PROJECT PARADIGM: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: PROJECT PARADIGM (EIN 27-1444039)
Tax period: 2012-08-01 to 2013-07-31
Filed: 2014-06-16
IRS object ID: 201421679349100622
Schema version: 2012v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Investments Other Schedule2
Legal Fees Schedule
Other Expenses Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2014-06-16T17:46:37-05:00	Timestamp
Tax Period End Date	2013-07-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	952302617	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	SINGERLEWAK LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	10960 WILSHIRE BLVD STE 700	AddressLine1
City	LOS ANGELES	City
State	CA	State
ZIP Code	900243783	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-08-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	271444039	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	PROJECT PARADIGM	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	PROJ	NameControl
Phone	3103123769	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	11377 WEST OLYMPIC BLVD	AddressLine1
City	LOS ANGELES	City
State	CA	State
ZIP Code	90064	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	JEFFREY L RICHARDSON	Name
Title	PRESIDENT	Title
Phone	3103123769	Phone
Date Signed	2014-06-16	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	LIOR TEMKIN	Name
PTIN	P00748170	PTIN
Phone	3104773924	Phone
Date Prepared	2014-06-16	DatePrepared

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2015-12-30 17:16:21Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	10639314	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	21605	ContriReceivedRevAndExpnss
Interest On Savings Rev And Expnss	9	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	9	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	370869	DividendsRevAndExpnss
Dividends Net Invst Incm	370869	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	141874	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	3334934	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	141874	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	534357	TotalRevenueAndExpenses
Total Net Investment Income	512752	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	98000	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	14700	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	83300	CompOfcrDirTrstDsbrsChrtblPrps
Oth Empl Slrs Wgs Rev And Expnss	32633	OthEmplSlrsWgsRevAndExpnss
Oth Empl Slrs Wgs Net Invst Incm	0	OthEmplSlrsWgsNetInvstIncm
Oth Empl Slrs Wgs Dsbrs Chrtbl Prps	32633	OthEmplSlrsWgsDsbrsChrtblPrps
Legal Fees Rev And Expnss	11775	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	3532	LegalFeesNetInvstIncm
Legal Fees Dsbrs Chrtbl Prps	8243	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	3872	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	0	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	3872	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	78931	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	78931	OtherProfFeesNetInvstIncm
Other Prof Fees Dsbrs Chrtbl Prps	0	OtherProfFeesDsbrsChrtblPrps
Taxes Rev And Expnss	10075	TaxesRevAndExpnss
Taxes Net Invst Incm	1500	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	8575	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	9200	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	21	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	9179	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	244486	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	98684	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	145802	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	402000	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	402000	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	646486	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	98684	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	547802	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-112129	ExcessOfRevenueOverExpenses
Net Investment Income	414068	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	93837	CashBOY
Cash EOY	187971	CashEOY
Cash EOYFMV	187971	CashEOYFMV
Other Notes And Loans Receivable	2620982	OtherNotesAndLoansReceivable
Allwnc For Dbtfl Acct Other Rcvbl	0	AllwncForDbtflAcctOtherRcvbl
Other Notes And Loans Rcvbl BOY	2585958	OtherNotesAndLoansRcvblBOY
Other Notes And Loans Rcvbl EOY	2620982	OtherNotesAndLoansRcvblEOY
Other Notes And Loans Rcvbl EOYFMV	2620982	OtherNotesAndLoansRcvblEOYFMV
Investments Other BOY	7412175	InvestmentsOtherBOY
Investments Other EOY	7170888	InvestmentsOtherEOY
Investments Other EOYFMV	7830361	InvestmentsOtherEOYFMV
Total Assets BOY	10091970	TotalAssetsBOY
Total Assets EOY	9979841	TotalAssetsEOY
Total Assets EOYFMV	10639314	TotalAssetsEOYFMV
Total Liabilities BOY	0	TotalLiabilitiesBOY
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	0	CapitalStockBOY
Capital Stock EOY	0	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	10091970	RetainedEarningsBOY
Retained Earnings EOY	9979841	RetainedEarningsEOY
Total Net Assets BOY	10091970	TotalNetAssetsBOY
Total Net Assets EOY	9979841	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	10091970	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	9979841	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	10091970	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-112129	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	9979841	Subtotal
Other Decreases	0	OtherDecreases
Total Net Assets Fund Balances EOY	9979841	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (66 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
LOOMIS SAYLES BOND FD - INS	P	2012-03-26	2012-08-20	531	541	-10	-10
LOOMIS SAYLES BOND FD - INS	P	2012-04-24	2012-08-20	2	2	0	0
LOOMIS SAYLES BOND FD - INS	P	2012-05-24	2012-08-20	2	2	0	0
LOOMIS SAYLES BOND FD - INS	P	2012-06-22	2012-08-20	2	2	0	0
LOOMIS SAYLES BOND FD - INS	P	2012-07-23	2012-08-20	2	2	0	0
PIMCO EMERGING LOCAL BOND FD	P	2011-08-19	2012-08-20	57097	50000	7097	7097
PIMCO EMERGING LOCAL BOND FD	P	2011-08-31	2012-08-20	56	59	-3	-3
PIMCO EMERGING LOCAL BOND FD	P	2011-09-13	2012-08-20	39648	40000	-352	-352
PIMCO EMERGING LOCAL BOND FD	P	2011-09-30	2012-08-20	318	299	19	19
PIMCO EMERGING LOCAL BOND FD	P	2011-10-31	2012-08-20	281	280	1	1
PIMCO EMERGING LOCAL BOND FD	P	2011-11-02	2012-08-20	117070	115000	2070	2070
PIMCO EMERGING LOCAL BOND FD	P	2011-11-30	2012-08-20	845	813	32	32
PIMCO EMERGING LOCAL BOND FD	P	2011-12-28	2012-08-20	227	215	12	12
PIMCO EMERGING LOCAL BOND FD	P	2011-12-30	2012-08-20	762	720	42	42
PIMCO EMERGING LOCAL BOND FD	P	2012-01-12	2012-08-20	83349	80000	3349	3349
PIMCO EMERGING LOCAL BOND FD	P	2012-01-31	2012-08-20	749	754	-5	-5
PIMCO EMERGING LOCAL BOND FD	P	2012-02-29	2012-08-20	1038	1067	-29	-29
PIMCO EMERGING LOCAL BOND FD	P	2012-03-30	2012-08-20	1269	1282	-13	-13
PIMCO EMERGING LOCAL BOND FD	P	2012-04-30	2012-08-20	1084	1097	-13	-13
PIMCO EMERGING LOCAL BOND FD	P	2012-05-31	2012-08-20	1299	1225	74	74
PIMCO EMERGING LOCAL BOND FD	P	2012-06-29	2012-08-20	1073	1060	13	13
PIMCO EMERGING LOCAL BOND FD	P	2012-07-31	2012-08-20	945	948	-3	-3
ISHARES CORE S&P 500 ETF	P	2011-08-19	2012-10-15	40129	31613	8516	8516
PIMCO COMMODITY REALRETURN STRAT INSTL	P	2011-09-13	2012-10-15	97312	125000	-27688	-27688
PIMCO COMMODITY REALRETURN STRAT INSTL	P	2011-09-15	2012-10-15	4896	5911	-1015	-1015
PIMCO COMMODITY REALRETURN STRAT INSTL	P	2011-11-02	2012-10-15	88031	100000	-11969	-11969
PIMCO COMMODITY REALRETURN STRAT INSTL	P	2011-12-07	2012-10-15	869	942	-73	-73
PIMCO COMMODITY REALRETURN STRAT INSTL	P	2011-12-07	2012-10-15	3652	3960	-308	-308
PIMCO COMMODITY REALRETURN STRAT INSTL	P	2011-12-28	2012-10-15	25026	23348	1678	1678
PIMCO COMMODITY REALRETURN STRAT INSTL	P	2012-03-22	2012-10-15	1930	1853	77	77
PIMCO COMMODITY REALRETURN STRAT INSTL	P	2012-06-21	2012-10-15	1516	1313	203	203
PIMCO COMMODITY REALRETURN STRAT INSTL	P	2012-09-20	2012-10-15	1778	1784	-6	-6
ARTISAN INTL SMALL CAP FD	P	2011-08-19	2012-10-15	70200	59675	10525	10525
FAIRHOLME FD	P	2011-08-19	2012-10-15	126591	100000	26591	26591
FAIRHOLME FD	P	2011-09-13	2012-10-15	153850	125000	28850	28850
FAIRHOLME FD	P	2011-11-02	2012-10-15	14723	12382	2341	2341
ABERDEEN SELECT INTL EQUITY FD II	P	2011-08-19	2012-10-15	148561	150000	-1439	-1439
ABERDEEN SELECT INTL EQUITY FD II	P	2011-09-13	2012-10-15	149979	150000	-21	-21
ABERDEEN SELECT INTL EQUITY FD II	P	2011-11-02	2012-10-15	100461	100000	461	461
ABERDEEN SELECT INTL EQUITY FD II	P	2011-12-28	2012-10-15	7907	7114	793	793
EATON VANCE STRUCTURED EMERGING MKT FD	P	2011-08-19	2012-10-15	365403	350000	15403	15403
EATON VANCE STRUCTURED EMERGING MKT FD	P	2011-09-13	2012-10-15	314405	300717	13688	13688
CULLEN HGH DIVIDEND EQ FD-I	P	2011-08-19	2012-10-15	241203	200000	41203	41203
CULLEN HGH DIVIDEND EQ FD-I	P	2011-08-30	2012-10-15	895	775	120	120
CULLEN HGH DIVIDEND EQ FD-I	P	2011-09-13	2012-10-15	110387	92861	17526	17526
CULLEN HGH DIVIDEND EQ FD-I	P	2011-09-13	2012-12-04	125011	107139	17872	17872
CULLEN HGH DIVIDEND EQ FD-I	P	2011-09-29	2012-12-04	1004	867	137	137
CULLEN HGH DIVIDEND EQ FD-I	P	2011-10-28	2012-12-04	454	421	33	33
CULLEN HGH DIVIDEND EQ FD-I	P	2011-11-02	2012-12-04	221769	200000	21769	21769
CULLEN HGH DIVIDEND EQ FD-I	P	2011-11-29	2012-12-04	2553	2252	301	301
CULLEN HGH DIVIDEND EQ FD-I	P	2011-12-29	2012-12-04	1404	1321	83	83
CULLEN HGH DIVIDEND EQ FD-I	P	2012-01-30	2012-12-04	258	243	15	15
CULLEN HGH DIVIDEND EQ FD-I	P	2012-02-28	2012-12-04	2611	2505	106	106
CULLEN HGH DIVIDEND EQ FD-I	P	2012-03-29	2012-12-04	1472	1416	56	56
CULLEN HGH DIVIDEND EQ FD-I	P	2012-04-27	2012-12-04	860	845	15	15
CULLEN HGH DIVIDEND EQ FD-I	P	2012-05-30	2012-12-04	1922	1803	119	119
CULLEN HGH DIVIDEND EQ FD-I	P	2012-06-28	2012-12-04	1859	1813	46	46
CULLEN HGH DIVIDEND EQ FD-I	P	2012-07-30	2012-12-04	976	984	-8	-8
CULLEN HGH DIVIDEND EQ FD-I	P	2012-08-30	2012-12-04	1789	1785	4	4
CULLEN HGH DIVIDEND EQ FD-I	P	2012-09-27	2012-12-04	1519	1547	-28	-28
CULLEN HGH DIVIDEND EQ FD-I	P	2012-11-01	2012-12-04	558	563	-5	-5
CULLEN HGH DIVIDEND EQ FD-I	P	2012-11-29	2012-12-04	868	869	-1	-1
SPDR GOLD TRUST ETF	P	2011-08-19	2012-12-07	60208	65741	-5533	-5533
PIMCO COMMODITIESPLUS STRATEGY FUND	P	2012-10-15	2012-12-07	149571	153460	-3889	-3889
PIMCO TOT RTN FUND	P	2012-11-01	2013-07-09	230787	250015	-19228	-19228
METROPOLITAN WEST TOTAL RET BD FD	P	2012-10-15	2013-07-09	150128	157855	-7727	-7727

Field	Value	IRS element (for citing)
Capital Gain Net Income	141874	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	278440	QualifyingDistributionsYear1
Noncharitable Assets Year1	10573814	NoncharitableAssetsYear1
Distribution Ratio Year1	0.026333	DistributionRatioYear1
Qualifying Distributions Year2	71400	QualifyingDistributionsYear2
Noncharitable Assets Year2	3411229	NoncharitableAssetsYear2
Distribution Ratio Year2	0.020931	DistributionRatioYear2
Qualifying Distributions Year3	0	QualifyingDistributionsYear3
Noncharitable Assets Year3	94004	NoncharitableAssetsYear3
Distribution Ratio Year3	0.000000	DistributionRatioYear3
Total Distribution Ratio	0.047264	TotalDistributionRatio
Average Distribution Ratio	0.015755	AverageDistributionRatio
Net Noncharitable Assets	10416868	NetNoncharitableAssets
Adjusted Noncharitable Assets	164118	AdjustedNoncharitableAssets
One Percent Net Investment Income	4141	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	168259	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	547802	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	4141	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	4141	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	4141	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	9593	EstTaxPaymentsAndOverpayment
Total Credits And Payments	9593	TotalCreditsAndPayments
Overpayment	5452	Overpayment
Amount Credited To Next Year	5452	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	CA	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JEFFREY RICHARDSON	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	3103123769	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	11377 WEST OLYMPIC BLVD	AddressLine1
City	LOS ANGELES	City
State	CA	State
ZIP Code	90064	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	1	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	0	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
JEFFREY L RICHARDSON
11377 WEST OLYMPIC BLVD	LOS ANGELES	CA	90064	PRESIDENT, BOARD CHAIR	15.00	72000	0	0
JOHN G CRABTREE
240 CRANDON BOULEVARD SUITE 234	KEY BISCAYNE	FL	33149	CFO, DIRECTOR	5.00	26000	0	0
JENNIFER DULAY
736 LOS ROBLES	PALO ALTO	CA	94396	SECRETARY, DIRECTOR	1.00	0	0	0
MATT J RAILO
2219 MAYKIRK ROAD	SAN JOSE	CA	95124	DIRECTOR	1.00	0	0	0
DAVID KRAHULIK
4600 NW PLAZA WEST DR	ZIONSVILLE	IN	46077	DIRECTOR	1.00	0	0	0
MARK MORRISON
93 S JACKSON ST 34835	SEATTLE	WA	98104	DIRECTOR	1.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CONVERGENT WEALTH ADVISORS	BusinessNameLine1

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2000 AVENUE OF THE STARS 550	AddressLine1
City	LOS ANGELES	City
State	CA	State
ZIP Code	90067	ZIPCode

Field	Value	IRS element (for citing)
Type Of Service	INVESTMENT MANAGEMENT	TypeOfService
Compensation	78931	Compensation

Field	Value	IRS element (for citing)
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	7813616	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	140903	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	2620982	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	10575501	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	10575501	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	158633	CashDeemedCharitable
Net Noncharitable Assets	10416868	NetNoncharitableAssets
Minimum Investment Return	520843	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	520843	MinimumInvestmentReturn
Tax Based On Investment Income	4141	TaxBasedOnInvestmentIncome
Total Tax	4141	TotalTax
Distributable Amount Before Adj	516702	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	516702	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	516702	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	547802	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	547802	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	4141	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	543661	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	516702	DistributableAmountAsAdjusted
Undistributed Income Prior Year	351882	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Total Excess Distri Carryover	0	TotalExcessDistriCarryover
Qualifying Distributions	547802	QualifyingDistributions
Applied To Year1	351882	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	195920	AppliedToCurrentYear
Remaining Distri From Corpus	0	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	0	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	320782	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	0	ExcessDistriCyovToNextYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (25 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
ALISA ANN RUCH BURN FOUNDATION
2501 WEST BURBANK BLVD SUITE 201	BURBANK	CA	91505	N/A	PUBLIC	GENERAL	$15,000
ALUMINUM CANS FOR BURNED CHILDREN OF NORTHEAST OHIO
3100 EAST 45TH ST SUITE 214	CLEVELAND	OH	44127	N/A	PUBLIC	GENERAL	$10,000
ARIZONA BURN FOUNDATION INC
PO BOX 1329	PHOENIX	AZ	85001	N/A	PUBLIC	GENERAL	$12,500
BURN INSTITUTE
8825 AERO DRIVE SUITE 200	SAN DIEGO	CA	92123	N/A	PUBLIC	GENERAL	$12,500
IFE VISION 2020 CO PEG CARSON
35 HORNER STREET STE 120	WARRENTON	VA	20186	N/A	PUBLIC	GENERAL	$60,000
BURNED CHILDREN RECOVERY FOUNDATION
409 WOOD PLACE	EVERETT	WA	98203	N/A	PUBLIC	GENERAL	$2,000
BURNS RECOVERED SUPPORT GROUP INC
11710 ADMINISTRATION DR SUITE 2B	ST LOUIS	MO	63146	N/A	PUBLIC	GENERAL	$6,000
NATIONAL FIRE PROTECTION RESEARCH
1 BATTERY MARCH PARK	QUINCY	MA	02169	N/A	PUBLIC	GENERAL	$60,000
CHILDREN'S BURN FOUNDATION
5000 VAN NUYS BLVD SUITE 450	SHERMAN OAKS	CA	91403	N/A	PUBLIC	GENERAL	$10,000
CHILDREN'S HOSPITAL COLORADO
13123 E 16TH AVE BOX 580	AURORA	CO	80045	N/A	PUBLIC	GENERAL	$15,000
UNDERWRITERS LABORATORIES INC
333 PFINGSTEN ROAD	NORTHBROOK	IL	60062	N/A	PUBLIC	GENERAL	$60,000
AMERICAN RED CROSS OF CENTRAL VALLEY
1300 W SHAW AVE 4B	FRESNO	CA	93711	N/A	PUBLIC	GENERAL	$20,000
FIREFIGHTERS BURN INSTITUTE
3101 STOCKTON BLVD	SACRAMENTO	CA	95820	N/A	PUBLIC	GENERAL	$4,000
AMERICAN RED CROSS OF WESTERN NEW YORK
786 DELAWARE AVENUE	BUFFALO	NY	14209	N/A	PUBLIC	GENERAL	$20,000
ILLINOIS FIRE SAFETY ALLIANCE
PO BOX 911	MOUNT PROSPECT	IL	60056	N/A	PUBLIC	GENERAL	$10,000
INTERNATIONAL ASSOCIATION OF BURN CAMPS INC
2512 BEVERLY STREET	SALT LAKE CITY	UT	84106	N/A	PUBLIC	GENERAL	$5,000
INTERNATIONAL ASSOCIATION OF FIREFIGHTERS FOUNDATION
1750 NEW YORK AVE NW	WASHINGTON	DC	20006	N/A	PUBLIC	GENERAL	$2,500
AMERICAN RED CROSS OF LOS ANGELES
11355 OHIO AVE	LOS ANGELES	CA	90025	N/A	PUBLIC	GENERAL	$20,000
PHOENIX SOCIETY FOR BURN SURVIVORS INC
1835 RW BERENDS DR SW	GRAND RAPIDS	MI	49519	N/A	PUBLIC	GENERAL	$15,000
NATIONAL SAFE HOME FOUNDATION INC
1333 STRAD AVENUE	N TONAWANDA	NY	14120	N/A	PUBLIC	GENERAL	$7,500
FIRE AND BURN FOUNDATION
PO BOX 1423	COLTON	CA	92324	N/A	PUBLIC	GENERAL	$12,000
TEXAS BURN SURVIVOR SOCIETY INC
8531 N NEW BRAUNFELS SUITE 102	SAN ANTONIO	TX	78217	N/A	PUBLIC	GENERAL	$4,000
UNIVERSITY HOSPITAL FOUNDATION
540 ARAPEEM DROVE SUITE 130	SALT LAKE CITY	UT	84108	N/A	PUBLIC	GENERAL	$9,000
WISCONSIN ALLIANCE FOR FIRE SAFETY INC
PO BOX 1442	BROOKFIELD	WI	53008	N/A	PUBLIC	GENERAL	$5,000
GREAT LAKES BURN CAMP
PO BOX 6189	JACKSON	MI	49204	N/A	PUBLIC	GENERAL	$5,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	402000	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$9	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$370,869	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$141,874	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$512,752	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	512752	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	1	ContributorNumber
Contributor Name Individual	STEFANYSHYN SETTLEMENT	ContributorNameIndividual

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	11377 WEST OLYMPIC BLVD	AddressLine1
City	LOS ANGELES	City
State	CA	State
ZIP Code	90064	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	21605	AggregateContributions
Person Contribution Type	X	PersonContributionType

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	Category
Amount	$3,872	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	3872	DisbursementsCharitablePrps

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther

Field	Value	IRS element (for citing)
Category Or Item	MARKETABLE SECURITIES	CategoryOrItem
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMV
Book Value	7170888	BookValue
EOYFMV	7830361	EOYFMV

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	LEGAL FEES	Category
Amount	$11,775	Amount
Net Investment Income	3532	NetInvestmentIncome
Disbursements Charitable Prps	8243	DisbursementsCharitablePrps

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (3 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
PAYROLL SERVICES	1877	0	1877
INSURANCE	7302	0	7302
BANK CHARGES	21	21	0

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	INVESTMENT MANAGEMENT FEES	Category
Amount	$78,931	Amount
Net Investment Income	78931	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
PAYROLL TAXES	$10,000	1500	8500
REGISTRY OF CHARITABLE TRUSTS	$75	0	75