BROWN UNIVERSITY OF PROVIDENCE: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: BROWN UNIVERSITY OF PROVIDENCE (EIN 05-0258809)
Tax period: 2012-07-01 to 2013-06-30
Filed: 2014-05-14
IRS object ID: 201421349349305822
Schema version: 2012v2.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2014-05-14T14:26:06-05:00	Timestamp
Tax Period End Date	2013-06-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	PricewaterhouseCoopers LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	125 High Street	AddressLine1
City	Boston	City
State	MA	State
ZIP Code	02110	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2012-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	050258809	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	Brown University	BusinessNameLine1

Field	Value	IRS element (for citing)
In Care Of Name	% DONALD S SCHANCK	InCareOfName
Name Control	BROW	NameControl
Phone	4018632716	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	Controllers Office Box J	AddressLine1
Address Line2	Suite	AddressLine2
City	Providence	City
State	RI	State
ZIP Code	02912	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	DONALD S SCHANCK	Name
Title	AVP AND UNIVERSITY CONTROLLER	Title
Phone	4018632716	Phone
Date Signed	2014-05-14	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	PRICEWATERHOUSECOOPERS LLP	Name
Phone	6175305000	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2015-11-30 17:44:51Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	CHRISTINA PAXSON	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	BROWN UNIVERSITY BOX J	AddressLine1
City	PROVIDENCE	City
State	RI	State
ZIP Code	02912	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	1644918003	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	http://www.brown.edu	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1764	YearFormation
State Legal Domicile	RI	StateLegalDomicile
Activity Or Mission Description	SEE SCHEDULE O.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	62	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	59	NbrIndependentVotingMembers
Total Nbr Employees	10690	TotalNbrEmployees
Total Nbr Volunteers	21374	TotalNbrVolunteers
Total Gross UBI	1344264	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	336516571	ContributionsGrantsPriorYear
Contributions Grants Current Year	331829666	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	444465103	ProgramServiceRevenuePriorYear
Program Service Revenue CY	486007086	ProgramServiceRevenueCY
Investment Income Prior Year	48540659	InvestmentIncomePriorYear
Investment Income Current Year	208113750	InvestmentIncomeCurrentYear
Other Revenue Prior Year	16454992	OtherRevenuePriorYear
Other Revenue Current Year	4284974	OtherRevenueCurrentYear
Total Revenue Prior Year	845977325	TotalRevenuePriorYear
Total Revenue Current Year	1030235476	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	122940500	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	141913549	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	423799261	SalariesEtcPriorYear
Salaries Etc Current Year	456569409	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	158209	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	24488	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	22260355	TotalFundrsngExpCurrentYear
Other Expense Prior Year	305447189	OtherExpensePriorYear
Other Expenses Current Year	295940240	OtherExpensesCurrentYear
Total Expenses Prior Year	852345159	TotalExpensesPriorYear
Total Expenses Current Year	894447686	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	-6367834	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	135787790	RevenuesLessExpensesCY
Total Assets BOY	4137082720	TotalAssetsBOY
Total Assets EOY	4397600917	TotalAssetsEOY
Total Liabilities BOY	988826894	TotalLiabilitiesBOY
Total Liabilities EOY	963035559	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	3148255826	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	3434565358	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	SEE SCHEDULE O.	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	231556152	Expense
Revenue	401144692	Revenue
Description	INSTRUCTION/ENROLLMENT. (SEE SCHEDULE O)	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	187054847	Expense
Grants	141913549	Grants
Description	STUDENT AID, FELLOWSHIPS AND SCHOLARSHIPS. (SEE SCHEDULE O)	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	96853116	Expense
Revenue	84349726	Revenue
Description	Auxiliary Services / Activities Includes the operation of the dormitories, dining services, health services, the bookstore, etc. These services accomodate students, faculty and staff by supporting academic & cultural enrichment.	Description

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	266956246	TotalOfOtherProgramServiceExp
Total Of Other Program Service Rev	512668	TotalOfOtherProgramServiceRev
Total Program Service Expense	782420361	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	true	LobbyingActivities
Subject To Proxy Tax	false	SubjectToProxyTax
Donor Advised Funds	true	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	true	CollectionsOfArt
Credit Counseling	true	CreditCounseling
Term Or Permanent Endowments	true	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	true	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	false	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	false	ReportFin48Footnote
Independent Audit Financial Stmt	false	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	true	ConsolidatedAuditFinancialStmt
School	true	School
Foreign Office	true	ForeignOffice
Foreign Activities	true	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	true	ProfessionalFundraising
Fundraising Activities	true	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	false	GrantsToOrganizations
Grants To Individuals	true	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	true	TaxExemptBonds
Invest Tax Exempt Bonds	false	InvestTaxExemptBonds
Escrow Account	false	EscrowAccount
On Behalf Of Issuer	false	OnBehalfOfIssuer
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	false	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	false	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	true	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	true	DeductibleNonCashContributions
Deductible Contributions Of Art	true	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	false	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	true	RelatedOrgControlledEntity
Transaction Related Entity	true	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	false	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	1635	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	10690	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	true	UnrelatedBusinessIncome
Form990-T Filed	true	Form990-TFiled
Foreign Financial Account	true	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	true	QuidProQuoContributions
Quid Pro Quo Disclosure	true	QuidProQuoDisclosure
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Excess Business Holdings	false	ExcessBusinessHoldings
Taxable Distributions	false	TaxableDistributions
Distribution To Donor	false	DistributionToDonor
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	62	NbrVotingGoverningBodyMembers
Number Independent Voting Members	59	NumberIndependentVotingMembers
Family Or Business Relationship	true	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	DONALD S SCHANCK	NamePerson
Telephone Number	4018632716	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	BROWN UNIVERSITY BOX J	AddressLine1
City	PROVIDENCE	City
State	RI	State
ZIP Code	02912	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (77 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
Donald C Hood
FELLOW/SECRETARY	2.0	X	X
Robin A Lenhardt
FELLOW	2.0	X
Mark S Blumenkranz
FELLOW	2.0	X
Spencer R Crew
TRUSTEE	2.0	X
Charles M Davis
TRUSTEE	2.0	X
Richard A Friedman
FELLOW	2.0	X
Charles H Giancarlo
TRUSTEE	2.0	X
Martin J Granoff
TRUSTEE	2.0	X
Cathy Frank Halstead
TRUSTEE	2.0	X
Samuel M Mencoff
FELLOW	2.0	X
Annette L Nazareth
TRUSTEE	2.0	X
Jonathan M Nelson
FELLOW	2.0	X
Theresia Gouw
FELLOW	2.0	X		0	0	0
Alison S Ressler
Treasurer/TRUSTEE	2.0	X	X
ALISON K COHEN
TRUSTEE	2.0	X
Ralph F Rosenburg
TRUSTEE	2.0	X
Charles M Royce
FELLOW	2.0	X
Joan Wernig Sorensen
TRUSTEE	2.0	X
Anita V Spivey
TRUSTEE	2.0	X
Thomas J Tisch
Trustee/Chancellor	2.0	X	X
Jerome C Vascellaro
Trustee/Vice Chancellor	2.0	X	X
Peter S Voss
FELLOW	2.0	X
William P Wood
Trustee	2.0	X
Steven A Cohen
Trustee	2.0	X
Barry S Rosenstein
Trustee	2.0	X
Nancy Fuld Neff
TRUSTEE	2.0	X
Barry S Sternlicht
Trustee	2.0	X
LAURA GELLER
FELLOW	2.0	X
MATTHEW J MALLOW
FELLOW	2.0	X
MARIA T ZUBER
FELLOW	2.0	X
NORMAN W ALPERT
TRUSTEE	2.0	X
ANDREA TERZI BAUM
TRUSTEE	2.0	X
KATHERINE BURTON
TRUSTEE	2.0	X
CRAIG M COGUT
TRUSTEE	2.0	X
LAURENCE W COHEN
TRUSTEE	2.0	X
TANYA GODREJ DUBASH
TRUSTEE	2.0	X
DORSEY M JAMES
TRUSTEE	2.0	X
PEIGE KATZ
TRUSTEE	2.0	X
Christina Paxson
PRESIDENT/FELLOW	40.0	X	X	375360		19361
BRIAN T MOYNIHAN
TRUSTEE	2.0	X
ERIC RODRIGUEZ
TRUSTEE	2.0	X
THOMAS E ROTHMAN
TRUSTEE	2.0	X
JONATHAN M ROZOFF
TRUSTEE	2.0	X
NANCY G ZIMMERMAN
TRUSTEE	2.0	X
GEORGE H BILLINGS
TRUSTEE	2.0	X
ROBERT CARNEY
TRUSTEE	2.0	X
JOHN HANNAN
TRUSTEE	2.0	X
KEVIN MUNDT
TRUSTEE	2.0	X
STEVEN PRICE
TRUSTEE	2.0	X
JASMINE WADDELL
TRUSTEE	2.0	X
LAUREN ZALAZNICK
TRUSTEE	2.0	X
Craig E Barton
TRUSTEE	2.0	X
Jose Estabil
TRUSTEE	2.0	X
Todd Fisher
TRUSTEE	2.0	X
Bob Goodman
TRUSTEE	2.0	X
Nancy Chick Hyde
TRUSTEE	2.0	X
Paula McNamara
TRUSTEE	2.0	X
Sri Naidu
TRUSTEE	2.0	X
Ron Perelman
TRUSTEE	2.0	X
Alison Stewart
TRUSTEE	2.0	X
Diana Wells
TRUSTEE	2.0	X
Rogeriee Thompson
FELLOW	2.0	X
Elizabeth C Huidekoper
EXEC VP for FINANCE and ADMIN	40.0			407448		27764	X
Clyde L Briant
VICE PRESIDENT for Research	40.0			384853		47248	X
Edward Wing
Dean of Medicine & Bio Science	40.0			640048		37753	X
Margaret M Klawunn
VP CAMPUS LIFE/STUDENT SERVICE	40.0			246258		46230	X
Stephen M Maiorisi
VP for Facilities Management	40.0			238405		42653	X
KEVIN MCLAUGHLIN
DEAN OF FACULTY	40.0			324200		30256	X
MARK S SCHLISSEL
PROVOST	40.0			520530		90366	X
Cynthia E Frost
VP & CIO	40.0			2100895		39589	X
Ruth J Simmons
PRESIDENT EMERITA	40.0			648021		58303		X
Kenneth M Shimberg
MD - Priv Equity	40.0			682744		216031		X
David J Schofield
MD - MRKT SEC	40.0			635195		190264		X
Michael J Speidel
MD - Real Assets	40.0			606163		195131		X
Martin B Keller
Professor Emeritus	40.0			690475		34109		X
David I Kertzer
PROFESSOR ANTHROPOLOGY & ITALI	40.0			478686		47365			X
Rajiv Vohra
PROFESSOR OF ECONOMICS	40.0			437847		29523			X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	9417128	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	1151946	TotalOtherCompensation
Number Individuals GT100 K	654	NumberIndividualsGT100K
Formers Listed	true	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
Shawmut Design Construction
3 Davol Square Suite A275	PROVIDENCE	RI	02903	Construction	43585970
Lee Kennedy Company Inc
122 Quincy Shore Drive	QUINCY	MA	02171	Construction	7702809
DIMEO CONSTRUCTION COMPANY
75 CHAPMAN STREET	PROVIDENCE	RI	02905	CONSTRUCTION	5286802
GILBANE BUILDING COMPANY
7 JACKSON WALKWAY	PROVIDENCE	RI	02903	CONSTRUCTION	13286710
Site Specific
45 Dike Street	PROVIDENCE	RI	02909	Construction	4191153

