RAND CORPORATION: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- RAND CORPORATION (EIN 95-1958142)
- Tax period
- 2012-10-01 to 2013-09-29
- Filed
- 2014-02-14
- IRS object ID
- 201420459349303112
- Schema version
- 2012v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule K
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-02-14T18:57:51-06:00 | Timestamp |
| Tax Period End Date | 2013-09-29 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 18111 VON KARMAN AVENUE SUITE 1000 | AddressLine1 |
| City | IRVINE | City |
| State | CA | State |
| ZIP Code | 92612 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 951958142 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAND CORPORATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % RICHARD FALLON | InCareOfName |
| Name Control | RAND | NameControl |
| Phone | 3103930411 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1776 MAIN STREET PO BOX 2138 | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | SANTA MONICA | City |
| State | CA | State |
| ZIP Code | 904072138 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | RICHARD FALLON | Name |
| Title | SENIOR VICE PRESIDENT & CFO | Title |
| Date Signed | 2014-02-14 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | KARA ADAMS | Name |
| Phone | 9497942300 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | MICHAEL D RICH | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | SAME AS C ABOVE | AddressLine1 |
| City | SANTA MONICA | City |
| State | CA | State |
| ZIP Code | 90401 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 488250881 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.RAND.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1948 | YearFormation |
| State Legal Domicile | CA | StateLegalDomicile |
| Activity Or Mission Description | HELP IMPROVE POLICY AND DECISION MAKING THROUGH RESEARCH AND ANALYSIS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 20 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 19 | NbrIndependentVotingMembers |
| Total Nbr Employees | 2028 | TotalNbrEmployees |
| Total Nbr Volunteers | 9 | TotalNbrVolunteers |
| Total Gross UBI | -8562 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 263304404 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 261940012 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 12253611 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 10950671 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 9916240 | InvestmentIncomePriorYear |
| Investment Income Current Year | 15743377 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 1953783 | OtherRevenuePriorYear |
| Other Revenue Current Year | 996487 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 287428038 | TotalRevenuePriorYear |
| Total Revenue Current Year | 289630547 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 353910 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 354932 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 193465680 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 193312067 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 3832123 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 85610781 | OtherExpensePriorYear |
| Other Expenses Current Year | 81409527 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 279430371 | TotalExpensesPriorYear |
| Total Expenses Current Year | 275076526 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 7997667 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 14554021 | RevenuesLessExpensesCY |
| Total Assets BOY | 413611220 | TotalAssetsBOY |
| Total Assets EOY | 439585216 | TotalAssetsEOY |
| Total Liabilities BOY | 214894874 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 200123820 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 198716346 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 239461396 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | HELP IMPROVE POLICY AND DECISION MAKING THROUGH RESEARCH AND ANALYSIS. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 205113981 | Expense |
| Grants | 354932 | Grants |
| Revenue | 10950671 | Revenue |
| Description | PUBLIC POLICY RESEARCH ALL IN THE FURTHERANCE OF OUR CHARTER "TO FURTHER AND PROMOTE SCIENTIFIC, EDUCATIONAL, AND CHARITABLE PURPOSES ALL FOR THE PUBLIC WELFARE AND SECURITY OF THE UNITED STATES" AND THE OPERATION OF DOCTORAL AND DEGREE PROGRAMS. | Description |
| Total Program Service Expense | 205113981 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Subject To Proxy Tax | false | SubjectToProxyTax |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | true | CollectionsOfArt |
| Credit Counseling | true | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | false | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | true | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | false | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | true | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | false | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | true | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | true | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | true | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | true | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Info In Schedule O Part V | X | InfoInScheduleOPartV |
| Number Forms Transmitted With1096 | 769 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 2028 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | true | ForeignFinancialAccount |
| Name Of Foreign Country | QA | NameOfForeignCountry |
| Name Of Foreign Country | MX | NameOfForeignCountry |
| Name Of Foreign Country | AE | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | true | QuidProQuoContributions |
| Quid Pro Quo Disclosure | true | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | true | Form8282PropertyDisposedOf |
| Number Of8282 Filed | 1 | NumberOf8282Filed |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 20 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 19 | NumberIndependentVotingMembers |
| Family Or Business Relationship | false | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | false | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | AL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NJ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | PA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | VA | StatesWhereCopyOfReturnIsFiled |
| Other Website | X | OtherWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | RICHARD FALLON | NamePerson |
| Telephone Number | 3103930411 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1776 MAIN STREET | AddressLine1 |
| City | SANTA MONICA | City |
| State | CA | State |
| ZIP Code | 904013208 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (50 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Average Hours Per Week RelatedAverageHoursPerWeekRelated | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL D RICH | |||||||||
| PRESIDENT & CEO | 40.0 | 0.0 | X | X | 660709 | 0 | 108864 | ||
| BARBARA BARRETT | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 6300 | 0 | 0 | |||
| RICHARD J DANZIG | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 0 | 0 | 0 | |||
