TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (EIN 23-1352685)
Tax period: 2012-07-01 to 2013-06-30
Filed: 2014-05-13
IRS object ID: 201421339349302062
Schema version: 2012v2.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2014-05-13T10:15:11-05:00	Timestamp
Tax Period End Date	2013-06-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	PricewaterhouseCoopers LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	2001 MARKET ST SUITE 1700	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	19103	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2012-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	231352685	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA	BusinessNameLine1

Field	Value	IRS element (for citing)
In Care Of Name	% LESLIE KRUHLY SECRETARY	InCareOfName
Name Control	TRUS	NameControl
Phone	2158988967	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	3451 WALNUT STREET ROOM 329	AddressLine1
Address Line2	Suite ROOM 305	AddressLine2
City	PHILADELPHIA	City
State	PA	State
ZIP Code	191046284	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	Stephen Golding	Name
Title	VP OF FINANCE and Treasurer	Title
Phone	2158988967	Phone
Date Signed	2014-05-01	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Phone	2673303000	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2015-11-30 17:44:51Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	STEPHEN GOLDING	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	3451 WALNUT STREET	AddressLine1
City	PHILADLEPHIA	City
State	PA	State
ZIP Code	19104	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	14857041004	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	WWW.UPENN.EDU	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1740	YearFormation
State Legal Domicile	PA	StateLegalDomicile
Activity Or Mission Description	THE PROVISION OF EDUCATION, RESEARCH, AND CHARITABLE PATIENT CARE SERVICES.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	56	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	50	NbrIndependentVotingMembers
Total Nbr Employees	48055	TotalNbrEmployees
Total Nbr Volunteers	33391	TotalNbrVolunteers
Total Gross UBI	16186083	TotalGrossUBI
Net Unrelated Business Txbl Income	-294080	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	1314155000	ContributionsGrantsPriorYear
Contributions Grants Current Year	1383430000	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	3749645119	ProgramServiceRevenuePriorYear
Program Service Revenue CY	3798355449	ProgramServiceRevenueCY
Investment Income Prior Year	289677000	InvestmentIncomePriorYear
Investment Income Current Year	527544000	InvestmentIncomeCurrentYear
Other Revenue Prior Year	32191881	OtherRevenuePriorYear
Other Revenue Current Year	79991551	OtherRevenueCurrentYear
Total Revenue Prior Year	5385669000	TotalRevenuePriorYear
Total Revenue Current Year	5789321000	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	341036036	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	365181480	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	2644164000	SalariesEtcPriorYear
Salaries Etc Current Year	2798099000	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	622648	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	642697	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	89327697	TotalFundrsngExpCurrentYear
Other Expense Prior Year	1945390316	OtherExpensePriorYear
Other Expenses Current Year	1841895823	OtherExpensesCurrentYear
Total Expenses Prior Year	4931213000	TotalExpensesPriorYear
Total Expenses Current Year	5005819000	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	454456000	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	783502000	RevenuesLessExpensesCY
Total Assets BOY	13721179000	TotalAssetsBOY
Total Assets EOY	14905771000	TotalAssetsEOY
Total Liabilities BOY	4792348000	TotalLiabilitiesBOY
Total Liabilities EOY	4398695000	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	8928831000	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	10507076000	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (UNIVERSITY) SEES ITSELF AS HAVING A PUBLIC SERVICE MISSION. IN SUCH REGARD, THE UNIVERSITY AIMS TO PROVIDE A RICH AND DIVERSE EDUCATIONAL ENVIRONMENT FOR ITS STUDENTS; TO PIONEER RESEARCH THAT PUSHES THE BOUNDARIES OF CURRENT HUMAN KNOWLEDGE; AND TO PROVIDE THE MOST CURRENT AND HIGHEST QUALITY PATIENT CARE THROUGH THE UNIVERSITY HEALTH SYSTEM.	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	2526394500	Expense
Revenue	1573874449	Revenue
Description	THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA ("PENN" OR "UNIVERSITY") IS ONE OF THE OLDEST UNIVERSITIES IN THE UNITED STATES - IT TRACES ITS ORIGINS BACK TO A CHARITY SCHOOL FOUNDED IN 1740. IT WAS CHARTERED AS A COLLEGE IN 1755, AND ON MAY 17, 1757, THE UNIVERSITY HELD ITS FIRST COMMENCEMENT AND GRADUATED A CLASS OF SEVEN STUDENTS. FROM THESE EARLY AND MODEST BEGINNINGS, PENN HAS GROWN INTO ONE OF THE LEADING RESEARCH AND EDUCATIONAL INSTITUTIONS IN THE UNITED STATES AND IN THE WORLD. THE UNIVERSITY SEES ITSELF AS HAVING A PUBLIC SERVICE MISSION. IN SUCH REGARD, THE UNIVERSITY AIMS TO PROVIDE A RICH AND DIVERSE EDUCATIONAL ENVIRONMENT FOR ITS STUDENTS; TO PIONEER RESEARCH THAT PUSHES THE BOUNDARIES OF CURRENT HUMAN KNOWLEDGE; AND TO PROVIDE THE MOST CURRENT AND HIGHEST QUALITY IN PATIENT CARE THROUGH THE UNIVERSITY HEALTH SYSTEM. THE UNIVERSITY IS HOME TO THE UNIVERSITY OF PENNSYLVANIA MUSEUM OF ARCHAEOLOGY AND ANTHROPOLOGY, THE INSTITUTE FOR CONTEMPORARY ART AND THE ANNENBERG CENTER FOR THE PERFORMING ARTS, ALL OF WHICH CONTRIBUTE VITALLY TO ENRICHING THE CULTURAL LIFE OF PHILADELPHIA. IN ADDITION, THE UNIVERSITY IS AN ACTIVE PARTICIPANT IN THE WEST PHILADELPHIA NEIGHBORHOOD THAT IS ITS HOME. I. EDUCATION THE QUALITY AND DIVERSITY OF THE STUDENT BODY ADD TO THE RIGOR AND UNIQUENESS OF A PENN EDUCATION. THE UNDERGRADUATE CLASS OF 2016 WAS HIGHLY SELECTIVE. OUT OF A TOTAL OF 31,282 APPLICANTS, JUST 3,830- 12 PERCENT - WERE ACCEPTED. PENN IS ALSO STEADFASTLY COMMITTED TO MAINTAINING A DIVERSE STUDENT BODY. IT FIRMLY BELIEVES THAT A DIVERSE STUDENT BODY BRINGS WITH IT A VARIETY OF LIFE EXPERIENCES, RESEARCH INTERESTS, AND WORLDVIEWS. IN KEEPING WITH THIS OBJECTIVE, 40 PERCENT OF THE STUDENTS WHO MAKE UP THE CLASS OF 2016 ARE OF AFRICAN-AMERICAN, ASIAN, HISPANIC, OR NATIVE AMERICAN ORIGINS. THE UNIVERSITY IS CONSISTENTLY RECOGNIZED FOR HAVING SOME OF THE MOST DISTINGUISHED ACADEMIC PROGRAMS IN THE NATION. ACCORDING TO THE MOST RECENT U.S. NEWS & WORLD REPORT OF GRADUATE SCHOOL RANKINGS, PENN'S GRADUATE PROGRAM IN MEDICINE IS RANKED SECOND, WHILE BUSINESS IS RANKED FIFTH. AFFORDABILITY- PENN IS COMMITTED TO INCREASING ACCESS TO ITS EXCEPTIONAL RESOURCES BY MEETING THE FULL FINANCIAL NEED OF UNDERGRADUATES WITH ALL-GRANT, NO-LOAN AID PACKAGES, EXPANDING THE PENN WORLD SCHOLARS PROGRAM, AND STRENGTHENING GRADUATE AND PROFESSIONAL FINANCIAL AID. HTTP://WWW.SFS.UPENN.EDU/PAYING/PAYING-PRO.HTM FY2013 ACHIEVEMENTS- THE UNIVERSITY IS COMMITTED TO INCREASED ACCESS AND INCLUSION, AS EVIDENCED IN PENN'S EXPANDED FINANCIAL AID THAT HAS ENABLED US TO MEET THE FULL FINANCIAL NEED OF UNDERGRADUATES WITH ALL-GRANT, NO-LOAN AID PACKAGES DURING A PERIOD OF SUSTAINED HIGH UNEMPLOYMENT. THE CLASS OF 2013 MARKED THE FIRST CLASS TO HAVE PARTICIPATED IN THE ALL-GRANT, NO-LOAN PROGRAM FOR ALL FOUR YEARS OF THEIR UNDERGRADUATE EDUCATION. APPROXIMATELY 5,700 UNDERGRADUATES FUNDED ALL OR PART OF THEIR EDUCATION WITH $199.2 MILLION FROM GRANTS OR TUITION WAIVERS, $18.8 MILLION FROM WORK-STUDY PROGRAMS. THE AVERAGE UNIVERSITY GRANT-AIDED FRESHMAN AID PACKAGE WAS $42,783, AN INCREASE OF 4.0% OVER THE PREVIOUS YEAR, AND AN INCREASE OF 27.3% OVER THE AVERAGE AID PACKAGE OF $33,608 IN FY 2008, THE YEAR THE ALL-GRANT, NO-LOAN POLICY WAS ANNOUNCED. HTTP://WWW.FINANCE.UPENN.EDU/VPFINANCE/ANNUALRPT/INDEX.SHTML II. RESEARCH ONE MEASURE OF THE EXCELLENCE OF THE RESEARCH AND ACADEMIC STUDIES CONDUCTED AT PENN IS THE AWARDS CONFERRED ON PENN FACULTY. THE FACULTY, ACTIVE AND EMERITUS, INCLUDES 84 MEMBERS OF THE ACADEMY OF ARTS AND SCIENCES, 81 MEMBERS OF THE INSTITUTE OF MEDICINE, 31 MEMBERS OF THE NATIONAL ACADEMY OF SCIENCES, 31 MEMBERS OF THE AMERICAN PHILOSOPHICAL SOCIETY, 175 RECIPIENTS OF GUGGENHEIM FELLOWSHIPS, AND 12 MEMBERS OF THE NATIONAL ACADEMY OF ENGINEERING. OVER THE PAST TWO DECADES, PENN HAS BEEN HOME TO 7 RECIPIENTS OF THE MACARTHUR AWARD, 5 NATIONAL MEDAL OF SCIENCE RECIPIENTS, 4 RECIPIENTS OF THE NOBEL PRIZE AND 5 PULITZER PRIZE WINNERS. WITH 142 RESEARCH CENTERS AND INSTITUTES, RESEARCH IS A SUBSTANTIAL AND ESTEEMED ENTERPRISE AT PENN. AS OF FISCAL YEAR 2013, THE RESEARCH COMMUNITY INCLUDES OVER 4,300 FACULTY; MORE THAN 1,100 POSTDOCTORAL FELLOWS; AND OVER 5,600 ACADEMIC SUPPORT STAFF AND GRADUATE STUDENT TRAINEES. RESEARCH GRANTS WON BY PENN FACULTY MAKE IT ONE OF THE HIGHEST RANKED RESEARCH UNIVERSITIES IN THE COUNTRY. III. PUBLIC SERVICE MISSION THE MISSION OF SERVING THE PUBLIC IS EXEMPLIFIED BY NUMEROUS PROGRAMS AT PENN. FOR 15 YEARS, THE SCHOOL OF NURSING'S LIFE PROGRAM HAS PROVIDED NURSING, MEDICAL, AND REHABILITATIVE CARE THAT ENABLES MORE THAN 350 LOCAL SENIORS TO LIVE INDEPENDENTLY. THE SCHOOL OF VETERINARY MEDICINE STUDENTS ROUTINELY TAKE COMPANION DOGS TO VISIT GUESTS AT THE PHILADELPHIA RONALD MCDONALD HOUSE TO COMFORT SICK CHILDREN AND THEIR FAMILIES SEEKING MEDICAL TREATMENT AT WEST PHILADELPHIA AREA HOSPITALS. THE SAYRE HEALTH CENTER PROVIDES CLINICAL SERVICES TO RESIDENTS OF THE WEST PHILADELPHIA COMMUNITY AND EDUCATIONAL OPPORTUNITIES FOR HIGH SCHOOL, UNDERGRADUATE, AND GRADUATE STUDENTS. THE AGATSTON URBAN NUTRITION INITIATIVE (AUNI) WORKS TO IMPROVE COMMUNITY NUTRITION AND HEALTH PARTICULARLY IN THE AREAS OF OBESITY, POOR NUTRITION, AND RELATED DISEASES SUCH AS DIABETES, BY DEVELOPING AND IMPLEMENTING A COMPREHENSIVE SET OF ACTIVITIES IN TARGETED NEIGHBORHOODS. WITH THE OPENING OF PENN PARK ON 24 ACRES OF LAND NEAR THE SCHUYLKILL RIVER, THE UNIVERSITY IS MOVING FORWARD WITH PLANS TO CREATE A NEW NEIGHBORHOOD TO ITS EAST THAT WILL BOOST THE ECONOMIC, EDUCATIONAL, AND SOCIAL CAPACITY OF THE ENTIRE CITY AND REGION. ACROSS THE STREET FROM PENN PARK, CONSTRUCTION IS SET TO BEGIN ON THE NEW FMC TOWER AT CIRA SOUTH, A 47-STORY MIXED-USE TOWER THAT WILL BE THE SIXTH TALLEST BUILDING IN PHILADELPHIA. WITH PENN PARK, IT WILL DRAMATICALLY FRAME THE ENTRANCE TO CAMPUS FROM DOWNTOWN. THROUGH ITS CULTURAL INSTITUTIONS, THE UNIVERSITY OF PENNSYLVANIA MUSEUM OF ANTHROPOLOGY AND ARCHAEOLOGY, THE INSTITUTE OF CONTEMPORARY ART, AND THE ANNENBERG CENTER FOR THE PERFORMING ARTS, PENN OFFERS CULTURAL ENRICHMENT AND EDUCATION TO THE ENTIRE REGION, WITH EXHIBITS, PROGRAMS AND EVENTS THAT SPAN THE ENTIRE RANGE OF HUMAN HISTORY AND EVENTS. PENN HAS CALLED WEST PHILADELPHIA HOME SINCE 1874. PENN IS COMMITTED TO MAKING WEST PHILADELPHIA A MORE ATTRACTIVE PLACE TO LIVE AND WORK BY PURCHASING GOODS AND SERVICES FROM LOCAL BUSINESSES, HIRING LOCAL RESIDENTS, AND ENCOURAGING FACULTY AND STAFF TO RELOCATE TO THE AREA. THE INITIATIVES HAVE ENCOURAGED RETAIL DEVELOPMENT, IMPROVED SAFETY AND SECURITY AND IMPROVED PUBLIC EDUCATION THROUGH PARTNERSHIPS WITH EXISTING PUBLIC SCHOOLS AND AN INSTITUTIONAL INVESTMENT IN A PUBLIC ELEMENTARY SCHOOL NEAR THE CAMPUS. PENN'S ACADEMIC PHILOSOPHY EMPHASIZES SERVICE AS ESSENTIAL TO LEARNING. PENN'S NETTER CENTER FOR COMMUNITY SERVICE IS A MODEL OF COMMUNITY SERVICE AND HAS HELPED DEVELOP UNIVERSITY-ASSISTED COMMUNITY SCHOOLS, WHERE PENN STUDENTS AND FACULTY PROVIDE INSTRUCTION, SUPPORT AND PARTNERSHIP TO LOCAL SCHOOLS BY EDUCATING, EMPOWERING, AND SERVING ALL MEMBERS OF THE COMMUNITY IN WHICH THE SCHOOL IS LOCATED. AT THE SAME TIME, BY WORKING WITH COMMUNITY MEMBERS TO CREATE AND SUSTAIN UNIVERSITY-ASSISTED COMMUNITY SCHOOLS, PENN ADVANCES ITS TEACHING, RESEARCH, AND SERVICE MISSIONS AND THE CIVIC DEVELOPMENT OF ITS STUDENTS. LAST YEAR ALONE, THE NETTER CENTER INVOLVED MORE THAN 125 STUDENT VOLUNTEERS, 100 INTERNS, AND 400 WORK-STUDY STUDENTS IN SERVICE TO MORE THAN 4,000 K-12 YOUTH AND THEIR FAMILIES. THE NETTER CENTER WAS CREDITED WITH VISIBLE IMPROVEMENTS IN ACADEMIC PERFORMANCE, ATTENDANCE AND STUDENT AND PARENTAL INVOLVEMENT AT THE COMMUNITY SCHOOLS. APPROXIMATELY 13,000 UNIVERSITY STUDENTS, FACULTY AND STAFF PARTICIPATE IN MORE THAN 300 PENN VOLUNTEER AND COMMUNITY SERVICE PROGRAMS, AS WELL AS THE MORE THAN 60 ACADEMICALLY BASED COMMUNITY SERVICE COURSES THAT PENN OFFERS EACH YEAR. COMMUNITY SERVICE AT PENN IS ALSO COORDINATED BY CIVIC HOUSE (STUDENT VOLUNTEERISM AND ADVOCACY), FOX LEADERSHIP, AND PENN VIPS (VOLUNTEERS IN PUBLIC SERVICE - FACULTY AND STAFF VOLUNTEERS), WHICH IS A PART OF THE NETTER CENTER. SUSTAINABILITY: IN 2007, THE UNIVERSITY OF PENNSYLVANIA'S PRESIDENT AMY GUTMANN SIGNED THE AMERICAN COLLEGE AND UNIVERSITY PRESIDENTS' CLIMATE COMMITMENT (ACUPCC). THIS PLEDGE COMMITTED PENN TO DEVELOPING PLANS FOR SIGNIFICANT REDUCTIONS OF EMISSIONS OF CLIMATE-ALTERING GREENHOUSE GASES. HTTP://WWW.UPENN.EDU/SUSTAINABILITY FY2013 ACHIEVEMENTS - THE UNIVERSITY OF PENNSYLVANIA WAS NAMED A TREE CAMPUS USA IN FY2013 FOR THE FOURTH YEAR IN ROW, A DESIGNATION AWARDED BY THE ARBOR DAY FOUNDATION. TREE CAMPUS USA IS A NATIONAL PROGRAM CREATED IN 2008 TO HONOR COLLEGES AND UNIVERSITIES FOR EFFECTIVE CAMPUS FOREST MANAGEMENT AND FOR ENGAGING STAFF AND STUDENTS IN CONSERVATION GOALS. HTTP://WWW.UPENN.EDU/SUSTAINABILITY/NEWS/PENN-NAMED-TREE-CAMPUS-USA -4TH-YEAR-ROW THE UNIVERSITY OF PENNSYLVANIA IN PHILADELPHIA HAS FINISHED IN FIRST PL	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	1927741723	Expense
Revenue	2225930000	Revenue
Description	IV. PATIENT CARE THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA ("HUP"), THE FLAGSHIP OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM'S THREE HOSPITALS, WAS ESTABLISHED IN 1874 AS A TEACHING HOSPITAL TO COMPLEMENT THE MEDICAL EDUCATION RECEIVED BY STUDENTS AT THE UNIVERSITY OF PENNSYLVANIA MEDICAL SCHOOL. IT HAS 18 CLINICAL DEPARTMENTS AND PROVIDES TRAINING IN MORE THAN 40 CLINICAL SPECIALTIES. MAJOR AREAS OF INVESTIGATION INCLUDE HEART DISEASE, CANCER, AND DISEASES OF AGING INCLUDING ALZHEIMER'S DISEASE, WOMEN'S HEALTH, DIABETES AND OBESITY. THE HEALTH SYSTEM, WITH 1,637 LICENSED HOSPITAL BEDS, IS A VALUED HEALTH-CARE RESOURCE, ESPECIALLY TO PEOPLE RESIDING IN THE GREATER PHILADELPHIA AREA. DURING THE COURSE OF A YEAR, IT ADMITS NEARLY 80,000 PATIENTS AND ACCOUNTS FOR OVER 2 MILLION OUTPATIENT VISITS, MORE THAN 137,000 EMERGENCY ROOM VISITS AND NEARLY 9,000 BIRTHS. HUP IS THE ONLY HOSPITAL IN THIS AREA THAT PERFORMS TRANSPLANTS OF ALL MAJOR ORGANS. IN KEEPING WITH ITS CHARITABLE PURPOSE, THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS") (WHICH INCLUDES THE HUP AND CLINICAL PRACTICES OF THE UNIVERSITY OF PENNSYLVANIA (CPUP) DIVISIONS OF THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA), AS WELL AS CERTAIN AFFILIATES, ACCEPTS PATIENTS IN SERIOUS NEED OF MEDICAL CARE REGARDLESS OF THEIR FINANCIAL STATUS. THIS DEFINITION INCLUDES THOSE PATIENTS SUFFERING FROM A MEDICAL CONDITION MANIFESTING ITSELF BY ACUTE SYMPTOMS OF SUFFICIENT SEVERITY (INCLUDING SEVERE PAIN) SUCH THAT THE ABSENCE OF IMMEDIATE MEDICAL ATTENTION COULD REASONABLY BE EXPECTED TO RESULT IN (1) PLACING THE HEALTH OF THE INDIVIDUAL (OR, WITH RESPECT TO A PREGNANT WOMAN, THE HEALTH OF THE WOMAN OR HER UNBORN CHILD) IN SERIOUS JEOPARDY, OR (2) SERIOUS IMPAIRMENT TO BODILY FUNCTIONS. UPHS ALSO PROVIDES CARE TO PATIENTS WHO DO NOT HAVE HEALTH INSURANCE OR MEET THE CRITERIA TO QUALIFY FOR ITS CHARITY CARE POLICY, AND CERTAIN AMOUNTS CHARGED FOR SUCH SERVICES ARE DEEMED TO BE UNCOLLECTIBLE. UPHS MAINTAINS RECORDS TO IDENTIFY AND MONITOR THE LEVEL OF CHARITY CARE THEY PROVIDE. THESE RECORDS INCLUDE THE AMOUNT OF PAYMENT FORGONE, BASED ON ESTABLISHED RATES, FOR SERVICES AND SUPPLIES FURNISHED UNDER ITS CHARITY CARE POLICY. UPHS ESTIMATED $8,530,000 AND $8,012,000 AROSE DURING FISCAL YEAR 2013 AND FISCAL YEAR 2012, RESPECTIVELY, FROM PROVIDING SERVICES TO CHARITY PATIENTS. THE ESTIMATED COSTS OF PROVIDING CHARITY SERVICES ARE BASED ON DATA DERIVED FROM A COMBINATION OF THE UHPS' COST ACCOUNTING SYSTEM AND THE RATIO OF COSTS TO CHARGES. UPHS ALSO PROVIDES CARE TO PATIENTS WHO DO NOT HAVE HEALTH INSURANCE OR MEET THE CRITERIA TO QUALIFY FOR ITS CHARITY CARE POLICY. ADDITIONALLY, THE COSTS OF PROVIDING SERVICES TO ELIGIBLE WELFARE RECIPIENTS, WHO PARTICIPATE IN THE PENNSYLVANIA MEDICAL ASSISTANCE AND LOCAL MANAGED MEDICAID PROGRAMS EXCEEDED REIMBURSEMENT BY $111,179,000 AND $111,979,000 IN 2013 AND 2012, RESPECTIVELY. IN ADDITION TO PROVIDING DIRECT PATIENT CHARITY CARE,IN FURTHERANCE OF ITS EXEMPT PURPOSE TO BENEFIT THE COMMUNITY, THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM RECENTLY COMPLETED A COMMUNITY HEALTH NEEDS ASSESSMENT TO IDENTIFY THE MOST PRESSING HEALTH NEEDS IN THE SERVICE AREA AND DETERMINE HOW BEST TO ADDRESS THOSE NEEDS. THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM OPERATES EMERGENCY ROOMS OPEN TO THE PUBLIC 24 HOURS A DAY, 7 DAYS A WEEK; MAINTAINS RESEARCH FACILITIES FOR THE STUDY OF DISEASE AND INJURIES; PROVIDES FACILITIES FOR TEACHING AND TRAINING VARIOUS STUDENTS AND MEDICAL PERSONNEL; FACILITATES THE ADVANCEMENT OF MEDICAL AND SURGICAL EDUCATION; AND PROVIDES VARIOUS COMMUNITY SERVICES SUCH AS PROVIDING BASIC MEDICAL CARE FOR THE HOMELESS, TREATING OF CHRONIC DISEASE FOR LOW-INCOME RESIDENTS, AND PROVIDING WOMEN'S HEALTH SERVICES TO UNINSURED AND LOW-INCOME WOMEN OF ALL AGES; SCREENINGS FOR THE DETECTION OF BREAST, COLORECTAL, AND SKIN CANCER, CANCER SUPPORT GROUPS, A TOLL FREE NUMBER FOR CANCER INFORMATION, FREE IMMUNIZATION SHOTS, TRAINING PROGRAMS FOR THE CITY FIRE AND POLICE DEPARTMENTS, HEALTH EDUCATION CLASSES AND SPEECHES. ITS PUBLIC EDUCATION FUNCTION IS ALSO CONDUCTED BY REGULARLY PROVIDING HEALTH-RELATED INFORMATION TO PRINT, ELECTRONIC, AND INTERNET MEDIA FOR BROAD PUBLIC DISSEMINATION. IN ADDITION, EDUCATIONAL PROGRAMS IN AREA HIGH SCHOOLS FAMILIARIZE AND PREPARE YOUNG PEOPLE FOR CAREERS IN THE HEALTH CARE ARENA. AS A SERVICE TO THE COMMUNITY, UPHS ALSO LINKS ELIGIBLE PATIENTS WITH APPROPRIATE SUBSIDIZED HEALTH CARE AND FINANCIAL AID RESOURCES INCLUDING PATIENTS FROM THE CITY'S DISTRICT HEALTH CENTERS WHO REQUIRE SPECIALIZED CARE NOT AVAILABLE IN THE COMMUNITY SETTING. UPHS FACULTY ALSO VOLUNTEER THEIR EXPERTISE TO NUMEROUS PUBLIC HEALTH COMMITTEES AND AGENCIES AT THE COMMUNITY, STATE AND NATIONAL LEVEL, AS WELL AS PROFESSIONAL ORGANIZATIONS RESPONSIBLE FOR SETTING BEST-PRACTICE GUIDELINES. FACULTY ALSO PROVIDE PROFESSIONAL GUIDANCE AND COUNSEL TO PATIENT ADVOCACY ORGANIZATIONS THROUGHOUT THE AREA. SEE SCHEDULE H, PART VI FOR ADDITIONAL DETAILS REGARDING SOME OF THE VARIOUS ADDITIONAL COMMUNITY BUILDING ACTIVITIES CONDUCTED BY THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM.	Description

