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NEW YORK UNIVERSITY: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization
NEW YORK UNIVERSITY (EIN 13-5562308)
Tax period
2012-09-01 to 2013-08-31
Filed
2014-07-10
IRS object ID
201411919349300801
Schema version
2012v2.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2014-07-10T09:21:36-05:00Timestamp
Tax Period End Date2013-08-31TaxPeriodEndDate
Return Type990ReturnType
Tax Period Begin Date2012-09-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN135562308EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1NEW YORK UNIVERSITYBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlNEWYNameControl
Phone2129982955Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1105 E 17TH STREET - 4TH FLOORAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code100039580ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameMARTIN DORPHName
TitleEVP,FINANCE AND ITTitle
Phone2129982955Phone
Date Signed2014-07-10DateSigned
FieldValueIRS element (for citing)
Tax Year2012TaxYear
Build TS2016-02-25 16:41:14ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonMARTIN DORPHNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1105 E 17TH ST 4TH FLAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code100039580ZIPCode
FieldValueIRS element (for citing)
Gross Receipts5674037323GrossReceipts
Group Return For Affiliates0GroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteWWW.NYU.EDUWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1831YearFormation
State Legal DomicileNYStateLegalDomicile
Activity Or Mission DescriptionNYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 44,000 STUDENTS IN 18 SCHOOLS AND INSTITUTES.ActivityOrMissionDescription
Nbr Voting Members Governing Body69NbrVotingMembersGoverningBody
Nbr Independent Voting Members62NbrIndependentVotingMembers
Total Nbr Employees34781TotalNbrEmployees
Total Nbr Volunteers9239TotalNbrVolunteers
Total Gross UBI10560753TotalGrossUBI
Net Unrelated Business Txbl Income413066NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year857257738ContributionsGrantsPriorYear
Contributions Grants Current Year960468399ContributionsGrantsCurrentYear
Program Service Revenue Prior Year3040158613ProgramServiceRevenuePriorYear
Program Service Revenue CY3222870020ProgramServiceRevenueCY
Investment Income Prior Year81063770InvestmentIncomePriorYear
Investment Income Current Year229353193InvestmentIncomeCurrentYear
Other Revenue Prior Year38494278OtherRevenuePriorYear
Other Revenue Current Year180672651OtherRevenueCurrentYear
Total Revenue Prior Year4016974399TotalRevenuePriorYear
Total Revenue Current Year4593364263TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year361444188GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY396752355GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year2340608572SalariesEtcPriorYear
Salaries Etc Current Year2336976682SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year753341TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY737489TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year41259978TotalFundrsngExpCurrentYear
Other Expense Prior Year1260520854OtherExpensePriorYear
Other Expenses Current Year1460085175OtherExpensesCurrentYear
Total Expenses Prior Year3963326955TotalExpensesPriorYear
Total Expenses Current Year4194551701TotalExpensesCurrentYear
Revenues Less Expenses Prior Year53647444RevenuesLessExpensesPriorYear
Revenues Less Expenses CY398812562RevenuesLessExpensesCY
Total Assets BOY8038275299TotalAssetsBOY
Total Assets EOY8618608466TotalAssetsEOY
Total Liabilities BOY4267766192TotalLiabilitiesBOY
Total Liabilities EOY4422213569TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY3770509107NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY4196394897NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionNYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 44,000 MATRICULATING STUDENTS IN 18 SCHOOLS AND INSTITUTES. NYU'S PRIMARY MISSIONS ARE EDUCATION, PATIENT CARE, RESEARCH AND SCHOLARSHIP. NYU IS RECOGNIZED BOTH NATIONALLY AND INTERNATIONALLY AS A LEADER IN SCHOLARSHIPMissionDescription
Significant New Program Services0SignificantNewProgramServices
Significant Change0SignificantChange
Expense1654222138Expense
Grants396752355Grants
Revenue1834527000Revenue
DescriptionEDUCATION: FOUNDED IN 1831, NYU IS THE LARGEST PRIVATE RESEARCH UNIVERSITY IN THE U.S., WITH 18 SCHOOLS AND INSTITUTES; AND APPROXIMATELY 4,000 FULL-TIME FACULTY MEMBERS AND 44,000 MATRICULATING STUDENTS. NYU ANNUALLY CONFERS OVER 13,000 UNDERGRADUATE, GRADUATE AND PROFESSIONAL DEGREES; AND PROVIDES OVER $190 MILLION PER YEAR IN INSTITUTIONAL GRANT AID TO UNDERGRADUATES. THE WORLD'S FIRST "GLOBAL NETWORK UNIVERSITY," NYU HAS AN UNPARALLELED INTERNATIONAL PRESENCE WITH DEGREE-GRANTING LIBERAL ARTS RESEARCH UNIVERSITY CAMPUSES (IN NEW YORK, ABU DHABI, AND SHANGHAI); 11 GLOBAL ACADEMIC SITES (FOR STUDY ABROAD) ON SIX CONTINENTS; SENDS MORE STUDENT TO STUDY ABROAD THAN ANY OTHER U.S. COLLEGE OR UNIVERSITY; AND IS ONE OF THE LEADING U.S. UNIVERSITIES IN ATTRACTING INTERNATIONAL STUDENTS.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense887840417Expense
Revenue904599000Revenue
DescriptionPATIENT CARE: NYU'S MEDICAL ACADEMIC PROGRAMS ARE A MAJOR ELEMENT OF THE UNIVERSITY'S MISSION. THE NYU SCHOOL OF MEDICINE WAS ESTABLISHED IN 1841; FROM ITS EARLIEST YEARS, IT HAS BEEN AT THE FOREFRONT OF ADVANCING THE MEDICAL PROFESSION AND MEDICAL RESEARCH, INCLUDING PARTICIPATING IN THE PROCESS THAT LED TO THE ESTABLISHMENT OF NEW YORK CITY'S HEALTH DEPARTMENT, ESTABLISHING THE FIRST OUTPATIENT CLINIC, ESTABLISHING THE FIRST LABORATORY DEVOTED TO TEACHING AND RESEARCH IN BACTERIOLOGY AND PATHOLOGY, CREATING THE FIRST DEPARTMENT OF FORENSIC MEDICINE, CREATING THE FIRST DEPARTMENT OF PHYSICAL MEDICINE AND REHABILITATION IN THE U.S., AND ESTABLISHING ONE OF THE FIRST MD-PHD PROGRAMS. ITS FACULTY AND GRADUATES HAVE INCLUDED NOBEL LAUREATES, THE DISCOVERER OF THE MOSQUITO AS THE SOURCE OF TRANSMISSION OF YELLOW FEVER, BOTH CREATORS OF THE POLIO VACCINE, AND THE RESEARCHERS WHO FOUND THE LINKAGE BETWEEN KAPOSI'S SARCOMA AND IMMUNE DEFICIENCY IN A DISTINCT POPULATION OF GAY MEN (A KEY STEP IN IDENTIFYING AIDS), AMONG OTHER LEADERS IN MEDICINE. THROUGH AFFILIATION AGREEMENTS, THE DOCTORS AND STUDENTS AT NYU SCHOOL OF MEDICINE PLAY A CRUCIAL ROLE IN ENSURING TOP QUALITY CARE NOT ONLY AT THE NYU LANGONE MEDICAL CENTER, BUT ALSO AT THE MANHATTAN VA HOSPITAL AND BELLEVUE HOSPITAL (ARGUABLY THE FOREMOST PUBLIC HOSPITAL IN THE U.S.). THE NYU COLLEGE OF DENTISTRY, WHICH AS THE LARGEST DENTAL SCHOOL IN THE U.S. AND MOST COMPREHENSIVE ORAL HEALTH CENTER IN THE WORLD, CARES FOR SOME 50,000 POOR AND LOW INCOME NEW YORKERS EACH YEAR AND OPERATES A MOBILE DENTAL CARE PROGRAM WHICH TRAVELS TO UNDERSERVED AREAS OF NEW YORK STATE. IN ADDITION, NYU OFFERS MASTERS DEGREES IN PUBLIC HEALTH AND PROVIDES UNDERGRADUATE AND GRADUATE EDUCATION FOR OVER 1,200 NURSING STUDENTS.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense633475860Expense
Revenue619063399Revenue
DescriptionRESEARCH AND SCHOLARSHIP: NYU IS A MAJOR RESEARCH INSTITUTION, WITH SIGNIFICANT SUPPORT FROM NIH, NSF AND OTHER FUNDERS. THE RESEARCH AND CREATIVE OUTPUT OF NYU'S SCHOLARS HAVE LED TO THE RECEIPT OF NOBEL PRIZES, ABEL PRIZES, PULITZER PRIZES, GUGGENHEIMS, THE NATIONAL MEDAL OF THE ARTS, THE NATIONAL MEDAL OF SCIENCE, THE NATIONAL MEDAL OF TECHNOLOGY, NSF WATERMAN AWARDS, MAX PLANCK AWARDS, THE KAVLI PRIZE, MEMBERSHIP IN THE NATIONAL ACADEMY OF SCIENCES, ACADEMY AWARDS, AND TONY AWARDS, AMONG MANY OTHER HONORS FOR THE UNIVERSITY'S FACULTY. NYU FACULTY FINDINGS ARE REGULARLY PUBLISHED IN TOP JOURNALS ACROSS A BROAD RANGE OF SCHOLARLY DISCIPLINES. NYU HAS LEADING PROGRAMS IN ECONOMICS, MATHEMATICS (AND PARTICULARLY APPLIED MATHEMATICS), NEUROSCIENCE, GENOMICS, SOFT CONDENSED MATTER PHYSICS, SOCIOLOGY, AND PHILOSOPHY, AMONG MANY OTHER SCHOLARLY FIELDS.Description

