UNIVERSITY OF ROCHESTER: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: UNIVERSITY OF ROCHESTER (EIN 16-0743209)
Tax period: 2012-07-01 to 2013-06-30
Filed: 2014-05-12
IRS object ID: 201411329349301846
Schema version: 2012v2.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule H
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2014-05-12T11:06:42-05:00	Timestamp
Tax Period End Date	2013-06-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	PricewaterhouseCoopers LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	2001 MARKET ST SUITE 1700	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	19103	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2012-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	160743209	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	UNIVERSITY OF ROCHESTER	BusinessNameLine1

Field	Value	IRS element (for citing)
In Care Of Name	% RONALD J PAPROCKI	InCareOfName
Name Control	UNIV	NameControl
Phone	5852752800	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	910 GENESEE STREET	AddressLine1
Address Line2	BROOKS LANDING BUSINESS CENTER Suit	AddressLine2
City	ROCHESTER	City
State	NY	State
ZIP Code	146113847	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	RONALD J PAPROCKI	Name
Title	SRVP ADMIN/FIN & CFO	Title
Phone	5852752800	Phone
Date Signed	2014-05-09	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Phone	2673303000	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2015-11-30 17:44:51Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	RONALD J PAPROCKI	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	208 WALLIS HALL	AddressLine1
City	ROCHESTER	City
State	NY	State
ZIP Code	14627	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	3599477264	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	www.rochester.edu	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1850	YearFormation
State Legal Domicile	NY	StateLegalDomicile
Activity Or Mission Description	PROVISION OF HIGHER EDUCATION IN THE LIBERAL ARTS AND SCIENCES, MEDICINE AND DENTISTRY, NURSING AND MUSIC, AS WELL AS OPERATING AND MAINTAINING THE STRONG MEMORIAL HOSPITAL.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	50	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	44	NbrIndependentVotingMembers
Total Nbr Employees	28201	TotalNbrEmployees
Total Nbr Volunteers	7181	TotalNbrVolunteers
Total Gross UBI	1956211	TotalGrossUBI
Net Unrelated Business Txbl Income	-444101	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	407000225	ContributionsGrantsPriorYear
Contributions Grants Current Year	368529261	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	2085663717	ProgramServiceRevenuePriorYear
Program Service Revenue CY	2225089513	ProgramServiceRevenueCY
Investment Income Prior Year	148665670	InvestmentIncomePriorYear
Investment Income Current Year	132076317	InvestmentIncomeCurrentYear
Other Revenue Prior Year	36104255	OtherRevenuePriorYear
Other Revenue Current Year	25248793	OtherRevenueCurrentYear
Total Revenue Prior Year	2677433867	TotalRevenuePriorYear
Total Revenue Current Year	2750943884	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	151430029	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	162473998	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	1551741134	SalariesEtcPriorYear
Salaries Etc Current Year	1606722641	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	381847	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	280432	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	39555887	TotalFundrsngExpCurrentYear
Other Expense Prior Year	856987120	OtherExpensePriorYear
Other Expenses Current Year	886457310	OtherExpensesCurrentYear
Total Expenses Prior Year	2560540130	TotalExpensesPriorYear
Total Expenses Current Year	2655934381	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	116893737	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	95009503	RevenuesLessExpensesCY
Total Assets BOY	4161720674	TotalAssetsBOY
Total Assets EOY	4385214942	TotalAssetsEOY
Total Liabilities BOY	1679130429	TotalLiabilitiesBOY
Total Liabilities EOY	1668708570	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	2482590245	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	2716506372	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	PROVISION OF HIGHER EDUCATION IN THE LIBERAL ARTS AND SCIENCES, MEDICINE AND DENTISTRY, NURSING AND MUSIC, AS WELL AS OPERATING AND MAINTAINING THE STRONG MEMORIAL HOSPITAL.	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	571098196	Expense
Grants	162473998	Grants
Revenue	431737041	Revenue
Description	EDUCATIONAL ACTIVITIES - THE UNIVERSITY IS COMPRISED OF SIX SCHOOLS OFFERING PROGRAMS FROM UNDERGRADUATE TO POST-DOCTORAL DEGREES. THESE ARE THE SCHOOL OF ARTS AND SCIENCES, THE HAJIM SCHOOL OF ENGINEERING, THE WARNER SCHOOL OF EDUCATION AND HUMAN DEVELOPMENT, EASTMAN SCHOOL OF MUSIC, SIMON GRADUATE SCHOOL OF BUSINESS ADMINISTRATION, SCHOOL OF NURSING, AND SCHOOL OF MEDICINE AND DENTISTRY. THERE ARE ALSO A NUMBER OF IMPORTANT CENTERS OF ACADEMIC EXCELLENCE, FOR EXAMPLE, THE INSTITUTE OF OPTICS, THE LABORATORY FOR LASER ENERGETICS, THE WILMOT CANCER CENTER, AND THE FLAUM EYE INSTITUTE. THE FULL-TIME FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY PROVIDE CLINICAL SERVICES AS PART OF THE ACADEMIC MEDICAL PROGRAM; THIS ACTIVITY OCCURS 100 PERCENT WITHIN THE MEDICAL SCHOOL AND IS INTERNALLY ORGANIZED AND SUPERVISED AS URMFG OR UNIVERSITY OF ROCHESTER MEDICAL FACULTY GROUP. THERE ARE 1,324 FULL-TIME TENURED FACULTY MEMBERS AND 9,943 UNDERGRADUATE AND GRADUATE STUDENTS ENROLLED IN THE UNIVERSITY. THE UNIVERSITY HAS ALWAYS PLACED FINANCIAL AID FOR ITS STUDENTS AMONG ITS HIGHEST PRIORITIES. THE AVERAGE SCHOLARSHIP COVERS ABOUT 40 PERCENT OF THE COST OF ATTENDING THE UNIVERSITY OF ROCHESTER. THE UNIVERSITY IS COMMITTED TO OFFERING THE HIGHEST QUALITY EDUCATION TO ITS STUDENTS, REGARDLESS OF THEIR ECONOMIC CIRCUMSTANCES OR BACKGROUND. FOR EXAMPLE, THE UNIVERSITY HAS A PROGRAM TO EXPAND HIGHER EDUCATION OPPORTUNITIES FOR STUDENTS FROM THE ROCHESTER CITY SCHOOL DISTRICT (RCSD), A DISTRICT WITH ONE OF THE HIGHEST POVERTY AND SCHOOL DROPOUT RATES IN NEW YORK STATE. THE UNIVERSITY PROVIDES $25,000 PER YEAR FOR FOUR YEARS TO EVERY GRADUATE OF THE SCHOOL DISTRICT WHO IS ADMITTED TO THE UNIVERSITY'S COLLEGE OF ARTS, SCIENCES AND ENGINEERING; THIS IS EQUIVALENT TO AN AWARD OF $100,000 FOR EACH STUDENT. THROUGH THE ENDOWMENT, THE UNIVERSITY PERPETUATES AND ENHANCES ITS EDUCATIONAL, RESEARCH, CLINICAL CARE PROGRAMS AND PUBLIC SERVICE MISSIONS. THIS COMMITMENT REQUIRES AN ENDOWMENT PAYOUT OF 5.9 PERCENT CALCULATED ON A ROLLING FIVE-YEAR AVERAGE OF THE ENDOWMENT'S MARKET VALUE. THE UNIVERSITY'S ENDOWMENT CONSISTS LARGELY OF INDIVIDUAL FUNDS THANKS TO THE GENEROSITY OF CHARITABLE DONORS. THE DONORS OF THESE GIFTS OFTEN SPECIFY AND RESTRICT THE PURPOSES FOR WHICH THE INCOME MAY BE SPENT TO ENSURE LONG-TERM BENEFITS.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	302370496	Expense
Revenue	104720842	Revenue
Description	SPONSORED RESEARCH ACTIVITIES - THE UNIVERSITY IS A CENTER FOR PROGRAMS OF RESEARCH. MUCH OF THE RESEARCH IS FUNDED IN SUBSTANTIAL PART BY PRIVATE AND GOVERNMENTAL AGENCIES. RESEARCH IS UNDERTAKEN IN THE PUBLICS' INTEREST AND ALL RESULTS ARE AVAILABLE TO THE PUBLIC. DURING THE 2012-2013 FISCAL YEAR, THERE WERE 5,822 GRANTS AND CONTRACTS IN EFFECT THAT TOTALED $398,684,958 IN REVENUE.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	1524220912	Expense
Revenue	1622261261	Revenue
Description	SERVICES OF HOSPITAL AND CLINICS- THE UNIVERSITY OF ROCHESTER (THE "UNIVERSITY") TO SUPPORT THE TEACHING AND RESEARCH MISSIONS OF ITS SCHOOL OF MEDICINE AND DENTISTRY AND ITS SCHOOL OF NURSING OPERATES A TERTIARY CARE, TEACHING HOSPITAL THAT PROVIDES HEALTH CARE SERVICES THROUGH ITS INPATIENT, OUTPATIENT AND EMERGENCY FACILITIES. THE MEDICAL STAFF OF THE HOSPITAL IS THE FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY. THE ACADEMIC DEPARTMENT CHAIRS ALSO FUNCTION AS THE DEPARTMENT HEADS OF THE MEDICAL SERVICES IN THE HOSPITAL. THERE ARE EXTENSIVE INTERN AND RESIDENT PROGRAMS. THE HOSPITAL PROVIDES CARE REGARDLESS OF THE PATIENT'S ABILITY TO PAY FOR SERVICES. THERE WERE 267,920 PATIENT DAYS AND 1,285,185 EMERGENCY AND CLINICAL VISITS DURING THE 2012-2013 FISCAL YEAR. IN ADDITION TO BEING A TEACHING FACILITY, THE HOSPITAL OPERATES IN A CHARITABLE MANNER CONSISTENT WITH THE REQUIREMENTS OF INTERNAL REVENUE CODE SECTION 501(C)(3) AND THE "COMMUNITY BENEFIT STANDARD" OF IRS REVENUE RULING 69-545. IN THIS REGARD, THE GOVERNING BODY OF THE ORGANIZATION IS COMPOSED OF PROMINENT CITIZENS IN THE COMMUNITY. MEDICAL STAFF PRIVILEGES IN THE HOSPITAL ARE AVAILABLE TO ALL QUALIFIED PHYSICIANS IN THE AREA WHO ALSO CAN QUALIFY AS FULL OR PART-TIME FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY; THE HOSPITAL MAINTAINS A FULL-TIME EMERGENCY ROOM OPEN TO ALL REGARDLESS OF ABILITY TO PAY; THE HOSPITAL PROVIDES CARE TO NEEDY MEMBERS OF ITS COMMUNITY WITH ITS CHARITY CARE POLICY REGARDLESS OF THEIR ABILITY TO PAY FOR SERVICES AND ADMITS AS PATIENTS THOSE ABLE TO PAY FOR CARE, EITHER THEMSELVES OR THROUGH THIRD-PARTY PAYERS SUCH AS PRIVATE HEALTH INSURANCE OR GOVERNMENT PROGRAMS SUCH AS MEDICARE AND MEDICAID. THE HOSPITAL'S EXCESS FUNDS ARE GENERALLY APPLIED TO EXPANSION AND REPLACEMENT OF EXISTING FACILITIES AND EQUIPMENT, MEDICAL RESEARCH, AMORTIZATION OF INDEBTEDNESS, IMPROVEMENTS IN PATIENT CARE, COMMUNITY BENEFIT ACTIVITIES AND CHARITY CARE.	Description

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	87612333	TotalOfOtherProgramServiceExp
Total Of Other Program Service Rev	66370369	TotalOfOtherProgramServiceRev
Total Program Service Expense	2485301937	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	true	LobbyingActivities
Subject To Proxy Tax	false	SubjectToProxyTax
Donor Advised Funds	true	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	true	CollectionsOfArt
Credit Counseling	false	CreditCounseling
Term Or Permanent Endowments	true	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	true	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	false	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	false	ReportFin48Footnote
Independent Audit Financial Stmt	false	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	true	ConsolidatedAuditFinancialStmt
School	true	School
Foreign Office	true	ForeignOffice
Foreign Activities	true	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	true	ProfessionalFundraising
Fundraising Activities	true	FundraisingActivities
Gaming	false	Gaming
Hospital	true	Hospital
Financial Stmt Attached	true	FinancialStmtAttached
Grants To Organizations	false	GrantsToOrganizations
Grants To Individuals	true	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	true	TaxExemptBonds
Invest Tax Exempt Bonds	false	InvestTaxExemptBonds
Escrow Account	false	EscrowAccount
On Behalf Of Issuer	false	OnBehalfOfIssuer
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	true	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	true	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	true	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	true	DeductibleNonCashContributions
Deductible Contributions Of Art	true	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	true	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	true	RelatedOrgControlledEntity
Transaction Related Entity	true	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	true	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	12420	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	28201	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	true	UnrelatedBusinessIncome
Form990-T Filed	true	Form990-TFiled
Foreign Financial Account	false	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	true	QuidProQuoContributions
Quid Pro Quo Disclosure	true	QuidProQuoDisclosure
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Excess Business Holdings	false	ExcessBusinessHoldings
Taxable Distributions	false	TaxableDistributions
Distribution To Donor	false	DistributionToDonor
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	50	NbrVotingGoverningBodyMembers
Number Independent Voting Members	44	NumberIndependentVotingMembers
Family Or Business Relationship	true	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	true	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	true	InvestmentInJointVenture
Written Policy Or Procedure	true	WrittenPolicyOrProcedure
States Where Copy Of Return Is Filed	CA	StatesWhereCopyOfReturnIsFiled
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	RONALD J PAPROCKI	NamePerson
Telephone Number	5852752800	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	208 WALLIS HALL	AddressLine1
City	ROCHESTER	City
State	NY	State
ZIP Code	14627	ZIPCode

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	X	InfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (77 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Average Hours Per Week RelatedAverageHoursPerWeekRelated	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
JOEL SELIGMAN
TRUSTEE, PRESIDENT & CEO	80.0	0.0	X	X	758774	0	228937
RICHARD T AAB
TRUSTEE	2.0	0.0	X		0	0	0
MARK S AIN
TRUSTEE	2.0	0.0	X		0	0	0
ERNEST A BATES MD
TRUSTEE	2.0	0.0	X		0	0	0
NAOMI M BERGMAN
TRUSTEE	2.0	0.0	X		0	0	0
LAURENCE H BLOCH
TRUSTEE	2.0	0.0	X		0	0	0
JOHN H BRUNING
TRUSTEE	2.0	0.0	X		0	0	0
WILLIAM M CARPENTER
TRUSTEE	2.0	0.0	X		0	0	0
ARUNAS A CHESONIS
TRUSTEE	2.0	0.0	X		0	0	0
CAROL JOHN A DAVIDSON
TRUSTEE	0.25	0.0	X		0	0	0
LAUNCELOT F DRUMMOND
TRUSTEE	2.0	0.0	X		0	0	0
BERNARD T FERRARI MD
TRUSTEE	2.0	0.0	X		0	0	0
DAVID FLAUM
TRUSTEE	2.0	0.0	X		0	0	0
BARRY W FLORESCUE
TRUSTEE	2.0	0.0	X		0	0	0
ROGER B FRIEDLANDER
TRUSTEE	2.0	0.0	X		0	0	0
ANI GABRELLIAN
TRUSTEE	0.25	0.0	X		0	0	0
ROBERT B GOERGEN
CHAIR EMERITUS	2.0	0.0	X		0	0	0
GWEN MELTZER GREENE
TRUSTEE	2.0	0.0	X		0	0	0
PAUL F GRINER
TRUSTEE	2.0	0.0	X		0	0	0
EDMUND A HAJIM
Chair	3.0	0.0	X	X	0	0	0
RICHARD B HANDLER
TRUSTEE	2.0	0.0	X		0	0	0
ALAN F HILFIKER
TRUSTEE	2.0	0.0	X		0	0	0
CAROL D KARP
TRUSTEE	2.0	0.0	X		0	0	0
ROBERT KEEGAN
TRUSTEE	2.0	0.0	X		0	0	0
JOHN M KELLY
TRUSTEE	2.0	0.0	X		0	0	0
LAURENCE KESSLER
TRUSTEE	2.0	0.0	X		0	0	0
EVANS LAM
TRUSTEE	0.25	0.0	X		0	0	0
LOUIS G LANGE MD
TRUSTEE	2.0	0.0	X		0	0	0
NANCY A LIEBERMAN
TRUSTEE	2.0	0.0	X		0	0	0
GAIL A LIONE
TRUSTEE	2.0	0.0	X		0	0	0
CATHY E MINEHAN
TRUSTEE	2.0	0.0	X		0	0	0
NATHAN F MOSER
TRUSTEE	2.0	0.0	X		0	0	0
KATHLEEN ANN MURRAY
TRUSTEE	2.0	0.0	X		0	0	0
SANDRA A PARKER
TRUSTEE	0.25	0.0	X		0	0	0
PHILIP A PIZZO MD
TRUSTEE	2.0	0.0	X		2500	0	0
FRANCIS L PRICE
TRUSTEE	2.0	0.0	X		0	0	0
ELENA A PROKUPETS
TRUSTEE	2.0	0.0	X		0	0	0
RONALD RETTNER
TRUSTEE	0.25	0.0	X		0	0	0
THOMAS S RICHARDS
TRUSTEE	2.0	0.0	X		0	0	0
MICHAEL S ROSEN
TRUSTEE	2.0	0.0	X		0	0	0
RICHARD E SANDS
TRUSTEE	2.0		X		0	0	0
THOMAS R SLOAN
TRUSTEE	2.0	0.0	X		0	0	0
HUGO F SONNENSCHEIN
TRUSTEE	2.0	0.0	X		0	0	0
KATHY N WALLER
TRUSTEE	2.0	0.0	X		0	0	0
DANIEL R WEGMAN
TRUSTEE	2.0	0.0	X		0	0	0
TIMOTHY C WENTWORTH
TRUSTEE	0.25	0.0	X		0	0	0
RALPH R WHITNEY JR
TRUSTEE	2.0	0.0	X		0	0	0
JANICE M WILLETT
TRUSTEE	2.0	0.0	X		0	0	0
CARL C WILLIAMS
TRUSTEE	2.0	0.0	X		0	0	0
THOMAS C WILMOT SR
TRUSTEE	2.0	0.0	X		0	0	0
NATHANIEL WISCH MD
TRUSTEE	2.0	0.0	X		0	0	0
G ROBERT WITMER JR
CHAIR EMERITUS	3.0	0.0	X		0	0	0
JAMES C WYANT
TRUSTEE	2.0	0.0	X		0	0	0
PAUL J BURGETT
VP AND SR ADVISOR-PRES & DEAN	40.0	0.0		X	151298	0	27843
BRADFORD C BERK
SR. VP HEALTH SCIENCE	65.0	0.3		X	937152	0	289016
ROBERT L CLARK
SRVP RESEARCH&DEAN HAJIM ASE	55.0	0.0		X	451886	0	46335
RALPH W KUNCL
PROVOST & EXEC. VP- TIL 8/12	74.0	0.0		X	392707	0	42494
PETER LENNIE
PROVOST & DEAN OF FACULTY-ASE	60.0	0.0		X	501609	0	40196
LAMAR MURPHY
GENL SECRETARY&CHIEF OF STAFF	55.0	0.0		X	217248	0	30707
WILLIAM M MURPHY
VP for communications	40.0	0.0		X	238108	0	34738
GAIL M NORRIS
VP AND GENERAL COUNSEL	60.0	2.0		X	253648	0	45086
RONALD J PAPROCKI
SR. VP ADMIN & FINANCE, CFO	65.0	2.0		X	627276	0	54981
DOUGLAS W PHILLIPS
SR. VP INSTITUTIONAL RESOURCES	62.0	0.0		X	363081	0	284039
SUE S STEWART
SRVP&GENERAL COUNSEL-TIL 12/12	65.0	2.0		X	465994	0	34131
MARK B TAUBMAN
DEAN,SMD;VP FOR HEALTH SCIENCE	75.0	0.0		X	719995	0	149549
JAMES D THOMPSON
SR. VP & CHIEF ADV. OFFICER	75.0	0.0		X	560664	0	44285
RICHARD FISHER
DIR CANCER CTR & VP CLIN SRVS	60.0	0.0			655869	0	42780	X
STEVEN GOLDSTEIN
URMC VP, PRES/CEO SMH & HH	55.0	16.0			919263	0	224672	X
MICHAEL C GOONAN
VICE PRESIDENT & CFO, URMC	55.0	2.0			600460	0	216503	X
RAYMOND J MAYEWSKI
VP, URMC	51.0	9.0			534182	0	156369	X
PETER G ROBINSON
VP&COO, MEDCTR & STRONG HEALTH	55.0	5.0			607642	0	211817	X
MARC D BROWN MD
PROF., DERMATOLOGY M&D	60.0	0.0			1795600	0	43798		X
MICHAEL D MALONEY MD
ASSOC. PROF., ORTHOPAEDICS M&D	86.0	0.0			1462051	0	285227		X
RAJEEV K PATEL
ASSOC PROF, ORTHOPAEDICS M&D	60.0	0.0			1681104	0	46678		X
PETER J SIMS MD
PROFESSOR EMERITUS	55.0	0.0			1489420	0	17603		X
JEFFREY H PETERS MD
PROF CHAIR DEPT OF SURGERY	73.0	0.0			1261799	0	61939		X
ELIZABETH R MCANARNEY
FORMER KEY EMPLOYEE	45.0	0.0			151194	0	22238			X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	17800524	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	2681961	TotalOtherCompensation
Number Individuals GT100 K	2338	NumberIndividualsGT100K
Formers Listed	true	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
THE PIKE COMPANY
ONE CIRCLE STREET	ROCHESTER	NY	14607	CONSTRUCTION SRVCS	8637435
LECHASE CONSTRUCTION SERVICES
300 TROLLEY BLVD	ROCHESTER	NY	14606	CONSTRUCTION SRVCS	8102440
EPIC SYSTEMS CORP
1979 MILKY WAY	VERONA	WI	53593	TRAINING AND SUPPORT	6458333
DGA BUILDERS LLC
333 W COMMERCIAL STREET SUITE 150	EAST ROCHESTER	NY	14445	CONSTRUCTION SRVCS	6354228
LECESSE PURCELL JV
75 THRUWAY PARK DRIVE	W HENRIETTA	NY	14686	CONSTRUCTION SRVCS	4990315