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	127	NumberOfContractorsGT100K
Federated Campaigns	130959	FederatedCampaigns
Fundraising Events	118425	FundraisingEvents
Government Grants	147642209	GovernmentGrants
All Other Contributions	183938073	AllOtherContributions
Noncash Contributions	64171699	NoncashContributions
Total Contributions	331829666	TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome	Unrelated Business RevenueUnrelatedBusinessRevenue
TUITION & FEES	900099	401144693	401144693
RESIDENCE	900099	43740830	43740830
DINING HALLS	900099	19932540	19932540
BOOKSTORE	451211	8421025	8390347	30678
COMPUTER STORE	900099	2446521	2446521

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	10321477	TotalRevenueColumn
Related Or Exempt Function Income	10179916	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	141561	UnrelatedBusinessRevenue

Field	Value	IRS element (for citing)
Total Program Service Revenue	486007086	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	50162715	TotalRevenueColumn
Unrelated Business Revenue	1172025	UnrelatedBusinessRevenue
Exclusion	$48,990,690	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	2733456	TotalRevenueColumn
Exclusion	$2,733,456	ExclusionAmount

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	0	Real
Personal	0	Personal

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	771091286	Securities
Other	1443376	Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	614293825	Securities
Other	289802	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	156797461	Securities
Other	1153574	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	157951035	TotalRevenueColumn
Exclusion	$157,951,035	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	73785	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	118425	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	98900	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-25115	TotalRevenueColumn

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc

Field	Value	IRS element (for citing)
Description	INSURANCE CLAIMS & MISC. REFUNDS	Description
Business Code	900099	BusinessCode
Total Revenue Column	1576633	TotalRevenueColumn
Exclusion	$1,576,633	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	1576633	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	1030235476	TotalRevenueColumn
Related Or Exempt Function Income	485834847	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	1344264	UnrelatedBusinessRevenue
Exclusion	$211,251,814	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	0	Total

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	141913549	Total
Program Services	141913549	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	0	Total

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	5905915	Total
Program Services	74626	ProgramServices
Management And General	5644725	ManagementAndGeneral
Fundraising	186564	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	0	Total

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	356016013	Total
Program Services	313282601	ProgramServices
Management And General	30811239	ManagementAndGeneral
Fundraising	11922173	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	23056383	Total
Program Services	20170820	ProgramServices
Management And General	2113172	ManagementAndGeneral
Fundraising	772391	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	51144686	Total
Program Services	35167003	ProgramServices
Management And General	13733374	ManagementAndGeneral
Fundraising	2244309	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	20446412	Total
Program Services	17718861	ProgramServices
Management And General	2044641	ManagementAndGeneral
Fundraising	682910	Fundraising

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	333553	Total
Management And General	333553	ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	635340	Total
Management And General	635340	ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	57367	Total
Program Services	57367	ProgramServices

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	24488	Total
Fundraising	24488	Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	603703	Total
Management And General	603703	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	82612996	Total
Program Services	61523185	ProgramServices
Management And General	20593271	ManagementAndGeneral
Fundraising	496540	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	1158631	Total
Program Services	973985	ProgramServices
Management And General	168926	ManagementAndGeneral
Fundraising	15720	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	36045457	Total
Program Services	33255869	ProgramServices
Management And General	1587867	ManagementAndGeneral
Fundraising	1201721	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	0	Total

Royalties Royalties

Field	Value	IRS element (for citing)
Total	0	Total

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	25911211	Total
Program Services	21674848	ProgramServices
Management And General	3282593	ManagementAndGeneral
Fundraising	953770	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	17068212	Total
Program Services	14409445	ProgramServices
Management And General	2022321	ManagementAndGeneral
Fundraising	636446	Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	0	Total

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	1156468	Total
Program Services	935934	ProgramServices
Management And General	178168	ManagementAndGeneral
Fundraising	42366	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	26449818	Total
Program Services	26077718	ProgramServices
Management And General	372100	ManagementAndGeneral

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	0	Total

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	58701913	Total
Program Services	57876086	ProgramServices
Management And General	825827	ManagementAndGeneral

Insurance Insurance

Field	Value	IRS element (for citing)
Total	10811796	Total
Program Services	10314705	ProgramServices
Management And General	497091	ManagementAndGeneral

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
DUES AND MEMBERSHIPS	1868497	1171973	684681	11843
PURCHASED GOODS	16572484	16572264	220
FUNDRAISING EXPENSES	276831			276831
MISCELLANEOUS	15675963	9249522	3634158	2792283

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	894447686	Total
Program Services	782420361	ProgramServices
Management And General	89766970	ManagementAndGeneral
Fundraising	22260355	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	24793907	BOY
EOY	174818857	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	165646231	BOY
EOY	167902525	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	158783844	BOY
EOY	146051090	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	63248056	BOY
EOY	29238076	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	32201835	BOY
EOY	32959654	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	3089320	BOY
EOY	3460938	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	5279402	BOY
EOY	4181459	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	1728817129	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	717168654	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	949574492	BOY
EOY	1011648475	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	1015238971	BOY
EOY	1086313000	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	1638946547	BOY
EOY	1714612544	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Intangible Assets IntangibleAssets

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	80280115	BOY
EOY	26414299	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	4137082720	BOY
EOY	4397600917	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	209379439	BOY
EOY	89108472	EOY

Grants Payable GrantsPayable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	18789253	BOY
EOY	10713911	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	469820000	BOY
EOY	570587458	EOY

Escrow Account Liability EscrowAccountLiability

Field	Value	IRS element (for citing)
BOY	22916288	BOY
EOY	19778187	EOY

Loans From Officers Directors LoansFromOfficersDirectors

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	50000000	BOY
EOY	50000000	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	217921914	BOY
EOY	222847531	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	988826894	BOY
EOY	963035559	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	703813585	BOY
EOY	915482785	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1262380237	BOY
EOY	1264048851	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1182062004	BOY
EOY	1255033722	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	3148255826	BOY
EOY	3434565358	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	4137082720	BOY
EOY	4397600917	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	135787790	ReconcilationRevenueExpenses
Reconciliation Unrealized Invest	140472280	ReconciliationUnrealizedInvest
Reconcilation Other Changes	10049462	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited

FS Audited Basis FSAuditedBasis

Field	Value	IRS element (for citing)
Financial Statement Consolidated	X	FinancialStatementConsolidated

