BINDER FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- BINDER FOUNDATION (EIN 95-4635806)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-14
- IRS object ID
- 201421349349101477
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-14T11:38:46-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 263534500 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WASSERMAN GROSSMAN & SLOAN LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10990 WILSHIRE BLVD 8TH FLOOR | AddressLine1 |
| City | LOS ANGELES | City |
| State | CA | State |
| ZIP Code | 90024 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 954635806 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BINDER FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | BIND | BusinessNameControlTxt |
| Phone | 3104738440 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 225 SOUTH LAKE AVENUE NO 300 | AddressLine1 |
| City | PASADENA | City |
| State | CA | State |
| ZIP Code | 91101 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GORDON BINDER | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3104738440 | PhoneNum |
| Signature | 2014-05-02 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MICHAEL J HACIA | PreparerPersonNm |
| PTIN | P01376457 | PTIN |
| Phone | 3109541050 | PhoneNum |
| Preparation | 2014-05-02 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $20,165,229 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $173 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $173 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $418,146 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $418,146 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $70,705 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,320,252 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $70,705 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $11 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $11 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $489,035 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $489,035 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,222 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,667 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $555 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $66,005 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $66,005 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $75 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $75 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $460 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $160 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $68,762 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $67,747 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $715 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,102,900 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,102,900 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,171,662 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $67,747 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,103,615 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$682,627 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $421,288 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $4,761,955 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $990,680 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $990,680 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $9,473,946 | CorporateStockBOYAmt |
| Corporate Stock EOY | $12,142,770 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $14,513,701 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $3,790,270 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,204,624 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,655,278 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $100 | OtherAssetsBOYAmt |
| Other Assets EOY | $5,570 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $5,570 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $18,026,271 | TotalAssetsBOYAmt |
| Total Assets EOY | $17,343,644 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $20,165,229 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $18,026,271 | RetainedEarningBOYAmt |
| Retained Earning EOY | $17,343,644 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $18,026,271 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $17,343,644 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $18,026,271 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $17,343,644 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $18,026,271 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$682,627 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $17,343,644 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $17,343,644 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (515 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| ORION FUTURES FUND | P | 2010-07-26 | 2013-06-20 | $1,455 | $1,455 | $1,455 | |
| 18.593 SHARES OF INTERNATIONAL BUSINESS MACHINES CORP | P | 2011-09-13 | 2013-12-11 | $3,289 | $249 | $249 | $3,040 |
| 1000 SHARES OF INTERNATIONAL BUSINESS MACHINES CORP | P | 2011-09-14 | 2013-12-11 | $176,897 | $12,500 | $12,500 | $164,397 |
| 500 SHARES OF INTERNATIONAL BUSINESS MACHINES CORP | P | 2011-09-19 | 2013-12-11 | $88,448 | $2,380 | $2,380 | $86,068 |
| 500 SHARES OF INTERNATIONAL BUSINESS MACHINES CORP | P | 2011-09-22 | 2013-12-11 | $88,448 | $4,477 | $4,477 | $83,971 |
| 7.834 SHARES OF INTERNATIONAL BUSINESS MACHINES CORP | P | 2011-12-13 | 2013-12-11 | $1,386 | -$128 | -$128 | $1,514 |
| 6.573 SHARES OF INTERNATIONAL BUSINESS MACHINES CORP | P | 2012-03-13 | 2013-12-11 | $1,163 | -$165 | -$165 | $1,328 |
| 45 SHARES OF IDEXX LABATORIES INC | P | 2012-08-24 | 2013-01-02 | $4,220 | -$23 | -$23 | $4,243 |
| 28 SHARES OF IDEXX LABATORIES INC | P | 2012-08-24 | 2013-01-07 | $2,653 | $13 | $13 | $2,640 |
| 70 SHARES OF DEALERTRACK TECHNOLOGY | P | 2012-08-24 | 2013-01-15 | $2,187 | $204 | $204 | $1,983 |
| 28 SHARES OF CELGENE CORPORATION | P | 2012-08-24 | 2013-01-18 | $2,796 | $778 | $778 | $2,018 |
| 150 SHARES OF ADTRAN INC | P | 2012-08-24 | 2013-01-28 | $3,066 | -$95 | -$95 | $3,161 |
| 30 SHARES OF SCHLUMBERGER LTD | P | 2012-08-24 | 2013-01-28 | $2,386 | $150 | $150 | $2,236 |
| 305 SHARES OF II VI INC | P | 2012-08-24 | 2013-01-28 | $5,367 | -$349 | -$349 | $5,716 |
| 98 SHARES OF ADTRAN INC | P | 2012-08-24 | 2013-01-29 | $1,982 | -$83 | -$83 | $2,065 |
| 67 SHARES OF ADTRAN INC | P | 2012-08-24 | 2013-01-30 | $1,348 | -$64 | -$64 | $1,412 |
| 258 SHARES OF TEVA PHARMACEUTICAL IN | P | 2012-08-24 | 2013-03-04 | $9,613 | -$839 | -$839 | $10,452 |
| 285 SHARES OF II VI INC | P | 2012-08-24 | 2013-03-05 | $4,928 | -$413 | -$413 | $5,341 |
| 66 SHARES OF IDEXX LABATORIES INC | P | 2012-08-24 | 2013-03-07 | $6,008 | -$214 | -$214 | $6,222 |
| 80 SHARES OF GARDNER DENVER INC | P | 2012-08-24 | 2013-03-11 | $5,977 | $1,044 | $1,044 | $4,933 |
| 8 SHARES OF ANSYS INC | P | 2012-08-24 | 2013-03-14 | $641 | $101 | $101 | $540 |
| 49 SHARES OF T ROWE PRICE GROUP INC | P | 2012-08-24 | 2013-04-09 | $3,649 | $577 | $577 | $3,072 |
| 14 SHARES OF T ROWE PRICE GROUP INC | P | 2012-08-24 | 2013-04-10 | $1,049 | $171 | $171 | $878 |
| 60 SHARES OF NIC INC | P | 2012-08-24 | 2013-04-19 | $1,089 | $248 | $248 | $841 |
| 134 SHARES OF K12 INC | P | 2012-08-24 | 2013-04-22 | $3,275 | $378 | $378 | $2,897 |
| 76 SHARES OF IDEXX LABATORIES INC | P | 2012-08-24 | 2013-04-23 | $6,576 | -$589 | -$589 | $7,165 |
| 130 SHARES OF K12 INC | P | 2012-08-24 | 2013-05-03 | $3,347 | $536 | $536 | $2,811 |
| 60 SHARES OF APACHE CORP | P | 2012-08-24 | 2013-05-09 | $4,833 | -$419 | -$419 | $5,252 |
| 68 SHARES OF 3D SYSTEMS CORP DEL | P | 2012-08-24 | 2013-05-15 | $3,256 | $1,417 | $1,417 | $1,839 |
| 42 SHARES OF QUALCOMM INC | P | 2012-08-24 | 2013-08-07 | $2,742 | $120 | $120 | $2,622 |
| 51 SHARES OF POLYPORE INTERNATIONAL | P | 2012-08-24 | 2013-08-07 | $2,288 | $548 | $548 | $1,740 |
| 19 SHARES OF POLYPORE INTERNATIONAL | P | 2012-08-24 | 2013-08-08 | $878 | $230 | $230 | $648 |
| 49 SHARES OF POLYPORE INTERNATIONAL | P | 2012-08-24 | 2013-08-12 | $2,143 | $472 | $472 | $1,671 |