| KENNETH FEINBERG | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 0 | 0 | 0 | |||
| FRANCIS FUKUYAMA | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 4378 | 0 | 0 | |||
| PEDRO JOSE GREER JR | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 10684 | 0 | 0 | |||
| BONNIE HILL | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 0 | 0 | 0 | |||
| KAREN ELLIOTT HOUSE | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 0 | 0 | 0 | |||
| PAUL G KAMINSKI | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 6614 | 0 | 0 | |||
| ANN MCLAUGHLIN KOROLOGOS | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 4900 | 0 | 0 | |||
| PHILIP LADER | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 0 | 0 | 0 | |||
| MICHAEL E LEITER | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 2420 | 0 | 0 | |||
| PETER LOWY | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 0 | 0 | 0 | |||
| JAMES M LOY | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 2100 | 0 | 0 | |||
| MICHAEL LYNTON | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 0 | 0 | 0 | |||
| RONALD L OLSON | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 0 | 0 | 0 | |||
| PAUL H O'NEILL | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 6478 | 0 | 0 | |||
| MARY E PETERS | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 4200 | 0 | 0 | |||
| DONALD B RICE | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 1578 | 0 | 0 | |||
| DAVID K RICHARDS | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 0 | 0 | 0 | |||
| JAMES E ROHR | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 0 | 0 | 0 | |||
| HECTOR RUIZ | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 4200 | 0 | 0 | |||
| LEONARD D SCHAEFFER | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 2800 | 0 | 0 | |||
| DONALD TANG | |||||||||
| TRUSTEE | 1.0 | 0.0 | X | 0 | 0 | 0 | |||
| TIMOTHY M BONDS | |||||||||
| VICE PRESIDENT | 40.0 | 0.0 | X | 256216 | 0 | 48876 | |||
| ALLISON E ELDER | |||||||||
| VICE PRESIDENT | 40.0 | 0.0 | X | 234637 | 0 | 49363 | |||
| RICHARD FALLON | |||||||||
| SENIOR VICE PRESIDENT AND CFO | 40.0 | 0.0 | X | 392394 | 0 | 56416 | |||
| JONATHAN GRANT | |||||||||
| RAND EU PRES (END 9/30/12) | 0.0 | 40.0 | X | 0 | 288743 | 17348 | |||
| EDWARD T HARSHBERGER | |||||||||
| VICE PRESIDENT | 40.0 | 0.0 | X | 151020 | 0 | 30526 | |||
| ANDREW HOEHN | |||||||||
| SENIOR VICE PRESIDENT | 40.0 | 0.0 | X | 329837 | 0 | 49521 | |||
| WILLIAM P HORRIGAN | |||||||||
| VICE PRESIDENT | 40.0 | 0.0 | X | 295143 | 0 | 56515 | |||
| DEBRA S KNOPMAN | |||||||||
| VICE PRESIDENT | 40.0 | 0.0 | X | 275347 | 0 | 54604 | |||
| LINDSEY C KOZBERG | |||||||||
| VICE PRESIDENT | 40.0 | 0.0 | X | 286284 | 0 | 33872 | |||
| SUSAN L MARQUIS | |||||||||
| DEAN AND VICE PRESIDENT | 40.0 | 0.0 | X | 310295 | 0 | 52844 | |||
| HANS PUNG | |||||||||
| RAND EU PRES (BEGIN 10/1/12) | 0.0 | 40.0 | X | 0 | 172266 | 11480 | |||
| CHARLES P RIES | |||||||||
| VICE PRESIDENT | 40.0 | 0.0 | X | 213679 | 0 | 32739 | |||
| K JACK RILEY | |||||||||
| VICE PRESIDENT | 40.0 | 0.0 | X | 262062 | 0 | 37984 | |||
| MELISSA K ROWE | |||||||||
| VICE PRESIDENT | 40.0 | 0.0 | X | 222236 | 0 | 50721 | |||
| DEBRA L SCHROEDER | |||||||||
| VP, GENERAL COUNSEL & CORP SEC | 40.0 | 0.0 | X | 277303 | 0 | 55408 | |||
| JEFFREY WASSERMAN | |||||||||
| VICE PRESIDENT | 40.0 | 0.0 | X | 281799 | 0 | 57076 | |||
| ARIE KAPTEYN | |||||||||
| UNIT HEAD, RESEARCH MANAGEMENT | 40.0 | 0.0 | 365563 | 0 | 38347 | X | |||
| CARL R NEU | |||||||||
| SENIOR ECONOMIST | 40.0 | 0.0 | 360072 | 0 | 32816 | X | |||
| HANINE SALEM | |||||||||
| UNIT HEAD, RESEARCH MANAGEMENT | 40.0 | 0.0 | 397862 | 0 | 43677 | X | |||
| JAMES P SMITH | |||||||||
| SENIOR PRINCIPAL RESEARCHER | 40.0 | 0.0 | 326980 | 0 | 44663 | X | |||
| OBAIDULLAH YOUNOSSI | |||||||||
| UNIT HEAD, RESEARCH MANAGEMENT | 40.0 | 0.0 | 343830 | 0 | 51161 | X | |||
| VIVIAN J ARTERBERY | |||||||||
| FORMER OFFICER | 40.0 | 0.0 | 152746 | 0 | 20529 | X | |||
| ROBERT H BROOK | |||||||||
| FORMER OFFICER | 20.0 | 0.0 | 160398 | 0 | 44232 | X | |||
| ARTHUR L KELLERMANN | |||||||||
| FORMER OFFICER | 40.0 | 0.0 | 377845 | 0 | 54973 | X | |||
| ADELE R PALMER | |||||||||
| FORMER OFFICER | 40.0 | 0.0 | 199582 | 0 | 31516 | X | |||
| JAMES A THOMSON | |||||||||
| FORMER OFFICER | 40.0 | 0.0 | 738469 | 0 | 7432 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 7928960 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 461009 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 1173503 | TotalOtherCompensation |
| Number Individuals GT100 K | 624 | NumberIndividualsGT100K |
| Formers Listed | true | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| JOHNSON CONTROLS INC | |||||
| 5757 N GREEN BAY AVENUE | MILWAUKEE | WI | 53201 | BUILDING MAINTENANCE | 1277596 |
| SERVICON SYSTEMS INC | |||||
| 3965 LANDMARK STREET | CULVER CITY | CA | 90232 | JANITORIAL SERVICES | 581697 |
| PRICEWATERHOUSECOOPERS LLP | |||||
| 300 MADISON AVENUE 24TH FLOOR | NEW YORK | NY | 10017 | AUDIT & CONSULT SVCS | 514222 |
| ALLIED BARTON SECURITY SVCS LLC | |||||
| 161 WASHINGTON ST STE 600 | CONSHOHOCKEN | PA | 19428 | GUARD SERVICES | 491969 |
| SODEXO AFFILIATES | |||||
| 9801 WASHINGTON BLVD | GAITHERSBURG | MD | 20878 | FOOD MANAGEMENT | 479194 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 32 | NumberOfContractorsGT100K |
| Government Grants | 220418319 | GovernmentGrants |
| All Other Contributions | 41521693 | AllOtherContributions |
| Noncash Contributions | 3901736 | NoncashContributions |
| Total Contributions | 261940012 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEE REVENUE | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 10950671 | TotalRevenueColumn |
| Related Or Exempt Function Income | 10950671 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 10950671 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 4485162 | TotalRevenueColumn |
| Unrelated Business Revenue | -8649 | UnrelatedBusinessRevenue |
| Exclusion | $4,493,811 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 0 | Real |
| Personal | 0 | Personal |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 206094376 | Securities |
| Other | 3781736 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 194836161 | Securities |
| Other | 3781736 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 11258215 | Securities |
| Other | 0 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 11258215 | TotalRevenueColumn |
| Exclusion | $11,258,215 | ExclusionAmount |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Sales Of Inventory | 2524 | GrossSalesOfInventory |
| Cost Of Goods Sold | 2437 | CostOfGoodsSold |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 87 | TotalRevenueColumn |
| Unrelated Business Revenue | 87 | UnrelatedBusinessRevenue |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | SUBLEASE RENTS | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 996400 | TotalRevenueColumn |
| Exclusion | $996,400 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 996400 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 289630547 | TotalRevenueColumn |