Activity Other ActivityOther

FieldValueIRS element (for citing)
Expense489433000Expense
Revenue483744020Revenue
DescriptionSTUDENT SERVICES; STUDENT AID; LIBRARY; AND OPERATION AND MAINTENANCE OF PLANT.Description
FieldValueIRS element (for citing)
Total Of Other Program Service Exp489433000TotalOfOtherProgramServiceExp
Total Of Other Program Service Rev483744020TotalOfOtherProgramServiceRev
Total Program Service Expense3664971415TotalProgramServiceExpense
Described In501 C31DescribedIn501C3
Schedule B Required1ScheduleBRequired
Political Activities0PoliticalActivities
Lobbying Activities1LobbyingActivities
Subject To Proxy Tax0SubjectToProxyTax
Donor Advised Funds0DonorAdvisedFunds
Conservation Easements1ConservationEasements
Collections Of Art1CollectionsOfArt
Credit Counseling0CreditCounseling
Term Or Permanent Endowments1TermOrPermanentEndowments
Report Land Bldg Equip1ReportLandBldgEquip
Report Invest Oth Securities1ReportInvestOthSecurities
Report Prog Rel Invest0ReportProgRelInvest
Report Other Assets0ReportOtherAssets
Report Other Liabilities1ReportOtherLiabilities
Report Fin48 Footnote0ReportFin48Footnote
Independent Audit Financial Stmt0IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt1ConsolidatedAuditFinancialStmt
School1School
Foreign Office1ForeignOffice
Foreign Activities1ForeignActivities
More Than5000 K To Organizations0MoreThan5000KToOrganizations
More Than5000 K To Individuals1MoreThan5000KToIndividuals
Professional Fundraising1ProfessionalFundraising
Fundraising Activities1FundraisingActivities
Gaming0Gaming
Hospital0Hospital
Grants To Organizations1GrantsToOrganizations
Grants To Individuals1GrantsToIndividuals
Schedule J Required1ScheduleJRequired
Tax Exempt Bonds1TaxExemptBonds
Invest Tax Exempt Bonds1InvestTaxExemptBonds
Escrow Account0EscrowAccount
On Behalf Of Issuer0OnBehalfOfIssuer
Excess Benefit Transaction0ExcessBenefitTransaction
Prior Excess Benefit Transaction0PriorExcessBenefitTransaction
Loan To Officer Or DQP1LoanToOfficerOrDQP
Grant To Related Person0GrantToRelatedPerson
Bsnss Rltnshp With Organization1BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member1BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp1OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions1DeductibleNonCashContributions
Deductible Contributions Of Art1DeductibleContributionsOfArt
Terminated0Terminated
Partial Liquidation0PartialLiquidation
Disregarded Entity0DisregardedEntity
Related Entity1RelatedEntity
Related Org Controlled Entity1RelatedOrgControlledEntity
Transaction Related Entity1TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org1TransfersToExemptNonChrtblOrg
Activities Conducted Partnership0ActivitiesConductedPartnership
Schedule O Required1ScheduleORequired
Info In Schedule O Part VXInfoInScheduleOPartV
Number Forms Transmitted With10968724NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Number Of Employees34781NumberOfEmployees
Employment Tax Returns Filed1EmploymentTaxReturnsFiled
Unrelated Business Income1UnrelatedBusinessIncome
Form990-T Filed1Form990-TFiled
Foreign Financial Account1ForeignFinancialAccount
Name Of Foreign CountryAENameOfForeignCountry
Name Of Foreign CountryARNameOfForeignCountry
Name Of Foreign CountryASNameOfForeignCountry
Name Of Foreign CountryBDNameOfForeignCountry
Name Of Foreign CountryCHNameOfForeignCountry
Name Of Foreign CountryCJNameOfForeignCountry
Name Of Foreign CountryEINameOfForeignCountry
Name Of Foreign CountryEZNameOfForeignCountry
Name Of Foreign CountryFRNameOfForeignCountry
Name Of Foreign CountryGHNameOfForeignCountry
Name Of Foreign CountryGMNameOfForeignCountry
Name Of Foreign CountryISNameOfForeignCountry
Name Of Foreign CountryITNameOfForeignCountry
Name Of Foreign CountryMPNameOfForeignCountry
Name Of Foreign CountryPMNameOfForeignCountry
Name Of Foreign CountrySNNameOfForeignCountry
Name Of Foreign CountrySPNameOfForeignCountry
Name Of Foreign CountryUKNameOfForeignCountry
Name Of Foreign CountryVINameOfForeignCountry
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTrans
Taxable Party Notification0TaxablePartyNotification
Non Deductible Contributions0NonDeductibleContributions
Quid Pro Quo Contributions1QuidProQuoContributions
Quid Pro Quo Disclosure1QuidProQuoDisclosure
Form8282 Property Disposed Of0Form8282PropertyDisposedOf
Funds To Pay Premiums0FundsToPayPremiums
Premiums Paid0PremiumsPaid
Indoor Tanning Services0IndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members69NbrVotingGoverningBodyMembers
Number Independent Voting Members62NumberIndependentVotingMembers
Family Or Business Relationship1FamilyOrBusinessRelationship
Delegation Of Management Duties0DelegationOfManagementDuties
Changes To Organizing Docs0ChangesToOrganizingDocs
Material Diversion Or Misuse0MaterialDiversionOrMisuse
Members Or Stockholders1MembersOrStockholders
Election Of Board Members1ElectionOfBoardMembers
Decisions Subject To Approval1DecisionsSubjectToApproval
Minutes Of Governing Body1MinutesOfGoverningBody
Minutes Of Committees1MinutesOfCommittees
Officer Mailing Address0OfficerMailingAddress
Local Chapters0LocalChapters
Form990 Provided To Governing Body1Form990ProvidedToGoverningBody
Conflict Of Interest Policy1ConflictOfInterestPolicy
Annual Disclosure Covered Persons1AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement1RegularMonitoringEnforcement
Whistleblower Policy1WhistleblowerPolicy
Document Retention Policy1DocumentRetentionPolicy
Compensation Process CEO1CompensationProcessCEO
Compensation Process Other1CompensationProcessOther
Investment In Joint Venture0InvestmentInJointVenture
States Where Copy Of Return Is FiledAKStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledAZStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledCOStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledKYStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMDStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMIStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledOHStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledOKStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledORStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledSCStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledWAStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

FieldValueIRS element (for citing)
Business Name Line1KERRI TRICARICOBusinessNameLine1
FieldValueIRS element (for citing)
Telephone Number2129982913TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1105 E 17TH STREET 3RD FLOORAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code100039345ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (88 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationOfficerOfficerKey EmployeeKeyEmployeeAverage Hours Per Week RelatedAverageHoursPerWeekRelatedHighest Compensated EmployeeHighestCompensatedEmployeeFormerFormer
RONALD D ABRAMSON
TRUSTEE2.00X000
KHALDOON KHALIFA AL MUBARAK
TRUSTEE2.00X000
RALPH ALEXANDER
TRUSTEE2.00X000
PHYLLIS PUTTER BARASCH
TRUSTEE2.00X000
MARIA BARTIROMO
TRUSTEE2.00X000
MARC H BELL
TRUSTEE2.00X000
WILLIAM R BERKLEY
VICE CHAIR4.00X000X
CASEY BOX
TRUSTEE2.00X000
BILL BREWER
TRUSTEE2.00X000
DANIEL J BRODSKY
TRUSTEE2.00X000
HEATHER CANNADY
TRUSTEE2.00X000
SHARON CHANG
TRUSTEE2.00X000
EVAN R CHESLER
TRUSTEE2.00X000
STEVEN M COHEN
TRUSTEE2.00X000
WILLIAM T COMFORT III
TRUSTEE2.00X000
MICHAEL R CUNNINGHAM
TRUSTEE2.00X000
FLORENCE A DAVIS
TRUSTEE2.00X000
MICHAEL DENKENSOHN
TRUSTEE2.00X000
BARRY DILLER
TRUSTEE2.00X000
GALE DRUKIER
TRUSTEE2.00X000
JOEL S EHRENKRANZ
TRUSTEE2.00X000
LAURENCE D FINK
VICE CHAIR4.00X000X
MARK FUNG
TRUSTEE2.00X000
JAY M FURMAN
TRUSTEE2.00X000
H DALE HEMMERDINGER
TRUSTEE2.00X000
JONATHAN L HERMAN
TRUSTEE2.00X000
CHARLES J HINKATY
TRUSTEE2.00X000
NATALIE HOLDER-WINFIELD
TRUSTEE2.00X000
MITCHELL JACOBSON
TRUSTEE2.00X000
BORIS JORDAN
TRUSTEE2.00X000
CHARLES KLEIN
TRUSTEE2.00X000
ANDRE JL KOO
TRUSTEE2.00X000
KENNETH G LANGONE
VICE CHAIR4.00X000X
MARK LESLIE
TRUSTEE2.00X000
BRIAN A LEVINE MD
TRUSTEE2.00X000
MARTIN LIPTON
CHAIR20.00X000X
JEFFREY H LYNFORD
TRUSTEE2.00X000
KELLY KENNEDY MACK
TRUSTEE2.00X000
MIMI MD MARZIANI
TRUSTEE2.00X000
HOWARD MEYERS
TRUSTEE2.00X000
STEVEN S MILLER
TRUSTEE2.00X000
CONSTANCE J MILSTEIN
TRUSTEE2.00X000
DAVID C OXMAN
TRUSTEE2.00X000
JOHN PAULSON
TRUSTEE2.00X000
LESTER POLLACK
TRUSTEE2.00X000
CATHERINE B REYNOLDS
TRUSTEE2.00X000
BRETT B ROCHKIND
TRUSTEE2.00X000
WILLIAM C RUDIN
TRUSTEE2.00X000
SURESH SANI
TRUSTEE2.00X000
CONSTANCE SILVER
TRUSTEE2.00X000
LISA SILVERSTEIN
TRUSTEE2.00X000
JAY STEIN
TRUSTEE2.00X000
JOSEPH S STEINBERG
TRUSTEE2.00X000
JUDY STEINHARDT
TRUSTEE2.00X000
MICHAEL H STEINHARDT
TRUSTEE2.00X000
CHANDRIKA TANDON
TRUSTEE2.00X000
DANIEL R TISCH
TRUSTEE2.00X000
JOHN L VOGELSTEIN
TRUSTEE2.00X000
WENLIANG WANG
TRUSTEE2.00X000
CASEY WASSERMAN
TRUSTEE2.00X000
NINA WEISSBERG
TRUSTEE2.00X000
ANTHONY WELTERS
VICE CHAIR4.00X000X
SHELBY WHITE
TRUSTEE2.00X000
LEONARD A WILF
VICE CHAIR4.00X000X
FRED WILSON
TRUSTEE2.00X000
TAMARA WINN
TRUSTEE2.00X000
CHARLES ZEGAR
TRUSTEE2.00X000
JOHN E SEXTON
UNIVERSITY PRESIDENT70.00X13037190202965X
DAVID W MCLAUGHLIN
PROVOST50.00598619037601X
MICHAEL ALFANO
EXECUTIVE VP (END 05/07/13)50.00493537048229X
ROBERT BERNE
SVP. FOR HEALTH50.001255196037601X
BONNIE BRIER
GEN.COUNSEL & SECRETARY50.00690617037601X
MARTIN DORPH
EVP FOR FINANCE & IT50.00668009042257X
THOMAS J CAREW
DEAN OF FAS50.00502939037601X
ANDREW BROTMAN
SVP. & VICE DEAN30.0072213172213125000X30.00
ROBERT GROSSMAN
EX-OFFICIO, DEAN & CEO30.0018721041872104653502X30.00
ALISON LEARY
EVP. FOR OPERATIONS50.00423604042209X
STEPHANIE PIANKA
TREASURER (START 5/21/12)50.0016433703379X
TINA SURH
CHIEF INV. OFFICER50.001648465025133X
DEBRA LAMORTE
SVP. FOR DEVELOPMENT50.00608688033309X
LINDA MILLS
VC. GLOBAL PROGRAMS50.00619274043025X
MARILYN MCMILLAN
VP. FOR IT50.00348156031757X
ANTHONY K FREMPONG-BOADU
DR. DIVISION OF SPINAL NEUROSURGERY50.003511991037069X
JAMES A GRIFO MD PHD
PROF. OF OBSTETRICS AND GYNECOLOGY50.003378699036126X
JOHN G GOLFINOS
CHAIR OF NEUROSURGERY45.002626413225284427785.00X
FREDERICK L LICCIARDI
ASSOC. PROF. DEPT. OF OBSTETRIC & GYNECOLOGY50.002331213038610X
NICOLE NOYES
DR. OF REPRODUCTIVE SURGERY50.002290334040422X
JESS BENHABIB
FORMER DEAN FAS (END 7/1/11)50.00436506037601X
FieldValueIRS element (for citing)
Total Reportable Comp From Org26494551TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs2819519TotalReportableCompFrmRltdOrgs
Total Other Compensation1533775TotalOtherCompensation
Number Individuals GT100 K1968NumberIndividualsGT100K
Formers Listed1FormersListed
Total Comp GT150 K1TotalCompGT150K
Compensation From Other Sources0CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
COLLINS BUILDING SERVICES INC
1775 BROADWAY STE 1420NEW YORKNY10019CLEANING SERVICE44555507
TURNER CONSTRUCTION COMPANY CORP
375 HUDSON STREETNEW YORKNY10014CONSTRUCTION36556593
STRUCTURE TONE INC
770 BROADWAY-9TH FLNEW YORKNY10003CONSTRUCTION32724861
TISHMAN CONSTRUCTION CORP OF NY
100 PARK AVE 5TH FLNEW YORKNY10017CONSTRUCTION32247223
ARAMARK EDUCATIONAL SERVICES LLC
11 WEST 42ND STREET 4TH FLNEW YORKNY10036FACILITY MANAGEMENT SERVICES30615615
FieldValueIRS element (for citing)
Number Of Contractors GT100 K653NumberOfContractorsGT100K
Federated Campaigns309355FederatedCampaigns
Fundraising Events12245724FundraisingEvents
Government Grants619063399GovernmentGrants
All Other Contributions328849921AllOtherContributions
Noncash Contributions33560573NoncashContributions
Total Contributions960468399TotalContributions