| 10 SHARES OF POLYPORE INTERNATIONAL | P | 2012-08-24 | 2013-08-13 | $429 | $88 | $88 | $341 |
| 107 SHARES OF NIC INC | P | 2012-08-24 | 2013-08-20 | $2,409 | $909 | $909 | $1,500 |
| 86 SHARES OF DEALERTRACK TECHNOLOGY | P | 2012-08-24 | 2013-08-20 | $3,417 | $981 | $981 | $2,436 |
| 98 SHARES OF RESMED INC | P | 2012-08-24 | 2013-08-20 | $4,854 | $1,198 | $1,198 | $3,656 |
| 55 SHARES OF JACOBS ENGINEERING GRO | P | 2012-08-24 | 2013-08-21 | $3,305 | $1,079 | $1,079 | $2,226 |
| 124 SHARES OF RESMED INC | P | 2012-08-24 | 2013-09-18 | $6,599 | $1,973 | $1,973 | $4,626 |
| 123 SHARES OF RESMED INC | P | 2012-08-24 | 2013-09-24 | $6,485 | $1,896 | $1,896 | $4,589 |
| 20 SHARES OF TYLER TECHNOLOGIES INC | P | 2013-01-10 | 2013-09-26 | $1,755 | $741 | $741 | $1,014 |
| 60 SHARES OF CONCUR TECHNOLOGIES IN | P | 2012-08-24 | 2013-09-30 | $6,580 | $2,247 | $2,247 | $4,333 |
| 13 SHARES OF COSTAR GROUP INC | P | 2012-08-24 | 2013-10-17 | $2,225 | $1,182 | $1,182 | $1,043 |
| 68 SHARES OF POTASH CORP SASKATCHEW | P | 2012-08-24 | 2013-10-17 | $2,185 | -$650 | -$650 | $2,835 |
| 24 SHARES OF EXPONENT INC | P | 2013-05-03 | 2013-10-25 | $1,908 | $614 | $614 | $1,294 |
| 10 SHARES OF TYLER TECHNOLOGIES INC | P | 2012-11-27 | 2013-10-29 | $978 | $508 | $508 | $470 |
| 7 SHARES OF TYLER TECHNOLOGIES INC | P | 2013-01-10 | 2013-10-29 | $684 | $329 | $329 | $355 |
| 41 SHARES OF 3D SYSTEMS CORP DEL | P | 2012-08-24 | 2013-11-13 | $3,188 | $2,079 | $2,079 | $1,109 |
| 159 SHARES OF INNERWORKINGS INC | P | 2012-11-09 | 2013-11-18 | $1,081 | -$902 | -$902 | $1,983 |
| 36 SHARES OF INNERWORKINGS INC | P | 2012-11-12 | 2013-11-18 | $245 | -$215 | -$215 | $460 |
| 205 SHARES OF INNERWORKINGS INC | P | 2012-11-16 | 2013-11-18 | $1,394 | -$1,187 | -$1,187 | $2,581 |
| 207 SHARES OF INNERWORKINGS INC | P | 2013-04-19 | 2013-11-18 | $1,408 | -$828 | -$828 | $2,236 |
| 53 SHARES OF INNERWORKINGS INC | P | 2013-04-23 | 2013-11-18 | $360 | -$247 | -$247 | $607 |
| 206 SHARES OF POTASH CORP SASKATCHEW | P | 2012-08-24 | 2013-11-27 | $6,397 | -$2,192 | -$2,192 | $8,589 |
| 41 SHARES OF T ROWE PRICE GROUP INC | P | 2012-08-24 | 2013-12-04 | $3,262 | $692 | $692 | $2,570 |
| 178 SHARES OF AMERICAN PUBLIC EDUCAT | P | 2012-08-24 | 2013-12-24 | $8,014 | $1,996 | $1,996 | $6,018 |
| 51 SHARES OF TIFFANY & CO | P | 2012-08-17 | 2013-01-02 | $2,988 | -$124 | -$124 | $3,112 |
| 102 SHARES OF LIMITED BRANDS INC | P | 2012-08-17 | 2013-01-15 | $4,707 | -$344 | -$344 | $5,051 |
| 3 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-17 | $81 | -$6 | -$6 | $87 |
| 14 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-17 | $379 | -$29 | -$29 | $408 |
| 127 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-17 | $3,445 | -$255 | -$255 | $3,700 |
| 9 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-17 | $244 | -$18 | -$18 | $262 |
| 66 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-17 | $1,799 | -$124 | -$124 | $1,923 |
| 12 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-17 | $329 | -$21 | -$21 | $350 |
| 3 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-17 | $82 | -$5 | -$5 | $87 |
| 3 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-17 | $82 | -$5 | -$5 | $87 |
| 3 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-18 | $81 | -$6 | -$6 | $87 |
| 4 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-18 | $109 | -$8 | -$8 | $117 |
| 6 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-18 | $163 | -$12 | -$12 | $175 |
| 3 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-18 | $82 | -$5 | -$5 | $87 |
| 9 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-18 | $245 | -$17 | -$17 | $262 |
| 31 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-22 | $848 | -$55 | -$55 | $903 |
| 11 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-22 | $301 | -$19 | -$19 | $320 |
| 3 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-22 | $82 | -$5 | -$5 | $87 |
| 14 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-23 | $380 | -$28 | -$28 | $408 |
| 5 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-23 | $136 | -$10 | -$10 | $146 |
| 11 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-23 | $300 | -$20 | -$20 | $320 |
| 6 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-23 | $164 | -$11 | -$11 | $175 |
| 13 SHARES OF SPECTRA ENERGY CORPORATION | P | 2012-08-17 | 2013-01-23 | $353 | -$26 | -$26 | $379 |
| 116 SHARES OF TUPPERWARE CORP | P | 2012-08-17 | 2013-01-24 | $7,993 | $1,710 | $1,710 | $6,283 |
| 7 SHARES OF V F CORP | P | 2012-08-17 | 2013-01-24 | $1,002 | -$68 | -$68 | $1,070 |
| 5 SHARES OF V F CORP | P | 2012-08-17 | 2013-01-24 | $730 | -$35 | -$35 | $765 |
| 5 SHARES OF V F CORP | P | 2012-08-17 | 2013-01-25 | $730 | -$35 | -$35 | $765 |
| 35 SHARES OF MARATHON PETROLEUM CORPORATION | P | 2012-09-14 | 2013-02-01 | $2,612 | $668 | $668 | $1,944 |
| 29 SHARES OF ACCENTURE PLC-CL A | P | 2012-12-19 | 2013-02-06 | $2,101 | $32 | $32 | $2,069 |
| 67 SHARES OF LIMITED BRANDS INC | P | 2012-08-17 | 2013-02-06 | $3,182 | -$136 | -$136 | $3,318 |
| 20 SHARES OF LIMITED BRANDS INC | P | 2012-08-17 | 2013-02-06 | $951 | -$39 | -$39 | $990 |
| 45 SHARES OF LIMITED BRANDS INC | P | 2012-08-17 | 2013-02-06 | $2,144 | -$84 | -$84 | $2,228 |
| 87 SHARES OF TIFFANY & CO | P | 2012-08-17 | 2013-02-06 | $5,513 | $205 | $205 | $5,308 |
| 31094.527 SHARES OF JPM HIGH YIELD FD - SEL | P | 2012-08-23 | 2013-02-22 | $255,597 | $5,597 | $5,597 | $250,000 |
| 30978.934 SHARES OF JPM HIGH YIELD FD - SEL | P | 2012-11-19 | 2013-02-22 | $254,647 | $4,647 | $4,647 | $250,000 |
| 100 SHARES OF COACH INC | P | 2012-04-12 | 2013-02-25 | $4,710 | -$2,753 | -$2,753 | $7,463 |
| 75 SHARES OF COACH INC | P | 2012-08-17 | 2013-02-25 | $3,533 | -$783 | -$783 | $4,316 |
| 20 SHARES OF COACH INC | P | 2012-08-17 | 2013-02-26 | $923 | -$228 | -$228 | $1,151 |
| 28 SHARES OF COACH INC | P | 2012-08-17 | 2013-02-26 | $1,308 | -$303 | -$303 | $1,611 |
| 205 SHARES OF ABBOTT LABORATORIES | P | 2012-08-17 | 2013-03-01 | $6,909 | $436 | $436 | $6,473 |
| 52 SHARES OF AMERIPRISE FINANCIAL INC | P | 2012-09-14 | 2013-03-01 | $3,529 | $429 | $429 | $3,100 |
| 74 SHARES OF E I DU PONT DE NEMOURS & CO | P | 2012-08-17 | 2013-03-01 | $3,520 | -$225 | -$225 | $3,745 |
| 43 SHARES OF PPG INDUSTRIES INC | P | 2012-08-17 | 2013-03-01 | $5,770 | $1,025 | $1,025 | $4,745 |
| 43 SHARES OF TIME WARNER CABLE INC | P | 2009-07-24 | 2013-03-01 | $3,714 | $2,286 | $2,286 | $1,428 |
| 137 SHARES OF TJX COMPANIES INC | P | 2012-08-17 | 2013-03-01 | $6,157 | -$141 | -$141 | $6,298 |
| 131 SHARES OF TJX COMPANIES INC | P | 2012-10-24 | 2013-03-01 | $5,887 | $327 | $327 | $5,560 |
| 77 SHARES OF TJX COMPANIES INC | P | 2012-12-12 | 2013-03-01 | $3,460 | $192 | $192 | $3,268 |
| 51 SHARES OF HARTFORD FINANCIAL SERVICES GROUP | P | 2012-10-19 | 2013-03-06 | $1,242 | $100 | $100 | $1,142 |
| 84 SHARES OF HARTFORD FINANCIAL SERVICES GROUP | P | 2012-10-19 | 2013-03-06 | $2,045 | $179 | $179 | $1,866 |
| 53 SHARES OF HARTFORD FINANCIAL SERVICES GROUP | P | 2012-10-24 | 2013-03-06 | $1,290 | $115 | $115 | $1,175 |
| 50 SHARES OF MARATHON PETROLEUM CORPORATION | P | 2012-09-14 | 2013-03-06 | $4,424 | $1,646 | $1,646 | $2,778 |
| 72 SHARES OF MERCK AND CO INC | P | 2012-08-17 | 2013-03-06 | $3,145 | $32 | $32 | $3,113 |
| 154 SHARES OF PFIZER INC | P | 2009-07-24 | 2013-03-06 | $4,328 | $1,842 | $1,842 | $2,486 |
| 204 SHARES OF REPUBLIC SERVICES INC | P | 2012-08-17 | 2013-03-06 | $6,338 | $456 | $456 | $5,882 |
| 41 SHARES OF TIME WARNER INC | P | 2012-12-19 | 2013-03-06 | $2,265 | $303 | $303 | $1,962 |
| 50 SHARES OF MARATHON PETROLEUM CORPORATION | P | 2012-09-14 | 2013-03-08 | $4,421 | $1,643 | $1,643 | $2,778 |
| 17 SHARES OF MARATHON PETROLEUM CORPORATION | P | 2011-10-04 | 2013-03-08 | $1,503 | $1,030 | $1,030 | $473 |
| 13 SHARES OF MARATHON PETROLEUM CORPORATION | P | 2012-09-17 | 2013-03-08 | $1,149 | $440 | $440 | $709 |
| 12 SHARES OF ONEOK INC | P | 2012-08-17 | 2013-03-08 | $542 | $11 | $11 | $531 |
| 2 SHARES OF APPLE INC. | P | 2012-08-17 | 2013-03-11 | $854 | -$439 | -$439 | $1,293 |
