ROCKEFELLER UNIVERSITY: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: ROCKEFELLER UNIVERSITY (EIN 13-1624158)
Tax period: 2012-07-01 to 2013-06-30
Filed: 2014-02-13
IRS object ID: 201420449349301622
Schema version: 2012v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule E
Schedule F
Schedule G
Schedule H
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2014-02-13T12:55:54-06:00	Timestamp
Tax Period End Date	2013-06-30	TaxPeriodEndDate
Return Type	990	ReturnType
Tax Period Begin Date	2012-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	131624158	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	THE ROCKEFELLER UNIVERSITY	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	ROCK	NameControl
Phone	2123278000	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1230 YORK AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100656307	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	JAMES H LAPPLE	Name
Title	VP, Finance & Treasurer	Title
Phone	2123278371	Phone
Date Signed	2014-02-13	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Phone	2123278704	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2015-11-30 17:44:51Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	James H Lapple	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	1230 York Avenue	AddressLine1
City	New York	City
State	NY	State
ZIP Code	10065	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	685391533	GrossReceipts
Group Return For Affiliates	0	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	www.rockefeller.edu	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1901	YearFormation
State Legal Domicile	NY	StateLegalDomicile
Activity Or Mission Description	The Rockefeller University (the University) is a world renowned center for research (see schedule O) and graduate education in the biomedical sciences, chemistry, bioinformatics, and physics. The Universitys 71 laboratories conduct both basic and clinical research and study a diverse range of biological and biomedical problems with the mission of improving the understanding of life for the benefit of humanity. Laboratories are loosely clustered in six research areas, including biochemistry, structural biology, and chemistry; medical sciences and human genetics; molecular, cell, and developmental biology; immunology, virology, and microbiology; neuroscience; and physics and mathematical biology. The University does not charge tuition. Its revenues are derived primarily from investment income, government grants and contracts, and private gifts and grants.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	44	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	41	NbrIndependentVotingMembers
Total Nbr Employees	1766	TotalNbrEmployees
Total Nbr Volunteers	0	TotalNbrVolunteers
Total Gross UBI	-316154	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	211148284	ContributionsGrantsPriorYear
Contributions Grants Current Year	158956381	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	29971225	ProgramServiceRevenuePriorYear
Program Service Revenue CY	31276609	ProgramServiceRevenueCY
Investment Income Prior Year	78501065	InvestmentIncomePriorYear
Investment Income Current Year	99020891	InvestmentIncomeCurrentYear
Other Revenue Prior Year	13272710	OtherRevenuePriorYear
Other Revenue Current Year	42627924	OtherRevenueCurrentYear
Total Revenue Prior Year	332893284	TotalRevenuePriorYear
Total Revenue Current Year	331881805	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	8473361	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	8184344	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	148774926	SalariesEtcPriorYear
Salaries Etc Current Year	155149673	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	0	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	7594805	TotalFundrsngExpCurrentYear
Other Expense Prior Year	164482526	OtherExpensePriorYear
Other Expenses Current Year	182132825	OtherExpensesCurrentYear
Total Expenses Prior Year	321730813	TotalExpensesPriorYear
Total Expenses Current Year	345466842	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	11162471	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	-13585037	RevenuesLessExpensesCY
Total Assets BOY	2910477154	TotalAssetsBOY
Total Assets EOY	3007659283	TotalAssetsEOY
Total Liabilities BOY	1013083489	TotalLiabilitiesBOY
Total Liabilities EOY	951103817	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	1897393665	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	2056555466	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	The Rockefeller University (the University) is a world renowned center for research and graduate education in the biomedical sciences, chemistry, bioinformatics, and physics. The Universitys 71 laboratories conduct both basic and clinical research and study a diverse range of biological and biomedical problems with the mission of improving the understanding of life for the benefit of humanity. Laboratories are loosely clustered in six research areas, including biochemistry, structural biology, and chemistry; medical sciences and human genetics; molecular, cell, and developmental biology; immunology, virology, and microbiology; neuroscience; and physics and mathematical biology. The University does not charge tuition. Its revenues are derived primarily from investment income, government grants and contracts, and private gifts and grants.	MissionDescription
Significant New Program Services	0	SignificantNewProgramServices
Significant Change	0	SignificantChange
Expense	252333454	Expense
Grants	8184344	Grants
Description	RESEARCH EDUCATION - 87 LABORATORIES (16 OF WHICH ARE EMERITI) INCLUDING 88 FACULTY MEMBERS, 293 POST-DOCTORAL SCHOLARS, 177 GRADUATE STUDENTS AND WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY MEDICAL STUDENTS.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	15295731	Expense
Description	HOSPITAL-CONSISTS OF 40 BEDS AND SERVES AS A CLINICAL RESEARCH CENTER FOR OUTPATIENTS AND FOR INPATIENTS.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	2938693	Expense
Description	LIBRARY CONTAINS 62,266 VOLUMES (OF WHICH 17,841 ARE ON-LINE) AND 5,498 ON-LINE SUBSCRIPTIONS AND IS MAINTAINED ON AN OPEN STOCK POLICY.	Description

Activity Other ActivityOther

Field	Value	IRS element (for citing)
Expense	32086280	Expense
Revenue	10047539	Revenue
Description	AUXILIARY ENTERPRISES-HOUSING ON CAMPUS FOR SINGLE AND MARRIED STUDENTS;OFF CAMPUS HOUSING FOR FACULTY AND OTHER UNIVERSITY PERSONNEL; FOOD SERVICE CONSISTS OF CAFETERIA DINING FACILITIES; PRESS INCLUDES JOURNALS AND SUBSCRIPTIONS.	Description