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	374	NumberOfContractorsGT100K
Info In Schedule O Part VIII	X	InfoInScheduleOPartVIII
Federated Campaigns	354874	FederatedCampaigns
Fundraising Events	2894547	FundraisingEvents
Related Organizations	2193000	RelatedOrganizations
Government Grants	293964116	GovernmentGrants
All Other Contributions	69122724	AllOtherContributions
Noncash Contributions	16705796	NoncashContributions
Total Contributions	368529261	TotalContributions

Program Service Revenue ProgramServiceRevenue (4 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome	ExclusionExclusionAmount
SERVICES OF HOSPITALS AND CLINICS	622110	1622261261	1619615403	$2,645,858
EDUCATIONAL ACTIVITIES	611310	431737041	431737041
RESEARCH & OTHER CONTRACTS	900099	104720842	104720842
AUXILIARY ENTERPRISES	900099	66370369	43483312	$22,887,057

Field	Value	IRS element (for citing)
Total Program Service Revenue	2225089513	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	62677756	TotalRevenueColumn
Unrelated Business Revenue	1414544	UnrelatedBusinessRevenue
Exclusion	$61,263,212	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	24298983	TotalRevenueColumn
Exclusion	$24,298,983	ExclusionAmount

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	0	Real
Personal	0	Personal

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	916890358	Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	847491797	Securities

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	69398561	Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	69398561	TotalRevenueColumn
Exclusion	$69,398,561	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	1449726	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	2894547	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	1041583	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	408143	TotalRevenueColumn
Exclusion	$408,143	ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Unrelated Business RevenueUnrelatedBusinessRevenue
RESEARCH LABS	900099	327703	327703
ATHLETIC FEES	900099	39456	39456
MAG ROOM RENTAL	900099	91933	91933

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	82575	TotalRevenueColumn
Unrelated Business Revenue	82575	UnrelatedBusinessRevenue

Field	Value	IRS element (for citing)
Total Other Revenue	541667	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	2750943884	TotalRevenueColumn
Related Or Exempt Function Income	2199556598	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	1956211	UnrelatedBusinessRevenue
Exclusion	$180,901,814	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	0	Total

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	162473998	Total
Program Services	162473998	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	0	Total

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	11649014	Total
Program Services	8022237	ProgramServices
Management And General	3002605	ManagementAndGeneral
Fundraising	624172	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	1052487	Total
Program Services	1052487	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	1237293374	Total
Program Services	1171852506	ProgramServices
Management And General	44752627	ManagementAndGeneral
Fundraising	20688241	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	75727241	Total
Program Services	72236938	ProgramServices
Management And General	2183253	ManagementAndGeneral
Fundraising	1307050	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	200951075	Total
Program Services	191689148	ProgramServices
Management And General	5793517	ManagementAndGeneral
Fundraising	3468410	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	80049450	Total
Program Services	76359935	ProgramServices
Management And General	2307864	ManagementAndGeneral
Fundraising	1381651	Fundraising

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	1448180	Total
Program Services	1448180	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	4083109	Total
Program Services	3900285	ProgramServices
Management And General	145178	ManagementAndGeneral
Fundraising	37646	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	1056390	Total
Program Services	44558	ProgramServices
Management And General	1011832	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	280000	Total
Program Services	280000	ProgramServices

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	280432	Total
Fundraising	280432	Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	34927000	Total
Program Services	0	ProgramServices
Management And General	34927000	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	74756551	Total
Program Services	71719441	ProgramServices
Management And General	1815439	ManagementAndGeneral
Fundraising	1221671	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	1714853	Total
Program Services	1691605	ProgramServices
Management And General	100	ManagementAndGeneral
Fundraising	23148	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	119098039	Total
Program Services	110687103	ProgramServices
Management And General	4901442	ManagementAndGeneral
Fundraising	3509494	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	4512712	Total
Program Services	4265334	ProgramServices
Management And General	98236	ManagementAndGeneral
Fundraising	149142	Fundraising

Royalties Royalties

Field	Value	IRS element (for citing)
Total	0	Total

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	124951051	Total
Program Services	123841483	ProgramServices
Management And General	963744	ManagementAndGeneral
Fundraising	145824	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	16812128	Total
Program Services	11429763	ProgramServices
Management And General	889118	ManagementAndGeneral
Fundraising	4493247	Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	0	Total

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	12077300	Total
Program Services	11191122	ProgramServices
Management And General	561148	ManagementAndGeneral
Fundraising	325030	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	29784590	Total
Program Services	26278298	ProgramServices
Management And General	2968176	ManagementAndGeneral
Fundraising	538116	Fundraising

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	0	Total

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	153438365	Total
Program Services	143549462	ProgramServices
Management And General	9140631	ManagementAndGeneral
Fundraising	748272	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	5808790	Total
Program Services	5018901	ProgramServices
Management And General	789889	ManagementAndGeneral
Fundraising	0	Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
MEDICAL SUPPLIES	242514283	242514283	0	0
OTHER MISC. EXPENSES	45591768	30152669	14824758	614341
PROVISION FOR DOUBTFUL ACCTS	13597901	13597901	0	0
OTHER-UBIT STATE TAX PAID	4300	4300	0	0

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	2655934381	Total
Program Services	2485301937	ProgramServices
Management And General	131076557	ManagementAndGeneral
Fundraising	39555887	Fundraising

Field	Value	IRS element (for citing)
Info In Schedule O Part X	X	InfoInScheduleOPartX

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	247815995	BOY
EOY	372344754	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	131345701	BOY
EOY	143814020	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	279271624	BOY
EOY	228202939	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	20800893	BOY
EOY	20979144	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	25371851	BOY
EOY	28378405	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	18456696	BOY
EOY	18778289	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	3157668702	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	1700216490	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	1395035812	BOY
EOY	1457452212	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	742145280	BOY
EOY	761105963	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	1221477339	BOY
EOY	1264164347	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Intangible Assets IntangibleAssets

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	79999483	BOY
EOY	89994869	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	4161720674	BOY
EOY	4385214942	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	383955946	BOY
EOY	391706964	EOY

Grants Payable GrantsPayable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	27316911	BOY
EOY	29642825	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	750956827	BOY
EOY	726452838	EOY

Escrow Account Liability EscrowAccountLiability

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Loans From Officers Directors LoansFromOfficersDirectors

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	57692881	BOY
EOY	59791497	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	17419985	BOY
EOY	16779406	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	441787879	BOY
EOY	444335040	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	1679130429	BOY
EOY	1668708570	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1601107352	BOY
EOY	1751574535	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	492673911	BOY
EOY	559346114	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	388808982	BOY
EOY	405585723	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	2482590245	BOY
EOY	2716506372	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	4161720674	BOY
EOY	4385214942	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	95009503	ReconcilationRevenueExpenses
Reconciliation Unrealized Invest	114268082	ReconciliationUnrealizedInvest
Reconcilation Other Changes	24638542	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited

FS Audited Basis FSAuditedBasis

Field	Value	IRS element (for citing)
Financial Statement Consolidated	X	FinancialStatementConsolidated

Field	Value	IRS element (for citing)
Audit Committee	true	AuditCommittee
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Total Grassroots Lobbying		TotalGrassrootsLobbying
Total Direct Lobbying		TotalDirectLobbying
Total Lobbying Expenditures		TotalLobbyingExpenditures
Other Exempt Purpose Expenditures		OtherExemptPurposeExpenditures
Total Exempt Purpose Expenditures		TotalExemptPurposeExpenditures
Lobbying Nontaxable		LobbyingNontaxableAmount
Grassroots Nontaxable		GrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non Tx		TotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying Nontx		TotLobbyExpendMnsLobbyingNontx
Volunteers	false	Volunteers
Paid Staff Or Management	true	PaidStaffOrManagement
Media Advertisements	false	MediaAdvertisements
Mailings Members	true	MailingsMembers
Mailings Members	$3,747	MailingsMembersAmount
Publications Or Broadcast	false	PublicationsOrBroadcast
Grants Other Organizations	false	GrantsOtherOrganizations
Direct Contact Legislators	true	DirectContactLegislators
Direct Contact Legislators	$420,899	DirectContactLegislatorsAmount
Rallies Demonstrations	false	RalliesDemonstrations
Other Activities	false	OtherActivities
Total Lobbying Expenditures IIB	424646	TotalLobbyingExpendituresIIB
Not Described In501c3	false	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	DETAILED DESCRIPTION OF LOBBYING ACTIVITIES	Identifier
Return Reference	SCHEDULE C, PART II-B, LINE 1-"YES" RESPONSES	ReturnReference
Explanation	THE UNIVERSITY ADVANCES ITS MISSIONS (EDUCATION, RESEARCH, HEALTH CARE AND COMMUNITY HEALTH) WITH NATIONAL, STATE AND LOCAL ELECTED OFFICIALS, THEIR STAFF, OUR SURROUNDING COMMUNITY, AND WITH GOVERNMENT AGENCIES AT ALL LEVELS. THE UNIVERSITY ALSO INTERACTS WITH PEER INSTITUTIONS, HIGHER EDUCATION AND MEDICAL ASSOCIATIONS, SCIENTIFIC COALITIONS AND SOCIETIES, AND CONSULTANTS TO ADVANCE ITS INTERESTS THROUGH POLICY AND LEGISLATION.	Explanation

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Number DA Fs Held	15	NumberDAFsHeld
Donor Advised Contributions	353847	DonorAdvisedContributions
Grants Paid From Donor Funds	845400	GrantsPaidFromDonorFunds
Aggregate DAF Value	3152800	AggregateDAFValue
Disclosed Orgs Legal Control	true	DisclosedOrgsLegalControl
Disclosed For Charitable Purposes	true	DisclosedForCharitablePurposes

Art Public Exhibition Amts ArtPublicExhibitionAmts

Field	Value	IRS element (for citing)
Revenues Included	65975	RevenuesIncluded
Assets In Part X	31592197	AssetsInPartX

Field	Value	IRS element (for citing)
Held Works Of Art Amts		HeldWorksOfArtAmts
Collect Used For Public Exhibition	X	CollectUsedForPublicExhibition
Collect Used For Scholar Research	X	CollectUsedForScholarResearch
Collect Used For Preservation	X	CollectUsedForPreservation
Collect Used For Loan Or Exch Prgrms	X	CollectUsedForLoanOrExchPrgrms
Solicited Assets For Sale	false	SolicitedAssetsForSale
Agent Trustee Etc	false	AgentTrusteeEtc

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1481764000	BeginningOfYearBalance
Contributions	40254764	Contributions
Investment Earnings Or Losses	175395638	InvestmentEarningsOrLosses
Grants Or Scholarships	12199562	GrantsOrScholarships
Other Expenditures	71713993	OtherExpenditures
End Of Year Balance	1613500847	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1517585000	BeginningOfYearBalance
Contributions	23399000	Contributions
Investment Earnings Or Losses	22662000	InvestmentEarningsOrLosses
Grants Or Scholarships	12604000	GrantsOrScholarships
Other Expenditures	69278000	OtherExpenditures
End Of Year Balance	1481764000	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1308342000	BeginningOfYearBalance
Contributions	20773000	Contributions
Investment Earnings Or Losses	252741000	InvestmentEarningsOrLosses
Grants Or Scholarships	11153000	GrantsOrScholarships
Other Expenditures	53118000	OtherExpenditures
End Of Year Balance	1517585000	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1226281000	BeginningOfYearBalance
Contributions	15354000	Contributions
Investment Earnings Or Losses	148151000	InvestmentEarningsOrLosses
Grants Or Scholarships	10875000	GrantsOrScholarships
Other Expenditures	70569000	OtherExpenditures
End Of Year Balance	1308342000	EndOfYearBalance

Current Year Minus4 Years CurrentYearMinus4Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1629458000	BeginningOfYearBalance
Contributions	13510000	Contributions
Investment Earnings Or Losses	-330619000	InvestmentEarningsOrLosses
Grants Or Scholarships	9699000	GrantsOrScholarships
Other Expenditures	76369000	OtherExpenditures
End Of Year Balance	1226281000	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.53443	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.46484	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.00073	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	true	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	false	EndowmentsHeldByRelatedOrgs

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	6023647	OtherCostOrOtherBasis
Book Value	6023647	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	1979793672	OtherCostOrOtherBasis
Depreciation	1001016831	Depreciation
Book Value	978776841	BookValue

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	16711613	OtherCostOrOtherBasis
Depreciation	4011009	Depreciation
Book Value	12700604	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	819715531	OtherCostOrOtherBasis
Depreciation	544409865	Depreciation
Book Value	275305666	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	335424239	OtherCostOrOtherBasis
Depreciation	150778785	Depreciation
Book Value	184645454	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	1457452212	TotalOfBookValueLandBuildings
Financial Derivatives		FinancialDerivatives
Closely Held Equity Interests		CloselyHeldEquityInterests

Other Securities OtherSecurities (4 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
OPERATING INVESTMENTS	172576570	F
CASH & CASH EQUIVALENTS	212126498	F
INTERESTS	835295267	F
OTHER INVESTMENTS	44166012	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	1264164347	TotalOfBookValueSecurities
Federal Income Tax Liability	0	FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (5 entries)

DescriptionDescription	AmountAmount
THIRD PARTY SETTLEMENTS	$103,278,000
RETIREMENT & POST-EMPLOYMENT	$282,888,463
ASSET RETIREMENT OBLIGATION	$22,343,068
FOR STUDENT LOANS	$16,385,911
SPONSORED RESEARCH	$19,439,598

Field	Value	IRS element (for citing)
Total Of Amounts	444335040	TotalOfAmounts

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DESCRIPTION OF DONOR ADVISED FUNDS	SCHEDULE D, PART I, LINE 1	THE UNIVERSITY OF ROCHESTER ("THE UNIVERSITY") OFFERS ITS DONORS THE OPPORTUNITY TO USE CONTRIBUTIONS TO CREATE DONOR-ADVISED FUNDS. A DONOR GENERALLY MAY ESTABLISH A DONOR-ADVISED FUND WITH THE UNIVERSITY BY SIGNING THE AGREEMENT AND THEN MAKING CONTRIBUTIONS TO THE FUND. THE DONOR IS ALLOWED TO RECOMMEND THE INVESTMENT OF THE FUND INTO EITHER A MONEY MARKET FUND OR THE UNIVERSITY'S GENERAL ENDOWMENT. THE DONOR MAY SERVE, OR MAY DESIGNATE ANOTHER PERSON TO SERVE, AS THE FUND ADVISOR, WHO MAKES GRANT RECOMMENDATIONS TO THE UNIVERSITY. THE GRANT RECOMMENDATIONS ARE NOT BINDING AND WILL BE SUBJECT TO THE UNIVERSITY'S DILIGENT REVIEW.
DESCRIPTION OF THE ORGANIZATION'S COLLECTIONS	SCHEDULE D, PART III, LINE 4	THE UNIVERSITY'S MEMORIAL ART GALLERY MAINTAINS BROAD COLLECTIONS, COMPRISING NEARLY 11,000 OBJECTS SPANNING 5,000 YEARS OF ART HISTORY, THAT PROVIDES THE FOUNDATION FOR OUR ROLE AS A SIGNIFICANT EDUCATIONAL CENTER COMMITTED TO BROADENING PEOPLES' UNDERSTANDING OF WORLD CULTURES, ART AND HISTORY. THE UNIVERSITY'S DEPARTMENT OF RARE BOOKS AND SPECIAL COLLECTIONS MAINTAINS RARE BOOK COLLECTIONS THAT INCLUDE PRINTED BOOKS, JOURNALS AND PAMPHLETS FROM 1472 TO THE PRESENT, AS WELL AS MANUSCRIPTS AND SPECIAL COLLECTIONS. THESE MATERIALS ARE PROVIDED FOR TEACHING, LEARNING AND RESEARCH PURPOSES.
INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS	FORM 990, SCHEDULE D, PART V, LINE 4	THE UNIVERSITY'S ENDOWMENT FUNDS ARE UTILIZED IN FURTHERANCE OF THE ORGANIZATION'S EXEMPT PURPOSES, INCLUDING THE PROVISION OF PERPETUAL ANNUAL SUPPORT FOR STUDENT FINANCIAL AID AND FACULTY SALARIES, AS WELL AS FOR CERTAIN FACILITIES AND ACADEMIC PROGRAMS.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	true	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	true	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	true	PolicyPublViaBroadcastMedia
Maint Racial Composition Records	true	MaintRacialCompositionRecords
Maint Scholarships Records	true	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	true	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	true	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	false	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	false	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	false	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	false	DiscriminateRaceScholarships
Discriminate Race Educ Policies	false	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	false	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	false	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	false	DiscriminateRaceOtherActy
Government Financial Aid Received	true	GovernmentFinancialAidReceived
Government Financial Aid Revoked	false	GovernmentFinancialAidRevoked
Compliance With Rev Proc7550	true	ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
NONDISCRIMINATION POLICY STATEMENT	SCHEDULE E, LINE 3	ALL PUBLISHED UNIVERSITY OF ROCHESTER OPPORTUNITY ADVERTISEMENTS INCLUDE THE FOLLOWING STATEMENT: "THE UNIVERSITY OF ROCHESTER IS AN EQUAL OPPORTUNITY EMPLOYER." IN ADDITION, THE UNIVERSITY OF ROCHESTER'S NONDISCRIMINATION POLICY IS ADVERTISED TO PROSPECTIVE STUDENTS AND OTHERS IN THE COMMUNITY SERVED BY THE UNIVERSITY OF ROCHESTER THROUGH AN EQUAL OPPORTUNITY STATEMENT USED IN A WIDE VARIETY OF UNIVERSITY PROSPECTUS (FOR UNIVERSITY UNDERGRADUATES), UNDERGRADUATE BULLETINS AND GRADUATE BULLETINS. THE STATEMENT, WHICH ALSO APPEARS ON THE UNIVERSITY WEBSITE ON DIVERSITY, READS AS FOLLOWS: "THE UNIVERSITY OF ROCHESTER VALUES DIVERSITY AND IS COMMITTED TO EQUAL OPPORTUNITY FOR PERSONS REGARDLESS OF AGE, COLOR, DISABILITY, ETHNICITY, GENDER IDENTITY OR EXPRESSION, GENETIC INFORMATION, MARITAL STATUS, MILITARY/VETERAN STATUS, NATIONAL ORIGIN, RACE, RELIGION/CREED, SEX, SEXUAL ORIENTATION OR ANY OTHER STATUS PROTECTED BY LAW. FURTHER, THE UNIVERSITY COMPLIES WITH ALL APPLICABLE NON-DISCRIMINATION LAWS IN THE ADMINISTRATION OF ITS POLICIES, ADMISSIONS, EMPLOYMENT, AND ACCESS TO AND TREATMENT IN UNIVERSITY PROGRAMS AND ACTIVITIES. QUESTIONS ON COMPLIANCE SHOULD BE DIRECTED TO THE PARTICULAR SCHOOL OR DEPARTMENT AND/OR TO THE UNIVERSITY'S INTERCESSOR, UNIVERSITY OF ROCHESTER, P.O. BOX 270040, ROCHESTER, NY 14627-0040. PHONE: (585) 275-7814. THE UNIVERSITY OF ROCHESTER ALSO POSTS A "STATEMENT OF EDUCATIONAL PHILOSOPHY" WHICH IS AMPLIFICATION OF THE NONDISCRIMINATION STATEMENT. SEE: HTTP://WWW.ROCHESTER.EDU/DIVERSITY/PHILOSOPHY.HTML.
FINANCIAL AID/ASSISTANCE FROM A GOVERNMENTAL AGENCY	SCHEDULE E, LINE 6a	THE UNIVERSITY OF ROCHESTER RECEIVES FINANCIAL ASSISTANCE FUNDS FOR STUDENTS, AS PROVIDED BY HHS PROGRAMS, AND HAS GOVERNMENT RESEARCH CONTRACTS AND GRANTS.

