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THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY (EIN 94-1156365)
Tax period
2012-09-01 to 2013-08-31
Filed
2014-07-16
IRS object ID
201421979349300907
Schema version
2012v2.3
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2014-07-16T11:23:20-05:00Timestamp
Tax Period End Date2013-08-31TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1PricewaterhouseCoopers LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1125 High StreetAddressLine1
CityBostonCity
StateMAState
ZIP Code02110ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2012-09-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN941156365EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1STANFORD UNIVERSITY BOARD OF TRUSTEESBusinessNameLine1
Business Name Line2OF THE LELAND STANFORD JUNIOR UNIVERSITYBusinessNameLine2
FieldValueIRS element (for citing)
In Care Of Name% CHRISTOPHER CANELLOSInCareOfName
Name ControlSTANNameControl
Phone6507251732Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line13145 PORTER DRIVEAddressLine1
Address Line2SuiteAddressLine2
CityPALO ALTOCity
StateCAState
ZIP Code94304ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameSUZANNE CALANDRAName
TitleSENIOR ASSOCIATE VP FOR FINANCETitle
Phone6507251732Phone
Date Signed2014-07-14DateSigned
Authorize Third PartytrueAuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NamePRICEWATERHOUSECOOPERS LLPName
Phone6175305000Phone
FieldValueIRS element (for citing)
Tax Year2012TaxYear
Build TS2015-11-30 17:44:51ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonJohn HennessyNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1Building 10AddressLine1
CityStanfordCity
StateCAState
ZIP Code94305ZIPCode
FieldValueIRS element (for citing)
Gross Receipts24194977828GrossReceipts
Group Return For AffiliatesfalseGroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteWWW.STANFORD.EDUWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1885YearFormation
State Legal DomicileCAStateLegalDomicile
Activity Or Mission DescriptionSTANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION AND IN A BROAD RANGE OF ACADEMIC DISCIPLINES.CONT'D SCH O.ActivityOrMissionDescription
Nbr Voting Members Governing Body33NbrVotingMembersGoverningBody
Nbr Independent Voting Members21NbrIndependentVotingMembers
Total Nbr Employees33387TotalNbrEmployees
Total Gross UBI24344647TotalGrossUBI
Net Unrelated Business Txbl Income-50142751NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year1964094849ContributionsGrantsPriorYear
Contributions Grants Current Year1719795101ContributionsGrantsCurrentYear
Program Service Revenue Prior Year1886831779ProgramServiceRevenuePriorYear
Program Service Revenue CY2042740583ProgramServiceRevenueCY
Investment Income Prior Year969227776InvestmentIncomePriorYear
Investment Income Current Year1069740558InvestmentIncomeCurrentYear
Other Revenue Prior Year88467309OtherRevenuePriorYear
Other Revenue Current Year104233612OtherRevenueCurrentYear
Total Revenue Prior Year4908621713TotalRevenuePriorYear
Total Revenue Current Year4936509854TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year377365552GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY390384372GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year2334359124SalariesEtcPriorYear
Salaries Etc Current Year2498157422SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY645950TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year74787192TotalFundrsngExpCurrentYear
Other Expense Prior Year1383585171OtherExpensePriorYear
Other Expenses Current Year1411601424OtherExpensesCurrentYear
Total Expenses Prior Year4095309847TotalExpensesPriorYear
Total Expenses Current Year4300789168TotalExpensesCurrentYear
Revenues Less Expenses Prior Year813311866RevenuesLessExpensesPriorYear
Revenues Less Expenses CY635720686RevenuesLessExpensesCY
Total Assets BOY28981773890TotalAssetsBOY
Total Assets EOY31539947659TotalAssetsEOY
Total Liabilities BOY5476353723TotalLiabilitiesBOY
Total Liabilities EOY5816842431TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY23505420167NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY25723105228NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionSTANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION AND IN A BROAD RANGE OF ACADEMIC DISCIPLINES. CONT'D SCH O.MissionDescription
Significant New Program ServicesfalseSignificantNewProgramServices
Significant ChangefalseSignificantChange
Expense1400572930Expense
Grants46731959Grants
Revenue740193516Revenue
DescriptionINSTRUCTION AND DEPARTMENTAL RESEARCH - See Schedule O.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense1040951784Expense
Grants24119455Grants
Revenue209079560Revenue
DescriptionORGANIZED RESEARCH - REVENUE AMOUNT REPORTED ON LINE 4B DOES NOT INCLUDE $1,024,123,558 IN FEDERAL RESEARCH SUPPORT. CONT'D SCH O.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense788938480Expense
Grants1147259Grants
Revenue768483418Revenue
DescriptionUNIVERSITY AUXILIARY ACTIVITIES - See Schedule O.Description
FieldValueIRS element (for citing)
Total Of Other Program Service Exp580924072TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt318385699TotalOfOtherProgramServiceGrnt
Total Of Other Program Service Rev324984089TotalOfOtherProgramServiceRev
Total Program Service Expense3811387266TotalProgramServiceExpense
Described In501 C3trueDescribedIn501C3
Schedule B RequiredtrueScheduleBRequired
Political ActivitiesfalsePoliticalActivities
Lobbying ActivitiestrueLobbyingActivities
Subject To Proxy TaxfalseSubjectToProxyTax
Donor Advised FundstrueDonorAdvisedFunds
Conservation EasementsfalseConservationEasements
Collections Of ArttrueCollectionsOfArt
Credit CounselingfalseCreditCounseling
Term Or Permanent EndowmentstrueTermOrPermanentEndowments
Report Land Bldg EquiptrueReportLandBldgEquip
Report Invest Oth SecuritiestrueReportInvestOthSecurities
Report Prog Rel InvestfalseReportProgRelInvest
Report Other AssetsfalseReportOtherAssets
Report Other LiabilitiestrueReportOtherLiabilities
Report Fin48 FootnotetrueReportFin48Footnote
Independent Audit Financial StmttrueIndependentAuditFinancialStmt
Consolidated Audit Financial StmttrueConsolidatedAuditFinancialStmt
SchooltrueSchool
Foreign OfficetrueForeignOffice
Foreign ActivitiestrueForeignActivities
More Than5000 K To OrganizationstrueMoreThan5000KToOrganizations
More Than5000 K To IndividualstrueMoreThan5000KToIndividuals
Professional FundraisingtrueProfessionalFundraising
Fundraising ActivitiestrueFundraisingActivities
GamingfalseGaming
HospitalfalseHospital
Grants To OrganizationstrueGrantsToOrganizations
Grants To IndividualstrueGrantsToIndividuals
Schedule J RequiredtrueScheduleJRequired
Tax Exempt BondstrueTaxExemptBonds
Invest Tax Exempt BondsfalseInvestTaxExemptBonds
Escrow AccountfalseEscrowAccount
On Behalf Of IssuerfalseOnBehalfOfIssuer
Excess Benefit TransactionfalseExcessBenefitTransaction
Prior Excess Benefit TransactionfalsePriorExcessBenefitTransaction
Loan To Officer Or DQPtrueLoanToOfficerOrDQP
Grant To Related PersontrueGrantToRelatedPerson
Bsnss Rltnshp With OrganizationtrueBsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family MembertrueBsnssRltnshpThruFamilyMember
Officer Entity With Bsnss RltnshptrueOfficerEntityWithBsnssRltnshp