| 9 SHARES OF APPLE INC. | P | 2012-11-07 | 2013-03-11 | $3,841 | -$1,225 | -$1,225 | $5,066 |
| 17 SHARES OF APPLE INC. | P | 2009-07-24 | 2013-03-11 | $7,256 | $4,568 | $4,568 | $2,688 |
| 78 SHARES OF LINEAR TECHNOLOGY CORP | P | 2012-08-17 | 2013-03-11 | $2,982 | $394 | $394 | $2,588 |
| 34 SHARES OF LINEAR TECHNOLOGY CORP | P | 2012-08-17 | 2013-03-08 | $1,305 | $177 | $177 | $1,128 |
| 64 SHARES OF ONEOK INC | P | 2012-08-17 | 2013-03-11 | $2,893 | $59 | $59 | $2,834 |
| 125 SHARES OF LINEAR TECHNOLOGY CORP | P | 2012-08-17 | 2013-03-12 | $4,771 | $623 | $623 | $4,148 |
| 71 SHARES OF ONEOK INC | P | 2012-08-17 | 2013-03-12 | $3,208 | $64 | $64 | $3,144 |
| 139 SHARES OF LINEAR TECHNOLOGY CORP | P | 2012-08-17 | 2013-03-13 | $5,290 | $678 | $678 | $4,612 |
| 29 SHARES OF ONEOK INC | P | 2012-08-17 | 2013-03-13 | $1,301 | $17 | $17 | $1,284 |
| 29 SHARES OF LINEAR TECHNOLOGY CORP | P | 2012-08-17 | 2013-03-14 | $1,115 | $153 | $153 | $962 |
| 44 SHARES OF LINEAR TECHNOLOGY CORP | P | 2012-08-17 | 2013-03-15 | $1,660 | $200 | $200 | $1,460 |
| 18 SHARES OF LINEAR TECHNOLOGY CORP | P | 2012-08-17 | 2013-03-18 | $673 | $76 | $76 | $597 |
| 69 SHARES OF M & T BANK CORP | P | 2012-08-17 | 2013-03-20 | $7,103 | $1,082 | $1,082 | $6,021 |
| 45 SHARES OF PFIZER INC | P | 2009-07-24 | 2013-03-20 | $1,269 | $543 | $543 | $726 |
| 31 SHARES OF PFIZER INC | P | 2009-07-24 | 2013-03-20 | $876 | $376 | $376 | $500 |
| 64 SHARES OF PFIZER INC | P | 2009-07-24 | 2013-03-21 | $1,802 | $769 | $769 | $1,033 |
| 31 SHARES OF PFIZER INC | P | 2009-07-24 | 2013-03-22 | $875 | $375 | $375 | $500 |
| 15 SHARES OF PFIZER INC | P | 2009-07-24 | 2013-03-22 | $424 | $182 | $182 | $242 |
| 17 SHARES OF PFIZER INC | P | 2009-07-24 | 2013-03-22 | $481 | $207 | $207 | $274 |
| 75 SHARES OF ARTHUR J GALLAGHER & CO | P | 2012-08-17 | 2013-03-28 | $3,085 | $384 | $384 | $2,701 |
| 26 SHARES OF ARTHUR J GALLAGHER & CO | P | 2012-08-17 | 2013-03-28 | $1,070 | $134 | $134 | $936 |
| 8 SHARES OF BLACKROCK INC | P | 2012-08-17 | 2013-04-05 | $1,935 | $505 | $505 | $1,430 |
| 13 SHARES OF BLACKROCK INC | P | 2012-09-14 | 2013-04-05 | $3,145 | $747 | $747 | $2,398 |
| 56 SHARES OF MARATHON PETROLEUM CORPORATION | P | 2011-10-04 | 2013-04-05 | $4,555 | $2,997 | $2,997 | $1,558 |
| 125 SHARES OF VERIZON COMMUNICATIONS INC | P | 2012-08-17 | 2013-04-23 | $6,519 | $1,008 | $1,008 | $5,511 |
| 31 SHARES OF VERIZON COMMUNICATIONS INC | P | 2013-03-01 | 2013-04-23 | $1,618 | $183 | $183 | $1,435 |
| 19 SHARES OF VERIZON COMMUNICATIONS INC | P | 2012-08-17 | 2013-04-23 | $992 | $154 | $154 | $838 |
| 8 SHARES OF VERIZON COMMUNICATIONS INC | P | 2013-03-01 | 2013-04-23 | $418 | $48 | $48 | $370 |
| 78 SHARES OF VERIZON COMMUNICATIONS INC | P | 2012-08-17 | 2013-04-23 | $4,074 | $635 | $635 | $3,439 |
| 61 SHARES OF LORILLARD INC | P | 2013-03-06 | 2013-04-24 | $2,612 | $271 | $271 | $2,341 |
| 45 SHARES OF LORILLARD INC | P | 2011-08-11 | 2013-04-24 | $1,927 | $417 | $417 | $1,510 |
| 30 SHARES OF LORILLARD INC | P | 2011-08-11 | 2013-05-01 | $1,283 | $276 | $276 | $1,007 |
| 2 SHARES OF LORILLARD INC | P | 2011-08-11 | 2013-04-29 | $86 | $19 | $19 | $67 |
| 32 SHARES OF LORILLARD INC | P | 2011-08-11 | 2013-04-30 | $1,375 | $301 | $301 | $1,074 |
| 20 SHARES OF LORILLARD INC | P | 2011-08-11 | 2013-04-29 | $860 | $189 | $189 | $671 |
| 34 SHARES OF LORILLARD INC | P | 2011-08-11 | 2013-05-02 | $1,460 | $319 | $319 | $1,141 |
| 30 SHARES OF LORILLARD INC | P | 2011-08-11 | 2013-05-03 | $1,280 | $273 | $273 | $1,007 |
| 13 SHARES OF LORILLARD INC | P | 2011-08-11 | 2013-05-06 | $552 | $116 | $116 | $436 |
| 56 SHARES OF EMERSON ELECTRIC CO | P | 2012-03-14 | 2013-05-09 | $3,226 | $323 | $323 | $2,903 |
| 6 SHARES OF EMERSON ELECTRIC CO | P | 2012-03-27 | 2013-05-09 | $346 | $36 | $36 | $310 |
| 104 SHARES OF L BRANDS, INC. | P | 2012-08-17 | 2013-05-09 | $5,470 | $320 | $320 | $5,150 |
| 39 SHARES OF AMERICAN WATER WORKS CO INC | P | 2012-08-17 | 2013-05-13 | $1,637 | $163 | $163 | $1,474 |
| 199 SHARES OF MICROSOFT CORP | P | 2011-09-22 | 2013-05-13 | $6,506 | $1,505 | $1,505 | $5,001 |
| 14 SHARES OF REPUBLIC SERVICES INC | P | 2012-08-17 | 2013-05-13 | $474 | $70 | $70 | $404 |
| 10 SHARES OF REPUBLIC SERVICES INC | P | 2012-08-17 | 2013-05-13 | $339 | $51 | $51 | $288 |
| 61 SHARES OF AMERICAN WATER WORKS CO INC | P | 2012-08-17 | 2013-05-14 | $2,584 | $278 | $278 | $2,306 |
| 85 SHARES OF REPUBLIC SERVICES INC | P | 2012-08-17 | 2013-05-14 | $2,879 | $428 | $428 | $2,451 |
| 154 SHARES OF REPUBLIC SERVICES INC | P | 2012-08-17 | 2013-05-15 | $5,266 | $825 | $825 | $4,441 |
| 75 SHARES OF REPUBLIC SERVICES INC | P | 2012-08-17 | 2013-05-16 | $2,577 | $414 | $414 | $2,163 |
| 10 SHARES OF AMERICAN WATER WORKS CO INC | P | 2012-08-17 | 2013-05-15 | $426 | $48 | $48 | $378 |
| 6 SHARES OF WILLIAMS SONOMA INC | P | 2012-12-19 | 2013-05-22 | $327 | $59 | $59 | $268 |
| 2 SHARES OF WILLIAMS SONOMA INC | P | 2012-12-19 | 2013-05-22 | $110 | $21 | $21 | $89 |
| 56 SHARES OF WILLIAMS SONOMA INC | P | 2012-12-19 | 2013-05-22 | $3,129 | $624 | $624 | $2,505 |
| 5 SHARES OF WILLIAMS SONOMA INC | P | 2012-12-19 | 2013-05-22 | $280 | $56 | $56 | $224 |
| 4 SHARES OF WILLIAMS SONOMA INC | P | 2012-12-19 | 2013-05-22 | $224 | $45 | $45 | $179 |
| 1 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-17 | 2013-05-29 | $36 | $2 | $2 | $34 |
| 15 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-17 | 2013-05-29 | $536 | $28 | $28 | $508 |
| 3 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-17 | 2013-05-29 | $107 | $5 | $5 | $102 |
| 15 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-17 | 2013-05-29 | $536 | $26 | $26 | $510 |
| 1 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-18 | 2013-05-29 | $36 | $1 | $1 | $35 |
| 2 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-18 | 2013-05-29 | $71 | $3 | $3 | $68 |
| 3 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-18 | 2013-05-29 | $107 | $5 | $5 | $102 |
| 10 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-18 | 2013-05-29 | $357 | $18 | $18 | $339 |
| 8 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-18 | 2013-05-29 | $286 | $13 | $13 | $273 |
| 1 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-22 | 2013-05-29 | $36 | $1 | $1 | $35 |
| 2 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-22 | 2013-05-29 | $71 | $1 | $1 | $70 |
| 1 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-22 | 2013-05-29 | $36 | $1 | $1 | $35 |
| 4 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-23 | 2013-05-29 | $143 | $3 | $3 | $140 |
| 2 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-23 | 2013-05-29 | $71 | $1 | $1 | $70 |
| 23 SHARES OF WILLIAMS COMPANIES INC | P | 2012-08-17 | 2013-05-29 | $823 | $80 | $80 | $743 |
| 3 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-17 | 2013-05-29 | $107 | $6 | $6 | $101 |
| 9 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-17 | 2013-05-29 | $322 | $17 | $17 | $305 |
| 8 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-17 | 2013-05-29 | $286 | $15 | $15 | $271 |
| 44 SHARES OF WILLIAMS COMPANIES INC | P | 2012-08-17 | 2013-05-29 | $1,577 | $155 | $155 | $1,422 |
| 64 SHARES OF WILLIAMS COMPANIES INC | P | 2012-08-17 | 2013-05-29 | $2,297 | $229 | $229 | $2,068 |
| 6 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-22 | 2013-05-29 | $216 | $5 | $5 | $211 |
| 4 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-22 | 2013-05-29 | $144 | $3 | $3 | $141 |
| 1 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-23 | 2013-05-29 | $36 | $1 | $1 | $35 |
| 4 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-23 | 2013-05-29 | $144 | $4 | $4 | $140 |
| 2 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-23 | 2013-05-29 | $72 | $2 | $2 | $70 |
| 5 SHARES OF WILLIAMS COMPANIES INC | P | 2013-01-23 | 2013-05-29 | $180 | $5 | $5 | $175 |
| 183 SHARES OF MICROSOFT CORP | P | 2011-09-22 | 2013-06-03 | $6,423 | $1,824 | $1,824 | $4,599 |
| 88 SHARES OF AT&T INC | P | 2012-02-08 | 2013-06-07 | $3,118 | $467 | $467 | $2,651 |
| 12 SHARES OF AT&T INC | P | 2012-02-08 | 2013-06-07 | $425 | $63 | $63 | $362 |