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (41 entries)

RegionRegion	Number Of OfficesNumberOfOffices	Number Of EmployeesNumberOfEmployees	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided	Total ExpendituresTotalExpenditures
Central America and the Caribbean	0	0	Program Services	CONDUCTED RESEARCH	4574
Central America and the Caribbean	0	0	Program Services	PRESENTATION AT CONFER	8946
Central America and the Caribbean	0	0	Program Services	STUDY ABROAD	528
Central America and the Caribbean	0	0	Program Services	TEACHING & RECRUITMENT	5003
Central America and the Caribbean	0	0	Investments		501762916
East Asia and the Pacific	0	0	Fundraising		71749
East Asia and the Pacific	0	0	Program Services	CONDUCTED RESEARCH	128118
East Asia and the Pacific	0	0	Program Services	PRESENTATION AT CONFER	209310
East Asia and the Pacific	0	0	Program Services	STUDY ABROAD	33528
East Asia and the Pacific	0	0	Program Services	TEACHING & RECRUITMENT	171924
Europe (Including Iceland and Greenland)	0	0	Fundraising		37001
Europe (Including Iceland and Greenland)	1	5	Program Services	CONDUCTED RESEARCH	589119
Europe (Including Iceland and Greenland)	0	0	Program Services	PRESENTATION AT CONFER	506165
Europe (Including Iceland and Greenland)	0	0	Program Services	STUDY ABROAD	528210
Europe (Including Iceland and Greenland)	0	0	Program Services	TEACHING & RECRUITMENT	128426
Europe (Including Iceland and Greenland)	0	0	Investments		693615
Middle East and North Africa	0	0	Fundraising		8049
Middle East and North Africa	0	0	Program Services	CONDUCTED RESEARCH	23206
Middle East and North Africa	0	0	Program Services	PRESENTATION AT CONFER	26053
Middle East and North Africa	0	0	Program Services	STUDY ABROAD	2265
Middle East and North Africa	0	0	Program Services	TEACHING & RECRUITMENT	11523
North America	0	0	Fundraising		2782
North America	0	0	Program Services	CONDUCTED RESEARCH	195076
North America	0	0	Program Services	PRESENTATION AT CONFER	117916
North America	0	0	Program Services	TEACHING & RECRUITMENT	37737
North America	0	0	Investments		29207
Russia and the Newly Independent States	0	0	Program Services	PRESENTATION AT CONFER	2887
Russia and the Newly Independent States	0	0	Program Services	STUDY ABROAD	1020
South America	0	0	Program Services	CONDUCTED RESEARCH	67818
South America	0	0	Program Services	PRESENTATION AT CONFER	30715
South America	0	0	Program Services	TEACHING & RECRUITMENT	34074
South America	0	0	Investments		5325503
South Asia	0	0	Fundraising		27268
South Asia	0	0	Program Services	CONDUCTED RESEARCH	19500
South Asia	0	0	Program Services	PRESENTATION AT CONFER	30222
South Asia	0	0	Program Services	TEACHING & RECRUITMENT	59279
Sub-Saharan Africa	0	0	Program Services	CONDUCTED RESEARCH	96980
Sub-Saharan Africa	0	0	Program Services	PRESENTATION AT CONFER	2675
Sub-Saharan Africa	0	0	Program Services	STUDY ABROAD	3122
Sub-Saharan Africa	0	0	Program Services	TEACHING & RECRUITMENT	30054
Sub-Saharan Africa	0	0	Investments		27904928

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	1	SubtotalNumberOfOffices
Subtotal Number Of Employees	5	SubtotalNumberOfEmployees
Cont Number Of Offices	0	ContNumberOfOffices
Cont Number Of Employees	0	ContNumberOfEmployees
Total Number Of Offices	1	TotalNumberOfOffices
Total Number Of Employees	5	TotalNumberOfEmployees
Subtotal Amount Spent	504887181	SubtotalAmountSpent
Cont Amount Spent	34081810	ContAmountSpent
Total Amount Spent	538968991	TotalAmountSpent
Transfer To Foreign Corp	true	TransferToForeignCorp
Interest In Foreign Trust	false	InterestInForeignTrust
Own Foreign Corp	true	OwnForeignCorp
Passive Foreign Invest Co	true	PassiveForeignInvestCo
Foreign Partnership	true	ForeignPartnership
Boycott Countries	false	BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV

Field	Value	IRS element (for citing)
Identifier	SUBAWARDS ISSUED TO FOREIGN ENTITIES	Identifier
Return Reference	SCHEDULE F, PART I, LINE 3(c)	ReturnReference
Explanation	IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE UNIVERSITY OF ROCHESTER MAKES SUB-AWARDS TO OTHER FOREIGN ORGANIZATIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "FOREIGN ACTIVITIES OR GRANTS" FOR FORM 990, SCHEDULE F REPORTING, SINCE THE FOREIGN RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY.	Explanation

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	X	MailSolicitations
Email Solicitations	X	EmailSolicitations
Phone Solicitations	X	PhoneSolicitations
In Person Solicitations	X	InPersonSolicitations
Solicitation Of Non Govt Grants	X	SolicitationOfNonGovtGrants
Solicitation Of Govt Grants	X	SolicitationOfGovtGrants
Special Fundraising Events	X	SpecialFundraisingEvents
Agreement Ref Fundraising	true	AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation (2 entries)

Name Of IndividualNameOfIndividual	Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	ActivityActivity	Fundraiser Control Of FundsFundraiserControlOfFunds	Gross ReceiptsGrossReceipts	Amount Retained By ContractorAmountRetainedByContractor	Net To OrganizationNetToOrganization
RUFFALOCODY LLC	65 KIRKWOOD NORTH ROAD SW	CEDAR RAPIDS	IA	52404	PHONE SOLIC	false	693445	221582	471863
HARRIS CONNECT	1400-A CROSSWAYS BLVD	CHESAPEAKE	VA	23320	PHONE SOLIC	false	33571	58850	-25279

Field	Value	IRS element (for citing)
Total Gross Receipts	727016	TotalGrossReceipts
Total Retained By Contractors	280432	TotalRetainedByContractors
Total Net To Organization	446584	TotalNetToOrganization
Licensed States	NY	LicensedStates

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	GCHAS GALA	NameOfEvent1
Gross Receipts Event1	965817	GrossReceiptsEvent1
Charitable Contributions Event1	415761	CharitableContributionsEvent1
Gross Revenue Event1	550056	GrossRevenueEvent1
Cash Prizes Event1	0	CashPrizesEvent1
Non Cash Prizes Event1	0	NonCashPrizesEvent1
Rent Facility Costs Event1	0	RentFacilityCostsEvent1
Food And Beverage Event1	80535	FoodAndBeverageEvent1
Entertainment Event1	9250	EntertainmentEvent1
Other Direct Expenses Event1	59735	OtherDirectExpensesEvent1
Name Of Event2	WINE AUCTION	NameOfEvent2
Gross Receipts Event2	1002820	GrossReceiptsEvent2
Charitable Contributions Event2	801902	CharitableContributionsEvent2
Gross Revenue Event2	200918	GrossRevenueEvent2
Cash Prizes Event2	0	CashPrizesEvent2
Non Cash Prizes Event2	0	NonCashPrizesEvent2
Rent Facility Costs Event2	0	RentFacilityCostsEvent2
Food And Beverage Event2	32363	FoodAndBeverageEvent2
Entertainment Event2	0	EntertainmentEvent2
Other Direct Expenses Event2	123357	OtherDirectExpensesEvent2
Total Number Of Other Events	11	TotalNumberOfOtherEvents
Gross Receipts Other Events	2375636	GrossReceiptsOtherEvents
Charitable Contrib Other Events	1676884	CharitableContribOtherEvents
Gross Revenue Other Events	698752	GrossRevenueOtherEvents
Cash Prizes Other Events	0	CashPrizesOtherEvents
Non Cash Prizes Other Events	6858	NonCashPrizesOtherEvents
Rent Facility Costs Other Events	86664	RentFacilityCostsOtherEvents
Food And Beverage Other Events	273224	FoodAndBeverageOtherEvents
Entertainment Other Events	7248	EntertainmentOtherEvents
Other Direct Expenses Other Events	362349	OtherDirectExpensesOtherEvents
Gross Receipts Total	4344273	GrossReceiptsTotal
Charitable Contributions Total	2894547	CharitableContributionsTotal
Gross Revenue Total Events	1449726	GrossRevenueTotalEvents
Cash Prizes Total Events	0	CashPrizesTotalEvents
Non Cash Prizes Total Events	6858	NonCashPrizesTotalEvents
Rent Facility Costs Total Events	86664	RentFacilityCostsTotalEvents
Food And Beverage Total Events	386122	FoodAndBeverageTotalEvents
Entertainment Total Events	16498	EntertainmentTotalEvents
Other Direct Expenses Total Events	545441	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	1041583	DirectExpenseSummaryEvents
Net Income Summary	408143	NetIncomeSummary

Form990 Schedule G Part IV Form990ScheduleGPartIV

Field	Value	IRS element (for citing)
Identifier	PHONE SOLICIT FOR MULTI-YEAR PLEDGES	Identifier
Return Reference	PART 1, LINE 2b-2, COLUMN (iv)	ReturnReference
Explanation	HARRIS CONNECT IS ENGAGED TO PHONE SOLICIT FOR MULTI-YEAR PLEDGES. THE GROSS RECEIPTS FIGURE OF $33,571 REPRESENTS CASH PAYMENTS RECEIVED IN FY2013 ONLY.	Explanation

Schedule H IRS990ScheduleH

Field	Value	IRS element (for citing)
Charity Care Policy	true	CharityCarePolicy
Written Policy	true	WrittenPolicy
FPG Reference Free Care	true	FPGReferenceFreeCare
Pcent200	X	Pcent200
FPG Reference Discounted Care	true	FPGReferenceDiscountedCare
Pcent400	X	Pcent400
Free Disc Care Medically Indigent	true	FreeDiscCareMedicallyIndigent
Amounts Budgeted For Charity Care	true	AmountsBudgetedForCharityCare
Expenses Exceeded Budget	true	ExpensesExceededBudget
Unable To Provide Care	false	UnableToProvideCare
Annual Community Benefit Report	true	AnnualCommunityBenefitReport
Report Publically Available	true	ReportPublicallyAvailable

Charity Care At Cost CharityCareAtCost

Field	Value	IRS element (for citing)
Total Community Benefit Expense	23185450	TotalCommunityBenefitExpense
Direct Offsetting Revenue	5026148	DirectOffsettingRevenue
Net Community Benefit Expense	18159302	NetCommunityBenefitExpense
Percent Of Total Expense	0.00690	PercentOfTotalExpense

Unreimbursed Medicaid UnreimbursedMedicaid

Field	Value	IRS element (for citing)
Total Community Benefit Expense	293058657	TotalCommunityBenefitExpense
Direct Offsetting Revenue	249292092	DirectOffsettingRevenue
Net Community Benefit Expense	43766565	NetCommunityBenefitExpense
Percent Of Total Expense	0.01650	PercentOfTotalExpense

Unreimbursed Costs UnreimbursedCosts

Field	Value	IRS element (for citing)
Total Community Benefit Expense	5085723	TotalCommunityBenefitExpense
Direct Offsetting Revenue	3216661	DirectOffsettingRevenue
Net Community Benefit Expense	1869062	NetCommunityBenefitExpense
Percent Of Total Expense	0.00070	PercentOfTotalExpense

Total Charity Care TotalCharityCare

Field	Value	IRS element (for citing)
Total Community Benefit Expense	321329830	TotalCommunityBenefitExpense
Direct Offsetting Revenue	257534901	DirectOffsettingRevenue
Net Community Benefit Expense	63794929	NetCommunityBenefitExpense
Percent Of Total Expense	0.02410	PercentOfTotalExpense

Community Health Services CommunityHealthServices

Field	Value	IRS element (for citing)
Total Community Benefit Expense	2124232	TotalCommunityBenefitExpense
Direct Offsetting Revenue	314445	DirectOffsettingRevenue
Net Community Benefit Expense	1809787	NetCommunityBenefitExpense
Percent Of Total Expense	0.00070	PercentOfTotalExpense

Health Professions Education HealthProfessionsEducation

Field	Value	IRS element (for citing)
Total Community Benefit Expense	102556715	TotalCommunityBenefitExpense
Direct Offsetting Revenue	11243431	DirectOffsettingRevenue
Net Community Benefit Expense	91313284	NetCommunityBenefitExpense
Percent Of Total Expense	0.03450	PercentOfTotalExpense

Subsidized Health Services SubsidizedHealthServices

Field	Value	IRS element (for citing)
Total Community Benefit Expense	95554988	TotalCommunityBenefitExpense
Direct Offsetting Revenue	76264810	DirectOffsettingRevenue
Net Community Benefit Expense	19290178	NetCommunityBenefitExpense
Percent Of Total Expense	0.00730	PercentOfTotalExpense

Research Research

Field	Value	IRS element (for citing)
Total Community Benefit Expense	348231846	TotalCommunityBenefitExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Benefit Expense	348231846	NetCommunityBenefitExpense
Percent Of Total Expense	0.13180	PercentOfTotalExpense

Cash And In Kind Contributions CashAndInKindContributions

Field	Value	IRS element (for citing)
Total Community Benefit Expense	745445	TotalCommunityBenefitExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Benefit Expense	745445	NetCommunityBenefitExpense
Percent Of Total Expense	0.00030	PercentOfTotalExpense

Total Other Benefits TotalOtherBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	549213226	TotalCommunityBenefitExpense
Direct Offsetting Revenue	87822686	DirectOffsettingRevenue
Net Community Benefit Expense	461390540	NetCommunityBenefitExpense
Percent Of Total Expense	0.17460	PercentOfTotalExpense

Total Community Benefits TotalCommunityBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	870543056	TotalCommunityBenefitExpense
Direct Offsetting Revenue	345357587	DirectOffsettingRevenue
Net Community Benefit Expense	525185469	NetCommunityBenefitExpense
Percent Of Total Expense	0.19870	PercentOfTotalExpense

Community Support CommunitySupport

Field	Value	IRS element (for citing)
Total Community Building Expense	46411	TotalCommunityBuildingExpense
Direct Offsetting Revenue	441	DirectOffsettingRevenue
Net Community Building Expense	45970	NetCommunityBuildingExpense

Coalition Building CoalitionBuilding

Field	Value	IRS element (for citing)
Total Community Building Expense	8103	TotalCommunityBuildingExpense
Net Community Building Expense	8103	NetCommunityBuildingExpense

Health Improvement Advocacy HealthImprovementAdvocacy

Field	Value	IRS element (for citing)
Total Community Building Expense	343394	TotalCommunityBuildingExpense
Net Community Building Expense	343394	NetCommunityBuildingExpense
Percent Of Total Expense	0.00020	PercentOfTotalExpense

Total Total

Field	Value	IRS element (for citing)
Total Community Building Expense	397908	TotalCommunityBuildingExpense
Direct Offsetting Revenue	441	DirectOffsettingRevenue
Net Community Building Expense	397467	NetCommunityBuildingExpense
Percent Of Total Expense	0.00020	PercentOfTotalExpense

Field	Value	IRS element (for citing)
Bad Debt Expense Reported	false	BadDebtExpenseReported
Bad Debt Expense	$13,597,901	BadDebtExpenseAmount
Amount Attributable To	444218	AmountAttributableTo
Amount Reimbursed By Medicare	168541269	AmountReimbursedByMedicare
Cost Of Care Reimbursed By Medicare	178131377	CostOfCareReimbursedByMedicare
Medicare Surplus Or Shortfall	-9590108	MedicareSurplusOrShortfall

Costing Methodology Used CostingMethodologyUsed

Field	Value	IRS element (for citing)
Cost Accounting System	X	CostAccountingSystem

Field	Value	IRS element (for citing)
Written Debt Collection Policy	true	WrittenDebtCollectionPolicy
Provision For Charity Care	true	ProvisionForCharityCare
Number Of Hospital Facilities	1	NumberOfHospitalFacilities

Form990 Schedule H Part V Section A Form990ScheduleHPartVSectionA

Field	Value	IRS element (for citing)
Facility Number	1	FacilityNumber

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	STRONG MEMORIAL HOSPITAL &EXT CLINICS	BusinessNameLine1

Address Address

Field	Value	IRS element (for citing)
Address Line1	601 ELMWOOD AVENUE	AddressLine1
City	ROCHESTER	City
State	NY	State
ZIP Code	14642	ZIPCode

Field	Value	IRS element (for citing)
Website Address	WWW.URMC.ROCHESTER.EDU/STRONG-MEMORIAL	WebsiteAddress
Licensed Hospital	X	LicensedHospital
General Medical And Surgical	X	GeneralMedicalAndSurgical
Childrens Hospital	X	ChildrensHospital
Teaching Hospital	X	TeachingHospital
Research Facility	X	ResearchFacility
Er24 Hours	X	Er24Hours
Other	OUTPATIENT MED CLINI OUTPATIENT MENTAL HE METHADONE MAINTENANC	Other
Facility Reporting Group	1	FacilityReportingGroup

Form990 Schedule H Part V Section B Form990ScheduleHPartVSectionB

Hospital Facility Name HospitalFacilityName

Field	Value	IRS element (for citing)
Business Name Line1	STRONG MEMORIAL HOSPITAL	BusinessNameLine1

Field	Value	IRS element (for citing)
Hospital Facility Number	1	HospitalFacilityNumber
CHNA Conducted	true	CHNAConducted
Community Definition	X	CommunityDefinition
Community Demographics	X	CommunityDemographics
Existing Resources	X	ExistingResources
How Data Obtained	X	HowDataObtained
Community Health Needs	X	CommunityHealthNeeds
Other Health Issues	X	OtherHealthIssues
Identifying Process	X	IdentifyingProcess
Consulting Process	X	ConsultingProcess
Information Gaps	X	InformationGaps
Needs Assessment Conducted	12	NeedsAssessmentConducted
Take Into Account	true	TakeIntoAccount
Other Facilities	true	OtherFacilities
CHNA Widely Available	true	CHNAWidelyAvailable
Own Website	X	OwnWebsite
On Request	X	OnRequest
Other Method	X	OtherMethod
Adopt Implement Strategy	X	AdoptImplementStrategy
Execute Implement Strategy	X	ExecuteImplementStrategy
Develop Community Plan	X	DevelopCommunityPlan
Participate Community Plan	X	ParticipateCommunityPlan
Prioritize Health Needs	X	PrioritizeHealthNeeds
Prioritize Services	X	PrioritizeServices
All Needs Addressed	false	AllNeedsAddressed
Organization Incur Excise Tax	false	OrganizationIncurExciseTax
Eligibility Criteria Explained	true	EligibilityCriteriaExplained
Uses FPG Free	true	UsesFPGFree
FPG Free Percent	200.	FPGFreePercent
Uses FPG Discounted	true	UsesFPGDiscounted
FPG Discount Percent	400.	FPGDiscountPercent
Explains Basis	true	ExplainsBasis
Income Level	X	IncomeLevel
Medicaid Medicare	X	MedicaidMedicare
Explains Application Method	true	ExplainsApplicationMethod
Includes Publicity Measures	true	IncludesPublicityMeasures
Posted On Website	X	PostedOnWebsite
Attached To Invoices	X	AttachedToInvoices
Posted In Emergency Room	X	PostedInEmergencyRoom
Posted In Admission Office	X	PostedInAdmissionOffice
Provided On Admission	X	ProvidedOnAdmission
Available On Request	X	AvailableOnRequest
Actions On Nonpayment	true	ActionsOnNonpayment
Collection Activities	false	CollectionActivities
Notify Upon Admission	X	NotifyUponAdmission
Notify Before Discharge	X	NotifyBeforeDischarge
Notified All Patients	X	NotifiedAllPatients
Documented Determination	X	DocumentedDetermination
Nondiscrim Emergency Care Policy	true	NondiscrimEmergencyCarePolicy
Medicare Rate	X	MedicareRate
Amounts Generally Billed	false	AmountsGenerallyBilled
Gross Charges	false	GrossCharges

Form990 Schedule H Part V Section C Form990ScheduleHPartVSectionC

Field	Value	IRS element (for citing)
Number Of Other Facilities	8	NumberOfOtherFacilities

Other Facilities OtherFacilities (8 entries)

Address Line1Address/AddressLine1	CityAddress/City	StateAddress/State	ZIP CodeAddress/ZIPCode	Facility TypeFacilityType
EASTMAN DENTAL CENTER
625 ELMWOOD AVENUE	ROCHESTER	NY	14620	OUTPATIENT DENTAL CLINIC
UNIVERSITY DENTAL FACULTY GROUP
2400 SOUTH CLINTON AVENUE BLDG H S	ROCHESTER	NY	14618	OUTPATIENT DENTAL CLINIC
ENRICO FERMI DENTAL CLINIC AT SCHOOL #17
158 ORCHARD STREET	ROCHESTER	NY	14611	OUTPATIENT DENTAL CLINIC
EASTMAN DENTAL DOWNTOWN CLINIC
228 EAST MAIN STREET	ROCHESTER	NY	14604	OUTPATIENT DENTAL CLINIC
EDC SMILEMOBILE VANS
625 ELMWOOD AVENUE	ROCHESTER	NY	14620	OUTPATIENT DENTAL CLINIC
ORAL MEDICINE SALIVARY DYSFUNCTION
601 ELMWOOD AVENUE	ROCHESTER	NY	14642	OUTPATIENT DENTAL CLINIC
EDC-MONROE COMMUNITY HOSPITAL CLINIC
435 EAST HENRIETTA ROAD	ROCHESTER	NY	14620	OUTPATIENT DENTAL CLINIC
EDC-HILLSIDE CHILDRENS CENTER CLINIC
1183 MONROE AVENUE	ROCHESTER	NY	14620	OUTPATIENT DENTAL CLINIC

Form990 Schedule H Part VI Form990ScheduleHPartVI (17 entries)