Field	Value	IRS element (for citing)
Total Program Service Expense	4454136223	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	true	LobbyingActivities
Subject To Proxy Tax	false	SubjectToProxyTax
Donor Advised Funds	true	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	true	CollectionsOfArt
Credit Counseling	false	CreditCounseling
Term Or Permanent Endowments	true	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	true	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	false	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	true	ReportFin48Footnote
Independent Audit Financial Stmt	false	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	true	ConsolidatedAuditFinancialStmt
School	true	School
Foreign Office	true	ForeignOffice
Foreign Activities	true	ForeignActivities
More Than5000 K To Organizations	true	MoreThan5000KToOrganizations
More Than5000 K To Individuals	true	MoreThan5000KToIndividuals
Professional Fundraising	true	ProfessionalFundraising
Fundraising Activities	true	FundraisingActivities
Gaming	false	Gaming
Hospital	true	Hospital
Financial Stmt Attached	true	FinancialStmtAttached
Grants To Organizations	false	GrantsToOrganizations
Grants To Individuals	true	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	true	TaxExemptBonds
Invest Tax Exempt Bonds	false	InvestTaxExemptBonds
Escrow Account	false	EscrowAccount
On Behalf Of Issuer	false	OnBehalfOfIssuer
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	true	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	false	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	false	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	true	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	true	DeductibleNonCashContributions
Deductible Contributions Of Art	true	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	true	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	true	RelatedOrgControlledEntity
Transaction Related Entity	true	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	false	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Info In Schedule O Part V	X	InfoInScheduleOPartV
Number Forms Transmitted With1096	6084	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	48055	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	true	UnrelatedBusinessIncome
Form990-T Filed	true	Form990-TFiled
Foreign Financial Account	true	ForeignFinancialAccount
Name Of Foreign Country	BD	NameOfForeignCountry
Name Of Foreign Country	FR	NameOfForeignCountry
Name Of Foreign Country	HK	NameOfForeignCountry
Name Of Foreign Country	JA	NameOfForeignCountry
Name Of Foreign Country	MX	NameOfForeignCountry
Name Of Foreign Country	SP	NameOfForeignCountry
Name Of Foreign Country	SF	NameOfForeignCountry
Name Of Foreign Country	AE	NameOfForeignCountry
Name Of Foreign Country	UK	NameOfForeignCountry
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	true	QuidProQuoContributions
Quid Pro Quo Disclosure	true	QuidProQuoDisclosure
Form8282 Property Disposed Of	true	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Excess Business Holdings	false	ExcessBusinessHoldings
Taxable Distributions	false	TaxableDistributions
Distribution To Donor	false	DistributionToDonor
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	56	NbrVotingGoverningBodyMembers
Number Independent Voting Members	50	NumberIndependentVotingMembers
Family Or Business Relationship	false	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	true	InvestmentInJointVenture
Written Policy Or Procedure	true	WrittenPolicyOrProcedure
States Where Copy Of Return Is Filed	CA	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	FL	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	NY	StatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is Filed	PA	StatesWhereCopyOfReturnIsFiled
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	LESLIE KRUHLY SECRETARY	NamePerson
Telephone Number	2158987005	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	211 COLLEGE HALL	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	191046303	ZIPCode

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	X	InfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (108 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Average Hours Per Week RelatedAverageHoursPerWeekRelated	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	OfficerOfficer	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
ALLAN C BELL ESQ
TRUSTEE	3.0	0.0	X	0	0	0
SCOTT L BOK ESQ
TRUSTEE	3.0	0.0	X	0	0	0
JUDITH L BOLLINGER
TRUSTEE	3.0	0.0	X	0	0	0
DAVID M BRUSH
TRUSTEE	3.0	0.0	X	0	0	0
GILBERT F CASELLAS ESQ
TRUSTEE	3.0	0.0	X	0	0	0
SUSAN W CATHERWOOD
TRUSTEE-EMERITUS AS OF 6/14/13	3.0	0.0	X	0	0	0
DR WILLIAM W M CHEUNG DMD
TRUSTEE	3.0	0.0	X	0	0	0
DR RAYMOND K F CH'IEN
TRUSTEE	3.0	0.0	X	0	0	0
DAVID L COHEN ESQ
CHAIRPERSON	5.0	0.0	X	0	0	0	X
HON TOM CORBETT
EX-OFFICIO TRUSTEE	3.0	0.0	X	0	0	0
PAMELA DALEY ESQ
TRUSTEE-THRU 10/1/12	3.0	0.0	X	0	0	0
SUSAN FRIER DANILOW ESQ
TRUSTEE	3.0	0.0	X	0	0	0
JAMES G DINAN
TRUSTEE	3.0	0.0	X	0	0	0
LEE SPELMAN DOTY
TRUSTEE	3.0	0.0	X	0	0	0
WILLIAM P EGAN II
TRUSTEE	3.0	0.0	X	0	0	0
DAVID ERTEL
TRUSTEE	3.0	0.0	X	0	0	0
JAY S FISHMAN
TRUSTEE	3.0	0.0	X	0	0	0
SARAH WILDER FULLER
TRUSTEE	3.0	0.0	X	0	0	0
MICHAEL F GERBER
TRUSTEE	3.0	0.0	X	0	0	0
ROBERT A GLEASON JR
TRUSTEE-THRU 1/31/13	3.0	0.0	X	0	0	0
PERRY GOLKIN ESQ
TRUSTEE	3.0	0.0	X	0	0	0
JOEL M GREENBLATT
TRUSTEE	3.0	0.0	X	0	0	0
JAMES H GREENE JR
TRUSTEE	3.0	0.0	X	0	0	0
VAHAN H GUREGHIAN
TRUSTEE	3.0	0.0	X	0	0	0
DR AMY GUTMANN
PRESIDENT, EX-OFFICIO TRUSTEE	40.0	0.0	X	2432801	0	387651	X
JANET F HAAS MD
TRUSTEE	3.0	0.0	X	0	0	0
ANDREW R HEYER
TRUSTEE	3.0	0.0	X	0	0	0
HON JON M HUNTSMAN JR
TRUSTEE	3.0	0.0	X	0	0	0
OSAGIE O IMASOGIE ESQ
TRUSTEE	3.0	0.0	X	5000	0	0
ROBERT S KAPITO
TRUSTEE	3.0	0.0	X	0	0	0
MICHAEL J KOWALSKI
TRUSTEE	3.0	0.0	X	0	0	0
SUSANNA E LACHS ESQ
TRUSTEE	3.0	0.0	X	0	0	0
ANDREA BERRY LAPORTE
TRUSTEE	3.0	0.0	X	0	0	0
WILLIAM P LAUDER
TRUSTEE	3.0	0.0	X	0	0	0
CHARLES B LEITNER III
TRUSTEE	3.0	0.0	X	0	0	0
ROBERT M LEVY
TRUSTEE	3.0	0.0	X	0	0	0
CLAIRE LOMAX ESQ
TRUSTEE	3.0	0.0	X	0	0	0
HOWARD S MARKS
TRUSTEE	3.0	0.0	X	0	0	0
DR DEBORAH MARROW
TRUSTEE	3.0	0.0	X	0	0	0
MARC F MCMORRIS
TRUSTEE	3.0	0.0	X	0	0	0
ANDREA MITCHELL
TRUSTEE	3.0	0.0	X	0	0	0
MARSHALL P H MITCHELL
TRUSTEE-THRU 2/25/13	3.0	0.0	X	0	0	0
KENNETH D MOELIS
TRUSTEE	3.0	0.0	X	0	0	0
DANIEL S OCH
TRUSTEE	3.0	0.0	X	0	0	0
SIMON D PALLEY
TRUSTEE	3.0	0.0	X	0	0	0
EGBERT L J PERRY
TRUSTEE	3.0	0.0	X	0	0	0
RICHARD C PERRY
TRUSTEE	3.0	0.0	X	0	0	0
JULIE BEREN PLATT
TRUSTEE	3.0	0.0	X	0	0	0
ANDREW S RACHLEFF
TRUSTEE	3.0	0.0	X	0	0	0
ANN NOLAN REESE
TRUSTEE	3.0	0.0	X	0	0	0
JAMES S RIEPE
TRUSTEE	3.0	0.0	X	0	0	0
KATHERINE S SACHS
TRUSTEE	3.0	0.0	X	0	0	0
MARIE A SAVARD MD
TRUSTEE	3.0	0.0	X	0	0	0
JULIE BREIER SEAMAN
TRUSTEE	3.0	0.0	X	0	0	0
JOHN P SHOEMAKER
TRUSTEE	3.0	0.0	X	0	0	0
DAVID M SILFEN
VICE CHAIRPERSON	3.0	0.0	X	0	0	0	X
AMB MARTIN J SILVERSTEIN
TRUSTEE	3.0	0.0	X	0	0	0
DR KRISHNA P SINGH
TRUSTEE	3.0	0.0	X	0	0	0
CAROL ELIZABETH WARE
TRUSTEE	3.0	0.0	X	0	0	0
GEORGE A WEISS
VICE CHAIRPERSON- THRU 3/1/13	3.0	0.0	X	0	0	0	X
MARK B WERNER
TRUSTEE	3.0	0.0	X	0	0	0
MARK O WINKLEMAN
TRUSTEE	3.0	0.0	X	0	0	0
EHSAN EL-TAHRY ZAYAN
TRUSTEE	3.0	0.0	X	0	0	0
ROBIN BECK
VICE PRESIDENT ISC	40.0	0.0		473647	0	42317	X
CRAIG CARNAROLI
EXECUTIVE VICE PRESIDENT	40.0	1.0		863608	0	81650	X
JEFFREY COOPER
VP GOVT & COMMUNITY RELATIONS	40.0	0.0		341978	0	48721	X
BONNIE GIBSON
VP BUDGET AND MGMT ANALYSIS	40.0	0.0		348650	0	39562	X
STEPHEN GOLDING
VP FINANCE AND TREASURER	40.0	3.0		419178	0	52656	X
JACK HEUER
VP HUMAN RESOURCES	40.0	0.0		377695	0	25317	X
JOHN HORN
COMPTROLLER	40.0	0.0		272279	0	28436	X
LARRY JAMESON
VP AND DEAN OF MEDICAL SCHOOL	40.0	0.0		1938750	0	304883	X
LESLIE KRUHLY
VP AND SECRETARY	40.0	0.0		298429	0	99423	X
STEPHEN J MACCARTHY
VP COMMUNICATIONS	40.0	0.0		411718	0	54761	X
JOANN MITCHELL
VP INSTITUTIONAL AFFAIRS	40.0	0.0		345707	0	46974	X
ANNE PAPAGEORGE
VP FACILITIES AND REAL ESTATE	40.0	4.0		408320	0	44729	X
VINCENT PRICE
PROVOST	40.0	1.0		826031	0	95102	X
GREGORY ROST
VP AND CHIEF OF STAFF	40.0	1.0		453661	0	59444	X
MAUREEN RUSH
VP PUBLIC SAFETY	40.0	2.0		297005	0	39995	X
WENDY WHITE
SR VP AND GENERAL COUNSEL	40.0	1.0		660446	0	69935	X
MARIE WITT
VP BUSINESS SERVICES	40.0	0.0		318798	0	53266	X
JOHN ZELLER
VP DEVELOPMENT AND ALUMNI RELS	40.0	0.0		597633	0	57546	X
ANDREW BINNS
ASSOCIATE PROVOST	40.0	0.0		301006	0	42030		X
KATHY BRAMWELL
VICE DEAN OF SAS	40.0	0.0		254354	0	37816		X
PATRICK BRENNAN
SR VP & CHIEF MEDICAL OFFICER	40.0	1.0		727145	0	59731		X
REBECCA V BUSHNELL
DEAN OF SAS	40.0	0.0		445506	0	59378		X
REBECCA COOKE
VICE DEAN OF ADMINISTRATION	40.0	0.0		486865	0	42648		X
MICHAEL J DANDORPH
SR VP BUSINESS DEVELOPMENT	40.0	1.0		849127	0	123317		X
PETER DEGNAN
SENIOR ASSOCIATE DEAN	40.0	0.0		335203	0	40659		X
STEVEN J FLUHARTY
VICE PROVOST FOR RESEARCH	40.0	0.0		417281	0	30281		X
GLEN N GAULTON
VICE DEAN, SCHOOL OF MEDICINE	40.0	0.0		738803	0	46583		X
KRISTIN GILBERTSON
CHIEF INVESTMENT OFFICER	40.0	0.0		1675119	0	31168		X
DAVID HARKINS
INT. CHIEF INVESTMENT OFFICER	40.0	0.0		627111	0	43510		X
ELIZABETH B JOHNSTON
EXECUTIVE DIRECTOR CPUP	40.0	2.0		954394	0	114752		X
KEITH KASPER
CFO, UPHS	25.0	22.0		984415	0	126766		X
TREVOR LEWIS
INTERIM VICE DEAN OF SAS	40.0	0.0		284036	0	43318		X
KEVIN MAHONEY
SENIOR VP, CHIEF ADMIN OFFICER	40.0	5.0		987948	0	129598		X
GAIL MORRISON
VICE DEAN, EDUCATION SOM	40.0	0.0		647358	0	129508		X
RALPH MULLER
CEO, UPHS	40.0	6.0		2359346	0	18230		X
PHILIP OKALA
SR VP BUSINESS DEVELOPMENT	40.0	0.0		454420	0	68207		X
PETER D QUINN MD DMD
SR VP, VICE DEAN, PROF SERVICE	40.0	2.0		1334113	0	39813		X
THOMAS ROBERTSON
DEAN OF WHARTON	40.0	0.0		713989	0	38151		X
GARRY L SCHEIB
COO, UPHS	40.0	6.0		1511494	0	188454		X
MICHAEL SEAN GRADY MD
SURGEON - NEUROSURGERY	40.0	0.0		1873433	0	64944			X
THOMAS L SPRAY MD
CHOP- SURGERY	40.0	0.0		1847122	0	33654			X
PAUL MARCOTTE MD
NEUROSURGERY	40.0	0.0		1591835	0	38460			X
JOHN PAUL DORMANS MD
SURGERY- ORTHOPAEDIC	40.0	0.0		1466886	0	77603			X
WILLIAM C WELCH MD
NEUROSURGERY	40.0	0.0		1473155	0	53294			X
ARTHUR RUBENSTEIN
FORMER VP, DEAN OF MED SCHOOL	40.0	0.0		930173	0	45416				X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	38362971	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	3399657	TotalOtherCompensation
Number Individuals GT100 K	5079	NumberIndividualsGT100K
Formers Listed	true	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
GOOD SHEPHERD PENN PARTNERS
850 S 5TH STREET	ALLENTOWN	PA	18103	REHAB & MGMT SVCS	37292008
LF DRISCOLL CO
9 PRESIDENTIAL BLVD	BALA CYNWYD	PA	19107	CONSTRUCTION MGMT	30258350
TRISTATE BENEFIT SOLUTIONS
619 OAK STREET 1ST FLOOR	CINCINNATI	OH	45206	BILLING SERVICES	19467319
COMPASS GROUP USA
2400 YOURKMONT ROAD	CHARLOTTE	NC	28127	DINING SERVICES	13162182
ALLIED BARTON SECURITY SERVICES
EIGHT TOWER BRIDGE	CONSHOHOCKEN	PA	19428	SECURITY SERVICES	12269572

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	507	NumberOfContractorsGT100K
Info In Schedule O Part VIII	X	InfoInScheduleOPartVIII
Fundraising Events	347916	FundraisingEvents
Government Grants	940275000	GovernmentGrants
All Other Contributions	442807084	AllOtherContributions
Noncash Contributions	89600666	NoncashContributions
Total Contributions	1383430000	TotalContributions

Program Service Revenue ProgramServiceRevenue (4 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome	Unrelated Business RevenueUnrelatedBusinessRevenue
TUITION & FEES	611310	1077333000	1077333000
NET PATIENT SERVICE HEALTHCARE REVENUES	622110	2225930000	2225930000
AUXILIARY ENTERPRISES	611710	398558000	398558000
OTHER PROGRAM SERVICE REVENUES	611710	96534449	78251053	18283396

Field	Value	IRS element (for citing)
Total Program Service Revenue	3798355449	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	110172459	TotalRevenueColumn
Unrelated Business Revenue	-2097313	UnrelatedBusinessRevenue
Exclusion	$112,269,772	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	1541	TotalRevenueColumn
Exclusion	$1,541	ExclusionAmount

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	74301000	TotalRevenueColumn
Exclusion	$74,301,000	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	4276000	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	4276000	Real
Personal	0	Personal

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	4276000	TotalRevenueColumn
Exclusion	$4,276,000	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	9480421000	Securities
Other	30000	Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	9063081000	Securities

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	417340000	Securities
Other	30000	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	417370000	TotalRevenueColumn
Exclusion	$417,370,000	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	111555	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	347916	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	146004	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-34449	TotalRevenueColumn
Exclusion	-$34,449	ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Field	Value	IRS element (for citing)
Gross Sales Of Inventory	5942000	GrossSalesOfInventory
Cost Of Goods Sold	4493000	CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	1449000	TotalRevenueColumn
Related Or Exempt Function Income	1449000	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Other Revenue	0	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	5789321000	TotalRevenueColumn
Related Or Exempt Function Income	3781521053	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	16186083	UnrelatedBusinessRevenue
Exclusion	$608,183,864	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	0	Total

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	358845000	Total
Program Services	358845000	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	6336480	Total
Program Services	6336480	ProgramServices

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	40356773	Total
Program Services	38338934	ProgramServices
Management And General	2017839	ManagementAndGeneral
Fundraising	0	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	6138262	Total
Program Services	5831349	ProgramServices
Management And General	306913	ManagementAndGeneral
Fundraising	0	Fundraising

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	2103224965	Total
Program Services	1835287219	ProgramServices
Management And General	231354746	ManagementAndGeneral
Fundraising	36583000	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	108656000	Total
Program Services	93445000	ProgramServices
Management And General	11952000	ManagementAndGeneral
Fundraising	3259000	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	392896000	Total
Program Services	337388000	ProgramServices
Management And General	43219000	ManagementAndGeneral
Fundraising	12289000	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	146827000	Total
Program Services	128177000	ProgramServices
Management And General	16151000	ManagementAndGeneral
Fundraising	2499000	Fundraising

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	32123000	Total
Program Services	26662000	ProgramServices
Management And General	4604000	ManagementAndGeneral
Fundraising	857000	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	16468000	Total
Program Services	13668000	ProgramServices
Management And General	2761000	ManagementAndGeneral
Fundraising	39000	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	3055000	Total
Program Services	2658000	ProgramServices
Management And General	394000	ManagementAndGeneral
Fundraising	3000	Fundraising

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	103000	Total
Program Services	85000	ProgramServices
Management And General	18000	ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	642697	Total
Fundraising	642697	Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	13131000	Total
Program Services	10899000	ProgramServices
Management And General	2232000	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	306858000	Total
Program Services	257940000	ProgramServices
Management And General	42960000	ManagementAndGeneral
Fundraising	5958000	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	15372000	Total
Program Services	12462000	ProgramServices
Management And General	2460000	ManagementAndGeneral
Fundraising	450000	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	139917000	Total
Program Services	121076000	ProgramServices
Management And General	9794000	ManagementAndGeneral
Fundraising	9047000	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	21481000	Total
Program Services	17829000	ProgramServices
Management And General	3386000	ManagementAndGeneral
Fundraising	266000	Fundraising

Royalties Royalties

Field	Value	IRS element (for citing)
Total	0	Total

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	242511000	Total
Program Services	218260000	ProgramServices
Management And General	22065000	ManagementAndGeneral
Fundraising	2186000	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	65197000	Total
Program Services	56600000	ProgramServices
Management And General	5216000	ManagementAndGeneral
Fundraising	3381000	Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	0	Total

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	33896000	Total
Program Services	22170000	ProgramServices
Management And General	2712000	ManagementAndGeneral
Fundraising	9014000	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	70074000	Total
Program Services	63064000	ProgramServices
Management And General	7007000	ManagementAndGeneral
Fundraising	3000	Fundraising

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	5562000	Total
Program Services	5562000	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	276323000	Total
Program Services	248691000	ProgramServices
Management And General	27632000	ManagementAndGeneral
Fundraising	0	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	98208000	Total
Program Services	85441000	ProgramServices
Management And General	12767000	ManagementAndGeneral
Fundraising	0	Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
MEDICAL SUPPLIES	330258000	330258000	0	0
OTHER TAXES	74848000	72603000	2193000	52000
G&C OVERHEAD EXPENSES	51411000	44728000	4555000	2128000
MISCELLANEOUS EXPENSES	32432823	29190241	3242582	0

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	12667000	Total
Program Services	10641000	ProgramServices
Management And General	1355000	ManagementAndGeneral
Fundraising	671000	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	5005819000	Total
Program Services	4454136223	ProgramServices
Management And General	462355080	ManagementAndGeneral
Fundraising	89327697	Fundraising

Field	Value	IRS element (for citing)
Info In Schedule O Part X	X	InfoInScheduleOPartX

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	1103677000	BOY
EOY	1226616000	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	277378000	BOY
EOY	333662000	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	415726000	BOY
EOY	399405000	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	480000	BOY
EOY	240000	EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

Field	Value	IRS element (for citing)
BOY	275357	BOY
EOY	23929	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	95196643	BOY
EOY	93275071	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	16078000	BOY
EOY	15488324	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	29280000	BOY
EOY	31206609	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	6912987000	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	3013228000	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	3762596000	BOY
EOY	3899759000	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	4674420167	BOY
EOY	4825591495	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	3136565833	BOY
EOY	3956468505	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Intangible Assets IntangibleAssets

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	209506000	BOY
EOY	124035067	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	13721179000	BOY
EOY	14905771000	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	1389732000	BOY
EOY	1386195000	EOY

Grants Payable GrantsPayable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	119791000	BOY
EOY	113715000	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	1489206000	BOY
EOY	1429044000	EOY

Escrow Account Liability EscrowAccountLiability

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Loans From Officers Directors LoansFromOfficersDirectors

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	884000	BOY
EOY	849000	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	1792735000	BOY
EOY	1468892000	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	4792348000	BOY
EOY	4398695000	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	4464269000	BOY
EOY	5485886000	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1803891000	BOY
EOY	2198281000	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	2660671000	BOY
EOY	2822909000	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	8928831000	BOY
EOY	10507076000	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	13721179000	BOY
EOY	14905771000	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	783502000	ReconcilationRevenueExpenses
Reconciliation Unrealized Invest	484593000	ReconciliationUnrealizedInvest
Reconcilation Other Changes	310150000	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited

FS Audited Basis FSAuditedBasis

Field	Value	IRS element (for citing)
Financial Statement Consolidated	X	FinancialStatementConsolidated