| 131 SHARES OF AT&T INC | P | 2012-02-08 | 2013-06-07 | $4,647 | $700 | $700 | $3,947 |
| 12 SHARES OF J M SMUCKER CO | P | 2012-08-17 | 2013-06-07 | $1,214 | $215 | $215 | $999 |
| 10 SHARES OF J M SMUCKER CO | P | 2012-08-17 | 2013-06-07 | $1,013 | $180 | $180 | $833 |
| 3 SHARES OF J M SMUCKER CO | P | 2012-08-17 | 2013-06-07 | $304 | $54 | $54 | $250 |
| 43 SHARES OF NV ENERGY INC | P | 2013-03-05 | 2013-06-07 | $1,012 | $146 | $146 | $866 |
| 12 SHARES OF NV ENERGY INC | P | 2013-03-05 | 2013-06-07 | $283 | $41 | $41 | $242 |
| 22 SHARES OF SOUTHERN CO | P | 2012-08-17 | 2013-06-07 | $976 | -$36 | -$36 | $1,012 |
| 72 SHARES OF SOUTHERN CO | P | 2012-08-17 | 2013-06-07 | $3,194 | -$119 | -$119 | $3,313 |
| 19 SHARES OF AT&T INC | P | 2012-02-08 | 2013-06-10 | $680 | $108 | $108 | $572 |
| 26 SHARES OF AT&T INC | P | 2012-02-08 | 2013-06-10 | $934 | $151 | $151 | $783 |
| 16 SHARES OF AT&T INC | P | 2012-02-08 | 2013-06-10 | $576 | $94 | $94 | $482 |
| 12 SHARES OF J M SMUCKER CO | P | 2012-08-17 | 2013-06-10 | $1,203 | $204 | $204 | $999 |
| 53 SHARES OF NV ENERGY INC | P | 2013-03-05 | 2013-06-10 | $1,245 | $178 | $178 | $1,067 |
| 14 SHARES OF NV ENERGY INC | P | 2013-03-05 | 2013-06-10 | $330 | $48 | $48 | $282 |
| 14 SHARES OF SOUTHERN CO | P | 2012-08-17 | 2013-06-10 | $621 | -$23 | -$23 | $644 |
| 7 SHARES OF SOUTHERN CO | P | 2012-08-17 | 2013-06-10 | $312 | -$10 | -$10 | $322 |
| 12 SHARES OF SOUTHERN CO | P | 2012-08-17 | 2013-06-10 | $534 | -$18 | -$18 | $552 |
| 20 SHARES OF J M SMUCKER CO | P | 2012-08-17 | 2013-06-11 | $2,000 | $334 | $334 | $1,666 |
| 53 SHARES OF NV ENERGY INC | P | 2013-03-04 | 2013-06-11 | $1,245 | $194 | $194 | $1,051 |
| 4 SHARES OF NV ENERGY INC | P | 2013-03-05 | 2013-06-11 | $94 | $13 | $13 | $81 |
| 18 SHARES OF NV ENERGY INC | P | 2013-03-01 | 2013-06-11 | $423 | $69 | $69 | $354 |
| 8 SHARES OF NV ENERGY INC | P | 2013-03-04 | 2013-06-11 | $188 | $29 | $29 | $159 |
| 41 SHARES OF NV ENERGY INC | P | 2013-03-01 | 2013-06-12 | $963 | $157 | $157 | $806 |
| 26 SHARES OF NV ENERGY INC | P | 2013-03-01 | 2013-06-13 | $612 | $101 | $101 | $511 |
| 10 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-14 | $235 | $93 | $93 | $142 |
| 14 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-14 | $330 | $131 | $131 | $199 |
| 3 SHARES OF NV ENERGY INC | P | 2013-03-01 | 2013-06-14 | $71 | $12 | $12 | $59 |
| 5 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-14 | $118 | $47 | $47 | $71 |
| 2 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-14 | $47 | $19 | $19 | $28 |
| 12 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-17 | $283 | $112 | $112 | $171 |
| 24 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-17 | $566 | $225 | $225 | $341 |
| 17 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-17 | $401 | $159 | $159 | $242 |
| 12 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-18 | $283 | $112 | $112 | $171 |
| 10 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-18 | $236 | $94 | $94 | $142 |
| 22 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-19 | $517 | $204 | $204 | $313 |
| 10 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-19 | $235 | $93 | $93 | $142 |
| 19 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-19 | $447 | $177 | $177 | $270 |
| 50 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-19 | $1,176 | $465 | $465 | $711 |
| 62 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-20 | $1,455 | $574 | $574 | $881 |
| 10 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-20 | $235 | $93 | $93 | $142 |
| 29 SHARES OF BLACKROCK INC | P | 2012-08-17 | 2013-06-21 | $7,209 | $2,025 | $2,025 | $5,184 |
| 63 SHARES OF EMERSON ELECTRIC CO | P | 2012-02-15 | 2013-06-21 | $3,426 | $185 | $185 | $3,241 |
| 94 SHARES OF EMERSON ELECTRIC CO | P | 2012-03-27 | 2013-06-21 | $5,112 | $261 | $261 | $4,851 |
| 87 SHARES OF MARATHON PETROLEUM CORPORATION | P | 2011-10-04 | 2013-06-21 | $6,374 | $3,954 | $3,954 | $2,420 |
| 14 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-21 | $329 | $130 | $130 | $199 |
| 2 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-21 | $47 | $19 | $19 | $28 |
| 2 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-21 | $47 | $19 | $19 | $28 |
| 39 SHARES OF NV ENERGY INC | P | 2011-10-05 | 2013-06-21 | $914 | $360 | $360 | $554 |
| 10 SHARES OF PPG INDUSTRIES INC | P | 2012-08-17 | 2013-06-25 | $1,483 | $379 | $379 | $1,104 |
| 27 SHARES OF PPG INDUSTRIES INC | P | 2013-05-13 | 2013-06-25 | $4,005 | -$137 | -$137 | $4,142 |
| 6 SHARES OF PRUDENTIAL FINANCIAL INC | P | 2013-05-29 | 2013-06-25 | $427 | $12 | $12 | $415 |
| 23 SHARES OF PRUDENTIAL FINANCIAL INC | P | 2013-05-29 | 2013-06-25 | $1,636 | $48 | $48 | $1,588 |
| 16 SHARES OF PRUDENTIAL FINANCIAL INC | P | 2013-05-29 | 2013-06-25 | $1,138 | $19 | $19 | $1,119 |
| 7 SHARES OF PRUDENTIAL FINANCIAL INC | P | 2013-05-30 | 2013-06-25 | $498 | $6 | $6 | $492 |
| 4 SHARES OF PRUDENTIAL FINANCIAL INC | P | 2013-05-30 | 2013-06-25 | $285 | $5 | $5 | $280 |
| 5 SHARES OF PRUDENTIAL FINANCIAL INC | P | 2013-05-30 | 2013-06-25 | $356 | $3 | $3 | $353 |
| 6776.808 SHARES OF PIMCO TOTAL RETURN FUND-P | P | 2012-09-24 | 2013-06-28 | $72,918 | -$5,490 | -$5,490 | $78,408 |
| 25751.073 SHARES OF PIMCO TOTAL RETURN FUND-P | P | 2012-12-05 | 2013-06-28 | $277,082 | -$22,918 | -$22,918 | $300,000 |
| 168 SHARES OF PRUDENTIAL FINANCIAL INC | P | 2012-08-17 | 2013-06-26 | $11,960 | $2,859 | $2,859 | $9,101 |
| 24 SHARES OF PRUDENTIAL FINANCIAL INC | P | 2013-05-29 | 2013-06-26 | $1,709 | $51 | $51 | $1,658 |
| 77 SHARES OF MICROSOFT CORP | P | 2011-09-22 | 2013-07-01 | $2,657 | $722 | $722 | $1,935 |
| 17 SHARES OF BLACKROCK INC | P | 2012-08-17 | 2013-07-11 | $4,563 | $1,524 | $1,524 | $3,039 |
| 42 SHARES OF CME GROUP INC | P | 2012-08-17 | 2013-07-11 | $3,216 | $947 | $947 | $2,269 |
| 8 SHARES OF CME GROUP INC | P | 2012-09-07 | 2013-07-11 | $613 | $146 | $146 | $467 |
| 45 SHARES OF CME GROUP INC | P | 2012-09-07 | 2013-07-11 | $3,446 | $818 | $818 | $2,628 |
| 26978.417 SHARES OF JPM INTL CURRENCY INCOME FD | P | 2012-09-24 | 2013-07-23 | $300,000 | -$2,698 | -$2,698 | $302,698 |
| 20 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-07-22 | $863 | $243 | $243 | $620 |
| 6 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-07-23 | $259 | $73 | $73 | $186 |
| 6 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-07-23 | $260 | $74 | $74 | $186 |
| 68 SHARES OF E I DU PONT DE NEMOURS & CO | P | 2012-08-17 | 2013-07-23 | $3,907 | $466 | $466 | $3,441 |
| 20 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-07-24 | $840 | $220 | $220 | $620 |
| 3 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-07-24 | $129 | $36 | $36 | $93 |
| 15 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-07-25 | $536 | $39 | $39 | $497 |
| 18 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-07-25 | $644 | $47 | $47 | $597 |
| 32 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-07-25 | $1,320 | $327 | $327 | $993 |
| 3 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-07-25 | $130 | $37 | $37 | $93 |
| 9 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-07-25 | $389 | $110 | $110 | $279 |
| 63 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-07-26 | $2,264 | $175 | $175 | $2,089 |
| 15 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-07-29 | $542 | $45 | $45 | $497 |
| 43 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-07-29 | $1,553 | $127 | $127 | $1,426 |
| 2 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-07-29 | $88 | $11 | $11 | $77 |
| 2 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-07-29 | $88 | $11 | $11 | $77 |
| 5 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-07-30 | $179 | $13 | $13 | $166 |
| 23 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-07-30 | $825 | $62 | $62 | $763 |
| 16983.68 SHARES OF DELAWARE EMERGING MARKETS-I | P | 2012-11-01 | 2013-08-01 | $250,170 | $17,324 | $17,324 | $232,846 |
| 16960.651 SHARES OF DELAWARE EMERGING MARKETS-I | P | 2013-02-22 | 2013-08-01 | $249,830 | -$170 | -$170 | $250,000 |
| 12 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-07-30 | $535 | $72 | $72 | $463 |
