ABELARD FOUNDATION INC: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- ABELARD FOUNDATION INC (EIN 13-6064580)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-05
- IRS object ID
- 201421259349100142
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-05T15:19:15-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 133050313 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SACKS PRESS & LACHER PC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 THIRD AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100161901 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136064580 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ABELARD FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ABEL | BusinessNameControlTxt |
| Phone | 2128198200 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O PATRICIA HEWITT 250 PARK AVENUE | AddressLine1 |
| Address Line2 | NO 7 FL | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10177 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PATRICIA HEWITT | PersonNm |
| Person Title | ASSISTANT TREASURER | PersonTitleTxt |
| Phone | 2128198200 | PhoneNum |
| Signature | 2014-05-05 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | STEVEN L SACKS | PreparerPersonNm |
| PTIN | P00192737 | PTIN |
| Phone | 2126826640 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $7,955,806 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $111,000 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $126,927 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $126,927 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $339,154 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,119,752 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $339,154 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $577,081 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $466,081 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $15,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $7,500 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $7,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $169,523 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $83,523 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $86,000 | OtherProfFeesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $14,524 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $14,524 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $199,047 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $91,023 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $108,024 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $326,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $326,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $525,047 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $91,023 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $434,024 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $52,034 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $375,058 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $3,040 | CashBOYAmt |
| Cash EOY | $10,076 | CashEOYAmt |
| Cash EOYFMV | $10,076 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $151,966 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $163,343 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $163,343 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $4,488,262 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,572,171 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,369,858 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $410,467 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $360,179 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $352,664 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $29,303 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $29,303 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $59,865 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $5,083,038 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,135,072 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $7,955,806 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $5,957,394 | CapitalStockBOYAmt |
| Capital Stock EOY | $5,957,394 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | -$874,356 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$822,322 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $5,083,038 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,135,072 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $5,083,038 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,135,072 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $5,083,038 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $52,034 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $5,135,072 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,135,072 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (366 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| MICROSOFT CORP COM-800 SHS | P | 2004-09-09 | 2013-01-10 | $21,330 | $21,776 | -$446 | -$446 |
| ENCANA CORP COM ISIN CA2925051047-200 SHS | P | 2011-02-04 | 2013-01-11 | $3,969 | $6,405 | -$2,436 | -$2,436 |
| AIR PRODS & CHEMS INC COM-100 SHS | P | 2008-10-30 | 2013-01-14 | $8,782 | $5,461 | $3,321 | $3,321 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2011-02-04 | 2013-01-14 | $1,949 | $3,202 | -$1,253 | -$1,253 |
| ENCANA CORP COM ISIN CA2925051047-200 SHS | P | 2011-02-17 | 2013-01-14 | $3,898 | $6,203 | -$2,305 | -$2,305 |
| ENCANA CORP COM ISIN CA2925051047-200 SHS | P | 2011-02-17 | 2013-01-15 | $3,874 | $6,203 | -$2,329 | -$2,329 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-1 SHS | P | 2011-02-24 | 2013-01-15 | $115 | $130 | -$15 | -$15 |
| ENCANA CORP COM ISIN CA2925051047-300 SHS | P | 2011-03-10 | 2013-01-15 | $5,811 | $9,224 | -$3,413 | -$3,413 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-26 SHS | P | 2011-04-07 | 2013-01-15 | $2,974 | $2,542 | $432 | $432 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-26 SHS | P | 2011-04-07 | 2013-01-15 | $2,985 | $2,542 | $443 | $443 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-7 SHS | P | 2009-08-24 | 2013-01-16 | $796 | $623 | $173 | $173 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-2 SHS | P | 2011-04-07 | 2013-01-16 | $227 | $196 | $31 | $31 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-4 SHS | P | 2011-04-07 | 2013-01-16 | $456 | $391 | $65 | $65 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2011-09-01 | 2013-01-16 | $1,937 | $2,541 | -$604 | -$604 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2011-09-02 | 2013-01-16 | $1,937 | $2,483 | -$546 | -$546 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-1 SHS | P | 2009-08-24 | 2013-01-17 | $113 | $89 | $24 | $24 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2011-09-02 | 2013-01-17 | $1,932 | $2,483 | -$551 | -$551 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2012-01-25 | 2013-01-17 | $1,932 | $2,046 | -$114 | -$114 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2012-08-15 | 2013-01-17 | $1,932 | $2,241 | -$309 | -$309 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2012-01-25 | 2013-01-18 | $1,930 | $2,046 | -$116 | -$116 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2012-02-29 | 2013-01-18 | $1,930 | $2,042 | -$112 | -$112 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2012-01-26 | 2013-01-22 | $1,927 | $1,989 | -$62 | -$62 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2012-02-29 | 2013-01-22 | $1,927 | $2,042 | -$115 | -$115 |