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	32086280	TotalOfOtherProgramServiceExp
Total Of Other Program Service Rev	10047539	TotalOfOtherProgramServiceRev
Total Program Service Expense	302654158	TotalProgramServiceExpense
Described In501 C3	1	DescribedIn501C3
Schedule B Required	1	ScheduleBRequired
Political Activities	0	PoliticalActivities
Lobbying Activities	0	LobbyingActivities
Subject To Proxy Tax	0	SubjectToProxyTax
Donor Advised Funds	0	DonorAdvisedFunds
Conservation Easements	0	ConservationEasements
Collections Of Art	1	CollectionsOfArt
Credit Counseling	0	CreditCounseling
Term Or Permanent Endowments	1	TermOrPermanentEndowments
Report Land Bldg Equip	1	ReportLandBldgEquip
Report Invest Oth Securities	1	ReportInvestOthSecurities
Report Prog Rel Invest	0	ReportProgRelInvest
Report Other Assets	0	ReportOtherAssets
Report Other Liabilities	1	ReportOtherLiabilities
Report Fin48 Footnote	1	ReportFin48Footnote
Independent Audit Financial Stmt	0	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	1	ConsolidatedAuditFinancialStmt
School	1	School
Foreign Office	0	ForeignOffice
Foreign Activities	1	ForeignActivities
More Than5000 K To Organizations	0	MoreThan5000KToOrganizations
More Than5000 K To Individuals	0	MoreThan5000KToIndividuals
Professional Fundraising	0	ProfessionalFundraising
Fundraising Activities	1	FundraisingActivities
Gaming	0	Gaming
Hospital	1	Hospital
Financial Stmt Attached	1	FinancialStmtAttached
Grants To Organizations	0	GrantsToOrganizations
Grants To Individuals	1	GrantsToIndividuals
Schedule J Required	1	ScheduleJRequired
Tax Exempt Bonds	1	TaxExemptBonds
Invest Tax Exempt Bonds	0	InvestTaxExemptBonds
Escrow Account	0	EscrowAccount
On Behalf Of Issuer	0	OnBehalfOfIssuer
Excess Benefit Transaction	0	ExcessBenefitTransaction
Prior Excess Benefit Transaction	0	PriorExcessBenefitTransaction
Loan To Officer Or DQP	1	LoanToOfficerOrDQP
Grant To Related Person	0	GrantToRelatedPerson
Bsnss Rltnshp With Organization	1	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	1	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	1	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	1	DeductibleNonCashContributions
Deductible Contributions Of Art	0	DeductibleContributionsOfArt
Terminated	0	Terminated
Partial Liquidation	0	PartialLiquidation
Disregarded Entity	0	DisregardedEntity
Related Entity	1	RelatedEntity
Related Org Controlled Entity	0	RelatedOrgControlledEntity
Transfers To Exempt Non Chrtbl Org	1	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	0	ActivitiesConductedPartnership
Schedule O Required	1	ScheduleORequired
Info In Schedule O Part V	X	InfoInScheduleOPartV
Number Forms Transmitted With1096	509	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	1	ComplianceWithBackupWitholding
Number Of Employees	1766	NumberOfEmployees
Employment Tax Returns Filed	1	EmploymentTaxReturnsFiled
Unrelated Business Income	1	UnrelatedBusinessIncome
Form990-T Filed	1	Form990-TFiled
Foreign Financial Account	1	ForeignFinancialAccount
Name Of Foreign Country	VI	NameOfForeignCountry
Name Of Foreign Country	CJ	NameOfForeignCountry
Name Of Foreign Country	UK	NameOfForeignCountry
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTrans
Taxable Party Notification	0	TaxablePartyNotification
Non Deductible Contributions	0	NonDeductibleContributions
Quid Pro Quo Contributions	1	QuidProQuoContributions
Quid Pro Quo Disclosure	1	QuidProQuoDisclosure
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOf
Funds To Pay Premiums	0	FundsToPayPremiums
Premiums Paid	0	PremiumsPaid
Indoor Tanning Services	0	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	44	NbrVotingGoverningBodyMembers
Number Independent Voting Members	41	NumberIndependentVotingMembers
Family Or Business Relationship	1	FamilyOrBusinessRelationship
Delegation Of Management Duties	0	DelegationOfManagementDuties
Changes To Organizing Docs	0	ChangesToOrganizingDocs
Material Diversion Or Misuse	0	MaterialDiversionOrMisuse
Members Or Stockholders	0	MembersOrStockholders
Election Of Board Members	0	ElectionOfBoardMembers
Decisions Subject To Approval	0	DecisionsSubjectToApproval
Minutes Of Governing Body	1	MinutesOfGoverningBody
Minutes Of Committees	1	MinutesOfCommittees
Officer Mailing Address	0	OfficerMailingAddress
Local Chapters	0	LocalChapters
Form990 Provided To Governing Body	1	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	1	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	1	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	1	RegularMonitoringEnforcement
Whistleblower Policy	1	WhistleblowerPolicy
Document Retention Policy	1	DocumentRetentionPolicy
Compensation Process CEO	1	CompensationProcessCEO
Compensation Process Other	1	CompensationProcessOther
Investment In Joint Venture	0	InvestmentInJointVenture
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	MICHAEL P VITALE	BusinessNameLine1

Field	Value	IRS element (for citing)
Telephone Number	2123278704	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	1230 YORK AVENUE	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100656307	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (62 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	OfficerOfficer	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
Allen R Adler
Trustee	0.00	X	0	0	0
Holly Andersen
Trustee	0.00	X	0	0	0
Robert M Bass
Trustee	0.00	X	0	0	0
Edward J Benz Jr MD
Trustee	0.00	X	0	0	0
Judith Roth Berkowitz
Trustee	0.00	X	0	0	0
Debra Black
Trustee	0.00	X	0	0	0
David Botstein PhD
Trustee	0.00	X	0	0	0
Russell L Carson
Trustee, Chairman	0.00	X	0	0	0
H Rodgin Cohen
Trustee	0.00	X	0	0	0
Andreas Dracopoulos
Trustee	0.00	X	0	0	0
Anthony B Evnin PhD
Trustee	0.00	X	0	0	0
Michael D Fascitelli
Trustee	0.00	X	0	0	0
Peter A Flaherty
Trustee	0.00	X	0	0	0
William E Ford
Trustee	0.00	X	0	0	0
Joseph L Goldstein
Trustee	0.00	X	0	0	0
Neva R Goodwin
Trustee	0.00	X	0	0	0
Peter T Grauer
Trustee	0.00	X	0	0	0
Paul B Guenther
Trustee	0.00	X	0	0	0
Marlene Hess
Trustee	0.00	X	0	0	0
David I Hirsch PhD
Trustee, Vice Chair	0.00	X	0	0	0
Sandra J Horbach
Trustee	0.00	X	0	0	0
William I Huyett Jr
Trustee	0.00	X	0	0	0
Ajit Jain
Trustee	0.00	X	0	0	0
David H Koch
Trustee	0.00	X	0	0	0
Henry R Kravis
Trustee, Vice Chair	0.00	X	0	0	0
Karen M Levy
Trustee	0.00	X	0	0	0
Evelyn G Lipper MD
Trustee	0.00	X	0	0	0
Susan Lyne
Trustee	0.00	X	0	0	0
Thomas Maniatis PhD
Trustee	0.00	X	0	0	0
Surya Mohapatra
Trustee	0.00	X	0	0	0
Robin Chemers Neustein
Trustee	0.00	X	0	0	0
Willard J Overlock Jr
Trustee	0.00	X	0	0	0
Marnie S Pillsbury
Trustee, Vice Chair	0.00	X	0	0	0
Don Michael Randel until 112012
Trustee	0.00	X	0	0	0
Patricia Rosenwald
Trustee	0.00	X	0	0	0
Richard E Salomon
Trustee, Vice Chair	0.00	X	0	0	0
Lewis A Sanders
Trustee	0.00	X	0	0	0
John M Shapiro
Trustee	0.00	X	0	0	0
Sydney R Shuman
Trustee	0.00	X	0	0	0
James H Simons PhD
Trustee	0.00	X	0	0	0
Dinakar Singh
Trustee	0.00	X	0	0	0
David Sze
Trustee	0.00	X	0	0	0
Lulu C Wang
Trustee	0.00	X	0	0	0
Marc Tessier-Lavigne PhD
President	35.00	X	1246444	0	162843	X
Amy Falls
VP & CIO	35.00		647466	0	155151	X
Barry Coller
VP & Physician-in-Chief	35.00		539420	0	69420	X
Harriet Rabb
VP & General Counsel	35.00		441327	0	69389	X
Maren Imhoff
VP, Development	35.00		490686	0	69405	X
John Tooze
VP, Facilities & Scientifi	35.00		453353	0	73569	X
Michael Young
VP, Academic Affairs	35.00		443830	0	75815	X
James Lapple
VP, Finance & Treasurer	35.00		403344	0	53575	X
Sidney Strickland
VP, Education Affairs	35.00		344685	0	69431	X
Virginia Huffman
VP, Human Resources	35.00		368218	0	75719	X
Jane Rendall
Corporate Secretary	35.00		254254	0	69139	X
Roberta Maloney
Asst. VP, Finance	35.00		230851	0	70004	X
Timothy O'Connor as of 62013
VP, University Strategy & Research Operations	35.00		0	0	0	X
Jean-Laurent Casanova
Professor, Head of Laborat	35.00		479969	0	70488		X
Shai Shaham
Professor, Head of Laborat	35.00		474025	0	51239		X
Robert Roeder
Professor, Head of Laborat	35.00		459697	0	75781		X
Thomas Lenehan
Deputy CIO	35.00		495934	0	178424		X
Paul Greengard
Professor, Head of Laborat	35.00		437917	0	69407		X
Thomas Sakmar
Professor, Head of Laborat	35.00		314824	0	75747			X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	8526244	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	1534546	TotalOtherCompensation
Number Individuals GT100 K	177	NumberIndividualsGT100K
Formers Listed	1	FormersListed
Total Comp GT150 K	1	TotalCompGT150K
Compensation From Other Sources	0	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
TURNER CONSTRUCTION CO
375 HUDSON STREET	NEW YORK	NY	10014	CONSTRUCTION SERVICES	57240991
NICHOLOSON & GALLOWAY INC
261 GLEN HEAD ROAD	GLEN HEAD	NY	11545	CONSTRUCTION SERVICES	6738611
RESTAURANT ASSOCIATES CORP
120 WEST 45TH STREET	NEW YORK	NY	10036	FOOD SERVICES	2114067
RAFAEL VINOLY ARCHITECTS PC
50 VANDAM STREET	NEW YORK	NY	10013	ARCHITECTURAL SERVICES	1179533
MITCHELL GIRUGOLA ARCHITECTS
170 WEST 97TH STREET	NEW YORK	NY	10036	ARCHITECTURAL SERVICES	1143225

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	66	NumberOfContractorsGT100K
Fundraising Events	2734025	FundraisingEvents
Government Grants	156222356	GovernmentGrants
Noncash Contributions	47393961	NoncashContributions
Total Contributions	158956381	TotalContributions

Program Service Revenue ProgramServiceRevenue (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	ExclusionExclusionAmount	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
Housing	532000	18498722	$18,498,722
Press operations	511120	10047539		10047539
Food Service	722210	2730348	$2,730,348

Field	Value	IRS element (for citing)
Total Program Service Revenue	31276609	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	2907476	TotalRevenueColumn
Exclusion	$2,907,476	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	6863	TotalRevenueColumn
Exclusion	$6,863	ExclusionAmount

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	33743387	TotalRevenueColumn
Exclusion	$33,743,387	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	7387063	Real

Less Rental Expenses LessRentalExpenses

Field	Value	IRS element (for citing)
Real	0	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	7387063	Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	7387063	TotalRevenueColumn
Exclusion	$7,387,063	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	449242990	Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	353136438	Securities

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	96106552	Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	96106552	TotalRevenueColumn
Unrelated Business Revenue	-316154	UnrelatedBusinessRevenue
Exclusion	$96,422,706	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	123050	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	2734025	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	373290	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-250240	TotalRevenueColumn
Exclusion	-$250,240	ExclusionAmount

Other Revenue Misc OtherRevenueMisc (2 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	ExclusionExclusionAmount
Mortgage Interest	900099	285680	$285,680
Reimbursement of Costs	900099	225030	$225,030

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	1237004	TotalRevenueColumn
Exclusion	$1,237,004	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	1747714	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	331881805	TotalRevenueColumn
Related Or Exempt Function Income	10047539	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	-316154	UnrelatedBusinessRevenue
Exclusion	$163,194,039	ExclusionAmount

Field	Value	IRS element (for citing)
Info In Schedule O Part IX	X	InfoInScheduleOPartIX

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	8184344	Total
Program Services	8184344	ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	5247100	Total
Program Services	147933	ProgramServices
Management And General	4634167	ManagementAndGeneral
Fundraising	465000	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	39697	Total
Program Services	39697	ProgramServices

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	102933908	Total
Program Services	91695405	ProgramServices
Management And General	8311397	ManagementAndGeneral
Fundraising	2927106	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	8584052	Total
Program Services	6858406	ProgramServices
Management And General	1391299	ManagementAndGeneral
Fundraising	334347	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	31054843	Total
Program Services	26184901	ProgramServices
Management And General	3879276	ManagementAndGeneral
Fundraising	990666	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	7290073	Total
Program Services	6321355	ProgramServices
Management And General	756883	ManagementAndGeneral
Fundraising	211835	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	299986	Total
Management And General	299986	ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	434869	Total
Program Services	60900	ProgramServices
Management And General	373969	ManagementAndGeneral

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	1757912	Total
Management And General	1757912	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	11710523	Total
Program Services	10963551	ProgramServices
Management And General	566954	ManagementAndGeneral
Fundraising	180018	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	1269231	Total
Program Services	1054232	ProgramServices
Management And General	111446	ManagementAndGeneral
Fundraising	103553	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	51228011	Total
Program Services	47522747	ProgramServices
Management And General	3543647	ManagementAndGeneral
Fundraising	161617	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	2462629	Total
Program Services	1063006	ProgramServices
Management And General	1138527	ManagementAndGeneral
Fundraising	261096	Fundraising

Royalties Royalties

Field	Value	IRS element (for citing)
Total	20187678	Total
Program Services	20187678	ProgramServices

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	12343510	Total
Program Services	10160639	ProgramServices
Management And General	1110916	ManagementAndGeneral
Fundraising	1071955	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	933628	Total
Program Services	860977	ProgramServices
Management And General	41188	ManagementAndGeneral
Fundraising	31463	Fundraising

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	1211934	Total
Program Services	1141231	ProgramServices
Management And General	61782	ManagementAndGeneral
Fundraising	8921	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	28865776	Total
Program Services	26027327	ProgramServices
Management And General	2838449	ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	38942053	Total
Program Services	35622325	ProgramServices
Management And General	2472500	ManagementAndGeneral
Fundraising	847228	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	2584518	Total
Program Services	656937	ProgramServices
Management And General	1927581	ManagementAndGeneral

Other Expenses OtherExpenses

Field	Value	IRS element (for citing)
Description	Subcontracts	Description
Total	7900567	Total
Program Services	7900567	ProgramServices

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	345466842	Total
Program Services	302654158	ProgramServices
Management And General	35217879	ManagementAndGeneral
Fundraising	7594805	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	30350	BOY
EOY	30350	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	140445663	BOY
EOY	133884764	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	218329411	BOY
EOY	193952239	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	9925874	BOY
EOY	8365883	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	8784092	BOY
EOY	12262955	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	22342079	BOY
EOY	20296138	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	763235	BOY
EOY	730167	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	2277761	BOY
EOY	2453112	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	1173955365	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	414971840	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	729261888	BOY
EOY	758983525	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	1130089673	BOY
EOY	1249713545	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	580935136	BOY
EOY	595659288	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	3547088	BOY
EOY	3826018	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	63744904	BOY
EOY	27501299	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	2910477154	BOY
EOY	3007659283	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	44036362	BOY
EOY	49130485	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	4348929	BOY
EOY	5201427	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	628207668	BOY
EOY	622841318	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	336490530	BOY
EOY	273930587	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	1013083489	BOY
EOY	951103817	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	395253067	BOY
EOY	497904189	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1247921071	BOY
EOY	1302224416	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	254219527	BOY
EOY	256426861	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	1897393665	BOY
EOY	2056555466	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	2910477154	BOY
EOY	3007659283	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	-13585037	ReconcilationRevenueExpenses
Reconciliation Unrealized Invest	96770796	ReconciliationUnrealizedInvest
Reconcilation Other Changes	75976042	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	0	AccountantCompileOrReview
FS Audited	1	FSAudited

FS Audited Basis FSAuditedBasis

Field	Value	IRS element (for citing)
Financial Statement Consolidated	X	FinancialStatementConsolidated

Field	Value	IRS element (for citing)
Audit Committee	1	AuditCommittee
Federal Grant Audit Required	1	FederalGrantAuditRequired
Federal Grant Audit Performed	1	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule D IRS990ScheduleD

Art Public Exhibition Amts ArtPublicExhibitionAmts

Field	Value	IRS element (for citing)
Assets In Part X	770239	AssetsInPartX

Field	Value	IRS element (for citing)
Collect Used For Public Exhibition	X	CollectUsedForPublicExhibition
Solicited Assets For Sale	0	SolicitedAssetsForSale

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1539214232	BeginningOfYearBalance
Contributions	5351242	Contributions
Investment Earnings Or Losses	194327582	InvestmentEarningsOrLosses
Other Expenditures	96400371	OtherExpenditures
End Of Year Balance	1642492685	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1620400847	BeginningOfYearBalance
Contributions	6402176	Contributions
Investment Earnings Or Losses	-6743511	InvestmentEarningsOrLosses
Other Expenditures	80845280	OtherExpenditures
End Of Year Balance	1539214232	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1451345077	BeginningOfYearBalance
Contributions	5982193	Contributions
Investment Earnings Or Losses	266875779	InvestmentEarningsOrLosses
Other Expenditures	103802202	OtherExpenditures
End Of Year Balance	1620400847	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1428894687	BeginningOfYearBalance
Contributions	7123572	Contributions
Investment Earnings Or Losses	127372135	InvestmentEarningsOrLosses
Other Expenditures	112045317	OtherExpenditures
End Of Year Balance	1451345077	EndOfYearBalance

Current Year Minus4 Years CurrentYearMinus4Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1878613121	BeginningOfYearBalance
Contributions	12472234	Contributions
Investment Earnings Or Losses	-353884925	InvestmentEarningsOrLosses
Other Expenditures	108305743	OtherExpenditures
End Of Year Balance	1428894687	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.21400	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.14500	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.64100	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	0	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	0	EndowmentsHeldByRelatedOrgs

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	17842744	OtherCostOrOtherBasis
Book Value	17842744	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	1080986890	OtherCostOrOtherBasis
Depreciation	362927359	Depreciation
Book Value	718059531	BookValue

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	424726	OtherCostOrOtherBasis
Depreciation	411359	Depreciation
Book Value	13367	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	73175529	OtherCostOrOtherBasis
Depreciation	50924194	Depreciation
Book Value	22251335	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	1525476	OtherCostOrOtherBasis
Depreciation	708928	Depreciation
Book Value	816548	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	758983525	TotalOfBookValueLandBuildings

Other Securities OtherSecurities (5 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
Alt Inv-Private-Buyout funds	202436557	F
Alt Inv-Private-Natural resources/other	67729919	F
Alt Inv-Private-Real estate funds	151451692	F
Alt Inv-Private-Venture capital funds	130695975	F
Cash Equivalents	43345145	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	595659288	TotalOfBookValueSecurities

Other Liabilities OtherLiabilities (4 entries)

DescriptionDescription	AmountAmount
Amounts held for others	$97,265,222
Conditional asset retirement obligation	$7,912,805
Obligation under derivative instruments	$121,271,560
Postretirement benefit obligation	$47,481,000

Field	Value	IRS element (for citing)
Total Of Amounts	273930587	TotalOfAmounts
Footnote In Part XIII	X	FootnoteInPartXIII
Tot Revenue Etc Audited Fincl Stmt	466208494	TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments	96770796	NetUnrealizedGainsInvestments
Other Revenues	58953042	OtherRevenues
Revenue Not Rptd F990	155723838	RevenueNotRptdF990
Revenue Subtotal	310484656	RevenueSubtotal
Investment Expenses Not Included	1757912	InvestmentExpensesNotIncluded
Other Revenues Not Included	19639237	OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt	21397149	RevenueNotRptdOnFinStmt
Total Revenue Per Form990	331881805	TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt	307160477	TotExpensesEtcAuditedFinclStmt
Other Expenses Included	-16535926	OtherExpensesIncluded
Expenses Not Rptd F990	-16535926	ExpensesNotRptdF990
Expenses Subtotal	323696403	ExpensesSubtotal
Investment Expenses Not Included2	1757912	InvestmentExpensesNotIncluded2
Other Expenses Not Included	20012527	OtherExpensesNotIncluded
Expenses Not Rptd On Fin Stmt	21770439	ExpensesNotRptdOnFinStmt
Total Expenses Per Form990	345466842	TotalExpensesPerForm990

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (7 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
Part III, Line 4:	Works of art are displayed in various locations throughout the campus.
Part V, Line 4:	The primary role of the endowment is to advance the research mission of the University through support of the annual operating budget. The Investment Committee of the Board of Trustees is responsible for overseeing the endowment. With the support of the Office of Investments, the Committee is responsible for establishing the endowments investment policy and asset allocation; retaining and overseeing external investment managers; and monitoring the implementation and performance of the investment program. The endowments assets are invested in marketable securities, including U.S. and non-U.S. equity and fixed income securities, and private investments, including venture capital, private equity and real assets. The assets are invested by external investment managers through separate accounts or through commingled vehicles, including funds, trusts and limited partnerships.	Description of Intended Use of Endowment Funds:
Part X, Line 2:	The University is exempt from federal income taxes under the provisions of Section 501(c)(3) of the Internal Revenue Code. The University follows the guidance of ASC 740 10, Accounting for Income Taxes Overall, which addresses accounting for uncertainties in income taxes recognized in an enterprises financial statements. The University utilizes a threshold of more likely-than not for recognition and derecognition of tax positions taken or expected to be taken in a tax return.	Description of Uncertain Tax Positions Under FIN 48:
	Unrealized Net Gain on Derivative Instruments - 58,953,042	Part XI, Line 2d - Other Adjustments:
	Fundraising expenses - (373,290) Royalty payments - 20,012,527	Part XI, Line 4b - Other Adjustments:
	RU Faculty & Students Club, Inc. - NET LOSS - 113,784 Postretirement related changes - (17,023,000) Fundraising expenses - 373,290	Part XII, Line 2d - Other Adjustments:
	Royalty payments - 20,012,527	Part XII, Line 4b - Other Adjustments:

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	1	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	1	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	1	PolicyPublViaBroadcastMedia
Maint Racial Composition Records	1	MaintRacialCompositionRecords
Maint Scholarships Records	1	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	1	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	1	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	0	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	0	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	0	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	0	DiscriminateRaceScholarships
Discriminate Race Educ Policies	0	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	0	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	0	DiscriminateRaceOtherActy
Government Financial Aid Received	1	GovernmentFinancialAidReceived
Government Financial Aid Revoked	0	GovernmentFinancialAidRevoked
Compliance With Rev Proc7550	1	ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Explanation of Nondiscriminatory Policy Publication	Schedule E, Part I, Line 3	It is the policy of The Rockefeller University to support equality of educational and employment opportunity. No individual shall be denied admission to the Graduate Program of the University or otherwise be discriminated against with respect to any program or in the administration of any policy of the University because of race, color, religion, sex, age, national or ethnic origin, citizenship, sexual orientation, veteran status, or disability. The Rockefeller University is committed to the maintenance of affirmative action programs that will assure the continuation of such equality of opportunity.
Explanation of Government Financial Assistance	Schedule E, Part I, Line 6	The University receives financial assistance from the State of New York under the Bundy Aid Program.

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (3 entries)

RegionRegion	Type Of Activities ConductedTypeOfActivitiesConducted	Total ExpendituresTotalExpenditures
Europe (Including Iceland & Greenland) -	Investments	30931296
Central America & Caribbean	Investments	571036866
North America	Investments	187223

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	0	SubtotalNumberOfOffices
Subtotal Number Of Employees	0	SubtotalNumberOfEmployees
Cont Number Of Offices	0	ContNumberOfOffices
Cont Number Of Employees	0	ContNumberOfEmployees
Total Number Of Offices	0	TotalNumberOfOffices
Total Number Of Employees	0	TotalNumberOfEmployees
Subtotal Amount Spent	602155385	SubtotalAmountSpent
Cont Amount Spent	0	ContAmountSpent
Total Amount Spent	602155385	TotalAmountSpent
Transfer To Foreign Corp	1	TransferToForeignCorp
Interest In Foreign Trust	0	InterestInForeignTrust
Own Foreign Corp	1	OwnForeignCorp
Passive Foreign Invest Co	1	PassiveForeignInvestCo
Foreign Partnership	1	ForeignPartnership
Boycott Countries	0	BoycottCountries

Schedule G IRS990ScheduleG

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	Women & Science Luncheon	NameOfEvent1
Gross Receipts Event1	1682785	GrossReceiptsEvent1
Charitable Contributions Event1	1638035	CharitableContributionsEvent1
Gross Revenue Event1	44750	GrossRevenueEvent1
Rent Facility Costs Event1	64120	RentFacilityCostsEvent1
Food And Beverage Event1	57332	FoodAndBeverageEvent1
Other Direct Expenses Event1	8570	OtherDirectExpensesEvent1
Name Of Event2	Parents & Science Luncheon	NameOfEvent2
Gross Receipts Event2	1174290	GrossReceiptsEvent2
Charitable Contributions Event2	1095990	CharitableContributionsEvent2
Gross Revenue Event2	78300	GrossRevenueEvent2
Rent Facility Costs Event2	50899	RentFacilityCostsEvent2
Food And Beverage Event2	131176	FoodAndBeverageEvent2
Entertainment Event2	5793	EntertainmentEvent2
Other Direct Expenses Event2	55400	OtherDirectExpensesEvent2
Gross Receipts Total	2857075	GrossReceiptsTotal
Charitable Contributions Total	2734025	CharitableContributionsTotal
Gross Revenue Total Events	123050	GrossRevenueTotalEvents
Rent Facility Costs Total Events	115019	RentFacilityCostsTotalEvents
Food And Beverage Total Events	188508	FoodAndBeverageTotalEvents
Entertainment Total Events	5793	EntertainmentTotalEvents
Other Direct Expenses Total Events	63970	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	373290	DirectExpenseSummaryEvents
Net Income Summary	-250240	NetIncomeSummary

Form990 Schedule G Part IV Form990ScheduleGPartIV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Women & Science Luncheon	Form 990, Schedule G, Part II, Fundraising Events	The Women & Science program is an important outreach and fundraising initiative of The Rockefeller University. Comprised of a wide circle of friends and benefactors, Women & Science provides support for education and career advancement of scientists in biomedical research and related fields. One component of this initiative is the annual Women & Science Lecture and Luncheon.
Parents & Science Luncheon	Form 990, Schedule G, Part II, Fundraising Events	The Parents & Science program in an important outreach and fundraising initiative of The Rockefeller University. Parents & Science sponsors events that feature distinguished Rockefeller University scientists and eminent guest speakers from such fields as psychology, medicine, education, and the social sciences. A major focus is emerging discoveries and biomedical breakthroughs that are improving the health and well-being of children. One component of this initiative is the annual Celebrating Science Benefit.

Schedule H IRS990ScheduleH

Field	Value	IRS element (for citing)
Charity Care Policy	0	CharityCarePolicy
Annual Community Benefit Report	1	AnnualCommunityBenefitReport
Report Publically Available	1	ReportPublicallyAvailable

Research Research

Field	Value	IRS element (for citing)
Total Community Benefit Expense	15295730	TotalCommunityBenefitExpense
Direct Offsetting Revenue	7593875	DirectOffsettingRevenue
Net Community Benefit Expense	7701855	NetCommunityBenefitExpense
Percent Of Total Expense	0.02230	PercentOfTotalExpense

Total Other Benefits TotalOtherBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	15295730	TotalCommunityBenefitExpense
Direct Offsetting Revenue	7593875	DirectOffsettingRevenue
Net Community Benefit Expense	7701855	NetCommunityBenefitExpense
Percent Of Total Expense	0.02230	PercentOfTotalExpense

Total Community Benefits TotalCommunityBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	15295730	TotalCommunityBenefitExpense
Direct Offsetting Revenue	7593875	DirectOffsettingRevenue
Net Community Benefit Expense	7701855	NetCommunityBenefitExpense
Percent Of Total Expense	0.02230	PercentOfTotalExpense

Field	Value	IRS element (for citing)
Bad Debt Expense Reported	0	BadDebtExpenseReported
Amount Reimbursed By Medicare	0	AmountReimbursedByMedicare
Written Debt Collection Policy	0	WrittenDebtCollectionPolicy
Number Of Hospital Facilities	1	NumberOfHospitalFacilities

Form990 Schedule H Part V Section A Form990ScheduleHPartVSectionA

Field	Value	IRS element (for citing)
Facility Number	1	FacilityNumber

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	The Rockefeller University Hospital	BusinessNameLine1

Address Address

Field	Value	IRS element (for citing)
Address Line1	1230 York Avenue	AddressLine1
City	New York	City
State	NY	State
ZIP Code	10065	ZIPCode

Field	Value	IRS element (for citing)
Licensed Hospital	X	LicensedHospital
Research Facility	X	ResearchFacility

Form990 Schedule H Part V Section B Form990ScheduleHPartVSectionB

Hospital Facility Name HospitalFacilityName

Field	Value	IRS element (for citing)
Business Name Line1	The Rockefeller University Hospital	BusinessNameLine1

Field	Value	IRS element (for citing)
Hospital Facility Number	1	HospitalFacilityNumber
CHNA Conducted	1	CHNAConducted
Community Definition	X	CommunityDefinition
Community Demographics	X	CommunityDemographics
Existing Resources	X	ExistingResources
How Data Obtained	X	HowDataObtained
Community Health Needs	X	CommunityHealthNeeds
Other Health Issues	X	OtherHealthIssues
Identifying Process	X	IdentifyingProcess
Consulting Process	X	ConsultingProcess
Information Gaps	X	InformationGaps
Needs Assessment Conducted	12	NeedsAssessmentConducted
Take Into Account	1	TakeIntoAccount
Other Facilities	0	OtherFacilities
CHNA Widely Available	1	CHNAWidelyAvailable
Own Website	X	OwnWebsite
On Request	X	OnRequest
Adopt Implement Strategy	X	AdoptImplementStrategy
Execute Implement Strategy	X	ExecuteImplementStrategy
Include Operational Plans	X	IncludeOperationalPlans
Prioritize Health Needs	X	PrioritizeHealthNeeds
Prioritize Services	X	PrioritizeServices
All Needs Addressed	1	AllNeedsAddressed
Organization Incur Excise Tax	0	OrganizationIncurExciseTax
Eligibility Criteria Explained	0	EligibilityCriteriaExplained
Uses FPG Free	0	UsesFPGFree
Uses FPG Discounted	0	UsesFPGDiscounted
Explains Basis	0	ExplainsBasis
Explains Application Method	0	ExplainsApplicationMethod
Includes Publicity Measures	0	IncludesPublicityMeasures
Actions On Nonpayment	0	ActionsOnNonpayment
Collection Activities	0	CollectionActivities
Nondiscrim Emergency Care Policy	0	NondiscrimEmergencyCarePolicy
Amounts Generally Billed	0	AmountsGenerallyBilled
Gross Charges	0	GrossCharges

Form990 Schedule H Part VI Form990ScheduleHPartVI (5 entries)

ExplanationExplanation	IdentifierIdentifier	Return ReferenceReturnReference
Part III, Line 9b: THE ROCKEFELLER UNIVERSITY HOSPITAL DOES NOT HAVE ANY NET PATIENT SERVICE REVENUE AS IT DOES NOT CHARGE ITS PATIENTS. THE PATIENTS ARE SUBJECT VOLUNTEERS WHO GET PAID A STIPEND FOR CERTAIN CLINICAL TRIALS THAT ARE PERFORMED ON A ROUTINE BASIS.
Part V, Section A: The Rockefeller University Hospital exists solely to conduct clinical research. The specialized personnel and other resources available at the Hospital facilitate clinical research for both the investigator and the research participant.The Hospital's facilities include a 40 bed inpatient unit which operates 24 hours a day, 365 days a year. All patient rooms are single-occupancy, private accommodations. Specialized facilities include a four-room procedure suite, suitable for endoscopy and biopsy procedures; 2 hardwired cardiac monitored beds and 2 telemetry cardiac monitoring units; and a broad-band/narrow-band ultraviolet light box for psoriasis treatment. The Robert & Harriet Heilbrunn Outpatient Research Center opened in January 2003 and includes 9 exam rooms, 2 consultation rooms, and 2 phlebotomy rooms, as well as other patient and staff facilities. The Outpatient Research Center is open weekdays from 7AM to 5PM. A new, state-of-the-art digital radiology suite opened in Spring 2003. The Rockefeller University Hospital and Center for Clinical and Translational Science is particularly suitable to conducting studies involving moderate and low acuity patients, as well as high-intensity, high-complexity protocols such as pharmacokinetics and metabolic studies. The Hospital's strengths include a specialized Research Bionutrition Department, an on-site Research Pharmacy, and facilities to support long-stay inpatient studies, including an Art & Recreation Department, which offers participants pleasant and rewarding craft, video and computer activities in a safe and comfortable environment. Full clinical laboratory services are provided via contract with Memorial-Sloan Kettering Cancer Center; Radiology and EKG interpretations are provided by arrangement with New York-Presbyterian Hospital; on-site apheresis services are provided by contract. The Hospital is accredited by the Joint Commission on Accreditation of Healthcare Organizations (JCAHO) and licensed by the State of New York.
Part VI, Line 2: Patients and volunteers who consent to participate in research studies (protocols) are treated without charge. Unlike most hospitals, the Rockefeller University Hospital does not routinely provide standard diagnostic and treatment services. Admission is selective: patients are chosen by Hospital physicians solely because they have an illness or condition being studied, or because they are healthy volunteers and are also needed for study. Thus, all research participants are volunteers, and as such are important partners in the research process. Without volunteers and patients, significant advances in biomedical knowledge could not otherwise be achieved.
Part VI, Line 5: The Rockefeller University Hospital exists solely to conduct clinical research, at no charge to the research participants.
NEW YORK	LIST OF STATES RECEIVING COMMUNITY BENEFIT REPORT	PART VI, LINE 7

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	1	RecordsMaintained

Form990 Schedule I Part III Form990ScheduleIPartIII (2 entries)

Type Of GrantTypeOfGrant	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant
FELLOWSHIPS	124	3752758
RESEARCH STIPENDS	141	4431586

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Identifier	Procedure for Monitoring Grants in the U.S.:	Identifier
Return Reference	Part I, Line 2:	ReturnReference
Explanation	Schedule I, Part I, Line 2: Stipends and research fellowships are funds paid to offset living expenses for trainees while they further their education at Rockefeller. These amounts are not considered salary or wages given in consideration for specific job duties nor are they grants given in anticipation of specific scientific achievements on the individuals parts. There is no restriction on the use of the funds once they are received by the trainees.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	1	WrittenPolicyReTAndEExpenses
Substantiation Required	1	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Form990 Of Other Organizations	X	Form990OfOtherOrganizations
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	0	SeverancePayment
Supplemental Nonqual Retire Plan	1	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	0	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	1	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	0	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	0	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	0	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	1	AnyNonFixedPayments
Initial Contract Exception	0	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (18 entries)

TitleTitle	Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
Marc Tessier-Lavigne PhD
President	1015000	0	0	0	231444	0	27946	0	134897	0	1409287	0	0	0
Amy Falls
VP & CIO	457500	0	100000	0	89966	0	122896	0	32255	0	802617	0	0	0
Barry Coller
VP & Physician-in-Chief	493200	0	0	0	46220	0	43636	0	25784	0	608840	0	0	0
Harriet Rabb
VP & General Counsel	408900	0	0	0	32427	0	43605	0	25784	0	510716	0	0	0
Maren Imhoff
VP, Development	442500	0	0	0	48186	0	43621	0	25784	0	560091	0	0	0
John Tooze
VP, Facilities & Scientifi	399750	0	0	0	53603	0	43593	0	29976	0	526922	0	0	0
Michael Young
VP, Academic Affairs	412800	0	0	0	31030	0	43560	0	32255	0	519645	0	0	0
James Lapple
VP, Finance & Treasurer	365700	0	0	0	37644	0	43708	0	9867	0	456919	0	0	0
Sidney Strickland
VP, Education Affairs	325200	0	0	0	19485	0	43647	0	25784	0	414116	0	0	0
Virginia Huffman
VP, Human Resources	326400	0	0	0	41818	0	43464	0	32255	0	443937	0	0	0
Jane Rendall
Corporate Secretary	248200	0	0	0	6054	0	43143	0	25996	0	323393	0	0	0
Roberta Maloney
Asst. VP, Finance	222500	0	0	0	8351	0	37927	0	32077	0	300855	0	0	0
Jean-Laurent Casanova
Professor, Head of Laborat	332600	0	0	0	147369	0	43626	0	26862	0	550457	0	0	0
Shai Shaham
Professor, Head of Laborat	190450	0	195730	0	87845	0	19484	0	31755	0	525264	0	0	0
Robert Roeder
Professor, Head of Laborat	398000	0	0	0	61697	0	43526	0	32255	0	535478	0	0	0
Thomas Lenehan
Deputy CIO	304500	0	125000	0	66434	0	147686	0	30738	0	674358	0	0	0
Paul Greengard
Professor, Head of Laborat	412500	0	0	0	25417	0	43623	0	25784	0	507324	0	0	0
Thomas Sakmar
Professor, Head of Laborat	307900	0	0	0	6924	0	43492	0	32255	0	390571	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)

Return ReferenceReturnReference	ExplanationExplanation
Part I, Line 1a	The University provides a residence for the President on campus. The residence is a condition of employment as stated in the President's appointment letter. The house is provided to enable the President to be on campus 24/7 in order to respond to emergent situations that may arise and for other business purposes.
Part I, Line 4b	The University maintains a 457(b) deferred compensation plan for executive level employees. This plan was developed consistent with the 2001 Economic Growth and Tax Relief Reconciliation Act (EGTRRA). The University does not contribute to the plan (employee contributions only). 2012 employee contributions (not included in column B): Harriet Rabb $17,000 James Lapple $17,000 Sidney Strickland $17,000 Maren Imhoff $17,000 Michael Young $17,000 Robert Roeder $17,000 Paul Greengard $17,000
Part I, Line 5	The University maintains a bonus plan for the Chief Investment Officer and the Deputy Chief Investment Officer which is partially based upon the fiscal year return of the University's endowment in addition to other quantitative and qualitative measures. The plan was approved by the University's Compensation Committee of the Board of Trustees. The plan was developed using comparative data from similar institutions.
Part I, Line 7	The University maintains a policy to provide recruitment and retention supplements to faculty as necessary. The purpose of this supplement is to provide an incentive for a candidate to join the University and for incumbent faculty to make Rockefeller their professional home, recognizing the high cost of living in the New York metropolitan area over the course of a whole career. The decision whether to grant a supplement and its size will turn on the exceptional quality of the faculty member's research and the strategic needs of the University, and will be made by the President in the exercise of his discretion.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
Dormitory Authority of the State of New York
A	146000293	64983QEPO	2005-06-02	65000000	Const. & renov. of campus	0	0	0
Dormitory Authority of the State of New York
B	146000293	649903YA3	2008-01-31	103215000	Const. & renov. of campus	0	0	0
Dormitory Authority of the State of New York
C	146000293	649905BE5	2009-04-08	62119152	Current Refunding	0	0	0
Dormitory Authority of the State of New York
D	146000293	649905BF2	2009-04-08	100000000	Const. & renov. of campus	0	0	0

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind	Credit EnhancementCreditEnhancement
A	68164712	494117	67897288	2008	0	1	1
B	104734474	641319	104093155	2012	0	1	1
C	62119152	528854	440097	1998	1	1	1
D	100578341	527175	100016166	2012	0	1	1	35000

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCd	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI	Total Private Business UseTotalPrivateBusinessUse
A	1	1	1
B	1	1	1	0.00000	0.00000	0.00000
C	1	1	1	0.00000	0.00000	0.00000
D	1	1	1	0.00000	0.00000	0.00000

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs	Rebate Not Due YetRebateNotDueYet	Exception To RebateExceptionToRebate	No Rebate DueNoRebateDue
A	1	1	1	1
B	0	1	0	1	0	1	0
C	0	0	0	1	0	1	0
D	0	1	0	1	0	1	0

Form990 Schedule K Part VI Form990ScheduleKPartVI (6 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Schedule K Part IV, Arbitrage, Line 2c	Date Rebate Computation Performed	Issuer Name: Dormitory Authority of the State of New York Date the Rebate Computation was Performed: 11/15/2013 Issuer Name: Dormitory Authority of the State of New York Date the Rebate Computation was Performed: 11/15/2013
Part II - line 3 - Total Proceeds	Date issued 6/2/05	Total Proceeds include issue price ($65,000,000) + investment income ($3,391,405)- Rebate ($226,692.21). Part I, lineA. Pursuant to Treasury Reg. sections 1.145-2(a) and 1.141-12(e)(2), the bonds originally issued on 6/2/05 are treated as reissued under certain sections of the Internal Revenue Code, but not as a reissuance under other sections of the Code, in the amount of $13,743,577. Such amount, together with other amounts treated as disposition proceeds in the aggregate amount of $24,000,000, plus investment earnings thereon, have been applied to pay the cost of certain construction and renovation projects in accordance with Treas. Reg. section 1.141-12(e)(1).
Part II - line 3 - Total Proceeds	Date issued 1/31/08	Total Proceeds includes issue price ($103,215,000) + investment income ($1,519,474)
Part II - line 3 - Total Proceeds	Date issued 4/8/09	Total proceeds include issue price ($100,000,000) + investment income ($578,341).
Part II - line 3 - Total Proceeds	Date issued 8/12/09	Total proceeds include issue price ($101,554,000)+ investment income ($400,676)
Part II - line 3 - Total Proceeds	Date issued 9/1/10	Total proceeds consists of issue price ($53,818,500) + investment income ($121,743).

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
Dormitory Authority of the State of New York
A	146000293	649905PN0	2009-08-12	101554000	Const. & renov. of campus	0	0	0
Dormitory Authority of the State of New York
B	146000293	6499053H7	2010-09-01	53818500	Const. & renov. of campus	0	0	0
Dormitory Authority of the State of New York
C	146000293	649906RZ9	2012-03-08	30018979	Current Refunding	0	0	0
Dormitory Authority of the State of New York
D	146000293	649906SB1	2012-04-04	56441595	Current Refunding	0	0	0

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A	101954676	836150	101118526	2012	0	1	1
B	53949081	553621	53395460	2012	0	1	1
C	30018979	390846	257954	1998	1	1	1
D	56441595	321511	465580	2002	1	1	1

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCd	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A	1	1	1
B	1	1	1
C	1	1	1
D	1	1	1

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCd	Exception To RebateExceptionToRebate	No Rebate DueNoRebateDue	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
A	0	1	1	1
B	0	1	1	1
C	1	0	0	1
D	1	0	0	1

Schedule L IRS990ScheduleL

Loan Table LoanTable (15 entries)

Purpose Of LoanPurposeOfLoan	Loan From OrganizationLoanFromOrganization	Original PrincipalOriginalPrincipalAmount	Balance DueBalanceDue	DefaultDefault	Approved By BoardApprovedByBoard	Written AgreementWrittenAgreement
Jean-Laurent Casanova
Mortgage Loan	X	$2,540,000	2447060	0	1	1
Virginia Huffman
Mortgage Loan	X	$180,000	156452	0	1	1
Maren I Imhoff
Mortgage Loan	X	$300,000	205027	0	1	1
James Lapple
Mortgage Loan	X	$1,579,378	1471759	0	1	1
Thomas Lenehan
Mortgage Loan	X	$1,000,000	989308	0	1	1
Roberta Maloney
Mortgage Loan	X	$502,932	342591	0	1	1
Harriet Rabb
Mortgage Loan	X	$300,000	213566	0	1	1
Jane Rendall
Mortgage Loan	X	$1,353,315	1247916	0	1	1
Thomas Sakmar
Mortgage Loan	X	$599,000	546851	0	1	1
Shai Shaham
Mortgage Loan	X	$1,000,000	896514	0	1	1
Ralph Steinman
Mortgage Loan	X	$996,880	0	0	1	1
Sidney Strickland
Mortgage Loan	X	$197,528	170032	0	1	1
Marc Tessier-Lavigne
Mortgage Loan	X	$2,500,000	2433045	0	1	1
John Tooze
Mortgage Loan	X	$787,500	0	0	1	1
Michael Young
Mortgage Loan	X	$1,238,068	1142834	0	1	1

Field	Value	IRS element (for citing)
Total Balance Due	12262955	TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV (4 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
Anthony Evnin
RU Trustee	558533	The Rockefeller University's endowment is an investor in several partnerships where Anthony Evnin (RU Trustee) is General Partner or Member of the General Partner. Anthony Evnin is not and has never been a member of the Rockefeller University Investment Committee, which means that he does not participate in the University's investment decisions.	0
Howard Berkowitz
Spouse of Judith Berkowitz (RU Trustee	0	The Rockefeller University's endowment is an investor in a partnership where the general partner is Howard Berkowitz (spouse of Judith Berkowitz, an RU Trustee). Judith Berkowitz is not and has never been a member of the Rockefeller University Investment Committee, which means that she does not participate in the University's investment decisions.	0
William J Overlock Jr
RU Trustee	39697	The son-in-law of Willard J. Overlock, Jr. (RU Trustee) is employed by The Rockefeller University.	0
Marc Tessier-Lavigne
RU Trustee and President	207550	Marc Tessier-Lavigne (RU Trustee and President) serves on a pharmaceutical company Board with another RU Trustee (Joeseph Goldstein). There is a management plan so that both Marc Tessier-Lavigne and Joeseph Goldstein recuse themselves from participating in any discussion/decision by the pharmaceutical company relating to The Rockefeller University. The reference pharmaceutical company recently concluded an agreement to fund in the amount of $207,550 research being done in a laboratory of an investigator at The Rockefeller University.	0

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	20	NumberOfContributions
Noncash Contribs Rptd F990	19530658	NoncashContribsRptdF990
Method Of Determining Revenues	Fair Market Value	MethodOfDeterminingRevenues

Other Non Cash Contributions Table OtherNonCashContributionsTable (3 entries)

Non Cash CheckboxNonCashCheckbox	DescriptionDescription	Number Of ContributionsNumberOfContributions	Noncash Contribs Rptd F990NoncashContribsRptdF990	Method Of Determining RevenuesMethodOfDeterminingRevenues
X	Contributions Receivable	36	21905257	Net Present Value
X	Government Grants Receivable	2	3404700	Fair Market Value
X	Private Gifts and Grants Receivable	105	2553346	Fair Market Value

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	1	ReviewProcessUnusualNCGifts
Third Parties Used	1	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

Field	Value	IRS element (for citing)
Identifier	Third Party Use:	Identifier
Return Reference	Part I, Line 32b:	ReturnReference
Explanation	The University utilizes a thrid party to sell gifts of stock that it receives during the fiscal year.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (7 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
Form 990, Part VI, Section A, line 2	Michael Fascitelli (RU Trustee) has a business relationship in the ordinary course of business with another Rockefeller Trustee (Henry Kravis). William E. Ford (RU Trustee)has a business relationship in the ordinary course of business with Henry Kravis (RU Trustee). William E. Ford (RU Trustee)has a business relationship with Andreas C. Dracopoulos (RU Trustee). Andreas C. Dracopoulos (RU Trustee)has a business relationship with William E. Ford(RU Trusee). Henry Kravis (RU Trustee) has a business relationship in the ordinary course of business with other RU Trustees (Michael D. Fascitelli and William E. Ford). Thomas Maniatis (RU Trustee) has a business relationship in the ordinary course of business with another Rockefeller Trustee (Anthony Evnin). Anthony Evnin(RU Trustee) has a business relationship in the ordinary course of business with another Rockefeller Trustee (Thomas Maniatis).
Form 990, Part VI, Section B, line 11	The Organization made available to the governing Board of Trustees the completed form 990 on a restricted website prior to submission. Any comments or questions pertaining to the form 990 were sent to the Vice President, Finance or a member of the Audit Committee of the Board of Trustees. The Audit Committee of the Board of Trustee reviewed and approved the form 990 prior to its submission.
Form 990, Part VI, Section B, line 12c	All members of the University community are covered by the applicable University conflict of interest policies. Trustees, Officers, and Key Employees are covered by the Policy on Business Conflict of Interest and Family/Business Relationships. All other members of the University community are covered by the Conflict of Interest Policy Governing Business Practices. (a) For trustees (including the President), the conflict of interest disclosure form is submitted to the Executive Committee of the Board of Trustees. The Executive Committee, with help from others it may designate, investigates any conflicts or potential conflicts of interest and implements management plans where conflicts or potential conflicts are found to exist. Trustees having made disclosures of current or potential conflict of interest situations may participate in the information-gathering stage of the Executive Committee's review of the disclosures, but will be asked to excuse themselves during the Executive Committee discussion, consideration and vote on the matters in question. (b) For officers and key employees, the conflict of interest disclosure form is submitted to the President. The President, with the help from others he may designate, investigates any conflicts or potential conflicts of interest, and implements management plans where conflicts are found to exist. (c) For heads of laboratory, the conflict of interest disclosure form is submitted to the Vice President for Academic Affairs. The Vice President for Academic Affairs, with help from others he may designate, investigates any conflicts or potential conflicts of interest, and implements management plans where conflicts are found to exist. (d) For all other members of the University community, the conflict of interest disclosure form is submitted to the Vice President for Human Resources. The Vice President for Human Resources, with help from others she may designate, investigates any conflicts or potential conflicts of interest, and implements management plans where conflicts are found to exist.
Form 990, Part VI, Section B, line 15	Compensation for the President and Officers is established and approved by the Compensation Committee of the Board of Trustees. Such compensation is established through review of comparability data and contemporaneous substantiation of the deliberation and decision. The process includes use of an independent compensation consultant, compensation survey of peer institutions and review of other Form 990s. Specific reviews occur on an annual basis.
Form 990, Part VI, Section C, line 19	Conflict of interest policy and financial statements are available to the public through the University's website.
Form 990, Part IX, line 11g	Consultants/Temp Help: Program service expenses 10,963,551. Management and general expenses 566,954. Fundraising expenses 180,018. Total expenses 11,710,523.	Other Fees
Form 990, Part XI, line 9:	Unrealized Gain on Derivatives - 58,953,042 58,953,042. Postretirement related changes - 17,023,000 17,023,000.	Changes in Net Assets or Fund Balances:

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII

Name Of Disregarded Entity NameOfDisregardedEntity

Field	Value	IRS element (for citing)
Business Name Line1	The Rockefeller University Faculty & Students Club Inc	BusinessNameLine1

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	1230 York Avenue	AddressLine1
City	New York	City
State	NY	State
ZIP Code	10065	ZIPCode

Field	Value	IRS element (for citing)
Primary Activities	Social Club	PrimaryActivities
Legal Domicile State	NY	LegalDomicileState
Exempt Code Section	501(c)(7)	ExemptCodeSection

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	The Rockefeller University	BusinessNameLine1

Field	Value	IRS element (for citing)
Controlled Org	0	ControlledOrg

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	0	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	0	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	0	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	0	LoansOrGuaranteesFromOtherOrg
Dividends Related Organization	0	DividendsRelatedOrganization
Sale Of Assets To Other Org	0	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	0	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	0	ExchangeOfAssets
Rental Of Facilities To Other Orgs	0	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	0	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	0	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	1	PerformOfServicesByOtherOrgs
Sharing Of Facilities	1	SharingOfFacilities
Sharing Of Paid Employees	1	SharingOfPaidEmployees
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	1	OtherTransferToOtherOrg
Other Transfer From Other Org	0	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (3 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
THE ROCKEFELLER UNIVERSITY FACULTY & STUDENTS CLUB INC
M	197026	Actual
THE ROCKEFELLER UNIVERSITY FACULTY & STUDENTS CLUB INC
N	95782	Actual
tHE ROCKEFELLER UNIVERSITY FACULTY & STUDENTS CLUB INC
R	-179024	Actual

Form990 Schedule R Part VII Form990ScheduleRPartVII

Field	Value	IRS element (for citing)
Identifier	The Rockefeller University Faculty and Students Club, Inc.	Identifier
Return Reference	Form 990, Schedule R, Part V, #2	ReturnReference
Explanation	The Rockefeller University Faculty and Students Club, Inc. (the Club) is a 501(c)(7) organization that operates a social Club on the campus of The Rockefeller University. The purpose of the Club is to encourage the friendly association of its members and their guests for scientific and other intellectual discourse, and/or pleasure and recreation. The books and records of the Club are maintained by the University. The University collects annual Club dues on behalf of the Club. The Club also relies on certain University systems in order to operate. The Club has a liability to the University which represents the University's subsidized portion of the Club's operations in the amount of $1,816,525 as of June 30, 2013.	Explanation