IdentifierIdentifier	ExplanationExplanation	Return ReferenceReturnReference
PART I, LINE 7g	COSTS ATTRIBUTABLE TO A PHYSICIAN CLINIC WERE INCLUDED ON PART I, LINE 7g, SUBSIDIZED HEALTH SERVICES, AND INCLUDED TOTAL COMMUNITY BENEFIT EXPENSE OF $40,303,314; DIRECT OFFSETTING REVENUE OF $30,809,433; NET COMMUNITY BENEFIT EXPENSE OF $9,493,881.
PART I, LINE 7, COLUMN (f)	THE AMOUNT OF BAD DEBT EXPENSE INCLUDED ON FORM 990 PART IX, LINE 25 COLUMN (A) BUT SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGE REPORTED ON LINE 7, COLUMN(f) WAS $13,597,901.
PART I, LINE 7 (COSTING METHODOLOGY USED)	THE COSTING METHODOLOGY USED IN CALCULATING THE AMOUNTS REPORTED ON THE LINE 7 TABLE ARE BASED ON A COST ACCOUNTING SYSTEM.
PART II (COMMUNITY BUILDING ACTIVITIES)	THE COMMUNITY BUILDING PROGRAMS REPORTED IN PART II PROMOTE THE HEALTH OF THE COMMUNITY IN MANY WAYS. EXAMPLES INCLUDE: American Cancer Society Gala: Event to raise awareness and funds for the American Cancer Society. Finger Lakes African American Health Coalition: The African American Health Coalition is a group of individuals and organizations convened by the Finger Lakes Health Systems Agency , who work together to build a coordinated community response to eliminate African American health Disparities. Rochester Youth Violence Partnership: The Rochester Youth Violence Partnership is a group based at the trauma center that includes prominent members from local and county government, local law enforcement and community representatives dedicated to reducing violence in our young people. Youths who have been victims of penetrating trauma are known to be at significant risk of subsequent death due to violence. This group works with youths under the age of 18 who have been shot or stabbed to address the identified risk factors to prevent further injury. Pediatric Links with the Community: To inspire and enable health care professionals to participate in community-based partnerships, evidence-based programs, and advocacy to improve the health of children and families. Burn Bowling Event: Community Fundraiser for Pediatric Compression Garments. Burn Camp: Burn Awareness and Prevention. Clothesline Festival: Education. Finger Lakes Regional Burn Association Meetings: The Finger Lakes Regional Burn Association (FLRBA) is an independent, non for profit organization dedicated to increasing awareness of burn-related issues and helping burn survivors-monthly reoccurrence. Just the Facts: To provide education and support for newly diagnosed breast cancer patients and families. Finger Lakes Regional Burn Walk: The Finger Lakes Regional Burn Association hosts a 10K run to raise money for the children's burn camp held each year. Young Adult Survivors: To provide a safe venue for Young survivors to share experiences, while building confidence and connections to young adult cancer survivors connected to resources that will help to move them forward.
PART III, SECTION A, LINE 4 (BAD DEBT EXPENSE, COSTING METHODOLOGY USED)	THE TEXT OF THE BAD DEBT FOOTNOTE FOR THE UNIVERSITY CAN BE FOUND ON PAGE 13 (ITEM 1Q) OF THE ATTACHED AUDITED FINANCIAL STATEMENTS. THE COSTING METHODOLOGY FOR DETERMINING BAD DEBT EXPENSE WAS BASED ON ACTUAL CHARGES WRITTEN OFF AS BAD DEBTS DURING THE YEAR.
PART III, SECTION B, LINE 8 (COSTING METHODOLOGY, MEDICARE SHORTFALL)	THE COSTING METHODOLOGY USED IN DETERMINING THE AMOUNT REPORTED ON LINE 6 IS BASED ON REPORTS PRODUCED FROM THE HOSPITAL'S DECISION SUPPORT SYSTEM FOR THE YEAR. CONSISTENT WITH THE CHARITABLE HEALTHCARE MISSION OF THE HOSPITAL AND THE COMMUNITY BENEFIT STANDARD SET FORTH IN IRS REVENUE RULING 69-545, THE HOSPITAL PROVIDES CARE FOR ALL PATIENTS COVERED BY MEDICARE SEEKING MEDICAL CARE. SUCH CARE IS PROVIDED REGARDLESS OF WHETHER THE REIMBURSEMENT PROVIDED FOR SUCH SERVICES MEETS OR EXCEEDS THE COSTS INCURRED BY THE HOSPITAL TO PROVIDE SUCH SERVICES. AS A RESULT, THE HOSPITAL VIEWS ANY SHORTFALL REPORTED IN LINE 7 AS AN ADDITIONAL ITEM OF COMMUNITY BENEFIT PROVIDED BY THE ORGANIZATION.
PART III, SECTION C, LINE 9b (COLLECTION PRACTICES)	CHARITY CARE POLICY MISSION/PURPOSE/PREAMBLE: STRONG MEMORIAL HOSPITAL IMPROVES HEALTH THROUGH CARING, DISCOVERY, TEACHING AND LEARNING. WE PROVIDE EXCELLENT AND COMPASSIONATE CARE AND RESPONSIVE SERVICE. AS WE SEEK TO UNDERSTAND AND FULLY MEET OUR PATIENTS' CURRENT AND FUTURE NEEDS AND EXPECTATIONS, WE RECOGNIZE OUR RESPONSIBILITY TO PRUDENTLY USE THE SCARCE RESOURCES ENTRUSTED TO US. LAWS, REGULATIONS, CATASTROPHIC ILLNESSES AND THE RISING COSTS OF NEW TECHNOLOGY HAVE CREATED A CATEGORY OF PATIENTS WHO ARE EITHER UNINSURED OR UNDERINSURED. THIS CHARITY CARE PROGRAM HAS BEEN DEVELOPED TO HELP THE HOSPITAL MEET THE NEEDS OF THESE PATIENTS AND, CONCURRENTLY, MAINTAIN THE FINANCIAL VIABILITY OF THE HOSPITAL FOR FUTURE GENERATIONS. THIS CHARITY CARE POLICY EXPLAINS HOW THE HOSPITAL ASSISTS PATIENTS WHO CANNOT PAY FOR PART OR ALL OF THE ESSENTIAL MEDICAL CARE THEY RECEIVE. PRINCIPLES: STRONG MEMORIAL HOSPITAL PROACTIVELY CONVEYS INFORMATION ABOUT THIS CHARITY CARE POLICY TO PATIENTS AND THEIR FAMILIES. - WE BELIEVE THAT FEAR OF A HOSPITAL BILL SHOULD NEVER GET IN THE WAY OF ESSENTIAL HEALTH SERVICES. THE PROVISION OF URGENT OR EMERGENT HEALTHCARE IS NEVER DELAYED PENDING A FINANCIAL ASSISTANCE DETERMINATION. SIGNS ANNOUNCING THE CHARITY CARE PROGRAM ARE POSTED IN THE HOSPITAL (E.G. EMERGENCY DEPARTMENT, ADMITTING OFFICE) TO PROACTIVELY CONVEY THIS MESSAGE TO PROSPECTIVE PATIENTS AND THE PUBLIC IN GENERAL. - WE MAINTAIN FINANCIAL AID POLICIES THAT ARE CONSISTENT WITH THE MISSION, VALUES AND CAPACITY OF THE HOSPITAL AND THAT TAKE INTO ACCOUNT EACH INDIVIDUAL'S ABILITY TO CONTRIBUTE TO THE COST OF HIS OR HER CARE. - WE COMMUNICATE THE AVAILABILITY OF FINANCIAL AID IN A MANNER THAT IS CLEAR, UNDERSTANDABLE, SENSITIVE TO THE PATIENT'S DIGNITY, AND IN MULTIPLE LANGUAGES. A NOTICE IS AVAILABLE AT REGISTRATION SITES THAT INFORMS PATIENTS OF THIS PROGRAM AND PROVIDES THE PHONE NUMBER TO CALL TO OBTAIN MORE INFORMATION AND TO APPLY FOR THIS PROGRAM. DESIGNATED STAFF ARE PROVIDED DETAILED TRAINING SO THAT THEY CAN PROVIDE INFORMATION AND ANSWER QUESTIONS ABOUT THE CHARITY CARE PROGRAM. INFORMATION IS GENERALLY AVAILABLE IN BOTH ENGLISH AND SPANISH. WHEN REQUESTED, IT WILL ALSO BE MADE AVAILABLE IN OTHER LANGUAGES. - INFORMATION REGARDING OUR CHARITY CARE PROGRAM IS ALSO AVAILABLE ON THE URMC WEBSITE. - WE IMPLEMENT FINANCIAL AID PROCEDURES THAT ARE CONSUMER-FRIENDLY, RESPECTFUL, AND CONFIDENTIAL, AS WELL AS DEBT COLLECTION POLICIES THAT REFLECT THE MISSION AND VALUES OF THIS HOSPITAL. - WE WORK WITH GOVERNMENT, PAYERS, BUSINESS, CONSUMER GROUPS AND OTHERS TO ADDRESS THE UNDERLYING PROBLEM THAT TOO MANY NEW YORKERS LACK HEALTH INSURANCE. GENERAL GUIDELINES: AS PART OF FINANCIAL PLANNING ASSISTANCE, WE PROVIDE PATIENTS, AND/OR THEIR LEGAL REPRESENTATIVE, WITH INFORMATION ABOUT THE CRITERIA THAT MUST BE MET IN ORDER TO OBTAIN MEDICAID, MEDICARE, OR OTHER HEALTH INSURANCES. PATIENTS ARE ASSISTED IN MAKING APPLICATIONS FOR ANY OF THESE INSURANCES OR DISCOUNTED FEE PLANS. PATIENTS ARE EXPECTED TO PARTICIPATE FULLY IN ALL EFFORTS TO OBTAIN ANY INSURANCE FOR WHICH THEY MAY QUALIFY. UNDER CERTAIN CIRCUMSTANCES, AS DETERMINED BY THE FINANCIAL CASE MANAGERS OR OTHER HOSPITAL SENIOR ADMINISTRATORS. APPLICATIONS FOR MEDICAID, MEDICARE OR OTHER INSURANCE PROGRAMS MAY BE WAIVED WHEN DEEMED UNNECESSARY. IF AVAILABLE INSURANCE BENEFITS ARE NOT SUFFICIENT TO COVER THE COST OF THEIR CARE, PATIENTS MAY THEN APPLY FOR ASSISTANCE FROM THE CHARITY CARE PROGRAM. CHARITY CARE APPLICATIONS MUST BE COMPLETED AND RETURNED TO THE HOSPITAL WITH THE REQUESTED INCOME DOCUMENTATION. PATIENTS WILL NOT RECEIVE CHARITY CARE ASSISTANCE IF THEY (A) DO NOT COMPLETE THE APPLICATION PROCESS FOR MEDICAID OR OTHER INSURANCE FOR WHICH THEY MAY QUALIFY, (B) ELECT NOT TO MAKE APPLICATION FOR CHARITY CARE, OR (C) HAVE ADEQUATE RESOURCES OR INCOME TO PAY PRIVATELY FOR THEIR CARE. IN THESE SITUATIONS, THEY WILL REMAIN FINANCIALLY RESPONSIBLE FOR FULL PAYMENT OF THEIR HOSPITAL BILLS. CHARITY CARE ASSISTANCE IS AVAILABLE FOR PATIENTS WHO RESIDE IN NEW YORK STATE AND RECEIVE EMERGENCY HOSPITAL SERVICES, INCLUDING EMERGENCY TRANSFERS, AND TO PATIENTS WHO RESIDE IN STRONG MEMORIAL HOSPITAL'S PRIMARY SERVICE AREA IN NEW YORK STATE WHO RECEIVE SERVICES IN DESIGNATED STRONG MEMORIAL HOSPITAL PROGRAMS, INCLUDING MOST INPATIENT AND OUTPATIENT SERVICES. IN ADDITION, THE HOSPITAL MAY, IN ITS DISCRETION, GRANT CHARITY CARE TO INDIVIDUALS WHO RESIDE OUTSIDE OF NEW YORK STATE. CHARITY CARE ASSISTANCE DOES NOT COVER MEDICALLY UNNECESSARY CARE, COSMETIC ALTERATION, TELEPHONE, TELEVISION AND PRIVATE ROOM CHARGES. IT DOES NOT COVER SERVICES GENERATED BY AN INSURED PATIENT WHO CHOOSES TO RECEIVE CARE AT AN OUT-OF-NETWORK HOSPITAL, OR WHO FAILS TO COMPLY WITH INSURANCE POLICY REQUIREMENTS (E.G. UNAUTHORIZED SERVICES) NOR DOES IT APPLY TO NON-RESIDENT ALIENS (UNLESS APPROVED IN ADVANCE OF CARE BEING PROVIDED), TO DRUGS NOT ADMINISTERED IN THE HOSPITAL, TO TRANSPORTATION FURNISHED BY THIRD PARTY VENDORS, OR TO CARE, SERVICES, DRUGS OR SUPPLIES FOR THE PURPOSE OF GENDER CHANGE PROCEDURE. SPECIFIC QUESTIONS ABOUT SERVICES THAT ARE NOT COVERED SHOULD BE DIRECTED TO THE PATIENT ACCOUNTS MANAGER OR THEIR DELEGATE. FINANCIAL GUIDELINES: FINANCIAL AID IS INTENDED TO ASSIST THOSE INDIVIDUALS WHO CANNOT AFFORD TO PAY IN PART OR IN FULL FOR THEIR CARE. IT SHOULD TAKE INTO ACCOUNT EACH INDIVIDUAL'S ABILITY TO CONTRIBUTE TO THE COST OF HIS OR HER CARE. HOSPITAL FINANCIAL AID SHOULD NOT BE VIEWED AS A SUBSTITUTE FOR EMPLOYER-SPONSORED OR INDIVIDUALLY PURCHASED INSURANCE. PATIENTS WITHOUT INSURANCE AND WITH INCOME THAT WOULD QUALIFY THEM FOR THE CHARITY CARE PROGRAM BUT ALSO HAVE SUBSTANTIAL RESOURCES (OTHER THAN TAX-DEFERRED OR COMPARABLE RETIREMENT SAVINGS OR COLLEGE SAVINGS ACCOUNTS) MAY BE EXPECTED TO PAY PART OF THEIR BILLS(S). CHARITY CARE ASSISTANCE IS GENERALLY AVAILABLE TO INDIVIDUALS WHOSE INCOME IS LESS THAN OR EQUAL TO 400% OF THE FEDERAL POVERTY LEVEL. HOWEVER, PATIENTS WHO HAVE EXHAUSTED THEIR INSURANCE BENEFITS, EXCEEDED FINANCIAL ELIGIBILITY CRITERIA, FACE EXTRAORDINARY MEDICAL COSTS, OR WHO HAVE OTHER UNIQUE CIRCUMSTANCES MAY BE CONSIDERED FOR CHARITY CARE APPROVAL IN THE HOSPITAL'S SOLE DISCRETION. WHILE APPLICATION FOR MEDICAID OR OTHER INSURANCE IS USUALLY REQUIRED, THE HOSPITAL MAY, AT ITS SOLE DISCRETION, IN APPROPRIATE CASES, ALSO CONSIDER PATIENTS FOR CHARITY CARE WHEN THEY MEET THE FINANCIAL CRITERIA OF THIS PROGRAM, BUT HAVE NOT SATISFACTORILY COMPLETED ALL THE REQUIREMENTS OF THE CHARITY CARE APPLICATION PROCESS. THIS MAY INCLUDE PATIENTS WHO HAVE BEEN SANCTIONED BY MEDICAID, HAVE FILED BANKRUPTCY OR APPEAR TO BE ELIGIBLE FOR CHARITY CARE ASSISTANCE BASED ON AVAILABLE INFORMATION. ELIGIBILITY DETERMINATIONS IN COMPLEX CASE CIRCUMSTANCES WILL BE MADE AFTER CONSIDERATION BY THE CHARITY CARE REVIEW TEAM THAT INCLUDES THE CHARITY CARE OFFICER, FINANCIAL CASE MANAGER AND/OR THEIR MANAGERS, OR MAY BE MADE BY SENIOR HOSPITAL ADMINISTRATORS. THE AMOUNT OF THE DISCOUNT AFFORDED TO QUALIFIED CHARITY CARE PATIENTS WILL BE DETERMINED THROUGH ASSESSMENT OF THE RESPONSIBLE PARTY'S ANNUAL HOUSEHOLD INCOME AND THE NUMBER OF PEOPLE IN THE HOME, AS A PERCENTAGE OF THE FEDERAL POVERTY GUIDELINE AMOUNTS FOR SAME SIZE HOUSEHOLDS. THE FINANCIAL GUIDELINES WILL BE UPDATED ANNUALLY IN CONJUNCTION WITH THE FEDERAL POVERTY UPDATES PUBLISHED BY CMS. PATIENTS MAY RECEIVE FULL OR PARTIAL DISCOUNT FROM THE COST OF CARE, DEPENDING ON THE PERCENTAGE OF THE GUIDELINES MATCHED BY THE PATIENT'S HOUSEHOLD INCOME. ANY BILL AMOUNT REMAINING AFTER APPLICATION OF A PARTIAL CHARITY CARE DISCOUNT IS THE RESPONSIBILITY OF THE PATIENT. THE AMOUNT AN APPROVED CHARITY CARE PATIENT WILL GENERALLY BE EXPECTED TO PAY FOR SERVICES COVERED BY THE POLICY WILL BE LIMITED TO THE LOWER OF THE AMOUNT THAT THE HOSPITAL WOULD HAVE RECEIVED FOR THE SAME SERVICE UNDER MEDICARE PARTS A AND B, (INCLUDING COINSURANCE, CO-PAYMENTS AND DEDUCTIBLES) OR THE USUAL AND CUSTOMARY CHARGES. THE PATIENT WILL BE ASSISTED BY THE HOSPITAL IN MAKING ARRANGEMENTS TO SATISFY ANY BALANCE REMAINING ON THE ACCOUNT(S) AFTER THE APPLICATION OF THE APPROPRIATE CHARITY CARE DISCOUNT BY USE OF A PAYMENT PLAN. THE MONTHLY PAYMENTS UNDER SUCH PLANS SHALL NOT EXCEED TEN PERCENT (10%) OF THE ELIGIBLE PATIENT'S GROSS MONTHLY INCOME. THE RATE OF INTEREST ON UNPAID BALANCES SHALL NOT EXCEED THE US TREASURY RATE FOR 90 DAY SECURITIES PLUS 0.5%. HOSPITAL PATIENT FINANCIAL AID STATUTE DISCOUNTING REQUIREMENTS DISCOUNT / GROSS INCOME AS % OF FEDERAL POVERTY LEVEL 100% / UP TO 200% 80% / BETWEEN 201-250% 60% / BETWEEN 251-300% 40% / BETWEEN 301-350% 20% / BETWEEN 351-400% 0% / OVER 401% PROCESS: APPLICATIONS WILL BE ACCEPTED IMMEDIATELY BEFORE, DURING OR AFTER CARE IS PROVIDED. THE HOSPITAL WILL STRIVE TO ASSIST PATIENTS RECEIVING HIGH-COST SERVICES AS THEY OCCUR. PATIENTS MAY BE APPROVED FOR CHARITY CARE ON AN ACCOUNT-BY-ACCOUNT BASIS OR FOR A PERIOD OF TIME (FOR A COURSE OF TREATMENT). FULLY COMP
PART V, SECTION B, LINE 3	COMMUNITY INPUT IS AN ONGOING PROCESS IN MONROE COUNTY AND COLLABORATION AMONG THE HOSPITALS AND THE COMMUNITY IS VITAL TO INFORM OUR AGENDA. EACH OF THE HOSPITAL SYSTEMS INCLUDED IN THE CHNA: UNIVERSITY OF ROCHESTER MEDICAL CENTER STRONG MEMORIAL HOSPITAL, HIGHLAND HOSPITAL, ROCHESTER GENERAL HEALTH SYSTEM, UNITY HEALTH SYSTEM AND LAKESIDE HEALTH SYSTEM TOOK INTO ACCOUNT INPUT FROM PERSONS WHO REPRESENT THE COMMUNITY. THE MONROE COUNTY DEPARTMENT OF PUBLIC HEALTH WAS REPRESENTED AT EACH COMMUNITY BENEFITS MEETING BY EITHER ANNE KERN, PUBLIC HEALTH PROGRAM COORDINATOR, OR BYRON KENNEDY, MD, PHD, MPH, DIRECTOR OF THE HEALTH DEPARTMENT. BOTH ARE AWARE OF COMMUNITY NEEDS, OVERSEE THE ADULT HEALTH SURVEY AND ARE EXPERTS IN EFFECTIVE PUBLIC HEALTH ASSESSMENT AND INTERVENTION. THERESA GREEN, DIRECTOR OF COMMUNITY HEALTH POLICY AND ANDREA DEMEO, EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER, BOTH FOR THE URMC CENTER FOR COMMUNITY HEALTH, PROVIDED EXPERT ADVICE ON COMMUNITY ENGAGEMENT AND EVIDENCE BASED INTERVENTIONS. IN ADDITION, FINGER LAKES HEALTH SYSTEM AGENCY, WHO REPRESENTS THE COMMUNITY VOICE AND WHO MANAGES BOTH THE AFRICAN AMERICAN HEALTH COALITION AND THE LATINO HEALTH COALITION AND THE BLOOD PRESSURE COLLABORATIVE FOR MONROE COUNTY, WAS REPRESENTED AT EACH MEETING BY EITHER WADE NORWOOD, DIRECTOR OF COMMUNITY ENGAGEMENT OR AL BRADLEY, SENIOR MANAGER. THIS HIGH LEVEL COLLABORATION AMONG COMMUNITY MEMBERS, PUBLIC HEALTH PROVIDERS AND HOSPITAL SYSTEMS, ALONG WITH THE ROBUST HEALTH ACTION PROCESS OF COMMUNITY INPUT GATHERING, PROVIDES A TRULY COMMUNITY BASED HEALTH NEEDS ASSESSMENT AND IMPROVEMENT PLAN.
PART V, SECTION B, LINE 4	THE CHNA WAS CONDUCTED WITH OTHER HOSPITALS. AN ASSESSMENT OF MONROE COUNTY WAS CONDUCTED JOINTLY BY UNIVERSITY OF ROCHESTER MEDICAL CENTER STRONG MEMORIAL HOSPITAL, HIGHLAND HOSPITAL, ROCHESTER GENERAL HEALTH SYSTEM, UNITY HEALTH SYSTEM AND LAKESIDE HEALTH SYSTEM, ALONG WITH THE FINGER LAKES HEALTH SYSTEM AGENCY AND THE MONROE COUNTY DEPARTMENT OF PUBLIC HEALTH.
PART V, SECTION B, LINE 5A AND 5C	A COPY OF THE ORGANIZATION'S CHNA AND IMPLEMENTATION/IMPROVEMENT PLAN CAN BE FOUND AT: HTTP://WWW.URMC.ROCHESTER.EDU/COMMUNITY-ENGAGEMENT/ OUR CHNA AND IMPLEMENTATION/IMPROVEMENT PLAN ARE AVAILABLE TO THE PUBLIC UPON REQUEST AND ARE ALSO POSTED THE HOSPITAL SYSTEM'S WEBSITE AND ON THE MONROE COUNTY DEPARTMENT OF PUBLIC HEALTH'S WEBSITE.
PART V, SECTION B, LINE 7	THE FIRST CHNA AND IMPLEMENTATION PLAN FOR THE ORGANIZATION WAS ADOPTED JUNE 30, 2013. AS A RESULT, THE ORGANIZATION HAS NOT YET HAD THE OPPORTUNITY TO BEGIN ADDRESSING THE NEEDS IDENTIFIED IN THE CHNA.
PART VI, LINE 2 (NEEDS ASSESSMENT)	MONROE COUNTY ASSESSES THE HEALTH NEEDS OF THE COMMUNITY THROUGH "HEALTHACTION," A ROBUST COMMUNITY-WIDE PROCESS ESTABLISHED IN 1995 THAT IS LED BY THE MONROE COUNTY DEPARTMENT OF PUBLIC HEALTH (MCDPH). IT INVOLVES ALL FOUR LOCAL HEALTH SYSTEMS, LOCAL INSURERS, AND OTHER KEY COMMUNITY STAKEHOLDERS. THE MONROE COUNTY COMMUNITY HEALTH IMPROVEMENT WORKGROUP, CONSISTING OF STRONG MEMORIAL HOSPITAL, HIGHLAND HOSPITAL, ROCHESTER GENERAL HOSPITAL, UNITY HEALTH SYSTEM, ALONG WITH THE MONROE COUNTY DEPARTMENT OF PUBLIC HEALTH AND FINGER LAKES HEALTH SYSTEMS AGENCY BEGAN MEETING MONTHLY IN MAY 2012 TO ASSESS THE NEEDS OF THE COMMUNITY, CONTINUING A LONG HISTORY OF COLLABORATION. THE COMMUNITY HEALTH NEEDS ASSESSMENT (CHNA) WAS DEVELOPED BASED ON SEVERAL SOURCES OF LOCAL, STATE AND NATIONAL DATA WITH EXTENSIVE INPUT FROM THE HEALTH DEPARTMENT AND COMMUNITY MEMBER FORUMS THROUGH THE "HEALTHACTION" PROCESS. ALSO REFERENCED WERE THE HEALTH IMPROVEMENT PRIORITIES IDENTIFIED IN THE NEW YORK STATE PREVENTION AGENDA. DATA POINTED TO THE UNDERLYING BEHAVIORS AND RISK FACTORS THAT LEAD TO CHRONIC DISEASE AS A NEEDED AREA OF IMPROVEMENT. THE COMMUNITY HEALTH NEEDS ASSESSMENT REVEALED THAT THE TOP THREE CAUSES OF DEATH IN MONROE COUNTY ARE HEART DISEASE, CANCER AND STROKE. THE ACTUAL, OR UNDERLYING, CAUSES OF DEATH FOR THESE MORTALITIES ARE TOBACCO, POOR DIET, AND PHYSICAL INACTIVITY, WHICH ALSO LEAD TO CHRONIC DISEASE AND HYPERTENSION, BOTH OF PARTICULAR CONCERN TO MONROE COUNTY. INCREASING PHYSICAL ACTIVITY AND IMPROVING NUTRITION WERE IDENTIFIED AS PRIORITIES FOR ACTION THAT ALL THREE DEMOGRAPHIC FORUMS IN THE "HEALTHACTION" COMMUNITY INPUT PROCESS CHOSE INDEPENDENTLY. FOR THIS REASON, INTERVENTIONS THAT ADDRESS THESE PRIORITIES WERE INCORPORATED INTO THE COMMUNITY HEALTH IMPROVEMENT PLAN. THE PLAN WAS JOINTLY DRAFTED BY THE COMMUNITY HEALTH IMPROVEMENT WORKGROUP IN 2013. IT WAS REVIEWED AND APPROVED BY THE FOUR LOCAL HEALTH SYSTEMS, INCLUDING THE URMC'S BOARD. THE FULL PLAN IS POSTED ON THE URMC WEBSITE. ALL HOSPITALS WILL BE WORKING COLLABORATIVELY TOWARDS THE SAME IMPROVEMENT GOALS THAT WERE DECIDED ON JOINTLY WITH THE HEALTH DEPARTMENT. HOSPITALS HAVE AGREED TO SEVERAL COMMUNITY HEALTH IMPROVEMENTS INCLUDING: -WORKSITE WELLNESS INTERVENTIONS BASED ON A WORKSITE WELLNESS INDEX; -INCREASING SMOKING CESSATION BY INTEGRATING A STANDARDIZED "OPT- TO-QUIT" POLICY FOR SMOKERS ADMITTED TO THE HOSPITALS SO THAT PATIENTS ARE IDENTIFIED AND SUBSCRIBED TO THE STATE'S QUIT LINE; AND -WORKING WITH THE MCDPH TO LINK CHRONIC DISEASE MANAGEMENT AND COMMUNITY RESOURCES TO PATIENTS IN PATIENT-CENTERED MEDICAL HOMES AND PRIMARY CARE CLINICS THE HOSPITALS THROUGH PROVIDERS, CASE MANAGERS AND COMMUNITY HEALTH WORKERS. THE PLAN SERVES AS A FOUNDATION FOR COMMUNITY HEALTH IMPROVEMENT AND COMMUNITY BUILDING EFFORTS AND HELPS TO ENSURE COLLABORATIVE AND COORDINATED USE OF HEALTH SYSTEM RESOURCES TO ADDRESS THE MOST PRESSING NEEDS. THE MEDICAL CENTER PROVIDES SALARY SUPPORT FOR FACULTY AND STAFF TO CONTRIBUTE THEIR ACADEMIC AND CLINICAL EXPERTISE TO HELP IDENTIFY AND IMPLEMENT THE MOST EFFECTIVE INTERVENTIONS ON THE HEALTH PRIORITIES. TO MEASURE PROGRESS AGAINST THE PLAN, FIVE HEALTH STATUS "REPORT CARDS" IN SPECIFIC AGE GROUPS AND CATEGORIES ARE PRODUCED BY THE MCDPH. THEY INCLUDE MATERNAL AND CHILD HEALTH, ADOLESCENT HEALTH, ADULT/OLDER ADULT HEALTH, AND ENVIRONMENTAL HEALTH, EACH OF WHICH CONTAINSGOALS FOR IMPROVING HEALTH. UPDATED REPORT CARDS ARE PRODUCED AND DISTRIBUTED ON AVERAGE EVERY 4-6 YEARS FOR EACH SPECIFIC AGE GROUP. THE MOST RECENT ADULT HEALTH SURVEY WAS CONDUCTED IN THE SPRING/SUMMER OF 2013.
