LEONARD AND ILONA H LING FAMILYFOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- LEONARD AND ILONA H LING FAMILYFOUNDATION (EIN 20-5247159)
- Tax period
- 2012-07-01 to 2013-06-30
- Filed
- 2014-05-15
- IRS object ID
- 201411359349101656
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-05-15T01:00:18-00:00 | Timestamp |
| Tax Period End Date | 2013-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 205247159 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Leonard and Ilona Ling Family Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | LEON | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Leonard Ling | Name |
| Title | President | Title |
| Date Signed | 2014-05-15 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2014-05-15 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 866814 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 100000 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 24 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 24 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 22536 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 22536 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 92731 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1224609 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 92731 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 215291 | TotalRevenueAndExpenses |
| Total Net Investment Income | 115291 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 16296 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 16296 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 7581 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 726 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 9300 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 123 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 9177 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 33177 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 17145 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 9177 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 23500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 23500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 56677 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 17145 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 32677 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 158614 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 98146 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 47463 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 31978 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 31978 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 184507 | InvestmentsGovtObligBOY |
| Investments Corp Stock BOY | 472419 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 831025 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 834836 | InvestmentsCorpStockEOYFMV |
| Total Assets BOY | 704389 | TotalAssetsBOY |
| Total Assets EOY | 863003 | TotalAssetsEOY |
| Total Assets EOYFMV | 866814 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 704389 | RetainedEarningsBOY |
| Retained Earnings EOY | 863003 | RetainedEarningsEOY |
| Total Net Assets BOY | 704389 | TotalNetAssetsBOY |
| Total Net Assets EOY | 863003 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 704389 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 863003 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 704389 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 158614 | ExcessOfRevenueOverExpenses |
| Subtotal | 863003 | Subtotal |
| Total Net Assets Fund Balances EOY | 863003 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 1224609 | GrossSalesPrice |
| Cost Or Other Basis | 1131878 | CostOrOtherBasis |
| Gain Or Loss | 92731 | GainOrLoss |