Program Service Revenue ProgramServiceRevenue (4 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncome
TUITION & FEES61160018345270001834527000
PATIENT CARE623990904599000904599000
OTHER PROGRAM SERVICES611600244160188244160188
HOUSING & DINING721310239583832239583832
FieldValueIRS element (for citing)
Total Program Service Revenue3222870020TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column42783715TotalRevenueColumn
Unrelated Business Revenue-2715128UnrelatedBusinessRevenue
Exclusion$45,498,843ExclusionAmount

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real70584992Real

Less Rental Expenses LessRentalExpenses

FieldValueIRS element (for citing)
Real106502853Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real-35917861Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column-35917861TotalRevenueColumn
Unrelated Business Revenue5796000UnrelatedBusinessRevenue
Exclusion-$41,713,861ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities1134325790Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities947756312Securities

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities186569478Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column186569478TotalRevenueColumn
Exclusion$186,569,478ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events3287717GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events12245724CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses1388666FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column1899051TotalRevenueColumn
Exclusion$1,899,051ExclusionAmount
FieldValueIRS element (for citing)
Gross Sales Of Inventory32325000GrossSalesOfInventory
Cost Of Goods Sold25025229CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column7299771TotalRevenueColumn
Unrelated Business Revenue1331557UnrelatedBusinessRevenue
Exclusion$5,968,214ExclusionAmount

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnUnrelated Business RevenueUnrelatedBusinessRevenueExclusionExclusionAmount
OTHER NON OPERATING9000991699672945025$169,962,269
OTHER AUX. ENTERPRISES713940190092656143299$12,865,966
INTERNAL INCOME90009918415131$18,415,131
FieldValueIRS element (for citing)
Total Other Revenue207391690TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column4593364263TotalRevenueColumn
Related Or Exempt Function Income3222870020RelatedOrExemptFunctionIncome
Unrelated Business Revenue10560753UnrelatedBusinessRevenue
Exclusion$399,465,091ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total579355Total
Program Services579355ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total339619112Total
Program Services339619112ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total56553888Total
Program Services56553888ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total10296283Total
Program Services10296283ProgramServices

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total10047936Total
Program Services10047936ProgramServices

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total1853070422Total
Program Services1693845584ProgramServices
Management And General135226844ManagementAndGeneral
Fundraising23997994Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total128659619Total
Program Services119757945ProgramServices
Management And General7018823ManagementAndGeneral
Fundraising1882851Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total229650337Total
Program Services215062345ProgramServices
Management And General11092694ManagementAndGeneral
Fundraising3495298Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total105252085Total
Program Services97962037ProgramServices
Management And General5753285ManagementAndGeneral
Fundraising1536763Fundraising

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total9281032Total
Program Services9281032ProgramServices

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total1424302Total
Program Services1424302ProgramServices

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total722002Total
Program Services722002ProgramServices

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total737489Total
Fundraising737489Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total7539943Total
Management And General7539943ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total191126380Total
Program Services157142060ProgramServices
Management And General33176413ManagementAndGeneral
Fundraising807907Fundraising

Advertising Advertising

FieldValueIRS element (for citing)
Total6638956Total
Program Services6351628ProgramServices
Management And General128315ManagementAndGeneral
Fundraising159013Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total149990224Total
Program Services137507413ProgramServices
Management And General10555860ManagementAndGeneral
Fundraising1926951Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total40605159Total
Program Services13229259ProgramServices
Management And General26943326ManagementAndGeneral
Fundraising432574Fundraising

Royalties Royalties

FieldValueIRS element (for citing)
Total225000Total
Program Services225000ProgramServices

Occupancy Occupancy

FieldValueIRS element (for citing)
Total98957111Total
Program Services95973017ProgramServices
Management And General2958216ManagementAndGeneral
Fundraising25878Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total97708180Total
Program Services89839650ProgramServices
Management And General7410818ManagementAndGeneral
Fundraising457712Fundraising

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total4515950Total
Program Services1221922ProgramServices
Management And General149632ManagementAndGeneral
Fundraising3144396Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total98230933Total
Program Services88042933ProgramServices
Management And General10188000ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total217660959Total
Program Services174092630ProgramServices
Management And General43568329ManagementAndGeneral

Insurance Insurance

FieldValueIRS element (for citing)
Total16945882Total
Program Services5439962ProgramServices
Management And General11505920ManagementAndGeneral

Other Expenses OtherExpenses (4 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneral
REPAIR AND MAINTENANCE100860606962486064612000
RENOVATION94173000405700090116000
SERVICE CONTRACT77547120758471201700000
RENTAL OF EQUIPMENT657923251759332548199000

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Total180140111Total
Program Services147008069ProgramServices
Management And General30476890ManagementAndGeneral
Fundraising2655152Fundraising

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total4194551701Total
Program Services3664971415ProgramServices
Management And General488320308ManagementAndGeneral
Fundraising41259978Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY878963850BOY
EOY900101876EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY103439747BOY
EOY85183717EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY379828845BOY
EOY359193547EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY215312946BOY
EOY326026172EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

FieldValueIRS element (for citing)
BOY1161633BOY
EOY1139527EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

FieldValueIRS element (for citing)
BOY7154668BOY
EOY8211226EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY91370966BOY
EOY99596121EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY9642000BOY
EOY9645105EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY94072071BOY
EOY91840847EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis5929422070LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec2251427837LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY3401137282BOY
EOY3677994233EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY2827092391BOY
EOY2999784993EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY29098900BOY
EOY59891102EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY8038275299BOY
EOY8618608466EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY464138338BOY
EOY544511234EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY811579000BOY
EOY805803000EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY1912900000BOY
EOY1878142000EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY94551000BOY
EOY255888000EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY984597854BOY
EOY937869335EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY4267766192BOY
EOY4422213569EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY1746004971BOY
EOY1983991677EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY647459841BOY
EOY744086180EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY1377044295BOY
EOY1468317040EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY3770509107BOY
EOY4196394897EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY8038275299BOY
EOY8618608466EOY
FieldValueIRS element (for citing)
Reconcilation Revenue Expenses398812562ReconcilationRevenueExpenses
Reconciliation Unrealized Invest15368401ReconciliationUnrealizedInvest
Reconcilation Prior Adjustment11704827ReconcilationPriorAdjustment
Reconcilation Other Changes0ReconcilationOtherChanges
Info In Schedule O Part XIIXInfoInScheduleOPartXII
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or Review0AccountantCompileOrReview
FS Audited1FSAudited

FS Audited Basis FSAuditedBasis

FieldValueIRS element (for citing)
Financial Statement ConsolidatedXFinancialStatementConsolidated
FieldValueIRS element (for citing)
Audit Committee1AuditCommittee
Federal Grant Audit Required1FederalGrantAuditRequired
Federal Grant Audit Performed1FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
School170b1 AiiXSchool170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Volunteers1Volunteers
Paid Staff Or Management1PaidStaffOrManagement
Media Advertisements0MediaAdvertisements
Mailings Members1MailingsMembers
Mailings Members$250MailingsMembersAmount
Publications Or Broadcast0PublicationsOrBroadcast
Grants Other Organizations1GrantsOtherOrganizations
Grants Other Organizations$3,347GrantsOtherOrganizationsAmount
Direct Contact Legislators1DirectContactLegislators
Direct Contact Legislators$686,626DirectContactLegislatorsAmount
Rallies Demonstrations1RalliesDemonstrations
Rallies Demonstrations$31,779RalliesDemonstrationsAmount
Other Activities0OtherActivities
Total Lobbying Expenditures IIB722002TotalLobbyingExpendituresIIB
Not Described In501c30NotDescribedIn501c3