PART VI, LINE 3 (PATIENT EDUCATION OF ELIGIBILITY FOR ASSISTANCE)	INFORMATION ABOUT THE AVAILABILITY OF FINANCIAL ASSISTANCE IS POSTED IN ALL AREAS OF THE FACILITY AND ITS OFF-SITE LOCATIONS. CHARITY CARE INFORMATION IS POSTED IN INPATIENT AND OUTPATIENT REGISTRATION AREAS; THE EMERGENCY DEPARTMENT; ADMITTING; AND ALL PRIMARY CARE SITES. THE HOSPITAL PROVIDES A COPY OF THE CHARITY CARE POLICY AND FINANCIAL ASSISTANCE CONTACTS TO PATIENTS AS PART OF ITS ADMITTING PROCESS. PRINTED INFORMATION ABOUT CHARITY CARE ASSISTANCE IS ALSO PROVIDED WITH DISCHARGE MATERIALS WHEN IT HAS BEEN DETERMINED THAT A PATIENT IS IN FINANCIAL NEED. OUR CHARITY CARE POLICY IS ON-LINE AS WELL, ON THE HOSPITAL WEBSITE. AS PART OF FINANCIAL PLANNING ASSISTANCE, WE PROVIDE PATIENTS, OR THEIR LEGAL REPRESENTATIVE, WITH INFORMATION ABOUT THE CRITERIA THAT MUST BE MET IN ORDER TO OBTAIN MEDICAID, MEDICARE, OR OTHER HEALTH INSURANCES. PATIENTS ARE ASSISTED IN MAKING APPLICATIONS FOR ANY OF THESE INSURANCES OR DISCOUNTED FEE PLANS. PATIENTS ARE EXPECTED TO PARTICIPATE FULLY IN ALL EFFORTS TO OBTAIN ANY INSURANCE FOR WHICH THEY MAY QUALIFY. UNDER CERTAIN CIRCUMSTANCES, AS DETERMINED BY THE FINANCIAL CASE MANAGERS OR OTHER HOSPITAL SENIOR ADMINISTRATORS, APPLICATIONS FOR MEDICAID, MEDICARE OR OTHER INSURANCE PROGRAMS MAY BE WAIVED WHEN DEEMED UNNECESSARY. IF AVAILABLE INSURANCE BENEFITS ARE NOT SUFFICIENT TO COVER THE COST OF THEIR CARE, PATIENTS MAY THEN APPLY FOR ASSISTANCE FROM THE CHARITY CARE PROGRAM.
PART VI, LINE 4 (COMMUNITY INFORMATION)	STRONG MEMORIAL HOSPITAL IS LOCATED IN THE CITY OF ROCHESTER, COUNTY OF MONROE (POPULATION 747,306) IN THE FINGER LAKES REGION OF NEW YORK STATE. THE FINGER LAKES REGION EXTENDS APPROXIMATELY 100 MILES NORTH TO SOUTH AND 100 MILES EAST TO WEST. THE REGION ENCOMPASSES URBAN, SUBURBAN AND RURAL COMMUNITIES WITHIN NEW YORK STATE. THE REGION (INCLUDING MONROE COUNTY) HAS A POPULATION OF 1,746,750. STRONG MEMORIAL HOSPITAL'S PRIMARY SERVICE AREA (PSA) IS MONROE COUNTY AND THE SECONDARY SERVICE AREA (SSA) ENCOMPASSES THE 15 COUNTIES SURROUNDING MONROE INCLUDING: ALLEGANY, CATTARAUGUS, CAYUGA, CHEMUNG, GENESEE, LIVINGSTON, ONTARIO, ORLEANS, SCHUYLER, SENECA, STEUBEN, TOMPKINS, WAYNE, WYOMING, AND YATES. THERE ARE FIFTEEN FEDERALLY DESIGNATED MEDICALLY UNDERSERVED AREAS OR POPULATIONS WITHIN THIS 16 COUNTY REGION. HEALTH CARE ENVIRONMENT THE PRIMARY SERVICE AREA IS HOME TO THREE MULTI-HOSPITAL SYSTEMS EACH WITH SEVERAL LONG-TERM CARE, HOME CARE AND OTHER TYPES OF AFFILIATES. THE UNIVERSITY OF ROCHESTER MEDICAL CENTER CONSISTS OF STRONG MEMORIAL HOSPITAL AND AFFILIATES HIGHLAND HOSPITAL AND FF THOMPSON, ROCHESTER GENERAL HEALTH SYSTEM CONSISTS OF ROCHESTER GENERAL HOSPITAL AND NEWARK WAYNE COMMUNITY HOSPITAL AND UNITY HEALTH CONSISTS OF PARK RIDGE HOSPITAL AND ST. MARY'S HOSPITAL. THERE ARE ROUGHLY TWENTY SMALLER COMMUNITY HOSPITALS THAT OPERATE IN THE FIFTEEN COUNTIES SURROUNDING MONROE COUNTY WITH BED CAPACITY RANGING FROM AS FEW AS 25 BEDS TO AS MANY AS 224 BEDS. OVER 50 RESIDENTIAL HEALTH CARE FACILITIES; MANY PUBLIC AND PRIVATE AGENCIES PROVIDING COMMUNITY AND HOME HEALTH SERVICES; SEVERAL STATE AND FEDERAL FACILITIES; AND A FULL RANGE OF HEALTH CARE PROFESSIONALS, INCLUDING THOUSANDS OF PHYSICIANS, DENTISTS, NURSES, TECHNICIANS, ADMINISTRATORS, EDUCATORS, AND SUPPORT PERSONNEL PROVIDE SERVICES WITHIN THE SIXTEEN COUNTY SERVICE AREA. DEMOGRAPHIC ANALYSIS HISTORICALLY UNDER REPRESENTED ETHNIC GROUPS INCLUDING BLACK NON-HISPANIC, HISPANIC AND OTHER POPULATIONS COMPRISE ROUGHLY 28% OF THE POPULATION OF MONROE COUNTY. ACCORDING TO U.S. CENSUS DATA ROUGHLY 12.5% OF THE POPULATION OF MONROE COUNTY IS NON-ENGLISH SPEAKING. AVERAGE HOUSEHOLD INCOME FOR THE PRIMARY SERVICE AREA IS $52,260 VERSUS THE NATIONAL AVERAGE OF $69,637. ACCORDING TO THE US CENSUS, 14.4% OF INDIVIDUALS IN MONROE COUNTY WERE CONSIDERED BELOW THE POVERTY LEVEL. THE PERCENTAGE OF THE MONROE COUNTY POPULATION AGE 65 AND OLDER WAS 14.2% IN 2013 AND IS ANTICIPATED TO GROW TO 16% IN 2018. MONROE COUNTY'S POPULATION OF SENIORS OUTPACES THE NATIONAL AVERAGE OF 13.3%. AT THE SAME TIME, THE POPULATION OF RESIDENTS 18 AND YOUNGER IS ANTICIPATED TO DECLINE OVER THE NEXT SEVERAL YEARS FROM 22.4% IN 2013 TO 21.2% IN 2018. UNDER REPRESENTED ETHNIC GROUPS COMPRISE ROUGHLY 9.9% OF THE POPULATION IN THE FIFTEEN COUNTIES SURROUNDING MONROE COUNTY. AVERAGE HOUSEHOLD INCOME FOR THE FIFTEEN-COUNTY SERVICE AREA WAS $61,323 VERSUS THE US AVERAGE OF $69,637. THE 65 AND OLDER POPULATION COMPRISED 15.8% OF THE POPULATION AND IS ANTICIPATED TO GROW TO 18.0% BY 2016. THE POPULATION OF INDIVIDUALS 18 YEARS AND YOUNGER IS ANTICIPATED TO DECLINE FROM 21.2% (2013) TO 20.6% IN 2017. THE RATE OF UNINSURED IN MONROE COUNTY IS 6.7 PERCENT, COMPARED TO THE NEW YORK STATE RATE OF 10.9 PERCENT (2012 CENSUS BUREAU ESTIMATES). ACCORDING TO THE NEW YORK STATE DEPARTMENT OF HEALTH, ROUGHLY 8.5% OF THE POPULATION OF MONROE COUNTY IS ENROLLED IN MEDICAID COMPARED TO 8.9% FOR NEW YORK STATE.
PART VI, LINE 5 (PROMOTION OF COMMUNITY HEALTH)	THE FOLLOWING HEALTH PROMOTION PROGRAMS SERVE AS EXAMPLES, WHICH ILLUSTRATE HOW OUR AFFILIATED HOSPITALS FURTHER THEIR EXEMPT PURPOSE: COMMUNITY SUPPORT THE KESSLER BURN UNIT AND STRONG MEMORIAL HOSPITAL, IN CONJUNCTION WITH CAMP GOOD DAYS AND SPECIAL TIMES INC. AND THE FINGER LAKES REGIONAL BURN ASSOCIATION, LAUNCHED THE FIRST BURN CAMP IN 1994.SINCE THEN, THE FOUR-DAY OVERNIGHT CAMP HAS BEEN HELD ANNUALLY AT THE END OF AUGUST AT A SITE NEAR ROCHESTER. ANY CHILD BETWEEN SEVEN AND SEVENTEEN WHO HAS BEEN TREATED FOR A BURN INJURY IN NEW YORK STATE AND ONTARIO, CANADA IS INVITED TO PARTICIPATE. THE COST OF THE CAMP HAS BEEN ENTIRELY UNDERWRITTEN, SO THERE IS NO COST TO THE CHILDREN OR THEIR FAMILIES.CAMPERS ENJOY A WIDE VARIETY OF ACTIVITIES, INCLUDING ARTS AND CRAFTS, SPORTS, GAMES, AQUATICS, AND ACTIVITIES THAT ENCOURAGE SELF-EXPRESSION AND CREATING A NEW AND POSITIVE SELF-IMAGE. THE CAMP IS STAFFED BY DEDICATED NURSES, SOCIAL WORKERS, AND OTHER HEALTHCARE PROFESSIONALS AS WELL AS FIREFIGHTERS, ADULT BURN SURVIVORS, AND EQUALLY DEDICATED VOLUNTEERS. THE "SCHOOL-BASED ASTHMA CARE PROGRAM FOR URBAN YOUTH", A COMMUNITY-WIDE ASTHMA INITIATIVE, IS A COMMUNITY COLLABORATIVE PROJECT TO IMPROVE THE MANAGEMENT OF ASTHMA IN CHILDREN AND TEENS IN THE ROCHESTER CITY SCHOOL DISTRICT. THE PROGRAM IS DESIGNED TO IDENTIFY HIGHRISK, SYMPTOMATIC CHILDREN WITH ASTHMA, OPTIMIZE THEIR PREVENTIVE CARE, AND IMPROVE OUTCOMES USING METHODS THAT COULD BE SUSTAINED AND DISSEMINATED ELSEWHERE. THE PROGRAM PARTNERS WITH THE SCHOOL DISTRICT TO PROVIDE SYSTEMATIC SCHOOL-BASED SCREENING FOR ASTHMA SEVERITY, SCHOOL NURSE DELIVERY OF PREVENTIVE ASTHMA MEDICATIONS TO HELP OPTIMIZE ADHERENCE, AND SYMPTOM REASSESSMENTS TO ENSURE ADEQUATE RESPONSE TO THERAPY. THE YOUNG ADULT SURVIVOR CONNECTION IS FOR CANCER SURVIVORS AGES 18-39, WHO FACE UNIQUE EMOTIONAL, PHYSCIAL AND SOCIAL ISSUES AFTER TREATMENT AND MANY YEARS LATER. THE PROGRAM EXISTS TO PROVIDE TEENS AND YOUNG ADULT SURVIVORS WITH INFORMATION AND RESOURCES TO LIVE HEALTHIER AFTER CANCER, TO NETWORK AND TO IMPROVE THEIR QUALITY OF LIFE. PROGRAM TOPICS HAVE INCLUDED LATE EFFECTS OF CANCER TREATMENT, NAVIGATING DISABILITY PAPERWORK, FERTILITY, MASSAGE AND ALTERNATIVE THERAPIES. COALITION BUILDING THE UNIVERSITY OF ROCHESTER'S PILLAR OF HOPE GROUP IS PART OF THE CITYWIDE PILLARS OF HOPE PROGRAM, AN INITIATIVE OF THE CITY OF ROCHESTER'S BUREAU OF YOUTH SERVICES THAT RECRUITS AFRICAN-AMERICAN PROFESSIONALS TO SERVE AS ROLE MODELS FOR STUDENTS AND TO SHARE PERSONAL STORIES OF OVERCOMING OBSTACLES IN THEIR LIVES. ONCE A MONTH DURING THE ACADEMIC YEAR, OUR "PILLARS OF HOPE" MEET WITH SOME 60 STUDENTS AT A ROCHESTER SCHOOL TO OFFER EDUCATIONAL SUPPORT AND AN EXAMPLE OF SUCCESS FOR URBAN STUDENTS, WHICH STRENGTHENS THE STUDENTS' SKILLS, CONFIDENCE AND RESOLVE TO GRADUATE HIGH SCHOOL AND PURSUE HIGHER EDUCATION AND/OR EMPLOYEMENT. THE ROCHESTER YOUTH VIOLENCE PARTNERSHIP ENSURES THAT YOUNG VICTIMS OF VIOLENCE DO NOT LEAVE THE URMC EMERGENCY DEPARTMENT TRAUMA CENTER UNTIL A TEAM OF MEDICAL, LAW-ENFORCEMENT AND COMMUNITY PROFESSIONALS COMPLETE A COMPREHENSIVE INTERVENTION TO HELP THEM TURN THEIR LIVES AROUND AND AVOID FUTURE VIOLENCE. THE RESULTS ARE PROMISING. MOST SIGNIFICANTLY, THERE HAS BEEN A DECLINE IN RECIDIVISM. THE COMMUNITY CANCER COLLABORATIVE IS A GROUP OF PROFESSIONALS WORKING TOGETHER TO COMFORT, SUPPORT, AND EDUCATE THOSE TOUCHED BY CANCER IN THE GREATER ROCHESTER COMMUNITY THROUGH THE DEVELOPMENT, COORDINATION AND PROMOTION OF ACTIVITIES AND RESOURCES. COMMUNITY HEALTH IMPROVEMENT ADVOCACY "PEDIATRIC LINKS WITH THE COMMUNITY" IS AN INNOVATIVE PARTNERSHIP BETWEEN THE URMC'S DEPARTMENTS OF PEDIATRICS, MEDICINE-PEDIATRICS, FAMILY MEDICINE, COMMUNITY AND PREVENTIVE MEDICINE AND PSYCHOLOGY, THE UR SCHOOL OF NURSING, AND MORE THAN 70 COMMUNITY-BASED AGENCIES THAT SERVE CHILDREN AND THEIR FAMILIES. THE PROGRAM'S MISSION IS TO DEVELOP A MODEL OF COMMUNITY PEDIATRICS IN WHICH PEDIATRICIANS COLLABORATE WITH COMMUNITY-BASED ORGANIZATIONS, WORK TO ENSURE THE HEALTH OF ALL CHILDREN IN THEIR COMMUNITY, AND ADVOCATE FOR THEIR COMMUNITY TO BE MORE CHILD-RESPONSIVE AND CHILD-ORIENTED. THE COLLABORATION HAS ENHANCED MORE THAN 568 RESIDENTS', FELLOWS' AND MEDICAL STUDENTS' KNOWLEDGE ABOUT COMMUNITY-ORIENTED AND COMMUNITY-BASED HEALTH CARE, INSPIRING FUTURE HEALTH CARE PROFESSIONALS TO IMPROVE THE HEALTH OF CHILDREN IN THEIR COMMUNITIES. IN ADDITION, OUR MEDICAL STAFF AND COMMUNITY BOARD PLAY AN IMPORTANT ROLE IN COMMUNITY HEALTH IMPROVEMENT. STRONG MEMORIAL HOSPITAL IS OVERSEEN BY THE UNIVERSITY OF ROCHESTER MEDICAL CENTER BOARD, A 36 MEMBER BOARD, INCLUSIVE OF 14 EX-OFFICIO MEMBERS AND 17 LIFE MEMBERS, THAT REPORTS TO THE UNIVERSITY BOARD OF TRUSTEES. THE MEDICAL CENTER BOARD IS LED BY AND COMPRISED OF A DIVERSE GROUP OF COMMUNITY AND INDUSTRY LEADERS AND ADVOCATES - PEOPLE WHO LIVE AND WORK IN THIS COMMUNITY AND CARE DEEPLY ABOUT THE HEALTH AND WELFARE OF ITS CITIZENS. THE BOARD INCLUDES NON-UR MEDICAL CENTER-EMPLOYED PRIVATE COMMUNITY PHYSICIANS, MEMBERS OF THE BUSINESS COMMUNITY, LOCAL PHILANTHROPISTS WITH AN INTEREST IN ADVOCATING FOR HEALTH CARE, AND OTHER LOCAL REPRESENTATIVES. AS A DEDICATED BOARD, EACH MEMBER UPHOLDS WELL-ESTABLISHED PRINCIPLES OF NONPROFIT CORPORATION LAW CONCERNING THE STANDARDS OF CONDUCT AND ATTENTION A BOARD MEMBER MUST MEET: FIDUCIARY RESPONSIBILITY, OBEDIENCE TO THE CHARITABLE PURPOSE OF THE ORGANIZATION, LOYALTY, A COMMITMENT TO ACT BASED ON BEST INTERESTS OF THE ORGANIZATION AND THE WIDER COMMUNITY IT SERVES, AND DILIGENCE IN CARRYING OUT THE WORK OF THE BOARD. ADMINISTRATIVELY, UR MEDICAL CENTER LEADERSHIP HAS INITIATED A COMPREHENSIVE AND AMBITIOUS STRATEGIC PLANNING PROCESS ACROSS THE INSTITUTION. THE GOALS OF THE PLAN INCLUDE EXPANDING COMMUNITY HEALTH PROGRAMS AND RESEARCH THAT IMPROVE THE OVERALL HEALTH OF THE GREATER ROCHESTER COMMUNITY. THE BOARD OF DIRECTORS ENDORSE AND CHAMPION THE VISION OF THE PLAN. THE COMMUNITY ADVISORY COUNCIL (CAC) WAS CREATED IN 2006 TO REPRESENT THE VOICE OF THE COMMUNITY AND TO GUIDE AND SUPPORT THE FOUR MISSIONS OF THE URMC. THE THIRTY-TWO MEMBER CAC REPRESENTS EIGHTEEN COMMUNITY-BASED ORGANIZATIONS, INCLUDING HEALTH AND SOCIAL SERVICE AGENCIES, THE FAITH COMMUNITY, LOCAL GOVERNMENT, THE CITY SCHOOL DISTRICT AND MEDIA. A PRIMARY FUNCTION OF THE CAC IS TO STRENGTHEN URMC-COMMUNITY PARTNERSHIPS WITH A MUTUAL GOAL TO REDUCE INEQUALITIES AND IMPROVE ACCESS TO HEALTH CARE AND SERVICES. TO HIGHLIGHT THE IMPORTANCE OF THE COMMUNITY HEALTH MISSION, THE ANNUAL "DR. DAVID SATCHER COMMUNITY HEALTH IMPROVEMENT AWARDS" PROGRAM WAS ESTABLISHED IN 2010 TO RECOGNIZE URMC FACULTY/STAFF AND THEIR COMMUNITY PARTNERS FOR EXEMPLARY COMMUNITY-ENGAGED WORK WHICH CONTRIBUTES TO REDUCING HEALTH INEQUALITIES AND IMPROVES THE COMMUNITY'S HEALTH THROUGH RESEARCH, EDUCATION, AND SERVICE. URMC EXTENDS MEDICAL STAFF PRIVILEGES TO EMPLOYED UR MEDICAL CENTER FACULTY PHYSICIANS AND ALL ELIGIBLE PRIVATE PHYSICIANS WHO PRACTICE AT UR MEDICAL CENTER AFFILIATED HOSPITALS. MANY FACULTY MEMBERS SERVE A DUAL ROLE WITH COMMUNITY AGENCIES, PROVIDING SERVICE AS A MEDICAL DIRECTOR OR ATTENDING PHYSICIAN FOR COMMUNITY HEALTH INITIATIVES. THIS LINKAGE ENHANCES COLLABORATION, PRODUCING A HIGHER QUALITY OF CARE AND SMOOTHER TRANSITIONS FOR PATIENTS WHO MAY NEED ANY OR ALL OF THESE SERVICES. THROUGH THE EFFECTIVE USE OF SURPLUS FUNDS THE UR MEDICAL CENTER CONTINUALLY REINVESTS IN ITS FACILITIES AND PROGRAMS IN AN EFFORT TO IMPROVE THE HEALTH OF THE COMMUNITY. EXAMPLES INCLUDE: ITS 85-YEAR-OLD STRONG MEMORIAL HOSPITAL HAS IN RECENT YEARS RENOVATED ITS MEDICAL AND SURGICAL ICUS TO INCLUDE LARGER, PRIVATE ROOMS. IT ALSO UNVEILED A NEW FREESTANDING AMBULATORY SURGERY CENTER THAT INCLUDES 10 OPERATING SUITES AND THREE PROCEDURE ROOMS EQUIPPED WITH ADVANCED TECHNOLOGY. THE SURGERY CENTER WAS DEVELOPED AS AN INCREASE IN SPECIALTY CARE BEGAN PLACING MORE PRESSURE ON EXISTING OPERATING SUITES. STRONG MEMORIAL HOSPITAL ALSO RUNS THE REGION'S LARGEST EMERGENCY FACILITY. THE 55,000-SQUARE-FOOT FRANK AND CAROLINE GANNETT EMERGENCY CENTER WAS DESIGNED TO IMPROVE EFFICIENCY, WITH THE DIGNITY AND COMFORT OF OUR PATIENTS IN MIND. IT WAS DESIGNATED BY THE NEW YORK STATE DEPARTMENT OF HEALTH AS A LEVEL ONE REGIONAL TRAUMA CENTER. THE ADULT TREATMENT AREA WAS CONSTRUCTED WITH 25 SEMI-PRIVATE PATIENT CUBICLES, AND UNLIKE OTHER EMERGENCY FACILITIES IN THE REGION, IT ALSO INCLUDES A DEDICATED CHILDREN'S EMERGENCY DEPARTMENT WITH A PRIVATE WAITING ROOM. SURPLUS FUNDS ARE ALSO DEDICATED TO SUPPORT RESEARCH. FINAL RENOVATIONS WERE MADE TO OUR CLINICAL AND TRANSLATIONAL RESEARCH INSTITUTE (CTSI) THAT SERVES AS THE HUB OF RESOURCES, EXPERTISE AND NETWORKS NECESSARY TO ACCELERATE THE CLINICAL APPLICATION OF BIOMEDICAL AND BEHAVIORAL RESEARCH SO THAT INTERVENTIONS CAN REACH INDIVIDUALS IN THE COMMUNITY MORE QUICKLY. THE CTSI'S COMMUNITY ENGAGEMENT FUNCTION, WHICH IS ADMINISTERED BY THE UR MEDICAL CENTER'S CENTER FOR COMMUNITY HEALTH, S
PART VI, LINE 6 (AFFILIATED HEALTH CARE SYSTEM)	THE UNIVERSITY OF ROCHESTER MEDICAL CENTER IS AN INTEGRATED ACADEMIC HEALTH CENTER THAT COMPRISES THE SCHOOL OF MEDICINE AND DENTISTRY, INCLUDING ITS FACULTY PRACTICE (UNIVERSITY OF ROCHESTER MEDICAL FACULTY GROUP); STRONG MEMORIAL HOSPITAL; HIGHLAND HOSPITAL; THOMPSON HEALTH; GOLISANO CHILDREN'S HOSPITAL; JAMES P. WILMOT CANCER CENTER; SCHOOL OF NURSING; EASTMAN INSTITUTE FOR ORAL HEALTH; VISITING NURSE SERVICE; HIGHLANDS AT PITTSFORD; THE HIGHLANDS LIVING CENTER AND THE HIGHLANDS AT BRIGHTON. UR MEDICAL CENTER AND THE AFFILIATED HEALTH CARE ENTITIES HAVE EMBRACED A COMPREHENSIVE APPROACH TO COMMUNITY HEALTH, WHICH EMPLOYS THE MULTIDISCIPLINARY SKILLS FOUND IN AN ACADEMIC MEDICAL CENTER TO BOTH PROVIDE IMPORTANT COMMUNITY SERVICES AND CONDUCT COMMUNITY-BASED RESEARCH. THESE ACTIVITIES HELP INFORM POLICYMAKERS AND THE COMMUNITY ABOUT LOCAL HEALTH CHALLENGES, EVALUATE THE EFFECTIVENESS OF INTERVENTIONS, AND SERVE AS A FOUNDATION FOR EVIDENCE-BASED PRACTICES TO IMPROVE HEALTH AND OVERALL QUALITY OF LIFE. - THE UNIVERSITY'S HEALTH CARE DELIVERY NETWORK IS ANCHORED BY STRONG MEMORIAL HOSPITAL, AN 800-BED TEACHING HOSPITAL, WHICH INCLUDES GOLISANO CHILDREN'S HOSPITAL (ADDRESSED SEPARATELY BELOW). STRONG MEMORIAL HOSPITAL IS A TERTIARY AND QUATERNARY HOSPITAL SERVING A BROAD GEOGRAPHIC REGION, WITH SPECIALTY PROGRAMS, INCLUDING AMONG OTHERS ORGAN TRANSPLANT AND TRAUMA AND BURN CARE, MANY OF WHICH ARE HIGHLY RATED ON A NATIONAL LEVEL, PATIENTS BENEFIT FROM THE MEDICAL SCHOOL'S ROBUST TEACHING AND BIOMEDICAL RESEARCH PROGRAMS. STUDENT ROSTERS INCLUDE APPROXIMATELY 400 MEDICAL STUDENTS, 550 GRADUATE STUDENTS, AND 600 RESIDENTS AND FELLOWS WHO ARE ENGAGED IN COMMUNITY SERVICE THROUGHOUT THEIR EDUCATION. - EASTMAN INSTITUTE FOR ORAL HEALTH PROVIDES COMMUNITY DENTAL CARE IN A NUMBER OF CLINICS, AS WELL AS CLINICAL EDUCATION TO GRADUATE DENTAL STUDENTS ENROLLED AT THE UNIVERSITY OF ROCHESTER SCHOOL OF MEDICINE AND DENTISTRY. IT OFFERS GENERAL DENTISTRY, PEDIATRIC, GERIATRIC AND ORTHODONTIC CLINICS, AS WELL AS A CLINIC FOR THE DEVELOPMENTALLY DISABLED,AND AN URGENT CARE DENTAL CLINIC THAT SEES 40-50 PATIENTS A DAY. IT OPERATES LOW-INCOME CLINICS AT SCHOOLS AND A DOWNTOWN LOCATION. ADDITIONALLY, FOUR SMILEMOBILES PROVIDE A DENTAL OFFICE ON WHEELS, ALLOWING THE CITY'S CHILDREN INCREASED ACCESS TO MUCH NEEDED DENTAL CARE. - THE JAMES P. WILMOT CANCER CENTER IS ORGANIZED AROUND A MULTIDISCIPLINARY CARE MODEL, WHICH LEADING CANCER EXPERTS BELIEVE IS THE GOLD STANDARD IN CANCER CARE IN THE 21ST CENTURY. ITS MODEL UNDERSCORES A COMMITMENT TO PROVIDE PATIENTS IN THE ROCHESTER AREA WITH THE MOST UP-TO-DATE INFORMATION AND AVAILABLE TREATMENTS, BASING ITS RECOMMENDATIONS ON THE BEST EVIDENCE. IT IS THE ONLY CENTER IN THE ROCHESTER AND FINGER LAKES REGION OFFERING THIS TEAM APPROACH TO CARE. A VARIETY OF FREE PREVENTIVE EDUCATION EVENTS ARE HELD THROUGHOUT THE YEAR, INCLUDING MEN'S HEALTH DAY, WHICH INCLUDES NUMEROUS FREE HEALTH SCREENINGS; FREE SKIN CANCER SCREENINGS; AND BREAST CANCER SCREENINGS FOR THE UNINSURED AND UNDERINSURED. - GOLISANO CHILDREN'S HOSPITAL, HOUSED IN STRONG MEMORIAL HOSPITAL, IS A 132-BED CHILDREN'S HOSPITAL THAT SERVES AS THE REFERRAL CENTER FOR UPSTATE NEW YORK, SURROUNDING STATES AND CANADA. IT COMBINES AWARD-WINNING RESEARCH, INTERNATIONALLY ACCLAIMED EDUCATION AND COMPASSIONATE CARE TO SERVE CHILDREN AND FAMILIES. PEDIATRIC SPECIALTIES INCLUDE ORTHOPAEDICS, NEUROLOGY/NEUROSURGERY, CANCER AND NEONATAL CARE. IN ADDITION TO THESE TRADITIONAL MEDICAL SERVICES, GOLISANO CHILDREN'S HOSPITAL IS THE NATION'S MODEL FOR "COMMUNITY PEDIATRICS," A PHILOSOPHY THAT EMBRACES THE IDEA THAT A CHILD'S COMMUNITY AND ENVIRONMENT AFFECT HIS HEALTH AND, THEREFORE, HE CANNOT BE TREATED SOLELY IN AN EXAM ROOM. THE HOSPITAL ENCOURAGES PHYSICIANS AND STAFF TO PARTNER WITH COMMUNITY ORGANIZATIONS TO IMPROVE VACCINATION RATES, EDUCATIONAL OPPORTUNITIES, SAFETY AT HOME AND ON PLAYGROUNDS, AND HEALTH INSURANCE AND HEALTH CARE ACCESS. THE UNIVERSITY'S WHOLLY OWNED HEALTH CARE AFFILIATES ARE: - HIGHLAND HOSPITAL OF ROCHESTER (HIGHLAND) PROVIDES INPATIENT AND OUTPATIENT HEALTHCARE SERVICES WITHOUT REGARD TO A PATIENT'S ABILITY TO PAY. HIGHLAND OPERATES A 261-BED ACUTE CARE HOSPITAL, AS WELL AS 16 PRIMARY CARE SATELLITE CLINICS, AN OB/MIDWIFERY CLINIC, TWO BREAST CARE CLINICS, AND THREE RADIATION ONCOLOGY TREATMENT CENTERS. HIGHLAND IS ALSO A TEACHING AFFILIATE OF THE UNIVERSITY OF ROCHESTER SCHOOL OF MEDICINE AND DENTISTRY. HIGHLAND'S SERVICE AREA INCLUDES MONROE COUNTY, NEW YORK, AS WELL AS SEVERAL COUNTIES SURROUNDING THE ROCHESTER, NEW YORK REGION. - VISITING NURSE SERVICE OF ROCHESTER AND MONROE COUNTY, INC. AND ITS SISTER AGENCY, COMMUNITY CARE OF ROCHESTER D/B/A VISITING NURSE SIGNATURE CARE PROVIDE HOME AND COMMUNITY-BASED CARE TO MORE THAN 13,000 PEOPLE ANNUALLY, INCLUDING NURSING, REHABILITATION THERAPY, PERSONAL CARE SUPPORT, HOSPICE, AND MEALS ON WHEELS. THE AGENCY IS NATIONALLY RECOGNIZED FOR ITS SUCCESS IN REDUCING UNNECESSARY HOSPITALIZATIONS. - THE HIGHLANDS AT PITTSFORD CAMPUS INCLUDES TWO SEPARATE CORPORATIONS WITH DIFFERENT ACTIVITIES OFFERING SKILLED NURSING CARE AS WELL AS ASSISTED AND INDEPENDENT LIVING FOR SENIORS. THE HIGHLANDS LIVING CENTER IS A 122-BED SKILLED NURSING FACILITY THAT ALSO OFFERS AN ADULT DAY CARE PROGRAM. HIGHLAND COMMUNITY DEVELOPMENT CORPORATION OFFERS 60 ASSISTED LIVING APARTMENTS, 135 INDEPENDENT LIVING APARTMENTS, AND 36 INDEPENDENT COTTAGES FOR SENIORS. THE HIGHLANDS OFFER A COMPREHENSIVE SERIES OF COMMUNITY EDUCATION PROGRAMS ON CURRENT HEALTH TOPICS, INCLUDING AMONG OTHERS HEART HEALTH, NUTRITION, ORAL HEALTH, AND DIABETES PREVENTION. - THE HIGHLANDS AT BRIGHTON IS A 145-BED SKILLED NURSING FACILITY THAT SPECIALIZES IN CARE FOR THE MOST MEDICALLY COMPLEX CASES. - F.F. THOMPSON HOSPITAL, LOCATED IN NEIGHBORING ONTARIO COUNTY, PROVIDES INPATIENT AND OUTPATIENT HEALTHCARE SERVICES WITHOUT REGARD TO A PATIENT'S ABILITY TO PAY. HIGHLAND OPERATES A 113-BED ACUTE CARE HOSPITAL, AS WELL AS 7 PRIMARY CARE SATELLITE CLINICS. - M.M. EWING CONTINUING CARE CENTER IS A 188 BED SKILLED NURSING FACILITY LOCATED ADJACENT TO F.F. THOMPSON HOSPITAL. - F.F.T. SENIOR COMMUNITIES, OPERATING AS FERRIS HILLS AT WEST LAKE AND CLARK MEADOWS, OFFERS INDEPENDENT AND ENRICHED LIVING APARTMENTS FOR SENIORS IN ONTARIO COUNTY.
STATE FILING OF COMMUNITY BENEFIT REPORT	NY,	990 SCHEDULE H, PART VI