| Gains Minus Excess Or Losses | 92731 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 92731 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 29794 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 656767 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.045365 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 18478 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 591902 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.031218 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 29294 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 558067 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.052492 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 35501 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 544922 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.065149 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 14311 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 721405 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.019838 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.214062 | TotalDistributionRatio |
| Average Distribution Ratio | 000.042812 | AverageDistributionRatio |
| Net Noncharitable Assets | 767133 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 32842 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 981 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 33823 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 32677 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 1963 | InvestmentIncomeExciseTax |
| Subtotal | 1963 | Subtotal |
| Tax Based On Investment Income | 1963 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 1475 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 537 | TaxPaidWithExtension |
| Total Credits And Payments | 2012 | TotalCreditsAndPayments |
| Tax Paid Original Return | 2012 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 49 | Overpayment |
| Amount Credited To Next Year | 49 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Michael Hennessey Atty | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Dir | 001.00 | 0 |
| E Lawrence Ling | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Dir | 001.00 | 0 |
| Leonard Ling | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Pres / Dir | 001.00 | 0 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 733637 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 45178 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 778815 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 778815 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 11682 | CashDeemedCharitable |
| Net Noncharitable Assets | 767133 | NetNoncharitableAssets |
| Minimum Investment Return | 38357 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 38357 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1963 | TaxBasedOnInvestmentIncome |
| Total Tax | 1963 | TotalTax |
| Distributable Amount Before Adj | 36394 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 36394 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 36394 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 32677 | ExpensesAndContributions |
| Qualifying Distributions | 32677 | QualifyingDistributions |
| Adj Qualifying Distributions | 32677 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 36394 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 31951 | UndistributedIncomePriorYear |
| Qualifying Distributions | 32677 | QualifyingDistributions |
| Applied To Year1 | 31951 | AppliedToYear1 |
| Applied To Current Year | 726 | AppliedToCurrentYear |
| Undistributed Income CY | 35668 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Leonard Ling | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UNIV OF THE PACIFIC SCHOOL OF DENTISTRY | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2155 WEBSTER ST | AddressLine1 |
| City | SAN FRANCISCO | City |
| State | CA | State |
| ZIP Code | 94115 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationship |
| Recipient Foundation Status | 509a1 | RecipientFoundationStatus |
| Purpose Of Grant Or Contribution | General Unrestricted | PurposeOfGrantOrContribution |
| Amount | $23,500 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 23500 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $24 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $22,536 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $92,731 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $115,291 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 115291 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | Ling Leonard | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1306 Solano Avenue | AddressLine1 |