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Historic StructureXHistoricStructure
Total Number Of Easements1TotalNumberOfEasements
Total Acreage0.29TotalAcreage
Nmbr Hist Struct Easements1NmbrHistStructEasements
Nmbr Hist Struct Easements After1NmbrHistStructEasementsAfter
Nmbr States In Which Easements Held1NmbrStatesInWhichEasementsHeld
Written Policy Monitoring0WrittenPolicyMonitoring
Sect170h Requirements Satisfied1Sect170hRequirementsSatisfied
Collect Used For Public ExhibitionXCollectUsedForPublicExhibition
Collect Used For Scholar ResearchXCollectUsedForScholarResearch
Collect Used For PreservationXCollectUsedForPreservation
Collect Used For Loan Or Exch PrgrmsXCollectUsedForLoanOrExchPrgrms
Solicited Assets For Sale0SolicitedAssetsForSale

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance2765755897BeginningOfYearBalance
Contributions150829000Contributions
Investment Earnings Or Losses246382088InvestmentEarningsOrLosses
Grants Or Scholarships23462909GrantsOrScholarships
Other Expenditures185612121OtherExpenditures
Administrative Expenses11310868AdministrativeExpenses
End Of Year Balance2942581087EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance2690369662BeginningOfYearBalance
Contributions177795800Contributions
Investment Earnings Or Losses72055356InvestmentEarningsOrLosses
Grants Or Scholarships22281071GrantsOrScholarships
Other Expenditures149033859OtherExpenditures
Administrative Expenses3151990AdministrativeExpenses
End Of Year Balance2765753898EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

FieldValueIRS element (for citing)
Beginning Of Year Balance2375939165BeginningOfYearBalance
Contributions142888000Contributions
Investment Earnings Or Losses301857827InvestmentEarningsOrLosses
Grants Or Scholarships18645572GrantsOrScholarships
Other Expenditures105415479OtherExpenditures
Administrative Expenses6254279AdministrativeExpenses
End Of Year Balance2690369662EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

FieldValueIRS element (for citing)
Beginning Of Year Balance2134635606BeginningOfYearBalance
Contributions160162000Contributions
Investment Earnings Or Losses172386687InvestmentEarningsOrLosses
Grants Or Scholarships14219178GrantsOrScholarships
Other Expenditures81135377OtherExpenditures
Administrative Expenses3040411AdministrativeExpenses
End Of Year Balance2368789327EndOfYearBalance

Current Year Minus4 Years CurrentYearMinus4Years

FieldValueIRS element (for citing)
Beginning Of Year Balance2394484490BeginningOfYearBalance
Contributions102440000Contributions
Investment Earnings Or Losses-258404408InvestmentEarningsOrLosses
Grants Or Scholarships21727000GrantsOrScholarships
Other Expenditures78727904OtherExpenditures
Administrative Expenses3429572AdministrativeExpenses
End Of Year Balance2134635606EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.40000BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.60000PermanentEndowmentEOYBalance
Term Endowment EOY Balance0.00000TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs0EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs0EndowmentsHeldByRelatedOrgs

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis156621428OtherCostOrOtherBasis
Book Value156621428BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis4697002110OtherCostOrOtherBasis
Depreciation1778851175Depreciation
Book Value2918150935BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis637487532OtherCostOrOtherBasis
Depreciation472576662Depreciation
Book Value164910870BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis438311000OtherCostOrOtherBasis
Book Value438311000BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings3677994233TotalOfBookValueLandBuildings

Other Securities OtherSecurities (7 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
COLLATERAL FOR SECURITIES LOANED2605199F
EQUITY SECURITIES1486450407F
FIXED INCOME SECURITIES318638716F
OPPORTUNISTIC & CREDIT779833730F
OTHER LONG - TERM INVESTMENTS34311263F
OTHER SHORT - TERM INVESTMENTS22284552F
REAL ASSETS355661126F
FieldValueIRS element (for citing)
Total Of Book Value Securities2999784993TotalOfBookValueSecurities

Other Liabilities OtherLiabilities (7 entries)

DescriptionDescriptionAmountAmount
ACCRUED BENEFIT OBLIGATION$77,103,391
ACCRUED POSTRETIREMENT OBLIGATION$418,401,653
ASSET RETIREMENT OBLIGATION$133,176,572
FEDERAL GRANTS REFUNDABLE$71,189,397
SECURITY LOAN AGREEMENTS PAYABLE$2,536,220
TAXABLE BONDS$151,701,375
OTHER LEASING OBLIGATIONS$83,760,727
FieldValueIRS element (for citing)
Total Of Amounts937869335TotalOfAmounts

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (3 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
PART III, LINE 1A:THE UNIVERSITY DOES NOT ASSIGN VALUES TO COLLECTION ITEMS. COLLECTION ITEMS ARE GENERALLY HELD FOR EDUCATIONAL PURPOSES AND ARE NOT DISPOSED OF FOR FINANCIAL GAIN OR OTHERWISE ENCUMBERED IN ANY MANNER.
PART III, LINE 4:COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH ACQUISITION AND MAINTENANCE OF THESE COLLECTIONS ARE RECORDED AS EXPENSES IN THE PERIOD IN WHICH THEY ARE INCURRED.
PART V, LINE 4:NYU'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES SUCH AS: PROGRAM SUPPORT, FACULTY AND STAFF SALARIES, SCHOLARSHIPS AND FELLOWSHIPS, LIBRARY BOOKS, RESEARCH, BUILDINGS AND EQUIPMENT, AND STUDENT LOANS.DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS:

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy Stmt1NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc1PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media1PolicyPublViaBroadcastMedia
Maint Racial Composition Records1MaintRacialCompositionRecords
Maint Scholarships Records1MaintScholarshipsRecords
Maint Copies Of Brochures Etc1MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations1MaintCopiesOfAllSolicitations
Discriminate Race Students Rights0DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies0DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty0DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships0DiscriminateRaceScholarships
Discriminate Race Educ Policies0DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts0DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog0DiscriminateRaceAthleticProg
Discriminate Race Other Acty0DiscriminateRaceOtherActy
Government Financial Aid Received1GovernmentFinancialAidReceived
Government Financial Aid Revoked0GovernmentFinancialAidRevoked
Compliance With Rev Proc75501ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATIONSCHEDULE E, PART I, LINE 3ALL ADVERTISEMENTS AND MARKETING MATERIALS, INCLUDING ADVERTISEMENTS IN NEWSPAPERS, CONTAIN THE NYU NONDISCRIMINATORY POLICY STATEMENT. ADDITIONALLY, THE UNIVERSITY'S WEB-SITE (WWW.NYU.EDU) PROMINENTLY FEATURES INSTITUTIONAL POLICIES ON NONDISCRIMINATION AND EQUAL OPPORTUNITY.
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCESCHEDULE E, PART I, LINE 6THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FROM VARIOUS FEDERAL, STATE & LOCAL AGENCIES.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records Maintained1GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (11 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
CENTRAL AMERICA11EDUCATION/RESEARCHINSTRUCTION311639
EAST ASIA AND THE PACIFIC568EDUCATION/RESEARCHINSTRUCTION16311489
EUROPE7147EDUCATION/RESEARCHINSTRUCTION56303538
MIDDLE EAST AND NORTH AFRICA4508EDUCATION/RESEARCHINSTRUCTION85807485
SOUTH AMERICA17EDUCATION/RESEARCHINSTRUCTION2635294
SUB-SAHARAN AFRICA110EDUCATION/RESEARCHINSTRUCTION2211777
SOUTH ASIA10EDUCATION/RESEARCHINSTRUCTION816
CENTRAL AMERICA00INVESTMENTS1011829033
EAST ASIA AND THE PACIFIC00INVESTMENTS82256490
EUROPE00INVESTMENTS21145519
SUB-SAHARAN AFRICA00INVESTMENTS26388036
FieldValueIRS element (for citing)
Subtotal Number Of Offices20SubtotalNumberOfOffices
Subtotal Number Of Employees741SubtotalNumberOfEmployees
Cont Number Of Offices0ContNumberOfOffices
Cont Number Of Employees0ContNumberOfEmployees
Total Number Of Offices20TotalNumberOfOffices
Total Number Of Employees741TotalNumberOfEmployees
Subtotal Amount Spent1175411071SubtotalAmountSpent
Cont Amount Spent129790045ContAmountSpent
Total Amount Spent1305201116TotalAmountSpent

Grants To Ind Outside US GrantsToIndOutsideUS (9 entries)

Type Of AssistanceTypeOfAssistanceRegionRegionNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursement
SCHOLARSHIPS, FELLOWSHIPS, GRANTSCENTRAL AMERICA AND THE CARIBBEAN26886429CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSEAST ASIA AND THE PACIFIC47817243299CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSEUROPE37313694255CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSMIDDLE EAST & NORTH AFRICA1266695923CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSNORTH AMERICA1765262129CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSRUSSIA-NEWLY INDEPENDENT392212922CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSSOUTH AMERICA903183669CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS. GRANTSSOUTH ASIA1425026172CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSSUB-SAHARAN AFRICA472349090CREDIT TO BURSAR ACCOUNTS
FieldValueIRS element (for citing)
Transfer To Foreign Corp1TransferToForeignCorp
Interest In Foreign Trust0InterestInForeignTrust
Own Foreign Corp1OwnForeignCorp
Passive Foreign Invest Co0PassiveForeignInvestCo
Foreign Partnership1ForeignPartnership
Boycott Countries1BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV

FieldValueIRS element (for citing)
IdentifierPROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:Identifier
ExplanationSCHEDULE F, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS OUTSIDE THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS.Explanation