Field	Value	IRS element (for citing)
Audit Committee	true	AuditCommittee
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Total Grassroots Lobbying		TotalGrassrootsLobbying
Total Direct Lobbying		TotalDirectLobbying
Total Lobbying Expenditures		TotalLobbyingExpenditures
Other Exempt Purpose Expenditures		OtherExemptPurposeExpenditures
Total Exempt Purpose Expenditures		TotalExemptPurposeExpenditures
Lobbying Nontaxable		LobbyingNontaxableAmount
Grassroots Nontaxable		GrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non Tx		TotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying Nontx		TotLobbyExpendMnsLobbyingNontx
Volunteers	false	Volunteers
Paid Staff Or Management	true	PaidStaffOrManagement
Media Advertisements	false	MediaAdvertisements
Mailings Members	false	MailingsMembers
Publications Or Broadcast	false	PublicationsOrBroadcast
Grants Other Organizations	false	GrantsOtherOrganizations
Direct Contact Legislators	true	DirectContactLegislators
Direct Contact Legislators	$23,412	DirectContactLegislatorsAmount
Rallies Demonstrations	false	RalliesDemonstrations
Other Activities	true	OtherActivities
Other Activities	$33,955	OtherActivitiesAmount
Total Lobbying Expenditures IIB	57367	TotalLobbyingExpendituresIIB
Not Described In501c3	false	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
SCHEDULE C, PART II-B	OTHER LOBBYING ACTIVITIES:	THE UNIVERSITY ENGAGES CONSULTANTS TO PROMOTE ITS MISSION BY WORKING WITH STATE AND FEDERAL GOVERNMENT ENTITIES TO ADVOCATE FOR LEGISLATION AND POLICY INITIATIVES THAT SUPPORT HIGHER EDUCATION AND THE UNIVERSITY'S RESEARCH AGENDA. IN ADDITION, CERTAIN MEMBERS OF THE UNIVERSITY'S STAFF OR MANAGEMENT DEVOTED A SMALL PORTION OF THEIR TIME ON SIMILAR ACTIVITIES.
SCHEDULE C, PART II-B, LINE 1i		AMOUNT RELATES TO MEMBERSHIP DUES PAID TO ORGANIZATIONS WHO LOBBY ON BEHALF OF ALL MEMBERS, INCLUDING BROWN UNIVERSITY.

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Number DA Fs Held	2	NumberDAFsHeld
Donor Advised Contributions	39384625	DonorAdvisedContributions
Aggregate DAF Value	39308972	AggregateDAFValue
Disclosed Orgs Legal Control	true	DisclosedOrgsLegalControl
Disclosed For Charitable Purposes	true	DisclosedForCharitablePurposes
Art Public Exhibition Amts		ArtPublicExhibitionAmts
Held Works Of Art Amts		HeldWorksOfArtAmts
Collect Used For Public Exhibition	X	CollectUsedForPublicExhibition
Collect Used For Scholar Research	X	CollectUsedForScholarResearch
Collect Used For Preservation	X	CollectUsedForPreservation

Collection Used For Other CollectionUsedForOther

Field	Value	IRS element (for citing)
Collection Used For Other Purposes	X	CollectionUsedForOtherPurposes
Description Of Other Purposes	Education	DescriptionOfOtherPurposes

Field	Value	IRS element (for citing)
Solicited Assets For Sale	false	SolicitedAssetsForSale
Agent Trustee Etc	false	AgentTrusteeEtc
Included On FS	true	IncludedOnFS

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	2462538000	BeginningOfYearBalance
Contributions	61628000	Contributions
Investment Earnings Or Losses	273994000	InvestmentEarningsOrLosses
Grants Or Scholarships	32318000	GrantsOrScholarships
Other Expenditures	89027000	OtherExpenditures
Administrative Expenses	6867000	AdministrativeExpenses
End Of Year Balance	2669948000	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	2561014000	BeginningOfYearBalance
Contributions	60476000	Contributions
Investment Earnings Or Losses	15368000	InvestmentEarningsOrLosses
Grants Or Scholarships	30096000	GrantsOrScholarships
Other Expenditures	75252000	OtherExpenditures
Administrative Expenses	6420000	AdministrativeExpenses
End Of Year Balance	2525090000	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	2211203000	BeginningOfYearBalance
Contributions	67541000	Contributions
Investment Earnings Or Losses	387189000	InvestmentEarningsOrLosses
Grants Or Scholarships	28030000	GrantsOrScholarships
Other Expenditures	70903000	OtherExpenditures
Administrative Expenses	5986000	AdministrativeExpenses
End Of Year Balance	2561014000	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	2067880000	BeginningOfYearBalance
Contributions	55902000	Contributions
Investment Earnings Or Losses	208342000	InvestmentEarningsOrLosses
Grants Or Scholarships	27840000	GrantsOrScholarships
Other Expenditures	85877000	OtherExpenditures
Administrative Expenses	7204000	AdministrativeExpenses
End Of Year Balance	2211203000	EndOfYearBalance

Current Year Minus4 Years CurrentYearMinus4Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	2843081000	BeginningOfYearBalance
Contributions	57794000	Contributions
Investment Earnings Or Losses	-621803000	InvestmentEarningsOrLosses
Grants Or Scholarships	32685000	GrantsOrScholarships
Other Expenditures	93230000	OtherExpenditures
Administrative Expenses	7115000	AdministrativeExpenses
End Of Year Balance	2146042000	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.15600	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.42200	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.42200	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	false	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	false	EndowmentsHeldByRelatedOrgs

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	71139000	OtherCostOrOtherBasis
Book Value	71139000	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	1417235000	OtherCostOrOtherBasis
Depreciation	628721000	Depreciation
Book Value	788514000	BookValue

Field	Value	IRS element (for citing)
Leasehold Improvements		LeaseholdImprovements

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	44096000	OtherCostOrOtherBasis
Depreciation	21402000	Depreciation
Book Value	22694000	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	196347129	OtherCostOrOtherBasis
Depreciation	67045654	Depreciation
Book Value	129301475	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	1011648475	TotalOfBookValueLandBuildings
Financial Derivatives		FinancialDerivatives
Closely Held Equity Interests		CloselyHeldEquityInterests

Other Securities OtherSecurities (3 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
COMMON STOCK	597104000	F
PARTNERSHIPS & LLCS	1052130000	F
MISCELLANEOUS	65378544	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	1714612544	TotalOfBookValueSecurities
Federal Income Tax Liability	0	FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (6 entries)

DescriptionDescription	AmountAmount
FEDERAL STUDENT LOAN FUNDS	$24,589,666
REFUNDABLE ADVANCES	$15,401,318
STUDENT DEPOSITS	$26,760,924
BROWN UNIVERSITY TAXABLE BONDS	$117,000,000
CHARITABLE LEAD TRUST	$26,638,482
ASSET RETIREMENT OBLIGATION	$12,457,141