Field	Value	IRS element (for citing)
Audit Committee	true	AuditCommittee
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Total Grassroots Lobbying		TotalGrassrootsLobbying
Total Direct Lobbying		TotalDirectLobbying
Total Lobbying Expenditures		TotalLobbyingExpenditures
Other Exempt Purpose Expenditures		OtherExemptPurposeExpenditures
Total Exempt Purpose Expenditures		TotalExemptPurposeExpenditures
Lobbying Nontaxable		LobbyingNontaxableAmount
Grassroots Nontaxable		GrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non Tx		TotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying Nontx		TotLobbyExpendMnsLobbyingNontx
Volunteers	true	Volunteers
Paid Staff Or Management	true	PaidStaffOrManagement
Media Advertisements	false	MediaAdvertisements
Mailings Members	false	MailingsMembers
Publications Or Broadcast	false	PublicationsOrBroadcast
Grants Other Organizations	false	GrantsOtherOrganizations
Direct Contact Legislators	true	DirectContactLegislators
Direct Contact Legislators	$1,034,316	DirectContactLegislatorsAmount
Rallies Demonstrations	false	RalliesDemonstrations
Other Activities	false	OtherActivities
Total Lobbying Expenditures IIB	1034316	TotalLobbyingExpendituresIIB
Not Described In501c3	false	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	DETAIL OF LOBBYING ACTIVITIES	Identifier
Return Reference	SCHEDULE C, PART II-B	ReturnReference
Explanation	THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") ALUMNI AND TRUSTEES OCCASIONALLY ENGAGE IN ADVOCACY RELATED TO FEDERAL AND STATE APPROPRIATIONS FOR PROGRAMS OF IMPORTANCE TO THE UNIVERSITY. THE UNIVERSITY MAINTAINS AN OFFICE OF FEDERAL RELATIONS, WHOSE MAIN FUNCTION IS TO KEEP THE UNIVERSITY COMMUNITY APPRISED OF FEDERAL DEVELOPMENTS WHICH MAY HAVE AN IMPACT ON THE UNIVERSITY INCLUDING, AMONG OTHERS, PENDING CHANGES TO THE INTERNAL REVENUE CODE, RESEARCH FUNDING AND ISSUES OF STUDENT AID. THE UNIVERSITY, A PRIVATE NON-PROFIT EDUCATIONAL INSTITUTION, RECEIVES DIRECT ANNUAL NON-PREFERRED APPROPRIATIONS FROM THE COMMONWEALTH OF PENNSYLVANIA. THE AMOUNT AND CONTINUATION OF THESE APPROPRIATIONS ARE NOT GUARANTEED. THEREFORE, THE UNIVERSITY MAINTAINS AN OFFICE OF COMMONWEALTH RELATIONS IN ORDER TO SUPPORT, JUSTIFY, AND COORDINATE THESE APPROPRIATION REQUESTS BEFORE THE STATE EDUCATION DEPARTMENT, OTHER APPROPRIATE AGENCIES OF THE EXECUTIVE BRANCH, AND THE GENERAL ASSEMBLY. THE MAJORITY OF THIS OFFICE'S EFFORTS ARE RELATED TO ACTIVITIES SUPPORTING THESE APPROPRIATION REQUESTS. ADDITIONALLY, THIS OFFICE MAY ALSO CONDUCT MINIMAL LOBBYING ACTIVITIES RELATED TO OTHER ISSUES, SUCH AS STUDENT AID AND OTHER PROGRAMS RELATED TO HIGHER EDUCATION. IN CONJUNCTION WITH THESE TYPES OF LOBBYING ACTIVITIES, THE UNIVERSITY HAS CONTRACTED WITH PROFESSIONAL LOBBYISTS TO CONTACT LEGISLATORS IN CONNECTION WITH THE UNIVERSITY'S ANNUAL APPROPRIATIONS. THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM, THROUGH ITS OFFICE OF GOVERNMENTAL AFFAIRS, CONDUCTED LOBBYING ACTIVITIES WITH RESPECT TO HEALTH CARE RELATED ISSUES AND LEGISLATION. THESE ACTIVITIES INCLUDED MEETING WITH LEGISLATORS, THEIR STAFF, AND GOVERNMENTAL OFFICIALS, AS WELL AS CONDUCTING SEMINARS.	Explanation

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Number DA Fs Held	3	NumberDAFsHeld
Donor Advised Contributions	553952	DonorAdvisedContributions
Grants Paid From Donor Funds	77500	GrantsPaidFromDonorFunds
Aggregate DAF Value	1692258	AggregateDAFValue
Disclosed Orgs Legal Control	true	DisclosedOrgsLegalControl
Disclosed For Charitable Purposes	true	DisclosedForCharitablePurposes

Art Public Exhibition Amts ArtPublicExhibitionAmts

Field	Value	IRS element (for citing)
Revenues Included	6507307	RevenuesIncluded
Assets In Part X	46396000	AssetsInPartX

Field	Value	IRS element (for citing)
Held Works Of Art Amts		HeldWorksOfArtAmts
Collect Used For Scholar Research	X	CollectUsedForScholarResearch
Solicited Assets For Sale	false	SolicitedAssetsForSale

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	6437618627	BeginningOfYearBalance
Contributions	327276900	Contributions
Investment Earnings Or Losses	887793272	InvestmentEarningsOrLosses
Grants Or Scholarships	0	GrantsOrScholarships
Other Expenditures	257261000	OtherExpenditures
Administrative Expenses	0	AdministrativeExpenses
End Of Year Balance	7395427799	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	6254552023	BeginningOfYearBalance
Contributions	339992512	Contributions
Investment Earnings Or Losses	75607092	InvestmentEarningsOrLosses
Grants Or Scholarships	0	GrantsOrScholarships
Other Expenditures	232533000	OtherExpenditures
Administrative Expenses	0	AdministrativeExpenses
End Of Year Balance	6437618627	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	5385975350	BeginningOfYearBalance
Contributions	126576673	Contributions
Investment Earnings Or Losses	949861000	InvestmentEarningsOrLosses
Grants Or Scholarships	0	GrantsOrScholarships
Other Expenditures	207861000	OtherExpenditures
Administrative Expenses	0	AdministrativeExpenses
End Of Year Balance	6254552023	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	4906520000	BeginningOfYearBalance
Contributions	126500644	Contributions
Investment Earnings Or Losses	575762673	InvestmentEarningsOrLosses
Grants Or Scholarships	0	GrantsOrScholarships
Other Expenditures	222807967	OtherExpenditures
Administrative Expenses	0	AdministrativeExpenses
End Of Year Balance	5385975350	EndOfYearBalance

Current Year Minus4 Years CurrentYearMinus4Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	5880637000	BeginningOfYearBalance
Contributions	131544000	Contributions
Investment Earnings Or Losses	-885031000	InvestmentEarningsOrLosses
Grants Or Scholarships	0	GrantsOrScholarships
Other Expenditures	220630000	OtherExpenditures
Administrative Expenses	0	AdministrativeExpenses
End Of Year Balance	4906520000	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.40374	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.37815	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.21811	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	true	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	false	EndowmentsHeldByRelatedOrgs

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	210588000	OtherCostOrOtherBasis
Book Value	210588000	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	5101619000	OtherCostOrOtherBasis
Depreciation	2146762000	Depreciation
Book Value	2954857000	BookValue

Field	Value	IRS element (for citing)
Leasehold Improvements		LeaseholdImprovements

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	1395033000	OtherCostOrOtherBasis
Depreciation	866466000	Depreciation
Book Value	528567000	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	205747000	OtherCostOrOtherBasis
Depreciation	0	Depreciation
Book Value	205747000	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	3899759000	TotalOfBookValueLandBuildings
Financial Derivatives		FinancialDerivatives
Closely Held Equity Interests		CloselyHeldEquityInterests

Other Securities OtherSecurities (3 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
VENTURE CAPITAL & OTHER INVEST	3495894132	F
REAL ESTATE	430319373	F
INVESTMENT IN SUBSIDIARIES	30255000	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	3956468505	TotalOfBookValueSecurities
Federal Income Tax Liability	0	FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (5 entries)

DescriptionDescription	AmountAmount
DEPOSITS, ADVANCES, AGENCY FUNDS	$121,031,000
FEDERAL STUDENT LOAN ADVANCES	$79,040,000
ACCRUED RETIREMENT BENEFITS	$822,724,000
INTERCOMPANY DUE TO AFFILIATES	$146,097,000
TAXABLE BOND LIABILITY	$300,000,000

Field	Value	IRS element (for citing)
Total Of Amounts	1468892000	TotalOfAmounts
Footnote In Part XIII	X	FootnoteInPartXIII

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (4 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DESCRIPTION OF COLLECTIONS	SCHEDULE D, PART III, LINES 4 & 5	THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") CURRENTLY MAINTAINS 15 LIBRARIES. THE COLLECTIONS AS A WHOLE INCLUDE INFORMATION FROM NUMEROUS FIELDS OF STUDY. THE UNIVERSITY'S DEPARTMENTAL LIBRARIES ARE GENERALLY SUBJECT SPECIFIC (MATH/PHYSICS/ASTRONOMY, ENGINEERING, FINE ARTS, BUSINESS, MUSIC, BIOMEDICAL, DENTAL MEDICINE, VETERINARY MEDICINE, ETC.) AND THE VAN PELT-DIETRICH LIBRARY CENTER HOUSES INFORMATION FROM ALL OF THESE AREAS, AS WELL AS THE RARE BOOK COLLECTION AND ALL OF THE HUMANITIES. SUBJECT HOLDINGS INCLUDE PHILOSOPHY, PSYCHOLOGY, RELIGION, HISTORY, GEOGRAPHY, ANTHROPOLOGY, RECREATION, SOCIAL SCIENCE, ECONOMICS, SOCIOLOGY, POLITICAL SCIENCE, LAW, EDUCATION, LITERATURE, SCIENCE, AGRICULTURE, TECHNOLOGY, MILITARY SCIENCE, AND GENERAL BIBLIOGRAPHY. THE LIBRARIES' COLLECTIONS, BOTH PRINT AND ELECTRONIC, DIRECTLY SUPPORT THE RESEARCH AND INSTRUCTION MISSION OF THE UNIVERSITY BY ENSURING ACCESS TO CURRENT AND HISTORICAL INFORMATION. THE UNIVERSITY DOES NOT SOLICIT OR RECEIVE DONATIONS OF ART, HISTORICAL TREASURES OR OTHER SIMILAR ASSETS TO BE SOLD IN ORDER TO RAISE FUNDS. ALL DONATIONS OF MATERIALS ARE ADDED TO THE EXISTING COLLECTIONS, EXCEPT FOR NON-RARE, DUPLICATE ITEMS. THE VALUE OF THESE NON-RARE, DUPLICATE ITEMS IN THE MARKETPLACE IS GENERALLY NEGLIGIBLE. THESE ITEMS ARE TYPICALLY SENT TO A NON-PROFIT VENDOR FOR RESALE. THE UNIVERSITY THEN RECEIVES A PORTION OF THE SALES PRICE. THE TOTAL ACTIVITY WITH THIS VENDOR TYPICALLY GENERATES LESS THAN $2K PER YEAR. DURING THE YEAR, THE UNIVERITY'S OFFICE OF THE CURATOR DEACCESSIONED 157 WORKS IN THE UNIVERSITY'S COLLECTION THAT WERE OF LITTLE VALUE OR WERE REPRODUCTIONS (NOT ORIGINAL WORKS OF ART). THESE WORKS WERE NOT SOLD BUT RATHER GIVEN ON A FIRST COME FIRST SERVE BASIS TO THE PENN UNIVERSITY COMMUNITY.
USE OF ENDOWMENT FUNDS	SCHEDULE D, PART V	DURING THE YEAR ENDED JUNE 30, 2013, THE UNIVERSITY'S ENDOWMENT CONSISTED OF 5,363 DONOR-RESTRICTED PERMANENT OR TERM ENDOWMENT FUNDS AND 829 UNRESTRICTED ENDOWMENT FUNDS ESTABLISHED BY THE UNIVERSITY'S BOARD OF TRUSTEES TO BE USED IN FURTHERANCE OF THE ORGANIZATION'S TAX-EXEMPT PURPOSES.
TEXT OF FIN 48 (ASC 740) FOOTNOTE	SCHEDULE D, PART X	THE UNIVERSITY EVALUATES ITS TAX POSITION BASED ON THE FASB STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH REQUIRES THE USE OF A TWO-STEP APPROACH FOR RECOGNIZING AND MEASURING TAX BENEFITS TAKEN OR EXPECTED TO BE TAKEN IN AN UNRELATED BUSINESS ACTIVITY TAX RETURN AND DISCLOSURES REGARDING UNCERTAINTIES IN TAX POSITIONS. THE FIRST STEP IS RECOGNITION: THE UNIVERSITY DETERMINES WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING RESOLUTION OF ANY RELATED APPEALS OR LITIGATION PROCESSES, BASED ON THE TECHNICAL MERITS OF THE POSITION. IN EVALUATING WHETHER A TAX POSITION HAS MET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD, THE UNIVERSITY PRESUMES THAT THE POSITION WILL BE EXAMINED BY THE APPROPRIATE TAXING AUTHORITY THAT HAS FULL KNOWLEDGE OF ALL RELEVANT INFORMATION. THE SECOND STEP IS MEASUREMENT: A TAX POSITION THAT MEETS THE MORE-LIKELY-THAN-NOT THRESHOLD IS MEASURED TO DETERMINE THE AMOUNT OF BENEFIT TO RECOGNIZE IN THE FINANCIAL STATEMENTS. THE TAX POSITION IS MEASURED AT THE LARGEST AMOUNT OF BENEFIT THAT IS GREATER THAN 50 PERCENT LIKELY OF BEING REALIZED UPON ULTIMATE SETTLEMENT. DIFFERENCE BETWEEN TAX POSITIONS TAKEN IN A TAX RETURN AND AMOUNTS RECOGNIZED IN THE FINANCIAL STATEMENTS WILL GENERALLY RESULT IN AN INCREASE IN A LIABILITY FOR INCOME TAXES PAYABLE OR A REDUCTION OF AN INCOME TAX REFUND RECEIVABLE.
OTHER LIABILITIES DETAIL	SCHEDULE D, PART X	THE INTERCOMPANY DUE TO AFFILIATES BALANCE INCLUDES AMOUNTS OWED TO AFFILIATES BASED UPON THE UNIVERITY'S CENTRAL MANAGEMENT OF THE CASH HELD BY CERTAIN AFFILIATES.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	true	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	true	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	true	PolicyPublViaBroadcastMedia
Maint Racial Composition Records	true	MaintRacialCompositionRecords
Maint Scholarships Records	true	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	true	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	true	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	false	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	false	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	false	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	false	DiscriminateRaceScholarships
Discriminate Race Educ Policies	false	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	false	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	false	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	false	DiscriminateRaceOtherActy
Government Financial Aid Received	true	GovernmentFinancialAidReceived
Government Financial Aid Revoked	false	GovernmentFinancialAidRevoked
Compliance With Rev Proc7550	true	ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
PUBLICATION OF RACIALLY NONDISCRIMINATORY POLICY	FORM 990, SCHEDULE E, LINE 3	THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") PUBLISHES ITS RACIALLY NON-DISCRIMINATORY POLICY IN THE STUDENT CATALOGUE, ON ITS FINANCIAL AID APPLICATIONS AND IN OTHER BROCHURES WHICH DESCRIBE THE UNIVERSITY OF PENNSYLVANIA, ITS SCHOOLS, CENTERS, AND INSTITUTES.
DESCRIPTION OF FINANCIAL AID/ASSISTANCE FROM GOV'T AGENCY	FORM 990, SCHEDULE E, LINE 6A	THE UNIVERSITY IS A PRIVATE NON-PROFIT INSTITUTION THAT RECEIVES DIRECT ANNUAL NON-PREFERRED APPROPRIATIONS FROM THE COMMONWEALTH OF PENNSYLVANIA. THE UNIVERSITY AlSO RECEIVES VARIOUS GOVERNMENTAL FUNDING WHICH SUPPORTS ITS EDUCATIONAL, PATIENT CARE, AND RESEARCH MISSIONS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	true	GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (97 entries)

RegionRegion	Number Of OfficesNumberOfOffices	Number Of EmployeesNumberOfEmployees	Type Of Activities ConductedTypeOfActivitiesConducted	Total ExpendituresTotalExpenditures	Specific Services ProvidedSpecificServicesProvided
Central America and the Caribbean	0	19	Send agents to seminar	13975
Central America and the Caribbean	0	3	Conduct board meetings	7882
Central America and the Caribbean	0	4	Fundraising	57287
Central America and the Caribbean	0	11	Program Services	193363	EDUCATION & TRAINING
Central America and the Caribbean	0	3	Program Services	29380	FIELD RESEARCH
Central America and the Caribbean	0	1	Program Services	658	SOCIAL RESEARCH
Central America and the Caribbean	0	1	Program Services	180382	STUDY ABROAD/EDUCATION
Central America and the Caribbean	0	10	Program Services	53485	STUDY ABROAD/RESEARCH
Central America and the Caribbean	0	0	Program Services	7849	RECRUITING
Central America and the Caribbean	0	0	Investments	934833695
East Asia and the Pacific	0	69	Send agents to seminar	681421
East Asia and the Pacific	0	0	Conduct board meetings	65620
East Asia and the Pacific	1	34	Fundraising	1551781
East Asia and the Pacific	0	0	Grantmaking	125822
East Asia and the Pacific	0	0	Program Services	138040	CLINICAL TRIALS
East Asia and the Pacific	0	95	Program Services	2208321	EDUCATION & TRAINING
East Asia and the Pacific	0	28	Program Services	1461712	FIELD RESEARCH
East Asia and the Pacific	0	3	Program Services	32881	SOCIAL RESEARCH
East Asia and the Pacific	0	3	Program Services	1292599	STUDY ABROAD/EDUCATION
East Asia and the Pacific	0	1	Program Services	54903	STUDY ABROAD/RESEARCH
East Asia and the Pacific	1	169	Program Services	342931	RECRUITING
East Asia and the Pacific	0	0	Unrelated Trade or Business	24097
Europe (Including Iceland and Greenland)	0	416	Send agents to seminar	1414769
Europe (Including Iceland and Greenland)	0	10	Conduct board meetings	41068
Europe (Including Iceland and Greenland)	0	39	Fundraising	1389509
Europe (Including Iceland and Greenland)	0	2	Grantmaking	162630
Europe (Including Iceland and Greenland)	0	0	Investments	40700
Europe (Including Iceland and Greenland)	0	71	Program Services	2004112	EDUCATION & TRAINING
Europe (Including Iceland and Greenland)	0	119	Program Services	3678585	FIELD RESEARCH
Europe (Including Iceland and Greenland)	0	3	Program Services	307902	SOCIAL RESEARCH
Europe (Including Iceland and Greenland)	0	50	Program Services	5951689	STUDY ABROAD/EDUCATION
Europe (Including Iceland and Greenland)	0	11	Program Services	132712	STUDY ABROAD/RESEARCH
Europe (Including Iceland and Greenland)	0	13	Program Services	106519	RECRUITING
Europe (Including Iceland and Greenland)	0	5	Unrelated Trade or Business	352619
Europe (Including Iceland and Greenland)	0	0	Investments	109042341
Middle East and North Africa	0	9	Send agents to seminar	94558
Middle East and North Africa	0	0	Conduct board meetings	1726
Middle East and North Africa	0	29	Fundraising	89235
Middle East and North Africa	0	0	Grantmaking	2042
Middle East and North Africa	0	0	Investments	129415
Middle East and North Africa	1	20	Program Services	315425	EDUCATION & TRAINING
Middle East and North Africa	0	12	Program Services	273388	FIELD RESEARCH
Middle East and North Africa	0	1	Program Services	120833	SOCIAL RESEARCH
Middle East and North Africa	0	59	Program Services	527518	STUDY ABROAD/EDUCATION
Middle East and North Africa	0	1	Program Services	2008	STUDY ABROAD/RESEARCH
Middle East and North Africa	0	1	Program Services	25157	RECRUITING
North America	0	89	Send agents to seminar	111250
North America	0	1	Conduct board meetings	38227
North America	0	5	Fundraising	57735
North America	0	0	Grantmaking	460394
North America	0	1	Program Services	50000	CLINICAL TRIALS
North America	0	12	Program Services	562355	EDUCATION & TRAINING
North America	0	9	Program Services	700261	FIELD RESEARCH
North America	0	3	Program Services	161195	SOCIAL RESEARCH
North America	0	0	Program Services	412	STUDY ABROAD/EDUCATION
North America	0	0	Program Services	6721	STUDY ABROAD/RESEARCH
North America	0	0	Program Services	19911	RECRUITING
North America	0	0	Unrelated Trade or Business	22068
North America	0	0	Investments	48691048
Russia and the Newly Independent States	0	3	Send agents to seminar	16048
Russia and the Newly Independent States	0	0	Fundraising	18889
Russia and the Newly Independent States	0	0	Grantmaking	229184
Russia and the Newly Independent States	0	19	Program Services	431956	EDUCATION & TRAINING
Russia and the Newly Independent States	0	2	Program Services	46579	FIELD RESEARCH
Russia and the Newly Independent States	0	3	Program Services	8899	SOCIAL RESEARCH
Russia and the Newly Independent States	0	0	Program Services	80044	STUDY ABROAD/EDUCATION
Russia and the Newly Independent States	0	0	Program Services	9430	STUDY ABROAD/RESEARCH
South America	0	14	Send agents to seminar	59861
South America	0	4	Fundraising	44845
South America	0	0	Grantmaking	13506
South America	0	2	Program Services	3831	CLINICAL TRIALS
South America	0	82	Program Services	967025	EDUCATION & TRAINING
South America	0	8	Program Services	525337	FIELD RESEARCH
South America	0	0	Program Services	206543	SOCIAL RESEARCH
South America	0	3	Program Services	1735457	STUDY ABROAD/EDUCATION
South America	0	4	Program Services	26021	STUDY ABROAD/RESEARCH
South America	0	6	Program Services	48298	RECRUITING
South America	0	0	Unrelated Trade or Business	23815
South Asia	0	8	Send agents to seminar	84490
South Asia	0	17	Fundraising	89240
South Asia	0	0	Grantmaking	32654
South Asia	0	83	Program Services	699989	EDUCATION & TRAINING
South Asia	0	5	Program Services	130549	FIELD RESEARCH
South Asia	0	1	Program Services	146068	SOCIAL RESEARCH
South Asia	0	1	Program Services	338205	STUDY ABROAD/EDUCATION
South Asia	0	1	Program Services	17196	STUDY ABROAD/RESEARCH
South Asia	0	0	Program Services	31376	RECRUITING
South Asia	0	0	Unrelated Trade or Business	352
Sub-Saharan Africa	0	4	Send agents to seminar	15306
Sub-Saharan Africa	0	1	Fundraising	577
Sub-Saharan Africa	0	4	Grantmaking	30812
Sub-Saharan Africa	0	9	Program Services	301995	EDUCATION & TRAINING
Sub-Saharan Africa	0	107	Program Services	4876881	FIELD RESEARCH
Sub-Saharan Africa	0	1	Program Services	278537	SOCIAL RESEARCH
Sub-Saharan Africa	0	27	Program Services	470356	STUDY ABROAD/EDUCATION
Sub-Saharan Africa	0	1	Program Services	51000	STUDY ABROAD/RESEARCH
Sub-Saharan Africa	0	0	Program Services	20600	RECRUITING

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	1	SubtotalNumberOfOffices
Subtotal Number Of Employees	278	SubtotalNumberOfEmployees
Cont Number Of Offices	2	ContNumberOfOffices
Cont Number Of Employees	1587	ContNumberOfEmployees
Total Number Of Offices	3	TotalNumberOfOffices
Total Number Of Employees	1865	TotalNumberOfEmployees
Subtotal Amount Spent	941610673	SubtotalAmountSpent
Cont Amount Spent	190947199	ContAmountSpent
Total Amount Spent	1132557872	TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS (115 entries)