Deductible Non Cash ContributionstrueDeductibleNonCashContributions
Deductible Contributions Of ArttrueDeductibleContributionsOfArt
TerminatedfalseTerminated
Partial LiquidationfalsePartialLiquidation
Disregarded EntitytrueDisregardedEntity
Related EntitytrueRelatedEntity
Related Org Controlled EntitytrueRelatedOrgControlledEntity
Transaction Related EntitytrueTransactionRelatedEntity
Transfers To Exempt Non Chrtbl OrgtrueTransfersToExemptNonChrtblOrg
Activities Conducted PartnershipfalseActivitiesConductedPartnership
Schedule O RequiredtrueScheduleORequired
Info In Schedule O Part VXInfoInScheduleOPartV
Number Forms Transmitted With109628250NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup WitholdingtrueComplianceWithBackupWitholding
Number Of Employees33387NumberOfEmployees
Employment Tax Returns FiledtrueEmploymentTaxReturnsFiled
Unrelated Business IncometrueUnrelatedBusinessIncome
Form990-T FiledtrueForm990-TFiled
Foreign Financial AccounttrueForeignFinancialAccount
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTrans
Taxable Party NotificationfalseTaxablePartyNotification
Non Deductible ContributionsfalseNonDeductibleContributions
Quid Pro Quo ContributionstrueQuidProQuoContributions
Quid Pro Quo DisclosuretrueQuidProQuoDisclosure
Form8282 Property Disposed OftrueForm8282PropertyDisposedOf
Number Of8282 Filed10NumberOf8282Filed
Funds To Pay PremiumsfalseFundsToPayPremiums
Premiums PaidfalsePremiumsPaid
Excess Business HoldingsfalseExcessBusinessHoldings
Taxable DistributionsfalseTaxableDistributions
Distribution To DonorfalseDistributionToDonor
Indoor Tanning ServicesfalseIndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members33NbrVotingGoverningBodyMembers
Number Independent Voting Members21NumberIndependentVotingMembers
Family Or Business RelationshiptrueFamilyOrBusinessRelationship
Delegation Of Management DutiesfalseDelegationOfManagementDuties
Changes To Organizing DocsfalseChangesToOrganizingDocs
Material Diversion Or MisusefalseMaterialDiversionOrMisuse
Members Or StockholdersfalseMembersOrStockholders
Election Of Board MembersfalseElectionOfBoardMembers
Decisions Subject To ApprovalfalseDecisionsSubjectToApproval
Minutes Of Governing BodytrueMinutesOfGoverningBody
Minutes Of CommitteestrueMinutesOfCommittees
Officer Mailing AddressfalseOfficerMailingAddress
Local ChaptersfalseLocalChapters
Form990 Provided To Governing BodytrueForm990ProvidedToGoverningBody
Conflict Of Interest PolicytrueConflictOfInterestPolicy
Annual Disclosure Covered PersonstrueAnnualDisclosureCoveredPersons
Regular Monitoring EnforcementtrueRegularMonitoringEnforcement
Whistleblower PolicytrueWhistleblowerPolicy
Document Retention PolicytrueDocumentRetentionPolicy
Compensation Process CEOtrueCompensationProcessCEO
Compensation Process OthertrueCompensationProcessOther
Investment In Joint VenturefalseInvestmentInJointVenture
States Where Copy Of Return Is FiledCAStatesWhereCopyOfReturnIsFiled
Own WebsiteXOwnWebsite
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonCHRISTOPHER CANELLOSNamePerson
Telephone Number6507251732TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line13145 PORTER DRIVEAddressLine1
CityPalo AltoCity
StateCAState
ZIP Code94304ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIXInfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (57 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationAverage Hours Per Week RelatedAverageHoursPerWeekRelatedKey EmployeeKeyEmployeeHighest Compensated EmployeeHighestCompensatedEmployee
JOHN HENNESSY
PRESIDENT/TRUSTEE50.0XX7756810291885
FRED W ALVAREZ
TRUSTEE, APPOINTED 03/01/20132.0X
Robert M Bass
Trustee2.0X
William R Brody
Trustee2.0X
BROOK H BYERS
TRUSTEE2.0X
James E Canales
Trustee2.0X
ROANN COSTIN
TRUSTEE, APPOINTED 10/01/20122.0X
James G Coulter
Trustee2.0X
DEBORAH A DECOTIS
TRUSTEE2.0X
Steven A Denning
Trustee2.0X
Bruce W Dunlevie
Trustee2.0X
Armando Garza
Trustee2.0X
John A Gunn
Trustee2.0X2.0
GAIL B HARRIS
TRUSTEE, APPOINTED 03/01/20132.0X
Christine U Hazy
Trustee2.0X
LAURENE POWELL JOBS
TRUSTEE, APPOINTED 10/01/20122.0X
Ronald B Johnson
Trustee2.0X2.0
LATONIA G KARR
TRUSTEE, APPOINTED 02/01/20132.0X
Ann H Lamont
TRUSTEE, UNTIL 03/01/20132.0X
Frank D Lee
Trustee2.0X2.0
BERNARD LIAUTAUD
TRUSTEE, APPOINTED 03/01/20132.0X
Goodwin Liu
TRUSTEE, UNTIL 03/01/20132.0X20000
Susan R McCaw
Trustee2.0X
LLOYD M METZ
TRUSTEE, APPOINTED 03/01/20132.0X
Hamid R Moghadam
Trustee2.0X
Wendy Munger
TRUSTEE, UNTIL 02/01/20132.0X
Paul A Ormond
Trustee2.0X
Ruth M Porat
Trustee2.0X
Penny S Pritzker
TRUSTEE, UNTIL 06/28/20132.0X
JEFFREY S RAIKES
TRUSTEE2.0X
Miriam Rivera
Trustee, UNTIL 03/01/20132.0X
Victoria B Rogers
Trustee2.0X
Richard A Sapp
Trustee, UNTIL 03/01/20132.0X
Kavitark Ram Shriram
Trustee2.0X
Ronald P Spogli
Trustee2.0X
Isaac Stein
Trustee2.0X
Thomas F Steyer
Trustee2.0X
Vaughn C Williams
Trustee2.0X2.0
Jerry Yang
Trustee2.0X
JOHN ETCHEMENDY
PROVOST50.0X5967710295544
RANDALL LIVINGSTON
VP BUS AFFAIRS/CFO50.0X5263500155109
MARTIN SHELL
VP DEVELOPMENT50.0X6704250122282
DEBRA ZUMWALT
VP GENERAL COUNSEL50.0X5709520198148
ROBERT C REIDY
VP LAND, BUILDINGS & REAL EST50.0X6847250277985
DAVID DEMAREST
VP PUBLIC AFFAIRS50.0X3587330116642
HOWARD WOLF
PRES. OF STANFORD ALUM. ASSOC.50.0X3688720155938
WILLIAM MADIA
VP SLAC NAL38.0X501832023789
DAVID JONES
VP HUMAN RESOURCES50.0X321927044697
JOHN POWERS
PRESIDENT, STANFORD MGNT CO.50.0246471401103644X
PHILIP A PIZZO
DEAN,SCH OF MED(UNTIL 12/1/12)50.067076502940394.0X
LLOYD B MINOR
DEAN,SCH OF MED(SINCE 12/1/12)50.07341690297844.0X
RICHARD SALLER
DEAN SCHOOL OF HUM & SCIENCES50.0535859033983X
FRANK HANLEY
CHIEF, PED CARDIOTHORACIC50.01894804044899X
GARY STEINBERG
CHAIR, NEUROSURGERY50.01270954045742X
THOMAS KRUMMEL
CHAIR, SURGERY50.010269660531103.0X
TARA VANDERVEER
Coach50.023265200384711X
DAVID SHAW
Coach50.015133340499332X
FieldValueIRS element (for citing)
Total Reportable Comp From Org17834353TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation4171263TotalOtherCompensation
Number Individuals GT100 K4998NumberIndividualsGT100K
Formers ListedfalseFormersListed
Total Comp GT150 KtrueTotalCompGT150K
Compensation From Other SourcesfalseCompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
THE WHITING-TURNER CONTRACTING CO
PO BOX 17596BALTIMOREMD212971596CONSTRUCTION93896959
TURNER CONSTRUCTION CO
1625 CLAY STOAKLANDCA94612CONSTRUCTION38298184
DEVCON CONSTRUCTION INC
690 GIBRALTAR DRMILPITASCA95035CONSTRUCTION31787387
HATHAWAY DINWIDDIE CONSTRUCTION CO
565 LAURELWOOD RDSANTA CLARACA950542419CONSTRUCTION19959548
OVERAA CONSTRUCTION
200 PARR BOULEVARDRICHMONDCA94801CONSTRUCTION17353950
FieldValueIRS element (for citing)
Number Of Contractors GT100 K688NumberOfContractorsGT100K
Info In Schedule O Part VIIIXInfoInScheduleOPartVIII
Fundraising Events914104FundraisingEvents
Government Grants1024123558GovernmentGrants
All Other Contributions694757439AllOtherContributions
Noncash Contributions235683432NoncashContributions
Total Contributions1719795101TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncomeUnrelated Business RevenueUnrelatedBusinessRevenue
STUDENT INCOME900099752955818752955818
NONGOVERNMENT RESEARCH900099209079560209079560
PATIENT CARE900099623596652623596652
SPECIAL PROGRAMS900099456183621456183621
DRIVING RANGE713910582693582693

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

FieldValueIRS element (for citing)
Total Revenue Column342239TotalRevenueColumn
Unrelated Business Revenue342239UnrelatedBusinessRevenue
FieldValueIRS element (for citing)
Total Program Service Revenue2042740583TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column281203970TotalRevenueColumn
Unrelated Business Revenue10028287UnrelatedBusinessRevenue
Exclusion$271,175,683ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column16TotalRevenueColumn
Exclusion$16ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column7446939TotalRevenueColumn
Exclusion$7,446,939ExclusionAmount

Gross Rents GrossRents

FieldValueIRS element (for citing)
Real139870339Real

Less Rental Expenses LessRentalExpenses

FieldValueIRS element (for citing)
Real46904616Real

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real92965723Real
Personal0Personal

Net Rental Income Or Loss NetRentalIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column92965723TotalRevenueColumn
Exclusion$92,965,723ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities19971662747Securities
Other25916568Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities19181518747Securities
Other27523996Other

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities790144000Securities
Other-1607428Other

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column788536572TotalRevenueColumn
Unrelated Business Revenue13391428UnrelatedBusinessRevenue
Exclusion$775,145,144ExclusionAmount
FieldValueIRS element (for citing)
Gross Income Fundraising Events606990GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events914104CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses542312FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

FieldValueIRS element (for citing)
Total Revenue Column64678TotalRevenueColumn
Exclusion$64,678ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
FieldValueIRS element (for citing)
Gross Sales Of Inventory5734575GrossSalesOfInventory
Cost Of Goods Sold1978303CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

FieldValueIRS element (for citing)
Total Revenue Column3756272TotalRevenueColumn
Exclusion$3,756,272ExclusionAmount
FieldValueIRS element (for citing)
Total Other Revenue0TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column4936509854TotalRevenueColumn
Related Or Exempt Function Income2041815651RelatedOrExemptFunctionIncome
Unrelated Business Revenue24344647UnrelatedBusinessRevenue
Exclusion$1,150,554,455ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total14760838Total
Program Services14760838ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total367192547Total
Program Services367192547ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total8430987Total
Program Services8430987ProgramServices

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total0Total

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total8882136Total
Program Services3066367ProgramServices
Management And General5061898ManagementAndGeneral
Fundraising753871Fundraising

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total498925Total
Program Services318965ProgramServices
Fundraising179960Fundraising

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total1991950296Total
Program Services1823371494ProgramServices
Management And General124949302ManagementAndGeneral
Fundraising43629500Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total122703605Total
Program Services103654136ProgramServices
Management And General15821308ManagementAndGeneral
Fundraising3228161Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total261744091Total
Program Services220900739ProgramServices
Management And General33882153ManagementAndGeneral
Fundraising6961199Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total112378369Total
Program Services94749816ProgramServices
Management And General14633878ManagementAndGeneral
Fundraising2994675Fundraising

Fees For Services Management FeesForServicesManagement

FieldValueIRS element (for citing)
Total2548149Total
Program Services2281193ProgramServices
Management And General266956ManagementAndGeneral

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total7986466Total
Program Services948800ProgramServices
Management And General7009238ManagementAndGeneral
Fundraising28428Fundraising

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total1613329Total
Program Services52510ProgramServices
Management And General1560819ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total67588Total
Program Services5924ProgramServices
Management And General61633ManagementAndGeneral
Fundraising31Fundraising

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total645950Total
Fundraising645950Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total21704655Total
Management And General21704655ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total193941193Total
Program Services156556724ProgramServices
Management And General34714680ManagementAndGeneral
Fundraising2669789Fundraising

Advertising Advertising

FieldValueIRS element (for citing)
Total5396259Total
Program Services5189673ProgramServices
Management And General104263ManagementAndGeneral
Fundraising102323Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total283220877Total
Program Services204392816ProgramServices
Management And General74134270ManagementAndGeneral
Fundraising4693791Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total19796826Total
Program Services10831038ProgramServices
Management And General8602335ManagementAndGeneral
Fundraising363453Fundraising

Royalties Royalties

FieldValueIRS element (for citing)
Total7957476Total
Program Services2630282ProgramServices
Management And General5325528ManagementAndGeneral
Fundraising1666Fundraising

Occupancy Occupancy

FieldValueIRS element (for citing)
Total170006810Total
Program Services153739494ProgramServices
Management And General14477390ManagementAndGeneral
Fundraising1789926Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total63310243Total
Program Services59142360ProgramServices
Management And General2575277ManagementAndGeneral
Fundraising1592606Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