| City | Albany | City |
| State | CA | State |
| ZIP Code | 94706 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 100000 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Publicly-traded Securities | Name |
| Gross Sales Price | 1224609 | GrossSalesPrice |
| Basis | 1131878 | Basis |
| Total Net | 92731 | TotalNet |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (143 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 223 shares of ACTIVISION BLIZZARD INC | 2518 | 3180 |
| 90 shares of AGILENT TECHNOLOGIES INC | 3843 | 3848 |
| 157 shares of AIA GROUP LTD ADR | 2836 | 2655 |
| 323 shares of AKZO NOBEL NV-ADR | 6332 | 6076 |
| 256 shares of AMARIN CORPORATION PLC - ADR | 1794 | 1485 |
| 11 shares of APPLE INC. | 5067 | 4362 |
| 193 shares of ARCOS DORADOS HOLDINGS INC | 2468 | 2254 |
| 161 shares of ATLAS COPCO AB A SHS ADR | 4485 | 3907 |
| 130 shares of BANCO ITAU HOLDING FINANCIERA | 1871 | 1680 |
| 305 shares of BANCO SANTANDER CEN | 2350 | 1973 |
| 287 shares of BARCLAYS PLC ADR | 4523 | 4913 |
| 49 shares of BAYER A G SPONSORED ADR | 4517 | 5227 |
| 203 shares of BG GROUP PLC ADS | 3514 | 3443 |
| 135 shares of BNP PARIBAS SPONS ADR | 3873 | 3715 |
| 41 shares of BOEING CO | 3035 | 4200 |
| 103 shares of BP PLC SPONSORED ADR | 4259 | 4299 |
| 112 shares of BRINKS CO | 3022 | 2857 |
| 145 shares of BROADCOM CORPORATION | 5283 | 4900 |
| 52 shares of BROADSOFT INC. | 1402 | 1435 |
| 522 shares of BROCADE COMMUNICATIONS SYST INC | 2942 | 3007 |
| 27 shares of BT GROUP PLC ADS | 1021 | 1269 |
| 47 shares of BUNGE LTD | 3342 | 3326 |
| 308 shares of CADENCE DESIGN SYSTEMS INC | 4279 | 4460 |
| 254 shares of CALPINE CORP | 5257 | 5392 |
| 84 shares of CAMERON INTERNATIONAL CORP | 5319 | 5137 |
| 73 shares of CANON INC. | 2619 | 2400 |
| 38 shares of CENOVUS ENERGY INC | 1274 | 1084 |
| 224 shares of CHARLES SCHWAB CORP | 3950 | 4756 |
| 172 shares of CHINA UNICOM HONG KONG LTD | 2594 | 2260 |
| 72 shares of CITIGROUP INC | 3433 | 3454 |
| 120 shares of COBALT INTERNATIONAL ENERGY INC | 3229 | 3188 |
| 101 shares of COMCAST CORP | 4111 | 4007 |
| 91 shares of COMPASS GROUP PLC ADR | 1060 | 1170 |
| 154 shares of CONSOL ENERGY INC | 5463 | 4173 |
| 135 shares of CONSTELLIUM NV | 2001 | 2180 |
| 79 shares of CVS CAREMARK CORP | 4557 | 4517 |
| 22 shares of DASSAULT SYS SA SPN ADR | 2452 | 2698 |
| 81 shares of DBS GROUP HLDGS SPON ADR | 3889 | 3965 |
| 163 shares of DELTA AIR LINES INC | 2954 | 3050 |
| 271 shares of DENSO CORP ADR | 4484 | 6396 |
| 71 shares of DIEBOLD INC. | 2298 | 2392 |
| 14728 shares of DIVIDEND CAPITAL DIV PROPERTY FD | 100001 | 99987 |
| 3477 shares of DODGE COX INCOME FUND | 48544 | 46870 |
| 42 shares of DOVER CORP | 3101 | 3262 |
| 128 shares of EAST JAPAN RAILWAY | 1412 | 1664 |
| 27 shares of EOG RESOURCES INC | 3394 | 3555 |
| 184 shares of ERICSSON L M TEL CO | 1765 | 2076 |
| 58 shares of EVERCORE PARTNERS INC | 2292 | 2278 |
| 72 shares of EXPRESS SCRIPTS HOLDING CO | 3903 | 4445 |
| 1162 shares of FEDERATED INSTI HIGH YIELD BD FD | 11808 | 11621 |
| 2714 shares of FEDERATED SHORT TERM INCOME FUND Y | 23615 | 23344 |
| 27 shares of FEDEX CORPORATION | 2592 | 2662 |
| 160 shares of FORTINET INC | 3060 | 2800 |
| 121 shares of GAMESTOP CORP | 4496 | 5086 |
| 168 shares of GDF SUEZ SP ADR | 3620 | 3298 |
| 93 shares of GLAXOSMITHKLINE PLC | 4276 | 4647 |
| 927 shares of GOLDMAN SACHS EMERGING MKTS DEBT FD INSTI CL | 13120 | 11402 |
| 26 shares of GOLDMAN SACHS GROUP | 3286 | 3933 |
| 7 shares of GOOGLE INC | 5992 | 6163 |
| 282 shares of GROUPE DANONE ADS | 3666 | 4230 |
| 52 shares of HDFC BANK LTD ADR | 2174 | 1884 |
| 66 shares of HEINEKEN N V S ADR | 2196 | 2102 |
| 297 shares of HENNES MAURITZ AB | 1928 | 1939 |
| 182 shares of HOLOGIC, INC | 3663 | 3513 |
| 189 shares of HONDA MOTOR CO LTD | 6237 | 7040 |
| 92 shares of HSBC HLDGS PLC ADS | 4792 | 4775 |
| 267 shares of HUTCHISON WHAMPOA LTD ADR | 5573 | 5588 |
| 100 shares of HYATT HOTELS CORP | 4202 | 4036 |
| 44 shares of ICICI BK LTD ADS | 1894 | 1683 |
| 124 shares of IMPAX LABS INC | 2331 | 2473 |