RegionRegion	Purpose Of GrantPurposeOfGrant	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement	Description Of Non Cash AssistanceDescriptionOfNonCashAssistance	Method Of ValuationMethodOfValuation
East Asia and the Pacific	STUDY ABROAD/RESEARCH	8848	WIRE	N/A	N/A
Sub-Saharan Africa	STUDY ABROAD/RESEARCH	35735	WIRE	N/A	N/A
East Asia and the Pacific		17809	WIRE	N/A	N/A
North America	RESEARCH	383212	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)		176760	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)		22500	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)		19073	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)	STUDY ABROAD	36549	WIRE	N/A	N/A
East Asia and the Pacific		10000	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)	STUDY ABROAD	8348	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)	STUDY ABROAD	6800	WIRE	N/A	N/A
East Asia and the Pacific		7500	CHECK	N/A	N/A
South Asia	CONFERENCE	22071	CHECK/WIRE	N/A	N/A
South America	STUDY ABROAD	47961	CHECK	N/A	N/A
East Asia and the Pacific	RESEARCH	7000	CHECK	N/A	N/A
North America		40196	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)		7091	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)	STUDY ABROAD/RESEARCH	71551	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)	RESEARCH	106462	CHECK	N/A	N/A
South Asia	RESEARCH	146068	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)	STUDY ABROAD	113262	CHECK	N/A	N/A
East Asia and the Pacific	STUDY ABROAD/RECRUITING	42421	CHECK	N/A	N/A
Sub-Saharan Africa		17404	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)		5963	CHECK	N/A	N/A
Sub-Saharan Africa		24855	CHECK	N/A	N/A
East Asia and the Pacific	STUDY ABROAD/RECRUITING	100634	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)	STUDY ABROAD	140208	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)		31629	CHECK	N/A	N/A
East Asia and the Pacific	RECRUITING	17009	CHECK	N/A	N/A
Middle East and North Africa		200900	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)	RESEARCH/RECRUITING	96971	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)	EXPENSE	13707	CHECK	N/A	N/A
East Asia and the Pacific	SUBCONTRACT	84999	WIRE	N/A	N/A
East Asia and the Pacific		18500	WIRE	N/A	N/A
East Asia and the Pacific	HUMAN SUBJECT FEES	9350	WIRE	N/A	N/A
East Asia and the Pacific	RURAL DEVELOPMENT	10000	INVOICE	N/A	N/A
Europe (Including Iceland and Greenland)	EDUCATION/RESEARCH	329074	WIRE	N/A	N/A
Russia and the Newly Independent States	TRAINING	10000	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)	EDUCATION	8000	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)	EDUCATION	56303	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)		20967	WIRE	N/A	N/A
East Asia and the Pacific	EDITING SERVICES	23945	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)	EDUCATION GRANT	6000	WIRE	N/A	N/A
South America	EDUCATION GRANT	6350	WIRE	N/A	N/A
Russia and the Newly Independent States	TRAINING	13000	WIRE	N/A	N/A
South Asia	EDUCATION	10588	WIRE	N/A	N/A
Sub-Saharan Africa		8215	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)	ALUMNI RELATIONS	9296	CREDIT CARD	N/A	N/A
East Asia and the Pacific	ALUMNI RELATIONS	102539	CREDIT CARD	N/A	N/A
Europe (Including Iceland and Greenland)	ALUMNI RELATIONS	8042	CREDIT CARD	N/A	N/A
Europe (Including Iceland and Greenland)	ALUMNI RELATIONS	5483	FORGN DRAFT	N/A	N/A
Europe (Including Iceland and Greenland)	ALUMNI RELATIONS	8590	FORGN DRAFT	N/A	N/A
Europe (Including Iceland and Greenland)	ALUMNI RELATIONS	18441	FORGN DRAFT	N/A	N/A
East Asia and the Pacific	INTL LAW FIRM	23535	FORGN DRAFT	N/A	N/A
East Asia and the Pacific	ALUMNI RELATIONS	80730	FORGN DRAFT	N/A	N/A
Europe (Including Iceland and Greenland)	RESEARCH	116839	WIRE	N/A	N/A
Middle East and North Africa	RESEARCH	48168	WIRE	N/A	N/A
Central America and the Caribbean	EXHIBIT	11400	WIRE	N/A	N/A
North America	SOFTWARE/LICENSES	16598	CHECK	N/A	N/A
Russia and the Newly Independent States	GRANTS	203427	WIRE	N/A	N/A
South Asia		29468	WIRE	N/A	N/A
North America		171081	CHECK	N/A	N/A
East Asia and the Pacific	CLINICAL TRIAL	104354	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)	RESEARCH	36294	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)	RESEARCH	19020	CHECK	N/A	N/A
North America	RESEARCH	52543	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)		143179	CHECK	N/A	N/A
North America		20052	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)	FIELD RESEARCH	30491	FORGN DRAFT	N/A	N/A
Europe (Including Iceland and Greenland)	FIELD RESEARCH	28613	FORGN DRAFT	N/A	N/A
Sub-Saharan Africa	FIELD RESEARCH	13918	FORGN DRAFT	N/A	N/A
Europe (Including Iceland and Greenland)	FIELD RESEARCH	175915	FORGN DRAFT	N/A	N/A
Europe (Including Iceland and Greenland)	SUBCONTRACT	59983	CHECK	N/A	N/A
South Asia	FIELD RESEARCH	22216	WIRE	N/A	N/A
South Asia	FIELD RESEARCH	6400	WIRE	N/A	N/A
Sub-Saharan Africa	TAXES	177843	CHECK	N/A	N/A
Sub-Saharan Africa	SUBCONTRACT	120704	CHECK	N/A	N/A
Sub-Saharan Africa	HEALTH INS.	61646	CHECK	N/A	N/A
Sub-Saharan Africa	PROPERTY MANAGEMENT	52000	CHECK	N/A	N/A
Sub-Saharan Africa	OFFICE SUPPLIES	28245	CHECK	N/A	N/A
Sub-Saharan Africa	MEDICAL LABS	26096	CHECK	N/A	N/A
Sub-Saharan Africa		24516	CHECK	N/A	N/A
Sub-Saharan Africa	FUEL STATION	24093	CHECK	N/A	N/A
Sub-Saharan Africa	PROPERTY MANAGEMENT	23288	CHECK	N/A	N/A
Sub-Saharan Africa	WIRELESS	19742	CHECK	N/A	N/A
Sub-Saharan Africa	CATERING	18381	CHECK	N/A	N/A
Sub-Saharan Africa	TELECOM	15611	CHECK	N/A	N/A
Sub-Saharan Africa	PROPERTY MANAGEMENT	12801	CHECK	N/A	N/A
Sub-Saharan Africa	PROPERTY MANAGEMENT	12363	CHECK	N/A	N/A
Sub-Saharan Africa	TRAVEL	9375	CHECK	N/A	N/A
Sub-Saharan Africa	TELECOM	9287	CHECK	N/A	N/A
Sub-Saharan Africa	LAB EQUIP.	8361	CHECK	N/A	N/A
Sub-Saharan Africa	BANKING	7896	CHECK	N/A	N/A
Sub-Saharan Africa	TB CONTRACT TRACING	7774	CHECK	N/A	N/A
Sub-Saharan Africa	TELECOM	7774	CHECK	N/A	N/A
Sub-Saharan Africa	CONFERENCE	7404	CHECK	N/A	N/A
Sub-Saharan Africa	ELECTRICITY	7224	CHECK	N/A	N/A
Sub-Saharan Africa	TRAVEL	6894	CHECK	N/A	N/A
Sub-Saharan Africa	IT SUPPORT	6736	CHECK	N/A	N/A
Sub-Saharan Africa	LAB EQUIP.	6613	CHECK	N/A	N/A
Sub-Saharan Africa	TELECOM	6417	CHECK	N/A	N/A
Sub-Saharan Africa	EDUCATION	6279	CHECK	N/A	N/A
Sub-Saharan Africa	OFFICE SUPPLIES	5840	CHECK	N/A	N/A
Sub-Saharan Africa		5586	CHECK	N/A	N/A
Sub-Saharan Africa	GRANT	5283	CHECK	N/A	N/A
Sub-Saharan Africa		5014	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)	FIELD RESEARCH	59200	CHECK	N/A	N/A
East Asia and the Pacific	GRANTS	238793	INVOICE	N/A	N/A
Europe (Including Iceland and Greenland)	GRANTS	48781	INVOICE	N/A	N/A
Europe (Including Iceland and Greenland)	GRANTS	115723	INVOICE	N/A	N/A
North America	GRANTS	82327	INVOICE	N/A	N/A
North America	SUBCONTRACT	211766	CHECK	N/A	N/A
South America	FELLOWSHIP	61047	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)	SUBCONTRACT	39114	CHECK	N/A	N/A
Europe (Including Iceland and Greenland)	CONFERENCE	25000	WIRE	N/A	N/A

Field	Value	IRS element (for citing)
Total Number Of501c3 Orgs	0	TotalNumberOf501c3Orgs
Total Number Of Other Orgs	108	TotalNumberOfOtherOrgs

Grants To Ind Outside US GrantsToIndOutsideUS (23 entries)

Type Of AssistanceTypeOfAssistance	RegionRegion	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement	Description Of Non Cash AssistanceDescriptionOfNonCashAssistance	Method Of ValuationMethodOfValuation	Amount Of Non Cash AssistanceAmountOfNonCashAssistance
CONSULTING	Central America and the Caribbean	2	30000	CHECK	N/A	N/A
RESEARCH	Central America and the Caribbean	1	64013	CHECK	N/A	N/A
CONSULTING	East Asia and the Pacific	1	8000	CHECK	N/A	N/A
FELLOWSHIP INTERNATIONAL AIDS SOCIETY	East Asia and the Pacific	1	7711	CHECK	N/A	N/A
RESEARCH	East Asia and the Pacific	1	35000	WIRE	N/A	N/A
RESEARCH	East Asia and the Pacific	3	29784	CHECK	N/A	N/A
STUDENT SUPPORT	East Asia and the Pacific	1	7150	CHECK	N/A	N/A
RESEARCH	Europe (Including Iceland and Greenland)	1	49369	WIRE	N/A	N/A
RESEARCH	Europe (Including Iceland and Greenland)	1	6788	WIRE	N/A	N/A
MANAGEMENT OF UK TRUST	Europe (Including Iceland and Greenland)	1	10466	FORGN DRAFT	N/A	N/A
RESEARCH	Europe (Including Iceland and Greenland)	1	59200	CHECK	N/A	N/A
RESEARCH	Europe (Including Iceland and Greenland)	4	43405	CHECK	N/A	N/A
RESEARCH	Europe (Including Iceland and Greenland)	1	7945	CHECK	N/A	N/A
RESEARCH	Europe (Including Iceland and Greenland)	1	5012	CHECK	N/A	N/A
STUDENT SUPPORT	Europe (Including Iceland and Greenland)	2	25200	CHECK	N/A	N/A
RESEARCH	Middle East and North Africa	1	10000	WIRE	N/A	N/A
RESEARCH	Middle East and North Africa	1	44000	CHECK	N/A	N/A
RESEARCH	Middle East and North Africa	2	10881	CHECK	N/A	N/A
RESEARCH	North America	9	27734	CHECK	N/A	N/A
RESEARCH	Russia and the Newly Independent States	2	12713	CHECK	N/A	N/A
RESEARCH	Russia and the Newly Independent States	1	5200	CHECK	N/A	N/A
RESEARCH	South America	1	8000	CHECK	N/A	N/A
RESEARCH	Sub-Saharan Africa			CHECK	SALRY/BNFITS	FMV	41669

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	true	TransferToForeignCorp
Interest In Foreign Trust	false	InterestInForeignTrust
Own Foreign Corp	true	OwnForeignCorp
Passive Foreign Invest Co	true	PassiveForeignInvestCo
Foreign Partnership	true	ForeignPartnership
Boycott Countries	true	BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
PROCEDURE FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S.	FORM 990, SCHEDULE F, PART I, LINE 2	THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA OFFICE OF RESEARCH SERVICES IS RESPONSIBLE FOR MONITORING THE USE OF GRANT FUNDS PURSUANT TO ESTABLISHED POLICIES AND PROTOCOL. THESE POLICIES COVER GRANTS MADE BOTH WITHIN AND OUTSIDE THE U.S.
SUBAWARDS	FORM 990, SCHEDULE F, PART II	IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA MAKES SUB-AWARDS TO OTHER FOREIGN INSTITUTIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "FOREIGN ACTIVITIES" FOR FORM 990, SCHEDULE F REPORTING PURPOSES, SINCE THE FOREIGN RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY.

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	X	MailSolicitations
Email Solicitations	X	EmailSolicitations
Phone Solicitations	X	PhoneSolicitations
In Person Solicitations	X	InPersonSolicitations
Solicitation Of Non Govt Grants	X	SolicitationOfNonGovtGrants
Solicitation Of Govt Grants	X	SolicitationOfGovtGrants
Special Fundraising Events	X	SpecialFundraisingEvents
Agreement Ref Fundraising	true	AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation

Field	Value	IRS element (for citing)
Name Of Individual	RUFFALOCODY	NameOfIndividual

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	65 KIRKWOOD NORTH ROAD SW	AddressLine1
City	CEDAR RAPIDS	City
State	IA	State
ZIP Code	52404	ZIPCode

Field	Value	IRS element (for citing)
Activity	MANAGE CALL CENTERS	Activity
Fundraiser Control Of Funds	false	FundraiserControlOfFunds
Gross Receipts	2423045	GrossReceipts
Amount Retained By Contractor	642697	AmountRetainedByContractor
Net To Organization	1780348	NetToOrganization

Field	Value	IRS element (for citing)
Total Gross Receipts	2423045	TotalGrossReceipts
Total Retained By Contractors	642697	TotalRetainedByContractors
Total Net To Organization	1780348	TotalNetToOrganization
Licensed States	FL	LicensedStates
Licensed States	PA	LicensedStates

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	MOONLIGHT&ROSES	NameOfEvent1
Gross Receipts Event1	222625	GrossReceiptsEvent1
Charitable Contributions Event1	215225	CharitableContributionsEvent1
Gross Revenue Event1	7400	GrossRevenueEvent1
Cash Prizes Event1	0	CashPrizesEvent1
Non Cash Prizes Event1	0	NonCashPrizesEvent1
Rent Facility Costs Event1	0	RentFacilityCostsEvent1
Food And Beverage Event1	0	FoodAndBeverageEvent1
Entertainment Event1	0	EntertainmentEvent1
Other Direct Expenses Event1	28238	OtherDirectExpensesEvent1
Name Of Event2	HEALTHY CITIES	NameOfEvent2
Gross Receipts Event2	166548	GrossReceiptsEvent2
Charitable Contributions Event2	64655	CharitableContributionsEvent2
Gross Revenue Event2	101893	GrossRevenueEvent2
Cash Prizes Event2	0	CashPrizesEvent2
Non Cash Prizes Event2	0	NonCashPrizesEvent2
Rent Facility Costs Event2	0	RentFacilityCostsEvent2
Food And Beverage Event2	0	FoodAndBeverageEvent2
Entertainment Event2	0	EntertainmentEvent2
Other Direct Expenses Event2	101893	OtherDirectExpensesEvent2
Total Number Of Other Events	6	TotalNumberOfOtherEvents
Gross Receipts Other Events	70298	GrossReceiptsOtherEvents
Charitable Contrib Other Events	68036	CharitableContribOtherEvents
Gross Revenue Other Events	2262	GrossRevenueOtherEvents
Cash Prizes Other Events	832	CashPrizesOtherEvents
Non Cash Prizes Other Events	0	NonCashPrizesOtherEvents
Rent Facility Costs Other Events	0	RentFacilityCostsOtherEvents
Food And Beverage Other Events	0	FoodAndBeverageOtherEvents
Entertainment Other Events	0	EntertainmentOtherEvents
Other Direct Expenses Other Events	15041	OtherDirectExpensesOtherEvents
Gross Receipts Total	459471	GrossReceiptsTotal
Charitable Contributions Total	347916	CharitableContributionsTotal
Gross Revenue Total Events	111555	GrossRevenueTotalEvents
Cash Prizes Total Events	832	CashPrizesTotalEvents
Non Cash Prizes Total Events	0	NonCashPrizesTotalEvents
Rent Facility Costs Total Events	0	RentFacilityCostsTotalEvents
Food And Beverage Total Events	0	FoodAndBeverageTotalEvents
Entertainment Total Events	0	EntertainmentTotalEvents
Other Direct Expenses Total Events	145172	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	146004	DirectExpenseSummaryEvents
Net Income Summary	-34449	NetIncomeSummary

Schedule H IRS990ScheduleH

Field	Value	IRS element (for citing)
Charity Care Policy	true	CharityCarePolicy
Written Policy	true	WrittenPolicy
Policy Applied To All Hospitals	X	PolicyAppliedToAllHospitals
FPG Reference Free Care	true	FPGReferenceFreeCare
Pcent200	X	Pcent200
FPG Reference Discounted Care	true	FPGReferenceDiscountedCare
Pcent200 D	X	Pcent200D
Free Disc Care Medically Indigent	true	FreeDiscCareMedicallyIndigent
Amounts Budgeted For Charity Care	false	AmountsBudgetedForCharityCare
Annual Community Benefit Report	true	AnnualCommunityBenefitReport
Report Publically Available	true	ReportPublicallyAvailable

Charity Care At Cost CharityCareAtCost

Field	Value	IRS element (for citing)
Total Community Benefit Expense	6441738	TotalCommunityBenefitExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Benefit Expense	6441738	NetCommunityBenefitExpense
Percent Of Total Expense	0.00130	PercentOfTotalExpense

Unreimbursed Medicaid UnreimbursedMedicaid

Field	Value	IRS element (for citing)
Total Community Benefit Expense	309110532	TotalCommunityBenefitExpense
Direct Offsetting Revenue	245189124	DirectOffsettingRevenue
Net Community Benefit Expense	63921408	NetCommunityBenefitExpense
Percent Of Total Expense	0.01280	PercentOfTotalExpense

Unreimbursed Costs UnreimbursedCosts

Field	Value	IRS element (for citing)
Total Community Benefit Expense	0	TotalCommunityBenefitExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Benefit Expense	0	NetCommunityBenefitExpense
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Total Charity Care TotalCharityCare

Field	Value	IRS element (for citing)
Total Community Benefit Expense	315552270	TotalCommunityBenefitExpense
Direct Offsetting Revenue	245189124	DirectOffsettingRevenue
Net Community Benefit Expense	70363146	NetCommunityBenefitExpense
Percent Of Total Expense	0.01410	PercentOfTotalExpense

Community Health Services CommunityHealthServices

Field	Value	IRS element (for citing)
Total Community Benefit Expense	0	TotalCommunityBenefitExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Benefit Expense	0	NetCommunityBenefitExpense
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Health Professions Education HealthProfessionsEducation

Field	Value	IRS element (for citing)
Total Community Benefit Expense	114599710	TotalCommunityBenefitExpense
Direct Offsetting Revenue	45770527	DirectOffsettingRevenue
Net Community Benefit Expense	68829183	NetCommunityBenefitExpense
Percent Of Total Expense	0.01370	PercentOfTotalExpense

Subsidized Health Services SubsidizedHealthServices

Field	Value	IRS element (for citing)
Total Community Benefit Expense	0	TotalCommunityBenefitExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Benefit Expense	0	NetCommunityBenefitExpense
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Research Research

Field	Value	IRS element (for citing)
Total Community Benefit Expense	613473404	TotalCommunityBenefitExpense
Direct Offsetting Revenue	5569003	DirectOffsettingRevenue
Net Community Benefit Expense	607904401	NetCommunityBenefitExpense
Percent Of Total Expense	0.12160	PercentOfTotalExpense

Cash And In Kind Contributions CashAndInKindContributions

Field	Value	IRS element (for citing)
Total Community Benefit Expense	0	TotalCommunityBenefitExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Benefit Expense	0	NetCommunityBenefitExpense
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Total Other Benefits TotalOtherBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	728073114	TotalCommunityBenefitExpense
Direct Offsetting Revenue	51339530	DirectOffsettingRevenue
Net Community Benefit Expense	676733584	NetCommunityBenefitExpense
Percent Of Total Expense	0.13530	PercentOfTotalExpense

Total Community Benefits TotalCommunityBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	1043625384	TotalCommunityBenefitExpense
Direct Offsetting Revenue	296528654	DirectOffsettingRevenue
Net Community Benefit Expense	747096730	NetCommunityBenefitExpense
Percent Of Total Expense	0.14940	PercentOfTotalExpense

Field	Value	IRS element (for citing)
Bad Debt Expense Reported	true	BadDebtExpenseReported
Bad Debt Expense	$118,938,000	BadDebtExpenseAmount
Amount Attributable To	77844451	AmountAttributableTo
Amount Reimbursed By Medicare	404105178	AmountReimbursedByMedicare
Cost Of Care Reimbursed By Medicare	420276800	CostOfCareReimbursedByMedicare
Medicare Surplus Or Shortfall	-16171622	MedicareSurplusOrShortfall

Costing Methodology Used CostingMethodologyUsed

Field	Value	IRS element (for citing)
Cost To Charge Ratio	X	CostToChargeRatio

Field	Value	IRS element (for citing)
Written Debt Collection Policy	true	WrittenDebtCollectionPolicy
Provision For Charity Care	true	ProvisionForCharityCare
Number Of Hospital Facilities	1	NumberOfHospitalFacilities

Form990 Schedule H Part V Section A Form990ScheduleHPartVSectionA

Field	Value	IRS element (for citing)
Facility Number	1	FacilityNumber

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	THE HOSPITAL OF THE UNIV OF PENN	BusinessNameLine1

Address Address

Field	Value	IRS element (for citing)
Address Line1	3400 SPRUCE STREET	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	19104	ZIPCode

Field	Value	IRS element (for citing)
Website Address	WWW.PENNMEDICINE.ORG	WebsiteAddress
Licensed Hospital	X	LicensedHospital
General Medical And Surgical	X	GeneralMedicalAndSurgical
Teaching Hospital	X	TeachingHospital
Critical Access Hospital	X	CriticalAccessHospital
Research Facility	X	ResearchFacility
Er24 Hours	X	Er24Hours

Form990 Schedule H Part V Section B Form990ScheduleHPartVSectionB

Hospital Facility Name HospitalFacilityName

Field	Value	IRS element (for citing)
Business Name Line1	THE HOSPITAL OF THE UNIV OF PENN	BusinessNameLine1

Field	Value	IRS element (for citing)
Hospital Facility Number	1	HospitalFacilityNumber
CHNA Conducted	true	CHNAConducted
Community Definition	X	CommunityDefinition
Community Demographics	X	CommunityDemographics
Existing Resources	X	ExistingResources
How Data Obtained	X	HowDataObtained
Community Health Needs	X	CommunityHealthNeeds
Other Health Issues	X	OtherHealthIssues
Identifying Process	X	IdentifyingProcess
Consulting Process	X	ConsultingProcess
Information Gaps	X	InformationGaps
Needs Assessment Conducted	12	NeedsAssessmentConducted
Take Into Account	true	TakeIntoAccount
Other Facilities	true	OtherFacilities
CHNA Widely Available	true	CHNAWidelyAvailable
Own Website	X	OwnWebsite
On Request	X	OnRequest
Adopt Implement Strategy	X	AdoptImplementStrategy
Develop Community Plan	X	DevelopCommunityPlan
Participate Community Plan	X	ParticipateCommunityPlan
Prioritize Health Needs	X	PrioritizeHealthNeeds
Prioritize Services	X	PrioritizeServices
All Needs Addressed	false	AllNeedsAddressed
Organization Incur Excise Tax	false	OrganizationIncurExciseTax
Eligibility Criteria Explained	true	EligibilityCriteriaExplained
Uses FPG Free	true	UsesFPGFree
FPG Free Percent	200.	FPGFreePercent
Uses FPG Discounted	true	UsesFPGDiscounted
FPG Discount Percent	200.	FPGDiscountPercent
Explains Basis	true	ExplainsBasis
Income Level	X	IncomeLevel
Asset Level	X	AssetLevel
Medical Indigency	X	MedicalIndigency
Uninsured Discount	X	UninsuredDiscount
State Regulation	X	StateRegulation
Explains Application Method	true	ExplainsApplicationMethod
Includes Publicity Measures	true	IncludesPublicityMeasures
Posted On Website	X	PostedOnWebsite
Available On Request	X	AvailableOnRequest
Actions On Nonpayment	true	ActionsOnNonpayment
Collection Activities	false	CollectionActivities
Notify Upon Admission	X	NotifyUponAdmission
Notify Before Discharge	X	NotifyBeforeDischarge
Notified All Patients	X	NotifiedAllPatients
Documented Determination	X	DocumentedDetermination
Nondiscrim Emergency Care Policy	true	NondiscrimEmergencyCarePolicy
Average Negotiated Rates	X	AverageNegotiatedRates
Amounts Generally Billed	false	AmountsGenerallyBilled
Gross Charges	false	GrossCharges

Form990 Schedule H Part V Section C Form990ScheduleHPartVSectionC

Field	Value	IRS element (for citing)
Number Of Other Facilities	15	NumberOfOtherFacilities

Other Facilities OtherFacilities (15 entries)

Address Line1Address/AddressLine1	CityAddress/City	StateAddress/State	ZIP CodeAddress/ZIPCode	Facility TypeFacilityType
PENN MEDICINE AT RADNOR
250 KING OF PRUSSIA ROAD	BALA CYNWYD	PA	19004	OUTPATIENT FACILITY
PENN MEDICINE AT BUCKS COUNTY
777 TOWNSHIP LINE ROAD	YARDLEY	PA	19067	OUTPATIENT FACILITY
PENN MEDICINE AT VALLEY FORGE
1001 CHESTERBROOK BLVD	BERWYN	PA	19312	OUTPATIENT FACILITY
PENN MEDICINE AT WOODBURY HEIGHTS
1006 MANTUA PIKE	WOODBURY HEIGHTS	NJ	08097	OUTPATIENT FACILITY
PENN MEDICINE AT RITTENHOUSE
1800 LOMBARD STREET	PHILADELPHIA	PA	19146	INPATIENT REHABILITATION
ANATOMY CHEMISTRY
420 GUARDIAN DRIVE	PHILADEPHIA	PA	19104	RESEARCH FACILITY
BIOMEDICAL RESEARCH BUILDING 2
500 OSLER CIRCLE	PHILADELPHIA	PA	19104	RESEARCH FACILITY
BLOCKLEY HALL
423 GUARDIAN DRIVE	PHILADELPHIA	PA	19104	RESEARCH FACILITY
CAROLYN HOFF LYNCH BIOLOGY LAB
435 S UNIVERSITY AVENUE	PHILADELPHIA	PA	19104	RESEARCH FACILITY
CHEMISTRY LABORATORIES - 1958 WING
231 S 34TH STREET	PHILADELPHIA	PA	19104	RESEARCH FACILITY
CHESTNUT HALL
3900 CHESTNUT STREET	PHILADELPHIA	PA	19104	RESEARCH FACILITY
CLINICAL RESEARCH BUILDING
415 CURIE BLVD	PHILADELPHIA	PA	19104	RESEARCH FACILITY
GL LABORATORY BUILDING
500 S RIDGEWAY	GLENOLDEN	PA	19036	RESEARCH FACILITY
GODDARD LABORATORIES
3710 HAMILTON WALK	PHILADELPHIA	PA	19104	RESEARCH FACILITY
HAYDEN HALL
3320 SMITH WALK	PHILADELPHIA	PA	19104	RESEARCH FACILITY

Form990 Schedule H Part VI Form990ScheduleHPartVI (11 entries)