| NEWCREST MINING NPV ISIN AU000000NCM7 AUSTRALIA-643 SHS | P | 2008-10-21 | 2013-01-23 | $15,757 | $9,807 | $5,950 | $5,950 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-2.265 SHS | P | 2011-05-04 | 2013-01-23 | $9 | $19 | -$10 | -$10 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-385.239 SHS | P | 2011-05-24 | 2013-01-23 | $1,554 | $3,388 | -$1,834 | -$1,834 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-382.974 SHS | P | 2011-05-24 | 2013-01-23 | $1,545 | $3,372 | -$1,827 | -$1,827 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-131.787 SHS | P | 2011-05-24 | 2013-01-23 | $532 | $1,148 | -$616 | -$616 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-60.834 SHS | P | 2011-05-24 | 2013-01-23 | $245 | $530 | -$285 | -$285 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-385.239 SHS | P | 2011-05-25 | 2013-01-23 | $1,554 | $3,249 | -$1,695 | -$1,695 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-192.621 SHS | P | 2011-05-25 | 2013-01-23 | $777 | $1,628 | -$851 | -$851 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-192.621 SHS | P | 2011-05-25 | 2013-01-23 | $777 | $1,621 | -$844 | -$844 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-66.42 SHS | P | 2011-05-26 | 2013-01-23 | $268 | $556 | -$288 | -$288 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2012-01-26 | 2013-01-23 | $1,918 | $1,989 | -$71 | -$71 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2012-02-01 | 2013-01-23 | $1,918 | $1,889 | $29 | $29 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2012-02-03 | 2013-01-23 | $1,918 | $1,983 | -$65 | -$65 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-296.682 SHS | P | 2011-05-26 | 2013-01-24 | $1,174 | $2,481 | -$1,307 | -$1,307 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-281.178 SHS | P | 2011-05-26 | 2013-01-24 | $1,118 | $2,351 | -$1,233 | -$1,233 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-126.201 SHS | P | 2011-05-26 | 2013-01-24 | $502 | $1,056 | -$554 | -$554 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-192.621 SHS | P | 2011-05-27 | 2013-01-24 | $766 | $1,611 | -$845 | -$845 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-3.318 SHS | P | 2011-05-27 | 2013-01-24 | $13 | $28 | -$15 | -$15 |
| ENCANA CORP COM ISIN CA2925051047-100 SHS | P | 2012-02-01 | 2013-01-24 | $1,945 | $1,889 | $56 | $56 |
| PENGROWTH ENERGY CORP COM ISIN CA70706P1045 CANADA-400 SHS | P | 2012-01-23 | 2013-01-25 | $1,852 | $4,238 | -$2,386 | -$2,386 |
| PENGROWTH ENERGY CORP COM ISIN CA70706P1045 CANADA-300 SHS | P | 2012-01-24 | 2013-01-25 | $1,389 | $3,120 | -$1,731 | -$1,731 |
| PENGROWTH ENERGY CORP COM ISIN CA70706P1045 CANADA-700 SHS | P | 2012-01-24 | 2013-01-29 | $3,076 | $7,280 | -$4,204 | -$4,204 |
| PENGROWTH ENERGY CORP COM ISIN CA70706P1045 CANADA-1200 SHS | P | 2012-12-20 | 2013-01-29 | $5,273 | $6,116 | -$843 | -$843 |
| HONG KONG & CHINA GAS CO LTD HKD0.25 ISIN HK0003000038 HONG KONG-5000 SHS | P | 2004-09-10 | 2013-02-07 | $13,865 | $5,482 | $8,383 | $8,383 |
| CERNER CORP COM-50 SHS | P | 2006-08-03 | 2013-02-07 | $4,316 | $1,036 | $3,280 | $3,280 |
| CERNER CORP COM-50 SHS | P | 2006-08-07 | 2013-02-07 | $4,316 | $1,046 | $3,270 | $3,270 |
| CERNER CORP COM-100 SHS | P | 2006-08-07 | 2013-02-07 | $8,631 | $2,092 | $6,539 | $6,539 |
| UNION PAC CORP COM-75 SHS | P | 2004-09-09 | 2013-02-08 | $9,960 | $2,186 | $7,774 | $7,774 |
| HONG KONG & CHINA GAS CO LTD HKD0.25 ISIN HK0003000038 HONG KONG-5000 SHS | P | 2004-09-10 | 2013-02-08 | $13,788 | $5,482 | $8,306 | $8,306 |
| QUALCOMM INC COM-50 SHS | P | 2009-11-18 | 2013-02-08 | $3,352 | $2,271 | $1,081 | $1,081 |
| QUALCOMM INC COM-150 SHS | P | 2009-11-18 | 2013-02-08 | $10,056 | $6,815 | $3,241 | $3,241 |
| LVMH MOET HENNESSY EUR0.30 ISIN FR0000121014 FRANCE-3 SHS | P | 2011-10-11 | 2013-02-08 | $524 | $445 | $79 | $79 |
| LVMH MOET HENNESSY EUR0.30 ISIN FR0000121014 FRANCE-47 SHS | P | 2011-10-18 | 2013-02-08 | $8,204 | $7,192 | $1,012 | $1,012 |
| BANK OF CHINA LTD - H COM ISIN CNE1000001Z5 CHINA-9000 SHS | P | 2012-01-19 | 2013-02-08 | $4,316 | $3,863 | $453 | $453 |
| BANK OF CHINA LTD - H COM ISIN CNE1000001Z5 CHINA-10000 SHS | P | 2012-01-27 | 2013-02-08 | $4,796 | $4,335 | $461 | $461 |
| ESSILOR INTERNATIONAL SA COM ISIN FR0000121667 FRANCE-140 SHS | P | 2007-03-26 | 2013-02-11 | $13,645 | $8,000 | $5,645 | $5,645 |
| ESSILOR INTERNATIONAL SA COM ISIN FR0000121667 FRANCE-200 SHS | P | 2007-04-12 | 2013-02-11 | $19,493 | $11,690 | $7,803 | $7,803 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-200 SHS | P | 2007-08-08 | 2013-02-11 | $3,342 | $3,439 | -$97 | -$97 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-200 SHS | P | 2007-08-08 | 2013-02-11 | $3,349 | $3,439 | -$90 | -$90 |
| UNITEDHEALTH GROUP INC COM-100 SHS | P | 2009-11-04 | 2013-02-11 | $5,744 | $2,808 | $2,936 | $2,936 |
| HENRY JACK & ASSOC INC COM-100 SHS | P | 2011-04-07 | 2013-02-11 | $4,350 | $3,380 | $970 | $970 |
| STANLEY BLACK & DECKER INC COM-75 SHS | P | 2012-01-20 | 2013-02-11 | $5,703 | $5,329 | $374 | $374 |
| DIAGEO ORD GBX28.935185 ISIN GB0002374006 UNITED KINGDOM-200 SHS | P | 2012-07-13 | 2013-02-11 | $5,926 | $5,243 | $683 | $683 |
| DIAGEO ORD GBX28.935185 ISIN GB0002374006 UNITED KINGDOM-100 SHS | P | 2012-09-28 | 2013-02-11 | $2,963 | $2,834 | $129 | $129 |
| MARSH & MCLENNAN COS INC COM-100 SHS | P | 2012-11-06 | 2013-02-11 | $3,629 | $3,468 | $161 | $161 |
| MARSH & MCLENNAN COS INC COM-100 SHS | P | 2012-11-06 | 2013-02-11 | $3,639 | $3,468 | $171 | $171 |
| SOFTBANK CORP COM ISIN JP3436100006 JAPAN-100 SHS | P | 2006-10-03 | 2013-02-12 | $3,847 | $2,065 | $1,782 | $1,782 |
| DENSO CORP JPY50 ISIN JP3551500006 JAPAN-200 SHS | P | 2012-02-09 | 2013-02-12 | $7,889 | $6,311 | $1,578 | $1,578 |
| SOFTBANK CORP COM ISIN JP3436100006 JAPAN-200 SHS | P | 2012-05-30 | 2013-02-12 | $7,695 | $6,073 | $1,622 | $1,622 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-214 SHS | P | 2009-11-13 | 2013-02-13 | $7,793 | $6,823 | $970 | $970 |
| FANUC CORP JPY50 ISIN JP3802400006 JAPAN-100 SHS | P | 2012-04-17 | 2013-02-13 | $15,887 | $18,127 | -$2,240 | -$2,240 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-102 SHS | P | 2009-11-13 | 2013-02-14 | $3,677 | $3,252 | $425 | $425 |
| SEADRILL LTD COM ISIN BMG7945E1057 BERMUDA-220 SHS | P | 2011-10-27 | 2013-02-14 | $8,287 | $7,718 | $569 | $569 |
| SEADRILL LTD COM ISIN BMG7945E1057 BERMUDA-5 SHS | P | 2011-10-28 | 2013-02-14 | $188 | $171 | $17 | $17 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-8 SHS | P | 2009-11-13 | 2013-02-15 | $290 | $255 | $35 | $35 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-22 SHS | P | 2009-12-02 | 2013-02-15 | $793 | $660 | $133 | $133 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-11 SHS | P | 2009-12-03 | 2013-02-15 | $398 | $330 | $68 | $68 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-39 SHS | P | 2009-12-03 | 2013-02-15 | $1,405 | $1,171 | $234 | $234 |
| FUGRO N V CVA DUTCH CERT ISIN NL0000352565 NETHERLANDS-76 SHS | P | 2011-08-12 | 2013-02-25 | $3,680 | $4,168 | -$488 | -$488 |
| FUGRO N V CVA DUTCH CERT ISIN NL0000352565 NETHERLANDS-110 SHS | P | 2011-08-12 | 2013-02-27 | $5,183 | $6,033 | -$850 | -$850 |
| FUGRO N V CVA DUTCH CERT ISIN NL0000352565 NETHERLANDS-44 SHS | P | 2011-09-22 | 2013-02-27 | $2,073 | $2,247 | -$174 | -$174 |
| FUGRO N V CVA DUTCH CERT ISIN NL0000352565 NETHERLANDS-12 SHS | P | 2011-09-22 | 2013-03-01 | $560 | $613 | -$53 | -$53 |
| FUGRO N V CVA DUTCH CERT ISIN NL0000352565 NETHERLANDS-5 SHS | P | 2011-09-22 | 2013-03-01 | $233 | $255 | -$22 | -$22 |
| FUGRO N V CVA DUTCH CERT ISIN NL0000352565 NETHERLANDS-19 SHS | P | 2011-09-22 | 2013-03-04 | $881 | $970 | -$89 | -$89 |