| 7 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-07-30 | $312 | $42 | $42 | $270 |
| 3 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-07-31 | $108 | $9 | $9 | $99 |
| 15 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-07-31 | $539 | $42 | $42 | $497 |
| 18 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-07-31 | $649 | $52 | $52 | $597 |
| 23 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-07-31 | $830 | $67 | $67 | $763 |
| 12 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-07-31 | $534 | $71 | $71 | $463 |
| 16 SHARES OF CENTURYLINK INC | P | 2011-09-12 | 2013-08-01 | $577 | $46 | $46 | $531 |
| 5 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-01 | $224 | $31 | $31 | $193 |
| 32 SHARES OF THE HERSHEY COMPANY | P | 2012-02-24 | 2013-08-05 | $3,111 | $1,160 | $1,160 | $1,951 |
| 10 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-06 | $437 | $51 | $51 | $386 |
| 5 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-07 | $221 | $28 | $28 | $193 |
| 94 SHARES OF T ROWE PRICE GROUP INC | P | 2012-08-17 | 2013-08-08 | $7,059 | $1,209 | $1,209 | $5,850 |
| 5 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-12 | $217 | $24 | $24 | $193 |
| 20 SHARES OF T ROWE PRICE GROUP INC | P | 2012-08-17 | 2013-08-12 | $1,480 | $235 | $235 | $1,245 |
| 2 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-13 | $87 | $10 | $10 | $77 |
| 56 SHARES OF T ROWE PRICE GROUP INC | P | 2012-08-17 | 2013-08-13 | $4,172 | $687 | $687 | $3,485 |
| 20 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-14 | $852 | $80 | $80 | $772 |
| 2 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-14 | $85 | $8 | $8 | $77 |
| 2 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-14 | $85 | $8 | $8 | $77 |
| 36 SHARES OF T ROWE PRICE GROUP INC | P | 2012-08-17 | 2013-08-14 | $2,665 | $425 | $425 | $2,240 |
| 15 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-15 | $629 | $50 | $50 | $579 |
| 2 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-15 | $84 | $7 | $7 | $77 |
| 5 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-15 | $211 | $18 | $18 | $193 |
| 3 SHARES OF T ROWE PRICE GROUP INC | P | 2012-08-17 | 2013-08-15 | $218 | $31 | $31 | $187 |
| 15 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-16 | $619 | $40 | $40 | $579 |
| 22 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-16 | $909 | $60 | $60 | $849 |
| 5 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-16 | $207 | $14 | $14 | $193 |
| 5 SHARES OF T ROWE PRICE GROUP INC | P | 2012-08-17 | 2013-08-16 | $363 | $52 | $52 | $311 |
| 5 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-19 | $206 | $13 | $13 | $193 |
| 4 SHARES OF T ROWE PRICE GROUP INC | P | 2012-08-17 | 2013-08-19 | $289 | $40 | $40 | $249 |
| 7 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-19 | $289 | $19 | $19 | $270 |
| 2 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-20 | $83 | $6 | $6 | $77 |
| 56 SHARES OF HOME DEPOT INC | P | 2012-08-17 | 2013-08-21 | $4,119 | $931 | $931 | $3,188 |
| 55 SHARES OF MONDELEZ INTERNATIONAL-W/I | P | 2013-03-06 | 2013-08-21 | $1,682 | $113 | $113 | $1,569 |
| 15 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-21 | $617 | $38 | $38 | $579 |
| 7 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-21 | $288 | $18 | $18 | $270 |
| 15 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-08-21 | $1,425 | $369 | $369 | $1,056 |
| 22 SHARES OF JOHNSON & JOHNSON | P | 2013-03-08 | 2013-08-22 | $1,944 | $225 | $225 | $1,719 |
| 49 SHARES OF MOLEX INC | P | 2012-08-17 | 2013-08-22 | $1,458 | $115 | $115 | $1,343 |
| 16 SHARES OF TIME WARNER CABLE INC | P | 2009-07-24 | 2013-08-22 | $1,750 | $1,218 | $1,218 | $532 |
| 54 SHARES OF VERIZON COMMUNICATIONS INC | P | 2012-08-17 | 2013-08-22 | $2,541 | $160 | $160 | $2,381 |
| 3 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-22 | $123 | $7 | $7 | $116 |
| 2 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-23 | $83 | $6 | $6 | $77 |
| 10 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-23 | $414 | $28 | $28 | $386 |
| 3 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-26 | $124 | $8 | $8 | $116 |
| 2 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-27 | $82 | $5 | $5 | $77 |
| 5 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-27 | $206 | $13 | $13 | $193 |
| 3 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-29 | $123 | $7 | $7 | $116 |
| 7 SHARES OF NORTHEAST UTILITIES | P | 2012-08-17 | 2013-08-30 | $286 | $16 | $16 | $270 |
| 2 SHARES OF BAXTER INTERNATIONAL INC | P | 2013-08-08 | 2013-09-25 | $133 | -$13 | -$13 | $146 |
| 2 SHARES OF BAXTER INTERNATIONAL INC | P | 2013-08-08 | 2013-09-25 | $133 | -$13 | -$13 | $146 |
| 2 SHARES OF BAXTER INTERNATIONAL INC | P | 2013-08-09 | 2013-09-25 | $133 | -$14 | -$14 | $147 |
| 2 SHARES OF BAXTER INTERNATIONAL INC | P | 2013-08-09 | 2013-09-25 | $133 | -$15 | -$15 | $148 |
| 2 SHARES OF BAXTER INTERNATIONAL INC | P | 2013-08-12 | 2013-09-25 | $133 | -$14 | -$14 | $147 |
| 2 SHARES OF BAXTER INTERNATIONAL INC | P | 2013-08-12 | 2013-09-25 | $133 | -$14 | -$14 | $147 |
| 67 SHARES OF BAXTER INTERNATIONAL INC | P | 2013-09-05 | 2013-09-25 | $4,471 | -$202 | -$202 | $4,673 |
| 5 SHARES OF 3M CO | P | 2012-08-17 | 2013-09-30 | $598 | $127 | $127 | $471 |
| 9 SHARES OF ANALOG DEVICES INC | P | 2012-08-17 | 2013-09-30 | $420 | $52 | $52 | $368 |
| 26 SHARES OF ANALOG DEVICES INC | P | 2012-08-17 | 2013-09-30 | $1,216 | $154 | $154 | $1,062 |
| 15 SHARES OF HOME DEPOT INC | P | 2012-08-17 | 2013-09-30 | $1,135 | $281 | $281 | $854 |
| 15 SHARES OF KINDER MORGAN INC | P | 2012-08-17 | 2013-09-30 | $533 | $19 | $19 | $514 |
| 34 SHARES OF QUALCOMM INC | P | 2013-03-11 | 2013-09-30 | $2,286 | $22 | $22 | $2,264 |
| 2 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-09-30 | $199 | $58 | $58 | $141 |
| 56 SHARES OF WILLIAMS COMPANIES INC | P | 2012-08-17 | 2013-09-30 | $2,037 | $227 | $227 | $1,810 |
| 12 SHARES OF 3M CO | P | 2012-08-17 | 2013-10-01 | $1,433 | $303 | $303 | $1,130 |
| 17 SHARES OF ANALOG DEVICES INC | P | 2012-08-17 | 2013-10-01 | $799 | $104 | $104 | $695 |
| 6 SHARES OF HOME DEPOT INC | P | 2012-08-17 | 2013-10-01 | $457 | $115 | $115 | $342 |
| 42 SHARES OF KINDER MORGAN INC | P | 2012-08-17 | 2013-10-01 | $1,508 | $68 | $68 | $1,440 |
| 25 SHARES OF QUALCOMM INC | P | 2013-03-11 | 2013-10-01 | $1,686 | $22 | $22 | $1,664 |
| 32 SHARES OF WILLIAMS COMPANIES INC | P | 2012-08-17 | 2013-10-01 | $1,176 | $142 | $142 | $1,034 |
| 10 SHARES OF 3M CO | P | 2012-08-17 | 2013-10-02 | $1,188 | $246 | $246 | $942 |
| 20 SHARES OF ANALOG DEVICES INC | P | 2012-08-17 | 2013-10-02 | $935 | $118 | $118 | $817 |
| 4 SHARES OF ANALOG DEVICES INC | P | 2012-08-17 | 2013-10-02 | $187 | $24 | $24 | $163 |
| 6 SHARES OF HOME DEPOT INC | P | 2012-08-17 | 2013-10-02 | $455 | $113 | $113 | $342 |
| 15 SHARES OF HOME DEPOT INC | P | 2012-08-17 | 2013-10-02 | $1,143 | $289 | $289 | $854 |
| 15 SHARES OF KINDER MORGAN INC | P | 2012-08-17 | 2013-10-02 | $535 | $21 | $21 | $514 |
| 4 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-02 | $399 | $117 | $117 | $282 |
| 13 SHARES OF WILLIAMS COMPANIES INC | P | 2012-08-17 | 2013-10-02 | $475 | $55 | $55 | $420 |
| 9 SHARES OF 3M CO | P | 2012-08-17 | 2013-10-03 | $1,067 | $220 | $220 | $847 |
| 2 SHARES OF ANALOG DEVICES INC | P | 2012-08-17 | 2013-10-03 | $92 | $10 | $10 | $82 |
| 3 SHARES OF ANALOG DEVICES INC | P | 2012-08-17 | 2013-10-03 | $139 | $16 | $16 | $123 |
| 49 SHARES OF HOME DEPOT INC | P | 2012-08-17 | 2013-10-03 | $3,722 | $933 | $933 | $2,789 |
| 6 SHARES OF HOME DEPOT INC | P | 2012-08-17 | 2013-10-03 | $457 | $115 | $115 | $342 |
| 9 SHARES OF KINDER MORGAN INC | P | 2012-08-17 | 2013-10-03 | $317 | $8 | $8 | $309 |
| 36 SHARES OF MCGRAW HILL FINANCIAL INC | P | 2012-12-11 | 2013-10-03 | $2,373 | $338 | $338 | $2,035 |
| 2 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-03 | $198 | $57 | $57 | $141 |
| 2 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-03 | $199 | $58 | $58 | $141 |
| 35 SHARES OF WILLIAMS COMPANIES INC | P | 2012-08-17 | 2013-10-03 | $1,267 | $136 | $136 | $1,131 |