IdentifierIdentifier	ExplanationExplanation	Return ReferenceReturnReference
SUPPLEMENTAL DISCLOSURES	PART I, LINES 3C, 6A N/A PART 1, LINE 7 (BAD DEBT EXPENSE, COSTING METHODOLOGY USED) THE BAD DEBT EXPENSE AMOUNT INCLUDED ON FORM 990, PART IX, COLUMN 25(A) WAS $4,868,000 RELATED TO ACADEMIC BAD DEBTS ONLY FOR THE YEAR ENDED JUNE 30, 2013. NOTE THAT DUE TO A CHANGE IN ACCOUNTING PRONOUNCEMENT, PATIENT SERVICE BAD DEBTS IS NOW TREATED AS A CONTRA-REVENUE LINE ITEM AND, THEREFORE, IT WAS NOT NECESSARY TO DEDUCT THIS AMOUNT FOR PURPOSES OF CALCULATING THE PERCENTAGES REPORTED ON THE SCHEDULE H, PART I, LINE 7 TABLE. THIS IS A CHANGE FROM PRIOR YEARS. THE COSTING METHODOLOGY USED IN CALCULATING THE AMOUNTS REPORTED ON THE LINE 7 TABLE ARE BASED ON A COST TO CHARGE RATIO. THE COST TO CHARGE RATIO WAS DERIVED FROM WORKSHEET 2.
COMMUNITY BUILDING ACTIVITIES	AT THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS"), WORKING FOR THE BENEFIT OF THE COMMUNITY IS NOT ONLY A PRIORITY; IT IS ROOTED DEEP IN OUR CULTURE. ALONG WITH OUR ROLE AS A LEADER IN MEDICAL CARE AND RESEARCH, WE HAVE CULTIVATED A STRONG AFFINITY WITH THE NEIGHBORHOODS WE SERVE - BECOMING INCREASINGLY RESPONSIVE IN IDENTIFYING NEEDS AND BEING PROACTIVE IN FINDING SOLUTIONS. WE ARE SENSITIVE TO THE DISPARITY IN THE QUALITY OF HEALTH AND HEALTH CARE AMONG THE PEOPLE OF THE PHILADELPHIA AREA. IN NEIGHBORHOODS THROUGHOUT THE CITY, MANY RESIDENTS- OFTEN THE VERY YOUNG OR THE VERY OLD- DO NOT HAVE ACCESS TO ADEQUATE CARE. THE QUALITY OF THEIR LIVES IS DIMINISHED BECAUSE THEY ARE UNABLE TO RECEIVE THE SERVICES AND SUPPORT THEY NEED. AWARE OF THESE BARRIERS TO HEALTH CARE FACED BY OUR COMMUNITIES, WE USE OUR RESOURCES TO IMPROVE THE HEALTH AND WELLNESS AMONG THE UNDERSERVED. OUR MORAL IMPERATIVE IS TO LOOK, LISTEN, AND ACT - IN WAYS THAT WILL MAKE A DIFFERENCE. IN COLLABORATION WITH OUR PHYSICIANS, NURSES, STUDENTS AND COMMUNITY PARTNERS, WE TAKE ACTION TO ENHANCE THE WELL-BEING OF THE NEIGHBORHOODS WE ALL SHARE. OUR OUTREACH EXTENDS IN MANY DIRECTIONS AND IS DISPLAYED IN MANY WAYS. A LISTING OF SOME OF THE VARIOUS HEALTHCARE-RELATED COMMUNITY OUTREACH ACTIVITIES CONDUCTED BY UPHS IS INCLUDED IN RESPONSE TO QUESTION 5 BELOW. IN ADDITION TO DIRECT HEALTH-CARE RELATED ACTIVITIES, THE UNIVERSITY ALSO PROMOTES THE HEALTH OF ITS COMMUNITY BY PROVING A DIRECT ECONOMIC IMPACT TO ITS SURROUNDING AREA. UNIVERSITY CITY, THE AREA OF WEST PHILADELPHIA THAT HOSTS PENN'S CAMPUS, IS A NEIGHBORHOOD OF CHOICE FOR FAMILIES, STUDENTS, FACULTY, STAFF AND VISITORS AND A THRIVING LOCATION FOR RETAILERS, RESTAURATEURS, HOTELS, OFFICE-BASED BUSINESSES AND OTHERS. PENN'S STRATEGIC NEIGHBORHOOD INVESTMENTS AND COMMUNITY PARTNERSHIPS ARE A RECOGNIZED NATIONAL AND GLOBAL MODEL FOR URBAN CAMPUSES. THE IMPACT OF PENN'S LOCAL COMMUNITY INITIATIVES INCLUDE: - WITH $1.9 MILLION IN DUES, PENN IS THE LARGEST CONTRIBUTOR TO THE UNIVERSITY CITY DISTRICT, WHICH PROVIDES SUPPLEMENTAL SAFETY, CLEANING AND STREETSCAPE IMPROVEMENTS TO THE NEIGHBORHOOD. - PENN CONTRIBUTES NEARLY $700,000 ANNUALLY, ALONG WITH GRADUATE SCHOOL OF EDUCATION STUDENT TEACHER HOURS, TO THE PENN ALEXANDER SCHOOL, A TOP-RANKED PUBLIC ELEMENTARY SCHOOL IN UNIVERSITY CITY. - PENN PROVIDED MILLIONS IN STUDENT AID IN 2013 TO PHILADELPHIA RESIDENTS ENROLLED AT PENN, INCLUDING STUDENTS FROM WEST PHILADELPHIA. - PENN'S $1 MILLION ANNUAL INVESTMENT IN THE NETTER CENTER FOR COMMUNITY PARTNERSHIPS ENABLES AN ARRAY OF LOCAL INITIATIVES INCLUDING TUTORING PUBLIC SCHOOL STUDENTS AND PROVIDING HEALTH AND NUTRITION PROGRAMS. - PENN PURCHASED MILLIONS IN PRODUCTS AND SERVICES FROM BUSINESSES IN WEST AND SOUTHWEST PHILADELPHIA IN FISCAL 2013. - HOUSING PRICES IN UNIVERSITY CITY APPRECIATED 52.4% FROM 2003-2013.	PART II
BAD DEBT EXPENSE	THE COSTING METHODOLOGY USED IN DETERMINING THE AMOUNTS REPORTED ON LINES 2 AND 3 ARE BASED ON ACTUAL CHARGES WRITTEN OFF (AMOUNTS THAT ARE DEEMED TO BE UNCOLLECTIBLE). PART III, SECTION A, LINE 3 (BAD DEBT EXPENSE ATTRIBUTABLE TO PATIENTS ELIBIBLE UNDER THE ORGANIZATION'S FINANCIAL ASSISTANCE POLICY) UPHS UTILIZES A THIRD-PARTY VENDOR TO POPULATE THE NUMBER OF INDIVIDUALS WITHIN EACH HOUSEHOLD AND THE MEAN HOUSEHOLD INCOME BASED ON THE ACCOUNT ADDRESS. THE FREE CARE INCOME GUIDELINES (COPIED BELOW) ARE THEN USED TO GROUP THE ACCOUNTS ASSIGNED TO UNCOLLECTED DEBTS FOR THE YEAR INTO EACH OF THE CATEGORIES BASED ON THEIR LEVEL OF HARDSHIP. OFFICE OF PATIENT ACCOUNTING FREE CARE INCOME GUIDELINES FAMILY MEDICALLY SIZE INDIGENT HARDSHIP INDIGENT 1 $11,490 $22,980 $34,470 2 $15,510 $31,020 $46,530 3 $19,530 $39,060 $58,590 4 $23,550 $47,100 $70,650 5 $27,570 $55,140 $82,710 6 $31,590 $63,180 $94,770 7 $35,610 $71,220 $106,830 8 $39,690 $79,380 $119,070 ADD $4,020 FOR EACH ADDITIONAL FAMILY MEMBER PART III, SECTION A, LINE 4 (BAD DEBT EXPENSE FOOTNOTE) THE BAD DEBT EXPENSE FOOTNOTE DISCLOSURE CAN BE FOUND ON PAGE 16 OF THE ATTACHED CONSOLIDATED FINANCIAL STATEMENTS FOR THE UNIVERSITY OF PENNSYLVANIA.	PART III, SECTION A, LINE 2
COSTING METHODOLOGY, MEDICARE SHORTFALL	THE COSTING METHODOLOGY USED IN DETERMINING THE AMOUNT REPORTED ON LINE 6 IS BASED ON A COST TO CHARGE RATIO. CONSISTENT WITH THE CHARTIABLE HEALTHCARE MISSION OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS") AND THE COMMUNITY BENEFIT STANDARD SET FORTH IN IRS REVENUE RULING 69-545, UPHS PROVIDES CARE FOR ALL PATIENTS COVERED BY MEDICARE SEEKING MEDICAL CARE AT UPHS. SUCH CARE IS PROVIDED REGARDLESS OF WHETHER THE REIMBURSEMENT PROVIDED FOR SUCH SERVICES MEETS OR EXCEEDS THE COSTS INCURRED BY UPHS TO PROVIDE SUCH SERVICES. AS A RESULT, UPHS VIEWS ANY SHORTFALL REPORTED IN LINE 7 AS AN ADDITIONAL ITEM OF COMMUNITY BENEFIT PROVIDED BY THE ORGANIZATION.	PART III, SECTION B, LINE 8
COLLECTION PRACTICES	THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM PROVIDES URGENT/EMERGENT MEDICAL SERVICES WITHOUT REGARD TO ABILITY TO PAY. WHEN IT HAS BEEN DETERMINED THAT A PATIENT IS NOT ELIGIBLE FOR COVERAGE BY EXTERNAL SOURCES OF FUNDING, FINANCIAL ASSISTANCE MAY BE AVAILABLE FOR BOTH THE UNINSURED AND UNDERINSURED, THE INDIGENT, HARDSHIP AND MEDICALLY INDIGENT AND MAY BE APPROVED AS EITHER FULL OR PARTIAL FREE CARE. PATIENTS WHO DO NOT COOPERATE WITH THE FINANCIAL COUNSELING PROCESS OR WHOSE APPLICATION FOR FINANCIAL ASSISTANCE IS DENIED BY THE HEALTH SYSTEM MAY BE PURSUED BY COLLECTION EFFORTS, INCLUDING REFERRAL TO AN OUTSIDE COLLECTION AGENCY OR ATTORNEY AS DETERMINED BY OUR PATIENT ACCOUNTING DEPARTMENT. PART V, SECTION B, LINE 4 (CHNA CONDUCTED WITH ONE OR MORE HOSPITAL FACILITIES) THE UNIVERSITY OF PENNSYLVANIA IS A MEMBER OF THE DELAWARE VALLEY HEALTHCARE COUNCIL OF HOSPITAL & HEALTHSYSTEM ASSOCIATION OF PENNSYLVANIA ("DVHC"), THE MEMBERSHIP ASSOCIATION FOR HOSPITALS IN THE FIVE-COUNTY REGION OF SOUTHEASTERN PENNSYLVANIA. DVHC ESTABLISHED A COMMUNITY HEALTH NEEDS ASSESSMENT WORKGROUP TO ASSIST HOSPITALS IN: - UNDERSTANDING AFFORDABLE CARE ACT (ACA) REQUIREMENTS AND INTERNAL REVENUE SERVICE GUIDANCE AROUND COMMUNITY HEALTH NEEDS ASSESSMENTS. - IDENTIFYING THE BEST RESOURCES, TOOLS, AND SERVICES FOR CONDUCTING NEEDS ASSESSMENTS. THE WORKGROUP CONSISTED OF REPRESENTATIVES FROM THE FOLLOWING COLLABORATING HOSPITALS, HEALTH SYSTEMS, AND ORGANIZATIONS: -ABINGTON HEALTH -ARIA HEALTH -BUCKS COUNTY HEALTH IMPROVEMENT PARTNERSHIP -THE CHILDREN'S HOSPITAL OF PHILADELPHIA -CROZER-KEYSTONE HEALTH SYSTEM -EINSTEIN HEALTHCARE NETWORK -HOLY REDEEMER -JEFFERSON HEALTH SYSTEM (INCLUDING THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC., MAIN LINE HEALTH, AND MAGEE REHABILITATION HOSPITAL) -MERCY HEALTH SYSTEM OF SEPA -PENN MEDICINE (THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA, PENN PRESBYTERIAN MEDICAL CENTER, PENNSYLVANIA HOSPITAL,) -ST. MARY MEDICAL CENTER -TEMPLE UNIVERSITY HEALTH SYSTEM PART V, SECTION B, LINE 7 (ADDRESSING THE NEEDS IDENTIFIED IN THE CHNA) THE FIRST CHNA AND IMPLEMENTATION PLAN FOR THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM WAS ADOPTED JUNE 30, 2013. AS A RESULT, THE ORGANIZATION HAS NOT YET HAD THE OPPORTUNITY TO BEGIN ADDRESSING THE NEEDS IDENTIFIED IN THE CHNA. PART V, SECTION B, LINE 5 (CHNA MADE WIDELY AVAILABLE) A COPY OF THE ORGANIZATION'S CHNA AND IMPLEMENTATION PLAN CAN BE FOUND AT: HTTP://WWW.PENNMEDICINE.ORG/HEALTH-SYSTEM/ABOUT/COMMUNITY/	PART III, LINE 9B
NEEDS ASSESSMENT	THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM'S ("UPHS") MISSION IS TO PROVIDE THE MOST ADVANCED AND HIGHEST QUALITY PATIENT CARE POSSIBLE; TO PROVIDE A RICH AND DIVERSE EDUCATIONAL ENVIRONMENT FOR STUDENTS AND TRAINEES; AND TO SUPPORT CLINICAL RESEARCH THAT PUSHES THE BOUNDARIES OF CURRENT HUMAN KNOWLEDGE. TO THESE ENDS, UPHS IS AN ACTIVE PARTICIPANT IN THE WEST PHILADELPHIA NEIGHBORHOOD THAT IS OUR HOME. ON ANY GIVEN DAY, UPHS PHYSICIANS, NURSES, MEDICAL STUDENTS AND VOLUNTEERS ARE OUT IN THE COMMUNITY SHARING THEIR SKILLS, THEIR TALENTS AND MOST IMPORTANTLY, THEMSELVES FOR THE BETTERMENT OF THE COMMUNITY. - HOW THE HEALTH SYSTEM IDENTIFIES AND TAKES ACTION TO ADDRESS RACIAL, ETHNIC, AND GENDER DISPARITIES IN MEDICAL CARE EVERY DAY IN OUR NEIGHBORHOOD CLINICS, IN OUR EMERGENCY ROOM AND PHYSICIANS' OFFICES WE SEE THE EFFECTS OF RACIAL, ETHNIC AND GENDER DISPARITIES IN HEALTH CARE. IN KEEPING WITH OUR CHARITABLE PURPOSE, UPHS ACCEPTS PATIENTS IN NEED OF URGENT MEDICAL CARE REGARDLESS OF THEIR FINANCIAL STATUS OR ANY OTHER SOCIO-ECONOMIC FACTORS. AS THE MAIN PROVIDER IN A SERVICE AREA THAT INCLUDES A NUMBER OF ECONOMICALLY-CHALLENGED NEIGHBORHOODS, UPHS PROVIDES CARE TO MANY PATIENTS WHO DO NOT HAVE HEALTH INSURANCE PROVIDING MORE THAN $100 MILLION IN CHARITY AND UNDERFUNDED CARE IN FY13. IN PARTNERSHIP WITH COMMUNITY-BASED ORGANIZATIONS AND OTHER AREA INSTITUTIONS, UPHS SEEKS TO IDENTIFY AND ADDRESS RACIAL, ETHNIC AND GENDER DISPARITIES THROUGH SUPPORT FOR PROGRAMS INCLUDING, BUT NOT LIMITED TO: > PUENTES DE SALUD - A WEEKLY FREE CLINIC THAT SEEKS TO ADDRESS THE HEALTH NEEDS OF THE GROWING LATINO POPULATION BY PROVIDING LOW-COST CARE TO MORE THAN 800 PATIENTS ANNUALLY. > THE UNITY CLINIC - A FREE CLINIC THAT PROVIDES PRIMARY CARE SERVICES TO LOW-INCOME ASIAN IMMIGRANTS IN PHILADELPHIA. > WOMEN AND CHILDREN'S HEALTH SERVICES - AN AMBULATORY CARE FACILITY THAT SPECIALIZES IN THE PROVISION OF OBSTETRICAL, FAMILY PLANNING AND SOCIAL SERVICES THROUGH FREE AND LOW COST PROGRAMS THAT EXTEND WELL BEYOND TRADITIONAL MEDICAL CARE. - HOW THE HEALTH SYSTEM ASSESSES COMMUNITY HEALTH STATUS UPHS PROVIDES VARIOUS COMMUNITY SERVICES WHICH, IN CONJUNCTION WITH PROVIDING PATIENT CARE AND EDUCATIONAL INFORMATION, HELP US ASSESS THE HEALTH STATUS OF OUR COMMUNITY. SOME OF OUR MOST SUCCESSFUL INITIATIVES RESULT FROM APPLYING THE COLLECTIVE RESOURCES OF COMMUNITY RESIDENTS AND ORGANIZATIONS, HEALTH CARE PROFESSIONALS, AND PUBLIC HEALTH AGENCIES WITH THE GOAL OF IDENTIFYING AND ADDRESSING A COMMUNITY PROBLEM. THIS IS ACCOMPLISHED IN MANY WAYS, SUCH AS: FORMAL HEALTH ASSESSMENTS THAT INDIVIDUAL PROGRAMS MAY PERFORM, OPEN DIALOGUE WITH COMMUNITY LEADERS THROUGH PARTICIPATION IN COMMUNITY MEETINGS, OR BY ASSESSING COMMUNITY HEALTH STATUS IN THE WORK WE PERFORM OUT IN THE COMMUNITY. - HOW THE HEALTH SYSTEM COLLABORATES WITH COMMUNITY STAKEHOLDERS, INCLUDING OTHER INSTITUTIONAL PROVIDERS, TO IDENTIFY SPECIFIC COMMUNITY HEALTH NEEDS AND TO DEVELOP AND MEASURE EFFECTIVENESS OF PROGRAMS TO HELP MEET THOSE NEEDS COLLABORATION WITH COMMUNITY STAKEHOLDERS AND OTHER INSTITUTIONAL PROVIDERS IS A PARTICULARLY STRONG AREA FOR UPHS. WORKING IN CONJUNCTION WITH COMMUNITY-BASED NON-PROFIT ORGANIZATIONS, CITY AGENCIES AND OTHER COMMUNITY STAKEHOLDERS, UPHS SEEKS TO IDENTIFY AND ADDRESS COMMUNITY HEALTH NEEDS THROUGH PROGRAMS AND SERVICES, SUCH AS: > SAYRE HEALTH CENTER - RECOGNIZING A NEED FOR PRIMARY CARE SERVICES IN THE NEIGHBORHOOD, PENN JOINED FORCES WITH THE SCHOOL DISTRICT OF PHILADELPHIA TO BRING A STATE-OF-THE-ART HEALTH CARE FACILITY TO SAYRE HIGH SCHOOL IN WEST PHILADELPHIA. IN ADDITION TO PROVIDING PRIMARY CARE SERVICES TO THE COMMUNITY, UPHS FACULTY WORK IN PARTNERSHIP WITH SAYRE STUDENTS TO TEACH BASIC MEDICAL SERVICES THAT ONE DAY COULD LEAD TO A CAREER IN THE MEDICAL PROFESSION. > BRIDGING THE GAPS - A PARTNERSHIP OF THE AREA'S FIVE ACADEMIC HEALTH CENTERS, BRIDGING THE GAPS (BTG) LINKS THE TRAINING OF HEALTH PROFESSIONALS WITH THE PROVISION OF CARE TO ECONOMICALLY DISADVANTAGED POPULATIONS. LED BY UPHS PHYSICIANS AND STAFF, BTG GIVES MEDICAL STUDENTS THE OPPORTUNITY TO GAIN FIRST-HAND INSIGHT INTO THE COMPLEX ISSUES AFFECTING UNDERSERVED URBAN COMMUNITIES. IN ADDITION TO THE PROGRAMS OUTLINES ABOVE, UPHS PHYSICIANS AND STAFF PROVIDE EDUCATIONAL PROGRAMS IN CONJUNCTION WITH AREA HIGH SCHOOLS AND VOLUNTEER THEIR EXPERTISE TO NUMEROUS PUBLIC HEALTH COMMITTEES AND AGENCIES AT THE COMMUNITY, STATE AND NATIONAL LEVEL. - HOW THE HEALTH SYSTEM REGULARLY REPORTS TO THE COMMUNITY ON THE ORGANIZATION'S QUALITY PERFORMANCE FOR THE FULL RANGE OF SERVICES IT PROVIDES SINCE 2007, UPHS HAS PUBLISHED AN ANNUAL COMMUNITY BENEFIT REPORT, "SIMPLY BECAUSE", WHICH HIGHLIGHTS SOME OF THE EXTENSIVE WORK UPHS PERFORMS IN THE COMMUNITY. THIS WIDELY DISTRIBUTED REPORT INCLUDES EXAMPLES OF OUR COMMUNITY EFFORTS AS WELL AS STATISTICS RELATED TO THE COMMUNITY BENEFIT WE PROVIDE. ADDITIONALLY, LAST YEAR UPHS IMPLEMENTED OUR "PENN MEDICINE CARES" (COMMUNITY ACTIVITY REPORTING E-INITIATIVE) PROGRAM. WHILE THE "SIMPLY BECAUSE" REPORT PROVIDES US A BRIEF GLIMPSE INTO ALL THE GOOD WORK UPHS PERSONNEL ARE INVOLVED IN, IT REPRESENTS ONLY A FRACTION OF THE TOTAL COMMUNITY SERVICE WORK THAT OCCURS. WE DEVELOPED THIS REPORTING PROGRAM TO ENCOURAGE OUR EMPLOYEES TO REPORT ALL OF THE COMMUNITY SERVICES THEY PROVIDE SO THAT WE CAN BETTER TRACK COMMUNITY OUTREACH, ENCOURAGE MORE VOLUNTEERISM AND BETTER TARGET OUR EFFORTS TO MEET THE GREATEST COMMUNITY NEEDS. - WHETHER AND HOW UPHS IS ADDRESSING THE PER CAPITA COST OF CARE IN THE COMMUNITY UPHS SUPPORTS EFFORTS TO PROVIDE FREE AND LOW-COST CARE TO THE COMMUNITY THROUGH PARTNERSHIPS WITH BOTH PENN-RELATED AND NON-RELATED PROGRAMS. UPHS PHYSICIANS AND STAFF WORK IN HEALTH CLINICS THROUGHOUT PHILADELPHIA THAT PROVIDE THESE MUCH-NEEDED SERVICES THAT ALSO ADDRESSES THE PER CAPITA COST OF HEALTH CARE IN THE COMMUNITY. IN ADDITION, UPHS HAS A SPECIALTY CARE CONTRACT WITH THE CITY OF PHILADELPHIA THAT ALLOWS PHYSICIANS FROM THE CITY'S DISTRICT HEALTH CENTERS TO REFER PATIENTS INTO THE SYSTEM FOR APPOINTMENTS IN SPECIALTIES SUCH AS CARDIOLOGY, NEUROLOGY AND DERMATOLOGY. THESE SERVICES ARE PROVIDED TO THE CITY AT A SIGNIFICANTLY REDUCED COST - GIVING UNINSURED AND UNDERINSURED PATIENTS ACCESS TO CARE THEY MIGHT NOT OTHERWISE RECEIVE WHILE KEEPING DOWN THE PER CAPITA COST FOR THE CITY AND RESIDENTS OF THE COMMUNITY. AT UPHS, WORKING FOR THE BENEFIT OF THE COMMUNITY IS NOT ONLY A PRIORITY; IT IS ROOTED DEEP IN OUR CULTURE. ALONG WITH OUR ROLE AS A LEADER IN MEDICAL CARE AND RESEARCH, UPHS HAS CULTIVATED A STRONG AFFINITY WITH THE NEIGHBORHOODS WE SERVE- BECOMING INCREASINGLY RESPONSIVE IN IDENTIFYING NEEDS AND PROACTIVE IN FINDING SOLUTIONS. IN ADDITION TO OUR OWN INTERNAL EFFORTS, UPHS ALSO COLLABORATES WITH VARIOUS PUBLIC AND PRIVATE AGENCIES TO HELP DETERMINE COMMUNITY HEALTH NEEDS AND HOW BEST TO ADDRESS THEM. THE SUCCESS OF COMMUNITY OUTREACH REQUIRES A STRONG FOCUS ON SOLUTIONS. AT UPHS, WE CONTINUALLY FIND WAYS TO EXPAND AND STRENGTHEN THE SAFETY NET THAT HELPS ENSURE THE WELL-BEING OF THE COMMUNITIES WE SERVE. IN THAT REGARD, ONE OF OUR MAJOR RESPONSIBILITIES IS TO SHARE KNOWLEDGE. WORKING TOGETHER WITH COMMUNITY PARTNERS ENABLES US TO ACCOMPLISH MORE THAN ANY ONE PERSON COULD INDIVIDUALLY.	PART VI, LINE 2
INFORMATION REGARDING PATIENT EDUCATION OF ELIGIBILITY FOR ASSISTANCE	THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS") IS COMMITTED TO CARING FOR ALL PATIENTS EQUITABLY, WITH DIGNITY, RESPECT AND COMPASSION WITHOUT REGARD TO AGE, RACE, COLOR, NATIONAL ORIGIN, RELIGIOUS CREED, SEX, PHYSICAL OR MENTAL DISABILITY, MARITAL STATUS OR SEXUAL PREFERENCE. AS PART OF THIS COMMITMENT, PENN MEDICINE OFFERS FINANCIAL COUNSELING AND ASSISTANCE PROGRAMS TO UNINSURED AND UNDERINSURED PATIENTS TO ASSIST THOSE WHO CANNOT PAY FOR ALL OR PART OF THEIR CARE. PATIENTS WILL BE CONSIDERED FOR FINANCIAL ASSISTANCE ON AN INDIVIDUAL BASIS, TAKING INTO CONSIDERATION TOTAL HOUSEHOLD INCOME AND OTHER RESOURCES. PENN MEDICINE WILL ALSO CONSIDER OTHER FACTORS IN THE PATIENT/FAMILY FINANCIAL SITUATION, SHOULD THERE BE OTHER CRITICAL EXPENSES, NOT RELATED TO THE PATIENT'S MEDICAL CARE, THAT MAKE PAYMENT OF THE FINANCIAL OBLIGATION IMPOSSIBLE, SUCH AS CARING FOR A DISABLED FAMILY MEMBER. UNINSURED OR UNDERINSURED PERSONS MAY APPLY FOR FINANCIAL ASSISTANCE AT ANY TIME DURING TREATMENT OR WHEN REQUEST FOR PAYMENT IS MADE. UPHS INFORMS AND EDUCATES PATIENTS AND PERSONS WHO MAY BE BILLED FOR PATIENT CARE ABOUT THEIR ELIGIBILITY FOR ASSISTANCE UNDER FEDERAL, STATE, OR LOCAL GOVERNMENT PROGRAMS OR UNDER UPHS'S CHARITY CARE POLICY. PATIENTS ARE INFORMED OF THE AVAILABILITY OF CHARITY CARE IN VARIOUS WAYS (E.G. AT POINT OF REGISTRATION, ON POSTERS THROUGHOUT HOSPITAL, IN PRACTICES, FINANCIAL COUNSELOR INTERVIEW AND WEBSITE).	PART VI, LINE 3
COMMUNITY INFORMATION	THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS") IS SENSITIVE TO THE DISPARITY IN THE QUALITY OF HEALTH AND HEALTH CARE AMONG THE PEOPLE OF THE PHILADELPHIA AREA. IN NEIGHBORHOODS THROUGHOUT THE CITY, MANY RESIDENTS, OFTEN THE VERY YOUNG OR THE VERY OLD DO NOT HAVE ACCESS TO ADEQUATE CARE. THE QUALITY OF THEIR LIVES IS DIMINISHED BECAUSE THEY ARE UNABLE TO RECEIVE THE SERVICES AND SUPPORT THEY NEED. AWARE OF THE BARRIERS TO HEALTH CARE FACED BY OUR COMMUNITIES, WE USE OUR RESOURCES TO IMPROVE THE HEALTH AND WELLNESS AMONG THE UNDERSERVED. OUR MORAL IMPERATIVE IS TO LOOK, LISTEN, AND ACT- IN WAYS THAT WILL MAKE A DIFFERENCE. IN COLLABORATION WITH OUR PHYSICIANS, NURSES, STUDENTS AND COMMUNITY PARTNERS, WE TAKE ACTION TO ENHANCE THE WELL-BEING OF THE NEIGHBORHOODS WE ALL SHARE.	PART VI, LINE 4
INFORMATION REGARDING PROMOTION OF COMMUNITY HEALTH	THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM'S ("UPHS") CORE COMMUNITY BENEFITS PROGRAMS WERE ESTABLISHED AND CONTINUE TO THRIVE WHETHER OPERATED BY OR ENCOURAGING VOLUNTEERS BY THE HEALTH SYSTEM. HERE IS A LIST OF SOME OF THE COMMUNITY BENEFITS UPHS PROVIDES: - UNIVERSITY CITY HOSPITAL COALITION (UCHC) - PROVIDES MEALS TO THE HOMELESS AND HUNGRY. - UNITED COMMUNITY CLINIC (UCC) - A FREE HEALTH CLINIC IN THE BASEMENT OF A CHURCH IN THE EAST PARKSIDE NEIGHBORHOOD. - PROJECT ME (MIND EMPOWERMENT) - A PROGRAM AT JANE ADDAMS PLACE, AN EMERGENCY SHELTER FOR YOUNG HOMELESS MOTHERS, WHERE NURSES FROM VARIOUS DEPARTMENTS OF THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA (HUP) CONDUCT EDUCATIONAL CLASSES ON A VARIETY OF TOPICS INCLUDING CARING FOR BABY, FLU PREVENTION AND MORE. - ADDICTION UNIT AT PENN PRESBYTERIAN MEDICAL CENTER (PMC) - IS AN 18 BED FACILITY THAT PROVIDES REHAB TREATMENT FOR DRUG ADDICTS AND ALCOHOLICS. - DR. BERNETT L. JOHNSON, JR. SAYER HEALTH CENTER - THE LATE DR. SAYER HAD A VISION: TO CREATE A PRIMARY CARE HEALTH CENTER, WHERE PENN MEDICINE WORKS IN COLLABORATION WITH SAYER HIGH SCHOOL TO BRING STATE-OF-THE-ART HEALTH CARE TO THE NEIGHBORHOOD. SAYER IS ONE OF 30 SCHOOLS IN THE CITY PARTICIPATING IN PROJECT BIOEYES, AN INNOVATIVE EDUCATIONAL INITIATIVE SPONSORED BY THE UNIVERSITY OF PENNSYLVANIA'S INSTITUTE FOR REGENERATIVE MEDICINE AND THE NETTER CENTER FOR COMMUNITY PARTNERSHIPS. - PREVENTION POINT CLINIC - A NON-PROFIT GROUP THAT PRIMARILY SERVES THOSE WHO ARE UNINSURED OR LIVING IN SHELTERS. THE PRESENCE OF PENN DOCTORS AT THE CLINIC HAS BEEN GETTING AROUND BY WORD-OF-MOUTH. PREVENTION POINT OFFERS A VARIETY OF HEALTH SERVICES RANGING FROM TREATING INFECTIONS TO PROVIDING VACCINES FOR HEPATITIS AND TETANUS. PATIENTS WITH MORE CHRONIC ISSUES CAN RECEIVE REFERRALS TO PRIMARY CARE ELSEWHERE IN THE CITY. - PUENTES DE SALUD - THE GOAL OF THE ORGANIZATION IS TO BRIDGE THE GAP BRINGING LOW COST, HIGH QUALITY HEALTH CARE AND SOCIAL SERVICES TO SOUTH PHILADELPHIA'S GROWING LATINO POPULATION. VOLUNTEERS CONSISTING OF PENN PHYSICIANS, NURSES, MEDICAL STUDENTS AND UNDERGRADUATES FROM THE UNIVERSITY OF PENNSYLVANIA PROVIDE CARE FOR NEARLY 1,400 PATIENTS PRIMARILY SPANISH SPEAKING IMMIGRANTS. ROUGHLY 10% OF THEM ARE DIABETIC. - LATINA COMMUNITY HEALTH SERVICES (LCHS) IS THE WOMEN'S HEALTH EXTENSION OF PUENTES DE SALUD. THE PROGRAM WAS CREATED TO PROVIDE QUALITY HEALTH CARE TO HISPANIC WOMEN INCLUDING ULTRASOUND SCREENING AND DIABETES EDUCATION. - A GROUP OF CLERGY MEMBERS FROM CHRISTIAN STRONGHOLD BAPTIST CHURCH FREQUENTLY ADVISE PARISHIONERS SUFFERING FROM DEPRESSION, ANXIETY AND OTHER MENTAL HEALTH ISSUES. IN ORDER TO PROVIDE BETTER COUNSEL, THE CLERGY MEMBERS CONTACTED ASSISTANT PROFESSORS FROM THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA. ALONG WITH OTHER PENN PHYSICIANS THEY OVERSEE A SERIES OF SEMINARS AT THE CHURCH IN CONJUNCTION WITH THE MAINLINE CHAPTER OF THE NATIONAL ALLIANCE ON MENTAL ILLNESS (NAMI) TO EDUCATE THE PASTORS ON MENTAL HEALTH ISSUES. - HALL-MERCER HOMELESS PROGRAM - A PROGRAM THAT PROVIDES CARE AND RESOURCES FOR PEOPLE WHO LIVE ON THE STREETS OR HAVE A HISTORY OF HOMELESSNESS. AS THE BEHAVIORAL WING OF PENNSYLVANIA HOSPITAL, HALL-MERCER OFFERS A FULL RANGE OF SERVICES TO THE CITY'S MENTALLY ILL OR DISPLACED POPULATION. - PENN SIGHT SAVERS PROGRAM - A GROUP OF STUDENTS FROM THE SCHOOL OF MEDICINE CONDUCT HUNDREDS OF FREE GLAUCOMA SCREENING AND EDUCATE COMMUNITIES ON THE TOPIC OF OCULAR HEALTH.	PART VI, LINE 5
AFFILIATED HEALTHCARE SYSTEM INFORMATION	THE MISSION OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM IS EXCELLENCE IN EDUCATION, RESEARCH, AND CLINICAL CARE. WE STRIVE TO ACHIEVE THESE GOALS BY HAVING THE BEST PEOPLE IN MEDICAL EDUCATION, HEALTH-RELATED RESEARCH, AND PATIENT CARE; MAKING USE OF KNOWLEDGE GAINED FROM NEARLY TWO AND A HALF CENTURIES OF LEARNING AND DISCOVERY AS PART OF A WORLD-CLASS UNIVERSITY; DELIVERING HIGH-QUALITY MEDICINE TO PATIENTS ACROSS A FULLY INTEGRATED ACADEMIC HEALTH SYSTEM; AND FULFILLING A COMMITMENT TO IMPROVE THE HEALTH OF PEOPLE IN THE COMMUNITIES SERVED BY THE HEALTH SYSTEM AND AROUND THE WORLD. AS PART OF AN AFFILIATED HEALTHCARE SYSTEM, THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM CONSISTS OF CERTAIN OPERATING DIVISIONS OF THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") AND AFFILIATED ENTITIES, INCLUDING: - THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA ("HUP"), A 727 LICENSED BED QUATERNARY CARE HOSPITAL AND ACADEMIC MEDICAL CENTER LOCATED ON THE CAMPUS OF THE UNIVERSITY IN THE WEST PHILADELPHIA AREA OF PHILADELPHIA, PENNSYLVANIA; - PENN PRESBYTERIAN MEDICAL CENTER OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("PRESBYTERIAN"), A 317 LICENSED BED ACUTE CARE HOSPITAL LOCATED ADJACENT TO THE CAMPUS OF THE UNIVERSITY IN THE WEST PHILADELPHIA AREA OF PHILADELPHIA, PENNSYLVANIA; - PENNSYLVANIA HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("PENNSYLVANIA HOSPITAL"), A 550 LICENSED BED ACUTE CARE HOSPITAL LOCATED IN THE CENTER CITY AREA OF PHILADELPHIA, PENNSYLVANIA; - THE CLINICAL PRACTICES OF THE UNIVERSITY OF PENNSYLVANIA ("CPUP"), THE APPROVED FACULTY PRACTICE PLAN FOR THE CLINICAL PRACTICES OF 1,355 MEMBERS OF THE MEDICAL FACULTY OF THE UNIVERSITY'S SCHOOL OF MEDICINE; - CLINICAL CARE ASSOCIATES OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("CCA"), A PRIMARY CARE PHYSICIAN NETWORK CURRENTLY EMPLOYING APPROXIMATELY 170 PHYSICIANS AT 51 OFFICE LOCATIONS IN SOUTHEASTERN PENNSYLVANIA AND THROUGH ITS NEW JERSEY AFFILIATE IN SOUTHERN NEW JERSEY; AND - WISSAHICKON HOSPICE ("WISSAHICKON HOSPICE"), A HOSPICE CARE FACILITY SERVING THE TERMINALLY ILL, LOCATED IN BALA CYNWYD, PENNSYLVANIA. HUP AND CPUP ARE OPERATING DIVISIONS OF THE UNIVERSITY. PRESBYTERIAN, PENNSYLVANIA HOSPITAL, WISSAHICKON HOSPICE AND CCA ARE SEPARATE NONPROFIT CORPORATIONS AFFILIATED WITH AND CONTROLLED BY THE UNIVERSITY. UPHS ACCEPTS PATIENTS IN SERIOUS NEED OF PROFESSIONAL MEDICAL CARE, INDEPENDENT OF THEIR FINANCIAL STATUS. THIS DEFINITION INCLUDES THOSE PATIENTS SUFFERING FROM A MEDICAL CONDITION MANIFESTING ITSELF BY ACUTE SYMPTOMS OF SUFFICIENT SEVERITY (INCLUDING SEVERE PAIN) SUCH THAT THE ABSENCE OF IMMEDIATE MEDICAL ATTENTION COULD REASONABLY BE EXPECTED TO RESULT IN (1) PLACING THE HEALTH OF THE INDIVIDUAL (OR, WITH RESPECT TO A PREGNANT WOMAN, THE HEALTH OF THE WOMAN OR HER UNBORN CHILD) IN SERIOUS JEOPARDY, OR (2) SERIOUS IMPAIRMENT TO BODILY FUNCTIONS. ACCORDINGLY, UPHS PROVIDES SERVICES TO PATIENTS, WHO MEET CERTAIN CRITERIA UNDER ITS CHARITY CARE POLICY, WITHOUT CHARGE OR AT AMOUNTS LESS THAN UPHS' ESTABLISED RATES. BECAUSE UPHS DOES NOT PURSUE COLLECTIONS, SUCH AMOUNTS HAVE BEEN EXCLUDED FROM NET PATIENT SERVICE REVENUE. UPHS ESTIMATED $8,530,062 AND $8,012,000 AROSE DURING 2013 AND 2012, RESPECTIVELY, FROM PROVIDING SERVICES TO CHARITY PATIENTS. THE ESTIMATED COSTS OF PROVIDING CHARITY SERVICES ARE BASED ON DATA DERIVED FROM A COMBINATION OF THE UPHS' COST ACCOUNTING SYSTEM AND THE RATIO OF COSTS TO CHARGES. UPHS ALSO PROVIDES CARE TO PATIENTS WHO DO NOT HAVE HEALTH INSURANCE OR MEET THE CRITERIA TO QUALIFY FOR ITS CHARITY CARE POLICY. UPHS PURSUES COLLECTION OF THESE AMOUNTS, HOWEVER CERTAIN AMOUNTS ARE DEEMED TO BE UNCOLLECTIBLE. THESE AMOUNTS ARE CLASSIFIED IN THE PROVISION FOR BAD DEBTS. UPHS' PROVISION FOR BAD DEBTS TOTALED $191,478,836 AND $182,044,000 FOR 2013 AND 2012, RESPECTIVELY. ADDITIONALLY, THE COSTS OF PROVIDING SERVICES TO ELIGIBLE WELFARE RECIPIENTS, WHO PARTICIPATE IN THE PENNSYLVANIA MEDICAL ASSISTANCE AND LOCAL MANAGED MEDICAID PROGRAMS EXCEEDED REIMBURSEMENT BY $111,179,270 AND $111,978,550 IN 2013 AND 2012, RESPECTIVELY. IN ADDITION TO PROVIDING DIRECT PATIENT CHARITY CARE AND IN FURTHERANCE OF ITS EXEMPT PURPOSE TO BENEFIT THE COMMUNITY, UPHS OPERATES EMERGENCY ROOMS OPEN TO THE PUBLIC 24-HOURS PER DAY, 7 DAYS PER WEEK; MAINTAINS RESEARCH FACILITIES FOR THE STUDY OF DISEASE AND INJURIES; PROVIDES FACILITIES FOR TEACHING AND TRAINING VARIOUS MEDICAL PERSONNEL; FACILITATES THE ADVANCEMENT OF MEDICAL AND SURGICAL EDUCATION; AND PROVIDES VARIOUS COMMUNITY SERVICES SUCH AS SCREENINGS FOR THE DETECTION OF BREAST, COLORECTAL AND SKIN CANCER, CANCER SUPPORT GROUPS, A TOLL FREE NUMBER FOR CANCER INFORMATION, FREE IMMUNIZATION SHOTS, TRAINING PROGRAMS FOR THE CITY FIRE AND POLICE DEPARTMENTS, HEALTH EDUCATION CLASSES, SPEECHES AND REGULARLY PROVIDES HEALTH RELATED INFORMATION TO TELEVISION AND RADIO NEWS PROGRAMS AND TO REPORTERS AT NEWSPAPERS AND MAGAZINES.	PART VI, LINE 6
STATE FILING OF COMMUNITY BENEFIT REPORT	N/A	PART VI, LINE 7