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsXMailSolicitations
Email SolicitationsXEmailSolicitations
Phone SolicitationsXPhoneSolicitations
In Person SolicitationsXInPersonSolicitations
Solicitation Of Non Govt GrantsXSolicitationOfNonGovtGrants
Solicitation Of Govt GrantsXSolicitationOfGovtGrants
Special Fundraising EventsXSpecialFundraisingEvents
Agreement Ref Fundraising1AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation

Name Of Organization NameOfOrganization

FieldValueIRS element (for citing)
Business Name Line1RUFFALOCODYBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line165 KIRKWOOD N RDAddressLine1
CityCEDAR RAPIDSCity
StateIAState
ZIP Code52406ZIPCode
FieldValueIRS element (for citing)
ActivityPHONATHONActivity
Fundraiser Control Of Funds0FundraiserControlOfFunds
Gross Receipts1546642GrossReceipts
Amount Retained By Contractor737489AmountRetainedByContractor
Net To Organization809153NetToOrganization
FieldValueIRS element (for citing)
Total Gross Receipts1546642TotalGrossReceipts
Total Retained By Contractors737489TotalRetainedByContractors
Total Net To Organization809153TotalNetToOrganization
Licensed StatesALLicensedStates
Licensed StatesAKLicensedStates
Licensed StatesAZLicensedStates
Licensed StatesARLicensedStates
Licensed StatesCALicensedStates
Licensed StatesCOLicensedStates
Licensed StatesCTLicensedStates
Licensed StatesFLLicensedStates
Licensed StatesGALicensedStates
Licensed StatesHILicensedStates
Licensed StatesILLicensedStates
Licensed StatesKSLicensedStates
Licensed StatesKYLicensedStates
Licensed StatesLALicensedStates
Licensed StatesMALicensedStates
Licensed StatesMELicensedStates
Licensed StatesMDLicensedStates
Licensed StatesMILicensedStates
Licensed StatesMNLicensedStates
Licensed StatesMOLicensedStates
Licensed StatesMSLicensedStates
Licensed StatesNCLicensedStates
Licensed StatesNDLicensedStates
Licensed StatesNHLicensedStates
Licensed StatesNJLicensedStates
Licensed StatesNMLicensedStates
Licensed StatesNYLicensedStates
Licensed StatesOHLicensedStates
Licensed StatesOKLicensedStates
Licensed StatesORLicensedStates
Licensed StatesPALicensedStates
Licensed StatesRILicensedStates
Licensed StatesSCLicensedStates
Licensed StatesTNLicensedStates
Licensed StatesUTLicensedStates
Licensed StatesVALicensedStates
Licensed StatesWALicensedStates
Licensed StatesWILicensedStates
Licensed StatesWVLicensedStates
Licensed StatesDCLicensedStates

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1VIOLET BALLNameOfEvent1
Gross Receipts Event15441851GrossReceiptsEvent1
Charitable Contributions Event15225351CharitableContributionsEvent1
Gross Revenue Event1216500GrossRevenueEvent1
Other Direct Expenses Event1333877OtherDirectExpensesEvent1
Name Of Event2FACES GALANameOfEvent2
Gross Receipts Event24708585GrossReceiptsEvent2
Charitable Contributions Event24567385CharitableContributionsEvent2
Gross Revenue Event2141200GrossRevenueEvent2
Other Direct Expenses Event2292028OtherDirectExpensesEvent2
Total Number Of Other Events24TotalNumberOfOtherEvents
Gross Receipts Other Events5383005GrossReceiptsOtherEvents
Charitable Contrib Other Events2452988CharitableContribOtherEvents
Gross Revenue Other Events2930017GrossRevenueOtherEvents
Other Direct Expenses Other Events762761OtherDirectExpensesOtherEvents
Gross Receipts Total15533441GrossReceiptsTotal
Charitable Contributions Total12245724CharitableContributionsTotal
Gross Revenue Total Events3287717GrossRevenueTotalEvents
Other Direct Expenses Total Events1388666OtherDirectExpensesTotalEvents
Direct Expense Summary Events1388666DirectExpenseSummaryEvents
Net Income Summary1899051NetIncomeSummary

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records Maintained1RecordsMaintained

Recipient Table RecipientTable (10 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Cash GrantAmountOfCashGrantPurpose Of GrantPurposeOfGrantAddress Line2AddressUS/AddressLine2
UNITED WAY OF NEW YORK CITY
2 PARK AVENUENEW YORKNY10016132617681501(C)(3)25660SUPPORT
NATIONAL CENTER ON PHILANTHROPY AND THE LAW
110 WEST 3RD STREET - DAGOSTINONEW YORKNY10012133954405501(C)(3)270000SUPPORTHALL
GREENWICH HOUSE INC
224 WEST 30TH STREET SUITE 302NEW YORKNY10001135562204501(C)(3)17300SUPPORT AND COMMUNITY GALA
UNIVERSITY SETTLEMENT ANNUAL FUND
184 ELRIDGE STREETNEW YORKNY10002135562374501(C)(3)15000SUPPORT
BOWERY RESIDENTS' COMMITTEE INC
131 WEST 25TH STREET 12TH FLOORNEW YORKNY10001132736659501(C)(3)12500SUPPORT
UNION SQUARE PARTNERSHIP
4 IRVING PLACENEW YORKNY10003133004730501(C)(3)12500HARVEST IN THE SQUARE / SUMMER IN THE SQUARE
LOWER EAST SIDE GIRLS CLUB OF NY
56 EAST 1ST STREETNEW YORKNY10003133942063501(C)(3)12000SUPPORT ANNUAL GALA
NEW YORK BUILDING CONGRESS
44 WEST 28TH STREETNEW YORKNY10001131097030501(C)(3)10425LEADERSHIP AWARDS LUNCHEON, RECOGNITION BUILDING AND CONSTRUCTION SPONSORSHIP.
PROJECT RENEWAL
200 VARICK STREET 9TH FLOORNEW YORKNY10014132602882501(C)(3)5000SUPPORT INNOVATIVE MOBILE MEDICAL PROGRAM FOR HOMELESS MEN AND WOMEN.
NEW YORKER FOR PARKS
55 BROAD STREETNEW YORKNY10004136167879501(C)(3)15000SUPPORT ANNUAL GALA
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants10TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations0TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII

FieldValueIRS element (for citing)
Type Of GrantSTUDENT FINANCIAL AIDTypeOfGrant
Number Of Recipients16653NumberOfRecipients
Amount Of Cash Grant339619112AmountOfCashGrant

Form990 Schedule I Part IV Form990ScheduleIPartIV

FieldValueIRS element (for citing)
IdentifierPROCEDURE FOR MONITORING GRANTS IN THE U.S.:Identifier
Return ReferencePART I, LINE 2:ReturnReference
ExplanationSCHEDULE I, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS IN THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS.Explanation

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Idemnification Gross Up PaymentsXIdemnificationGrossUpPayments
Housing Allowance Or ResidenceXHousingAllowanceOrResidence
Personal ServicesXPersonalServices
Written Policy Re T And E Expenses1WrittenPolicyReTAndEExpenses
Substantiation Required1SubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Written Employment ContractXWrittenEmploymentContract
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance Payment0SeverancePayment
Supplemental Nonqual Retire Plan1SupplementalNonqualRetirePlan
Equity Based Comp Arrangement0EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org1CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs0CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org0CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs0CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments1AnyNonFixedPayments
Initial Contract Exception0InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (21 entries)

TitleTitleBase Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
JOHN E SEXTON
UNIVERSITY PRESIDENT1240614000631050102200010076501506684000
DAVID W MCLAUGHLIN
PROVOST59861900000250000126010636220000
MICHAEL ALFANO
EXECUTIVE VP (END 05/07/13)49353700000360000122290541766000
ROBERT BERNE
SVP. FOR HEALTH1255196000002500001260101292797000
BONNIE BRIER
GEN.COUNSEL & SECRETARY5846240105993000250000126010728218000
MARTIN DORPH
EVP FOR FINANCE & IT53599601115630204500250000172570710266000
THOMAS J CAREW
DEAN OF FAS469656000332830250000126010540540000
ANDREW BROTMAN
SVP. & VICE DEAN4821264821262375002375002505250512500125000073463173463100
ROBERT GROSSMAN
EX-OFFICIO, DEAN & CEO107105110710514000004000004010534010533203263203266425642521988552198855238392238392
ALISON LEARY
EVP. FOR OPERATIONS353904069700000250000172090465813000
STEPHANIE PIANKA
TREASURER (START 5/21/12)164337000000033790167716000
TINA SURH
CHIEF INV. OFFICER4741140001174351025000013301673598000
DEBRA LAMORTE
SVP. FOR DEVELOPMENT51073509259305360025000083090641997000
LINDA MILLS
VC. GLOBAL PROGRAMS556319060955020000250000180250662299000
MARILYN MCMILLAN
VP. FOR IT32199502616100025000067570379913000
ANTHONY K FREMPONG-BOADU
DR. DIVISION OF SPINAL NEUROSURGERY231663032803280002379201327703549060000
JAMES A GRIFO MD PHD
PROF. OF OBSTETRICS AND GYNECOLOGY221441031572580002284901327703414825000
JOHN G GOLFINOS
CHAIR OF NEUROSURGERY39347233751223294119153300225651936168331444266581122866400
FREDERICK L LICCIARDI
ASSOC. PROF. DEPT. OF OBSTETRIC & GY217325021138880002283301577702369823000
NICOLE NOYES
DR. OF REPRODUCTIVE SURGERY218397020719370002283401758802330756000
JESS BENHABIB
FORMER DEAN FAS (END 7/1/11)419106000174000250000126010474107000