| FUGRO N V CVA DUTCH CERT ISIN NL0000352565 NETHERLANDS-38 SHS | P | 2011-09-22 | 2013-03-05 | $1,791 | $1,940 | -$149 | -$149 |
| FUGRO N V CVA DUTCH CERT ISIN NL0000352565 NETHERLANDS-23 SHS | P | 2011-09-23 | 2013-03-05 | $1,084 | $1,138 | -$54 | -$54 |
| MURATA MFG CO JPY50 ISIN JP3914400001 JAPAN-100 SHS | P | 2009-12-08 | 2013-03-08 | $6,666 | $5,105 | $1,561 | $1,561 |
| MURATA MFG CO JPY50 ISIN JP3914400001 JAPAN-100 SHS | P | 2010-01-19 | 2013-03-08 | $6,666 | $5,616 | $1,050 | $1,050 |
| TELUS CORP COM ISIN CA87971M1032 CANADA-100 SHS | P | 2010-07-22 | 2013-03-08 | $6,808 | $3,870 | $2,938 | $2,938 |
| TELUS CORP COM ISIN CA87971M1032 CANADA-100 SHS | P | 2010-07-21 | 2013-03-12 | $6,770 | $3,828 | $2,942 | $2,942 |
| LVMH MOET HENNESSY EUR0.30 ISIN FR0000121014 FRANCE-54 SHS | P | 2011-10-10 | 2013-03-14 | $9,557 | $8,017 | $1,540 | $1,540 |
| LVMH MOET HENNESSY EUR0.30 ISIN FR0000121014 FRANCE-39 SHS | P | 2011-10-11 | 2013-03-14 | $6,902 | $5,791 | $1,111 | $1,111 |
| PREMIER FARNELL PLC COM ISIN GB0003318416 UNITED KINGDOM-1200 SHS | P | 2011-03-08 | 2013-03-15 | $4,003 | $5,938 | -$1,935 | -$1,935 |
| PREMIER FARNELL PLC COM ISIN GB0003318416 UNITED KINGDOM-200 SHS | P | 2011-03-09 | 2013-03-15 | $667 | $991 | -$324 | -$324 |
| AFLAC INC COM-100 SHS | P | 2011-11-22 | 2013-03-15 | $5,098 | $4,099 | $999 | $999 |
| BARRICK GOLD CORP COM ISIN CA0679011084-100 SHS | P | 2006-02-09 | 2013-03-18 | $2,905 | $2,860 | $45 | $45 |
| BARRICK GOLD CORP COM ISIN CA0679011084-100 SHS | P | 2006-02-10 | 2013-03-18 | $2,905 | $2,852 | $53 | $53 |
| AFLAC INC COM-100 SHS | P | 2011-11-22 | 2013-03-18 | $5,045 | $4,061 | $984 | $984 |
| AFLAC INC COM-75 SHS | P | 2011-11-23 | 2013-03-18 | $3,776 | $2,991 | $785 | $785 |
| PREMIER FARNELL PLC COM ISIN GB0003318416 UNITED KINGDOM-1000 SHS | P | 2011-02-22 | 2013-03-21 | $3,426 | $4,857 | -$1,431 | -$1,431 |
| PREMIER FARNELL PLC COM ISIN GB0003318416 UNITED KINGDOM-1100 SHS | P | 2011-03-08 | 2013-03-21 | $3,764 | $5,443 | -$1,679 | -$1,679 |
| PREMIER FARNELL PLC COM ISIN GB0003318416 UNITED KINGDOM-100 SHS | P | 2011-03-08 | 2013-03-21 | $343 | $495 | -$152 | -$152 |
| CAPITAL CORE BOND FUND-40352.873 SHS | P | 2010-04-13 | 2013-03-25 | $420,477 | $403,529 | $16,948 | $16,948 |
| PREMIER FARNELL PLC COM ISIN GB0003318416 UNITED KINGDOM-1000 SHS | P | 2011-02-22 | 2013-03-25 | $3,400 | $4,857 | -$1,457 | -$1,457 |
| CAPITAL CORE BOND FUND-329.697 SHS | P | 2012-12-13 | 2013-03-25 | $3,435 | $3,445 | -$10 | -$10 |
| CAPITAL CORE BOND FUND-287.953 SHS | P | 2012-12-13 | 2013-03-25 | $3,000 | $3,009 | -$9 | -$9 |
| CAPITAL CORE BOND FUND-46.224 SHS | P | 2012-12-28 | 2013-03-25 | $482 | $483 | -$1 | -$1 |
| CAPITAL CORE BOND FUND-27.24 SHS | P | 2013-01-30 | 2013-03-25 | $284 | $283 | $1 | $1 |
| CAPITAL CORE BOND FUND-36.67 SHS | P | 2013-02-27 | 2013-03-25 | $382 | $382 | $0 | $0 |
| CHINA SHENHUA ENERGY CO LTD COM ISIN CNE1000002R0 HONG KONG-1500 SHS | P | 2012-09-10 | 2013-03-27 | $5,528 | $5,645 | -$117 | -$117 |
| CHINA SHENHUA ENERGY CO LTD COM ISIN CNE1000002R0 HONG KONG-1000 SHS | P | 2012-09-11 | 2013-03-28 | $3,618 | $3,740 | -$122 | -$122 |
| PREMIER FARNELL PLC COM ISIN GB0003318416 UNITED KINGDOM-800 SHS | P | 2011-03-10 | 2013-04-02 | $2,669 | $3,885 | -$1,216 | -$1,216 |
| PREMIER FARNELL PLC COM ISIN GB0003318416 UNITED KINGDOM-1100 SHS | P | 2011-03-10 | 2013-04-03 | $3,637 | $5,341 | -$1,704 | -$1,704 |
| SOFTBANK CORP COM ISIN JP3436100006 JAPAN-300 SHS | P | 2006-10-03 | 2013-04-05 | $14,433 | $6,194 | $8,239 | $8,239 |
| CHINA SHENHUA ENERGY CO LTD COM ISIN CNE1000002R0 HONG KONG-1500 SHS | P | 2012-09-06 | 2013-04-05 | $5,327 | $5,245 | $82 | $82 |
| STANLEY BLACK & DECKER INC COM-100 SHS | P | 2010-01-04 | 2013-04-08 | $7,744 | $5,259 | $2,485 | $2,485 |
| STANLEY BLACK & DECKER INC COM-100 SHS | P | 2010-01-05 | 2013-04-08 | $7,744 | $5,324 | $2,420 | $2,420 |
| PREMIER FARNELL PLC COM ISIN GB0003318416 UNITED KINGDOM-700 SHS | P | 2011-02-04 | 2013-04-11 | $2,289 | $3,284 | -$995 | -$995 |
| PREMIER FARNELL PLC COM ISIN GB0003318416 UNITED KINGDOM-200 SHS | P | 2011-03-10 | 2013-04-11 | $654 | $971 | -$317 | -$317 |
| PREMIER FARNELL PLC COM ISIN GB0003318416 UNITED KINGDOM-200 SHS | P | 2011-02-04 | 2013-04-17 | $626 | $938 | -$312 | -$312 |
| SYSMEX CORP KOBE COM ISIN JP3351100007 JAPAN-100 SHS | P | 2011-02-08 | 2013-04-26 | $6,511 | $3,368 | $3,143 | $3,143 |
| SYSMEX CORP KOBE COM ISIN JP3351100007 JAPAN-100 SHS | P | 2011-02-08 | 2013-04-30 | $6,489 | $3,368 | $3,121 | $3,121 |
| GILEAD SCIENCES INC COM-100 SHS | P | 2012-07-09 | 2013-04-30 | $5,065 | $2,565 | $2,500 | $2,500 |
| INTERNATIONAL BUSINESS MACHS COM-45 SHS | P | 2009-07-23 | 2013-05-01 | $9,067 | $5,299 | $3,768 | $3,768 |
| SYSMEX CORP KOBE COM ISIN JP3351100007 JAPAN-100 SHS | P | 2011-01-06 | 2013-05-01 | $6,376 | $3,363 | $3,013 | $3,013 |
| SEATTLE GENETICS INC COM-100 SHS | P | 2011-07-11 | 2013-05-01 | $3,567 | $2,066 | $1,501 | $1,501 |
| SYSMEX CORP KOBE COM ISIN JP3351100007 JAPAN-100 SHS | P | 2011-01-06 | 2013-05-02 | $6,268 | $3,363 | $2,905 | $2,905 |
| SEATTLE GENETICS INC COM-100 SHS | P | 2011-07-11 | 2013-05-02 | $3,637 | $2,066 | $1,571 | $1,571 |
| SEATTLE GENETICS INC COM-100 SHS | P | 2011-07-11 | 2013-05-03 | $3,658 | $2,066 | $1,592 | $1,592 |
| TIME WARNER CABLE INC COM-200 SHS | P | 2010-06-14 | 2013-05-06 | $19,250 | $10,950 | $8,300 | $8,300 |
| TIME WARNER CABLE INC COM-100 SHS | P | 2011-03-31 | 2013-05-06 | $9,625 | $7,150 | $2,475 | $2,475 |
| SEATTLE GENETICS INC COM-100 SHS | P | 2011-07-11 | 2013-05-06 | $3,643 | $2,066 | $1,577 | $1,577 |
| SEATTLE GENETICS INC COM-100 SHS | P | 2011-07-11 | 2013-05-07 | $3,581 | $2,061 | $1,520 | $1,520 |
| MURATA MFG CO JPY50 ISIN JP3914400001 JAPAN-100 SHS | P | 2009-07-16 | 2013-05-08 | $8,161 | $4,600 | $3,561 | $3,561 |
| MURATA MFG CO JPY50 ISIN JP3914400001 JAPAN-100 SHS | P | 2009-12-07 | 2013-05-08 | $8,161 | $5,035 | $3,126 | $3,126 |
| NATIONAL INSTRS CORP COM-300 SHS | P | 2005-01-27 | 2013-05-13 | $8,541 | $5,047 | $3,494 | $3,494 |
| NATIONAL INSTRS CORP COM-100 SHS | P | 2005-04-01 | 2013-05-14 | $2,849 | $1,609 | $1,240 | $1,240 |
| NATIONAL INSTRS CORP COM-300 SHS | P | 2005-04-01 | 2013-05-15 | $8,556 | $4,827 | $3,729 | $3,729 |
| NATIONAL INSTRS CORP COM-100 SHS | P | 2005-04-01 | 2013-05-16 | $2,861 | $1,609 | $1,252 | $1,252 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-42 SHS | P | 2009-12-02 | 2013-05-16 | $1,477 | $1,259 | $218 | $218 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-224 SHS | P | 2009-12-02 | 2013-05-16 | $7,875 | $6,688 | $1,187 | $1,187 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-238 SHS | P | 2009-12-02 | 2013-05-16 | $8,375 | $7,136 | $1,239 | $1,239 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-184 SHS | P | 2009-12-15 | 2013-05-16 | $6,469 | $5,028 | $1,441 | $1,441 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-72 SHS | P | 2010-01-07 | 2013-05-16 | $2,531 | $1,982 | $549 | $549 |
| HENNES & MAURITZ SEK0.25'B' ISIN SE0000106270 SWEDEN-256 SHS | P | 2010-01-29 | 2013-05-16 | $9,001 | $7,594 | $1,407 | $1,407 |
| NATIONAL INSTRS CORP COM-100 SHS | P | 2005-04-01 | 2013-05-17 | $2,870 | $1,609 | $1,261 | $1,261 |
| ROYAL DUTCH SHELL PLC SPONSORED ADR CL A DUTCH LISTING-100 SHS | P | 2004-09-09 | 2013-05-20 | $6,794 | $5,165 | $1,629 | $1,629 |
| NOBLE ENERGY INC COM-25 SHS | P | 2012-11-05 | 2013-05-20 | $3,063 | $2,394 | $669 | $669 |
| NOBLE ENERGY INC COM-75 SHS | P | 2013-03-04 | 2013-05-20 | $9,189 | $8,238 | $951 | $951 |
| ROYAL DUTCH SHELL PLC SPONSORED ADR CL A DUTCH LISTING-100 SHS | P | 2004-09-09 | 2013-05-21 | $6,812 | $5,165 | $1,647 | $1,647 |