| 4 SHARES OF ANALOG DEVICES INC | P | 2012-08-17 | 2013-10-04 | $187 | $24 | $24 | $163 |
| 2 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-04 | $199 | $58 | $58 | $141 |
| 18 SHARES OF ANALOG DEVICES INC | P | 2012-08-17 | 2013-10-07 | $842 | $107 | $107 | $735 |
| 38 SHARES OF KINDER MORGAN INC | P | 2012-08-17 | 2013-10-07 | $1,321 | $18 | $18 | $1,303 |
| 6 SHARES OF ANALOG DEVICES INC | P | 2012-08-17 | 2013-10-08 | $279 | $34 | $34 | $245 |
| 4 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-08 | $385 | $103 | $103 | $282 |
| 5 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-09 | $478 | $126 | $126 | $352 |
| 4 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-09 | $383 | $101 | $101 | $282 |
| 7 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-10 | $683 | $190 | $190 | $493 |
| 2 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-10 | $196 | $55 | $55 | $141 |
| 39 SHARES OF THE HERSHEY COMPANY | P | 2012-02-24 | 2013-10-10 | $3,627 | $1,249 | $1,249 | $2,378 |
| 2 SHARES OF THE HERSHEY COMPANY | P | 2012-02-14 | 2013-10-10 | $186 | $65 | $65 | $121 |
| 66 SHARES OF CINCINNATI FINANCIAL CORP | P | 2012-08-17 | 2013-10-11 | $3,214 | $606 | $606 | $2,608 |
| 67 SHARES OF HARTFORD FINANCIAL SERVICES GROUP | P | 2012-10-23 | 2013-10-11 | $2,203 | $734 | $734 | $1,469 |
| 7 SHARES OF HARTFORD FINANCIAL SERVICES GROUP | P | 2012-10-24 | 2013-10-11 | $230 | $75 | $75 | $155 |
| 36 SHARES OF HOME DEPOT INC | P | 2012-08-17 | 2013-10-11 | $2,753 | $704 | $704 | $2,049 |
| 6 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-14 | $592 | $170 | $170 | $422 |
| 4 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-11 | $395 | $113 | $113 | $282 |
| 19 SHARES OF UNITED TECHNOLOGIES CORP | P | 2013-05-13 | 2013-10-11 | $2,031 | $223 | $223 | $1,808 |
| 3 SHARES OF SNAP-ON INC | P | 2012-08-17 | 2013-10-15 | $296 | $85 | $85 | $211 |
| 51 SHARES OF BRINKER INTERNATIONAL INC | P | 2013-04-09 | 2013-10-29 | $2,251 | $277 | $277 | $1,974 |
| 26 SHARES OF BRINKER INTERNATIONAL INC | P | 2013-04-10 | 2013-10-29 | $1,147 | $136 | $136 | $1,011 |
| 6 SHARES OF TIME WARNER CABLE INC | P | 2009-07-24 | 2013-10-29 | $708 | $509 | $509 | $199 |
| 12 SHARES OF TIME WARNER CABLE INC | P | 2009-07-24 | 2013-10-29 | $1,420 | $1,021 | $1,021 | $399 |
| 4 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-10-30 | $192 | $68 | $68 | $124 |
| 2 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-10-30 | $97 | $35 | $35 | $62 |
| 50 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-10-30 | $2,422 | $871 | $871 | $1,551 |
| 13 SHARES OF MCGRAW HILL FINANCIAL INC | P | 2012-12-10 | 2013-10-30 | $918 | $184 | $184 | $734 |
| 3 SHARES OF MCGRAW HILL FINANCIAL INC | P | 2012-12-10 | 2013-10-30 | $213 | $44 | $44 | $169 |
| 1 SHARES OF MCGRAW HILL FINANCIAL INC | P | 2012-12-11 | 2013-10-30 | $71 | $14 | $14 | $57 |
| 18 SHARES OF PPG INDUSTRIES INC | P | 2012-08-17 | 2013-10-30 | $3,269 | $1,283 | $1,283 | $1,986 |
| 3 SHARES OF TIME WARNER CABLE INC | P | 2009-07-24 | 2013-10-30 | $350 | $250 | $250 | $100 |
| 6 SHARES OF TIME WARNER CABLE INC | P | 2009-07-24 | 2013-10-30 | $701 | $502 | $502 | $199 |
| 8 SHARES OF TIME WARNER CABLE INC | P | 2009-07-24 | 2013-10-29 | $946 | $680 | $680 | $266 |
| 9 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-10-31 | $429 | $150 | $150 | $279 |
| 20 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-10-31 | $954 | $334 | $334 | $620 |
| 3 SHARES OF MCGRAW HILL FINANCIAL INC | P | 2012-12-10 | 2013-10-31 | $210 | $41 | $41 | $169 |
| 1 SHARES OF MCGRAW HILL FINANCIAL INC | P | 2012-12-11 | 2013-10-31 | $70 | $14 | $14 | $56 |
| 19 SHARES OF MCGRAW HILL FINANCIAL INC | P | 2012-12-10 | 2013-10-31 | $1,329 | $256 | $256 | $1,073 |
| 21 SHARES OF MCGRAW HILL FINANCIAL INC | P | 2012-12-10 | 2013-10-31 | $1,469 | $283 | $283 | $1,186 |
| 42 SHARES OF MERCK AND CO INC | P | 2012-08-17 | 2013-10-31 | $1,899 | $83 | $83 | $1,816 |
| 108 SHARES OF MERCK AND CO INC | P | 2012-08-17 | 2013-10-31 | $4,889 | $219 | $219 | $4,670 |
| 79 SHARES OF MERCK AND CO INC | P | 2012-08-17 | 2013-10-31 | $3,585 | $169 | $169 | $3,416 |
| 17 SHARES OF DUNKIN BRANDS GROUP INC | P | 2012-08-17 | 2013-11-01 | $814 | $287 | $287 | $527 |
| 2 SHARES OF MCGRAW HILL FINANCIAL INC | P | 2012-12-10 | 2013-11-01 | $141 | $28 | $28 | $113 |
| 7 SHARES OF MCGRAW HILL FINANCIAL INC | P | 2012-12-11 | 2013-11-01 | $492 | $97 | $97 | $395 |
| 21 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-14 | $1,326 | $122 | $122 | $1,204 |
| 7 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-14 | $443 | $42 | $42 | $401 |
| 4 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-14 | $253 | $24 | $24 | $229 |
| 33 SHARES OF L BRANDS, INC. | P | 2012-08-17 | 2013-11-20 | $2,124 | $490 | $490 | $1,634 |
| 4 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-20 | $248 | $19 | $19 | $229 |
| 4 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-21 | $248 | $19 | $19 | $229 |
| 2 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-21 | $124 | $9 | $9 | $115 |
| 2 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-21 | $124 | $9 | $9 | $115 |
| 2 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-22 | $124 | $9 | $9 | $115 |
| 2 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-22 | $124 | $9 | $9 | $115 |
| 2 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-22 | $124 | $9 | $9 | $115 |
| 4 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-22 | $248 | $19 | $19 | $229 |
| 168 SHARES OF MOLEX INCORPORATED | P | 2012-08-17 | 2013-11-25 | $6,481 | $1,877 | $1,877 | $4,604 |
| 3 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-25 | $187 | $15 | $15 | $172 |
| 3 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-26 | $189 | $17 | $17 | $172 |
| 2 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-11-26 | $126 | $11 | $11 | $115 |
| 4 SHARES OF TIME WARNER INC | P | 2012-12-19 | 2013-11-27 | $262 | $71 | $71 | $191 |
| 6 SHARES OF TIME WARNER INC | P | 2012-12-19 | 2013-11-27 | $396 | $109 | $109 | $287 |
| 8 SHARES OF TIME WARNER INC | P | 2012-12-19 | 2013-11-27 | $530 | $147 | $147 | $383 |
| 6 SHARES OF TIME WARNER INC | P | 2012-12-19 | 2013-11-27 | $395 | $108 | $108 | $287 |
| 2 SHARES OF TIME WARNER INC | P | 2012-12-19 | 2013-11-29 | $132 | $36 | $36 | $96 |
| 4 SHARES OF TIME WARNER INC | P | 2012-12-19 | 2013-11-29 | $265 | $74 | $74 | $191 |
| 11 SHARES OF TIME WARNER INC | P | 2012-08-17 | 2013-12-02 | $716 | $247 | $247 | $469 |
| 11 SHARES OF TIME WARNER INC | P | 2012-08-17 | 2013-12-02 | $717 | $248 | $248 | $469 |
| 18 SHARES OF TIME WARNER INC | P | 2012-12-19 | 2013-12-02 | $1,174 | $313 | $313 | $861 |
| 5 SHARES OF TIME WARNER INC | P | 2012-08-17 | 2013-12-02 | $328 | $115 | $115 | $213 |
| 164 SHARES OF MOLEX INCORPORATED | P | 2012-08-17 | 2013-12-09 | $6,344 | $1,850 | $1,850 | $4,494 |
| 2 SHARES OF AT&T INC | P | 2012-02-08 | 2013-12-11 | $68 | $8 | $8 | $60 |
| 2 SHARES OF AT&T INC | P | 2012-02-08 | 2013-12-11 | $68 | $8 | $8 | $60 |
| 25 SHARES OF AT&T INC | P | 2012-02-08 | 2013-12-11 | $850 | $97 | $97 | $753 |
| 61565.523 SHARES OF DOUBLELINE TOTAL RET BD-I | P | 2012-08-23 | 2013-12-13 | $669,217 | -$30,767 | -$30,767 | $699,984 |
| 29535.865 SHARES OF JPM STRAT INCOME OPPORT FD - SEL | P | 2013-06-28 | 2013-12-13 | $351,477 | $1,477 | $1,477 | $350,000 |
| 14830.798 SHARES OF PIMCO TOTAL RETURN FUND-P | P | 2012-09-24 | 2013-12-13 | $159,283 | -$12,309 | -$12,309 | $171,592 |
| 16071.429 SHARES OF PIMCO TOTAL RETURN FUND-P | P | 2013-02-22 | 2013-12-13 | $172,607 | -$7,393 | -$7,393 | $180,000 |
| 4 SHARES OF AT&T INC | P | 2012-02-08 | 2013-12-12 | $136 | $15 | $15 | $121 |
| 50 SHARES OF AT&T INC | P | 2012-02-08 | 2013-12-12 | $1,696 | $189 | $189 | $1,507 |
| 39 SHARES OF AT&T INC | P | 2012-02-08 | 2013-12-13 | $1,316 | $141 | $141 | $1,175 |
| 7 SHARES OF XCEL ENERGY INC | P | 2013-06-14 | 2013-12-13 | $194 | -$13 | -$13 | $207 |
| 17 SHARES OF XCEL ENERGY INC | P | 2013-06-14 | 2013-12-13 | $471 | -$31 | -$31 | $502 |
| 2 SHARES OF XCEL ENERGY INC | P | 2013-06-14 | 2013-12-13 | $55 | -$4 | -$4 | $59 |