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	true	RecordsMaintained

Form990 Schedule I Part III Form990ScheduleIPartIII

Field	Value	IRS element (for citing)
Type Of Grant	SCHOLARSHIPS AND FELLOWSHIPS TO STUDENTS	TypeOfGrant
Number Of Recipients	6238	NumberOfRecipients
Amount Of Cash Grant	162473998	AmountOfCashGrant
Method Of Valuation	N/A	MethodOfValuation
Description Of Non Cash Assistance	N/A	DescriptionOfNonCashAssistance

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
STUDENT SCHOLARSHIP, FELLOWSHIPS AND STUDENT LOANS	SCHEDULE I, PART IV	STUDENTS WHO RECEIVE SCHOLARSHIPS, FELLOWSHIPS AND STUDENT LOANS FROM THE UNIVERSITY OF ROCHESTER ARE SELECTED AND THE AMOUNT OF GRANTS OR LOANS DETERMINED BY OBJECTIVE AND NON-DISCRIMINATORY PROCESSES APPLIED TO ALL SIMILARLY SITUATED INDIVIDUALS. THE DECISIONS ARE MADE ON A CASE BY CASE BASIS THROUGH EVALUATING THE ACADEMIC ACHIEVEMENT AND FINANCIAL NEED OF THE APPLICANT IN LIGHT OF THE FUNDS AVAILABLE FOR THIS PURPOSE.
SUBAWARDS	SCHEDULE I, PART II	IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE UNIVERSITY OF ROCHESTER MAKES SUB-AWARDS TO OTHER ORGANIZATIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "GRANTS" FOR FORM 990, SCHEDULE I REPORTING, SINCE THE RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY.