Field	Value	IRS element (for citing)
Total Of Amounts	222847531	TotalOfAmounts

Form990 Schedule D Part XIII Form990ScheduleDPartXIII

Field	Value	IRS element (for citing)
Identifier	SCHEDULE D, PART III, LINE 1a	Identifier
Explanation	THE UNIVERSITY'S COLLECTIONS INCLUDE WORKS OF ART, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S LIBRARIES AND MUSEUMS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. THE COLLECTIONS ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. SCHEDULE D, PART III, LINE 4 THE JOHN CARTER BROWN LIBRARY CONTAINS A COLLECTION OF RARE BOOKS, MAPS, ATLASES AND MANUSCRIPTS THAT IS FOCUSED AND DIRECTED TOWARD PROVIDING UNDERSTANDING OF A PARTICULAR HISTORICAL ERA, NAMELY THE COLONIAL PERIOD OF THE AMERICAS. THE LIBRARY SERVES AS A RESOURCE TOOL FOR THOSE STUDYING SUCH TOPICS AS SLAVERY, MISSIONARY WORK, THE GROWTH OF NATURAL SCIENCE, AND ANTI-COLONIAL REVOLUTIONS IN THE NEW WORLD, AS WELL AS HISTORY OF GEOGRAPHY AND CARTOGRAPHY. THE JOHN HAY LIBRARY HOUSES THE UNIVERSITY LIBRARY'S COLLECTIONS OF RARE BOOKS AND MANUSCRIPTS, THE UNIVERSITY ARCHIVES, AND MANY SPECIAL COLLECTIONS ON A WIDE VARIETY OF TOPICS. THE LIBRARY SERVES AS A RESOURCE TOOL FOR THOSE STUDYING SUCH TOPICS AS AMERICAN LITERATURE AND POPULAR CULTURE, POLITICAL AND DIPLOMATIC HISTORY, THE HISTORY OF SCIENCE, BOOK ARTS AND GRAPHICS. THE UNIVERSITY'S ART SLIDE LIBRARY HOUSES SLIDES AND PHOTOGRAPHS REPRESENTING ART AND ART-RELATED SUBJECTS, INCLUDING ARCHITECTURE AND ARCHAEOLOGY. STUDENTS WHO ARE WRITING PAPERS OR CREATING PROJECTS ON ART-RELATED TOPICS CAN MAKE RESEARCH CONSULTATIONS BY APPOINTMENT. THE ART SLIDE LIBRARY ALSO PROVIDES SCANNING SERVICES FOR FACULTY WHO NEED DIGITAL IMAGES OF VISUAL CULTURE FOR TEACHING. THE ANNMARY BROWN MEMORIAL HOUSES EXHIBITS OF EUROPEAN AND AMERICAN PAINTINGS FROM THE 17TH THROUGH THE 20TH CENTURIES, THE CYRIL AND HARRIET MAZANSKY BRITISH SWORD COLLECTION, AS WELL AS PERSONAL MEMENTOS OF ITS FOUNDER, GENERAL RUSH C. HAWKINS, AND THE BROWN FAMILY. THE MEMORIAL IS UTILIZED AS A RESOURCE FOR STUDENTS STUDYING EUROPEAN AND AMERICAN ART BETWEEN THE 17TH AND 20TH CENTURY. THE HAFFENREFFER MUSEUM OF ANTHROPOLOGY IS A UNIVERSITY TEACHING MUSEUM WITH COLLECTIONS OF OVER 100,000 ETHNOGRAPHIC AND ARCHAEOLOGICAL ARTIFACTS AND ACTIVE PUBLIC EXHIBITIONS AND EDUCATION PROGRAMS. A CENTRAL FEATURE OF THE MUSEUM'S MISSION IS TO INSTRUCT STUDENTS AT ALL LEVELS IN COURSES AS WELL AS THROUGH ACTIVITIES ENHANCING THE VALUE OF ITS COLLECTIONS BY RESPONSIBLE, CAREFUL FIELD-DOCUMENTED COLLECTING. SCHEDULE D, PART IV, LINE 2B THE UNIVERSITY ACTS AS THE FISCAL AGENT FOR FUNDS RELATED TO UNIVERSITY SPONSORED AND/OR AFFILIATED PROGRAMS. THE UNIVERSITY DOES NOT OWN THE FUNDS ASSOCIATED WITH THESE PROGRAMS. Schedule D, Part V, Line 1 THE ENDING BALANCE IN COLUMN (E) INCLUDED PLEDGES RECEIVABLE AND THE BEGINNING BALANCE IN COLUMN (D) DOES NOT. THE VARIANCE BETWEEN THE ENDING BALANCE IN COLUMN (B) AND THE BEGINNING BALANCE IN COLUMN (A) IS FROM A RECLASSIFICATION TO REFLECT THE REMOVAL OF PREVIOUSLY APPROPRIATED BUT UNSPENT RETURN ON DONOR-RESTRICTED ENDOWMENTS AND SPLIT-INTEREST AGREEMENTS OUTSIDE OF THE UNIVERSITY'S LONG TERM POOL. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT INCOME HELPS FINANCE VITAL ACTIVITIES, INCLUDING UNDERGRADUATE STUDENT SCHOLARSHIPS, PROFESSORSHIPS, GRADUATE STUDENT FELLOWSHIPS, LIBRARY ACQUISITIONS, THE DIVISION OF BIOLOGY AND MEDICINE, ACADEMIC PROGRAMS, VARSITY SPORTS, AND BUILDING MAINTENANCE. SCHEDULE D, PART X, LINE 2 BROWN UNIVERSITY DOES NOT HAVE A FIN 48 FOOTNOTE REPORTED IN ITS FINANCIAL STATEMENTS.	Explanation

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	true	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	true	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	true	PolicyPublViaBroadcastMedia
Maint Racial Composition Records	true	MaintRacialCompositionRecords
Maint Scholarships Records	true	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	true	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	true	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	false	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	false	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	false	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	false	DiscriminateRaceScholarships
Discriminate Race Educ Policies	false	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	false	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	false	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	false	DiscriminateRaceOtherActy
Government Financial Aid Received	true	GovernmentFinancialAidReceived
Government Financial Aid Revoked	false	GovernmentFinancialAidRevoked
Compliance With Rev Proc7550	true	ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII

Field	Value	IRS element (for citing)
Identifier	RACIALLY NONDISCRIMINATORY POLICY	Identifier
Return Reference	PART I, LINE 3	ReturnReference
Explanation	THE UNIVERSITY'S POLICY ON NON-DISCRIMINATION IS MADE AVAILABLE ON ITS WEBSITE. THE UNIVERSITY CUSTOMARILY DRAWS ITS STUDENTS NATIONWIDE FROM ALL SOCIAL SEGMENTS WHO ARE INFORMED OF ITS NONDISCRIMINATORY POLICY. SEE SECTION 4.02-2(B) REV PROC.78-80. GOVERMENT FINANCIAL AID PART I, LINE 6 COLLEGE WORK STUDY, PELL GRANTS, PERKINS LOANS, ETC.	Explanation

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (12 entries)

RegionRegion	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided	Total ExpendituresTotalExpenditures	Number Of EmployeesNumberOfEmployees
Central America and the Caribbean	Program Services	SUMMER PROGRAM	33654
East Asia and the Pacific	Program Services	CONF/RES/STUDY ABR	196003	5
Europe (Including Iceland and Greenland)	Program Services	CONF/RES/STDY ABR/TRAN	5422721	29
Middle East and North Africa	Program Services	RES/CONSULT/TRANSLATIO	79841	6
North America	Program Services	CONFERENCE/RESEARCH	90699	5
Russia and the Newly Independent States	Program Services	STUDY ABROAD/CONF	52798	2
South America	Program Services	RES/STUDY ABR/TRANSLAT	202401	7
South Asia	Program Services	RES/STUDY ABR/WORKSHOP	485877	7
Sub-Saharan Africa	Program Services	RESEARCH	708551	4
Central America and the Caribbean	Investments		1080162821
Europe (Including Iceland and Greenland)	Investments		139811931
Sub-Saharan Africa	Investments		4726473

Field	Value	IRS element (for citing)
Subtotal Number Of Employees	65	SubtotalNumberOfEmployees
Total Number Of Employees	65	TotalNumberOfEmployees
Subtotal Amount Spent	1231973770	SubtotalAmountSpent
Total Amount Spent	1231973770	TotalAmountSpent
Transfer To Foreign Corp	true	TransferToForeignCorp
Interest In Foreign Trust	false	InterestInForeignTrust
Own Foreign Corp	true	OwnForeignCorp
Passive Foreign Invest Co	true	PassiveForeignInvestCo
Foreign Partnership	true	ForeignPartnership
Boycott Countries	false	BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV

Field	Value	IRS element (for citing)
Identifier	PART 1, LINE 3, COLUMN F	Identifier
Explanation	THE ORGANIZATION REVIEWS ALL WIRE TRANSFERS FOR OVERSEAS PAYMENTS AND DISCUSSES WITH THE DEPARTMENTS ORIGINATING THE PAYMENTS TO DETERMINE IF THE PAYMENTS WERE FOR WORK CONDUCTED OVERSEAS.	Explanation

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	X	MailSolicitations
Email Solicitations	X	EmailSolicitations
Phone Solicitations	X	PhoneSolicitations
In Person Solicitations	X	InPersonSolicitations
Solicitation Of Non Govt Grants	X	SolicitationOfNonGovtGrants
Solicitation Of Govt Grants	X	SolicitationOfGovtGrants
Special Fundraising Events	X	SpecialFundraisingEvents
Agreement Ref Fundraising	true	AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation

Field	Value	IRS element (for citing)
Name Of Individual	LINDA NELSON	NameOfIndividual
Activity	CONSULTING	Activity
Fundraiser Control Of Funds	false	FundraiserControlOfFunds
Amount Retained By Contractor	24488	AmountRetainedByContractor

Field	Value	IRS element (for citing)
Total Retained By Contractors	24488	TotalRetainedByContractors
Licensed States	CA	LicensedStates
Licensed States	NY	LicensedStates

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	Brown Bear Golf	NameOfEvent1
Gross Receipts Event1	112800	GrossReceiptsEvent1
Charitable Contributions Event1	80750	CharitableContributionsEvent1
Gross Revenue Event1	32050	GrossRevenueEvent1
Other Direct Expenses Event1	47065	OtherDirectExpensesEvent1
Name Of Event2	Football Golf	NameOfEvent2
Gross Receipts Event2	70810	GrossReceiptsEvent2
Charitable Contributions Event2	37675	CharitableContributionsEvent2
Gross Revenue Event2	33135	GrossRevenueEvent2
Other Direct Expenses Event2	35271	OtherDirectExpensesEvent2
Total Number Of Other Events	1	TotalNumberOfOtherEvents
Gross Receipts Other Events	8600	GrossReceiptsOtherEvents
Gross Revenue Other Events	8600	GrossRevenueOtherEvents
Other Direct Expenses Other Events	16564	OtherDirectExpensesOtherEvents
Gross Receipts Total	192210	GrossReceiptsTotal
Charitable Contributions Total	118425	CharitableContributionsTotal
Gross Revenue Total Events	73785	GrossRevenueTotalEvents
Other Direct Expenses Total Events	98900	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	98900	DirectExpenseSummaryEvents
Net Income Summary	-25115	NetIncomeSummary