| 11 SHARES OF XCEL ENERGY INC | P | 2013-06-14 | 2013-12-13 | $305 | -$19 | -$19 | $324 |
| 23 SHARES OF XCEL ENERGY INC | P | 2013-06-17 | 2013-12-13 | $637 | -$40 | -$40 | $677 |
| 9 SHARES OF XCEL ENERGY INC | P | 2013-06-17 | 2013-12-13 | $249 | -$17 | -$17 | $266 |
| 10 SHARES OF XCEL ENERGY INC | P | 2013-06-17 | 2013-12-13 | $278 | -$18 | -$18 | $296 |
| 8 SHARES OF XCEL ENERGY INC | P | 2013-06-17 | 2013-12-13 | $222 | -$15 | -$15 | $237 |
| 62 SHARES OF AT&T INC | P | 2012-02-08 | 2013-12-16 | $2,116 | $248 | $248 | $1,868 |
| 31 SHARES OF XCEL ENERGY INC | P | 2013-06-07 | 2013-12-16 | $869 | -$35 | -$35 | $904 |
| 6 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-16 | $168 | -$7 | -$7 | $175 |
| 17 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-16 | $476 | -$19 | -$19 | $495 |
| 17 SHARES OF XCEL ENERGY INC | P | 2013-06-13 | 2013-12-16 | $476 | -$20 | -$20 | $496 |
| 26 SHARES OF XCEL ENERGY INC | P | 2013-06-13 | 2013-12-16 | $729 | -$28 | -$28 | $757 |
| 2 SHARES OF XCEL ENERGY INC | P | 2013-06-14 | 2013-12-16 | $56 | -$3 | -$3 | $59 |
| 7 SHARES OF XCEL ENERGY INC | P | 2013-06-14 | 2013-12-16 | $196 | -$10 | -$10 | $206 |
| 2 SHARES OF XCEL ENERGY INC | P | 2013-06-14 | 2013-12-16 | $56 | -$3 | -$3 | $59 |
| 18 SHARES OF XCEL ENERGY INC | P | 2013-06-17 | 2013-12-16 | $504 | -$26 | -$26 | $530 |
| 2 SHARES OF XCEL ENERGY INC | P | 2013-06-18 | 2013-12-16 | $56 | -$2 | -$2 | $58 |
| 8 SHARES OF XCEL ENERGY INC | P | 2013-06-18 | 2013-12-16 | $224 | -$10 | -$10 | $234 |
| 5 SHARES OF XCEL ENERGY INC | P | 2013-06-18 | 2013-12-16 | $140 | -$7 | -$7 | $147 |
| 2 SHARES OF XCEL ENERGY INC | P | 2013-06-18 | 2013-12-16 | $56 | -$3 | -$3 | $59 |
| 7 SHARES OF XCEL ENERGY INC | P | 2013-06-18 | 2013-12-16 | $196 | -$9 | -$9 | $205 |
| 7 SHARES OF XCEL ENERGY INC | P | 2013-06-19 | 2013-12-16 | $196 | -$9 | -$9 | $205 |
| 17 SHARES OF XCEL ENERGY INC | P | 2013-06-19 | 2013-12-16 | $476 | -$23 | -$23 | $499 |
| 6 SHARES OF AT&T INC | P | 2012-02-08 | 2013-12-17 | $203 | $22 | $22 | $181 |
| 75 SHARES OF AT&T INC | P | 2012-02-08 | 2013-12-17 | $2,537 | $277 | $277 | $2,260 |
| 12 SHARES OF AT&T INC | P | 2012-02-08 | 2013-12-17 | $407 | $45 | $45 | $362 |
| 4 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-17 | $112 | -$5 | -$5 | $117 |
| 1 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-17 | $28 | -$1 | -$1 | $29 |
| 5 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-17 | $139 | -$7 | -$7 | $146 |
| 19 SHARES OF XCEL ENERGY INC | P | 2013-06-07 | 2013-12-17 | $530 | -$22 | -$22 | $552 |
| 28 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-17 | $781 | -$33 | -$33 | $814 |
| 12 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-17 | $335 | -$14 | -$14 | $349 |
| 7 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-17 | $195 | -$8 | -$8 | $203 |
| 24 SHARES OF XCEL ENERGY INC | P | 2013-06-11 | 2013-12-17 | $669 | -$28 | -$28 | $697 |
| 6 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-17 | $168 | -$6 | -$6 | $174 |
| 4 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-17 | $112 | -$4 | -$4 | $116 |
| 2 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-17 | $56 | -$2 | -$2 | $58 |
| 3 SHARES OF XCEL ENERGY INC | P | 2013-06-10 | 2013-12-18 | $84 | -$3 | -$3 | $87 |
| 22 SHARES OF XCEL ENERGY INC | P | 2013-06-11 | 2013-12-18 | $613 | -$25 | -$25 | $638 |
| 7 SHARES OF XCEL ENERGY INC | P | 2013-06-11 | 2013-12-18 | $195 | -$8 | -$8 | $203 |
| 3 SHARES OF XCEL ENERGY INC | P | 2013-06-11 | 2013-12-18 | $84 | -$3 | -$3 | $87 |
| 22 SHARES OF XCEL ENERGY INC | P | 2013-06-19 | 2013-12-18 | $613 | -$25 | -$25 | $638 |
| 4215.879 SHARES OF JPM INTL CURR INCOME FD - SEL | P | 2012-09-24 | 2013-12-26 | $46,670 | -$632 | -$632 | $47,302 |
| 16071.429 SHARES OF JPM INTL CURR INCOME FD - SEL | P | 2013-02-22 | 2013-12-26 | $177,911 | -$2,089 | -$2,089 | $180,000 |
| 13 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-12-23 | $801 | $56 | $56 | $745 |
| 19 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-12-23 | $1,170 | $81 | $81 | $1,089 |
| 4 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-12-24 | $245 | $16 | $16 | $229 |
| 6 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-12-24 | $369 | $25 | $25 | $344 |
| 13 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-12-26 | $803 | $58 | $58 | $745 |
| 13 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-12-27 | $798 | $53 | $53 | $745 |
| 2 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-12-27 | $123 | $8 | $8 | $115 |
| 2 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-12-30 | $123 | $8 | $8 | $115 |
| 29 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-12-30 | $1,794 | $132 | $132 | $1,662 |
| 27 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-12-31 | $1,671 | $124 | $124 | $1,547 |
| 9 SHARES OF NORDSTROM INC | P | 2012-08-17 | 2013-12-31 | $558 | $42 | $42 | $516 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $70,705 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $784,576 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $18,216,560 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.043069 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,363,861 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $19,005,749 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.071760 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $769,340 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $18,415,952 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.041776 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,240,382 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $16,436,214 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.075466 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,017,631 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $19,961,075 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.050981 | DistributionYr5Rt |
| Total Distribution | 0.283052 | TotalDistributionRt |
| Average Distribution | 0.056610 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $16,423,626 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $929,741 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $4,213 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $933,954 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,103,615 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $4,213 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,213 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,213 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $13,967 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $13,967 | TotalPaymentsAndCreditsAmt |
| Overpayment | $9,754 | OverpaymentAmt |
| Applied To ES Tax | $9,754 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | WASSERMAN GROSSMAN SLOAN LLP | IndividualWithBooksNm |
| Phone | 3109541050 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1760 | AddressLine1 |
| City | SANTA MONICA | City |
| State | CA | State |
| ZIP Code | 904061760 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GORDON BINDER | ||||||||
| 225 SOUTH LAKE AVENUE SUITE 300 | PASADENA | CA | 91101 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| ADELE BINDER | ||||||||
| 225 SOUTH LAKE AVENUE SUITE 300 | PASADENA | CA | 91101 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $15,347,920 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,325,812 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,673,732 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $16,673,732 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $250,106 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,423,626 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $821,181 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $821,181 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,213 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,213 | TotalTaxAmt |