| AJINOMOTO CO INC COM ISIN JP3119600009 JAPAN-1000 SHS | P | 2012-03-14 | 2013-05-21 | $14,467 | $11,837 | $2,630 | $2,630 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-13 SHS | P | 2009-08-24 | 2013-05-28 | $1,415 | $1,157 | $258 | $258 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-34 SHS | P | 2009-08-24 | 2013-05-29 | $3,722 | $3,026 | $696 | $696 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-8 SHS | P | 2009-08-24 | 2013-05-30 | $878 | $712 | $166 | $166 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-24 SHS | P | 2009-08-24 | 2013-05-30 | $2,634 | $2,134 | $500 | $500 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-1 SHS | P | 2009-08-24 | 2013-05-31 | $111 | $89 | $22 | $22 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-2 SHS | P | 2009-08-24 | 2013-05-31 | $220 | $178 | $42 | $42 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-6 SHS | P | 2009-08-24 | 2013-05-31 | $669 | $534 | $135 | $135 |
| ALLERGAN INC COM-100 SHS | P | 2004-09-09 | 2013-06-03 | $9,838 | $3,757 | $6,081 | $6,081 |
| ALLERGAN INC COM-100 SHS | P | 2004-09-09 | 2013-06-04 | $9,894 | $3,757 | $6,137 | $6,137 |
| ALLERGAN INC COM-50 SHS | P | 2004-09-09 | 2013-06-06 | $4,927 | $1,879 | $3,048 | $3,048 |
| ALLERGAN INC COM-50 SHS | P | 2005-04-28 | 2013-06-06 | $4,927 | $1,763 | $3,164 | $3,164 |
| BG GROUP ORD GBP0.10 ISIN GB0008762899 UNITED KINGDOM-300 SHS | P | 2013-01-18 | 2013-06-07 | $5,432 | $5,294 | $138 | $138 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-3 SHS | P | 2009-08-24 | 2013-06-13 | $337 | $267 | $70 | $70 |
| BG GROUP ORD GBP0.10 ISIN GB0008762899 UNITED KINGDOM-200 SHS | P | 2013-02-11 | 2013-06-14 | $3,713 | $3,505 | $208 | $208 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-5 SHS | P | 2009-08-21 | 2013-06-17 | $580 | $440 | $140 | $140 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-2 SHS | P | 2009-08-24 | 2013-06-17 | $232 | $178 | $54 | $54 |
| BG GROUP ORD GBP0.10 ISIN GB0008762899 UNITED KINGDOM-100 SHS | P | 2013-02-11 | 2013-06-18 | $1,861 | $1,753 | $108 | $108 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-32 SHS | P | 2009-08-21 | 2013-06-21 | $3,602 | $2,815 | $787 | $787 |
| CAPITAL CORE MUN FUND-9325.244 SHS | P | 2013-03-28 | 2013-06-25 | $96,143 | $99,127 | -$2,984 | -$2,984 |
| CAPITAL CORE MUN FUND-64.649 SHS | P | 2013-04-29 | 2013-06-25 | $666 | $690 | -$24 | -$24 |
| AGILENT TECHNOLOGIES INC COM-100 SHS | P | 2004-09-09 | 2013-06-26 | $4,261 | $2,028 | $2,233 | $2,233 |
| AGILENT TECHNOLOGIES INC COM-100 SHS | P | 2013-02-11 | 2013-06-26 | $4,261 | $4,491 | -$230 | -$230 |
| AGILENT TECHNOLOGIES INC COM-100 SHS | P | 2013-02-11 | 2013-06-26 | $4,261 | $4,491 | -$230 | -$230 |
| AGILENT TECHNOLOGIES INC COM-100 SHS | P | 2004-09-09 | 2013-06-27 | $4,279 | $2,028 | $2,251 | $2,251 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-5 SHS | P | 2009-08-21 | 2013-06-27 | $530 | $440 | $90 | $90 |
| J P MORGAN CHASE & CO COM-100 SHS | P | 2007-12-18 | 2013-07-01 | $5,253 | $4,393 | $860 | $860 |
| J P MORGAN CHASE & CO COM-100 SHS | P | 2008-05-15 | 2013-07-01 | $5,253 | $4,593 | $660 | $660 |
| ECOLAB INC COM-100 SHS | P | 2008-11-12 | 2013-07-01 | $8,641 | $3,050 | $5,591 | $5,591 |
| ECOLAB INC COM-100 SHS | P | 2009-04-01 | 2013-07-01 | $8,641 | $3,476 | $5,165 | $5,165 |
| MONSANTO CO NEW COM-100 SHS | P | 2009-05-13 | 2013-07-01 | $9,742 | $9,092 | $650 | $650 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2011-02-23 | 2013-07-01 | $3,900 | $4,429 | -$529 | -$529 |
| OI S A SPONSORED ADR BRAZIL-37.58 SHS | P | 2011-05-24 | 2013-07-01 | $66 | $423 | -$357 | -$357 |
| OI S A SPONSORED ADR BRAZIL-37.41 SHS | P | 2011-05-24 | 2013-07-01 | $66 | $422 | -$356 | -$356 |
| OI S A SPONSORED ADR BRAZIL-18.79 SHS | P | 2011-05-24 | 2013-07-01 | $33 | $209 | -$176 | -$176 |
| OI S A SPONSORED ADR BRAZIL-37.58 SHS | P | 2011-05-25 | 2013-07-01 | $66 | $406 | -$340 | -$340 |
| OI S A SPONSORED ADR BRAZIL-18.79 SHS | P | 2011-05-25 | 2013-07-01 | $33 | $203 | -$170 | -$170 |
| OI S A SPONSORED ADR BRAZIL-18.79 SHS | P | 2011-05-25 | 2013-07-01 | $33 | $202 | -$169 | -$169 |
| OI S A SPONSORED ADR BRAZIL-18.79 SHS | P | 2011-05-26 | 2013-07-01 | $33 | $201 | -$168 | -$168 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-200 SHS | P | 2011-05-27 | 2013-07-01 | $325 | $1,672 | -$1,347 | -$1,347 |
| OI S A SPONSORED ADR BRAZIL-12.27 SHS | P | 2011-05-27 | 2013-07-01 | $22 | $131 | -$109 | -$109 |
| CARNIVAL CORP PAIRED CTF 1 COM PANAMA-100 SHS | P | 2011-09-27 | 2013-07-01 | $3,465 | $3,281 | $184 | $184 |
| NOVARTIS AG COM ISIN CH0012005267 SWITZERLAND-155 SHS | P | 2011-10-27 | 2013-07-01 | $11,055 | $9,091 | $1,964 | $1,964 |
| NOVARTIS AG COM ISIN CH0012005267 SWITZERLAND-5 SHS | P | 2012-01-19 | 2013-07-01 | $357 | $289 | $68 | $68 |
| CARNIVAL CORP PAIRED CTF 1 COM PANAMA-200 SHS | P | 2012-01-19 | 2013-07-01 | $6,929 | $6,383 | $546 | $546 |
| CARNIVAL CORP PAIRED CTF 1 COM PANAMA-100 SHS | P | 2012-01-20 | 2013-07-01 | $3,465 | $3,143 | $322 | $322 |
| CARNIVAL CORP PAIRED CTF 1 COM PANAMA-100 SHS | P | 2012-04-26 | 2013-07-01 | $3,465 | $3,261 | $204 | $204 |
| ECOLAB INC COM-100 SHS | P | 2008-11-12 | 2013-07-02 | $8,622 | $3,050 | $5,572 | $5,572 |
| MONSANTO CO NEW COM-50 SHS | P | 2009-05-13 | 2013-07-02 | $4,904 | $4,546 | $358 | $358 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-1 SHS | P | 2009-08-21 | 2013-07-02 | $108 | $88 | $20 | $20 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-2 SHS | P | 2009-08-21 | 2013-07-02 | $214 | $176 | $38 | $38 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2010-04-22 | 2013-07-02 | $3,905 | $4,272 | -$367 | -$367 |
| OI S A SPONSORED ADR BRAZIL-18.79 SHS | P | 2011-05-20 | 2013-07-02 | $31 | $188 | -$157 | -$157 |
| OI S A SPONSORED ADR BRAZIL-56.37 SHS | P | 2011-05-26 | 2013-07-02 | $93 | $604 | -$511 | -$511 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-374.542 SHS | P | 2011-05-27 | 2013-07-02 | $588 | $3,131 | -$2,543 | -$2,543 |
| OI S A SPONSORED ADR BRAZIL-56.37 SHS | P | 2011-05-27 | 2013-07-02 | $93 | $603 | -$510 | -$510 |
| OI S A SPONSORED ADR BRAZIL-6.52 SHS | P | 2011-05-27 | 2013-07-02 | $11 | $70 | -$59 | -$59 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-192.621 SHS | P | 2011-05-31 | 2013-07-02 | $303 | $1,602 | -$1,299 | -$1,299 |
| OI S A SPONSORED ADR BRAZIL-18.79 SHS | P | 2011-05-31 | 2013-07-02 | $31 | $200 | -$169 | -$169 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-192.621 SHS | P | 2011-06-01 | 2013-07-02 | $303 | $1,581 | -$1,278 | -$1,278 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-140.216 SHS | P | 2011-06-01 | 2013-07-02 | $220 | $1,149 | -$929 | -$929 |
| OI S A SPONSORED ADR BRAZIL-37.58 SHS | P | 2011-06-01 | 2013-07-02 | $62 | $394 | -$332 | -$332 |
| OI S A SPONSORED ADR BRAZIL-18.79 SHS | P | 2011-06-01 | 2013-07-02 | $31 | $197 | -$166 | -$166 |
| OI S A SPONSORED ADR BRAZIL-18.79 SHS | P | 2011-06-02 | 2013-07-02 | $31 | $196 | -$165 | -$165 |
| GILEAD SCIENCES INC COM-100 SHS | P | 2012-06-20 | 2013-07-02 | $5,202 | $2,535 | $2,667 | $2,667 |
| GILEAD SCIENCES INC COM-100 SHS | P | 2012-07-09 | 2013-07-02 | $5,202 | $2,565 | $2,637 | $2,637 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-2 SHS | P | 2009-08-21 | 2013-07-03 | $213 | $176 | $37 | $37 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2010-04-22 | 2013-07-03 | $3,729 | $4,237 | -$508 | -$508 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-62.356 SHS | P | 2011-05-20 | 2013-07-03 | $96 | $487 | -$391 | -$391 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-245.023 SHS | P | 2011-06-01 | 2013-07-03 | $378 | $2,007 | -$1,629 | -$1,629 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-192.621 SHS | P | 2011-06-02 | 2013-07-03 | $297 | $1,566 | -$1,269 | -$1,269 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-130.265 SHS | P | 2011-05-20 | 2013-07-04 | $199 | $1,018 | -$819 | -$819 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-169.735 SHS | P | 2012-04-20 | 2013-07-04 | $260 | $882 | -$622 | -$622 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-300 SHS | P | 2012-05-03 | 2013-07-04 | $459 | $1,566 | -$1,107 | -$1,107 |
| SONOVA HLDG AG COM ISIN CH0012549785 SWITZERLAND-1 SHS | P | 2009-08-21 | 2013-07-05 | $106 | $88 | $18 | $18 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-169.735 SHS | P | 2012-04-18 | 2013-07-05 | $261 | $829 | -$568 | -$568 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-130.265 SHS | P | 2012-04-20 | 2013-07-05 | $200 | $677 | -$477 | -$477 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-300 SHS | P | 2012-05-08 | 2013-07-05 | $461 | $1,546 | -$1,085 | -$1,085 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-300 SHS | P | 2012-05-10 | 2013-07-05 | $461 | $1,521 | -$1,060 | -$1,060 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2010-03-08 | 2013-07-08 | $3,665 | $4,068 | -$403 | -$403 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2010-03-09 | 2013-07-08 | $3,665 | $4,080 | -$415 | -$415 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2010-04-22 | 2013-07-08 | $3,665 | $4,237 | -$572 | -$572 |
| OI S A SPONSORED ADR REPSTG PFD BRAZIL-128 SHS | P | 2012-04-18 | 2013-07-08 | $200 | $625 | -$425 | -$425 |
| LINDE AG NPV ISIN DE0006483001 GERMANY-32 SHS | P | 2011-03-22 | 2013-07-10 | $5,936 | $4,875 | $1,061 | $1,061 |
| INTERNATIONAL BUSINESS MACHS COM-130 SHS | P | 2004-09-09 | 2013-07-11 | $25,125 | $11,188 | $13,937 | $13,937 |
| INTERNATIONAL BUSINESS MACHS COM-50 SHS | P | 2009-03-31 | 2013-07-11 | $9,664 | $4,881 | $4,783 | $4,783 |
| INTERNATIONAL BUSINESS MACHS COM-20 SHS | P | 2009-07-23 | 2013-07-11 | $3,865 | $2,355 | $1,510 | $1,510 |
| INTERNATIONAL BUSINESS MACHS COM-170 SHS | P | 2004-09-09 | 2013-07-12 | $32,722 | $14,630 | $18,092 | $18,092 |
| BG GROUP ORD GBP0.10 ISIN GB0008762899 UNITED KINGDOM-100 SHS | P | 2008-12-01 | 2013-07-12 | $1,783 | $1,341 | $442 | $442 |
| BG GROUP ORD GBP0.10 ISIN GB0008762899 UNITED KINGDOM-100 SHS | P | 2013-02-11 | 2013-07-12 | $1,783 | $1,753 | $30 | $30 |
| LINDE AG NPV ISIN DE0006483001 GERMANY-16 SHS | P | 2011-03-22 | 2013-07-15 | $3,069 | $2,438 | $631 | $631 |
| SCHNEIDER ELECTRIC EUR8 ISIN FR0000121972 FRANCE-2 SHS | P | 2011-02-07 | 2013-07-16 | $145 | $152 | -$7 | -$7 |
| SCHNEIDER ELECTRIC EUR8 ISIN FR0000121972 FRANCE-62 SHS | P | 2011-02-08 | 2013-07-16 | $4,484 | $4,729 | -$245 | -$245 |
| SCHNEIDER ELECTRIC EUR8 ISIN FR0000121972 FRANCE-40 SHS | P | 2011-02-07 | 2013-07-17 | $2,889 | $3,040 | -$151 | -$151 |
| DRIL-QUIP INC COM-100 SHS | P | 2011-09-02 | 2013-07-17 | $9,466 | $6,192 | $3,274 | $3,274 |
| SWISSCOM AG COM ISIN CH0008742519 SWITZERLAND-12 SHS | P | 2009-08-14 | 2013-07-18 | $5,324 | $3,971 | $1,353 | $1,353 |
| LINDE AG NPV ISIN DE0006483001 GERMANY-30 SHS | P | 2011-02-04 | 2013-07-18 | $5,720 | $4,475 | $1,245 | $1,245 |
| LINDE AG NPV ISIN DE0006483001 GERMANY-9 SHS | P | 2011-03-22 | 2013-07-18 | $1,716 | $1,371 | $345 | $345 |
| SAMSUNG ELECTRONICS CO LTD GDR ISIN US7960502018 SOUTH KOREA-35 SHS | P | 2004-09-10 | 2013-07-19 | $12,524 | $4,585 | $7,939 | $7,939 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-0.311 SHS | P | 2009-05-06 | 2013-07-19 | $3 | $3 | $0 | $0 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-123.689 SHS | P | 2009-05-29 | 2013-07-19 | $1,386 | $1,109 | $277 | $277 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-64 SHS | P | 2009-06-17 | 2013-07-19 | $717 | $552 | $165 | $165 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-948 SHS | P | 2009-06-18 | 2013-07-19 | $10,623 | $8,195 | $2,428 | $2,428 |
| SWISSCOM AG COM ISIN CH0008742519 SWITZERLAND-11 SHS | P | 2009-08-14 | 2013-07-19 | $4,863 | $3,640 | $1,223 | $1,223 |
| SWISSCOM AG COM ISIN CH0008742519 SWITZERLAND-13 SHS | P | 2009-08-17 | 2013-07-19 | $5,747 | $4,271 | $1,476 | $1,476 |
| LINDE AG NPV ISIN DE0006483001 GERMANY-17 SHS | P | 2011-02-04 | 2013-07-19 | $3,266 | $2,536 | $730 | $730 |
| SAMSUNG ELECTRONICS CO LTD GDR ISIN US7960502018 SOUTH KOREA-32 SHS | P | 2004-09-10 | 2013-07-22 | $11,440 | $4,192 | $7,248 | $7,248 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2010-03-15 | 2013-07-24 | $3,469 | $4,038 | -$569 | -$569 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2010-02-23 | 2013-07-25 | $3,498 | $3,645 | -$147 | -$147 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2011-08-30 | 2013-07-25 | $3,496 | $3,809 | -$313 | -$313 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2010-02-23 | 2013-07-26 | $3,433 | $3,645 | -$212 | -$212 |
| DRIL-QUIP INC COM-100 SHS | P | 2011-09-06 | 2013-07-26 | $9,150 | $6,095 | $3,055 | $3,055 |
| LINDE AG NPV ISIN DE0006483001 GERMANY-19 SHS | P | 2011-02-04 | 2013-07-31 | $3,660 | $2,834 | $826 | $826 |
| NOBLE ENERGY INC COM-100 SHS | P | 2012-11-05 | 2013-07-31 | $6,253 | $4,789 | $1,464 | $1,464 |
| LINDE AG NPV ISIN DE0006483001 GERMANY-14 SHS | P | 2011-02-04 | 2013-08-01 | $2,701 | $2,088 | $613 | $613 |
| LINDE AG NPV ISIN DE0006483001 GERMANY-3 SHS | P | 2011-02-07 | 2013-08-01 | $579 | $445 | $134 | $134 |
| NOBLE ENERGY INC COM-50 SHS | P | 2012-11-05 | 2013-08-01 | $3,184 | $2,394 | $790 | $790 |
| ICICI BK LTD SPONSORED ADR INDIA-200 SHS | P | 2012-01-19 | 2013-08-02 | $6,396 | $6,578 | -$182 | -$182 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2012-01-19 | 2013-08-02 | $3,198 | $3,221 | -$23 | -$23 |
| ICICI BK LTD SPONSORED ADR INDIA-100 SHS | P | 2012-01-18 | 2013-08-05 | $3,205 | $3,117 | $88 | $88 |
| LINDE AG NPV ISIN DE0006483001 GERMANY-44 SHS | P | 2011-02-07 | 2013-08-06 | $8,456 | $6,529 | $1,927 | $1,927 |
| BARRICK GOLD CORP COM ISIN CA0679011084-200 SHS | P | 2006-02-10 | 2013-08-07 | $3,146 | $5,680 | -$2,534 | -$2,534 |
| BARRICK GOLD CORP COM ISIN CA0679011084-100 SHS | P | 2006-02-10 | 2013-08-07 | $1,573 | $2,852 | -$1,279 | -$1,279 |
| BARRICK GOLD CORP COM ISIN CA0679011084-200 SHS | P | 2007-01-19 | 2013-08-07 | $3,146 | $5,678 | -$2,532 | -$2,532 |
| LINDE AG NPV ISIN DE0006483001 GERMANY-27 SHS | P | 2011-02-07 | 2013-08-08 | $5,148 | $4,007 | $1,141 | $1,141 |
| ORACLE CORP COM-200 SHS | P | 2010-10-08 | 2013-08-15 | $6,542 | $5,597 | $945 | $945 |
| ORACLE CORP COM-400 SHS | P | 2010-10-08 | 2013-08-15 | $13,084 | $11,194 | $1,890 | $1,890 |
| ORACLE CORP COM-100 SHS | P | 2012-04-18 | 2013-08-15 | $3,271 | $2,928 | $343 | $343 |
| CARNIVAL CORP PAIRED CTF 1 COM PANAMA-200 SHS | P | 2012-01-20 | 2013-08-19 | $7,196 | $6,286 | $910 | $910 |
| CARNIVAL CORP PAIRED CTF 1 COM PANAMA-100 SHS | P | 2011-08-09 | 2013-08-20 | $3,606 | $3,099 | $507 | $507 |
| CARNIVAL CORP PAIRED CTF 1 COM PANAMA-100 SHS | P | 2011-08-25 | 2013-08-20 | $3,607 | $3,040 | $567 | $567 |
| TIFFANY & CO NEW COM-100 SHS | P | 2012-01-20 | 2013-08-23 | $8,155 | $6,189 | $1,966 | $1,966 |
| TIFFANY & CO NEW COM-100 SHS | P | 2012-01-27 | 2013-08-23 | $8,158 | $6,344 | $1,814 | $1,814 |
| GILEAD SCIENCES INC COM-100 SHS | P | 2012-06-15 | 2013-08-23 | $5,960 | $2,506 | $3,454 | $3,454 |
| GILEAD SCIENCES INC COM-200 SHS | P | 2012-06-20 | 2013-08-23 | $11,921 | $5,069 | $6,852 | $6,852 |
| BG GROUP ORD GBP0.10 ISIN GB0008762899 UNITED KINGDOM-300 SHS | P | 2009-01-16 | 2013-08-29 | $5,849 | $3,953 | $1,896 | $1,896 |
| BG GROUP ORD GBP0.10 ISIN GB0008762899 UNITED KINGDOM-100 SHS | P | 2009-01-16 | 2013-09-02 | $1,915 | $1,318 | $597 | $597 |
| HONG KONG & CHINA GAS CO LTD HKD0.25 ISIN HK0003000038 HONG KONG-2000 SHS | P | 2004-09-10 | 2013-09-05 | $4,737 | $1,994 | $2,743 | $2,743 |
| HONG KONG & CHINA GAS CO LTD HKD0.25 ISIN HK0003000038 HONG KONG-2000 SHS | P | 2004-09-10 | 2013-09-11 | $4,653 | $1,994 | $2,659 | $2,659 |
| PROGRESSIVE CORP OHIO COM-100 SHS | P | 2007-02-27 | 2013-09-11 | $2,630 | $2,283 | $347 | $347 |
| PROGRESSIVE CORP OHIO COM-300 SHS | P | 2007-02-28 | 2013-09-11 | $7,891 | $6,848 | $1,043 | $1,043 |
| PROGRESSIVE CORP OHIO COM-100 SHS | P | 2007-08-22 | 2013-09-11 | $2,630 | $2,277 | $353 | $353 |
| PROGRESSIVE CORP OHIO COM-275 SHS | P | 2008-01-07 | 2013-09-11 | $7,233 | $5,242 | $1,991 | $1,991 |
| GILEAD SCIENCES INC COM-100 SHS | P | 2012-02-02 | 2013-09-11 | $6,268 | $2,466 | $3,802 | $3,802 |
| GILEAD SCIENCES INC COM-100 SHS | P | 2012-06-15 | 2013-09-11 | $6,268 | $2,506 | $3,762 | $3,762 |
| HONG KONG & CHINA GAS CO LTD HKD0.25 ISIN HK0003000038 HONG KONG-2000 SHS | P | 2004-09-10 | 2013-09-12 | $4,662 | $1,994 | $2,668 | $2,668 |
| HONG KONG & CHINA GAS CO LTD HKD0.25 ISIN HK0003000038 HONG KONG-173 SHS | P | 2004-09-10 | 2013-09-13 | $409 | $172 | $237 | $237 |
| ROYAL DUTCH SHELL PLC SPONSORED ADR CL A DUTCH LISTING-100 SHS | P | 2004-09-09 | 2013-09-16 | $6,523 | $5,165 | $1,358 | $1,358 |
| ROYAL DUTCH SHELL PLC SPONSORED ADR CL A DUTCH LISTING-200 SHS | P | 2004-09-09 | 2013-09-17 | $13,057 | $10,330 | $2,727 | $2,727 |
| ROYAL DUTCH SHELL PLC SPONSORED ADR CL A DUTCH LISTING-150 SHS | P | 2004-09-09 | 2013-09-18 | $9,794 | $7,747 | $2,047 | $2,047 |
| ALLERGAN INC COM-75 SHS | P | 2005-04-28 | 2013-09-25 | $6,864 | $2,645 | $4,219 | $4,219 |
| BARCLAYS BANK PLC-1100 SHS | P | 2013-05-13 | 2013-10-02 | $1,638 | -$1,638 | -$1,638 | |
| REPUBLIC SVCS INC COM-100 SHS | P | 2011-03-07 | 2013-10-16 | $3,306 | $2,960 | $346 | $346 |
| REPUBLIC SVCS INC COM-100 SHS | P | 2011-03-08 | 2013-10-16 | $3,306 | $2,990 | $316 | $316 |
| REPUBLIC SVCS INC COM-100 SHS | P | 2011-03-09 | 2013-10-16 | $3,306 | $2,996 | $310 | $310 |
| REPUBLIC SVCS INC COM-100 SHS | P | 2011-03-10 | 2013-10-16 | $3,306 | $2,974 | $332 | $332 |
| REPUBLIC SVCS INC COM-100 SHS | P | 2011-03-14 | 2013-10-16 | $3,306 | $2,953 | $353 | $353 |
| RECKITT BENCKISER GROUP PLC ORD COM ISIN GB00B24CGK77 UNITED KINGDOM-200 SHS | P | 2004-09-27 | 2013-10-17 | $14,038 | $5,075 | $8,963 | $8,963 |
| SAP AG ORD NPV ISIN DE0007164600 GERMANY-237 SHS | P | 2005-04-20 | 2013-10-17 | $17,352 | $8,973 | $8,379 | $8,379 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-742 SHS | P | 2009-06-17 | 2013-10-17 | $8,119 | $6,405 | $1,714 | $1,714 |
| REPUBLIC SVCS INC COM-100 SHS | P | 2012-01-11 | 2013-10-17 | $3,310 | $2,725 | $585 | $585 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-314 SHS | P | 2012-01-27 | 2013-10-17 | $3,430 | $2,691 | $739 | $739 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-1242 SHS | P | 2012-01-27 | 2013-10-17 | $13,590 | $10,643 | $2,947 | $2,947 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-8 SHS | P | 2012-01-27 | 2013-10-18 | $87 | $69 | $18 | $18 |
| DISNEY WALT CO COM DISNEY-100 SHS | P | 2009-01-15 | 2013-10-21 | $6,734 | $2,158 | $4,576 | $4,576 |
| DISNEY WALT CO COM DISNEY-400 SHS | P | 2009-05-22 | 2013-10-21 | $26,937 | $9,563 | $17,374 | $17,374 |
| KLA-TENCOR CORP COM-300 SHS | P | 2010-09-29 | 2013-10-21 | $19,284 | $10,483 | $8,801 | $8,801 |
| KLA-TENCOR CORP COM-100 SHS | P | 2010-09-30 | 2013-10-21 | $6,416 | $3,511 | $2,905 | $2,905 |
| CAE INC COM ISIN CA1247651088 CANADA-200 SHS | P | 2011-07-05 | 2013-10-21 | $2,167 | $2,681 | -$514 | -$514 |
| CAE INC COM ISIN CA1247651088 CANADA-100 SHS | P | 2011-07-20 | 2013-10-21 | $1,083 | $1,329 | -$246 | -$246 |
| CAE INC COM ISIN CA1247651088 CANADA-100 SHS | P | 2011-07-20 | 2013-10-21 | $1,083 | $1,324 | -$241 | -$241 |
| KLA-TENCOR CORP COM-100 SHS | P | 2010-09-28 | 2013-10-22 | $6,479 | $3,411 | $3,068 | $3,068 |
| CAE INC COM ISIN CA1247651088 CANADA-600 SHS | P | 2011-07-20 | 2013-10-22 | $6,543 | $7,944 | -$1,401 | -$1,401 |
| KLA-TENCOR CORP COM-100 SHS | P | 2010-09-27 | 2013-10-23 | $6,333 | $3,379 | $2,954 | $2,954 |
| CAE INC COM ISIN CA1247651088 CANADA-200 SHS | P | 2011-06-24 | 2013-10-23 | $2,173 | $2,573 | -$400 | -$400 |
| CAE INC COM ISIN CA1247651088 CANADA-200 SHS | P | 2011-07-18 | 2013-10-23 | $2,196 | $2,620 | -$424 | -$424 |
| CAE INC COM ISIN CA1247651088 CANADA-300 SHS | P | 2011-07-20 | 2013-10-23 | $3,293 | $3,972 | -$679 | -$679 |
| CAE INC COM ISIN CA1247651088 CANADA-500 SHS | P | 2013-02-08 | 2013-10-23 | $5,432 | $5,414 | $18 | $18 |
| CAE INC COM ISIN CA1247651088 CANADA-100 SHS | P | 2013-02-11 | 2013-10-23 | $1,087 | $1,081 | $6 | $6 |
| CAE INC COM ISIN CA1247651088 CANADA-500 SHS | P | 2011-12-09 | 2013-10-24 | $5,497 | $4,907 | $590 | $590 |
| CAE INC COM ISIN CA1247651088 CANADA-200 SHS | P | 2011-12-12 | 2013-10-24 | $2,199 | $1,958 | $241 | $241 |
| CAE INC COM ISIN CA1247651088 CANADA-200 SHS | P | 2011-12-12 | 2013-10-24 | $2,209 | $1,958 | $251 | $251 |
| CAE INC COM ISIN CA1247651088 CANADA-300 SHS | P | 2011-12-13 | 2013-10-24 | $3,313 | $2,890 | $423 | $423 |
| CENOVUS ENERGY INC COM ISIN CA15135U1093 CANADA-100 SHS | P | 2010-03-03 | 2013-10-28 | $2,936 | $2,539 | $397 | $397 |
| CENOVUS ENERGY INC COM ISIN CA15135U1093 CANADA-200 SHS | P | 2010-05-27 | 2013-10-28 | $5,873 | $5,186 | $687 | $687 |
| SWIRE PROPERTIES LTD COM ISIN HK0000063609 HONG KONG-1400 SHS | P | 2012-11-23 | 2013-11-01 | $3,824 | $4,548 | -$724 | -$724 |
| SWIRE PROPERTIES LTD COM ISIN HK0000063609 HONG KONG-1000 SHS | P | 2012-11-23 | 2013-11-01 | $2,731 | $3,269 | -$538 | -$538 |
| SWIRE PROPERTIES LTD COM ISIN HK0000063609 HONG KONG-1200 SHS | P | 2012-11-26 | 2013-11-01 | $3,277 | $3,949 | -$672 | -$672 |
| SWIRE PROPERTIES LTD COM ISIN HK0000063609 HONG KONG-1000 SHS | P | 2012-11-26 | 2013-11-01 | $2,731 | $3,285 | -$554 | -$554 |
| SWIRE PROPERTIES LTD COM ISIN HK0000063609 HONG KONG-1800 SHS | P | 2012-11-29 | 2013-11-01 | $4,916 | $6,016 | -$1,100 | -$1,100 |
| SWIRE PROPERTIES LTD COM ISIN HK0000063609 HONG KONG-1400 SHS | P | 2012-11-30 | 2013-11-01 | $3,824 | $4,653 | -$829 | -$829 |
| BROADCOM CORP CL A-200 SHS | P | 2011-06-08 | 2013-11-04 | $5,311 | $6,672 | -$1,361 | -$1,361 |
| BROADCOM CORP CL A-100 SHS | P | 2011-06-08 | 2013-11-04 | $2,655 | $3,339 | -$684 | -$684 |
| BROADCOM CORP CL A-200 SHS | P | 2011-06-09 | 2013-11-04 | $5,311 | $6,747 | -$1,436 | -$1,436 |
| BROADCOM CORP CL A-200 SHS | P | 2011-07-08 | 2013-11-04 | $5,311 | $6,796 | -$1,485 | -$1,485 |
| KINDER MORGAN INC DEL COM-400 SHS | P | 2012-11-30 | 2013-11-12 | $13,829 | $13,610 | $219 | $219 |
| KINDER MORGAN INC DEL COM-100 SHS | P | 2012-12-11 | 2013-11-12 | $3,457 | $3,363 | $94 | $94 |
| KINDER MORGAN INC DEL COM-200 SHS | P | 2013-02-11 | 2013-11-12 | $6,914 | $7,523 | -$609 | -$609 |
| GENTING INTERNATIONAL PUBLIC LTD COM ISIN GB0043620292 SINGAPORE-5000 SHS | P | 2012-04-13 | 2013-12-04 | $5,972 | $6,842 | -$870 | -$870 |
| CENOVUS ENERGY INC COM ISIN CA15135U1093 CANADA-100 SHS | P | 2010-03-03 | 2013-12-11 | $2,865 | $2,539 | $326 | $326 |
| CENOVUS ENERGY INC COM ISIN CA15135U1093 CANADA-100 SHS | P | 2010-03-03 | 2013-12-11 | $2,899 | $2,539 | $360 | $360 |
| CENOVUS ENERGY INC COM ISIN CA15135U1093 CANADA-100 SHS | P | 2010-01-20 | 2013-12-12 | $2,819 | $2,433 | $386 | $386 |
| CENOVUS ENERGY INC COM ISIN CA15135U1093 CANADA-100 SHS | P | 2010-03-03 | 2013-12-12 | $2,818 | $2,539 | $279 | $279 |
| CENOVUS ENERGY INC COM CANADA-100 SHS | P | 2010-06-07 | 2013-12-12 | $2,813 | $2,633 | $180 | $180 |
| MOSAIC CO NEW COM-100 SHS | P | 2013-04-03 | 2013-12-12 | $4,401 | $5,826 | -$1,425 | -$1,425 |
| MOSAIC CO NEW COM-100 SHS | P | 2013-04-04 | 2013-12-12 | $4,401 | $5,913 | -$1,512 | -$1,512 |
| LI & FUNG LTD COM ISIN BMG5485F1692 BERMUDA-2000 SHS | P | 2013-09-27 | 2013-12-12 | $2,493 | $2,945 | -$452 | -$452 |
| CENOVUS ENERGY INC COM ISIN CA15135U1093 CANADA-100 SHS | P | 2010-01-20 | 2013-12-13 | $2,816 | $2,433 | $383 | $383 |
| CENOVUS ENERGY INC COM CANADA-100 SHS | P | 2010-06-07 | 2013-12-13 | $2,812 | $2,633 | $179 | $179 |
| MOSAIC CO NEW COM-100 SHS | P | 2013-03-04 | 2013-12-13 | $4,396 | $5,819 | -$1,423 | -$1,423 |
| CENOVUS ENERGY INC COM ISIN CA15135U1093 CANADA-200 SHS | P | 2010-01-20 | 2013-12-16 | $5,644 | $4,867 | $777 | $777 |
| CENOVUS ENERGY INC COM ISIN CA15135U1093 CANADA-100 SHS | P | 2010-01-21 | 2013-12-17 | $2,771 | $2,414 | $357 | $357 |
| CENOVUS ENERGY INC COM CANADA-100 SHS | P | 2010-05-27 | 2013-12-17 | $2,776 | $2,623 | $153 | $153 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $339,154 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $440,394 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $6,389,071 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.068929 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $436,122 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $6,567,795 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.066403 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $416,241 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $6,247,890 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.066621 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $503,442 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,594,921 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.089982 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $491,031 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $7,049,786 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.069652 | DistributionYr5Rt |
| Total Distribution | 0.361587 | TotalDistributionRt |
| Average Distribution | 0.072317 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $7,192,719 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $520,156 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,751 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $523,907 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $434,024 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $7,501 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $7,501 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $7,501 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $7,600 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $7,600 | TotalPaymentsAndCreditsAmt |
| Overpayment | $99 | OverpaymentAmt |
| Applied To ES Tax | $99 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | SACKS PRESS LACHER PC | IndividualWithBooksNm |
| Phone | 2126826640 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 THIRD AVE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (42 entries)
| Address Line1USAddress/AddressLine1 | Address Line2USAddress/AddressLine2 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| ANDREW BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| JESSICA W BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| MATTHEW BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| MICHAEL BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| STEVEN BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| MELISSA W BLESSING | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SHEA BREAUX-WELLS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| HALERYN A BUCK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | VICE PRESIDENT | 2.00 | $0 | $0 | $0 |
| THOMAS ALBERT GORE | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| FRANCES W MAGEE | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| LENA NEUFELD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| PETER NEUFELD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SHANE NEUFELD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| ALBERT R SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CELESTE W SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CHRISTINE SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| JOEL SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| TERESA JUAREZ SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| THOMAS A SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| ALBERT B WELLS II | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| KRISTEN WELLS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SUSAN M WELLS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| AUDREY SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| RACHEL SHAY BLESSING | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SARA KINSEY BLESSING | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| DONALD COLLINS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| GARRETT COLLINS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| ASHLEY COLLINS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SHERYL BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| DANIEL SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CHARLES H SCHREK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| HEATHER BUCK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| TRAVIS BUCK | |||||||||
| 2124 BERKELEY STREET | SANTA ROSA | CA | 95401 | PRESIDENT | 2.00 | $0 | $0 | $0 | |
| ADELE BERNHARD | |||||||||
| 14 REMSEN ST | BROOKLYN | NY | 11201 | VICE PRESIDENT/ASSISTANT SECRETARY | 1.00 | $0 | $0 | $0 | |
| SUSAN B COLLINS | |||||||||
| 16 GRASSHOPPER LANE | LINCOLN | MA | 01773 | VICE PRESIDENT | 10.00 | $0 | $0 | $0 | |
| BRIAN COLLINS | |||||||||
| 2944 ZUNI ST 4 | DENVER | CO | 80211 | VICE PRESIDENT | 1.00 | $0 | $0 | $0 | |
| MASON SCHRECK | |||||||||
| 932 CABRILLO STREET APT 1 | SAN FRANCISCO | CA | 94111 | TREASURER | 2.00 | $0 | $0 | $0 | |
| PATRICIA HEWITT | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | SECRETARY/ASS'T TREASURER | 3.00 | $0 | $0 | $0 |
| NANCY DOLL | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CHARLES R SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| GEORGE B WELLS II | |||||||||
| 10932 EASTSIDE ROAD | HEALSDSBURG | CA | 95448 | BOARD MEMBER | 1.00 | $0 | $0 | $0 | |
| ANNA WELLS BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMMON COUNSEL FOUNDATION | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 405 FOURTEENTH STREET STE 809 | AddressLine1 |
| City | OAKLAND | City |
| State | CA | State |
| ZIP Code | 94612 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | GRANTMAKING | ServiceTypeTxt |
| Compensation | $65,000 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $7,111,908 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $190,345 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,302,253 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $7,302,253 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $109,534 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,192,719 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $359,636 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $359,636 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $7,501 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $7,501 | TotalTaxAmt |