Form990 Schedule G Part IV Form990ScheduleGPartIV

Field	Value	IRS element (for citing)
Identifier	SCHEDULE G, PART I, LINE 2B	Identifier
Return Reference	THE CONSULTING SERVICES PROVIDED BY LINDA NELSON WERE NOT FOR A SPECIFIC	ReturnReference
Explanation	FUNDRAISING EVENT. SCHEDULE G, PART I, LINE 3 RHODE ISLAND DOES NOT REQUIRE THE UNIVERSITY TO REGISTER IN ORDER TO SOLICIT FUNDS.	Explanation

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	true	RecordsMaintained

Form990 Schedule I Part III Form990ScheduleIPartIII (3 entries)

Type Of GrantTypeOfGrant	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant
UNDERGRADUATE SCHOLARSHIPS	2680	88615675
MEDICAL SCHOOL SCHOLARSHIPS	236	5756758
GRADUATE SCHOLARSHIPS	1259	47541116

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Identifier	Schedule I, Part I, Line 2	Identifier
Return Reference	Grant funds are managed in accordance with both the sponsor and	ReturnReference
Explanation	University rules and regulations. Expenditures are reviewed on a pre and post audit basis to ensure that the costs incurred and charged to a particular grant is in compliance with both the sponsor and University policies. Schedule I, Part III The cash grants are reflected on students' accounts.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	false	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	true	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	true	AnyNonFixedPayments
Initial Contract Exception	true	InitialContractException
Rebuttable Presumption Procedure	true	RebuttablePresumptionProcedure

Form990 Schedule J Part II Form990ScheduleJPartII (16 entries)

TitleTitle	Base Compensation Filing OrgBaseCompensationFilingOrg	Other Compensation Filing OrgOtherCompensationFilingOrg	Deferred Comp Filing OrgDeferredCompFilingOrg	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Total Compensation Filing OrgTotalCompensationFilingOrg	Bonus Filing OrgBonusFilingOrg	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg
Ruth J Simmons
PRESIDENT EMERITA	642080	5941	30000	28303	706324
David I Kertzer
PROFESSOR ANTHROPOLOGY & ITALI	294064	127122	30000	17365	526051	57500
Elizabeth C Huidekoper
EXEC VP for FINANCE and ADMIN	390448	17000	20000	7764	435212
Clyde L Briant
VICE PRESIDENT for Research	336944	47909	30000	17248	432101
Rajiv Vohra
PROFESSOR OF ECONOMICS	420847	17000	15000	14523	467370
Edward Wing
Dean of Medicine & Bio Science	623048	17000	30000	7753	677801
Margaret M Klawunn
VP CAMPUS LIFE/STUDENT SERVICE	233897	2361	24650	21580	292488	10000
Stephen M Maiorisi
VP for Facilities Management	237736	669	24575	18078	281058
Kenneth M Shimberg
MD - Priv Equity	343407		195000	21031	898775	339337	164337
David J Schofield
MD - MRKT SEC	329270	679	182500	7764	825459	305246	142746
Michael J Speidel
MD - Real Assets	286907	17000	175000	20131	801294	302256	147256
Christina Paxson
PRESIDENT/FELLOW	350000	25360		19361	394721
KEVIN MCLAUGHLIN
DEAN OF FACULTY	324200		25000	5256	354456
MARK S SCHLISSEL
PROVOST	473530	47000	20000	70366	610896
Martin B Keller
Professor Emeritus	193284	497191	23865	10244	724584
Cynthia E Frost
VP & CIO	541431	17274	25000	14589	2140484	1542190	988151

Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
Schedule J, Part I, Line 1a	RESIDENCE FOR PERSONAL USE WAS PROVIDED TO THE FOLLOWING INDIVIDUALS:	PRESIDENT - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PRESIDENT IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. RUTH SIMMONS (PRESIDENT THRU 06/30/2012) LIVED IN UNIVERSITY HOUSING UNTIL 06/30/12. CHRISTINA PAXSON (PRESIDENT OF THE UNIVERSITY) CURRENTLY LIVES IN UNIVERSITY HOUSING. PROVOST - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PROVOST IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 1A THE CURRENT PRESIDENT'S HOUSEHOLD SERVICES ASSISTANT PROVIDES SOME PERSONAL SERVICES FOR THE PRESIDENT. THE PRESIDENT REIMBURSES THE UNIVERSITY BY CHECK FOR THESE SERVICES. SCHEDULE J, PART I, LINE 1B IN LIEU OF A STANDARDIZED WRITTEN POLICY, SENIOR OFFICERS WERE ISSUED AN ADDENDUM TO THEIR COMPENSATION LETTER APPROVED BY THE CHANCELLOR, OUTLINING THE TREATMENT OF THE HOUSING ITEM LISTED IN PART I, LINE 1A.
SCHEDULE J, PART I, LINE 4B	TERMS & CONDITIONS OF SUPPLEMNTAL RETIREMENT PLAN AND PAYMENT FOR 2012:	Effective July 1, 2012 the University entered into a deferred compensation agreement with the President. Under the Plan, the organization will deposit $200,000 to the President's deferred compensation account each June 30th through June 30, 2017. Such amounts will vest over the course of the agreement so long as the President remains continuously employed by the University through each such vesting date. No amounts were creditted to the Plan in calendar year 2012. ALL MEMBERS OF THE EXECUTIVE STAFF OF THE PRESIDENT OF BROWN UNIVERSITY WITH AN ANNUAL SALARY IN EXCESS OF $160,000 ARE ELIGIBLE TO PARTICIPATE IN THE PLAN AS OF THE SIXTH MONTH ANNIVERSARY OF THE DATE OF EMPLOYMENT. ANNUALLY, AMOUNTS ARE CREDITED TO THE PARTICIPANTS' ACCOUNTS BASED ON A PERCENTAGE (DETERMINED BY THE PARTICIPANT'S AGE) OF THE INDIVIDUAL'S COMPENSATION IN EXCESS OF $160,000. PLAN AMOUNTS ARE SUBJECT TO FORFEITURE AND/OR PAYMENT ONLY IF CERTAIN CONDITIONS ARE MET INCLUDING A LENGTH OF SERVICE REQUIREMENT AS DESIGNATED IN THE PARTICIPANT AGREEMENT. THIS PLAN WAS CLOSED TO NEW PARTICIPANTS AS OF MARCH 1, 2007. AMOUNTS LISTED BELOW ARE PAYMENTS MADE BY THE UNIVERSITY TO PARTICIPANTS UNDER THE SUPPLEMENTAL RETIREMENT PLAN IN 2012: CLYDE BRIANT $43,064 DAVID KERTZER $110,122 TERMS & CONDITIONS OF DEFERRED INCENTIVE COMPENSATION PLAN FOR SENIOR INVESTMENT PROFESSIONALS AND PAYMENTS FOR 2012: THE INVESTMENT COMMITTEE SUB-COMMITTEE ON COMPENSATION RECOMMENDS THE AMOUNT OF INCENTIVE COMPENSATION (BASED UPON A PERCENTAGE OF BASE SALARY) FOR EACH SENIOR INVESTMENT PROFESSIONAL PRIOR TO THE BEGINNING OF THE PERFORMANCE YEAR. THE ACTUAL INCENTIVE COMPENSATION GRANTED IS DETERMINED AFTER THE CLOSE OF THE PERFORMANCE YEAR, AFTER THE SUB-COMMITTEE ASSESSES THE PERFORMANCE OF THE SENIOR INVESTMENT PROFESSIONALS USING QUALITATIVE & QUANTITATIVE FACTORS. HALF OF THE INCENTIVE COMPENSATION GRANTED IS DEFERRED FOR ONE TO THREE YEARS AND INVESTED IN THE UNIVERSITY'S LONG TERM POOL. A THIRD OF THE DEFERRED AMOUNT, PLUS ANY INVESTMENT GAINS/LOSSES IS TO BE PAID OUT IN EACH OF THE SUCCEEDING THREE YEARS. THE DEFERRED AMOUNTS ARE SUBJECT TO FORFEITURE IF THE INDIVIDUAL LEAVES BROWN FOR REASONS OTHER THANM RETIREMENT, DISABILITY OR DEATH. THE FOLLOWING AMOUNTS BECAME VESTED AND WERE PAID TO THE FOLLOWING INDIVIDUALS IN CALENDAR YEAR 2012: CYNTHIA E. FROST: $1,542,190 KENNETH M. SHIMBERG: $339,337 DAVID J. SCHOFIELD: $305,246 MICHAEL J. SPEIDEL: $302,256 AMOUNTS (LISTED IN COLUMN BII) REPRESENT PAYMENTS OF INCENTIVE COMPENSATION THAT WERE DEFERRED AND REPORTED IN A PRIOR YEAR FORM 990. Schedule J, Part I, Line 7 THE UNIVERSITY OFFERS INCENTIVE COMPENSATION TO SENIOR PROFESSIONALS IN THE INVESTMENT OFFICE BASED UPON THE UNIVERSITY'S INVESTMENT PERFORMANCE. (SEE RESPONSE TO QUESTION 4B ABOVE) THE UNIVERSITY MADE DISCRETIONARY BONUS PAYMENTS TO THE FOLLOWING INDIVIDUALS BASED UPON SERVICE ACCOMPLISHMENTS DURING THE YEAR: MARGARET M. KLAWUNN $10,000 SCHEDULE J, PART I, LINE 8 THE PRESIDENT IS UNDER HER INITIAL CONTRACT WITH BROWN UNIVERSITY.
SCHEDULE J, PART II, COLUMN (D)	NON-TAXABLE BENEFITS LISTED IN COLUMN D CONSIST OF THE FOLLOWING	ITEMS: PRE-TAX AMOUNTS PAID BY EMPLOYEES FOR HEALTH & DENTAL INSURANCE, MEDICAL REIMBURSEMENT, AMOUNTS PAID BY THE UNIVERSITY FOR HEALTH & DENTAL, AS WELL AS TUITION ASSISTANCE AND HOUSING THAT IS REQUIRED AS A CONDITION OF EMPLOYMENT. SCHEDULE J, PART II, COLUMN (F) AMOUNTS REPRESENT PAYMENTS OF INCENTIVE COMPENSATION THAT WAS DEFERRED AND REPORTED IN A PRIOR FORM 990.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
RI H&E CORP SERIES 2003A & 2003B
A	521300173	762243CA9	2003-11-13	91425000	FINANCE CAPITAL PROJECTS	false	false	false
RI H&E BLD CORP SERIES 2004
B	521300173	762243FX6	2004-04-27	22545097	ADVANCED REFUNDING 1995 BOND	false	false	false
RI H&E BLD CORP SERIES 2005A
C	521300173	762243MY6	2005-10-04	85500000	FINANCE CAPITAL PROJECTS	false	false	false
RI H&E CORP SERIES 2007
D	521300173	762197BP5	2007-06-27	92405058	FIN.CAP.PJT./REFUND 1998 COM.PAPER	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCd	Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Other Spent ProceedsOtherSpentProceeds	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A	7305000	91928050	590401	91337649	0	2005	false	false	true	true
B	6010097	22545097	259102	0	22285995		false	true	true	true
C	0	87064981	526642	86538339	0	2006	false	false	true	true
D	2395058	93317470	718615	42912412	49686443	2008	true	false	true	true