| Distributable Before Adj | $816,968 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $816,968 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $816,968 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,103,615 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,103,615 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $4,213 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,099,402 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $816,968 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr2 | $60,787 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $60,787 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,103,615 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $816,968 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $286,647 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $347,434 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $347,434 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $60,787 | ExcessFromYear2Amt |
| Excess From Current Year | $286,647 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GORDON BINDER | ContributingManagerNm |
| Contributing Manager | ADELE BINDER | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (36 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RESEARCH | |||||||
| 1150 SEVENTEENTH STREET NW | WASHINGTON | DC | 20036 | NONE | PUBLIC CHARITABLE OR | DONATION | $450,000 |
| CEDARS-SINAI MEDICAL CENTER | |||||||
| 8700 BEVERLY BLVD SUITE 2416 | LOS ANGELES | CA | 90048 | NONE | PUBLIC CHARITABLE OR | DONATION | $1,500 |
| CHILDREN'S HOSPITAL BOSTON | |||||||
| 401 PARK DRIVE SUITE 602 | BOSTON | MA | 02215 | NONE | PUBLIC CHARITABLE OR | DONATION | $50,000 |
| COMMUNITY PARTNERS FBO BABY2BABY | |||||||
| 1000 NORTH ALAMEDA STREET SUITE 240 | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITABLE OR | DONATION | $1,800 |
| DEXTER SCHOOL | |||||||
| 20 NEWTON STREET | BROOKLINE | MA | 024457498 | NONE | PUBLIC CHARITABLE OR | DONATION | $25,000 |
| DREAM STREET | |||||||
| 433 N CAMDEN DRIVE | BEVERLY HILLS | CA | 90210 | NONE | PUBLIC CHARITABLE OR | DONATION | $2,000 |
| EVERYCHILD FOUNDATION | |||||||
| PO BOX 1808 | PACIFIC PALISADES | CA | 90272 | NONE | PUBLIC CHARITABLE OR | DONATION | $15,000 |
| FOSTER CARE COUNTS | |||||||
| 11111 SANTA MONICA BLVD SUITE 1650 | LOS ANGELES | CA | 90025 | NONE | PUBLIC CHARITABLE OR | DONATION | $1,000 |
| INSTITUTE OF CONTEMPORARY ART | |||||||
| 100 NORTHERN AVENUE | BOSTON | MA | 02210 | NONE | PUBLIC CHARITABLE OR | DONATION | $65,000 |
| ISABELLA STEWART GARDNER MUSEUM | |||||||
| 280 THE FENWAY | BOSTON | MA | 02115 | NONE | PUBLIC CHARITABLE OR | DONATION | $25,000 |
| MUSIC CENTER | |||||||
| 135 NORTH GRAND AVENUE | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITABLE OR | DONATION | $50,000 |
| THE CHESTNUT HILL SCHOOL | |||||||
| 428 HAMMOND STREET | CHESTNUT HILL | MA | 024671229 | NONE | PUBLIC CHARITABLE OR | DONATION | $25,000 |
| THE HEART PROJECT | |||||||
| 1140 NORTH CITRUS AVENUE | LOS ANGELES | CA | 90038 | NONE | PUBLIC CHARITABLE OR | DONATION | $10,000 |
| THE HUNTINGTON | |||||||
| 1151 OXFORD ROAD | SAN MARINO | CA | 91108 | NONE | PUBLIC CHARITABLE OR | DONATION | $110,500 |
| THE MEADOWBROOK SCHOOL | |||||||
| 10 FARM ROAD | WESTON | MA | 02493 | NONE | PUBLIC CHARITABLE OR | DONATION | $40,000 |
| UNIVERSITY OF SOUTHERN CALIFORNIA ANNUAL FUND | |||||||
| UNIVERSITY PARK CAMPUS | LOS ANGELES | CA | 900894017 | NONE | PUBLIC CHARITABLE OR | DONATION | $500 |
| VINCENT MEMORIAL HOSPITAL | |||||||
| 55 FRUIT STREET | BOSTON | MA | 021142792 | NONE | PUBLIC CHARITABLE OR | DONATION | $25,000 |
| WILSHIRE BOULEVARD TEMPLE | |||||||
| 3663 WILSHIRE BLVD | LOS ANGELES | CA | 900102798 | NONE | PUBLIC CHARITABLE OR | DONATION | $4,900 |
| YMCA OF GREATER BOSTON | |||||||
| 316 HUNTINGTON AVENUE | BOSTON | MA | 02115 | NONE | PUBLIC CHARITABLE OR | DONATION | $20,000 |
| PASADENA HUMANE SOCIETY & SPCA | |||||||
| 361 SOUTH RAYMOND AVENUE | PASADENA | CA | 91105 | NONE | PUBLIC CHARITABLE OR | DONATION | $50,000 |
| THE GABRIELLA FOUNDATION | |||||||
| 639 S COMMONWEALTH AVE STE B | LOS ANGELES | CA | 90005 | NONE | PUBLIC CHARITABLE OR | DONATION | $200 |
| HUNTINGTON HOSPITAL | |||||||
| 100 W CALIFORNIA BOULEVARD | PASADENA | CA | 91109 | NONE | PUBLIC CHARITABLE OR | DONATION | $25,000 |
| AUTISM SPEAKS | |||||||
| 6330 SAN VICENTE BLVD SUITE 401 | LOS ANGELES | CA | 90048 | NONE | PUBLIC CHARITABLE OR | DONATION | $50 |
| THE FELIX ORGANIZATION | |||||||
| 43 OYSTER BAY ROAD | LOCUST VALLEY | NY | 11560 | NONE | PUBLIC CHARITABLE OR | DONATION | $13,000 |
| ONE VOICE | |||||||
| 1228 15TH STREET SUITE C | SANTA MONICA | CA | 90404 | NONE | PUBLIC CHARITABLE OR | DONATION | $1,050 |
| FRED HUTCHINSON CANCER RESEARCH CENTER | |||||||
| 1100 FAIRVEW AVE N LM-120 | SEATTLE | WA | 98109 | NONE | PUBLIC CHARITABLE OR | DONATION | $10,000 |
| ENTERTAINMENT INDUSTRY FOUNDATION | |||||||
| 1900 AVENUE OF THE STARS SUITE 1400 | LOS ANGELES | CA | 90067 | NONE | PUBLIC CHARITABLE OR | DONATION | $200 |
| LELAND STANFORD JUNIOR UNIVERSITY | |||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | NONE | PUBLIC CHARITABLE OR | DONATION | $100 |
| PENTACLE THEATRE INC | |||||||
| 324 52ND AVE NW | SALEM | OR | 97304 | NONE | PUBLIC CHARITABLE OR | DONATION | $50 |
| LOS ANGELES PHILHARMONIC | |||||||
| 2301 N HIGHLAND AVE | LOS ANGELES | CA | 90068 | NONE | PUBLIC CHARITABLE OR | DONATION | $4,450 |
| DANA HALL SCHOOL | |||||||
| 45 DANA ROAD | WELLESLEY | MA | 02482 | NONE | PUBLIC CHARITABLE OR | DONATION | $25,000 |
| OPTIMIST INTERNATIONAL | |||||||
| 10020 CANTERBURY FARMS COURT | ST LOUIS | MO | 63128 | NONE | PUBLIC CHARITABLE OR | DONATION | $500 |
| THE JEWISH FEDERATION OF GREATER LOS ANGELES | |||||||
| 6505 WILSHIRE BLVD | LOS ANGELES | CA | 90048 | NONE | PUBLIC CHARITABLE OR | DONATION | $200 |
| LOS ANGELES OPERA | |||||||
| 135 NORTH GRAND AVENUE | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITABLE OR | DONATION | $25,000 |
| MAYFIELD JUNIOR SCHOOL | |||||||
| 405 SOUTH EUCLID AVENUE | PASADENA | CA | 91101 | NONE | PUBLIC CHARITABLE OR | DONATION | $25,000 |
| LOS ANGELES TEAM MENTORING | |||||||
| 714 W OLYMPIC BLVD SUITE 640 | LOS ANGELES | CA | 90015 | NONE | PUBLIC CHARITABLE OR | DONATION | $900 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,102,900 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $173 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $418,146 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $11 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $70,705 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $489,035 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $489,035 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PRICEWATERHOUSECOOPERS, LLP | CategoryTxt |
| Amt | $2,222 | Amt |
| Net Investment Income | $1,667 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $555 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| JP MORGAN A/C# W71404-00-3 | $2,520,751 | $3,124,495 |
| JP MORGAN A/C# A75293-00-0 | $501,385 | $689,877 |
| JP MORGAN A/C# A75940-00-6 | $9,120,634 | $10,699,329 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MS GLOBAL SEC OPP FUND | AT COST | $489,624 | $768,510 |
| JP MORGAN OFFSHORE HEDGE FUNDS | AT COST | $1,850,000 | $2,081,642 |
| JP MORGAN A/C# A75940-00-6 - OTHER ASSETS | AT COST | $1,865,000 | $1,805,126 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE FROM STOCKBROKER | Desc |
| BOY Book Value | $100 | BOYBookValueAmt |
| EOY Book Value | $5,570 | EOYBookValueAmt |
| EOYFMV | $5,570 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FRANCHISE TAX BOARD | $10 | $0 | $10 |
| ATTORNEY GENERAL'S REGISTRY OF CHARITABLE TRUSTS | $150 | $0 | $150 |
| OTHER DEDUCTION | $300 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISC SEC LIT DISTRIBUTIONS | Desc |
| Revenue And Expenses Per Books | $11 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $11 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $11 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT EXPENSES - JP MORGAN A/C# A75940-00-6 | $58,123 | $58,123 | $0 |
| INVESTMENT EXPENSES - JP MORGAN A/C# A75293-00-0 | $7,882 | $7,882 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAXES PAID | CategoryTxt |
| Amt | $75 | Amt |
| Net Investment Income | $75 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |