTEM INC CMN | $13,198 | $13,739 |
| LEXMARK INTERNATIONAL INC. CMN CLASS A | $19,840 | $25,506 |
| LIFEPOINT HOSPITALS INC CMN | $26,044 | $26,675 |
| LIVE NATION ENTERTAINMENT INC CMN | $50,949 | $53,918 |
| LSB INDUSTRIES INC CMN | $27,917 | $26,568 |
| MAIDEN HOLDINGS, LTD. CMN | $47,755 | $54,450 |
| MATTHEWS INTL CORP CL-A CMN CLASS A | $11,852 | $11,712 |
| MAXIMUS INC CMN | $52,887 | $56,568 |
| MENS WEARHOUSE INC (THE) CMN | $74,619 | $70,384 |
| MFA FINANCIAL INC CMN | $56,775 | $61,744 |
| MRC GLOBAL INC. CMN | $60,526 | $51,736 |
| MUELLER INDUSTRIES INC CMN | $23,840 | $23,452 |
| NATIONSTAR MTG HLDGS INC CMN | $46,620 | $43,367 |
| NAVIGANT CONSULTING INC CMN | $59,825 | $60,496 |
| NAVIGATORS GROUP INC CMN | $15,218 | $14,918 |
| NELNET, INC. CMN CLASS A | $22,589 | $22,618 |
| NETGEAR, INC. CMN | $25,955 | $26,849 |
| NU SKIN ENTERPRISES INC CMN CLASS A | $48,428 | $30,157 |
| OWENS & MINOR INC (NEW) CMN | $46,473 | $45,259 |
| PAREXEL INTERNATIONAL CORP CMN | $27,186 | $32,292 |
| PHH CORPORATION CMN | $82,634 | $87,158 |
| PLATINUM UNDERWRITERS HLDGS CMN | $73,627 | $75,005 |
| PNM RESOURCES INC CMN | $40,535 | $46,519 |
| QTS REALTY TRUST, INC. CMN | $29,296 | $29,882 |
| RENT-A-CENTER INC CMN | $41,988 | $33,649 |
| RITE AID CORP CMN | $22,751 | $26,566 |
| ROSETTA RESOURCES INC CMN | $36,746 | $37,217 |
| RPX CORPORATION CMN | $49,239 | $47,359 |
| SAFETY INSURANCE GROUP, INC. CMN | $14,735 | $14,163 |
| SELECT MEDICAL HOLDINGS CORP CMN | $27,562 | $31,349 |
| SENSIENT TECHNOLOGIES CORP CMN | $11,406 | $13,538 |
| SILVER BAY REALTY TRUST CORP CMN | $18,325 | $17,429 |
| SKECHERS USA INC CL-A CMN CLASS A | $38,488 | $41,546 |
| STANCORP FINANCIAL CORP, INC. CMN | $24,842 | $25,250 |
| STOCK BUILDING SUPPLY HOLDINGS CMN | $35,427 | $38,994 |
| SVB FINANCIAL GROUP CMN | $36,793 | $45,974 |
| SYKES ENTERPRISES INC CMN | $46,078 | $43,515 |
| SYMETRA FINANCIAL CORPORATION CMN | $49,476 | $52,900 |
| SYMMETRY MEDICAL INC. CMN | $18,982 | $19,366 |
| SYNNEX CORPORATION CMN | $96,842 | $93,036 |
| TAKE TWO INTERACTIVE SOFTWARE INC | $37,452 | $46,667 |
| TELETECH HOLDINGS INC CMN | $20,119 | $20,932 |
| TEMPUR SEALY INTERNATIONAL INC CMN | $48,058 | $47,680 |
| TERADYNE INC CMN | $25,499 | $28,841 |
| TEREX CORP (NEW) CMN | $62,104 | $69,019 |
| THOR INDUSTRIES INC CMN | $84,800 | $94,521 |
| TRIQUINT SEMICONDUCTOR INC CMN | $28,238 | $29,378 |
| TWO HARBORS INVESTMENT CORP. CMN | $68,849 | $73,657 |
| UNIVERSAL CORPORATION CMN | $39,059 | $41,470 |
| VCA ANTECH, INC. CMN | $22,372 | $23,044 |
| WALKER & DUNLOP, INC. CMN | $42,243 | $43,229 |
| WALTER INVESTMENT MGMT CORP CMN | $38,895 | $32,932 |
| WASHINGTON FEDERAL INC CMN | $45,340 | $46,064 |
| WESCO INTERNATIONAL INC. CMN | $69,916 | $65,078 |
| WESTERN REFINING, INC. CMN | $52,930 | $49,369 |
| WORLD FUEL SERVICES CORP CMN | $135,026 | $134,770 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $10,663,971 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $10,666,169 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (32 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| GS CAP PART 2000 EMPLOYEE FUND | AT COST | $419,164 | $419,164 |
| GS DIRECT INVESTMENT FUND 2000 | AT COST | $64,991 | $64,991 |
| STONE ST. PEP TECH FUND 2000 | AT COST | $539,243 | $539,243 |
| VINTAGE II EMPLOYEE FUND LP | AT COST | $145,356 | $145,356 |
| GS MEZZANINE PARTNERS III | AT COST | $58,629 | $58,629 |
| DISTRESSED OPPORTUNITIES II EMPL FUND LP | AT COST | $289,731 | $289,731 |
| GS MEZZANINE 2006 | AT COST | $2,390,507 | $2,390,507 |
| DISTRESSED MANAGERS II OFFSHORE HOLDINGS | AT COST | $178,705 | $178,705 |
| GS GLOBAL EQUITY LONG/SHORT CL B | FMV | $2,928,538 | $3,729,005 |
| GS GLOBAL OPPORTUNITIES FUND OFFSHORE CL A2 | FMV | $2,797,298 | $4,674,134 |
| LSV: NON-US EQUITY LLC | FMV | $8,293,728 | $9,093,768 |
| ARTISAN: ALPHA PLUS ADV 2 | FMV | $8,647,543 | $10,928,044 |
| ENERGY PRIVATE EQUITY MANAGERS (CONC) OFFSHORE LP | AT COST | $1,414,767 | $1,414,767 |
| DISTRESSED MANAGERS III OFFSHORE HOLDINGS | AT COST | $1,021,433 | $1,021,433 |
| GS CAP PART VI, LP | AT COST | $2,725,912 | $2,725,912 |
| GSCP VI PARALLEL AIV, L.P. | AT COST | $200,850 | $200,850 |
| MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) CORPORATE ACCESS LP | AT COST | $2,393,591 | $2,393,591 |
| GS REAL ESTATE MEZZANINE PARTNERS (CORPORATE), LP | AT COST | $107,074 | $107,074 |
| WHITEALL PARALLEL GLOBAL REAL ESTATE LP 2007 | AT COST | $1,784,334 | $1,784,334 |
| GS MEZZANINE PARTNERS V OFFSHORE | AT COST | $1,666,255 | $1,666,255 |
| GS INVESTMENT PARTNERS | FMV | $3,992,904 | $4,817,275 |
| VINTAGE FUND V OFFSHORE HOLDINGS, LP | AT COST | $1,249,235 | $1,259,235 |
| GS LIBERTY HARBOR I | FMV | $2,733,795 | $3,313,858 |
| GS GLOBAL TACTICAL TRADING II PLC, A1 | FMV | $39,598 | $55,350 |
| GS GLOBAL TACTICAL TRADING PLC | FMV | $3,027,936 | $3,439,564 |
| LATEEF: DYNAMIC EQUITY LLC | FMV | $5,365,020 | $6,663,676 |
| GS GLOBAL ATLANTIC | AT COST | $1,496,338 | $1,496,338 |
| LIBERTY HARBOR SPV II | AT COST | $266,205 | $265,540 |
| OPPENHEIMER SENIOR FLOATING RATE FUND Y | AT COST | $5,148,050 | $5,167,990 |
| GS STRATEGIC INCOME INSTITUTIONAL SHARES | AT COST | $5,020,162 | $5,029,679 |
| NUVEEN SYMPHONY FLOATING RATE INCOME FUND I | AT COST | $5,128,743 | $5,196,291 |
| OAKMARK INTERNATIONAL CLASS I | AT COST | $8,000,000 | $8,156,802 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING | Description |
| Amount | $3 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $286,436 | $286,436 | $0 |
| FINANCIAL PLANNING AND ACCOUNTING | $52,098 | $20,839 | $31,258 |
| OTHER FEES | $1,714 | $0 | $450 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PARTNERSHIP NET INVESTMENT INCOME | Desc |
| Revenue And Expenses Per Books | $1,975,656 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,975,656 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $1,975,656 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PRIOR PERIOD ADJUSTMENT | Description |
| Amount | $15,000 | Amount |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TAX ON NET INVESTMENT INCOME | $2,175,000 | $0 | $0 |
| FILING FEES | $15 | $0 | $15 |
| UBTI TAX | $5,000 | $5,000 | $0 |