| Related Or Exempt Function Income | 10950671 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | -8562 | UnrelatedBusinessRevenue |
| Exclusion | $16,748,426 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 354932 | Total |
| Program Services | 354932 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5519938 | Total |
| Program Services | 1996176 | ProgramServices |
| Management And General | 3328965 | ManagementAndGeneral |
| Fundraising | 194797 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 754017 | Total |
| Program Services | 357781 | ProgramServices |
| Management And General | 358007 | ManagementAndGeneral |
| Fundraising | 38229 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 126898217 | Total |
| Program Services | 103807582 | ProgramServices |
| Management And General | 21283830 | ManagementAndGeneral |
| Fundraising | 1806805 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11728323 | Total |
| Program Services | 9636702 | ProgramServices |
| Management And General | 1911637 | ManagementAndGeneral |
| Fundraising | 179984 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 37963380 | Total |
| Program Services | 30589938 | ProgramServices |
| Management And General | 6795837 | ManagementAndGeneral |
| Fundraising | 577605 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10448192 | Total |
| Program Services | 8654604 | ProgramServices |
| Management And General | 1639250 | ManagementAndGeneral |
| Fundraising | 154338 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 862121 | Total |
| Program Services | 101480 | ProgramServices |
| Management And General | 758194 | ManagementAndGeneral |
| Fundraising | 2447 | Fundraising |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 983242 | Total |
| Program Services | 131039 | ProgramServices |
| Management And General | 852203 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 12314 | Total |
| Program Services | 12314 | ProgramServices |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 264811 | Total |
| Management And General | 264811 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7909497 | Total |
| Program Services | 5301940 | ProgramServices |
| Management And General | 2127000 | ManagementAndGeneral |
| Fundraising | 480557 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6006736 | Total |
| Program Services | 4011242 | ProgramServices |
| Management And General | 1883642 | ManagementAndGeneral |
| Fundraising | 111852 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6977084 | Total |
| Program Services | 3625714 | ProgramServices |
| Management And General | 3346583 | ManagementAndGeneral |
| Fundraising | 4787 | Fundraising |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 9873754 | Total |
| Program Services | 3150731 | ProgramServices |
| Management And General | 6641102 | ManagementAndGeneral |
| Fundraising | 81921 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11979832 | Total |
| Program Services | 10418008 | ProgramServices |
| Management And General | 1390911 | ManagementAndGeneral |
| Fundraising | 170913 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 331975 | Total |
| Program Services | 248051 | ProgramServices |
| Management And General | 74510 | ManagementAndGeneral |
| Fundraising | 9414 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3893801 | Total |
| Management And General | 3893801 | ManagementAndGeneral |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8874213 | Total |
| Program Services | 1246498 | ProgramServices |
| Management And General | 7627715 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1587921 | Total |
| Program Services | 490475 | ProgramServices |
| Management And General | 1097446 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | FundraisingFundraising | Management And GeneralManagementAndGeneral |
|---|---|---|---|---|
| SUBCONTRACTS | 17320893 | 17313893 | 7000 | |
| LETTER AGREEMENTS | 1938588 | 1914334 | 4320 | 19934 |
| TAXES AND LICENSES | 537030 | 149951 | 3777 | 383302 |
| MISCELLANEOUS EXPENSES | 2055715 | 1600596 | 3377 | 451742 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 275076526 | Total |
| Program Services | 205113981 | ProgramServices |
| Management And General | 66130422 | ManagementAndGeneral |
| Fundraising | 3832123 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3907250 | BOY |
| EOY | 5750317 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 26594083 | BOY |
| EOY | 18872949 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9016787 | BOY |
| EOY | 6598307 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 50066797 | BOY |
| EOY | 65725525 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2761614 | BOY |
| EOY | 2761614 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5505 | BOY |
| EOY | 7175 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4793687 | BOY |
| EOY | 5113297 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 200150933 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 86751957 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 117043778 | BOY |
| EOY | 113398976 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 137276503 | BOY |
| EOY | 181643957 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 58704824 | BOY |
| EOY | 34553731 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3440392 | BOY |
| EOY | 5159368 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 413611220 | BOY |
| EOY | 439585216 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 66467813 | BOY |
| EOY | 55487937 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 13061472 | BOY |
| EOY | 16969016 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 120800000 | BOY |
| EOY | 118670000 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Loans From Officers Directors LoansFromOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14565589 | BOY |
| EOY | 8996867 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 214894874 | BOY |
| EOY | 200123820 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 130807009 | BOY |
| EOY | 160268781 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 21565222 | BOY |
| EOY | 30774708 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 46344115 | BOY |
| EOY | 48417907 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 198716346 | BOY |
| EOY | 239461396 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 413611220 | BOY |
| EOY | 439585216 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 14554021 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 11492174 | ReconciliationUnrealizedInvest |
| Reconcilation Other Changes | 14698855 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | true | AuditCommittee |
| Federal Grant Audit Required | true | FederalGrantAuditRequired |
| Federal Grant Audit Performed | true | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 231780065 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 244912391 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 250987982 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 263304404 | CurrentTaxYearMinus1Year |
| Current Tax Year | 261940012 | CurrentTaxYear |
| Total | 1252924854 | Total |
Tax Rev Levied For Org Benefit170 TaxRevLeviedForOrgBenefit170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Value Srvc Fclts Furnished By Govt ValueSrvcFcltsFurnishedByGovt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 231780065 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 244912391 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 250987982 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 263304404 | CurrentTaxYearMinus1Year |
| Current Tax Year | 261940012 | CurrentTaxYear |
| Total | 1252924854 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 0 | AmountsSubstContributorsTotal |
| Public Support Total170 | 1252924854 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 3874420 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 3685446 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 5037181 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 4096276 | CurrentTaxYearMinus1Year |
| Current Tax Year | 4485162 | CurrentTaxYear |
| Total | 21178485 | Total |
Net UBI NetUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 0 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 0 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 0 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 0 | CurrentTaxYearMinus1Year |
| Current Tax Year | 0 | CurrentTaxYear |
| Total | 0 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1924902 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 1943071 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1996574 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1953823 | CurrentTaxYearMinus1Year |
| Current Tax Year | 996400 | CurrentTaxYear |
| Total | 8814770 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 1282918109 | TotalSupport |
| Gross Receipts From Admissions Etc | 54642567 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.97662 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.97060 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
Total Grassroots Lobbying TotalGrassrootsLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 12314 | FilingOrganizationsTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 12314 | FilingOrganizationsTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 275064840 | FilingOrganizationsTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 275077154 | FilingOrganizationsTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 1000000 | FilingOrganizationsTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 250000 | FilingOrganizationsTotals |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx | |
| Form4720 Filed | false | Form4720Filed |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 1000000 | CurrentYearMinus3 |
| Current Year Minus2 | 1000000 | CurrentYearMinus2 |
| Current Year Minus1 | 1000000 | CurrentYearMinus1 |
| Current Year | 1000000 | CurrentYear |
| Total | 4000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 13836 | CurrentYearMinus3 |
| Current Year Minus2 | 7853 | CurrentYearMinus2 |
| Current Year Minus1 | 11659 | CurrentYearMinus1 |
| Current Year | 12314 | CurrentYear |
| Total | 45662 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 250000 | CurrentYearMinus3 |
| Current Year Minus2 | 250000 | CurrentYearMinus2 |
| Current Year Minus1 | 250000 | CurrentYearMinus1 |
| Current Year | 250000 | CurrentYear |
| Total | 1000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmount |
Grassroots Lobbying Expenditures GrassrootsLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 0 | CurrentYearMinus3 |
| Current Year Minus2 | 0 | CurrentYearMinus2 |
| Current Year Minus1 | 0 | CurrentYearMinus1 |
| Current Year | 0 | CurrentYear |
| Total | 0 | Total |
Schedule D IRS990ScheduleD
Art Public Exhibition Amts ArtPublicExhibitionAmts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Revenues Included | 120000 | RevenuesIncluded |
| Assets In Part X | 221825 | AssetsInPartX |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Collect Used For Public Exhibition | X | CollectUsedForPublicExhibition |
| Solicited Assets For Sale | false | SolicitedAssetsForSale |
| Agent Trustee Etc | true | AgentTrusteeEtc |
| Beginning Balance | 12683767 | BeginningBalance |
| Additions During Year | 3665422 | AdditionsDuringYear |
| Distributions During Year | 1111407 | DistributionsDuringYear |
| Ending Balance | 15237782 | EndingBalance |
| Included On FS | false | IncludedOnFS |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 196443612 | BeginningOfYearBalance |
| Contributions | 3008095 | Contributions |
| Investment Earnings Or Losses | 26824470 | InvestmentEarningsOrLosses |
| Other Expenditures | 9253023 | OtherExpenditures |
| End Of Year Balance | 217023154 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 178424170 | BeginningOfYearBalance |
| Contributions | 2414985 | Contributions |
| Investment Earnings Or Losses | 24221280 | InvestmentEarningsOrLosses |
| Other Expenditures | 8616823 | OtherExpenditures |
| Administrative Expenses | 0 | AdministrativeExpenses |
| End Of Year Balance | 196443612 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 184909977 | BeginningOfYearBalance |
| Contributions | 420065 | Contributions |
| Investment Earnings Or Losses | 1656899 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 0 | GrantsOrScholarships |
| Other Expenditures | 8562771 | OtherExpenditures |
| Administrative Expenses | 0 | AdministrativeExpenses |
| End Of Year Balance | 178424170 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 174515558 | BeginningOfYearBalance |
| Contributions | 257842 | Contributions |
| Investment Earnings Or Losses | 18084099 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 0 | GrantsOrScholarships |
| Other Expenditures | 7947522 | OtherExpenditures |
| Administrative Expenses | 0 | AdministrativeExpenses |
| End Of Year Balance | 184909977 | EndOfYearBalance |
Current Year Minus4 Years CurrentYearMinus4Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 183751804 | BeginningOfYearBalance |
| Contributions | 740714 | Contributions |
| Investment Earnings Or Losses | 293285 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 0 | GrantsOrScholarships |
| Other Expenditures | 10270245 | OtherExpenditures |
| Administrative Expenses | 0 | AdministrativeExpenses |
| End Of Year Balance | 174515558 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.69560 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.21600 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.08840 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | false | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | false | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1334060 | OtherCostOrOtherBasis |
| Book Value | 1334060 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 111180524 | OtherCostOrOtherBasis |
| Depreciation | 25019908 | Depreciation |
| Book Value | 86160616 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 16052621 | OtherCostOrOtherBasis |
| Depreciation | 13173663 | Depreciation |
| Book Value | 2878958 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 69024012 | OtherCostOrOtherBasis |
| Depreciation | 48558386 | Depreciation |
| Book Value | 20465626 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 2559716 | OtherCostOrOtherBasis |
| Book Value | 2559716 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 113398976 | TotalOfBookValueLandBuildings |
| Financial Derivatives | FinancialDerivatives | |
| Closely Held Equity Interests | CloselyHeldEquityInterests |
Other Securities OtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ALTERNATIVE INVESTMENTS | Description |
| Book Value | 34553731 | BookValue |
| Method Of Valuation | F | MethodOfValuation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 34553731 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ACCRUED POST RETIREMENT BENEFIT | Description |
| Amount | $8,996,867 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 8996867 | TotalOfAmounts |
| Tot Revenue Etc Audited Fincl Stmt | 310880866 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 11492174 | NetUnrealizedGainsInvestments |
| Other Revenues | 11111677 | OtherRevenues |
| Revenue Not Rptd F990 | 22603851 | RevenueNotRptdF990 |
| Revenue Subtotal | 288277015 | RevenueSubtotal |
| Investment Expenses Not Included | 259811 | InvestmentExpensesNotIncluded |
| Other Revenues Not Included | 1093721 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 1353532 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 289630547 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 285097942 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 11374948 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 11374948 | ExpensesNotRptdF990 |
| Expenses Subtotal | 273722994 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 259811 | InvestmentExpensesNotIncluded2 |
| Other Expenses Not Included | 1093721 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 1353532 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 275076526 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (7 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF COLLECTIONS AND HOW THEY FURTHER THE ORG'S EXEMPT PURPOSE | SCHEDULE D, PART III, LINE 4 | THE DONATED ARTWORK ASSISTS RAND IN ITS MISSION AS IT ALLOWS RAND TO OFFER COLLECTION TOURS AS PART OF DONOR CULTIVATION AND CONTINUES TO BE A FEATURED PART OF RAND'S ART AND ARCHITECTURE TOURS FOR THE COMMUNITY. |
| TRUST ESCROW AND CUSTRODIAL ARRANGEMENTS | SCHEDULE D, PART IV, LINE 1B | RAND CONTRIBUTES TO, AND IS THE SOLE TRUSTEE OF, A VOLUNTARY EMPLOYEE BENEFIT ASSOCIATION IRREVOCABLE TRUST THAT IS USED TO PARTIALLY FUND HEALTH CARE BENEFITS FOR RETIREES AND THEIR ELIGIBLE DEPENDENTS. BENEFICIARIES SHARE SUBSTANTIALLY IN THE COST OF COVERAGE. |
| USES OF ENDOWMENT FUNDS | SCHEDULE D, PART V, LINE 4 | RAND'S ENDOWMENT CONSISTS OF APPROXIMATELY 28 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. IT HAS BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENT FUNDS. RAND HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ITS ENDOWMENT THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO THE PROGRAMS SUPPORTED BY THE ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS. |
| DETAIL OF AMOUNT | SCHEDULE D, PART XI, LINE 2D | RAND EUROPE REVENUE $ 11,111,677 |
| DETAIL OF AMOUNT | SCHEDULE D, PART XI, LINE 4B | SUBLEASE REVENUE $ 996,400 INTEREST INCOME GROSS-UP $ 100,074 MISCELLANEOUS ($ 2,753) ------------- TOTAL $ 1,093,721 |
| DETAIL OF AMOUNT | SCHEDULE D, PART XII, LINE 2D | RAND EUROPE EXPENSE $ 11,374,948 |
| DETAIL OF AMOUNT | SCHEDULE D, PART XII, LINE 4B | SUBLEASE REVENUE $ 996,400 INTEREST INCOME GROSS-UP $ 100,074 MISCELLANEOUS ($ 2,753) ----------- TOTAL $1,093,721 |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (3 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| Middle East and North Africa | 2 | 6 | Program Services | PUBLIC POLICY RESEARCH | 6416674 |
| Russia and the Newly Independent States | 0 | 0 | Program Services | PUBLIC POLICY RESEARCH | 182026 |
| Central America and the Caribbean | 0 | 0 | Investments | 16156722 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 2 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 6 | SubtotalNumberOfEmployees |
| Total Number Of Offices | 2 | TotalNumberOfOffices |
| Total Number Of Employees | 6 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 22755422 | SubtotalAmountSpent |
| Total Amount Spent | 22755422 | TotalAmountSpent |
| Transfer To Foreign Corp | true | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | true | PassiveForeignInvestCo |
| Foreign Partnership | true | ForeignPartnership |
| Boycott Countries | true | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | ACCOUNTING METHOD | Identifier |
| Return Reference | SCHEDULE F, PART I, LINE 3, COLUMN F | ReturnReference |
| Explanation | CONSISTENT WITH OTHER EXPENDITURES DISCLOSED IN THIS 990 FORM, THE PROGRAM SERVICE EXPENDITURES LISTED IN SCHEDULE F, PART I ARE SHOWN USING AN ACCRUAL BASIS OF ACCOUNTING. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | FELLOWSHIP GRANTS | TypeOfGrant |
| Number Of Recipients | 11 | NumberOfRecipients |
| Amount Of Cash Grant | 354932 | AmountOfCashGrant |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF FUNDS | Identifier |
| Return Reference | SCHEDULE I, PART I, LINE 2 | ReturnReference |
| Explanation | TO ENHANCE ITS RESEARCH AGENDA AND PROVIDE VALUABLE TRAINING IN POLICY ANALYSIS, THE RAND CORPORATION PARTICIPATES IN A NUMBER OF PROGRAMS THAT PROVIDE FUNDING FOR FELLOWSHIPS. OUTSIDE ORGANIZATIONS, AGENCIES, AND FOUNDATIONS OCCASIONALLY MAKE FELLOWSHIPS AVAILABLE THROUGH GRANTS AWARDED TO RAND. SUCH OPPORTUNITIES ARE GENERALLY WIDELY ADVERTISED AND A COMPETITVE APPLICATION PROCESS DETERMINES THE FELLOWSHIP RECIPIENT. FELLOWSHIP FUNDS ARE SEGREGRATED AND MANAGEMENT ACTIVELY MONITORS SPENDING TO ENSURE ANY AND ALL REQUIREMENTS ARE MET. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Travel For Companions | X | TravelForCompanions |
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | true | SeverancePayment |
| Supplemental Nonqual Retire Plan | true | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (27 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MICHAEL D RICH | ||||||||||||||
| PRESIDENT & CEO | 458778 | 0 | 173863 | 0 | 28068 | 0 | 83493 | 0 | 25371 | 0 | 769573 | 0 | 0 | 0 |
| TIMOTHY M BONDS | ||||||||||||||
| VICE PRESIDENT | 226453 | 0 | 28515 | 0 | 1248 | 0 | 29495 | 0 | 19381 | 0 | 305092 | 0 | 0 | 0 |
| ALLISON E ELDER | ||||||||||||||
| VICE PRESIDENT | 196498 | 0 | 29048 | 0 | 9091 | 0 | 26965 | 0 | 22398 | 0 | 284000 | 0 | 0 | 0 |
| RICHARD FALLON | ||||||||||||||
| SENIOR VICE PRESIDENT AND CFO | 297686 | 0 | 84370 | 0 | 10338 | 0 | 29495 | 0 | 26921 | 0 | 448810 | 0 | 0 | 0 |
| JONATHAN GRANT | ||||||||||||||
| RAND EU PRES (END 9/30/12) | 0 | 252036 | 0 | 36707 | 0 | 0 | 0 | 16475 | 0 | 873 | 0 | 306091 | 0 | 0 |
| EDWARD T HARSHBERGER | ||||||||||||||
| VICE PRESIDENT | 139667 | 0 | 11032 | 0 | 321 | 0 | 15638 | 0 | 14888 | 0 | 181546 | 0 | 0 | 0 |
| ANDREW HOEHN | ||||||||||||||
| SENIOR VICE PRESIDENT | 271892 | 0 | 54841 | 0 | 3104 | 0 | 29495 | 0 | 20026 | 0 | 379358 | 0 | 0 | 0 |
| WILLIAM P HORRIGAN | ||||||||||||||
| VICE PRESIDENT | 256767 | 0 | 31774 | 0 | 6602 | 0 | 29495 | 0 | 27020 | 0 | 351658 | 0 | 0 | 0 |
| DEBRA S KNOPMAN | ||||||||||||||
| VICE PRESIDENT | 247258 | 0 | 24997 | 0 | 3092 | 0 | 29495 | 0 | 25109 | 0 | 329951 | 0 | 0 | 0 |
| LINDSEY C KOZBERG | ||||||||||||||
| VICE PRESIDENT | 260276 | 0 | 25052 | 0 | 956 | 0 | 24495 | 0 | 9377 | 0 | 320156 | 0 | 0 | 0 |
| SUSAN L MARQUIS | ||||||||||||||
| DEAN AND VICE PRESIDENT | 268526 | 0 | 37906 | 0 | 3863 | 0 | 29495 | 0 | 23349 | 0 | 363139 | 0 | 0 | 0 |
| HANS PUNG | ||||||||||||||
| RAND EU PRES (BEGIN 10/1/12) | 0 | 135559 | 0 | 36707 | 0 | 0 | 0 | 10607 | 0 | 873 | 0 | 183746 | 0 | 0 |
| CHARLES P RIES | ||||||||||||||
| VICE PRESIDENT | 198244 | 0 | 13606 | 0 | 1829 | 0 | 24632 | 0 | 8107 | 0 | 246418 | 0 | 0 | 0 |
| K JACK RILEY | ||||||||||||||
| VICE PRESIDENT | 230999 | 0 | 30056 | 0 | 1007 | 0 | 29495 | 0 | 8489 | 0 | 300046 | 0 | 0 | 0 |
| MELISSA K ROWE | ||||||||||||||
| VICE PRESIDENT | 188573 | 0 | 27543 | 0 | 6120 | 0 | 23487 | 0 | 27234 | 0 | 272957 | 0 | 0 | 0 |
| DEBRA L SCHROEDER | ||||||||||||||
| VP, GENERAL COUNSEL & CORP SEC | 245732 | 0 | 26610 | 0 | 4961 | 0 | 29495 | 0 | 25913 | 0 | 332711 | 0 | 0 | 0 |
| JEFFREY WASSERMAN | ||||||||||||||
| VICE PRESIDENT | 199624 | 0 | 6000 | 0 | 76175 | 0 | 29495 | 0 | 27581 | 0 | 338875 | 0 | 0 | 0 |
| ARIE KAPTEYN | ||||||||||||||
| UNIT HEAD, RESEARCH MANAGEMENT | 330778 | 0 | 29753 | 0 | 5032 | 0 | 29495 | 0 | 8852 | 0 | 403910 | 0 | 0 | 0 |
| CARL R NEU | ||||||||||||||
| SENIOR ECONOMIST | 251787 | 0 | 10250 | 0 | 98035 | 0 | 29495 | 0 | 3321 | 0 | 392888 | 0 | 0 | 0 |
| HANINE SALEM | ||||||||||||||
| UNIT HEAD, RESEARCH MANAGEMENT | 153401 | 0 | 28884 | 0 | 215577 | 0 | 20736 | 0 | 22941 | 0 | 441539 | 0 | 0 | 0 |
| JAMES P SMITH | ||||||||||||||
| SENIOR PRINCIPAL RESEARCHER | 322057 | 0 | 0 | 0 | 4923 | 0 | 29495 | 0 | 15168 | 0 | 371643 | 0 | 0 | 0 |
| OBAIDULLAH YOUNOSSI | ||||||||||||||
| UNIT HEAD, RESEARCH MANAGEMENT | 176534 | 0 | 52570 | 0 | 114726 | 0 | 27328 | 0 | 23833 | 0 | 394991 | 0 | 0 | 0 |
| VIVIAN J ARTERBERY | ||||||||||||||
| FORMER OFFICER | 102839 | 0 | 12164 | 0 | 37743 | 0 | 12470 | 0 | 8059 | 0 | 173275 | 0 | 0 | 0 |
| ROBERT H BROOK | ||||||||||||||
| FORMER OFFICER | 155988 | 0 | 0 | 0 | 4410 | 0 | 17651 | 0 | 26581 | 0 | 204630 | 0 | 0 | 0 |
| ARTHUR L KELLERMANN | ||||||||||||||
| FORMER OFFICER | 298577 | 0 | 74081 | 0 | 5187 | 0 | 29495 | 0 | 25478 | 0 | 432818 | 0 | 0 | 0 |
| ADELE R PALMER | ||||||||||||||
| FORMER OFFICER | 150996 | 0 | 11960 | 0 | 36626 | 0 | 17729 | 0 | 13787 | 0 | 231098 | 0 | 0 | 0 |
| JAMES A THOMSON | ||||||||||||||
| FORMER OFFICER | 4400 | 0 | 15872 | 0 | 718197 | 0 | 0 | 0 | 7432 | 0 | 745901 | 0 | 711128 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| SUPPLEMENTAL COMPENSATION INFORMATION | SCHEDULE J, PART I, LINE 1A | RAND PROVIDES ADDITIONAL BENEFITS TO EMPLOYEES IN CONSIDERATION OF CERTAIN INTERNATIONAL ASSIGNMENTS, SUCH AS TAX INDEMNIFICATIONS AND HOUSING ALLOWANCES. BENEFITS ARE TAXABLE AND THUS REPORTED AS INCOME BY THE INDIVIDUAL. THESE BENEFITS ARE DETAILED IN AN EXPATRIATE AGREEMENT SIGNED BY THE INDIVIDUALS. TRAVEL IS AUTHORIZED FOR SPOUSES OF TRUSTEES AND OFFICERS TWICE A YEAR FOR THE BOARD OF TRUSTEE MEETINGS. ALL SUCH TRAVEL EXPENSES ARE INCLUDED IN INCOME. |
| SCHEDULE J, PART I, LINE 4A | IN OCTOBER 2011, JAMES THOMSON RETIRED AS THE PRESIDENT AND CEO. IN NOVEMBER 2011, A SEVERANCE PAYMENT OF $661,542 WAS GRANTED BY THE BOARD AND PAID IN JANUARY 2012. AMOUNTS RELATED TO THE SEVERANCE PLAN WERE SHOWN IN PREVIOUS 990 FORMS, IN THE YEARS EARNED, WITHIN SCHEDULE J UNDER DEFERRED COMPENSATION; CONSEQUENTLY, THE FULL SEVERANCE AMOUNT IS REPORTED IN THE "COMPENSATION REPORTED IN PRIOR FORM 990" COLUMN IN SCHEDULE J FOR CY2012. ADDITIONALLY, AS THE PAYMENT WAS MADE TO THOMSON IN JANUARY 2012 AND IS REFLECTED IN HIS W-2 FORM FOR CY2012, THE AMOUNT IS ALSO REPORTED IN "OTHER REPORTABLE COMPENSATION" ON SCHEDULE J FOR CY2012. | |
| SCHEDULE J, PART I, LINE 4B | IN CY2012, JAMES THOMSON AND MICHAEL RICH RECEIVED PAYMENTS RELATED TO A NONQUALIFIED SUPPLEMENTAL EXCECUTIVE RETIREMENT PLAN (SERP) PLAN. THE PLAN HAD TWO PARTICIPANTS UNTIL NOVEMBER 2011 WHEN JAMES THOMSON RETIRED AS PRESIDENT AND CEO; AT THIS TIME MICHAEL RICH BECAME THE ONLY PARTICIPANT OF THE PLAN. THE ORGANIZATIONS SERP PROVIDES A BENEFIT DETERMINED BY A FORMULA DRIVEN BY COMPENSATION, CONTINUOUS SERVICE AND AGE. THE BENEFIT IS PAID IMMEDIATELY AFTER THE END OF THE CALENDAR YEAR. THE MAXIMUM DEFERRAL AMOUNT UNDER SECTION 457(B), $17,500 FOR CY2012, IS DEPOSITED INTO A RABBI TRUST HELD BY TIAA-CREF (CUSTODIAN), WHICH ALLOWS THE EXECUTIVES TO DIRECT HOW THE BENEFITS WILL BE INVESTED WITHIN THEIR NONQUALIFIED RETIREMENT ACCOUNTS. THE REMAINDER ACCOUNTS ARE PAID DIRECTLY TO THE PARTICIPANTS AND ARE INCLUDED AS PART OF THE W-2 EARNINGS UNDER SECTION 457(F). CY2012 PAYMENTS RELATED TO SECTION 457(F), INCLUDED IN SCHEDULE J, WERE $49,586 FOR THOMSON AND $14,054 FOR RICH. | |
| SCHEDULE J, PART I, LINE 7 | AS NOTED IN SCHEDULE O, PART OF THE BONUS PROVIDED TO PARTICIPANTS OF THE VARIABLE COMPENSATION PROGRAM IS DISCRETIONARY. A PREDETERMINED PERCENTAGE OF THE VARIABLE PAY MAY BE AWARDED AT THE DISCRETION OF THE CEO. THE VARIABLE COMPENSATION PROGRAM IS CONTINGENT ON WHETHER CERTAIN GOALS ARE ACHIEVED, INCLUDING CORPORATE FINANCIAL AND STRATEGIC ACHIEVEMENTS AS WELL AS INDIVIDUAL GOALS. THE CEO, CFO, UNIT AND DEPARTMENT HEADS, AND OTHERS PARTICIPATE IN THE PROGRAM. AN ANNUAL REVIEW PROCESS, INCLUDING REVIEW BY THE EXECUTIVE COMMITTEE OR COMPENSATION AND LEADERSHIP DEVELOPMENT COMMITTEE, HELPS ENSURE THAT GOAL MEASUREMENT IS VALIDATED AND PAYOUTS ARE IN ACCORDANCE WITH THE PROGRAM. | |
| SCHEDULE J, PART II, COLUMN B(III) | HANINE SALEM, CARL NEU, AND OBAIDULLAH YOUNOSSI HAD EXPATRIATE AGREEMENTS AT SOME TIME DURING THE COURSE OF CY2012. BENEFITS FROM SUCH AGREEMENTS ARE TAXABLE AND CONVEYED AS OTHER REPORTABLE COMPENSATION. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (2 entries)
| Bond ReferenceBondReferenceCd | Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|---|
| CA INFRASTRUCTURE & ECONOMIC DEVELOPMENT PLAN | ||||||||
| A | 630304653 | 13033WK51 | 2008-05-13 | 34975000 | SEE PART VI | false | false | false |
| CA INFRASTRUCTURE & ECONOMIC DEVELOPMENT PLAN | ||||||||
| B | 630304653 | 13033WK69 | 2008-06-02 | 93565000 | SEE PART VI | false | false | false |
Form990 Schedule K Part II Form990ScheduleKPartII (2 entries)
| Bond ReferenceBondReferenceCd | Amount RetiredAmountRetired | Amount Bond DefeasedAmountBondDefeased | Total ProceedsTotalProceeds | Amount In Reserve FundAmountInReserveFund | Capitalized InterestCapitalizedInterest | Refunding EscrowRefundingEscrow | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Credit EnhancementCreditEnhancement | Working Capital ExpendituresWorkingCapitalExpenditures | Capital ExpendituresCapitalExpenditures | Other Spent ProceedsOtherSpentProceeds | Amount UnspentAmountUnspent | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 0 | 0 | 34975000 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 2004 | true | false | true | true |
| B | 0 | 0 | 96565000 | 0 | 0 | 0 | 1035000 | 0 | 0 | 0 | 0 | 0 | 2004 | true | false | true | true |
Form990 Schedule K Part III Form990ScheduleKPartIII (2 entries)
| Bond ReferenceBondReferenceCd | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse | Prcntge Bond Financed PropPrcntgeBondFinancedProp |
|---|---|---|---|---|
| A | 0.00000 | 0.00000 | 0.00000 | 0.00000 |
| B | 0.00000 | 0.00000 | 0.00000 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (2 entries)
| Bond ReferenceBondReferenceCd | Form8038 T FiledForm8038TFiled | Rebate Not Due YetRebateNotDueYet | Exception To RebateExceptionToRebate | No Rebate DueNoRebateDue | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Term Of HedgeTermOfHedge | Superintegrated HedgeSuperintegratedHedge | Hedge TerminatedHedgeTerminated | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Business Name Line1NameOfGICProvider/BusinessNameLine1 | Gross Proceeds InvestedGrossProceedsInvested | Written Proc To Monitor ReqsWrittenProcToMonitorReqs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DEUTSCHE BANK | |||||||||||||
| A | false | false | false | true | true | true | 34.5 | false | false | false | 0 | false | true |
| BARCLAYS | |||||||||||||
| B | false | false | false | true | true | true | 34.7 | false | false | false | 0 | false | true |
Form990 Schedule K Part V Form990ScheduleKPartV (2 entries)
| Bond ReferenceBondReferenceCd | Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction |
|---|---|
| A | true |
| B | true |
Form990 Schedule K Part VI Form990ScheduleKPartVI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PURPOSE OF BOND ISSUES | Identifier |
| Return Reference | 0 | ReturnReference |
| Explanation | SCHEDULE K, PART I, LINE 1, COLUMN (F) SERIES 2008A BONDS REFUNDED SERIES 2007 BONDS, WHICH THEMSELVES REFUNDED SERIES 2002A BONDS. THE SERIES 2008A BONDS WERE ISSUED ON 5/13/2008. THE SERIES 2002A BONDS WERE ISSUED ON 7/2/2002. SERIES 2008B BONDS REFUNDED SERIES 2002B BONDS. THE SERIES 2008B BONDS WERE ISSUED ON 6/2/2008. THE 2002B BONDS WERE ALSO ISSUED ON 7/2/2002. PER IRS GUIDANCE CONTAINED IN THE FORM 990 SCHEDULE K INSTRUCTIONS, ORGANIZATIONS WHO HAVE OUTSTANDING BONDS (OVER $100,000) ISSUED AFTER 12/31/2002 MUST FILE A SCHEDULE K. RAND THEREFORE FILES A SCHEDULE K DUE TO ITS OUTSTANDING 2008A AND 2008B BONDS. HOWEVER, ORGANIZATIONS REPORTING ON BONDS ISSUED AFTER 12/31/2002 BUT WHICH REFUNDED BONDS ISSUED PRIOR TO 12/31/2002 (WHETHER DIRECTLY OR THROUGH A SERIES OF REFUNDINGS) DO NOT REPORT INFORMATION IN PART III (PRIVATE BUSINESS USE) OF SCHEDULE K. RAND THEREFORE DOES NOT REPORT INFORMATION IN PART III OF SCHEDULE K. | Explanation |
Schedule M IRS990ScheduleM
Works Of Art WorksOfArt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 60 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 120000 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | APPRAISED PRICE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Historical Treasures | ArtHistoricalTreasures | |
| Art Fractional Interest | ArtFractionalInterest | |
| Books And Publications | BooksAndPublications | |
| Clothing And Household Goods | ClothingAndHouseholdGoods | |
| Cars And Other Vehicles | CarsAndOtherVehicles | |
| Boats And Planes | BoatsAndPlanes | |
| Intellectual Property | IntellectualProperty | |
| Securities Publicly Traded | SecuritiesPubliclyTraded | |
| Securities Closely Held Stock | SecuritiesCloselyHeldStock | |
| Securities Prtnrshp Trust Intrsts | SecuritiesPrtnrshpTrustIntrsts | |
| Securities Miscellaneous | SecuritiesMiscellaneous | |
| Qualified Contrib Hist Struct | QualifiedContribHistStruct | |
| Qualified Contrib Other | QualifiedContribOther | |
| Real Estate Residential | RealEstateResidential |
Real Estate Commercial RealEstateCommercial
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 3 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 3781736 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | OTHER | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real Estate Other | RealEstateOther | |
| Collectibles | Collectibles | |
| Food Inventory | FoodInventory | |
| Drugs And Medical Supplies | DrugsAndMedicalSupplies | |
| Taxidermy | Taxidermy | |
| Historical Artifacts | HistoricalArtifacts | |
| Scientific Specimens | ScientificSpecimens | |
| Archaeological Artifacts | ArchaeologicalArtifacts | |
| Number Of8283 Received | 2 | NumberOf8283Received |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | true | ReviewProcessUnusualNCGifts |
| Third Parties Used | true | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII (2 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| SCHEDULE M, PART I, COLUMN B | THE AMOUNTS REPORTED IN COLUMN B ARE THE RESPECTIVE TOTALS OF THE TYPES OF CONTRIBUTED PROPERTY. |
| SCHEDULE M, PART I, LINE 32A | AN INDEPENDENT REAL ESTATE BROKER SOLD THE THREE PIECES OF DONATED PROPERTY AND WAS COMPENSATED FOR THESE SERVICES AT FAIR MARKET VALUE. |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (9 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| PROGRAM SERVICE ACCOMPLISHMENTS | PART III, LINE 4A | RAND IS A PUBLIC CHARITY AND AS SUCH RECEIVES A SUBSTANTIAL PART OF ITS SUPPORT FROM THE GOVERNMENT AND THE GENERAL PUBLIC (SEE ALSO SCHEDULE A). THIS SUPPORT IS NOT CONSIDERED PROGRAM SERVICE REVENUE AS DEFINED BY THE IRS AND THUS NOT REPORTED ON PART III, LINE 4A. HOWEVER, LIKE ALL PUBLIC CHARITIES, THIS SUPPORT IS USED TO FUND RAND'S PROGRAM SERVICE EXPENSES WHICH ARE REPORTED ON PART III, LINE 4A. |
| ORGANIZATION'S GOVERNING BODY PROCEDURES FOR FORM 990 REVIEW | PART VI, SECTION B, LINE 11B | RAND SUMMARIZES THE INFORMATION TO BE INCLUDED ON THE FORM 990 AND PROVIDES THE SUPPORT TO A THIRD-PARTY TAX FIRM SO THAT A DRAFT RETURN CAN BE COMPILED. THIS FIRM PROVIDES TAX GUIDANCE THROUGHOUT THE YEAR IN ADDITION TO PROVIDING GUIDANCE ON RETURN PREPARATION. ONCE THE DRAFT FORM 990 IS COMPILED, IT IS REVIEWED BY VARIOUS LEVELS OF MANAGEMENT WITHIN RAND, INCLUDING THE CFO. THE RAND BOARD OF TRUSTEES HAS DELEGATED TO THE AUDIT COMMITTEE THE RESPONSIBILITY FOR THE OVERSIGHT OF THE FORM 990. THEREFORE, ONCE THE FORM 990 IS FINALIZED, IT IS THOROUGHLY REVIEWED BY THE AUDIT COMMITTEE (ALONG WITH THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS) AT A MEETING IN JANUARY AND APPROVED FOR RELEASE. THE FORM 990 IS SUBMITTED TO THE IRS IN FEBRUARY. |
| WRITTEN CONFLICT OF INTEREST POLICY ENFORCEMENT | PART VI, SECTION B, LINE 12A | NEW STAFF MEMBERS RECEIVE COPIES OF SEVERAL KEY POLICIES, INCLUDING INSTITUTIONAL PRINCIPLES, CONFLICT OF INTEREST, QUALITY ASSURANCE, AND OTHER ESSENTIAL POLICIES. CONFLICT OF INTEREST, CORPORATE INTEGRITY, INSTITUTIONAL PRINCIPLES, AND ETHICS POLICIES ARE POST PROMINENTLY ON RAND'S INTRANET. ALL EMPLOYEES ARE REQUIRED TO DISCLOSE OUTSIDE PROFESSIONAL ACTIVITIES, AND ALL KEY STAFF MEMBERS AND STAFF WHO WORK ON RESEARCH PROJECTS ARE REQUIRED TO DISCLOSE RELATIONSHIPS AND FINANCIAL INTERESTS: (I) THAT ARE RELATED TO THEIR RESEARCH RESPONSIBILITIES, OR (II) THAT COULD THAT COULD BRING INTO QUESTION THE OBJECTIVITY OF THE RESEARCH. SUCH DISCLOSURES MUST BE MADE AT LEAST ANNUALLY, AND STAFF ALSO MUST REVIEW AND ACKNOWLEDGE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY AND COMPLETE RELEVANT TRAINING. PROSPECTIVE TRUSTEES ADVISE KEY MANAGEMENT OF ANY POSSIBLE CONFLICTS OF INTEREST BEFORE JOINING THE BOARD OF TRUSTEES. MOREOVER, ON AN ANNUAL BASIS EACH TRUSTEE IS ASKED BY THE VP, GENERAL COUNSEL, CORPORATE SECRETARY TO PROVIDE A LIST OF AFFILIATIONS IN WRITING THAT MAY RAISE A CONFLICT OF INTEREST ISSUE AND SIGN THE PRINCIPLES OF CONDUCT STATEMENT WHICH ASSERTS THAT THEY WOULD DISQUALIFY THEMSELVES FROM PARTICIPATING IN ANY RAND MATTERS IN WHICH THEY BELIEVE MAY GIVE RISE TO A POSSIBLE CONFLICT OF INTEREST. RAND MAINTAINS A FORMAL RECORD OF ALL INSTANCES WHERE TRUSTEES RECUSE THEMSELVES BECAUSE OF A POSSIBLE CONFLICT OF INTEREST. ADDITIONALLY, RAND'S GENERAL COUNSEL HAS EACH OFFICER COMPLETE AND SIGN AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE. BY SIGNING THE FORM EACH OFFICER AGREES TO INFORM RAND IF ANY CIRCUMSTANCES CHANGE THAT WOULD MODIFY THE RESPONSES. FINALLY, ALL RAND OFFICERS AND TRUSTEES ARE ASKED TO COMPLETE AN ANNUAL RELATED PARTY QUESTIONNAIRE, SENT BY RAND'S CFO ORGANIZATION TO SUPPORT RAND'S RESPONSES TO CERTAIN QUESTIONS ON THE FORM 990. THIS QUESTIONNAIRE, WHICH IS REVIEWED BY VARIOUS LEVELS OF MANAGEMENT, SEEKS TO IDENTIFY FAMILY AND BUSINESS RELATIONSHIPS AMONGST THE TRUSTEES AND OFFICERS AND REPRESENTS ANOTHER OPPORTUNITY OTHER THAN THE ABOVE FOR POTENTIAL CONFLICTS TO BE IDENTIFIED. PER THE AUDIT COMMITTEE CHARTER, THE CORPORATE INTEGRITY PROGRAM AND CONFLICT OF INTEREST POLICY IS REVIEWED ANNUALLY WITH THE AUDIT COMMITTEE. THE CONFLICT OF INTEREST POLICY WAS FORMALLY REVIEWED AND LAST APPROVED BY THE AUDIT COMMITTEE IN OCTOBER 2013. |
| WRITTEN WHISTLEBLOWER POLICY | PART VI, SECTION B, LINE 13 | RAND HAS A WHISTLEBLOWER POLICY WHICH THE AUDIT COMMITTEE REVIEWS ANNUALLY. THE AUDIT COMMITTEE LAST REVIEWED AND APPROVED THE POLICY IN OCTOBER 2013. |
| WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY | PART VI, SECTION B, LINE 14 | RAND HAS A DOCUMENT RETENTION AND DISPOSITION POLICY, WHICH THE AUDIT COMMITTEE REVIEWS ANNUALLY. THE AUDIT COMMITTEE LAST REVIEWED AND APPROVED THE POLICY IN OCTOBER 2013. |
| DETERMINATION OF COMPENSATION FOR CEO, EXEC DIRECTOR & TOP MANAGEMENT | PART VI, SECTION B, LINE 15A | THE COMPENSATION AND LEADERSHIP DEVELOPMENT COMMITTEE CONDUCTS ANNUAL PERFORMANCE REVIEWS FOR THE PRESIDENT AND CHIEF EXECUTIVE OFFICER AND THE SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER. AS PART OF THE YEARLY EVALUATION, THE COMMITTEE REVIEWS MARKET DATA FROM SEVERAL SALARY SURVEYS AND EMPLOYS AN INDEPENDENT COMPENSATION CONSULTANT TO REVIEW FOR REASONABLENESS. THE COMMITTEE RECOMMENDS SALARY INCREASES AND DISCRETIONARY AMOUNTS OF THE VARIABLE COMPENSATION PROGRAM FOR THE UPCOMING YEAR TO THE BOARD OF TRUSTEES WHICH MAKES THE FINAL DECISION FOR THESE OFFICERS' COMPENSATION. THE COMPENSATION AND LEADERSHIP DEVELOPMENT COMMITTEE CONDUCTS THE REVIEW IN THE FALL AND DOCUMENTS THE REVIEW IN COMMITTEE MINUTES WHICH ARE THEN APPROVED AT THE NEXT MEETING. RAISES ARE EFFECTIVE IN FEBRUARY. |
| DETERMINATION OF COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES | PART VI, SECTION B, LINE 15B | THE PRESIDENT AND CHIEF EXECUTIVE OFFICER REVIEWS THE COMPENSATION FOR OFFICERS AND OTHER RESEARCH HEADS, OTHER THAN THOSE MENTIONED IN PART VI-B, #15A. HE PUTS FORTH SALARY INCREASE SUGGESTIONS AFTER EXAMINING PERFORMANCE, SALARY SURVEYS, AND BENCHMARK STUDIES. THE SALARY INCREASES FOR KEY EMPLOYEES WITHIN THE RESEARCH GROUP ARE SUGGESTED BY THE GLOBAL RESEARCH TALENT VICE PRESIDENT. BOTH SETS OF RECOMMENDATIONS ARE GIVEN TO THE COMPENSATION AND LEADERSHIP DEVELOPMENT COMMITTEE, WHICH ULTIMATELY DECIDES ON THE SALARY INCREASES EACH YEAR. |
| PUBLIC DISCLOSURE OF GOVERNING DOCUMENTS AND POLICIES | PART VI, SECTION C, LINE 19 | THE ANNUAL REPORT AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON RAND'S EXTERNAL WEBSITE: WWW.RAND.ORG. MOREOVER, THIS INFORMATION, AS WELL AS RAND'S GOVERNING DOCUMENTS AND FORM 990, IS AVAILABLE UPON REQUEST AND AT THE SANTA MONICA OFFICE. FURTHER, THIS INFORMATION HAS BEEN SUBMITTED TO SEVERAL STATES AND GOVERNMENT AGENCIES AS PART OF VARIOUS REGISTRATION PROCESSES AND IS AVAILABLE ON THOSE ORGANIZATIONS' WEBSITES. |
| OTHER CHANGES IN NET ASSETS | PART XI, LINE 5 | ADJUSTMENT TO POST RETIREMENT LIABILITY $ 5,462,359 CHANGES IN FMV OF DERIVATIVES $ 9,236,496 ----------- TOTAL $14,698,855 |
Schedule R IRS990ScheduleR
Form990 Schedule R Part I Form990ScheduleRPartI (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Total IncomeTotalIncome | EOY AssetsEOYAssets | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|
| RAND CORPORATION ENDOWMENT TRUST | |||||||||
| 400 HOWARD STREET | SAN FRANCISCO | CA | 94105 | 336357131 | INVESTMENTS | CA | 1335218 | 38755790 | RAND CORP |
| ROEA 1112 LLC | |||||||||
| 1776 MAIN STREET PO BOX 2138 | SANTA MONICA | CA | 90407 | 951958142 | REAL ESTATE | CA | 0 | 0 | RAND CORP |
Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)
| Address Line1AddressForeign/AddressLine1 | CityAddressForeign/City | CountryAddressForeign/Country | Primary ActivitiesPrimaryActivities | Legal Domicile Foreign CountryLegalDomicileForeignCountry | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg | Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Legal Domicile StateLegalDomicileState |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RAND Europe (UK) | ||||||||||||||
| Westbrook Centre Milton Road | Cambridge, CB4 1YG | UK | Policy Rsrch | UK | N/A | N/A | RAND CORP | true | ||||||
| RAND Retiree Medical Benefit Plan | ||||||||||||||
| FUND SUPPORT | 501(C)(9) | N/A | RAND CORP | true | 1776 Main Street PO Box 2138 | Santa Monica | CA | 90407 | 954496399 | CA | ||||
Form990 Schedule R Part IV Form990ScheduleRPartIV
Name Of Related Org NameOfRelatedOrg
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAND Europe Community Interest Company | BusinessNameLine1 |
Address Foreign AddressForeign
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Westbrook Centre | AddressLine1 |
| City | Milton Rd | City |
| Province Or State | Cambridge, CB4 1Y | ProvinceOrState |
| Country | UK | Country |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Primary Activity | Consultancy SRVCS | PrimaryActivity |
| Legal Domicile Foreign Country | UK | LegalDomicileForeignCountry |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Rand Corp | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Entity | C Corp | TypeOfEntity |
| Share Of Total Income | 11111677 | ShareOfTotalIncome |
| Share Of EOY Assets | 2263484 | ShareOfEOYAssets |
| Percentage Ownership | 1.00000 | PercentageOwnership |
| Controlled Org | true | ControlledOrg |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | true | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Dividends Related Organization | false | DividendsRelatedOrganization |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | true | OtherTransferToOtherOrg |
| Other Transfer From Other Org | true | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (3 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| RAND EUROPE COMMUNITY INTEREST COMPANY | ||
| A-I | 187605 | ACCRUAL METHOD |
| RAND RETIREE MEDICAL BENEFIT PLAN | ||
| R | 1750486 | ACCRUAL METHOD |
| RAND RETIREE MEDICAL BENEFIT PLAN | ||
| S | 1080308 | ACCRUAL METHOD |