| 278 shares of INFINEON TECH ADS | 2173 | 2319 |
| 374 shares of ING GROUP N V SPONSORED ADR | 3500 | 3400 |
| 158 shares of ING US INC | 3375 | 4275 |
| 259 shares of INTERNATIONAL GAME TECHNOLOGY | 4499 | 4328 |
| 161 shares of INTERNATIONAL RECTIFIER CORP | 2792 | 3371 |
| 70 shares of JP MORGAN CHASE CO | 2563 | 3695 |
| 3887 shares of JP MORGAN CORE BOND FUND | 47231 | 45399 |
| 1447 shares of JPMORGAN HIGH YIELD BOND FUND | 11808 | 11618 |
| 198 shares of JUNIPER NETWORKS | 3355 | 3823 |
| 85 shares of KAO CORP ADR | 2336 | 2921 |
| 358 shares of KDDI CP UNSP ADR | 3138 | 4643 |
| 41 shares of KIRBY CORPORATION | 3109 | 3261 |
| 78 shares of LEAR CORP | 4528 | 4716 |
| 1290 shares of LI FUNG UNSP/ADR | 3997 | 3483 |
| 397 shares of LIVE NATION INC COM | 5443 | 6154 |
| 94 shares of LVMH MOET HENN UNSP | 3377 | 3047 |
| 62 shares of MAXIM INTEGRATED PRODS INC | 1974 | 1722 |
| 105 shares of MERCK CO INC | 4803 | 4877 |
| 123 shares of METLIFE INC | 5061 | 5628 |
| 165 shares of MICROSOFT CORPORATION | 5541 | 5699 |
| 73 shares of MITSUBISHI CORP SPON | 2706 | 2516 |
| 796 shares of MITSUBISHI TOKYO FIN | 3931 | 4943 |
| 159 shares of MONDELEZ INTERNATIONAL INC | 4923 | 4536 |
| 59 shares of MONSANTO CO | 6324 | 5829 |
| 222 shares of MONSTER WORLDWIDE, INC | 1114 | 1090 |
| 95 shares of NESTLE S.A. | 6219 | 6249 |
| 1236 shares of NEUBERGER HIGH INCOME BD | 11808 | 11485 |
| 119 shares of NEWFIELD EXPLORATION CO | 2988 | 2843 |
| 81 shares of NEWS CORP | 2584 | 2639 |
| 106 shares of NOVARTIS AG ADR | 6623 | 7495 |
| 100 shares of PDRDY.PK | 2471 | 2184 |
| 235 shares of PFIZER INC | 6768 | 6582 |
| 4167 shares of PIMCO TOTAL RETURN FUND | 48544 | 44835 |
| 275 shares of PINNACLE ENTERTAINMENT INC | 5511 | 5409 |
| 76 shares of PNC FINANCIAL GROUP INC | 5198 | 5542 |
| 21 shares of PPG INDUSTRIES INC | 3174 | 3075 |
| 165 shares of PUBLICIS GROUPE S.A | 2405 | 2963 |
| 251 shares of RECKITT BENCKISER GROUP | 3210 | 3582 |
| 170 shares of RIO TINTO PLC SPONSORED ADR | 8753 | 6972 |
| 107 shares of ROCHE HOLDING LTD ADR | 5238 | 6620 |
| 123 shares of ROYAL DUTCH SHELL PLC | 7864 | 7847 |
| 69 shares of SCHLUMBERGER LTD | 4851 | 4945 |
| 35 shares of SEVEN I HOLDINGS | 2068 | 2557 |
| 67 shares of SIEMENS A G ADR | 6742 | 6788 |
| 70 shares of SILVER SPRING NETWORKS, INC | 1220 | 1746 |
| 84 shares of SOUTHWESTERN ENERGY | 3124 | 3069 |
| 330 shares of SUEZ ENVIRONNEMENT | 2167 | 2135 |
| 620 shares of SUMITOMO MITSUI FINCL GRP | 3983 | 5716 |
| 164 shares of SUPERIOR ENERGY SV | 4648 | 4254 |
| 254 shares of SYMETRA FINL CORP | 3498 | 4061 |
| 87 shares of SYMRISE AG UNSPONSORED | 3001 | 3524 |
| 1160 shares of T ROWE PRICE INTERNATIONAL BOND FD ADVISOR | 11808 | 10826 |
| 194 shares of TAIWAN SEMICONDUCTOR MFG CO LTD | 3098 | 3554 |
| 79 shares of TELECOM ITALIA ADR | 741 | 549 |
| 1159 shares of TEMPLETON GLOBAL BD | 15744 | 14967 |
| 802 shares of THE WENDYS CO | 4788 | 4676 |
| 94 shares of THOMSON REUTERS CORPORATION | 3205 | 3062 |
| 50 shares of TIM PARTICIPACOES S A SPONS ADR | 857 | 930 |
| 60 shares of TOKIO MARINE HOLDINGS INC | 1529 | 1906 |
| 42 shares of TOYOTA MTR CORP | 4834 | 5068 |
| 114 shares of TYSON FOODS INC | 2720 | 2928 |
| 218 shares of UBS AG | 3546 | 3695 |
| 53 shares of UNITED TECHNOLOGIES CORP | 4945 | 4926 |
| 64 shares of UNIVERSAL HLTH SVC | 4270 | 4285 |
| 40 shares of VERTEX PHARMCTLS INC | 3105 | 3202 |
| 57 shares of VIACOM INC | 3848 | 3878 |
| 82 shares of VODAFONE GROUP PLC | 2106 | 2358 |
| 58 shares of WAL-MART STORES INC | 4582 | 4320 |
| 119 shares of WELLS FARGO CO | 4527 | 4911 |
| 1055 shares of WESTERN ASSET INFLATION IDX PLUS BD INST | 13120 | 11913 |
| 32 shares of WESTPAC BANKING CP | 4296 | 4220 |
| 118 shares of XILINX INC | 4060 | 4674 |
| 94 shares of XYLEM INC | 2582 | 2532 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 9177 | 9177 | |
| Bank Charges | 123 | 123 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $16,296 | Amount |
| Net Investment Income | 16296 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| 990-PF Estimated Tax for 2013 | $1,100 | |
| Foreign Tax Paid | $726 | 726 |
| IRS Miscellaneous Fee | $5,755 |