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Travel For Companions	X	TravelForCompanions
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Club Dues Or Fees	X	ClubDuesOrFees
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	true	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Form990 Of Other Organizations	X	Form990OfOtherOrganizations
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	true	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	true	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (25 entries)

TitleTitle	Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
JOEL SELIGMAN
TRUSTEE, PRESIDENT & CEO	740267	0	0	0	18507	0	174077	0	54860	0	987711	0	0	0
PAUL J BURGETT
VP AND SR ADVISOR-PRES & DEAN	150963	0	0	0	335	0	14322	0	13521	0	179141	0	0	0
BRADFORD C BERK
SR. VP HEALTH SCIENCE	895813	0	0	0	41339	0	268773	0	20243	0	1226168	0	0	0
ROBERT L CLARK
SRVP RESEARCH&DEAN HAJIM ASE	433121	0	0	0	18765	0	27227	0	19108	0	498221	0	0	0
RALPH W KUNCL
PROVOST & EXEC. VP- TIL 8/12	378169	0	0	0	14538	0	9202	0	33292	0	435201	0	0	0
PETER LENNIE
PROVOST & DEAN OF FACULTY-ASE	484206	0	0	0	17403	0	26859	0	13337	0	541805	0	0	0
LAMAR MURPHY
GENL SECRETARY&CHIEF OF STAFF	200248	0	0	0	17000	0	21189	0	9518	0	247955	0	0	0
WILLIAM M MURPHY
VP for communications	238108	0	0	0	0	0	23552	0	11186	0	272846	0	0	0
GAIL M NORRIS
VP AND GENERAL COUNSEL	253648	0	0	0	0	0	24147	0	20939	0	298734	0	0	0
RONALD J PAPROCKI
SR. VP ADMIN & FINANCE, CFO	608846	0	0	0	18430	0	34791	0	20190	0	682257	0	0	0
DOUGLAS W PHILLIPS
SR. VP INSTITUTIONAL RESOURCES	314072	0	0	0	49009	0	264077	0	19962	0	647120	0	0	0
SUE S STEWART
SRVP&GENERAL COUNSEL-TIL 12/12	448994	0	0	0	17000	0	24707	0	9424	0	500125	0	0	0
MARK B TAUBMAN
DEAN,SMD;VP FOR HEALTH SCIENCE	718321	0	0	0	1674	0	129077	0	20472	0	869544	0	0	0
JAMES D THOMPSON
SR. VP & CHIEF ADV. OFFICER	515826	0	0	0	44838	0	24077	0	20208	0	604949	0	0	0
RICHARD FISHER
DIR CANCER CTR & VP CLIN SRVS	634054	0	0	0	21815	0	24077	0	18703	0	698649	0	0	0
STEVEN GOLDSTEIN
URMC VP, PRES/CEO SMH & HH	867354	0	0	0	51909	0	220977	0	3695	0	1143935	0	0	0
MICHAEL C GOONAN
VICE PRESIDENT & CFO, URMC	564792	0	0	0	35668	0	206177	0	10326	0	816963	0	0	0
RAYMOND J MAYEWSKI
VP, URMC	495140	0	0	0	39042	0	148977	0	7392	0	690551	0	0	0
PETER G ROBINSON
VP&COO, MEDCTR & STRONG HEALTH	576029	0	0	0	31613	0	189677	0	22140	0	819459	0	0	0
ELIZABETH R MCANARNEY
FORMER KEY EMPLOYEE	134194	0	0	0	17000	0	14132	0	8106	0	173432	0	0	0
MARC D BROWN MD
PROF., DERMATOLOGY M&D	568692	0	1209908	0	17000	0	26077	0	17721	0	1839398	0	0	0
MICHAEL D MALONEY MD
ASSOC. PROF., ORTHOPAEDICS M&D	505787	0	956264	0	0	0	264077	0	21150	0	1747278	0	0	0
RAJEEV K PATEL
ASSOC PROF, ORTHOPAEDICS M&D	275056	0	1389048	0	17000	0	24250	0	22428	0	1727782	0	0	0
PETER J SIMS MD
PROFESSOR EMERITUS	372420	0	0	0	1117000	0	10838	0	6765	0	1507023	0	0	0
JEFFREY H PETERS MD
PROF CHAIR DEPT OF SURGERY	944581	0	250055	0	67163	0	42677	0	19262	0	1323738	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DETAIL REGARDING BENEFITS PROVIDED	SCHEDULE J, PART I, LINE 1A	FIRST CLASS OR CHARTER TRAVEL IN CERTAIN CIRCUMSTANCES, THE PRESIDENT OF THE UNIVERSITY OF ROCHESTER (THE "UNIVERSITY") MAY TRAVEL FIRST CLASS IF CERTAIN TIME/DISTANCE REQUIREMENTS ARE MET AND A VALID UNIVERSITY-RELATED BUSINESS PURPOSE FOR THE TRAVEL EXISTS. TRAVEL FOR COMPANIONS IN CERTAIN CIRCUMSTANCES, THE SPOUSE OF THE PRESIDENT OR OTHER KEY EMPLOYEE MAY TRAVEL FOR UNIVERSITY PURPOSES. EXAMPLES OF SUCH TRAVEL INCLUDE ATTENDANCE AT FUNDRAISING OR ALUMNI EVENTS. IN ACCORDANCE WITH APPLICABLE LEGAL STANDARDS, THE UNIVERSITY WILL PAY FOR SPOUSAL TRAVEL AS A REGULAR BUSINESS EXPENSE ONLY IF THE SPOUSAL TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS THE UNIVERSITY MAY PROVIDE TAX GROSS-UP PAYMENTS UNDER CERTAIN CIRCUMSTANCES AS APPROVED BY THE BOARD. THE UNIVERSITY DOES NOT GENERALLY PROVIDE TAX INDEMNIFICATIONS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/SOCIAL CLUB DUES/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT AND PROVOST ARE REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE UNIVERSITY ALSO PROVIDES A SOCIAL CLUB MEMBERSHIP, TO BE USED BY CERTAIN OFFICERS AND KEY EMPLOYEES IN CONNECTION WITH THEIR DUTIES. THESE OFFICERS AND KEY EMPLOYEES ARE RESPONSIBLE FOR ANY PERSONAL USE OF THE CLUB MEMBERSHIP, HOUSEHOLD STAFF OR OTHER PERSONAL EXPENSES INCURRED.
SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PARTICIPATION	SCHEDULE J, PART I, LINE 4B	THE FOLLOWING INDIVIDUALS PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN AND RECEIVED EMPLOYER PAID AMOUNTS THAT ARE INCLUDED IN DEFERRED COMPENSATION: BRADFORD C. BERK - SERP - $144,700 STEVEN GOLDSTEIN - SERP - $159,400 MICHAEL C. GOONAN - SERP - $61,500 RAYMOND J. MAYEWSKI - SERP - $124,900 JEFFREY PETERS - SERP - $18,600 PETER G. ROBINSON - SERP - $45,000 MARK B. TAUBMAN - SERP - $105,000 JOEL S. SELIGMAN - 457(F) - $150,000 BRADFORD C. BERK - 457(F) - $99,996 STEVEN GOLDSTEIN - 457(F) - $37,500 MICHAEL C. GOONAN - 457(F) - $120,600 MICHAEL MALONEY - 457(F) - $240,000 RONALD J. PAPROCKI - 457(F) - $10,714 DOUGLAS PHILLIPS - 457(F) - $240,000 PETER G. ROBINSON - 457(F) - $120,600
PROVISION OF NON-FIXED PAYMENTS	SCHEDULE J, LINE 7	THE UNIVERSITY OF ROCHESTER MEDICAL SCHOOL COMPENSATION PLAN ALLOWS COMPENSATION TO BE CALCULATED, IN PART, BY MEDICAL SERVICES RENDERED. THE UNIVERSITY OF ROCHESTER DOES NOT PROVIDE DISCRETIONARY BONUS AND/OR INCENTIVE COMPENSATION. PAYMENTS MADE TO ANY DISQUALIFIED PERSON IS APPROVED BY THE BOARD THROUGH THE PROCESS DESCRIBED IN FORM 990, PART VI, SECTION B, LINE 15.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
A	146000293	64983UP20	2003-11-06	164425000	2003 A,B,C- CAPITAL PROJECTS	false	false	false
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
B	146000293	64983TC50	2004-08-26	45602797	2004 A- CO-GENERATION FACILITY	false	false	false
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
C	146000293	64983QWB1	2006-03-16	111180000	2006 A-1 & B-1- BOND REFINANCING	false	false	false
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
D	146000293	649903BH3	2007-02-21	180959178	2007 A-1, A-2 & B- CAPITAL PROJECT	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCd	Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Capitalized InterestCapitalizedInterest	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Credit EnhancementCreditEnhancement	Working Capital ExpendituresWorkingCapitalExpenditures	Capital ExpendituresCapitalExpenditures	Other Spent ProceedsOtherSpentProceeds	Amount UnspentAmountUnspent	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A	64545000	165914139	0	3122743	2349000	383179	70315050	89744167	0	2009	true	true	true	true
B	20795703	46665022	2520693	839083	0	0	43305246	0	0	2008	false	false	true	true
C	0	111180000	0	2170437	1213000	0	0	107796563	0	2000	false	true	true	true
D	7389827	186728852	1501163	3175140	0	1629892	173638861	3570247	3213549	2010	false	false	true	true

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Engage Bond Counsel ContractsEngageBondCounselContracts	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI	Total Private Business UseTotalPrivateBusinessUse	Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest	Change In Use Bond Financed PropChangeInUseBondFinancedProp	Remedial Action TakenRemedialActionTaken	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A	false	true	true	true	true	true	0.00000	0.00000	0.00000	false	false	false	true
B	false	true	true	true	true	true	0.00400	0.00200	0.00600	false	false	false	true
C							0.00000	0.00000	0.00000
D	false	true	true	true	true	true	0.00100	0.00000	0.00100	false	false	false	true

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Exception To RebateExceptionToRebate	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Term Of HedgeTermOfHedge	Superintegrated HedgeSuperintegratedHedge	Hedge TerminatedHedgeTerminated	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line1NameOfGICProvider/BusinessNameLine1	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
WELLSFARGOCITIGROUP
A	false	true	true	true	30.	false	false	false	0	true	true
0
B	false	true	false	false				false	0	false	true
BANK OF AMERICA
C	false	true	true	true	21.3	false	false	false	0	false	true
0
D	false	true	false	false				false	0	true	true

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	true
B	true
C	true
D	true

Form990 Schedule K Part VI Form990ScheduleKPartVI (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
PART I, ROW D, COLUMN C	0	ADDITIONAL BOND CUSIP INFORMATION BOND ISSUE 2007 A-2 CUSIP #649903CK5 BOND ISSUE 2007 B CUSIP #649903CG4 BOND ISSUE 2011 CUSIP #61075TDC9
PART II, LINE 3	0	THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2003 A,B,C BOND ISSUE INCLUDES $1,489,139 IN INVESTMENT EARNINGS. THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2004A BOND ISSUE INCLUDES $1,062,225 IN INVESTMENT EARNINGS. THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2007 A-1, A-2, B BOND ISSUE INCLUDES $5,769,674 IN INVESTMENT EARNINGS. THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2009 A,B,C,D,E BOND ISSUE INCLUDES $183,550 IN INVESTMENT EARNINGS. THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2011 A,B BOND ISSUE INCLUDES $57,277 IN INVESTMENT EARNINGS.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
A	146000293	649903GW5	2007-02-21	63115512	2007 C- BOND REFINANCING
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
B	146000293	649905KLP	2009-07-22	120741579	2009 A B C D E CAPITAL PROJECTS	false	false	false
MONROE COUNTY INDUSTRIAL DEVELOPMENT CORPORATION
C	510188852	61075TCE6	2011-09-01	175747934	2011 A, B MCIDC-CAPITAL PROJECTS	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)

Bond ReferenceBondReferenceCd	Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Capitalized InterestCapitalizedInterest	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Credit EnhancementCreditEnhancement	Working Capital ExpendituresWorkingCapitalExpenditures	Capital ExpendituresCapitalExpenditures	Other Spent ProceedsOtherSpentProceeds	Amount UnspentAmountUnspent	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A	3132132	63115512	0	965109	499130	0	0	61651272	0	2008	false	true	true	true
B	31042150	120925129	0	1169973	0	1431608	66900335	41161966	10261247	2010	true	true	true	true
C	19427682	175805211	3083383	1502375	0	119241786	1536439	14629700	35811528	2011	true	false	true	true

Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Engage Bond Counsel ContractsEngageBondCounselContracts	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI	Total Private Business UseTotalPrivateBusinessUse	Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest	Change In Use Bond Financed PropChangeInUseBondFinancedProp	Remedial Action TakenRemedialActionTaken	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A	false	true	true	true	true	true	0.01000	0.00800	0.01800	false	false	false	true
B	false	true	true	true	true	true	0.00000	0.00100	0.00100	false	false	false	true
C	false	true	true	true	true	true	0.00200	0.00000	0.00200	false	false	false	true

Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Exception To RebateExceptionToRebate	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line1NameOfGICProvider/BusinessNameLine1	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
0
A	false	true	false	false	false	0	false	true
0
B	false	true	false	false	false	0	false	true
0
C	false	true	false	false	false	0	false	true

Form990 Schedule K Part V Form990ScheduleKPartV (3 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	true
B	true
C	true

Schedule L IRS990ScheduleL

Field	Value	IRS element (for citing)
Total Balance Due	0	TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV (11 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
SUSAN FISHER
FAMILY MEMBER OF KEY EMPL	205222	PAYMENT OF COMPENSATION	false
MARY BERK
FAMILY MEMBER OF OFFICER	25152	PAYMENT OF COMPENSATION	false
BONNIE GOLDSTEIN
FAMILY MEMBER OF KEY EMPL	74804	PAYMENT OF COMPENSATION	false
THOMAS W WITMER
FAMILY MEMBER OF TRUSTEE	227027	PAYMENT OF COMPENSATION	false
KAREN BERK
FAMILY MEMBER OF OFFICER	51502	PAYMENT OF COMPENSATION	false
DENNIS KESSLER
FAMILY MEMBER OF TRUSTEE	102162	PAYMENT OF COMPENSATION	false
DELORES CONWAY
FAMILY MEMBER OF OFFICER	333693	PAYMENT OF COMPENSATION	false
REBECCA WALTERS
FAMILY MEMBER OF KEY EMPL	32925	PAYMENT OF COMPENSATION	false
XEROX
COMMON TRUSTEE/OFFICER	2066045	PURCHASE OF BUSINESS SERVICES	false
WEGMANS
COMMON TRUSTEE/OWNER	172456	PAYMENT OF DRUG DISPENSING FEE	false
ACCOUNTABLE HEALTH PARTNERS LLC
COMMON KEY EMPL/DIRECTORS	565859	INVESTMENT	false

Form990 Schedule L Part V Form990ScheduleLPartV

Field	Value	IRS element (for citing)
Identifier	BUSINESS TRANSACTIONS INVOLVING COMMON TRUSTEES&KEY EMPL/OFFICERS&DIRECTOR	Identifier
Return Reference	FORM 990, SCHEDULE L, PART IV	ReturnReference
Explanation	XEROX - TRUSTEE, JOHN M. KELLY IS AN OFFICER OF XEROX. TRUSTEE, ROBERT KEEGAN IS A DIRECTOR OF XEROX. WEGMANS - TRUSTEE, DANIEL R. WEGMAN IS AN OFFICER, DIRECTOR AND OWNER OF WEGMANS. ACCOUNTABLE HEALTH PARTNERS, LLC - KEY EMPLOYEES, STEVEN GOLDSTEIN AND RAYMOND J. MAYEWSKI ARE DIRECTORS OF ACCOUNTABLE HEALTH PARTNERS, LLC.	Explanation

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	27	NumberOfContributions
Noncash Contribs Rptd F990	107774	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Art Historical Treasures		ArtHistoricalTreasures
Art Fractional Interest		ArtFractionalInterest

Books And Publications BooksAndPublications

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Noncash Contribs Rptd F990	27816	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Clothing And Household Goods		ClothingAndHouseholdGoods
Cars And Other Vehicles		CarsAndOtherVehicles
Boats And Planes		BoatsAndPlanes
Intellectual Property		IntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	249	NumberOfContributions
Noncash Contribs Rptd F990	11689278	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Securities Closely Held Stock SecuritiesCloselyHeldStock

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	1	NumberOfContributions
Noncash Contribs Rptd F990	150000	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Securities Prtnrshp Trust Intrsts		SecuritiesPrtnrshpTrustIntrsts
Securities Miscellaneous		SecuritiesMiscellaneous
Qualified Contrib Hist Struct		QualifiedContribHistStruct
Qualified Contrib Other		QualifiedContribOther

Real Estate Residential RealEstateResidential

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	1	NumberOfContributions
Noncash Contribs Rptd F990	550000	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Real Estate Commercial		RealEstateCommercial
Real Estate Other		RealEstateOther
Collectibles		Collectibles
Food Inventory		FoodInventory

Drugs And Medical Supplies DrugsAndMedicalSupplies

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	1	NumberOfContributions
Noncash Contribs Rptd F990	3627	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Taxidermy		Taxidermy
Historical Artifacts		HistoricalArtifacts
Scientific Specimens		ScientificSpecimens
Archaeological Artifacts		ArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (4 entries)

Non Cash CheckboxNonCashCheckbox	DescriptionDescription	Number Of ContributionsNumberOfContributions	Noncash Contribs Rptd F990NoncashContribsRptdF990	Method Of Determining RevenuesMethodOfDeterminingRevenues
X	MUSICAL INSTRUMENTS	11	123729	FAIR MARKET VALUE
X	GIFT-IN-KIND	25	26279	FAIR MARKET VALUE
X	PERSONAL PROPERTY	110	108748	FAIR MARKET VALUE
X	MISCELLANEOUS EQUIPMENT	104	3918545	FAIR MARKET VALUE

Field	Value	IRS element (for citing)
Number Of8283 Received	5	NumberOf8283Received
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	true	ReviewProcessUnusualNCGifts
Third Parties Used	false	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