Form990 Schedule J Part III Form990ScheduleJPartIII (5 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
PART I, LINE 1AONE OFFICER RECEIVED REIMBURSEMENT FOR ACCOUNTING, FINANCIAL PLANNING AND LEGAL EXPENSES. ONE OFFICER TRAVELED FIRST CLASS. ONE OFFICER AND KEY EMPLOYEE RECEIVED A TAX GROSS-UP PAYMENT. ONE OFFICER AND ONE KEY EMPLOYEE RECEIVED UNIVERSITY HOUSING WITHOUT CHARGE. IN ONE CASE, THE HOUSING QUALIFIED FOR EXCLUSION FROM TAX UNDER IRC 119. IN THE OTHER, INCOME IN ITS ENTIRETY, WAS IMPUTED. ONE KEY EMPLOYEE HAD A CAR AND DRIVER AVAILABLE FOR USE, AND INCOME WAS IMPUTED ON THE PERSONAL USE OF THE VEHICLE AND DRIVER.
PART I, LINE 4BROBERT GROSSMAN, MD - DEAN OF NYU SCHOOL OF MEDICINE- PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN (SERP) DURING CALENDAR YEAR 2012. THE EMPLOYER CONTRIBUTION TO THIS PLAN WAS $615,652 FOR CALENDAR YEAR 2012. THIS AMOUNT IS REPORTED AS A SHARED COST BETWEEN NYU HOSPITALS CENTER AND NYU SCHOOL OF MEDICINE. THE SUPPLEMENTAL SERP CONTRIBUTIONS WERE MADE PURSUANT TO A NEGOTIATED AGREEMENT WITH DR. GROSSMAN. PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15TH, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2012 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY- WHILE PRESIDENT OR IN ANY POST-PRESIDENT EMPLOYMENT WITH NYU- IS REDUCED BY THE SERP ANNUAL PAYMENTS. FOR EXAMPLE, SO LONG AS PRESIDENT SEXTON REMAINS AS PRESIDENT, HE WILL NOT RECEIVE ANY ECONOMIC BENEFIT FROM THE SERP ANNUAL PAYMENTS BECAUSE EVERY DOLLAR FROM THE SERP ANNUAL PAYMENTS WILL REDUCE HIS SALARY AS PRESIDENT. EXECUTIVE VICE PRESIDENT ALFANO IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2014, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $11,000 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU COLLEGE OF DENTISTRY (INCLUDING HIS SERVICES AS DEAN OF THE NYU COLLEGE OF DENTISTRY, A MEMBER OF THE FACULTY OF THE NYU COLLEGE OF DENTISTRY, AND/OR EVP OF NYU). THE $11,000 ALLOCABLE TO CALENDAR YEAR 2012 IS INCLUDED IN PART II, ABOVE, IN COLUMN C.
PART I, LINE 5ONE HIGHEST COMPENSATED EMPLOYEE RECEIVED COMPENSATION OVER A BASE SALARY BASED ON THE SURPLUS OF REVENUES AFTER EXPENSES FOR THE IVF FACULTY PRACTICE GROUP.
PART I, LINE 7TWO KEY EMPLOYEES RECEIVED COMPENSATION OVER BASE SALARY INCLUDING THE BONUS DETERMINED BY THE ORGANIZATION'S COMPENSATION COMMITTEE, DETERMINED AS REASONABLE.
PART IIIFORM 990, SCHEDULE J, PART II, COL. (F): DR. GROSSMAN'S OTHER REPORTABLE COMPENSATION (COL. (B)(III)) INCLUDES A SERP DISTRIBUTION PAYMENT OF $482,272 DURING CALENDER YEAR 2012. THIS AMOUNT INCLUDES THE SERP CONTRIBUTION OF $476,784 THAT WAS REPORTED ON A PRIOR FORM 990 AS DEFERRED COMPENSATION, AND THE EARNINGS THEREON. THESE AMOUNTS ARE REPORTED AS A SHARED COST BETWEEN NYUHC AND NYU SCHOOL OF MEDICINE.SUPPLEMENTAL INFORMATION

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCdIssuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
A14600029364983TF242004-09-09154646150SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
B146000293649903QP92007-07-12129995163SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
C146000293649903U662008-07-18616076776SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
D146000293649905VF02009-12-10419957678SEE SUPPLEMENTAL INFORMATION000

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCdAmount RetiredAmountRetiredTotal ProceedsTotalProceedsCapitalized InterestCapitalizedInterestIssuance Costs From ProceedsIssuanceCostsFromProceedsCredit EnhancementCreditEnhancementCapital ExpendituresCapitalExpendituresOther Spent ProceedsOtherSpentProceedsYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaindAmount UnspentAmountUnspentRefunding EscrowRefundingEscrow
A985250001729373561307526111261371604166155744844138694920100011
B138200204137688301043964970225116684628977182201000014755374
C1757000061872221828000894396638648403961241903262009101198525000
D42055021225185683646687943356478000150006372

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyEngage Bond Counsel ContractsEngageBondCounselContractsAny Research AgreementsAnyResearchAgreementsEngage Bond Counsel ResearchEngageBondCounselResearchPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUseBond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTestChange In Use Bond Financed PropChangeInUseBondFinancedPropPrcntge Bond Financed PropPrcntgeBondFinancedPropRemedial Action TakenRemedialActionTakenNon Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A0111100.000100.008300.00840010.0004001
B0111100.028600.014400.04300001
C0111100.019600.003800.02340001
D0111100.003500.000000.00350001

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledRebate Not Due YetRebateNotDueYetException To RebateExceptionToRebateNo Rebate DueNoRebateDueVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedWritten Proc To Monitor ReqsWrittenProcToMonitorReqs
A000110011
B000100011
C001000001
D000100011

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCdProc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A1
B1
C1
D1

Form990 Schedule K Part VI Form990ScheduleKPartVI (11 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SCHEDULE K PART IV, ARBITRAGE, LINE 2CDATE REBATE COMPUTATION PERFORMEDISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK DATE THE REBATE COMPUTATION WAS PERFORMED: 09/09/2012 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK DATE THE REBATE COMPUTATION WAS PERFORMED: 08/31/2010 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2011
PART I (F) - DESCRIPTION OF PURPOSEBOND NUMBER 1 (CUSIP # 64983TF24):TO: (I) PAY THE COSTS OF THE 2004 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER-DEALER FEES ON THE SERIES 2004 BONDS AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2004 BONDS.
BOND NUMBER 2 (CUSIP # 649903QP9):TO: (I) PAY THE COSTS OF THE 2007A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST ON THE SERIES 2007A BONDS, AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2007A BONDS.
BOND NUMBER 3 (CUSIP # 649903U66):TO: (I) PAY THE COSTS OF THE 2008 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY (II) REPAY A LINE OF CREDIT USED TO CURRENT REFUND THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK, NEW YORK UNIVERSITY INSURED REVENUE BONDS, SERIES 2004B1 AND SERIES 2004B2 ISSUED ON 9/9/2004 (III) PAY CAPITALIZED INTEREST ON THE SERIES 2008 BONDS AND (IV) PAY THE COSTS OF ISSUANCE OF THE SERIES 2008 BONDS.
BOND NUMBER 4 (CUSIP # 649905VF0):TO (I) PAY THE COSTS OF THE 2009 PROJECT, CONSISTING OF THE FINANCING, REIMBURSEMENT OF THE COSTS OF CONSTRUCTION, ACQUISITION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY AND (II) PAY THE COSTS OF ISSUANCE OF THE SERIES 2009A BONDS.
BOND NUMBER 5 (CUSIP # 649905WC6):TO (I) REPAY A LINE OF CREDIT USED TO REPAY TAXABLE INDEBTEDNESS INCURRED IN CONNECTION WITH A FACILITY FOR THE SCHOOL OF MEDICINE, AND (II) PAY THE COST OF ISSUANCE OF THE 2009B BONDS.
BOND NUMBER 6 (CUSIP # 649906TN4):TO (I) PAY, OR REIMBURSE THE UNIVERSITY FOR THE PAYMENT OF, COSTS OF THE 2012A PROJECT, (II) REFUND OR REIMBURSE THE UNIVERSITY FOR THE REFUNDING OF ALL OR A PORTION OF THE NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY CIVIC FACILITY REVENUE BONDS, SERIES 2001 AND THE AUTHORITY'S NEW YORK UNIVERSITY INSURED REVENUE BONDS, 2001 SERIES 2, (III) REPAY A LINE OF CREDIT THAT WAS USED TO PAY THE AUTHORITY'S NEW YORK UNIVERSITY INSURED REVENUE BONDS, SERIES 2003B, AND (IV) PAY CERTAIN COSTS OF ISSUANCE OF THE SERIES 2012A BONDS.
BOND NUMBER 7 (CUSIP # 649906VS0):TO (I) FINANCE OR REFINANCE THE COST OF THE ACQUISITION, CONSTRUCTION, FURNISHING AND EQUIPPING OF THE SERIES 2012 PROJECT AND (II) TO PAY CERTAIN COSTS OF ISSUANCE OF THE SERIES 2012 BONDS.
PART III - "PRIVATE BUSINESS USE;" BONDS NUMBER 1, 2, 3, 4, 5 & 6; LINE 3C:NEW YORK UNIVERSITY (THE "UNIVERSITY") OBTAINED A PRIVATE LETTER RULING IN 2001 REGARDING RESEARCH AGREEMENTS AND USES THE GUIDANCE IT OBTAINED TO MEASURE THE PERCENTAGE OF FINANCED PROPERTY TREATED AS USED IN A PRIVATE BUSINESS USE. THE UNIVERSITY IS ALLOCATING EQUITY ON A PRO-RATA BASIS FOR PURPOSES OF THIS TAX YEAR'S FORM 990, BUT THIS ALLOCATION DOES NOT PRECLUDE THE UNIVERSITY'S ABILITY TO USE OTHER EQUITY ALLOCATION METHODS IN THE FUTURE.
PART IV - "ARBITRAGE;" BONDS NUMBER 1 & 3; LINE 2:THE SERIES 2004 BONDS ISSUED IN VARIABLE RATE FORM WERE REPAID WITH FUNDS DRAWN UNDER A LINE OF CREDIT IN 2008 AND THE LINE OF CREDIT WAS THEN REFINANCED BY THE 2008 SERIES BONDS. THE SERIES 2004 BONDS ISSUED IN FIXED RATE FORM WERE NOT REFINANCED AND ARE CURRENTLY OUTSTANDING.
PART III, PRIVATE BUSINESS USE, LINE 8A, LINE 8CBOND NUMBER 1 (CUSIP # 64983TF24):A REQUEST FOR RELIEF WAS FILED WITH THE SERVICE THROUGH THE VOLUNTARY CLOSING AGREEMENT PROGRAM (VCAP) ON JUNE 20, 2014 WITH RESPECT TO THE DISPOSITION OF THE BOND-FINANCED PROPERTY. BOND NUMBER 3 (CUSIP # 649903U66): THE 2008 BONDS WERE ISSUED, IN PART, TO CURRENT REFUND THE 2004 BONDS. A PORTION OF THE 2004 BONDS WAS ALLOCATED TO A PROJECT THAT WAS LATER SOLD. THE PORTION OF THE 2008 BONDS ALLOCABLE TO THE DISPOSED BOND-FINANCED PROPERTY IS 0.00614%. A REQUEST FOR RELIEF WAS FILED WITH THE SERVICE THROUGH THE VOLUNTARY CLOSING AGREEMENT PROGRAM (VCAP) ON JUNE 20, 2014 WITH RESPECT TO THE DISPOSITION OF THE BOND-FINANCED PROPERTY.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)

Bond ReferenceBondReferenceCdIssuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
A146000293649905WC62009-12-1065343341SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
B146000293649906TN42012-04-26232921461SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
C146000293649906VS02012-05-1761224691SEE SUPPLEMENTAL INFORMATION000

Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)

Bond ReferenceBondReferenceCdTotal ProceedsTotalProceedsRefunding EscrowRefundingEscrowIssuance Costs From ProceedsIssuanceCostsFromProceedsOther Spent ProceedsOtherSpentProceedsYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaindAmount RetiredAmountRetiredCapital ExpendituresCapitalExpendituresAmount UnspentAmountUnspent
A653394886440000040257553691320091011
B2329226381831800001732798201210015585000461440131865827
C6122633645874720120001607662481340

Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsEngage Bond Counsel ResearchEngageBondCounselResearchPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUseBond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTestChange In Use Bond Financed PropChangeInUseBondFinancedPropNon Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A010100.000000.000000.00000001
B000100.000000.000000.00000001
C00000.000000.000000.00000001

Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledRebate Not Due YetRebateNotDueYetException To RebateExceptionToRebateNo Rebate DueNoRebateDueVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedWritten Proc To Monitor ReqsWrittenProcToMonitorReqs
A001000001
B010000001
C010000001

Form990 Schedule K Part V Form990ScheduleKPartV (3 entries)

Bond ReferenceBondReferenceCdProc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A1
B1
C1

Schedule L IRS990ScheduleL

Loan Table LoanTable (9 entries)

Relationship With OrganizationRelationshipWithOrganizationPurpose Of LoanPurposeOfLoanLoan From OrganizationLoanFromOrganizationOriginal PrincipalOriginalPrincipalAmountBalance DueBalanceDueDefaultDefaultApproved By BoardApprovedByBoardWritten AgreementWrittenAgreement
JOHN E SEXTON
OFFICERMORTGAGEX$549,020550194011
MARTIN DORPH
OFFICERMORTGAGEX$200,00089333011
RICHARD REVESZ
EMPLOYEEMORTGAGEX$5,525,6706494560011
ANDREW BROTMAN
EMPLOYEEMORTGAGEX$100,000100000011
CAROL A MANDEL
EMPLOYEEMORTGAGEX$100,000100000011
MARY M BRABECK
EMPLOYEEMORTGAGEX$500,000500000011
PETER HENRY
EMPLOYEEMORTGAGEX$150,000116666011
JESS BENHABIB
EMPLOYEEMORTGAGEX$400,000400000011
TREVOR MORRISON
EMPLOYEERCMTX$1,000,0001000000011
FieldValueIRS element (for citing)
Total Balance Due9350753TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV (8 entries)

RelationshipRelationshipAmount Of TransactionAmountOfTransactionDescription Of TransactionDescriptionOfTransactionSharing Of RevenuesSharingOfRevenues
LAURENCE D FINK
TRUSTEE284783INV. MGT.0
JOHN SAUNDERS SON IN LAW
TRUSTEE B. BERKLEY213868EMPLOYEE0
WILLIAM RUDIN
TRUSTEE1507195LEASE SPACE0
HARVEY DALE SPOUSE
KEY EMP. D. LAMORTE205023EMPLOYEE0
R SALK DAUGHTER IN LAW
OFFICER R. BERNE55166EMPLOYEE0
CONSTANCE MILSTEIN
TRUSTEE2601952LEASE SPACE0
LEONARD WILF
TRUSTEE380000LEASE SPACE0
DR MARCI LEVINE SISTER
TRUSTEE B. LEVINE264356EMPLOYEE0

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions12NumberOfContributions
Noncash Contribs Rptd F990531006NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Books And Publications BooksAndPublications

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F990405084NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Clothing And Household Goods ClothingAndHouseholdGoods

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F990504382NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Securities Publicly Traded SecuritiesPubliclyTraded

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions368NumberOfContributions
Noncash Contribs Rptd F99022245833NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Securities Prtnrshp Trust Intrsts SecuritiesPrtnrshpTrustIntrsts

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions2NumberOfContributions
Noncash Contribs Rptd F9903703770NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Collectibles Collectibles

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions3NumberOfContributions
Noncash Contribs Rptd F99015102NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Drugs And Medical Supplies DrugsAndMedicalSupplies

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions23NumberOfContributions
Noncash Contribs Rptd F9905934295NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues

Other Non Cash Contributions Table OtherNonCashContributionsTable

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
DescriptionCERTIFICATESDescription
Number Of Contributions14NumberOfContributions
Noncash Contribs Rptd F990221101NoncashContribsRptdF990
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Number Of8283 Received15NumberOf8283Received
Any Property That Must Be Held0AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts1ReviewProcessUnusualNCGifts
Third Parties Used0ThirdPartiesUsed

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (11 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
FORM 990, PART VI, SECTION A, LINE 21) MICHAEL STEINHARDT (TRUSTEE) AND JUDY STEINHARDT (TRUSTEE) HAD A FAMILY RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2013. 2) H. DALE HEMMERDINGER (TRUSTEE) AND SURESH SANI (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2013. 3) JAY FURMAN (TRUSTEE) AND JOHN SEXTON (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2013.
FORM 990, PART VI, SECTION A, LINE 6THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW.
FORM 990, PART VI, SECTION A, LINE 7ATHE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW.
FORM 990, PART VI, SECTION A, LINE 7BTHE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW.
FORM 990, PART VI, SECTION B, LINE 11THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1. THE FORM 990 WAS REVIEWED AND APPROVED BY THE UNIVERSITY CONTROLLER. 2. THE FORM 990 WAS THEN REVIEWED AND APPROVED BY THE UNIVERSITY'S CHIEF FINANCIAL OFFICER AND NYU OFFICE OF GENERAL COUNSEL. 3. THE FORM 990 WAS THEN PRESENTED TO THE UNIVERSITY'S AUDIT COMMITTEE FOR REVIEW. 4. THE FORM 990 WAS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES FOR REVIEW. 5. THE COMPENSATION COMMITTEE OF BOARD OF TRUSTEES REVIEWED THE COMPENSATION SECTIONS OF THE FORM 990. 6. FOLLOWING THE REVIEW PERIOD, THE FORM 990 WAS ELECTRONICALLY FILED WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12CTHE OFFICE OF GENERAL COUNSEL ANNUALLY SENDS OUT CONFLICT OF INTEREST QUESTIONNAIRES TO OFFICERS, TRUSTEES AND KEY EMPLOYEES, REVIEWS COMPLETED QUESTIONNAIRES AND CONSULTS WITH THOSE COMPLETING FORMS AS APPROPRIATE. IN ADDITION, QUESTIONS ARISE PERIODICALLY THROUGHOUT THE YEAR AND ARE HANDLED BY THE OFFICE OF GENERAL COUNSEL AS APPROPRIATE.
FORM 990, PART VI, SECTION B, LINE 15THE PROPOSED COMPENSATION OF OFFICERS, TRUSTEES, KEY EMPLOYEES, DISQUALIFIED PERSONS AND CERTAIN OTHERS (EXCEPT THE PRESIDENT) IS REVIEWED ANNUALLY BY AN OUTSIDE CONSULTING FIRM AND THAT FIRM'S ANALYSIS IS PRESENTED TO THE COMPENSATION COMMITTEE OF THE BOARD FOR ITS REVIEW AND APPROVAL. WHEN IT IS PROPOSED TO CHANGE THE COMPENSATION OF THE PRESIDENT, THE BOARD CHAIRMAN ENGAGES A COMPENSATION CONSULTANT TO PREPARE A CUSTOM SURVEY FOR CONSIDERATION BY THE COMPENSATION COMMITTEE OF THE BOARD, WHICH THEN SETS HIS COMPENSATION.
FORM 990, PART VI, SECTION C, LINE 19THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE ON NYU'S WEBSITE (WWW.NYU.EDU).
THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF NYU'S FINANCIAL STATEMENT AUDIT AND SELECTION OF ITS INDEPENDENT AUDITOR. THERE HAS BEEN NO CHANGE IN PROCESS SINCE PRIOR YEAR.FORM 990, PART XI, LINE 2C,
FORM 990 PART III, LINE 1 - (CONTINUED FROM PAGE 2)AND IS A MEMBER OF THE DISTINGUISHED ASSOCIATION OF AMERICAN UNIVERSITIES. THE UNIVERSITY'S SCHOOLS AND INSTITUTES, EACH WITH ITS OWN TRADITIONS, PROGRAMS AND FACULTY, ARE IN ORDER OF FOUNDING DATE: COLLEGE OF ARTS AND SCIENCE, SCHOOL OF LAW, SCHOOL OF MEDICINE, COLLEGE OF DENTISTRY, GRADUATE SCHOOL OF ARTS AND SCIENCE, STEINHARDT SCHOOL OF CULTURE EDUCATION AND HUMAN DEVELOPMENT, LEONARD N. STERN SCHOOL OF BUSINESS, COURANT INSTITUTE OF MATHEMATICAL SCIENCES, SCHOOL OF CONTINUING AND PROFESSIONAL STUDIES, INSTITUTE OF FINE ARTS, ROBERT F.WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, POST-GRADUATE MEDICAL SCHOOL, SILVER SCHOOL OF SOCIAL WORK, TISCH SCHOOL OF THE ARTS, GALLATIN SCHOOL OF INDIVIDUALIZED STUDY, COLLEGE OF NURSING, THE INSTITUTE FOR THE STUDY OF THE ANCIENT WORLD, AND THE NYU POLYTECHNIC SCHOOL OF ENGINEERING. IN ADDITION, NYU OPERATES A DEGREE-GRANTING RESEARCH UNIVERSITY WITH A HIGHLY SELECTIVE UNDERGRADUATE LIBERAL ARTS AND SCIENCES COLLEGE IN ABU DHABI - NYU ABU DHABI, AND ALSO A DEGREE-GRANTING RESEARCH UNIVERSITY IN CHINA - NYU SHANGHAI AS PART OF ITS GLOBAL NETWORK OF ACADEMIC PROGRAM SITES AND RESEARCH PROGRAMS IN OTHER PARTS OF THE U.S. AND ABROAD.
SCHEDULE M-PART I COLUMN (D)THE VALUATION RECORDED IN THE UNIVERSITY'S FUNDRAISING SYSTEM IS USUALLY BASED UP ON THE PROFESSIONAL APPRAISAL SUBMITTED WITH THE GIFT. IN THE EVENT THERE IS NO APPRAISAL AND VALUATION CANNOT BE DETERMINED, A NOMINAL VALUE OF $1 IS RECORDED.METHOD OF DETERMINING REVENUES