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	true	RecordsMaintained

Form990 Schedule I Part III Form990ScheduleIPartIII (2 entries)

Type Of GrantTypeOfGrant	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant	Method Of ValuationMethodOfValuation	Description Of Non Cash AssistanceDescriptionOfNonCashAssistance
FINANCIAL AID TO UNDERGRADUATE STUDENTS	5761	231144000	N/A	N/A
FINANCIAL AID TO GRADUATE/PROFESSIONAL STUDENTS	6534	127701000	N/A	N/A

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
PROCEDURES FOR MONITORING GRANTS/SCHOLARSHIPS AWARDED	FORM 990, SCHEDULE I, PART I, LINE 2	THE UNIVERSITY MAINTAINS A POLICY OF OFFERING QUALIFIED UNDERGRADUATE APPLICANTS ADMISSION TO THE UNIVERSITY WITHOUT REGARD TO FINANCIAL CIRCUMSTANCE. THIS POLICY PROVIDES FINANCIAL AID TO ELIGIBLE STUDENTS IN THE FORM OF DIRECT GRANTS AND EMPLOYMENT DURING THE ACADEMIC YEAR. THE UNIVERSITY MAINTAINS A NO-LOAN POLICY WHEREBY ANY QUALIFIED UNDERGRADUATE STUDENT WITH DEMONSTRATED FINANCIAL NEED RECEIVES A LOAN-FREE AID PACKAGE. STUDENTS MAY STILL BORROW AT THEIR DISCRETION TO SUPPLEMENT THEIR AID PACKAGES. AN UNDERGRADUATE STUDENT MAY ALSO BE ELIGIBLE FOR FACULTY/STAFF TUITION REMISSION AS A RESULT OF A PARENT BEING ELIGIBLE TO RECEIVE THIS BENEFIT AS A CONDITION OF THEIR EMPLOYMENT. GRADUATE/PROFESSIONAL FINANCIAL AID CAN BE AWARDED BASED ON FINANCIAL NEED, SERVICE (TEACHING FELLOWSHIPS, RESEARCH ASSISTANTSHIPS AND FELLOWSHIPS) OR OTHER CRITERIA SUCH AS MERIT/ACADEMICS. A GRADUATE/PROFESSIONAL STUDENT MAY ALSO BE ELIGIBLE FOR FACULTY/STAFF BENEFIT AS DESCRIBED ABOVE.
SUBAWARDS	FORM 990, SCHEDULE I, PART II	IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE UNIVERSITY OF PENNSYLVANIA MAKES SUB-AWARDS TO OTHER INSTITUTIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUBS-AWARDS AS "GRANTS AND ASSISTANCE" FOR FORM 990 REPORTING, SINCE THE RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY. DURING THE YEAR ENDED JUNE 30, 2013, THE UNIVERSITY OF PENNSYLVANIA MADE SUB-AWARD PAYMENTS TO 353 RECIPIENTS TOTALING $84,601,000.

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Travel For Companions	X	TravelForCompanions
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Club Dues Or Fees	X	ClubDuesOrFees
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	true	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	true	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	true	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (46 entries)

TitleTitle	Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
ROBIN BECK
VICE PRESIDENT ISC	394202	0	62000	0	17445	0	22500	0	19817	0	515964	0	0	0
CRAIG CARNAROLI
EXECUTIVE VICE PRESIDENT	666083	0	197000	0	525	0	60750	0	20900	0	945258	0	0	0
JEFFREY COOPER
VP GOVT & COMMUNITY RELATIONS	294066	0	46000	0	1912	0	27180	0	21541	0	390699	0	0	0
BONNIE GIBSON
VP BUDGET AND MGMT ANALYSIS	299418	0	48000	0	1232	0	27540	0	12022	0	388212	0	0	0
STEPHEN GOLDING
VP FINANCE AND TREASURER	360398	0	56800	0	1980	0	32749	0	19907	0	471834	0	0	0
JACK HEUER
VP HUMAN RESOURCES	325430	0	51500	0	765	0	18423	0	6894	0	403012	0	0	0
JOHN HORN
COMPTROLLER	242519	0	28900	0	860	0	25268	0	3168	0	300715	0	0	0
LARRY JAMESON
VP AND DEAN OF MEDICAL SCHOOL	1273595	0	581875	0	83280	0	280000	0	24883	0	2243633	0	0	0
LESLIE KRUHLY
VP AND SECRETARY	252782	0	44000	0	1647	0	23355	0	76068	0	397852	0	0	0
STEPHEN J MACCARTHY
VP COMMUNICATIONS	304050	0	46000	0	61668	0	28215	0	26546	0	466479	0	0	0
JOANN MITCHELL
VP INSTITUTIONAL AFFAIRS	298618	0	46000	0	1089	0	27405	0	19569	0	392681	0	0	0
ANNE PAPAGEORGE
VP FACILITIES AND REAL ESTATE	345880	0	61750	0	690	0	31635	0	13094	0	453049	0	0	0
VINCENT PRICE
PROVOST	591156	0	173000	0	61875	0	54090	0	41012	0	921133	0	60835	0
GREGORY ROST
VP AND CHIEF OF STAFF	384471	0	68500	0	690	0	35235	0	24209	0	513105	0	0	0
ARTHUR RUBENSTEIN
FORMER VP, DEAN OF MED SCHOOL	923993	0	0	0	6180	0	22500	0	22916	0	975589	0	0	0
MAUREEN RUSH
VP PUBLIC SAFETY	253619	0	40600	0	2786	0	23378	0	16617	0	337000	0	0	0
WENDY WHITE
SR VP AND GENERAL COUNSEL	562466	0	96000	0	1980	0	51120	0	18815	0	730381	0	0	0
MARIE WITT
VP BUSINESS SERVICES	276095	0	42000	0	703	0	25920	0	27346	0	372064	0	0	0
JOHN ZELLER
VP DEVELOPMENT AND ALUMNI RELS	505653	0	90000	0	1980	0	27761	0	29785	0	655179	0	0	0
ANDREW BINNS
ASSOCIATE PROVOST	299059	0	0	0	1947	0	22500	0	19530	0	343036	0	0	0
KATHY BRAMWELL
VICE DEAN OF SAS	253895	0	0	0	459	0	22500	0	15316	0	292170	0	0	0
PATRICK BRENNAN
SR VP & CHIEF MEDICAL OFFICER	410383	0	204960	0	111802	0	31950	0	27781	0	786876	0	58494	0
REBECCA V BUSHNELL
DEAN OF SAS	377216	0	67000	0	1290	0	34403	0	24975	0	504884	0	0	0
REBECCA COOKE
VICE DEAN OF ADMINISTRATION	346684	0	134400	0	5781	0	22395	0	20253	0	529513	0	0	0
MICHAEL J DANDORPH
SR VP BUSINESS DEVELOPMENT	507526	0	234147	0	107454	0	100600	0	22717	0	972444	0	0	0
PETER DEGNAN
SENIOR ASSOCIATE DEAN	334513	0	0	0	690	0	22500	0	18159	0	375862	0	0	0
STEVEN J FLUHARTY
VICE PROVOST FOR RESEARCH	416241	0	0	0	1040	0	10000	0	20281	0	447562	0	0	0
GLEN N GAULTON
VICE DEAN, SCHOOL OF MEDICINE	512588	0	205868	0	20347	0	31950	0	14633	0	785386	0	0	0
KRISTIN GILBERTSON
CHIEF INVESTMENT OFFICER	555289	0	1119380	0	450	0	22500	0	8668	0	1706287	0	0	0
DAVID HARKINS
INT. CHIEF INVESTMENT OFFICER	360921	0	265890	0	300	0	22500	0	21010	0	670621	0	0	0
ELIZABETH B JOHNSTON
EXECUTIVE DIRECTOR CPUP	539216	0	247879	0	167299	0	106500	0	8252	0	1069146	0	139844	0
KEITH KASPER
CFO, UPHS	534705	0	243224	0	206486	0	104500	0	22266	0	1111181	0	141756	0
TREVOR LEWIS
INTERIM VICE DEAN OF SAS	283719	0	0	0	317	0	22500	0	20818	0	327354	0	0	0
KEVIN MAHONEY
SENIOR VP, CHIEF ADMIN OFFICER	550464	0	259613	0	177871	0	107500	0	22098	0	1117546	0	127177	0
GAIL MORRISON
VICE DEAN, EDUCATION SOM	448613	0	173184	0	25561	0	31950	0	97558	0	776866	0	0	0
RALPH MULLER
CEO, UPHS	1401388	0	643055	0	314903	0	0	0	18230	0	2377576	0	0	0
PHILIP OKALA
SR VP BUSINESS DEVELOPMENT	313457	0	123205	0	17758	0	47025	0	21182	0	522627	0	0	0
PETER D QUINN MD DMD
SR VP, VICE DEAN, PROF SERVICE	793814	0	366581	0	173718	0	22500	0	17313	0	1373926	0	0	0
THOMAS ROBERTSON
DEAN OF WHARTON	578380	0	82000	0	53609	0	22500	0	15651	0	752140	0	0	0
GARRY L SCHEIB
COO, UPHS	864635	0	400330	0	246529	0	172000	0	16454	0	1699948	0	215150	0
MICHAEL SEAN GRADY MD
SURGEON - NEUROSURGERY	1264768	0	484140	0	124525	0	36236	0	28708	0	1938377	0	120622	0
THOMAS L SPRAY MD
CHOP- SURGERY	1395973	0	0	0	451149	0	22500	0	11154	0	1880776	0	0	0
PAUL MARCOTTE MD
NEUROSURGERY	1277816	0	0	0	314019	0	31950	0	6510	0	1630295	0	0	0
JOHN PAUL DORMANS MD
SURGERY- ORTHOPAEDIC	643710	0	0	0	823176	0	22500	0	55103	0	1544489	0	0	0
WILLIAM C WELCH MD
NEUROSURGERY	1266461	0	0	0	206694	0	31950	0	21344	0	1526449	0	0	0
DR AMY GUTMANN
PRESIDENT, EX-OFFICIO TRUSTEE	1123376	0	942500	0	366925	0	346500	0	41151	0	2820452	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DETAIL REGARDING CERTAIN ADDITIONAL BENEFITS PROVIDED	FORM 990, SCHEDULE J, LINE 1A	FIRST CLASS OR CHARTER TRAVEL THE MODE OF AIR TRAVEL UTILIZED BY UNIVERSITY EMPLOYEES IS EXPECTED TO BE THE LEAST COSTLY OPTION, CONSISTENT WITH THE ITINERARY AND PARTICULAR UNIVERSITY BUSINESS PURPOSE INVOLVED. ON FEDERALLY FUNDED PROJECTS, COMPLIANCE WITH THE FLY AMERICA ACT TAKES PRECEDENCE OVER CHOOSING A LESS EXPENSIVE FOREIGN CARRIER. IN CERTAIN LIMITED CIRCUMSTANCES, CERTAIN INDIVIDUALS MAY TRAVEL FIRST CLASS. ANY FIRST CLASS EXCEPTIONS TO THE UNIVERSITY'S POLICY ARE SUBJECT TO APPROPRIATE REVIEW AND APPROVAL. TRAVEL FOR COMPANIONS TRAVEL EXPENSES OF A SPOUSE (OR DEPENDENT) MAY BE PROVIDED BY THE UNIVERSITY AS A REGULAR BUSINESS EXPENSE ONLY IF THE TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. FURTHER, TRAVEL EXPENSES FOR SPOUSES AND DEPENDENTS ARE ALLOWABLE DURING THE INTERVIEW PROCESS PRIOR TO AN EMPLOYMENT OFFER, SINCE EMPLOYMENT IS CONSIDERED A FAMILY DECISION. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS THE UNIVERSITY MAY PROVIDE TAX GROSS-UP PAYMENTS UNDER CERTAIN CIRCUMSTANCES WITH APPROPRIATE APPROVAL. THE UNIVERSITY DOES NOT GENERALLY PROVIDE TAX INDEMNIFICATIONS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/HEALTH OR SOCIAL CLUB DUES/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT IS REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE UNIVERSITY ALSO PROVIDES A HEALTH/SOCIAL CLUB MEMBERSHIP, TO BE USED BY THE PRESIDENT IN CONNECTION WITH HER DUTIES. THE PRESIDENT IS RESPONSIBLE FOR ANY PERSONAL USE OF THE CLUB MEMBERSHIP, HOUSEHOLD STAFF OR OTHER PERSONAL EXPENSES INCURRED.
SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PARTICIPATION	FORM 990, SCHEDULE J, LINE 4B	THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") MAINTAINS A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN ("SERP") DESIGNED FOR SENIOR ADMINISTRATORS AND DEANS OF THE UNIVERSITY AS DESIGNATED BY THE BOARD OF TRUSTEES WHO HAVE MADE THE 5% EMPLOYEE CONTRIBUTION TO THE UNIVERSITY'S 403(B) PLAN, HAVE UNIVERSITY COMPENSATION OVER CERTAIN IRS PROSCRIBED THRESHOLDS, AND ARE ACTIVELY EMPLOYED BY THE UNIVERSITY WHEN THE CONTRIBUTION IS MADE. VESTING IN THE SERP OCCURS AFTER EACH THREE YEARS OF PARTICIPATION AND UPON THE OCCURRENCE OF CERTAIN EVENTS (ATTAINMENT OF AGE 65, DEATH, DISABILITY, OR INVOLUNTARY TERMINATION WITHOUT "CAUSE"). CONTRIBUTIONS FOR THOSE WHO HAVE REACHED AGE 65 WILL BE FULLY VESTED WHEN MADE. UPON REACHING A VESTING DATE, PARTICIPANTS WILL AUTOMATICALLY RECEIVE A "PARTIAL" DISTRIBUTION WHICH WILL BE WITHHELD TO SATISFY THE TAX CONSEQUENCES OF VESTING. THE BALANCE OF VESTED SERP ACCOUNT WILL REMAIN IN THE PLAN AND WILL BE DISTRIBUTED (PLUS OR MINUS INVESTMENT EARNINGS/LOSSES) UPON TERMINATION OF EMPLOYMENT. PARTICIPANTS WHO VOLUNTARILY TERMINATE BEFORE VESTING WILL FORFEIT THE BALANCE IN THEIR ACCOUNTS. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, LINE 1A PARTICIPATED IN THE UNIVERSITY SERP PLAN DURING THE YEAR AND/OR RECEIVED EMPLOYER PAID AMOUNTS DURING THE YEAR: BECK, ROBIN- NO DISTRIBUTION BUSHNELL, REBECCA V.- $14,087 CARNAROLI, CRAIG- $45,446 COOPER, JEFFREY- NO DISTRIBUTION GIBSON, BONNIE- $4,790 GOLDING, STEPHEN- NO DISTRIBUTION HEUER, JACK- $8,644 HORN, JOHN- NO DISTRIBUTION KRUHLY, LESLIE- $502 MACCARTHY, STEPHEN J.- NO DISTRIBUTION MITCHELL, JOANN- $4,419 PAPAGEORGE, ANNE- $9,643 PRICE, VINCENT- NO DISTRIBUTION ROBERTSON, THOMAS- NO DISTRIBUTION ROST, GREGORY- $15,197 RUSH, MAUREEN- $555 WHITE, WENDY- $31,806 WITT, MARIE- $2,567 ZELLER, JOHN- $23,888 THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM (THE "HEALTH SYSTEM") MAINTAINS A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN ("SERP") DESIGNED FOR SENIOR ADMINISTRATORS OF THE HEALTH SYSTEM, AS DESIGNATED BY THE BOARD OF TRUSTEES, WHO ARE ACTIVELY EMPLOYED BY THE HEALTH SYSTEM WHEN THE CONTRIBUTIONS ARE MADE. VESTING IN THE SERP OCCURS AFTER EACH THREE YEARS OF PARTICIPATION AND UPON THE OCCURRENCE OF CERTAIN EVENTS (ATTAINMENT OF AGE 65, DEATH, DISABILITY, OR INVOLUNTARY TERMINATION WITHOUT "CAUSE"). CONTRIBUTIONS FOR THOSE WHO HAVE REACHED AGE 65 WILL BE FULLY VESTED WHEN MADE. UPON REACHING A VESTING DATE, PARTICIPANTS WILL AUTOMATICALLY RECEIVE A FULL DISTRIBUTION WHICH IS TAXABLE AS EARNED INCOME. PARTICIPANTS WHO VOLUNTARILY TERMINATE BEFORE VESTING WILL FORFEIT THE BALANCE IN THEIR ACCOUNTS. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, LINE 1A PARTICIPATED IN THE HEALTH SYSTEM SERP PLAN DURING THE YEAR AND/OR RECEIVED EMPLOYER PAID AMOUNTS DURING THE YEAR: DANDORPH, MICHAEL- $112,578 JOHNSTON, ELIZABETH- $124,457 KASPER, KEITH- $114,882 MAHONEY, KEVIN- $123,287 MULLER, RALPH- $287,337 OKALA, PHILIP- $27,586 QUINN, PETER D.- NO DISTRIBUTION SCHEIB, GARRY- $198,879
PROVISION OF NON-FIXED PAYMENTS	FORM 990, SCHEDULE J, LINE 7	THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA PROVIDES DISCRETIONARY BONUS AND/OR INCENTIVE COMPENSATION PAYMENTS TO ELIGIBLE EMPLOYEES. PAYMENTS MADE TO ANY DISQUALIFIED PERSON, AS DESCRIBED IN INTERNAL REVENUE CODE SECTION 4958, ARE APPROVED BY THE COMPENSATION COMMITTEE THROUGH THE PROCESS DESCRIBED IN FORM 990, PART VI, SECTION B, LINE 15.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
PA HIGHER ED FACILITIES AUTHORITY- SERIES A&B 2005
A	222243852	70917NR97	2005-01-12	112618284	REFUND 1995 BONDS; SPRINKLER SYSTM	false	false	false
PA HIGHER ED FACILITIES AUTHORITY- SERIES C 2005
B	222243852	70917N7V0	2005-08-18	146112644	REDEEM 1998 BONDS; CAP PROJECTS	false	false	false
PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2009
C	222243852	70917RUS2	2009-03-16	228289883	VARIOUS CAPITAL PROJECTS	false	false	false
PA HIGHER ED FACILITIES AUTHORITY- SERIES B 2009
D	222243852	70917RUS2	2009-03-16	44226561	REFUND 2008A (REFUNDING 2002B)	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCd	Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Other Spent ProceedsOtherSpentProceeds	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A	71353284	112618284	273585	5039284	107305415	2005	true	true	true	true
B	18840644	146112644	945629	70126989	75040026	2006	false	true	true	true
C	9307883	228463615	1585008	194666046	32212561	2011	false	false	true	true
D	5547561	44226561	327620	0	43898941	2002	true	false	true	true

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Any Research AgreementsAnyResearchAgreements	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI	Total Private Business UseTotalPrivateBusinessUse	Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest	Change In Use Bond Financed PropChangeInUseBondFinancedProp	Prcntge Bond Financed PropPrcntgeBondFinancedProp	Remedial Action TakenRemedialActionTaken	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A	false	false	false	false	0.00000	0.00350	0.00350	false	false	0.00000	false	true
B	false	true	false	false	0.00314	0.00989	0.01303	false	false	0.00000	false	true
C	false	false	false	false	0.00000	0.00000	0.00000	false	false	0.00000	false	true
D					0.00000	0.00000	0.00000

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Exception To RebateExceptionToRebate	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line1NameOfGICProvider/BusinessNameLine1	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
0
A	false	true	false	false	false	0	false	true
0
B	false	true	false	false	false	0	false	true
0
C	false	true	false	false	false	0	false	true
0
D	false	true	false	false	false	0	false	true

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	true
B	true
C	true
D	true

Form990 Schedule K Part VI Form990ScheduleKPartVI (4 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
TAX-EXEMPT BONDS- ADDITIONAL CUSIP # INFORMATION	FORM 990, SCHEDULE K, PART I, ROW A, ITEM (C)	THE FOLLOWING IS AN ADDITIONAL CUSIP# FOR THE PA HIGHER ED FACILITIES AUTHORITY- SERIES A & B OF 2005- 70917NQ72 -------------------
TAX-EXEMPT BONDS- DESCRIPTION OF BOND ISSUES: ALLOCATION OF PROCEEDS	FORM 990, SCHEDULE K, PART I	A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES A 2012 BOND ISSUE HAS BEEN ALLOCATED TO PENNSYLVANIA HOSPITAL OF UPHS (EIN 31-1538725) AND TO PRESBYTERIAN MEDICAL CENTER (EIN 23-2810852), RELATED IRC SECTION 501(C)(3) ORGANIZATIONS. SINCE THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA ("UNIVERSITY") REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE UPHS SERIES A 2012 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUSTANDING BALANCE WAS $29,830,493 FOR PENNSYLVANIA HOSPITAL AND $22,372,870 FOR PRESBYTERIAN MEDICAL CENTER AS OF JUNE 30, 2013. A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES A 2011 BOND ISSUE HAS BEEN ALLOCATED TO PENNSYLVANIA HOSPITAL OF UPHS (EIN 31-1538725) AND TO PRESBYTERIAN MEDICAL CENTER (EIN 23-2810852), RELATED IRC SECTION 501(C)(3) ORGANIZATIONS. SINCE THE UNIVERSITY REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE UPHS SERIES A 2011 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUSTANDING BALANCE WAS $14,897,097 FOR PENNSYLVANIA HOSPITAL AND $14,897,097 FOR PRESBYTERIAN MEDICAL CENTER AS OF JUNE 30, 2013. A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES A OF 2008 BOND ISSUE HAS BEEN ALLOCATED TO PENNSYLVANIA HOSPITAL OF UPHS (EIN 31-1538725), A RELATED IRC SECTION 501(C)(3) ORGANIZATION. SINCE THE UNIVERSITY REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE SERIES A OF 2008 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUSTANDING BALANCE FOR PENNSYLVANIA HOSPITAL WAS $19,136,265 AS OF JUNE 30, 2013. A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES A OF 2005 BOND ISSUE HAS BEEN ALLOCATED TO PRESBYTERIAN MEDICAL CENTER (EIN 23-2810852), A RELATED IRC SECTION 501(C)(3) ORGANIZATION. SINCE THE UNIVERSITY REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE SERIES A OF 2005 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUSTANDING BALANCE FOR PRESBYTERIAN MEDICAL CENTER WAS $26,248,854 AS OF JUNE 30, 2013. -------------------
TAX-EXEMPT BONDS- ADDITIONAL DETAIL FOR PROCEEDS OF ISSUES	FORM 990, SCHEDULE K, PART II, LINE 3	FOR PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2009, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $173,732 IN TOTAL INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2011, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $5,086 IN TOTAL INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES B 2005, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $1,165,427 IN TOTAL INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES A 2011, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $297 IN TOTAL INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES A 2012, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $26,708 IN TOTAL INVESTMENT EARNINGS. -------------------
TAX-EXEMPT BONDS- ADDITIONAL DETAIL FOR PRIVATE BUSINESS USE PERCENTAGES	FORM 990, SCHEDULE K, PART III	FOR THE PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES A OF 2012, SERIES A OF 2011, UPHS SERIES A OF 2011, SERIES A OF 2009, AND UPHS SERIES A OF 2008, THE UNIVERSITY HAS SPECIFICALLY ALLOCATED EQUITY TO ALL SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME. AS SUCH, THE UNIVERSITY HAS REPORTED NO PRIVATE BUSINESS USE FOR THESE BOND SERIES ON FORM 990, SCHEDULE K, PART III, LINES 4 AND 5.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
PA HIGHER ED FACILITIES AUTHORITY- SERIES C 2009
A	222243852	70917RUS2	2009-03-16	31057669	PARTIAL REFUND OF 1998 BONDS	false	false	false
PA HIGHER ED FACILITIES AUTHORITY- SERIES OF 2010
B	222243852	70917RP33	2010-10-13	77125325	COMPLETE REFUND OF 1998 BONDS	false	false	false
PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2011
C	222243852	70917RS30	2011-03-02	150994928	CONSTRUCTION/RENOVATION PROJECTS	false	false	false
WASHINGTON COUNTY AUTHORITY- SERIES OF 2004
D	222243852	938591BF0	2004-05-27	62500000	REDEEM 1985 BONDS	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCd	Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Other Spent ProceedsOtherSpentProceeds	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A	932669	31057669	224995	0	30832674	1998	true	false	true	true
B	769325	77125325	547309	0	76578016	1998	true	false	true	true
C	98928	151000014	815635	150187379	0	2011	false	false	true	true
D	5000000	62500000	465649	0	62034351	2004	true	false	true	true

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Any Research AgreementsAnyResearchAgreements	Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest	Change In Use Bond Financed PropChangeInUseBondFinancedProp	Remedial Action TakenRemedialActionTaken	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A
B
C	false	false	false	false	false	false	false	true
D

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Exception To RebateExceptionToRebate	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line1NameOfGICProvider/BusinessNameLine1	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
0
A	false	true	false	false	false	0	false	true
0
B	false	true	false	false	false	0	false	true
0
C	false	true	false	false	false	0	false	true
0
D	false	true	true	false	false	0	false	true

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	true
B	true
C	true
D	true

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES A 2005
A	222243852	70917NX41	2005-02-16	295526878	REFUND SERIES A 1996	false	false	false
PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES B 2005
B	222243852	70917NX41	2005-02-16	89118513	CTR FOR ADV MED FACILITY	false	false	false
PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES A 2008
C	222243852	70917RPY5	2008-04-16	105805000	REFUND PHX 2002; CAPITAL PROJECTS	false	false	false
PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES B 2008
D	222243852	70917RTN5	2008-11-05	198316551	REFUND UPHS SERIES C&D 2005	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCd	Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Credit EnhancementCreditEnhancement	Capital ExpendituresCapitalExpenditures	Other Spent ProceedsOtherSpentProceeds	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A	121115878	295526878	348073	5082378	0	290096427	1996	false	true	true	true
B	48046513	90283940	95577	1339245	33129342	55719776	2010	false	true	true	true
C	19295000	105805000	786485	79656	81538099	23400760	2009	true	false	true	true
D	0	198316551	2241551	0	0	196075000	2005	true	false	true	true

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCd	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI	Total Private Business UseTotalPrivateBusinessUse	Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Engage Bond Counsel ContractsEngageBondCounselContracts	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest	Change In Use Bond Financed PropChangeInUseBondFinancedProp	Remedial Action TakenRemedialActionTaken	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A	0.00000	0.00000	0.00000
B	0.01154	0.00011	0.01165	false	true	true	true	true	true	false	false	false	true
C	0.00000	0.00000	0.00000	false	false	false		false		false	false	false	true
D	0.00138	0.00015	0.00153	false	true	true	true	true	true	false	false	false	true

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Exception To RebateExceptionToRebate	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line1NameOfGICProvider/BusinessNameLine1	Term Of GICTermOfGIC	Regulatory Safe Harbor SatisfiedRegulatorySafeHarborSatisfied	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
0
A	false	true	false	false	true	WACHOVIA BANK	1.58	true	false	true
0
B	false	true	false	false	true	WACHOVIA BANK	1.58	true	false	true
0
C	false	true	true	false	false	0			false	true
0
D	false	true	false	false	false	0			false	true

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	true
B	true
C	true
D	true

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES A 2011
A	222243852	70917RT47	2011-03-02	148861396	CONSTRUCTION/RENOVATION PROJECTS	false	false	false
PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES A 2012
B	222243852	70917R5B7	2012-05-02	149995567	EXPANSION/FACILITY ENHANCEMENT	false	false	false
PHILA AUTHORITY FOR IND DEVELOPMENT- SERIES 2007
C	222237287	71781QCU0	2007-04-27	9300000	LAND & PROPERTY ACQ/IMPROVEMENTS	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)

Bond ReferenceBondReferenceCd	Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Amount UnspentAmountUnspent	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A	0	148861693	1061385	147800308	0	2012	false	false	true	true
B	843567	150022275	1006804	143838829	5176642	2013	false	false	false	true
C	0	9300000	186000	9114000	0	2007	false	false	true	true

Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Any Research AgreementsAnyResearchAgreements	Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest	Change In Use Bond Financed PropChangeInUseBondFinancedProp	Remedial Action TakenRemedialActionTaken	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A	false	false	false	false	false	false	false	true
B	false	false	false	false	false	false	false	true
C	false	false	false	false	false	false	false	true

Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Exception To RebateExceptionToRebate	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line1NameOfGICProvider/BusinessNameLine1	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
0
A	false	true	false	false	false	0	false	true
0
B	false	true	false	false	false	0	false	true
0
C	false	true	true	false	false	0	false	true

Form990 Schedule K Part V Form990ScheduleKPartV (3 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	true
B	true
C	true

Schedule L IRS990ScheduleL

Loan Table LoanTable (3 entries)

Relationship With OrganizationRelationshipWithOrganization	Purpose Of LoanPurposeOfLoan	Loan From OrganizationLoanFromOrganization	Original PrincipalOriginalPrincipalAmount	Balance DueBalanceDue	DefaultDefault	Approved By BoardApprovedByBoard	Written AgreementWrittenAgreement
AMY GUTMANN
PRESIDENT, TRUSTEE	EMPLOYEE LOAN	X	$700,000	240000	false	true	true
ANDREW PORTER
DEAN, GSE	EMPLOYEE LOAN	X	$150,000	21429	false	true	true
MARILYN J TAYLOR
DEAN, SOD	EMPLOYEE LOAN	X	$150,000	2500	false	true	true

Field	Value	IRS element (for citing)
Total Balance Due	263929	TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV (7 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
COMCAST CORPORATION
COMMON TRUSTEE/OFFICER	675620	PROGRAMMING/ADVERTISING SRVCS	false
GENERAL ELECTRIC COMPANY
COMMON TRUSTEE/OFFICER	10311136	MEDICAL DEVICES/SERV CONTRACTS	false
GOLDMAN SACHS
COMMON TRUSTEE/OFFICER	3497979	DERIVATIVE OPERATIONS	false
GOLDMAN SACHS
COMMON TRUSTEE/OFFICER	11900000	POSTING OF COLLATERAL/RETURNS	false
JP MORGAN ASSET MANAGEMENT
COMMON TRUSTEE/OFFICER	1647057	PENSION PLAN CONTRIB/SERVICES	false
DIVERSIFIED SEARCH
COMMON TRUSTEE/OFFICER	265960	EXECUTIVE SEARCH SERVICES	false
XEROX
COMMON TRUSTEE/DIRECTOR	1074583	TECHNOLOGY AND BUSINESS SERVS	false

Form990 Schedule L Part V Form990ScheduleLPartV (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS	FORM 990, SCHEDULE L, PART III	CERTAIN OFFICERS AND/OR KEY EMPLOYEES OF THE UNIVERSITY MAY RECEIVE TUITION ASSISTANCE FROM THE ORGANIZATION. THE AMOUNT OF SUCH ASSISTANCE HAS BEEN ACCOUNTED FOR AS A COMPONENT OF OVERALL COMPENSATION REPORTED FOR EACH APPLICABLE OFFICER/KEY EMPLOYEE ON FORM 990, PART VII. AS A RESULT, PURSUANT TO THE FORM 990, SCHEDULE L INSTRUCTIONS, SUCH AMOUNTS HAVE NOT BEEN ALSO REPORTED ON SCHEDULE L, PART III.
SUPPLEMENTAL INFORMATION REGARDING BUSINESS TRANSCATIONS INV. INT. PERSONS	FORM 990, SCHEDULE L, PART IV, ITEM #2	THE GENERAL ELECTRIC COMPANY MEDICAL DEVICES/SERV CONTRACTS LINE ITEM REPRESENTS COMBINED PAYMENTS MADE TO VARIOUS SUBDIVIONS OF THE GENERAL ELECTRIC COMPANY FOR THE PURCHASE OF VARIOUS MEDICAL DEVICES AND RELATED SERVICE CONTRACTS. FORM 990, SCHEDULE L, PART IV, ITEM #4 THE GOLDMAN SACHS POSTING OF COLLATERAL/RETURNS SIGNIFIES COLLATERAL REQUIRED TO BE POSTED UNDER THE TERMS OF THE INTEREST RATE SWAP AGREEMENT IF CERTAIN THRESHOLDS ARE MET. THE AMOUNT REPRESENTS COLLATERAL POSTED DURING THE FISCAL YEAR. THE FULL AMOUNT OF COLLATERAL POSTED DURING THE FISCAL YEAR WAS RETURNED BY THE END OF THE FISCAL YEAR AND THERE WAS NO COLLATERAL POSTED AT FISCAL YEAR END.
ADDITIONAL SUPPLEMENTAL INFORMATION REGARDING BUSINESS TRANSACTIONS	FORM 990, SCHEDULE L, PART IV	TRUSTEE DAVID L. COHEN, ESQ. IS ALSO AN OFFICER OF COMCAST CORPORATION. TRUSTEE PAMELA DALEY, ESQ. IS ALSO AN OFFICER OF GENERAL ELECTRIC COMPANY. TRUSTEE MARK O. WINKELMAN IS ALSO AN OFFICER OF GOLDMAN SACHS. TRUSTEE LEE SPELMAN DOTY IS ALSO AN OFFICER OF JP MORGAN ASSET MANAGEMENT. TRUSTEE MARIE A. SAVARD, MD IS ALSO AN OFFICER OF DIVERSIFIED SEARCH. TRUSTEE ANN NOLAN REESE IS ALSO A DIRECTOR OF XEROX.