Field	Value	IRS element (for citing)
Identifier	DESCRIPTION OF THE NUMBER OF CONTRIBUTIONS	Identifier
Return Reference	FORM 990, SCHEDULE M, PART I, COLUMN (B)	ReturnReference
Explanation	THE UNIVERSITY OF ROCHESTER REPORTS ALL NON-CASH CONTRIBUTIONS RECEIVED, OTHER THAN SECURITIES, BASED ON THE NUMBER OF NON-CASH ITEMS RECEIVED.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (11 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DETAIL OF OTHER PROGRAM SERVICES	FORM 990, PART III, LINE 4d	AUXILIARY ENTERPRISES- THE UNIVERSITY OPERATES EITHER DIRECTLY OR THROUGH THIRD PARTY CONTRACTORS FOOD SERVICES WHICH SERVED 4,962 UNDERGRADUATES 2,807,747 MEALS IN FIVE DINING SERVICES. THE UNIVERSITY HAS 777 UNITS USED FOR STUDENT HOUSING.
DETAIL OF FAMILY OR BUSINESS RELATIONSHIPS	FORM 990, PART VI, SECTION A, LINE 2	RICHARD T. AAB AND DAVID FLAUM - BUSINESS RELATIONSHIP THOMAS S. RICHARDS AND SUE S. STEWART - BUSINESS RELATIONSHIP LAURENCE H. BLOCH AND MICHAEL S. ROSEN - BUSINESS RELATIONSHIP
DESCRIPTION OF FORM 990 REVIEW PROCESS	FORM 990, PART VI, SECTION B, LINE 11b	THE FORM 990 OF UNIVERSITY OF ROCHESTER IS PREPARED BY FINANCE STAFF AND PROVIDED TO PRICEWATERHOUSECOOPERS LLP AND SENIOR MANAGEMENT FOR REVIEW PRIOR TO FILING. THE FORM 990 WAS ALSO PROVIDED TO THE UNIVERSITY'S AUDIT AND RISK ASSESSMENT COMMITTEE PRIOR TO FILING. THE COMMITTEE'S QUESTIONS AND COMMENTS WERE ADDRESSED AT A COMMITTEE MEETING PRIOR TO FILING. THE FORM 990 WAS ALSO PROVIDED TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO FILING.
DESCRIPTION OF PROCESS TO MONITOR CONFLICT OF INTEREST POLICY	FORM 990, PART VI, SECTION B, LINE 12C	DIRECTORS, COMMITTEE MEMBERS, OFFICERS, AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE A CONFLICT OF INTEREST: A) PRIOR TO VOTING ON OR OTHERWISE DISCHARGING THEIR DUTIES WITH RESPECT TO ANY MATTER INVOLVING THE CONFLICT WHICH COMES BEFORE THE BOARD OR ANY COMMITTEE; B) PRIOR TO ENTERING INTO ANY CONTRACT OR TRANSACTION INVOLVING THE CONFLICT; C) AS SOON AS POSSIBLE AFTER THE DIRECTOR, COMMITTEE MEMBER OR OFFICER LEARNS OF THE CONFLICT; AND D) ON AN ANNUAL CONFLICT OF INTEREST DISCLOSURE FORM. THE FORM IS DISTRIBUTED ANNUALLY AND REQUIRES DISCLOSURE OF ALL CONFLICTS OF INTEREST, INCLUDING SPECIFIC INFORMATION CONCERNING THE TERMS OF ANY CONTRACT OR TRANSACTION WITH THE UNIVERSITY THAT INVOLVES A POTENTIAL CONFLICT OF INTEREST FOR THE INDIVIDUAL. THE FORMS ARE REVIEWED BY LEGAL COUNSEL, AND CONFLICTS DISCLOSED ON THE FORMS OR ON AN AD-HOC BASIS ARE REVIEWED BY AN INDEPENDENT BOARD COMMITTEE. THE COMMITTEE CONSIDERS THE MATERIAL FACTS CONCERNING ANY PROPOSED CONTRACT OR TRANSACTION, INCLUDING THE PROCESS BY WHICH THE DECISION WAS MADE TO APPROVE OR RECOMMEND ENTERING INTO THE ARRANGEMENT ON THE TERMS PROPOSED, AND APPROVES SUCH CONTRACTS OR TRANSACTIONS ONLY IF THE TERMS ARE FAIR AND REASONABLE TO THE UNIVERSITY AND THE ARRANGEMENTS ARE CONSISTENT WITH THE BEST INTERESTS OF THE UNIVERSITY.
DESCRIPTION OF PROCESS FOR DETERMINING COMPENSATION	FORM 990, PART VI, SECTION B, LINES 15A AND 15B	WRITTEN SELF-EVALUATIONS AND PERFORMANCE EVALUATIONS FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES ARE REVIEWED ANNUALLY BY THE UNIVERSITY'S COMMITTEE ON COMPLIANCE AND COMPENSATION. THE COMMITTEE REVIEWS AND APPROVES TOTAL COMPENSATION FOR OFFICERS AND KEY EMPLOYEES AND CONSIDERS, IN ADDITION TO THE PERFORMANCE EVALUATIONS, THE SCOPE OF THE INDIVIDUAL'S JOB RESPONSIBILITIES, PREVIOUS COMPENSATION AND COMPARABLE COMPENSATION PAID TO PEOPLE WITH SIMILAR RESPONSIBILITIES AT COMPARABLE INSTITUTIONS. THE COMPARABLE INFORMATION IS PROVIDED BY AN INDEPENDENT CONSULTANT AND BY REFERENCE TO LOCAL, REGIONAL AND NATIONAL COMPENSATION SURVEYS.
DESCRIPTION FOR MAKING DOCUMENTS PUBLIC	FORM 990, PART VI, SECTION C, LINE 19	THE UNIVERSITY OF ROCHESTER'S AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC BY POSTING THEM ON THE UNIVERSITY'S WEBSITE. THE UNIVERSITY OF ROCHESTER'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT ROUTINELY MADE AVAILABLE TO THE PUBLIC.
DETAIL OF INDEPENDENT CONTRACTOR PAYMENTS	FORM 990, PART VII, SECTION B	THE PAYMENT AMOUNTS LISTED FOR LECHASE CONSTRUCTION SERVICES, THE PIKE COMPANY, INC., LECESSE PURCELL JV AND DGA BUILDERS, LLC., REPRESENT THE ESTIMATED SERVICE COMPONENT OF THE TOTAL PAYMENTS MADE TO THESE VENDORS FOR CONSTRUCTION SERVICES.
STATES WHERE A COPY OF THE FORM 990 IS FILED	FORM 990, PART VI, SECTION C, LINE 17	ALTHOUGH THE UNIVERSITY OF ROCHESTER IS LOCATED IN THE STATE OF NEW YORK, A COPY OF ITS FORM 990 IS NOT REQUIRED TO BE FILED WITH THE STATE, SINCE EDUCATIONAL INSTITUTIONS INCORPORATED UNDER THE NEW YORK STATE EDUCATION LAW ARE EXEMPT FROM FILING IN THE STATE OF NEW YORK.
DETAIL OF OTHER CHANGES IN NET ASSETS	FORM 990, PART XI, LINE 9	OTHER CHANGES IN NET ASSETS IS COMPRISED OF THE FOLLOWING ITEMS: CHANGE IN VALUATION OF ANNUITIES $(3,337,105) TRANSFERS TO AFFILIATES $ (437,829) OTHER CHANGES $28,413,476 ----------- TOTAL $24,638,542
DELEGATION OF AUTHORITY	PART VI, SECTION A, LINE 1a	THE BY-LAWS OF THE UNIVERSITY PROVIDE FOR AN EXECUTIVE COMMITTEE THAT MAY EXERCISE ALL THE POWERS OF THE BOARD IN INTERVALS BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, EXCEPT THAT THE EXECUTIVE COMMITTEE DOES NOT HAVE POWER (1) TO GRANT DEGREES, (2) TO REMOVE A TRUSTEE OR OFFICER, (3) TO ELECT TRUSTEES, THE CHAIR OF THE BOARD OR THE PRESIDENT, OR (4) TO AMEND, ALTER OR REPEAL THE BY-LAWS. THE MEMBERS OF THE EXECUTIVE COMMITTEE ARE ALL TRUSTEES. THE EXECUTIVE COMMITTEE CONSISTS OF THE CHAIR OF THE BOARD, THE PRESIDENT, THE CHAIRS OF THE BOARD COMMITTEES OF INVESTMENT, NOMINATIONS AND BOARD PRACTICES, FACILITIES, AUDIT AND RISK ASSESSMENT, PERSONNEL, HEALTH AFFAIRS, ACADEMIC AFFAIRS, RESEARCH AND INNOVATION, FINANCIAL PLANNING, STUDENT AFFAIRS, COMPLIANCE AND COMPENSATION, AND DEVELOPMENT PLUS SUCH OTHER TRUSTEES AS THE BOARD OF TRUSTEES MAY ELECT TO SERVE FOR TERMS NOT TO EXCEED FIVE YEARS.
SIGNIFICANT DIVERSION OF ASSETS	FORM 990, PART VI, SECTION A, LINE 5	THROUGH A ROUTINE AUDIT OF BUSINESS EXPENSE REIMBURSEMENTS, THE UNIVERSITY LEARNED OF A DIVERSION OF ITS ASSETS DURING THE CURRENT FISCAL YEAR. THE NATURE OF THE DIVERSION CONSISTED OF A SERIES OF IMPROPER TRANSFERS INITIATED BY ONE DEPARTMENT ADMINISTRATOR. THE IMPROPER TRANSFERS WERE DONE UNDER A NUMBER OF DIFFERENT SCHEMES OVER A FIVE YEAR PERIOD AND AGGREGATED APPROXIMATELY $2 MILLION. THE UNIVERSITY UNDERTOOK SEVERAL CORRECTIVE ACTIONS INCLUDING ENHANCED INTERNAL CONTROLS AND SIGN-OFF PROCEDURES, ENHANCED TRAINING OF DEPARTMENT CHAIRS ON FINANCIAL OVERSIGHT, AND ENHANCED INTERNAL AUDIT OF CERTAIN TYPES OF DEPARTMENT EXPENDITURES. THE UNIVERSITY CONTACTED LAW ENFORCEMENT REGARDING THE SITUATION AND HAS TAKEN ALL POSSIBLE ACTIONS TO RECOVER THE AMOUNTS.

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (3 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Total IncomeTotalIncome	EOY AssetsEOYAssets	Business Name Line1DirectControllingEntityName/BusinessNameLine1
UNIVERSITY OF ROCHESTER INVESTMENT LLC
266 WALLIS HALL	ROCHESTER	NY	14627	160743209	INVESTING	DE	343352	2606422	UNIV OF ROCH
EXTENSIBLE CATALOG ORGANIZATION LLC
263 WALLIS HALL	ROCHESTER	NY	14627	160743209	TECH DEVELOP	NY	108797	49956	UNIV OF ROCH
SPRUCE RISK PURCHASING GROUP LLC
263 WALLIS HALL	ROCHESTER	NY	14627	160743209	INSURANCE	NY	0	0	UNIV OF ROCH

Form990 Schedule R Part II Form990ScheduleRPartII (42 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Controlled OrgControlledOrg
HIGHLAND HOSPITAL OF ROCHESTER INC
1000 SOUTH AVENUE	ROCHESTER	NY	14620	160743037	HOSPITAL	NY	501 (c)(3)	3	SPHS	true
THE HIGHLAND FOUNDATION INC
1000 SOUTH AVENUE	ROCHESTER	NY	14620	237310662	FUNDRAISING	NY	501 (c)(3)	7	HIGHLD HOSP	true
HIGHLAND FACILITIES DEVELOPMENT CORP
1000 SOUTH AVENUE	ROCHESTER	NY	14620	223039077	MEDICAL BLDG	NY	501 (c)(3)	9	HIGHLD HOSP	true
HIGHLAND COMMUNITY DEVELOPMENT CORP
100 HAHNEMANN TRAIL	PITTSFORD	NY	14534	223154715	ELDER CARE	NY	501 (c)(3)	9	SPHS	true
THE HIGHLANDS LIVING CENTER INC
500 HAHNEMANN TRAIL	PITTSFORD	NY	14534	223240227	HEALTHCARE	NY	501 (c)(3)	9	SPHS	true
THE MEADOWS AT WESTFALL INC
5901 LAC DE VILLE BLVD	ROCHESTER	NY	14618	161502303	HEALTHCARE	NY	501 (c)(3)	9	SPHS	true
STRONG PARTNERS HEALTH SYSTEM INC
1000 SOUTH AVENUE	ROCHESTER	NY	14620	161499099	SUPPORT ORG	NY	501 (c)(3)	11A, 1	UNIV OF ROCH	true
STRONG HOME CARE GROUP
2180 EMPIRE BOULEVARD	WEBSTER	NY	14580	222577664	FUNDRAISING	NY	501 (c)(3)	7	UNIV OF ROCH	true
VISITING NURSE SRVC OF ROCHESTER & MONRO
2180 EMPIRE BOULEVARD	WEBSTER	NY	14580	160743215	HEALTHCARE	NY	501 (c)(3)	9	SHCG	true
COMMUNITY CARE OF ROCHESTER
2180 EMPIRE BOULEVARD	WEBSTER	NY	14580	161561691	HEALTHCARE	NY	501 (c)(3)	9	SHCG	true
EXCELL PARTNERS INC
222 WEST RIDGE ROAD	ROCHESTER	NY	14615	201862628	ECONOMIC DEV	NY	501 (c)(4)	N/A	UNIV OF ROCH	true
ROCHESTER BIOVENTURE CENTER INC
601 ELMWOOD AVENUE	ROCHESTER	NY	14642	202485999	BIOTECH INCUB	NY	501 (c)(3)	11A, 1	UNIV OF ROCH	true
HIGH TECH ROCHESTER INC
150 LUCIUS GORDON DRIVE SUITE 100	WEST HENRIETTA	NY	14586	161195028	BUSINESS INCU	NY	501 (c)(3)	7	UNIV OF ROCH	true
EASTMAN DENTAL CENTER FOUNDATION INC
625 ELMWOOD AVENUE	ROCHESTER	NY	14620	161529555	SUPPORT ORG	NY	501 (c)(3)	11A, 1	NA	false
THE JAMES P WILMOT FOUNDATION INC
387 E MAIN STREET	ROCHESTER	NY	14604	222341413	SUPPORT ORG	NY	501 (c)(3)	11D,III-OTH	NA	false
UR UA HELEN W RIVAS CO BANK OF AMERICA
C/O BANK OF AMERICA TRUSTEE PO BOX	PROVIDENCE	RI	02901	166022853	SUPPORT ORG	NY	501 (c)(3)	PF	NA	false
CRITTENDEN BOULEVARD HOUSING CO INC
249 NORTON VILLAGE LANE	ROCHESTER	NY	14609	237035414	SUPPORT ORG	NY	501 (c)(3)	11B, II	UNIV OF ROCH	true
UNIVERSITY OF ROCHESTER EMPLOYEE BEN TRS
910 GENESEE STREET SUITE 200	ROCHESTER	NY	14611	161600112	EMPL BEN TRST	NY	501 (c)(9)	N/A	UNIV OF ROCH	true
JAMES P O'CONNOR CHARITABLE TRUST B
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166304252	SUPPORT ORG	NY	501 (c)(3)	PF	NA	false
JOHN O'CONNOR TRUST FBO UNIV OF ROCESTER
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166024304	SUPPORT ORG	NY	501 (c)(3)	PF	NA	false
WILHELMINA C O'CONNOR TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166024303	SUPPORT ORG	NY	501 (c)(3)	11D,III-OTH	NA	false
UR RIVAS CLINIC UA HELEN W RIVAS
CO BANK OF AMERICA TRUSTEE PO BOX	PROVIDENCE	RI	02901	166022850	SUPPORT ORG	NY	501 (c)(3)	11D,III-OTH	NA	false
WINFIELD SCOTT CHARITABLE TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166260266	SUPPORT ORG	NY	501 (c)(3)	11D,111-OTH	NA	false
WINIFRED SPERRY TW EASTMAN
CO KEY BANK TRUSTEE 4900 TIEDMAN	BROOKLYN	OH	44144	146080065	SUPPORT ORG	NY	501 (c)(3)	PF	NA	false
ANNA J ALLEN TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166015938	SUPPORT ORG	WI	501 (c)(3)	11D,111-OTH	NA	false
TW ETTA BASCOM FBO SMH CANCER UNIT
CO JO MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166055197	SUPPORT ORG	NY	501 (c)(3)	11D,III-OTH	NA	false
VIOLA DEREU FB UR & CAMP GOOD DAYS
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166356625	SUPPORT ORG	NY	501 (c)(3)	PF	NA	false
ROBERT P GIDDINGS TRUST CO TAYLOR
GANSON PERRIN 160 FEDERAL ST20T	BOSTON	MA	02110	046660588	SUPPORT ORG	MA	501 (c)(3)	11A, 1	NA	false
TRUST UW CECIL M HAYES SCHOLARSHIP FUND
CO ALLIANCE BANK 160 MAIN STREET	ONEIDA	NY	13421	166152521	SUPPORT ORG	NY	501 (c)(3)	PF	NA	false
AUGUSTA LANEY HOENIG TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166096268	SUPPORT ORG	NY	501 (c)(3)	11D,111-OTH	NA	false
FREDERICK F O'CONNOR TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166016373	SUPPORT ORG	NY	501 (c)(3)	11D,III-OTH	NA	false
JP O'CONNOR MEMORIAL TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166024306	SUPPORT ORG	NY	501 (c)(3)	PF	NA	false
U OF R BROADCASTING CORPORATION
201 WILSON COMMONS	ROCHESTER	NY	14627	160743209	BROADCAST LIC	NY	501 (c)(4)	N/A	UNIV OF ROCH	true
UR REAL ESTATE CORPORATION
263 WALLIS HALL	ROCHESTER	NY	14627	271140014	SUPPORT ORG	NY	501 (c)(3)	11D,III-OTH	UNIV OF ROCH	true
FRAMEMED FOUNDATION INC
263 WALLIS HALL	ROCHESTER	NY	14627	161490497	SUPPORT ORG	NY	501 (c)(3)	7	UNIV OF ROCH	true
MELIORA REAL ESTATE CORPORATION
263 WALLIS HALL	ROCHESTER	NY	14627	452464788	SUPPORT ORG	NY	501 (c)(3)	11A, 1	UNIV OF ROCH	true
FREDERICK FERRIS THOMPSON HOSPITAL
350 PARRISH STREET	CANANDAIGUA	NY	14424	160743024	HOSPITAL	NY	501 (c)(3)	3	FFTHS INC	true
FF THOMPSON FOUNDATION INC
350 PARRISH STREET	CANANDAIGUA	NY	14424	222959984	FUNDRAISING	NY	501 (c)(3)	7	FFTHS INC	true
M M EWING CONTINUING CARE CENTER
350 PARRISH STREET	CANANDAIGUA	NY	14424	237046583	HEALTHCARE	NY	501 (c)(3)	3	FFTHS INC	true
FF THOMPSON HEALTH SYSTEM INC
350 PARRISH STREET	CANANDAIGUA	NY	14424	222959987	SUPPORT ORG	NY	501 (c)(3)	IIA	UNIV OF ROCH	true
FF THOMPSON SENIOR COMMUNITIES INC
350 PARRISH STREET	CANANDAIGUA	NY	14424	161557494	ELDER CARE	NY	501 (c)(3)	9	FFTHS INC	true
PLUTA CANCER CENTER FOUNDATION INC
125 RED CREEK DRIVE	ROCHESTER	NY	14623	270425383	SUPPORT ORG	NY	501 (c)(3)	11A, 1	NA	false

Form990 Schedule R Part III Form990ScheduleRPartIII

Name Of Related Org NameOfRelatedOrg

Field	Value	IRS element (for citing)
Business Name Line1	EXCELL INNOVATE NY FUND LP	BusinessNameLine1

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	222 WEST RIDGE ROAD SUITE 156	AddressLine1
City	ROCHESTER	City
State	NY	State
ZIP Code	14615	ZIPCode

Field	Value	IRS element (for citing)
Primary Activity	FUNDING START UPS	PrimaryActivity
Legal Domicile State	NY	LegalDomicileState

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	EXCELL TECH VEN	BusinessNameLine1

Field	Value	IRS element (for citing)
Predominant Income Type	RELATED	PredominantIncomeType
Disproportionate Allocations	false	DisproportionateAllocations
General Or Managing Partner	false	GeneralOrManagingPartner

Form990 Schedule R Part IV Form990ScheduleRPartIV (7 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivityPrimaryActivity	Legal Domicile StateLegalDomicileState	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Type Of EntityTypeOfEntity	Controlled OrgControlledOrg	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership
MEDICAL ADMINISTRATIVE ASSOCIATES INC
777 SOUTH CLINTON AVENUE	ROCHESTER	NY	14620	161354319	RETAIL PHARMA	NY	HIGHLD HOSP	C CORP	true
UR EQUITY HOLDINGS INC
110 OFFICE PARK WAY	PITTSFORD	NY	14534	273040889	HOLDING CO	NY	UNIV OF ROCH	C CORP	true	-293	0	1.00000
CHARITABLE REMAINDER TRUSTS (34)
					N/A	NY	NA	TRUST	false
POOLED INCOME FUNDS (3)
					N/A	NY	NA	TRUST	false
FFTH PROPERTIES AND SERVICES INC
350 PARRISH STREET	CANANDAIGUA	NY	14424	161286518	HOLDING COMPANY	NY	FFTHS INC	C CORP	true
EXCELL TECHNOLOGY VENTURES INC
222 WEST RIDGE ROAD STE 156-1	ROCHESTER	NY	14615	800909149	BIOTECH INCUBATOR	NY	ROCH BIOVENTURE	C CORP	true
ACCOUNTABLE HEALTH PARTNERS LLC
135 CORPORATE WOODS SUITE 320	ROCHESTER	NY	14623	300787967	ACCT CARE NETWORK	NY	UNIV OF ROCH	C CORP	true			1.00000

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	true	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	true	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	true	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	true	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Dividends Related Organization	false	DividendsRelatedOrganization
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	true	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	true	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	true	PerformOfServicesByOtherOrgs
Sharing Of Facilities	false	SharingOfFacilities
Sharing Of Paid Employees	false	SharingOfPaidEmployees
Reimbursement Paid To Other Org	true	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	true	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	true	OtherTransferToOtherOrg
Other Transfer From Other Org	true	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (21 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
HIGHLAND HOSPITAL OF ROCHESTER INC
M	10455217	SERVICE COST
HIGHLAND HOSPITAL OF ROCHESTER INC
R	28627850	PATIENT COST
EXCELL PARTNERS INC
B	954706	FMV GRANT
EXCELL PARTNERS INC
B	242000	FMV GIFT
ROCHESTER BIOVENTURE CENTER INC
B	200000	FMV GRANT
ROCHESTER BIOVENTURE CENTER INC
K	1072845	RENTAL COST
THE MEADOWS AT WESTFALL INC
B	1352000	FMV GIFT
THE MEADOWS AT WESTFALL INC
Q	529141	NET EXPENSES
THE HIGHLAND FOUNDATION INC
B	182571	FMV GIFT
THE FREDERICK FERRIS THOMPSON HOSPITAL
M	149216	SERVICE COST
HIGHLAND HOSPITAL OF ROCHESTER INC
L	59653405	SERVICE COST
HIGHLAND HOSPITAL OF ROCHESTER INC
Q	139143	NET EXPENSES
VISITING NURSE SERVICE OF ROCHESTER & MC INC
L	947227	SERVICE COST
VISITING NURSE SERVICE OF ROCHESTER & MC INC
A	422	INTEREST COST
VISITING NURSE SERVICE OF ROCHESTER & MC INC
S	134499	PRINCIPAL COST
THE HIGHLANDS LIVING CENTER INC
L	219476	SERVICE COST
THE MEADOWS AT WESTFALL INC
L	1507609	SERVICE COST
CRITTENDEN BOULEVARD HOUSING COMPANY INC
Q	365048	NET EXPENSES
CRITTENDEN BOULEVARD HOUSING COMPANY INC
K	83782	RENTAL COST
UR REAL ESTATE CORPORATION
A	284817	INTEREST COST
ACCOUNTABLE HEALTH PARTNERS LLC
R	565859	FMV