| Distributable Before Adj | $352,135 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $352,135 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $352,135 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $434,024 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $434,024 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $434,024 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $352,135 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $139,843 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $225,140 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $105,196 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $109,580 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $128,204 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $707,963 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $434,024 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $352,135 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $81,889 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $789,852 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $139,843 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $650,009 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $225,140 | ExcessFromYear4Amt |
| Excess From Year3 | $105,196 | ExcessFromYear3Amt |
| Excess From Year2 | $109,580 | ExcessFromYear2Amt |
| Excess From Year1 | $128,204 | ExcessFromYear1Amt |
| Excess From Current Year | $81,889 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | SUSAN COLLINS | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 16 GRASSHOPPER LANE | AddressLine1 |
| City | LINCOLN | City |
| State | MA | State |
| ZIP Code | 01773 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7812598470 | RecipientPhoneNum |
| Form And Info And Materials | LETTER | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (32 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|
| AUSTIN IMMIGRANT RIGHTS COALITION (AIRC) | |||||||
| PO BOX 6501 | AUSTIN | TX | 787626501 | NONE | SUPPORT | $10,000 | |
| BRANDWORKERS INTERNATIONAL | |||||||
| 4502 23RD ST 2ND FLOOR | LONG ISLAND CITY | NY | 111014735 | NONE | SUPPORT | $10,000 | |
| CHICAGO WORKERS COLLABORATIVE | |||||||
| 401 S LASALLE ST SUITE 1400 | CHICAGO | IL | 60605 | NONE | SUPPORT | $10,000 | |
| COMMON COUNSEL FOUNDATION GRASSROOTS EXCHANGE FUND | |||||||
| 405 14TH STREET STE 809 | OAKLAND | CA | 94612 | NONE | SUPPORT | $19,000 | |
| EXPRISONERS AND PRISONERS ORGANIZATION FOR COMMUNITY ADVANCEMENT (EPOCA) | |||||||
| 5 PLEASANT ST 3RD FL | WORCESTER | MA | 01609 | NONE | SUPPORT | $10,000 | |
| FILIPINO MIGRANT CENTER | |||||||
| 2325 E 3RD STREET | LONG BEACH | CA | 90814 | NONE | SUPPORT | $9,000 | |
| RESTAURANT OPPORTUNITIES CENTER OF LOS ANGELES (ROC-LA) | |||||||
| 1730 W OLYMPIC BLVD 300 | LOS ANGELES | CA | 90015 | NONE | SUPPORT | $10,000 | |
| SUNFLOWER COMMUNITY ACTION INC | |||||||
| 1407 N TOPEKA ST | WICHITA | KS | 67214 | NONE | SUPPORT | $10,000 | |
| VOZ WORKERS' RIGHTS EDUCATION PROJECT | |||||||
| 1131 SE OAK ST | PORTLAND | OR | 97214 | NONE | SUPPORT | $10,000 | |
| ALABAMA COALITION FOR IMMIGRANT JUSTICE | |||||||
| 401 N HULL ST | MONTGOMERY | AL | 36104 | NONE | SUPPORT | $10,000 | |
| ARAB RESOURCE AND ORGANIZING CENTER (AROC) | |||||||
| 522 VALENCIA STREET | SAN FRANCISCO | CA | 94110 | NONE | SUPPORT | $10,000 | |
| BAY AREA PARENT LEADERSHIP ACTION NETWORK (PLAN) | |||||||
| 7700 EDGEWATER DRIVE STE 130 | OAKLAND | CA | 94621 | NONE | SUPPORT | $9,250 | |
| BLACK ORGANIZING PROJECT | |||||||
| 111 FAIRMOUNT AVE | OAKLAND | CA | 94611 | NONE | SUPPORT | $10,000 | |
| COMMUNITY TO COMMUNITY DEVELOPMENT | |||||||
| 203 W HOLLY SUITE 317 | BELLINGHAM | WA | 98225 | NONE | SUPPORT | $10,000 | |
| EL CENTRO DE IGUALDAD Y DERECHOS (EL CENTRO) | |||||||
| 714 4TH STREET SW | ALBUQUERQUE | NM | 87102 | NONE | SUPPORT | $10,000 | |
| FE Y JUSTICIA WORKER CENTER | |||||||
| 1805 WEST ALABAMA 2ND FLOOR | HOUSTON | TX | 77098 | NONE | SUPPORT | $10,000 | |
| HEARTLAND WORKERS CENTER | |||||||
| 4923 S 24TH ST STE3A | OMAHA | NE | 68107 | NONE | SUPPORT | $10,000 | |
| IMMIGRANT WORKER CENTER COLLABORATION | |||||||
| 28 ASH ST | BOSTON | MA | 02111 | NONE | SUPPORT | $10,000 | |
| KOREATOWN IMMIGRANT WORKERS ALLIANCE | |||||||
| 3465 WEST 8TH STREET | LOS ANGELES | CA | 90005 | NONE | SUPPORT | $10,000 | |
| MICHIGAN UNITED | |||||||
| 1480 BEMIDJI | ANN ARBOR | MI | 48103 | NONE | SUPPORT | $10,000 | |
| MIDWEST CENTER FOR EQUALITY AND DEMOCRACY | |||||||
| PO BOX 5946 | KANSAS CITY | MO | 64171 | NONE | SUPPORT | $9,000 | |
| MIGRANT JUSTICE | |||||||
| 294 N WINOOSKI AVE STE 130 | BURLINGTON | VT | 05401 | NONE | SUPPORT | $10,000 | |
| PUENTE ARIZONA | |||||||
| 1306 E VAN BUREN ST | PHOENIX | AZ | 85006 | NONE | SUPPORT | $9,750 | |
| ROC DC | |||||||
| 1326 9TH ST NW | WASHINGTON | DC | 20001 | NONE | SUPPORT | $10,000 | |
| SEATTLE YOUNG PEOPLE'S PROJECT | |||||||
| 510 B MAYNARD AVE S | SEATTLE | WA | 98104 | NONE | SUPPORT | $10,000 | |
| SOMALI ACTION ALLIANCE EDUCATION FUND | |||||||
| 2525 EAST FRANKLIN AVE SUITE 100 | MINNEAPOLIS | MN | 55406 | NONE | SUPPORT | $10,000 | |
| TUNICA TEENS IN ACTION | |||||||
| PO BOX 2250 1028 PRICHARD RD SUITE | TUNICA | MS | 38676 | NONE | SUPPORT | $10,000 | 501 |
| UNION DE VECINOS | |||||||
| 346 S GLESS ST | LOS ANGELES | CA | 90033 | NONE | SUPPORT | $10,000 | |
| WAREHOUSE WORKERS FOR JUSTICE | |||||||
| 339 W JEFFERSON | JOLIET | IL | 60435 | NONE | SUPPORT | $10,000 | |
| WORKERS DIGNITY PROJECT | |||||||
| 3013B NOLENSVILLE PIKE | NASHVILLE | TN | 37211 | NONE | SUPPORT | $10,000 | |
| WORKERS RIGHTS CENTER | |||||||
| 2300 S PARK ST SUITE 115 | MADISON | WI | 53713 | NONE | SUPPORT | $10,000 | |
| YOUNG WORKERS UNITED | |||||||
| PO BOX 420963 | SAN FRANCISCO | CA | 94142 | NONE | SUPPORT | $10,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $326,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $126,927 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $339,154 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $466,081 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $466,081 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (3 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1 | CityContributorUSAddress/City | StateContributorUSAddress/State | ZIP CodeContributorUSAddress/ZIPCode | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| ETHEL B WELLS TRUST SP AB WELLS II | ||||||
| 1 | C/O EISNER LLP 100 CAMPUS DR | FLORHAM PARK | NJ | 07932 | $50,000 | Yes (X) |
| ETHEL B WELLS TRUST SP FW MAGEE | ||||||
| 2 | C/O EISNER LLP 100 CAMPUS DR | FLORHAM PARK | NJ | 07932 | $50,000 | Yes (X) |
| ETHEL B WELLS TRUST SP JW SCHRECK | ||||||
| 3 | C/O EISNER LLP 100 CAMPUS DR | FLORHAM PARK | NJ | 07932 | $11,000 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SACKS PRESS & LACHER, P.C. | CategoryTxt |
| Amt | $15,000 | Amt |
| Net Investment Income | $7,500 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $7,500 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | FIXED INCOME SECURITIES | BondNm |
| EOY Book Value | $360,179 | EOYBookValueAmt |
| EOYFMV | $352,664 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | EQUITY SECURITIES | StockNm |
| EOY Book Value | $4,572,171 | EOYBookValueAmt |
| EOYFMV | $7,369,858 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | REAL ESTATE INVESTMENT TRUST | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $29,303 | BookValueAmt |
| EOYFMV | $59,865 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| SUNDRY | $897 | $0 | $897 |
| FILING FEES | $13,189 | $0 | $13,189 |
| POSTAGE & DELIVERY | $438 | $0 | $438 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY FEE | $83,523 | $83,523 | $0 |
| CONSULTING | $86,000 | $0 | $86,000 |