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (23 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Controlled OrgControlledOrgAddress Line1AddressForeign/AddressLine1CityAddressForeign/CityProvince Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodeLegal Domicile Foreign CountryLegalDomicileForeignCountry
INSTITUTE OF FINE ARTS FOUNDATION
1 EAST 78TH STREETNEW YORKNY10021237184242SUPPORT NYU'S INSTITUTE OF FINE ARTSNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
NATIONAL CENTER ON PHILANTHROPY AND THE LAW
110 WEST 3RD STREET - DAGOSTINO HALNEW YORKNY10012133954405STUDY, RESEARCH, EDUCATION ON PHILANTHROPY & THE LAWNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
NEW YORK UNIVERSITY REAL ESTATE CORPORATION
105 EAST 17TH STREET 4TH FLNEW YORKNY10003134141728OWNS REAL PROPERTYNY501 (C) (25)NEW YORK UNIVERSITY0
NYU SCHOOL OF BUSINESS FOUNDATION INC
C/O KAUFMAN MGMT CENTER-44 WEST 4THNEW YORKNY10022134168015SUPPORT NYU'S L.N. STERN SCHOOL OF BUSINESSNY501 (C) (3)LINE 7NEW YORK UNIVERSITY0
NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION
110 WEST 3RD STREET 2ND FLNEW YORKNY10012136161036SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 9NEW YORK UNIVERSITY0
NYU IMAGING INC
545 FIRST AVENUENEW YORKNY10016134000622PERFORMS MEDICAL ACTIVITIESNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
NYU SCHOOL OF LAW RETENTION ASSISTANCE CORP
110 WEST 3RD STREET 2ND FLNEW YORKNY10012134047911SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INYU'S SCHOOL OF LAW FOUNDATION0
NYU SCHOOL OF LAW HOUSING ASSISTANCE CORP
110 WEST 3RD STREET 2ND FLNEW YORKNY10012134043221SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INYU'S SCHOOL OF LAW FOUNDATION0
NYU SCHOOL OF LAW RECRUITMENT ASSISTANCE CORPORATION
110 WEST 3RD STREET 2ND FLNEW YORKNY10012134043182SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INYU'S SCHOOL OF LAW FOUNDATION0
HAROLD ACTON TRUST
105 EAST 17TH STREET 4TH FLNEW YORKNY10003137050560SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITLAYNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
WASHINGTON SQUARE LEGAL SERVICES INC
110 WEST 3RD STREET 2ND FLNEW YORKNY10012237392120CERTAIN PUBLIC INTEREST ACTIVITIES OF NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
NYU IN ABU DHABI CORP
262652713SUPPORT NYU COLLEGE IN ABU DHABINY501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0C/O NYU - 105 EAST 17TH STREET 4THNEW YORKABU DHABIAE10003
HORTENSE ACTON TRUST
PO BOX 1802PROVIDENCERI029011802367110976SUPPORT NYU'S CAMPUS IN FLORENCE, ITLAYIL501 (C) (3)LINE 11A, INEW YORK UNIVERSITY0
NYU HOSPITALS CENTER
70 WASHINGTON SQUARE SOUTHNEW YORKNY10013133971298OPERATES NYU'S HOSPITALSNY501 (C) (3)LINE 3NEW YORK UNIVERSITY0
POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY
70 WASHINGTON SQUARE SOUTHNEW YORKNY10013111630820ENGINEERING COLLEGENY501 (C) (3)LINE 2NEW YORK UNIVERSITY0
34TH STREET CANCER CENTER INC
70 WASHINGTON SQUARE SOUTHNEW YORKNY10013300262470CANCER CARENY501 (C) (3)LINE 11A, INYU HOSPITALS CENTER0
JURODIN FUND INC
PO BOX 6089NEWARKDE197146089136169166DONOR FUNDSDE501 (C) (3)PFNEW YORK UNIVERSITY0
NEW YORK UNIVERSITY VEBA TRUST
105 EAST 17TH STREET 4TH FLNEW YORKNY10003016274657POSTRETIREMENT HEALTH CARE BENEFITSNY501 (C) (9)NEW YORK UNIVERSITY0
NYU IN LONDON
SUPPORT NYU'S PROGRAM IN LONDONNEW YORK UNIVERSITY06 BEDFORD SQUARELONDONUKWC1B 3RAUK
NYU TISCH SCHOOL OF ARTS ASIA LTD
SUPPORTS NYU'S TSOA'S PROGRAM IN SINGAPORENEW YORK UNIVERSITY03 KAY SIANG ROADSN248923SN
NYU IN TEL-AVIV LTD
SUPPORT NYU'S PROGRAM IN TEL-AVIVNEW YORK UNIVERSITY0TUVAL 13RAMAT GANIS52522IS
NEW YORK UNIVERSITY IN FRANCE
SUPPORTS NYU'S PROGRAM IN FRANCENEW YORK UNIVERSITY056 RUE DE PASSYPARISFR75016FR
NEW YORK UNIVERSITY SCHOOL OF MEDICINE VEBA TRUST
550 1ST AVENUENEW YORKNY10016371592643POSTRETIREMENT HEALTH CARE BENEFITSNY501 (C) (9)NEW YORK UNIVERSITY0

Form990 Schedule R Part IV Form990ScheduleRPartIV (5 entries)

Address Line1AddressForeign/AddressLine1CityAddressForeign/CityCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodePrimary ActivityPrimaryActivityLegal Domicile Foreign CountryLegalDomicileForeignCountryBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntityShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsPercentage OwnershipPercentageOwnershipControlled OrgControlledOrgProvince Or StateAddressForeign/ProvinceOrState
CCC 550 INSURANCE SCC
550 FIRST AVENUENEW YORKBB10016EXCESS PROF. LIAB. INSURANCEBBNYU HOSPITALS CENTERC570380003276730001.000000
INTERNATIONAL ART FUND
C/O NYU105 E17TH STREET 4TH FLNEW YORKPM10003HOLDS STOCK IN LA PIETRA CORPPMNEW YORK UNIVERSITYC10814599141.000000
LA PIETRA CORPORATION
VIA BOLOGNESE 120IT50139HOLDS PROPERTY COMPRISING NYU'S FLORENCE CAMPUSITINTERNATIONAL ART FUNDC2331160305666341.000000FIRENZE
NIU DA EDUCATIONAL INFORMATION CONSULTING (SHANGHAI) CO LTD
3663 ZHONG SHAN BEI RD SCIENCE BUICH200062SUPPORTS NYU'S PROGRAM IN CHINACHNEW YORK UNIVERSITYC18904058102871.000000SHANGHAI
NYU PRO FRANCE
57 BOULEVARDSAINT GERMAINFR75005SUPPORTS NYU'S PROGRAM IN FRANCEFRNEW YORK UNIVERSITYC1.000000PARIS
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents Royalties1ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org1GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org1GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org1LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org0LoansOrGuaranteesFromOtherOrg
Dividends Related Organization0DividendsRelatedOrganization
Sale Of Assets To Other Org0SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org0PurchaseOfAssetsFromOtherOrg
Exchange Of Assets0ExchangeOfAssets
Rental Of Facilities To Other Orgs1RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs1RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs1PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs1PerformOfServicesByOtherOrgs
Sharing Of Facilities1SharingOfFacilities
Sharing Of Paid Employees1SharingOfPaidEmployees
Reimbursement Paid To Other Org1ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org1ReimbursementPaidByOtherOrg
Other Transfer To Other Org1OtherTransferToOtherOrg
Other Transfer From Other Org1OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (26 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolvedMethod Of Amt DeterminationMethodOfAmtDetermination
INSTITUTE OF FINE ARTS FOUNDATION
C701560FAIR MARKET VALUE
LA PIETRA CORPORATION
D2471063FAIR MARKET VALUE
LA PIETRA CORPORATION
A11086FAIR MARKET VALUE
LA PIETRA CORPORATION
J1188395FAIR MARKET VALUE
LA PIETRA CORPORATION
M330725FAIR MARKET VALUE
LA PIETRA CORPORATION
L486616FAIR MARKET VALUE
LA PIETRA CORPORATION
O159468FAIR MARKET VALUE
NATIONAL CENTER ON PHILANTHROPY AND THE LAW INC
B270000FAIR MARKET VALUE
NEW YORK UNIVERSITY SCHOOL OF BUSINESS FOUNDATION
C3402764FAIR MARKET VALUE
NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION
C4607062FAIR MARKET VALUE
NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION
Q9725033FAIR MARKET VALUE
NEW YORK UNIVERSITY VEBA TRUST
Q9270000FAIR MARKET VALUE
NYU DA EDUCATION INFORMATION CONSULTING (SHANGHAI)
R1939488FAIR MARKET VALUE
NYU HOSPITALS CENTER
O1335391FAIR MARKET VALUE
NYU HOSPITALS CENTER
P37820111FAIR MARKET VALUE
NYU IN FRANCE
Q6425632FAIR MARKET VALUE
NYU IN LONDON
Q6783817FAIR MARKET VALUE
NYU IN TEL AVIV LTD
Q663600FAIR MARKET VALUE
NYU REAL ESTATE CORPORATION
C3017402FAIR MARKET VALUE
POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY
D41273279FAIR MARKET VALUE
POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY
O3580502FAIR MARKET VALUE
POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY
P4218214FAIR MARKET VALUE
SIR HAROLD ACTON CHARITABLE TRUST
C1107826FAIR MARKET VALUE
WASHINGTON SQUARE LEGAL SERVICES
Q79410FAIR MARKET VALUE
HORTENSE ACTON CHARITABLE TRUST
C995941FAIR MARKET VALUE
NYU TISCH SCHOOL OF THE ARTS ASIALTD
R10107052FAIR MARKET VALUE