FieldValueIRS element (for citing)
Total34476Total
Management And General34476ManagementAndGeneral

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total10750343Total
Program Services9744666ProgramServices
Management And General904173ManagementAndGeneral
Fundraising101504Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total65301599Total
Program Services59941301ProgramServices
Management And General5184992ManagementAndGeneral
Fundraising175306Fundraising

Payments To Affiliates PaymentsToAffiliates

FieldValueIRS element (for citing)
Total0Total

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total291732197Total
Program Services258305304ProgramServices
Management And General32336866ManagementAndGeneral
Fundraising1090027Fundraising

Insurance Insurance

FieldValueIRS element (for citing)
Total4574891Total
Program Services2759544ProgramServices
Management And General1805575ManagementAndGeneral
Fundraising9772Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneralFundraisingFundraising
EQUIPMENT RENTAL & MAINTENANCE73997686316613730247352908
PRINTING & PUBLICATION10915337851828413779361019117
SLAC NON-SALARY EXPENSE1305281411304121641145451432
RESEARCH SUBAWARDS6490988464909884

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Total47904917Total
Program Services38262803ProgramServices
Management And General7240317ManagementAndGeneral
Fundraising2401797Fundraising

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total4300789168Total
Program Services3811387266ProgramServices
Management And General414614710ManagementAndGeneral
Fundraising74787192Fundraising
FieldValueIRS element (for citing)
Info In Schedule O Part XXInfoInScheduleOPartX

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY189657BOY
EOY167491EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY1139898720BOY
EOY784275739EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY707377611BOY
EOY644811377EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY444590629BOY
EOY440131767EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

FieldValueIRS element (for citing)
BOY5501528BOY
EOY4560843EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY529793653BOY
EOY527206208EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY5809589BOY
EOY6051425EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY75525835BOY
EOY56171680EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis7571154544LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec3363227809LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY3826386774BOY
EOY4207926735EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY4580667353BOY
EOY5545012603EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY17666032541BOY
EOY19323631791EOY

Investments Program Related InvestmentsProgramRelated

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Intangible Assets IntangibleAssets

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY28981773890BOY
EOY31539947659EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY1648901274BOY
EOY1602081261EOY

Grants Payable GrantsPayable

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY556727769BOY
EOY584067049EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY1140179875BOY
EOY1466079607EOY

Escrow Account Liability EscrowAccountLiability

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Loans From Officers Directors LoansFromOfficersDirectors

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY1568525771BOY
EOY1632353400EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY562019034BOY
EOY532261114EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY5476353723BOY
EOY5816842431EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY12086362475BOY
EOY13485416232EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY6032515369BOY
EOY6612755241EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY5386542323BOY
EOY5624933755EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY23505420167BOY
EOY25723105228EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY28981773890BOY
EOY31539947659EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses635720686ReconcilationRevenueExpenses
Reconciliation Unrealized Invest1428176901ReconciliationUnrealizedInvest
Reconcilation Other Changes153787474ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or ReviewfalseAccountantCompileOrReview
FS AuditedtrueFSAudited

FS Audited Basis FSAuditedBasis

FieldValueIRS element (for citing)
Financial Statement BothXFinancialStatementBoth
FieldValueIRS element (for citing)
Audit CommitteetrueAuditCommittee
Federal Grant Audit RequiredtrueFederalGrantAuditRequired
Federal Grant Audit PerformedtrueFederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
School170b1 AiiXSchool170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbying
Total Direct LobbyingTotalDirectLobbying
Total Lobbying ExpendituresTotalLobbyingExpenditures
Other Exempt Purpose ExpendituresOtherExemptPurposeExpenditures
Total Exempt Purpose ExpendituresTotalExemptPurposeExpenditures
Lobbying NontaxableLobbyingNontaxableAmount
Grassroots NontaxableGrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non TxTotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying NontxTotLobbyExpendMnsLobbyingNontx
VolunteerstrueVolunteers
Paid Staff Or ManagementtruePaidStaffOrManagement
Media AdvertisementstrueMediaAdvertisements
Media Advertisements$2,785MediaAdvertisementsAmount
Mailings MemberstrueMailingsMembers
Mailings Members$144,306MailingsMembersAmount
Publications Or BroadcasttruePublicationsOrBroadcast
Publications Or Broadcast$20,816PublicationsOrBroadcastAmount
Grants Other OrganizationsfalseGrantsOtherOrganizations
Direct Contact LegislatorstrueDirectContactLegislators
Direct Contact Legislators$496,397DirectContactLegislatorsAmount
Rallies DemonstrationstrueRalliesDemonstrations
Rallies Demonstrations$78,477RalliesDemonstrationsAmount
Other ActivitiestrueOtherActivities
Other Activities$10,475OtherActivitiesAmount
Total Lobbying Expenditures IIB753256TotalLobbyingExpendituresIIB
Not Described In501c3falseNotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

FieldValueIRS element (for citing)
IdentifierPART II-B - LOBBYING ACTIVITY EXPLANATIONIdentifier
Return ReferenceAN INSUBSTANTIAL PORTION OF STANFORD UNIVERSITY'S TOTAL ACTIVITIESReturnReference
ExplanationINVOLVED LEGISLATIVE AND REGULATORY MATTERS OF DIRECT CONCERN TO HIGHER EDUCATION OR OF COMPELLING IMPORTANCE TO STANFORD IN PARTICULAR. INSTITUTIONAL EFFORTS TO INFLUENCE LEGISLATION AND REGULATION ARE DIRECTED BY THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS. DURING FISCAL YEAR 2012-2013, THE OFFICE CONSISTED OF FIVE PROFESSIONAL STAFF MEMBERS, ONE INTERN, ONE TEMPORARY STUDENT, AND TWO SUPPORT PERSONS. THE UNIVERSITY DOES NOT HAVE A LOBBYING OFFICE IN EITHER WASHINGTON, DC OR SACRAMENTO, CA. DURING THIS PERIOD, THE UNIVERSITY HIRED AN OUTSIDE REGISTERED LOBBYIST IN SACRAMENTO FOR PART-TIME WORK ON STATE ISSUES. ACTIVITIES OF GOVERNMENT AND COMMUNITY RELATIONS STAFF INCLUDE CONTACTS BY LETTERS, PHONE CALLS AND MEETINGS WITH LEGISLATORS, MEMBERS OF THEIR STAFFS, OR OTHER GOVERNMENT OFFICIALS, AND MEETINGS WITH LOCAL CITIZENS REGARDING STANFORD ISSUES WITH LOCAL GOVERNMENTS. DURING FISCAL YEAR 2012-2013, LEGISLATIVE, EXECUTIVE, AND LOCAL REGULATORY ISSUES HANDLED BY THE UNIVERSITY INCLUDED THE FOLLOWING: LOCAL ISSUES: ZONING AND LAND USES RELATED TO PROPERTY OWNED BY THE UNIVERSITY AND CONTIGUOUS TO THE UNIVERSITY'S ACADEMIC CAMPUS. STATE ISSUES: PROFESSIONAL FIDUCIARIES ACT; CLEAN ENERGY INNOVATION PROGRAM; PUBLIC GOODS CHARGE; BUDGET (CAL GRANT); CAP & TRADE FEE POLICY; STUDENT ATHLETE BILL OF RIGHTS; AND GENETIC INFORMATION PRIVACY ACT. FEDERAL ISSUES: STUDENT AID; TAXATION; REIMBURSEMENT OF FEDERAL RESEARCH COSTS; FUNDING LEVELS OF RESEARCH (E.G. NIH, DOE, NASA, DOD, NSF, NEH); FUNDING FOR SLAC NATIONAL ACCELERATOR LABORATORY; MEDICARE FUNDING FOR TEACHING HOSPITALS; RESEARCH POLICY; INTELLECTUAL PROPERTY; AND IMMIGRATION POLICY. THE TOTAL BUDGET EXPENDED BY THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS WAS $1,391,657. THE ESTIMATED TOTAL EXPENSES FOR LOBBYING ARE AS FOLLOWS: SALARIES AND BENEFITS $514,967 GENERAL OFFICE OVERHEAD $141,508 PAID CONSULTANT COALITION DUES $67,588 DUES TO MEMBER ORGANIZATIONS $8,507 TRAVEL $20,686 ___________ TOTAL $753,256 AMOUNTS APPEARING ON PART II-B ARE REASONABLE ESTIMATED ALLOCATIONS OF THE ABOVE EXPENSES. OCCASIONALLY STANFORD UNIVERSITY EMPLOYEES OUTSIDE THE GOVERNMENT AND COMMUNITY RELATIONS OFFICE MAY ENGAGE IN LOBBYING ACTIVITIES ON BEHALF OF THE UNIVERSITY. INCLUDING SUCH CONTACT, THE TOTAL AMOUNT SPENT BY STANFORD IN LOBBYING REPRESENTS AN INSIGNIFICANT PART OF THE UNIVERSITY'S TOTAL EXPENDITURES.Explanation