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	5	NumberOfContributions
Noncash Contribs Rptd F990	2140065	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Art Historical Treasures		ArtHistoricalTreasures
Art Fractional Interest		ArtFractionalInterest

Books And Publications BooksAndPublications

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Noncash Contribs Rptd F990	6411338	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Clothing And Household Goods		ClothingAndHouseholdGoods
Cars And Other Vehicles		CarsAndOtherVehicles
Boats And Planes		BoatsAndPlanes
Intellectual Property		IntellectualProperty
Securities Publicly Traded		SecuritiesPubliclyTraded
Securities Closely Held Stock		SecuritiesCloselyHeldStock
Securities Prtnrshp Trust Intrsts		SecuritiesPrtnrshpTrustIntrsts

Securities Miscellaneous SecuritiesMiscellaneous

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	566	NumberOfContributions
Noncash Contribs Rptd F990	76292614	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Qualified Contrib Hist Struct		QualifiedContribHistStruct
Qualified Contrib Other		QualifiedContribOther
Real Estate Residential		RealEstateResidential
Real Estate Commercial		RealEstateCommercial
Real Estate Other		RealEstateOther
Collectibles		Collectibles
Food Inventory		FoodInventory
Drugs And Medical Supplies		DrugsAndMedicalSupplies
Taxidermy		Taxidermy
Historical Artifacts		HistoricalArtifacts
Scientific Specimens		ScientificSpecimens
Archaeological Artifacts		ArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (2 entries)

Non Cash CheckboxNonCashCheckbox	DescriptionDescription	Number Of ContributionsNumberOfContributions	Noncash Contribs Rptd F990NoncashContribsRptdF990	Method Of Determining RevenuesMethodOfDeterminingRevenues
X	DONATED EQUIPMENT	10	3990308	FAIR MARKET VALUE
X	OTHER GIFTS IN KIND	9	766341	FAIR MARKET VALUE

Field	Value	IRS element (for citing)
Number Of8283 Received	30	NumberOf8283Received
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	true	ReviewProcessUnusualNCGifts
Third Parties Used	true	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

Field	Value	IRS element (for citing)
Identifier	UTILIZATION OF THIRD PARTIES FOR SALES	Identifier
Return Reference	SCHEDULE M, PART I, LINE 32B	ReturnReference
Explanation	IN RARE INSTANCES WHERE NON-RARE, DUPLICATE, DONATIONS OF ART, HISTORICAL ASSETS OR OTHER SIMILAR ASSETS ARE RECEIVED, SUCH ITEMS MAY BE SENT TO A NON-PROFIT VENDOR FOR RESALE. THE UNIVERSITY THEN RECEIVES A PORTION OF THE SALES PRICE. THE TOTAL ACTIVITY WITH THIS VENDOR TYPICALLY GENERATES LESS THAN $2,000 PER YEAR.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (7 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS	FORM 990, PART IV, LINE 28 AND FORM 990, SCHEDULE L, PART IV	DURING THE NORMAL COURSE OF ITS OPERATIONS AND AFTER APPROPRIATE REVIEW THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") MAY OCCASIONALLY TRANSACT BUSINESS WITH PERSONS AND/OR ORGANIZATIONS DESCRIBED ON FORM 990, PART IV, LINE 28. IN THIS REGARD, THE UNIVERSITY ADHERES TO A CONFLICT OF INTEREST POLICY AND ANY SUCH TRANSACTIONS ARE CONDUCTED AT AN ARMS-LENGTH BASIS.
FORM 990 REVIEW PROCESS	FORM 990, PART VI, SECTION B, LINE 11	THE FIRST DRAFT OF THE FEDERAL FORM 990 IS RECEIVED FROM OUR TAX CONSULTING FIRM, PRICEWATERHOUSECOOPERS LLP ("PWC"), ON OR BEFORE MARCH 15TH OF THE FILING YEAR AND REVIEWED BY THE ASSOCIATE COMPTROLLER. THE FORM 990 IS THEN DISTRIBUTED TO VARIOUS SENIOR FINANCIAL MANAGEMENT OFFICIALS, INCLUDING THE COMPTROLLER, CFO OF THE HEALTH SYSTEM AND VICE PRESIDENT FOR FINANCE AND TREASURER PRIOR TO MEETING WITH PWC AND THE ASSOCIATED COMPTROLLER TO DISCUSS AND FINALIZE THE FORM. A "FINAL" DRAFT COPY OF THE FEDERAL FORM 990 IS DISTRIBUTED ELECTRONICALLY TO THE AUDIT AND COMPLIANCE COMMITTEE APPROXIMATELY 6 WEEKS PRIOR TO THE FILING DEADLINE. A TELECONFERENCE IS ESTABLISHED WITHIN 3 WEEKS FROM THE DISTRIBUTION DATE TO DISCUSS QUESTIONS, CONCERNS AND ISSUES. ATTENDEES INCLUDE THE MEMBERS OF THE AUDIT AND COMPLIANCE COMMITTEE, ASSOCIATE VP FOR AUDIT, COMPLIANCE AND PRIVACY, AND THE ASSOCIATE COMPTROLLER. THE FINAL COPY OF THE FEDERAL FORM 990 IS POSTED TO THE TRUSTEES WEB SITE FOR DISTRIBUTION AND REVIEW TO ALL TRUSTEES PRIOR TO THE ACTUAL FILING DEADLINE.
CONFLICT OF INTEREST POLICY	FORM 990, PART VI, SECTION A, LINE 12C	EACH COVERED PERSON* ANNUALLY SHALL COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE PROVIDED BY THE UNIVERSITY AND SHALL UPDATE SUCH QUESTIONNAIRE PROMPTLY AS NECESSARY TO REFLECT CHANGES DURING THE COURSE OF THE YEAR. FORMER BOARD MEMBERS WHO ARE NOT TRUSTEES EMERITI ARE ENCOURAGED BUT NOT REQUIRED TO COMPLETE THE QUESTIONNAIRE DURING THE FIVE-YEAR PERIOD FOLLOWING COMPLETION OF THEIR TERMS. COMPLETED QUESTIONNAIRES SHALL BE RETURNED TO THE OFFICE OF THE SECRETARY AND SHALL BE SUBJECT TO REVIEW BY SUCH OFFICE AND THE OFFICE OF THE GENERAL COUNSEL, AS WELL AS BY ANY OUTSIDE LEGAL COUNSEL AND/OR AUDITORS WHO MAY BE APPOINTED TO ADVISE THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES APPOINTED TO OVERSEE THIS POLICY. COMPLETED QUESTIONNAIRES ALSO SHALL BE AVAILABLE FOR INSPECTION BY ANY BOARD MEMBER. *COVERED PERSONS INCLUDE: (1) VOTING MEMBERS OF THE BOARD OF TRUSTEES (INCLUDING CHARTER TRUSTEES, TERM TRUSTEES, ALUMNI TRUSTEES, AND COMMONWEALTH TRUSTEES); (2) TRUSTEES EMERITI WHO HAVE SERVED IN THAT CAPACITY FOR FIVE YEARS OR LESS; (3) OTHER FORMER VOTING TRUSTEES FOR A PERIOD OF FIVE YEARS FROM THE END OF THEIR TERM AS SUCH; (4) OFFICERS AS DEFINED IN THE STATUTES; (5) MEMBERS OF THE INVESTMENT BOARD; AND (5) KEY EMPLOYEES. EACH COVERED PERSON (EXCEPT FORMER BOARD MEMBERS WHO ARE NOT TRUSTEES EMERITI) SHALL BE REQUIRED TO ACKNOWLEDGE, NOT LESS THAN ANNUALLY, THAT HE OR SHE HAS READ AND IS IN COMPLIANCE WITH THIS POLICY.
COMPENSATION PROCESS	FORM 990, PART VI, SECTION B, LINE 15	THE MEMBERSHIP OF THE COMPENSATION COMMITTEE CONSISTS OF AT LEAST 5 DISINTERESTED, VOTING MEMBERS OF THE BOARD OF THE TRUSTEES. THE COMMITTEE HAS THE AUTHORITY AND RESPONSIBILITY BOTH FOR PROVIDING OVERSIGHT AND REVIEW OF THE EXECUTIVE COMPENSATION PROCESS, OVERSIGHT AND REVIEW OF THE ACTUAL COMPENSATION DECISIONS, AND FOR REVIEWING ACTUAL AND PERCEIVED CONFLICT OF INTEREST TRANSACTIONS INVOLVING TRUSTEES AND STATUTORY OFFICERS ACCORDING TO GUIDELINES ESTABLISHED BY THE UNIVERSITY'S CONFLICT-OF-INTEREST POLICY AS ADOPTED BY THE BOARD OF TRUSTEES. THE COMMITTEE ADOPTS AND IMPLEMENTS EXECUTIVE COMPENSATION PRINCIPLES, AND IS ACCOUNTABLE FOR THE COMPENSATION AND BENEFITS ARRANGEMENTS OF THE PRESIDENT AND HER DIRECT REPORTS, THE STATUTORY OFFICERS, SENIOR ACADEMIC OFFICIALS, DEANS, OTHER KEY EMPLOYEES, AND ALL THOSE INDIVIDUALS WHO ARE POTENTIAL DISQUALIFIED PERSONS WITHIN THE MEANING OF THE INTERMEDIATE SANCTIONS LEGISLATION. THE COMMITTEE MAY PERIODICALLY REVIEW THE COMPENSATION AND BENEFITS OF OTHER HIGHLY COMPENSATED INDIVIDUALS, EVEN IF THEY ARE NOT DEEMED TO EXERCISE "SUBSTANTIAL INFLUENCE" OVER THE UNIVERSITY. THE COMPENSATION SUBCOMMITTEE (CREATED TO CONFORM TO CERTAIN PROCEDURES IN DOCUMENTING REASONABLE SALARIES FOR THE OFFICERS OF THE UNIVERSITY), MEETS AT LEAST TWICE A YEAR TO REVIEW APPROPRIATE DATA, INCLUDING COMPARABLE SALARIES, IN ORDER TO REPORT ITS CONCLUSIONS AND RECOMMENDATIONS ON OFFICERS' SALARIES FOR FINAL APPROVAL. THE COMPENSATION SUBCOMMITTEE ENGAGES AN INDEPENDENT THIRD PARTY TO SERVE AS A CONSULTANT.
DOCUMENTS AVAILABILITY TO PUBLIC	FORM 990, PART VI, SECTION C, LINE 19	GOVERNING DOCUMENTS - OFFICIAL RECORDS GENERATED OR RECEIVED BY THE ADMINISTRATIVE AND ACADEMIC OFFICES OF THE UNIVERSITY IN THE CONDUCT OF THEIR BUSINESS ARE THE PROPERTY OF THE UNIVERSITY AND MAY BECOME ARCHIVAL MATERIAL. THE ARCHIVED RECORDS ARE AVAILABLE THROUGH THE UNIVERSITY ARCHIVES AND RECORDS CENTER WEB SITE HTTP://WWW.ARCHIVES.UPENN.EDU UNDER "PRIMARY SOURCES". FORM 1023 - SINCE THE UNIVERSITY HAS BEEN IN EXISTENCE SINCE 1740, THE ORGANIZATION WAS NOT REQUIRED TO FILE A FORM 1023 APPLICATION. INSTEAD, ITS IRC SECTION 501(C)(3) TAX-EXEMPT STATUS WAS GRANDFATHERED BY THE IRS. CONFLICT OF INTEREST POLICES - POLICIES, STATEMENTS, AND GUIDELINES ARE AVAILABLE TO THE PUBLIC ON THE OFFICE OF THE AUDIT, COMPLIANCE, AND PRIVACY WEB SITE AT HTTP://WWW.UPENN.EDU/AUDIT/OACP UNDER PRINCIPLES OF RESPONSIBLE CONDUCT. FINANCIAL STATEMENTS - THE UNIVERSITY'S ANNUAL REPORT IS PRODUCED BY THE OFFICE OF THE VICE PRESIDENT AND TREASURER IN CONJUNCTION WITH THE OFFICE OF THE COMPTROLLER AND INCLUDES THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS, SUMMARY OF ENDOWMENT PERFORMANCE, AND MESSAGES FROM EXECUTIVE MANAGEMENT. ANNUAL REPORTS ARE PUBLISHED AFTER THE CLOSE OF EACH FISCAL YEAR (JULY 1 TO JUNE 30) AND ARE AVAILABLE ON THE COMPTROLLER WEB SITE AT HTTP://WWW.FINANCE.UPENN.EDU/COMPTROLLER UNDER ANNUAL REPORTS.
BALANCE SHEET	FORM 990, PART X	CERTAIN PRIOR YEAR BALANCES HAVE BEEN RESTATED TO CONFORM TO THE CURRENT YEAR PRESENTATION.
DETAIL OF OTHER CHANGES IN NET ASSETS	FORM 990, PART XI, LINE 9	PENSION & OTHER POSTRETIREMENT PLAN ADJ. $310,150,000

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (9 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Total IncomeTotalIncome	EOY AssetsEOYAssets	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	Province Or StateAddressForeign/ProvinceOrState	CountryAddressForeign/Country	Postal CodeAddressForeign/PostalCode	Legal Domicile Foreign CountryLegalDomicileForeignCountry
RA CITRUS-HEIGHT REMAINDERCO LLC
6162 SAN JUAN AVE	CITRUS HEIGHTS	CA	95610	134018559	REMAINDER	CA	0	0	NA
RA FLINT REMAINDERCO LLC
5014 CLIO ROAD	FLINT	MI	48501	134018594	REMAINDER	MI	0	0	NA
RA GIBBSTOWN REMAINDERCO LLC
380 HARMONY ROAD	GIBBSTOWN	NJ	08027	231352685	REMAINDER	NJ	0	0	NA
RA BLYTHE REMAINDERCO LLC
890 E HOBSON WAY	BLYTHE	CA	92225	231352685	REMAINDER	CA	0	0	NA
RA CLAREMONT REMAINDERCO LLC
45-99 WASHINGTON STREET	CLAREMONT	NH	03743	231352685	REMAINDER	NH	0	0	NA
RA03 NEW OXFORD REMAINDERCO LLC
5675 YORK ROAD	NEW OXFORD	PA	17350	231352685	REMAINDER	PA	0	0	NA
UNIV OF PENN USA FOUNDATION LTD
				980387770	CHARITY		547608	967381	TRUSTEES	19 NORCOTT ROAD	LONDON	ENGLAND	UK	N167EJ	UK
UNIV OF PENN (HK) FND LIMITED
				981062727	CHARITY		-1161	408904	TRUSTEES	ROOM 8 7/F K WAH CENTRE	191 JAVA RD	HONG KONG	HK		HK
LEARNING ALLIANCE LLC
1398 WLIMINGTON PIKE	WEST CHESTER	PA	19383	562351966	EDUCATIONAL	PA	124030	2628724	TRUSTEES

Form990 Schedule R Part II Form990ScheduleRPartII (25 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Controlled OrgControlledOrg
ABRAMSON INSTITUTE
1086 PENLLYN BLUE BELL PIKE	BLUE BELL	PA	19422	232929823	MED RESEARCH	PA	501(C)(3)	4	NA	false
CLINICAL CARE ASSOCIATES OF UPHS
250 KING OF PRUSSIA RD 4TH FL	RADNOR	PA	19087	232729852	HEALTHCARE	PA	501(C)(3)	9	TRUSTEES	true
UNIVERSITY CLUB AT PENN INC
3611 WALNUT STREET	PHILADELPHIA	PA	19104	236299508	FAC. CLUB	PA	501(C)(3)	11, A	TRUSTEES	true
FRANKLIN SPECIALTY PHYSICIANS
3451 WALNUT STREET	PHILADELPHIA	PA	19104	232992715	SUPPORT ORG	PA	501(C)(3)	11, B	PA HOSPITAL	true
HALL MERCER HOSPITAL
1735 MARKET STREET	PHILADELPHIA	PA	19103	236002383	SUPPORT ORG	PA	501(C)(3)	11, A	NA	false
OAP INC
3451 WALNUT STREET ROOM 329	PHILADELPHIA	PA	19104	231986931	SUPPORT ORG	PA	501(C)(3)	11, A	TRUSTEES	true
PENN CENTER FOR REHAB AND CARE
3609 CHESTNUT STREET	PHILADELPHIA	PA	19104	232422635	HEALTHCARE	PA	501(C)(3)	3	PMC	true
PENN CLUB OF NEW YORK INC
30 WEST 44TH STREET	NEW YORK	NY	10036	232726687	CLUB	NY	501(C)(7)	N/A	NA	false
PENN PRAXIS INC
210 SOUTH 34TH STREET	PHILADELPHIA	PA	19104	752974931	SUPPORT ORG	PA	501(C)(3)	11, A	TRUSTEES	true
PENN PRESS INC
3905 SPRUCE STREET	PHILADELPHIA	PA	19107	231876142	PUBLISHING	PA	501(C)(3)	11, A	TRUSTEES	true
PENNSYLVANIA HOSPITAL OF UPHS
800 SPRUCE STREET	PHILADELPHIA	PA	19107	311538725	HEALTHCARE	PA	501(C)(3)	3	TRUSTEES	true
PGH DEVELOPMENT CORP
426 CURIE BLVD	PHILADELPHIA	PA	19104	232351015	SUPPORT ORG	PA	501(C)(3)	11, A	NA	false
PHOENIXVILLE HOSPITAL OF UPHS
3001 MARKET STREET 3RD FLOOR	PHILADELPHIA	PA	19104	232901089	SUPPORT ORG	PA	501(C)(3)	11, B	TRUSTEES	true
PRESBYTERIAN ANESTHESIOLOGY FOUNDATION
51 NORTH 39TH STREET	PHILADELPHIA	PA	19104	232561573	SUPPORT ORG	PA	501(C)(3)	11, B	PMC	true
PRESBYTERIAN MEDICAL CENTER OF UPHS
51 NORTH 39TH STREET	PHILADELPHIA	PA	19104	232810852	HEALTHCARE	PA	501(C)(3)	3	TRUSTEES	true
PRESBYTERIAN MULTI-SPECIALTY GROUP
51 NORTH 39TH STREET	PHILADELPHIA	PA	19104	232723154	HEALTHCARE	PA	501(C)(3)	3	PMC	true
PRESBYTERIAN PERSONAL CARE RESIDENCE
51 NORTH 39TH STREET	PHILADELPHIA	PA	19104	232294713	HEALTHCARE	PA	501(C)(3)	3	PMC	true
SAY YES TO EDUCATION FOUNDATION
3451 WALNUT STREET ROOM 329	PHILADELPHIA	PA	19104	222883885	EDU SUPPORT	PA	501(C)(3)	11, C	TRUSTEES	true
SS HUEBNER FOUNDATION FOR INSURANCE EDUC
3000 STEINBERG HALL	PHILADELPHIA	PA	19104	236297325	EDU SUPPORT	PA	501(C)(3)	11, A	NA	false
UNIVERSITY CITY ASSOCIATES INC
3451 WALNUT STREET ROOM 329	PHILADELPHIA	PA	19104	233021159	SUPPORT ORG	PA	501(C)(3)	11, A	TRUSTEES	true
UPENN RETIREE BENEFITS TRUST
3451 WALNUT STREET ROOM 329	PHILADELPHIA	PA	19104	232769744	BENEFITS	PA	501(C)(3)	11, A	TRUSTEES	true
WISSAHICKON HOSPICE OF UPHS
150 MONUMENT ROAD SUITE 300	BALA CYNWYD	PA	19004	232152662	HOSPICE CARE	PA	501(C)(3)	9	TRUSTEES	true
WOMEN'S AND CHILDREN'S HEALTH SERVICES
700 SPRUCE STREET	PHILADELPHIA	PA	19106	232248956	HEALTHCARE	PA	501(C)(3)	3	PA HOSPITAL	true
THE ASC TRUST OF THE UNIV OF PA
1500 MARKET ST STE 3500E	PHILADELPHIA	PA	19102	810550464	SUPPORT ORG	PA	501(C)(3)	11 (D)	NA	false
UPENN INTERNATIONAL
3451 WALNUT STREET SUITE 731	PHILADELPHIA	PA	19104	454985731	SUPPORT ORG	PA	501(C)(3)	11, A	TRUSTEES	true

Form990 Schedule R Part III Form990ScheduleRPartIII (4 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivityPrimaryActivity	Legal Domicile StateLegalDomicileState	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Address Line1AddressForeign/AddressLine1	Province Or StateAddressForeign/ProvinceOrState	CountryAddressForeign/Country	Postal CodeAddressForeign/PostalCode	Legal Domicile Foreign CountryLegalDomicileForeignCountry	Predominant Income TypePredominantIncomeType	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Disproportionate AllocationsDisproportionateAllocations	Code VCodeVAmount	General Or Managing PartnerGeneralOrManagingPartner	Percentage OwnershipPercentageOwnership
NEIGHBRHD PRES & DEV FUND LP
240 NEW YORK DR STE 1	FORT WASHINGTON	PA	19034	233037919	RENTAL	PA	UCA
SISU CAP PRIV EQUITY FUND B
					INVESTMENT		TRUSTEES	1 RED PLACE	LONDON	UK	W1K 6PL	UK	EXCLUDED FROM TAX	-1118809	4212990	false	$0	false	0.56980
SISU CAP PRIV EQUITY FUND E
					INVESTMENT		TRUSTEES	1 RED PLACE	LONDON	UK	W1K 6PL	UK	EXCLUDED FROM TAX	-34926	2802543	false	$0	false	0.74548
SOMERSET GLBL EM MARKETS FUND LLC
11 BROADWAY SUITE 965	NEW YORK	NY	10004	753255268	INVESTMENT	NY	TRUSTEES						EXCLUDED FROM TAX	2978473	38805018	false	$0	false	0.59561

Form990 Schedule R Part IV Form990ScheduleRPartIV (11 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivityPrimaryActivity	Legal Domicile StateLegalDomicileState	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Type Of EntityTypeOfEntity	Controlled OrgControlledOrg	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership	Legal Domicile Foreign CountryLegalDomicileForeignCountry	Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	Province Or StateAddressForeign/ProvinceOrState	CountryAddressForeign/Country	Postal CodeAddressForeign/PostalCode
CLINICAL HEALTH CARE ASSOC
250 KING OF PRUSSIA ROAD 4TH FLOOR	RADNOR	PA	190875220	232865181	PHYS MGMT	PA	CCA	CORPORATION	true
DELANCEY CORPORATION
510 WALNUT STREET SUITE 420	PHILADELPHIA	PA	19106	232060159	RENTAL	PA	PA HOSPITAL	CORPORATION	true
FRANKLIN CASUALTY INSURANCE CO
PO BOX 350	BURLINGTON	VT	054020530	043378984	INSURANCE	VT	TRUSTEES	CORPORATION	true	-166427	28706101	1.00000
PENN TOWER HOTEL INC
3401 WALNUT STREET SUITE 440A	PHILADELPHIA	PA	19104	232812573	HOTEL/RESTAURANT	PA	TRUSTEES	CORPORATION	true	1491259	14224655	1.00000
PRESBYTERIAN MEDICAL SERVICES
39TH AND MARKET STREET	PHILADELPHIA	PA	19104	232307991	HEALTHCARE	PA	PMC	CORPORATION	true
QUAKER INSURANCE COMPANY LTD
3451 WALNUT ST ROOM 329	PHILADELPHIA	PA	19104	300708282	SELF-INSURANCE		TRUSTEES	CORPORATION	true	10098715	152370680	1.00000	BD
PENN WHARTON CONSULTING (BEIJING) CO LTD
					EDUCATION		UPENN INT'L	WOFE	true				CH	CHINA WORLD TOWER 1 14F	CHAOYANG DISTRICT	BEIJING	CH	100004
NAYA 1740 FUND LTD
					INVESTMENTS		TRUSTEES	FOREIGN CORP	true	1148546	54558125	1.00000	CJ	PO BOX 309 UGLAND HOUSE		GRAND CAYMAN	CJ	KY1-1104
PINE RIVER 1740 FUND LTD
				981110661	INVESTMENTS		TRUSTEES	FOREIGN CORP	true	-2753293	137435393	1.00000	CJ	PO BOX 309 UGLAND HOUSE		GRAND CAYMAN	CJ	KY1-1104
PINE RIVER 1740 TACTICAL FUND LTD
				981110518	INVESTMENTS		TRUSTEES	FOREIGN CORP	true	37995	37018742	1.00000	CJ	PO BOX 309 UGLAND HOUSE		GRAND CAYMAN	CJ	KY1-1104
CHARITABLE REMAINDER TRUSTS (66)
					N/A	PA	NA	REMAINDER TRUST	false

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	true	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	true	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	false	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	true	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Dividends Related Organization	false	DividendsRelatedOrganization
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	true	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	false	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	false	PerformOfServicesByOtherOrgs
Sharing Of Facilities	true	SharingOfFacilities
Sharing Of Paid Employees	true	SharingOfPaidEmployees
Reimbursement Paid To Other Org	true	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	true	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	true	OtherTransferToOtherOrg
Other Transfer From Other Org	true	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (13 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
CLINICAL CARE ASSOCIATES
R	5562371	FMV
FRANKLIN CASUALTY INSURANCE CO
R	45223043	FMV
NAYA 1740 FUND LTD
B	40000000	FMV
PENN PRAXIS INC
O,R	1306278	FMV
PENN TOWER HOTEL INC
A	1500000	FMV
PINE RIVER 1740 FUND LTD
B	140000000	FMV
PINE RIVER 1740 TACTICAL FUND LTD
B	20000000	FMV
PENNSYLVANIA HOSPITAL OF UPHS
K,O,P	32830254	FMV
PRESBYTERIAN MEDICAL CENTER OF UPHS
K,O,P	45132331	FMV
SOMERSET GLBL EM MARKETS FUND LLC
C	639568	FMV
UPENN INTERNATIONAL
B	710000	FMV
UPENN RETIREE BENEFITS TRUST
B	27547286	FMV
WISSAHICKON HOSPICE OF UPHS
O,P,R	2925331	FMV

Form990 Schedule R Part VII Form990ScheduleRPartVII

Field	Value	IRS element (for citing)
Identifier	DETAIL OF LEGAL DOMICLES FOR CHARITABLE REMAINDER TRUSTS	Identifier
Return Reference	FORM 990, SCHEDULE R, PART IV, LINE 4	ReturnReference
Explanation	AS OF JUNE 30, 2013, THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") HELD INTERESTS IN 2 CHARITABLE REMAINDER TRUST IN FLORIDA, 1 CHARITABLE REMAINDER TRUSTS IN NEW YORK AND 63 CHARITABLE REMAINDER TRUSTS IN PENNSYLVANIA WHERE THE UNIVERSITY HAD MORE THAN 50% OF THE BENEFICIAL INTERESTS IN THE TRUST.	Explanation