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Any Research AgreementsAnyResearchAgreements	Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest	Change In Use Bond Financed PropChangeInUseBondFinancedProp	Remedial Action TakenRemedialActionTaken	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A	false	false	false	false	false	false	false	false
B	false	false	false	false	false	false	false	false
C	false	false	false	false	false	false	false	false
D	false	false	false	false	false	false	false	false

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Exception To RebateExceptionToRebate	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Term Of HedgeTermOfHedge	Superintegrated HedgeSuperintegratedHedge	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line1NameOfGICProvider/BusinessNameLine1	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
JP MORGAN
A	false	true	true	true	35.3	false	false	0	false	false
0
B	false	true	false	false			false	0	false	false
GOLDMAN SACHS
C	false	true	true	true	29.6	false	false	0	false	false
0
D	false	true	false	false			false	0	false	false

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	false
B	false
C	false
D	false

Form990 Schedule K Part VI Form990ScheduleKPartVI (5 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
SCHEDULE K, PART II, LINE 3, COLUMN A (SERIES 2003)	INCLUDES $503,050 OF INVESTMENT EARNINGS.
SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2005A)	INCLUDES $1,564,981 OF INVESTMENT EARNINGS.
SCHEDULE K, PART II, LINE 3, COLUMN D (SERIES 2007)	INCLUDES $912,413 OF INVESTMENT EARNINGS.
SCHEDULE K, PART II, LINE 3, COLUMN A (SERIES 2009)	INCLUDES $3,239 OF INVESTMENT EARNINGS.
SCHEDULE K, PART III, LINE 9 / PART IV, LINE 7 & PART V	THE UNIVERSITY IS IN THE PROCESS OF DEVELOPING THESE WRITTEN PROCEDURES.	BROWN UNIVERSITY HAS CONDUCTED AN ANALYSIS OF ACTIVITIES CONDUCTED WITHIN ITS BOND-FINANCED FACILITIES AND HAS DETERMINED THAT THERE IS NO PRIVATE USE.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
RI H&E CORP SERIES 2009
A	521300173	762197DT5	2009-10-01	75643750	FIN. CAP. PJT./REFUND COM. PAPER	false	false	false
RI H&E CORP SERIES 2011
B	521300173	762197GR6	2011-08-24	80629956	CURRENT REFUNDING 2001 BONDS	false	false	false
RI H&E CORP SERIES 2012
C	521300173	762197KD2	2012-07-19	149807220	FIN.CAP. PROJECTS/REFUND COM.PAPER	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)

Bond ReferenceBondReferenceCd	Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Other Spent ProceedsOtherSpentProceeds	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A	4848750	75646988	643750	25003238	50000000	2011	true	false	true	true
B	13679956	80629956	506344	0	80123612		true	false	true	true
C	31567220	149807220	794535	99012685	50000000		true	false	false	true

Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Any Research AgreementsAnyResearchAgreements	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI	Total Private Business UseTotalPrivateBusinessUse	Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest	Change In Use Bond Financed PropChangeInUseBondFinancedProp	Remedial Action TakenRemedialActionTaken	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs	Prcntge Bond Financed PropPrcntgeBondFinancedProp
A	false	false	false	false	0.00000	0.00000	0.00000	false	false	false	false
B	false	false	false	false	0			false	false	false	false
C	false	false	false	false	0.00000	0.00000	0.00000	false	false	false	false	0.00000

Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Exception To RebateExceptionToRebate	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line1NameOfGICProvider/BusinessNameLine1	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
0
A	false	true	false	false	false	0	false	false
0
B	false	true	false	false	false	0	false	false
0
C	false	true	false	false	false	0	false	false

Form990 Schedule K Part V Form990ScheduleKPartV (3 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	false
B	false
C	false

Schedule L IRS990ScheduleL

Form990 Schedule L Part IV Form990ScheduleLPartIV

Name Of Interested Person NameOfInterestedPerson

Field	Value	IRS element (for citing)
Name Person	SEE PART V	NamePerson

Form990 Schedule L Part V Form990ScheduleLPartV

Field	Value	IRS element (for citing)
Identifier	SCHEDULE L PART IV	Identifier
Return Reference	(A) NAME OF INTERESTED PERSON: GOLDMAN SACHS	ReturnReference
Explanation	(B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: A TRUSTEE OF THE UNIVERSITY HAS A SIGNIFICANT FINANCIAL INTEREST AND IS ON THE MANAGEMENT COMMITTEE. (C) AMOUNT OF TRANSACTION: $16,886,000 OUTSTANDING VALUATION OF SWAP AGREEMENT WITH GOLDMAN SACHS AT 06/30/2013. (D) DESCRIPTION OF TRANSACTION: THE UNIVERSITY CURRENTLY HAS TWO ACTIVE INTEREST RATE SWAP AGREEMENTS WITH GOLDMAN SACHS. (E) SHARING OF THE ORGANIZATION'S REVENUES: NO (A) NAME OF INTERESTED PERSON: TPG CAPITAL, LLC (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND THE ORGANIZATION: A TRUSTEE OF THE UNIVERSITY HAS A SIGNIFICANT FINANCIAL INTEREST. (C) AMOUNT OF TRANSACTION: $3,874,646 (CAPITAL INVESTED & RETURN OF CAPITAL) (D) DESCRIPTION OF TRANSACTION: THE UNIVERSITY IS A LIMITED PARTNER IN SEVERAL TPG CAPITAL PARTNERSHIPS. (E) SHARING OF THE ORGANIZATION'S REVENUES: NO	Explanation

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	4	NumberOfContributions

Art Historical Treasures ArtHistoricalTreasures

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	3	NumberOfContributions

Field	Value	IRS element (for citing)
Art Fractional Interest		ArtFractionalInterest
Books And Publications		BooksAndPublications
Clothing And Household Goods		ClothingAndHouseholdGoods
Cars And Other Vehicles		CarsAndOtherVehicles
Boats And Planes		BoatsAndPlanes
Intellectual Property		IntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	407	NumberOfContributions
Noncash Contribs Rptd F990	64171699	NoncashContribsRptdF990
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Securities Closely Held Stock		SecuritiesCloselyHeldStock
Securities Prtnrshp Trust Intrsts		SecuritiesPrtnrshpTrustIntrsts
Securities Miscellaneous		SecuritiesMiscellaneous
Qualified Contrib Hist Struct		QualifiedContribHistStruct
Qualified Contrib Other		QualifiedContribOther
Real Estate Residential		RealEstateResidential

Real Estate Commercial RealEstateCommercial

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	1	NumberOfContributions

Field	Value	IRS element (for citing)
Real Estate Other		RealEstateOther

Collectibles Collectibles

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	5	NumberOfContributions

Field	Value	IRS element (for citing)
Food Inventory		FoodInventory
Drugs And Medical Supplies		DrugsAndMedicalSupplies
Taxidermy		Taxidermy
Historical Artifacts		HistoricalArtifacts
Scientific Specimens		ScientificSpecimens
Archaeological Artifacts		ArchaeologicalArtifacts
Number Of8283 Received	6	NumberOf8283Received
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	true	ReviewProcessUnusualNCGifts
Third Parties Used	false	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

Field	Value	IRS element (for citing)
Identifier	SCHEDULE M, PART I, COLUMN (B)	Identifier
Return Reference	THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED DURING	ReturnReference
Explanation	THE YEAR. SCHEDULE M, PART I, LINE 33 NO REVENUE WAS REPORTED ON FORM 990, PART VIII, LINE 1G BECAUSE THE UNIVERSITY'S COLLECTIONS (WHICH INCLUDE WORKS OF ART, HISTORICAL TREASURES & ARTIFACTS) ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (5 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
MISSION STATEMENT	FORM 990, PARTS I AND III	TO SERVE THE COMMUNITY, THE NATION, AND THE WORLD BY DISCOVERING, COMMUNICATING, AND PRESERVING KNOWLEDGE AND UNDERSTANDING IN A SPIRIT OF FREE INQUIRY, AND BY EDUCATING AND PREPARING STUDENTS TO DISCHARGE THE OFFICES OF LIFE WITH USEFULNESS AND REPUTATION. BROWN ACCOMPLISHES THIS THROUGH A PARTNERSHIP OF STUDENTS & TEACHERS IN A UNIFIED COMMUNITY CALLED A UNIVERSITY-COLLEGE.
FORM 990, PART III, LINE 4A	INSTRUCTION / ENROLLMENT	INCLUDES COST OF SUPPLIES, SALARIES AND BENEFITS ASSOCIATED WITH TEACHING APPROXIMATELY 8,500 STUDENTS (72% UNDERGRADUATE; 23% GRADUATE; 5% MEDICAL). A FACULTY OF APPROXIMATELY 700 (NOT INCLUDING ADJUNCT, VISITING, CLINICAL AND OTHER "NON-REGULAR" FACULTY) TEACH AND ADMINISTER PROGRAMS IN A VARIETY OF DISCIPLINES, INCLUDING THE HUMANITIES, LIFE/MEDICAL SCIENCES, PHYSICAL SCIENCES AND SOCIAL SCIENCES. THERE ARE NEARLY 100 PROGRAMS OF STUDY OFFERED BETWEEN THE THREE SCHOOLS (UNDERGRADUATE COLLEGE, GRADUATE SCHOOL AND MEDICAL SCHOOL) OF THE UNIVERSITY. IN 2013, THE UNIVERSITY AWARDED 1,554 BACCALAUREATE DEGREES AND 809 ADVANCED (MASTER AND DOCTORATE) DEGREES. FORM 990, PART III, LINE 4B STUDENT AID, FELLOWSHIPS & SCHOLARSHIPS BROWN PROVIDES 100 PERCENT OF DEMONSTRATED NEED FOR ALL AIDED UNDERGRADUATE STUDENTS THAT MATRICULATE. THE UNIVERSITY IS NEEDS-BLIND FOR DOMESTIC STUDENTS (US CITIZENS AND PERMANENT RESIDENTS) AND "NEED-AWARE" FOR INTERNATIONAL AND TRANSFER (BOTH DOMESTIC AND INTERNATIONAL) STUDENTS. INTERNATIONAL AND TRANSFER STUDENTS WHO DO NOT APPLY FOR AID AS PART OF THEIR ADMISSION APPLICATION MAY NOT RECEIVE NEED-BASED SCHOLARSHIPS FROM THE UNIVERSITY. FORTY-SEVEN PERCENT OF THE UNDERGRADUATE STUDENT BODY RECEIVES NEED-BASED FINANCIAL AID. THE AVERAGE FINANCIAL-AID PACKAGE FOR THE CLASS OF 2016 WAS $40,209. SINCE THE CLASS OF 2007, ALL DOMESTIC UNDERGRADUATES ADMITTED AS FRESHMEN AT BROWN UNIVERSITY WERE ADMITTED UNDER THE UNIVERSITY'S NEEDS-BLIND ADMISSION POLICY. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $266,956,246) (REVENUE $390,681) THE UNIVERSITY ENGAGES IN RESEARCH IN PHYSICAL SCIENCES, HUMANITIES, LIFE SCIENCES AND SOCIAL SCIENCES. THE UNIVERSITY'S RESEARCH NETWORK FEATURES ADVANCED ACADEMIC INSTITUTES, CENTERS AND FACILITIES THAT MAKE OUR WORLD RENOWNED RESEARCH POSSIBLE. THESE FACILITIES, WHICH ARE MADE AVAILABLE TO FACULTY AND STUDENTS, ENCOURAGE DISCOVERY AND INNOVATION BY PROVIDING STATE-OF-THE-ART EQUIPMENT AND RESOURCES. DESCRIPTION EXPENSES ----------- ---------- SPONSORED RESEARCH $85,863,728 LIBRARIES $25,187,283 ACADEMIC SUPPORT $58,049,409 OPERATION & MAINTENANCE OF PLANT $14,240,844 DEPRECIATION $57,876,086 OTHER $25,738,896
FORM 990, PART V, LINE 4B	FOREIGN ACCOUNTS	THE ORGANIZATION HAS AN INTEREST IN OR A SIGNATURE OR OTHER AUTHORITY OVER A FINANCIAL ACCOUNT IN THE FOLLOWING FOREIGN COUNTRIES: 1) ITALY 2) FRANCE 3) GERMANY 4) SPAIN 5) ENGLAND 6) BERMUDA 7) IRELAND 8) BRITISH VIRGIN ISLANDS 9) CAYMAN ISLANDS 10) MAURITIUS 11) GUERNSEY, CHANNEL ISLANDS 12) JERSEY, CHANNEL ISLANDS
PART VI, SECTION A, LINE 1		The Advisory & Executive Committee shall consist of the President (chair), the Chancellor, the Vice Chancellor, the Secretary, and the Treasurer, all ex officio, and at least nine additional members of the Corporation of whom at least two shall be Fellows and three Trustees. The Chairs of the Committees on Academic Affairs, Budget & Finance, Campus Life, Advancement, Facilities & Design, Audit and Investment shall always be among the members of the Advisory & Executive Committee. Three Fellows and four Trustees shall constitute a quorum. The Committee may transact any business of the Corporation except the location of buildings and the election of Trustees, Fellows, and the President. In addition to the powers of the minor quorum, the Committee, by action of the Corporation, is authorized to appoint professors. The acts of the Advisory & Executive Committee shall be valid until the next meeting of the Corporation, and no longer unless approved by the Corporation. PART VI, SECTION A, LINE 2 RICHARD A. FRIEDMAN JONATHAN M. NELSON BUSINESS RELATIONSHIP - THE INDIVIDUALS SIT ON THE BOARD OF ANOTHER ORGANIZATION. PART VI, SECTION B, LINE 11 THE RETURN IS PREPARED BY THE UNIVERSITY AND REVIEWED BY THE UNIVERSITY'S TAX CONSULTANTS. A DRAFT VERSION OF THE FORM 990 IS PROVIDED TO THE ASSOCIATE CONTROLLER, CONTROLLER, EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, AND THE AUDIT COMMITTEE FOR REVIEW. CHANGES/COMMENTS ARE SUBMITTED TO MANAGEMENT AND ANY NECESSARY CHANGES ARE MADE PRIOR TO THE FINAL REVIEW AND SIGNING OF THE TAX RETURN BY THE UNIVERSITY'S INDEPENDENT AUDITORS/TAX CONSULTANTS. THE FINAL TAX RETURN IS PROVIDED TO THE BOARD PRIOR TO FILING. PART VI, SECTION B, LINE 12C ALL MEMBERS OF THE BROWN COMMUNITY ARE RESPONSIBLE FOR READING THE UNIVERSITY'S CONFLICT OF INTEREST AND COMMITMENT POLICY (COICP) AND ITS RELATED GUIDELINES AND TO DISCLOSE POTENTIAL OR ACTUAL CONFLICTS AS THEY ARISE TO THEIR SUPERVISOR OR ASSIGNED SENIOR ADMINISTRATOR. FAILURE TO DO SO WILL BE DEEMED A FAILURE TO MEET ONE'S OBLIGATIONS FOR WHICH SANCTIONS, UP TO AND INCLUDING DISMISSAL, MAY BE IMPOSED. RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP IS AS FOLLOWS - THE CHANCELLOR FOR MEMBERS OF THE CORPORATION AND ITS STANDING COMMITTEES; THE PRESIDENT FOR THE CABINET; AND THE PROVOST FOR OFFICERS OF INSTRUCTION AND RESEARCH. FOR ALL OTHER MEMBERS OF THE BROWN COMMUNITY, RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP SHALL REST WITH THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE. ALL CORPORATION MEMBERS, ALL MEMBERS OF THE CORPORATION'S STANDING COMMITTEES, ALL OFFICERS OF INSTRUCTION, ALL SENIOR OFFICERS, AND SELECTED STAFF SHALL ALSO BE RESPONSIBLE FOR SUBMITTING AN ANNUAL DISCLOSURE FORM. IF THERE ARE NO DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR SIGNS THE FORM AND FORWARDS IT TO THE ASSIGNED SENIOR ADMINISTRATOR. IF THERE ARE DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR IS RESPONSIBLE FOR WORKING WITH THE EMPLOYEE TO DETERMINE WHETHER A MANAGEMENT PLAN IS WARRANTED, SIGNING THE DISCLOSURE FORM TO ACKNOWLEDGE THAT IT HAS RECEIVED SUPERVISORY REVIEW, AND FORWARDING IT TO THE ASSIGNED SENIOR ADMINISTRATOR FOR THAT EMPLOYEE. FORMS THAT DISCLOSE AFFILIATIONS ARE REQUIRED TO RECEIVE SECONDARY REVIEW AND SIGNATURE BY THE ASSIGNED SENIOR ADMINISTRATOR OR, WHEN THE ASSIGNED SENIOR ADMINISTRATOR IS ALSO THE EMPLOYEE'S SUPERVISOR, BY THE ASSIGNED SENIOR ADMINISTRATOR'S SUPERVISOR. SENIOR ADMINISTRATORS, AS ASSIGNED BY THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE, ARE RESPONSIBLE FOR COLLECTING DISCLOSURE FORMS AND, IF WARRANTED, MANAGEMENT PLANS WITHIN THEIR DIVISIONS AND FORWARDING THEM TO THE OFFICE OF CORPORATION AFFAIRS AND GOVERNANCE. HUMAN RESOURCES SHALL MAINTAIN EMPLOYEES' DISCLOSURE FORMS AND RELATED MANAGEMENT PLANS, AND THE UNIVERSITY AUDITOR SHALL PERIODICALLY MONITOR THE FILE TO ENSURE COMPLIANCE WITH THE DISCLOSURE REQUIREMENTS OF THIS POLICY. THE UNIVERSITY'S INVESTMENT OFFICE ALSO HAS STRICT INVESTMENT POLICIES INTENDED TO MAINTAIN THE HIGHEST ETHICAL AND LEGAL STANDARDS AND AVOID CONFLICTS. ALL MEMBERS OF THE CORPORATION, INCLUDING THE PRESIDENT, DISCLOSE INFORMATION ANNUALLY RELATED TO CONFLICT OF INTEREST AND COMMITMENT. IF THERE IS CONSIDERATION TO HIRE A FIRM THAT COULD POTENTIALLY PRESENT A CONFLICT, THE INVESTMENT OFFICE SEEKS THE ADVICE AND CONSENT OF THE CORPORATION OFFICE AND GENERAL COUNSEL. ALL MEMBERS OF THE INVESTMENT COMMITTEE MUST RECUSE THEMSELVES AND REFRAIN FROM PARTICIPATION IN CONSIDERATION OF ANY INVESTMENT IN WHICH THEY HAVE AN INTEREST. PART VI, SECTION B, LINE 15 THE AUTHORITY TO ESTABLISH AND ADJUST COMPENSATION FOR THE PRESIDENT AND SENIOR STAFF RESTS WITH THE CORPORATION COMMITTEE ON SENIOR ADMINISTRATION. SENIOR STAFF INCLUDES OFFICERS REPORTING TO THE PRESIDENT, THE DEANS AND VICE PRESIDENTS OR THEIR EQUIVALENTS WHO REPORT TO THE PROVOST AND/OR THE EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, ANY OTHER UNIVERSITY EMPLOYEE WHOSE ANNUAL COMPENSATION IS IN EXCESS OF $225,000, AND OTHERS WHOSE RESPONSIBILITIES MIGHT BE DETERMINED TO REFLECT SIGNIFICANT INFLUENCE OVER THE AFFAIRS OF THE UNIVERSITY. THE COMMITTEE CONDUCTS THEIR REVIEW ANNUALLY AND, AS PART OF THEIR REVIEW PROCESS, USES DATA AND INFORMATION FROM SURVEYS REFLECTING INDUSTRY STANDARDS FOR COMPENSATION, BENEFITS, AND PREREQUISITES OF SENIOR OFFICERS EITHER AT INSTITUTIONS OF HIGHER EDUCATION OR AT COMPARABLE ENTITIES. DOCUMENTATION OF THIS REVIEW, AS WELL AS ANY DECISIONS MADE, ARE PREPARED BEFORE THE NEXT MEETING OF THE COMMITTEE ON SENIOR ADMINISTRATION, OR 60 DAYS AFTER THE FINAL ACTIONS OF THE COMMITTEE TO SET SALARIES, WHICHEVER IS LATER. THE COMMITTEE FORMALLY APPROVES THE DOCUMENTATION WITHIN A REASONABLE TIME AFTER IT IS PREPARED. PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICIES, AND GOVERNING DOCUMENTS (CHARTER AND STATUTES) ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ON OUR WEBSITE. FORM 990, PART XI, LINE 9 ACTUARIAL ADJUSTMENT ($925,812) PENSION ADJUSTMENT $11,108,654 OTHER ($133,380) ____________ $10,049,462
FORM 990, PART XII, LINE 2D	BROWN UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACCOUNTS OF THE JOHN	NICHOLAS BROWN CENTER FOR THE STUDY OF AMERICAN CIVILIZATION, BROWN FACULTY CLUB, FARVIEW INCORPORATED (A REAL ESTATE HOLDING COMPANY), AND KARING. ALL OF WHICH ARE SEPARATE ENTITIES THAT ARE CONSOLIDATED IN THE FINANCIAL STATEMENTS. BROWN UNIVERSITY AND THESE CONSOLIDATED ENTITIES ARE COLLECTIVELY REFERRED TO HEREIN AS THE UNIVERSITY. ALL SIGNIFICANT INTER-ENTITY TRANSACTIONS AND BALANCES HAVE BEEN ELIMINATED IN CONSOLIDATION.

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (5 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Controlled OrgControlledOrg
Brown University Research Foundation
c/o Brown University Controllers O	Providence	RI	02912	050390989	Support Brown	RI	501(c)(3)	11d	BROWN	true
John Nicholas Brown Center
c/o Brown University Controllers O	Providence	RI	02912	222506553	Support Brown	RI	501(c)(3)	11a	BROWN	true
Farview Inc
c/o Brown University Controllers O	Providence	RI	02912	222665046	Support Brown	RI	501(c)(2)	n/a	BROWN	true
Brown Faculty Club
One Magee Street	Providence	RI	02712	510192393	Support Brown	RI	501(c)(7)	n/a	BROWN	true
KARING
110 S MAIN STREET	PROVIDENCE	RI	02912	272862779	SUPPORT BROWN	RI	501(c)(4)	N/A	BROWN	true

Form990 Schedule R Part IV Form990ScheduleRPartIV (4 entries)

Primary ActivityPrimaryActivity	Legal Domicile StateLegalDomicileState	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Type Of EntityTypeOfEntity	Controlled OrgControlledOrg
CHARITABLE GIFT ANNUITY FUND (2)
SUPPORT	MA	NA	TRUST	true
CHARITABLE REMAINDER ANNUITY TRUST (8)
SUPPORT	RI	NA	TRUST	true
CHARITABLE REMAINDER UNITRUST (82)
SUPPORT	MA	NA	TRUST	true
POOLED INCOME (5)
SUPPORT	RI	NA	TRUST	true

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	false	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	false	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	false	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	false	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	false	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	false	PerformOfServicesByOtherOrgs
Sharing Of Facilities	true	SharingOfFacilities
Sharing Of Paid Employees	true	SharingOfPaidEmployees
Reimbursement Paid To Other Org	false	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	true	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	false	OtherTransferToOtherOrg
Other Transfer From Other Org	false	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable

Name Of Other Organization NameOfOtherOrganization

Field	Value	IRS element (for citing)
Business Name Line1	KARING	BusinessNameLine1

Field	Value	IRS element (for citing)
Transaction Type	Q	TransactionType
Amount Involved	1322044	AmountInvolved
Method Of Amt Determination	COST	MethodOfAmtDetermination

Form990 Schedule R Part VII Form990ScheduleRPartVII

Field	Value	IRS element (for citing)
Identifier	SCHEDULE R, PART IV, LINE 1	Identifier
Return Reference	TRUSTS ARE DOMICILED IN MASSACHUSETTS.	ReturnReference
Explanation	SCHEDULE R, PART IV, LINE 3 TRUSTS ARE DOMICILED IN MASSACHUSETTS. SCHEDULE R, PART V, LINE 1N & 1O FOR BROWN UNIVERSITY RESEARCH FOUNDATION, JOHN NICHOLAS BROWN CENTER, FAIRVIEW, AND THE BROWN FACULTY CLUB - THE EXPENSES FOR THESE RELATED ORGANIZATIONS ARE PAID DIRECTLY BY BROWN UNIVERSITY. THERE IS NO REIMBURSEMENT PAID BY ANY OF THESE RELATED ORGANIZATIONS TO BROWN UNIVERSITY. SCHEDULE R, PART V, LINE 1Q KARING REIMBURSED BROWN FOR EXPENSES RELATED TO CONSTRUCTION WHICH BROWN PAID DURING THE FISCAL YEAR ENDED 6/30/13. THE AMOUNTS REIMBURSED WERE BASED UPON COST OF CONSTRUCTION PAID BY BROWN UNIVERSITY.	Explanation