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Number DA Fs Held37NumberDAFsHeld
Number Funds Held34NumberFundsHeld
Donor Advised Contributions18725534DonorAdvisedContributions
Contrib To Funds And Other Accounts12897396ContribToFundsAndOtherAccounts
Grants Paid From Donor Funds29316008GrantsPaidFromDonorFunds
Grants Funds And Other Accounts21842886GrantsFundsAndOtherAccounts
Aggregate DAF Value268317227AggregateDAFValue
Aggregate Fund Value114070984AggregateFundValue
Disclosed Orgs Legal ControltrueDisclosedOrgsLegalControl
Disclosed For Charitable PurposestrueDisclosedForCharitablePurposes
Art Public Exhibition AmtsArtPublicExhibitionAmts
Held Works Of Art AmtsHeldWorksOfArtAmts
Collect Used For Public ExhibitionXCollectUsedForPublicExhibition
Collect Used For Scholar ResearchXCollectUsedForScholarResearch
Collect Used For PreservationXCollectUsedForPreservation
Collect Used For Loan Or Exch PrgrmsXCollectUsedForLoanOrExchPrgrms
Solicited Assets For SalefalseSolicitedAssetsForSale

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance17035804000BeginningOfYearBalance
Contributions588438000Contributions
Investment Earnings Or Losses1985298000InvestmentEarningsOrLosses
Grants Or Scholarships208922228GrantsOrScholarships
Other Expenditures711749772OtherExpenditures
End Of Year Balance18688868000EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance16502606000BeginningOfYearBalance
Contributions403858000Contributions
Investment Earnings Or Losses1000446000InvestmentEarningsOrLosses
Grants Or Scholarships196918322GrantsOrScholarships
Other Expenditures674187678OtherExpenditures
End Of Year Balance17035804000EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

FieldValueIRS element (for citing)
Beginning Of Year Balance13851115000BeginningOfYearBalance
Contributions673440000Contributions
Investment Earnings Or Losses2763132000InvestmentEarningsOrLosses
Grants Or Scholarships182421410GrantsOrScholarships
Other Expenditures602659590OtherExpenditures
End Of Year Balance16502606000EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

FieldValueIRS element (for citing)
Beginning Of Year Balance12619094000BeginningOfYearBalance
Contributions517078000Contributions
Investment Earnings Or Losses1569588000InvestmentEarningsOrLosses
Grants Or Scholarships203694898GrantsOrScholarships
Other Expenditures650950102OtherExpenditures
End Of Year Balance13851115000EndOfYearBalance

Current Year Minus4 Years CurrentYearMinus4Years

FieldValueIRS element (for citing)
Beginning Of Year Balance17214373000BeginningOfYearBalance
Contributions155359000Contributions
Investment Earnings Or Losses-3470843000InvestmentEarningsOrLosses
Grants Or Scholarships209983118GrantsOrScholarships
Other Expenditures1069811882OtherExpenditures
End Of Year Balance12619094000EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.42730BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.27690PermanentEndowmentEOYBalance
Term Endowment EOY Balance0.29580TermEndowmentEOYBalance
Endowments Held By Unrelated OrgsfalseEndowmentsHeldByUnrelatedOrgs
Endowments Held By Related OrgstrueEndowmentsHeldByRelatedOrgs
Are Related Orgs Listed Schedule RtrueAreRelatedOrgsListedScheduleR

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis98551448OtherCostOrOtherBasis
Book Value98551448BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis5049871680OtherCostOrOtherBasis
Depreciation1961134491Depreciation
Book Value3088737189BookValue

Leasehold Improvements LeaseholdImprovements

FieldValueIRS element (for citing)
Other Cost Or Other Basis156247522OtherCostOrOtherBasis
Depreciation146334114Depreciation
Book Value9913408BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis1716170357OtherCostOrOtherBasis
Depreciation1255759204Depreciation
Book Value460411153BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis550313537OtherCostOrOtherBasis
Book Value550313537BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings4207926735TotalOfBookValueLandBuildings
Financial DerivativesFinancialDerivatives
Closely Held Equity InterestsCloselyHeldEquityInterests

Other Securities OtherSecurities

FieldValueIRS element (for citing)
DescriptionSEE PART XIIIDescription
Book Value19323631791BookValue
FieldValueIRS element (for citing)
Total Of Book Value Securities19323631791TotalOfBookValueSecurities
Federal Income Tax Liability0FederalIncomeTaxLiability

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
DescriptionSEE PART XIIIDescription
Amount$532,261,114Amount
FieldValueIRS element (for citing)
Total Of Amounts532261114TotalOfAmounts
Footnote In Part XIIIXFootnoteInPartXIII
Tot Revenue Etc Audited Fincl Stmt6190533000TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments1428176901NetUnrealizedGainsInvestments
Other Revenues-176672510OtherRevenues
Revenue Not Rptd F9901251504391RevenueNotRptdF990
Revenue Subtotal4939028609RevenueSubtotal
Other Revenues Not Included-2518755OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt-2518755RevenueNotRptdOnFinStmt
Total Revenue Per Form9904936509854TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt3972849000TotExpensesEtcAuditedFinclStmt
Other Expenses Included2519816OtherExpensesIncluded
Expenses Not Rptd F9902519816ExpensesNotRptdF990
Expenses Subtotal3970329184ExpensesSubtotal
Investment Expenses Not Included288948255InvestmentExpensesNotIncluded2
Other Expenses Not Included241511729OtherExpensesNotIncluded
Expenses Not Rptd On Fin Stmt330459984ExpensesNotRptdOnFinStmt
Total Expenses Per Form9904300789168TotalExpensesPerForm990

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (7 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SCHEDULE D, PART I, COLUMN (B)COLUMN (B) REPRESENTS FUNDS CREATED TO MAKE GRANTS ONLY WITHIN THEUNIVERSITY. SCHEDULE D, PART I, LINE 2 INCLUDED IN AGGREGATE CONTRIBUTIONS TO FUNDS ARE NEW GIFTS AS WELL AS TRANSFERS FROM OTHER ACCOUNTS WITHIN THE UNIVERSITY. SCHEDULE D, PART III, LINE 1A WORKS OF ART AND SPECIAL COLLECTIONS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS, WHICH ARE PRESERVED AND PROTECTED FOR EDUCATIONAL, RESEARCH AND PUBLIC EXHIBITION PURPOSES, ARE NOT CAPITALIZED. PURCHASES OF SUCH COLLECTIONS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THEY ARE ACQUIRED.
SCHEDULE D, PART III, LINE 4THE CANTOR ARTS CENTER AT STANFORD UNIVERSITY IS A MUSEUM COMMITTED TO INTELLECTUAL EXPLORATION AND THE PURSUIT OF KNOWLEDGE, FOSTERING A SENSE OF DISCOVERY THROUGH DIRECT EXPERIENCES WITH WORKS OF ART. THE CENTER COLLECTS, PRESERVES, AND STUDIES ART FROM ALL CULTURES AND PERIODS, SERVING THE UNIVERSITY AND THE PUBLIC THROUGH EXHIBITIONS AND PROGRAMS THAT INSPIRE THE UNDERSTANDING AND ENJOYMENT OF ART. SCHEDULE D, PART V, LINES 1B & 1E "CONTRIBUTIONS" (LINE 1B) INCLUDE CERTAIN INVESTMENT INCOME, CURRENT YEAR GIFTS TO ENDOWMENT, MATURED LIVING TRUSTS DIRECTED TO ENDOWMENT, AND CERTAIN OTHER FUNDS TRANSFERRED INTO THE ENDOWMENT. INCLUDED IN "OTHER EXPENDITURES FOR FACILITIES AND PROGRAMS" (LINE 1E) ARE FUNDS DISTRIBUTED ANNUALLY FROM ENDOWMENT PRINCIPAL TO SUPPORT SUCH FACILITIES AND PROGRAMS. PLEASE SEE FURTHER DISCUSSION BELOW IN "INTENDED USES OF THE ENDOWMENT FUNDS". SCHEDULE D, PART V, LINE 2 BOARD DESIGNATED OR QUASI ENDOWMENT FUNDS ARE UNIVERSITY RESOURCES DESIGNATED BY THE BOARD AS ENDOWMENT AND ARE INVESTED FOR LONG-TERM APPRECIATION AND CURRENT INCOME. THESE ASSETS, HOWEVER, REMAIN AVAILABLE AND MAY BE SPENT AT THE BOARD'S DISCRETION. THE UNIVERSITY CLASSIFIES AS PERMANENT ENDOWMENT A) THE ORIGINAL VALUE OF GIFTS DONATED TO THE PERMANENT ENDOWMENT AND B) ACCUMULATIONS TO THE PERMANENT ENDOWMENT MADE IN ACCORDANCE WITH THE DIRECTION OF THE APPLICABLE DONOR GIFT INSTRUMENT AT THE TIME THE ACCUMULATION IS ADDED TO THE FUND. THE REMAINING PORTION OF THE DONOR-RESTRICTED ENDOWMENT FUND THAT IS NOT CLASSIFIED IN PERMANENT ENDOWMENT IS CLASSIFIED AS TEMPORARILY RESTRICTED ENDOWMENT UNTIL THOSE AMOUNTS ARE AUTHORIZED FOR EXPENDITURE. IN THE ABSENCE OF DONOR STIPULATIONS OR LAW TO THE CONTRARY, NET UNREALIZED LOSSES ON PERMANENTLY RESTRICTED ENDOWMENT FUNDS FIRST REDUCE RELATED APPRECIATION ON TEMPORARILY RESTRICTED NET ASSETS AND THEN ON UNRESTRICTED NET ASSETS, AS NEEDED, UNTIL SUCH TIME AS THE FAIR VALUE OF THE FUND EQUALS OR EXCEEDS HISTORIC VALUE. SCHEDULE D, PART V, LINE 3A(II) AND LINE 3B INCLUDED IN THE ENDOWMENT BALANCE ON LINE 1G ARE THE ASSETS OF SHR HOLDINGS, INC., A RELATED ORGANIZATION.
SCHEDULE D, PART V, LINE 4INTENDED USES OF THE ENDOWMENT FUNDSIN 1885, LELAND AND JANE LATHROP STANFORD SAID OF THEIR FOUNDING GRANT "IT SHALL CONSTITUTE THE FOUNDATION AND ENDOWMENT FOR THE UNIVERSITY HEREIN PROVIDED, AND UPON THE TRUST THAT THE PRINCIPAL THEREOF SHALL FOREVER REMAIN INTACT, AND THAT THE RENTS, ISSUES, AND PROFITS THEREOF SHALL BE DEVOTED TO THE FOUNDATION AND MAINTENANCE OF THE UNIVERSITY HEREBY FOUNDED AND ENDOWED, AND THE USES AND PURPOSES HEREIN MENTIONED." TODAY, STANFORD'S ENDOWMENT CONSISTS OF THOUSANDS OF INDIVIDUAL FUNDS, MANY OF WHICH ARE RESTRICTED TO PARTICULAR USES (E.G., SCHOLARSHIP FUNDS FOR UNDERGRADUATES, FELLOWSHIP FUNDS TO SUPPORT GRADUATE STUDENTS, RESEARCH FUNDS DIRECTED TO MANY DIFFERENT AREAS, PROGRAM SUPPORT FUNDS, FUNDS TO SUPPORT PROFESSORS, FUNDS TO SUPPORT LECTURES, FUNDS TO PROVIDE BUILDING AND GROUND MAINTENANCE, FUNDS TO SUPPORT THE UNIVERSITY'S MUSEUM, FUNDS TO SUPPORT THE ACQUISITION OF LIBRARY MATERIALS). THE FUNDS ARE INVESTED IN PERPETUITY FOR LONG TERM GROWTH AND THE PAYOUT IS USED FOR THE PURPOSE SET FORTH IN THE GIFT DOCUMENT. SOME ENDOWMENT FUNDS DO NOT HAVE PURPOSE RESTRICTIONS AND THE PAYOUT FROM THESE FUNDS IS USED TO SUPPORT THE GENERAL OPERATIONS AND INFRASTRUCTURE OF THE UNIVERSITY AS WELL AS MANY OTHER PARTS OF THE UNIVERSITY. ENDOWMENT PAYOUT IS A RELIABLE SOURCE OF CONTINUING SUPPORT AND IS CRUCIAL TO THE FUNDING OF THE MANY LONG TERM COMMITMENTS THAT THE UNIVERSITY MUST MAKE. THE ENDOWMENT MAKES STANFORD LESS DEPENDENT ON OTHER MORE VARIABLE SOURCES OF INCOME. THE ENDOWMENT PAYOUT COVERS APPROXIMATELY 23% OF STANFORD'S TOTAL EXPENSES. STANFORD IS CURRENTLY DIRECTING CONSIDERABLE RESEARCH AND EDUCATION EFFORTS TOWARD ADDRESSING THE CHALLENGES CRUCIAL TO THE WORLD. IN PARTICULAR, IT IS SEEKING SOLUTIONS TO SOME OF THE MOST CHALLENGING PROBLEMS IN HUMAN HEALTH, INTERNATIONAL PEACE AND SECURITY AND THE ENVIRONMENT AND SUSTAINABILITY. STANFORD CONTINUES TO BE ONE OF FEW PRIVATE INSTITUTIONS THAT ENROLL AND ADMIT THE VERY BEST APPLICANTS, REGARDLESS OF THEIR FAMILIES' INCOME AND PROVIDE SUFFICIENT FINANCIAL AID FOR ALL ADMITTED STUDENTS TO ATTEND THE UNIVERSITY. ENDOWMENT SUPPORT CONTRIBUTES GREATLY TO THE SUCCESS OF THESE EFFORTS. IN PART AS A RESULT OF ENDOWMENT SUPPORT OF STUDENT AID, STANFORD IS ABLE TO WAIVE THE TOTAL COST OF TUITION FOR STUDENTS FROM MOST FAMILIES WITH INCOMES LESS THAN $100,000. STUDENTS FROM MOST FAMILIES MAKING LESS THAN $60,000 WILL HAVE THE FULL COST OF ATTENDANCE (PRINCIPALLY TUITION, ROOM & BOARD, AND BOOKS) COVERED. FOR THE YEAR ENDED AUGUST 31, 2013, ENDOWMENT PAYOUT SUPPORT INCLUDED THE FOLLOWING BROAD FUNCTIONS OF THE UNIVERSITY: INSTRUCTION AND RESEARCH $273,058,910 STUDENT FINANCIAL AID $208,922,228 LIBRARIES $17,171,654 SCHEDULE D, PART VI BALANCES AS REPORTED ON THE UNIVERSITY FINANCIAL STATEMENTS HAVE BEEN RECLASSIFIED TO COMPLY WITH 990 REPORTING REQUIREMENTS. SCHEDULE D, PART VII, INVESTMENTS - OTHER SECURITIES CASH & CASH EQUIVALENTS $1,303,198,884 COLLATERAL HELD FOR SECURITIES LOANED $57,810,018 DERIVATIVES $5,941,671 FIXED INCOME $1,273,525,101 REAL ESTATE $5,337,236,220 NATURAL RESOURCES $1,796,785,706 PRIVATE EQUITIES $5,361,599,142 ABSOLUTE RETURN $5,579,274,313 ASSETS HELD BY OTHER TRUSTEES $172,604,572 ------------------ $20,887,975,627 LESS HOSPITAL FUNDS INVESTED IN THE UNIVERSITY MERGED POOL ($1,729,581,683) ------------------ $19,158,393,944 ASSETS LIMITED AS TO USE HELD BY TRUSTEES $165,237,847 ------------------ $19,323,631,791 SCHEDULE D, PART X, LINE 1 DEPOSITS PAYABLE: COLLATERAL FOR SECURITIES LOANED $84,047,757 US GOVERNMENT REFUNDABLE LOAN FUNDS $54,018,782 INCOME BENEFICIARY SHARE OF SPLIT INTEREST AGREEMENTS $394,194,575 ---------------- $532,261,114
SCHEDULE D, PART X, LINE 2STANFORD DID NOT REPORT A FIN 48 LIABILITY.
SCHEDULE D, PART XI, LINE 2DFINANCIAL AID ($241,511,729)DECREASE IN PROVISION FOR POST RETIREMENT BENEFITS $145,927,000 PAYMENTS TO LIVING TRUST BENEFICIARIES ($36,717,572) NET HOSPITAL TRANSFERS $29,002,255 OTHER - PRINCIPALLY RECEIPTS FROM AFFILIATES NET OF GAINS ON DERIVATIVE TRANSACTIONS $15,575,791 INVESTMENT EXPENSE ($88,948,255) -------------- ($176,672,510)
SCHEDULE D, PART XI, LINE 4BEXPENSES OF SPECIAL EVENTS FROM 990, PART VIII, LINE 8B ($542,312)COST OF GOODS SOLD FROM 990 PART VIII, LINE 10B ($1,978,303) FINANCIAL STATEMENT ROUNDING $1,860 ------------ ($2,518,755)
SCHEDULE D, PART XII LINE 2DEXPENSES OF SPECIAL EVENTS FROM 990, PART VIII, LINE 8B $542,312COST OF GOODS SOLD FROM 990 PART VIII LINE 10B $1,978,303 FINANCIAL STATEMENT ROUNDING ($799) ------------ $2,519,816 SCHEDULE D, PART XIII LINE 4B FINANCIAL AID $241,511,729

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmttrueNondiscriminatoryPolicyStmt
Policy Statement In Brochures EtctruePolicyStatementInBrochuresEtc
Policy Publ Via Broadcast MediafalsePolicyPublViaBroadcastMedia
Maint Racial Composition RecordstrueMaintRacialCompositionRecords
Maint Scholarships RecordstrueMaintScholarshipsRecords
Maint Copies Of Brochures EtctrueMaintCopiesOfBrochuresEtc
Maint Copies Of All SolicitationstrueMaintCopiesOfAllSolicitations
Discriminate Race Students RightsfalseDiscriminateRaceStudentsRights
Discriminate Race Admiss PoliciesfalseDiscriminateRaceAdmissPolicies
Discriminate Race Emplmn FacultyfalseDiscriminateRaceEmplmnFaculty
Discriminate Race ScholarshipsfalseDiscriminateRaceScholarships
Discriminate Race Educ PoliciesfalseDiscriminateRaceEducPolicies
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFclts
Discriminate Race Athletic ProgfalseDiscriminateRaceAthleticProg
Discriminate Race Other ActyfalseDiscriminateRaceOtherActy
Government Financial Aid ReceivedtrueGovernmentFinancialAidReceived
Government Financial Aid RevokedfalseGovernmentFinancialAidRevoked
Compliance With Rev Proc7550trueComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SCHEDULE E, LINE 3STANFORD MEETS THE CRITERIA OF SECTION 4.03.2(B) OF REV. PROC. 75-50THROUGH ADMISSION AND FINANCIAL AID OFFICES OUTREACH PROGRAMS WHICH PUBLICIZE STANFORD UNIVERSITY'S ACADEMIC OPPORTUNITIES AT SECONDARY AND POST-SECONDARY SCHOOLS THROUGHOUT THE UNITED STATES.
SCHEDULE E, LINE 6ASTANFORD UNIVERSITY RECEIVED RESEARCH AND INSTRUCTIONAL GRANTS ANDCONTRACTS, FELLOWSHIP AND STUDENT AID AWARDS, LIBRARY GRANTS AND CONSTRUCTION GRANTS, AND CONTRACTS FROM VARIOUS FEDERAL AGENCIES.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedtrueGrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (169 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
East Asia and the Pacific231Program ServicesStudy Abroad3891018
Europe (Including Iceland and Greenland)590Program ServicesStudy Abroad7946569
Russia and the Newly Independent States10Program ServicesStudy Abroad358155
South America120Program ServicesStudy Abroad1116757
Sub-Saharan Africa114Program ServicesStudy Abroad861841
East Asia and the Pacific110Program ServicesInterdisciplinary Cent2487295
East Asia and the PacificProgram ServicesForeign Travel: Athle1193
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Athle3649
Central America and the CaribbeanProgram ServicesForeign Travel: Acade7963
East Asia and the PacificProgram ServicesForeign Travel: Acade175945
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Acade365288
Middle East and North AfricaProgram ServicesForeign Travel: Acade17969
North AmericaProgram ServicesForeign Travel: Acade62654
Russia and the Newly Independent StatesProgram ServicesForeign Travel: Acade26526
South AmericaProgram ServicesForeign Travel: Acade13799
South AsiaProgram ServicesForeign Travel: Acade2269
Sub-Saharan AfricaProgram ServicesForeign Travel: Acade16502
East Asia and the PacificProgram ServicesForeign Travel: Admin71022
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Admin161267
Middle East and North AfricaProgram ServicesForeign Travel: Admin17849
North AmericaProgram ServicesForeign Travel: Admin76026
Sub-Saharan AfricaProgram ServicesForeign Travel: Admin82
Central America and the CaribbeanProgram ServicesForeign Travel: Clini4073
East Asia and the PacificProgram ServicesForeign Travel: Clini48880
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Clini97553
Middle East and North AfricaProgram ServicesForeign Travel: Clini11902
North AmericaProgram ServicesForeign Travel: Clini30260
South AmericaProgram ServicesForeign Travel: Clini2520
South AsiaProgram ServicesForeign Travel: Clini13739
Sub-Saharan AfricaProgram ServicesForeign Travel: Clini19215
Central America and the CaribbeanProgram ServicesForeign Travel: Educa190804
East Asia and the PacificProgram ServicesForeign Travel: Educa2789791
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Educa6308939
Middle East and North AfricaProgram ServicesForeign Travel: Educa469407
North AmericaProgram ServicesForeign Travel: Educa667772
Russia and the Newly Independent StatesProgram ServicesForeign Travel: Educa141447
South AmericaProgram ServicesForeign Travel: Educa328960
South AsiaProgram ServicesForeign Travel: Educa313552
Sub-Saharan AfricaProgram ServicesForeign Travel: Educa254677
Central America and the CaribbeanProgram ServicesForeign Travel: Exter8618
East Asia and the PacificProgram ServicesForeign Travel: Exter48465
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Exter50808
Middle East and North AfricaProgram ServicesForeign Travel: Exter7780
North AmericaProgram ServicesForeign Travel: Exter8919
Russia and the Newly Independent StatesProgram ServicesForeign Travel: Exter764
South AsiaProgram ServicesForeign Travel: Exter21777
Sub-Saharan AfricaProgram ServicesForeign Travel: Exter3841
Central America and the CaribbeanProgram ServicesForeign Travel: Libra1519
East Asia and the PacificProgram ServicesForeign Travel: Libra167425
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Libra492546
North AmericaProgram ServicesForeign Travel: Libra32683
South AmericaProgram ServicesForeign Travel: Libra9448
South AsiaProgram ServicesForeign Travel: Libra10149
AntarcticaProgram ServicesForeign Travel: Resea1371
Central America and the CaribbeanProgram ServicesForeign Travel: Resea49817
East Asia and the PacificProgram ServicesForeign Travel: Resea1472712
Europe (Including Iceland and Greenland)Program ServicesForeign Travel: Resea3319482
Middle East and North AfricaProgram ServicesForeign Travel: Resea175132
North AmericaProgram ServicesForeign Travel: Resea303139
Russia and the Newly Independent StatesProgram ServicesForeign Travel: Resea168681
South AmericaProgram ServicesForeign Travel: Resea167832
South AsiaProgram ServicesForeign Travel: Resea176428
Sub-Saharan AfricaProgram ServicesForeign Travel: Resea290386
Central America and the CaribbeanProgram ServicesEducation27501
East Asia and the Pacific1Program ServicesEducation453454
Europe (Including Iceland and Greenland)Program ServicesEducation182551
Middle East and North AfricaProgram ServicesEducation96507
North AmericaProgram ServicesEducation9253
South AmericaProgram ServicesEducation191973
South AsiaProgram ServicesEducation64943
Sub-Saharan Africa15Program ServicesEducation1195575
AntarcticaProgram ServicesEducation: Travel Stu263015
Central America and the CaribbeanProgram ServicesEducation: Travel Stu1058283
East Asia and the PacificProgram ServicesEducation: Travel Stu3155293
Europe (Including Iceland and Greenland)Program ServicesEducation: Travel Stu3620674
Middle East and North AfricaProgram ServicesEducation: Travel Stu1202532
North AmericaProgram ServicesEducation: Travel Stu802833
Russia and the Newly Independent StatesProgram ServicesEducation: Travel Stu1411706
South AmericaProgram ServicesEducation: Travel Stu1618731
South AsiaProgram ServicesEducation: Travel Stu738106
Sub-Saharan AfricaProgram ServicesEducation: Travel Stu841136
Central America and the CaribbeanProgram ServicesEducation: Executive223
East Asia and the PacificProgram ServicesEducation: Executive444321
Europe (Including Iceland and Greenland)3Program ServicesEducation: Executive385862
Middle East and North AfricaProgram ServicesEducation: Executive84793
North AmericaProgram ServicesEducation: Executive204014
Russia and the Newly Independent StatesProgram ServicesEducation: Executive9070
South America1Program ServicesEducation: Executive124786
South AsiaProgram ServicesEducation: Executive108993
Sub-Saharan AfricaProgram ServicesEducation: Executive4282
AntarcticaProgram ServicesResearch138
Central America and the Caribbean1Program ServicesResearch322285
East Asia and the Pacific6Program ServicesResearch1087306
Europe (Including Iceland and Greenland)13Program ServicesResearch1568938
Middle East and North Africa3Program ServicesResearch91876
North America2Program ServicesResearch127836
Russia and the Newly Independent StatesProgram ServicesResearch2509
South America4Program ServicesResearch325358
South Asia2Program ServicesResearch437366
Sub-Saharan Africa4Program ServicesResearch1391544
East Asia and the PacificProgram ServicesResearch Sub-award Con186205
Europe (Including Iceland and Greenland)Program ServicesResearch Sub-award Con1545786
North AmericaProgram ServicesResearch Sub-award Con622120
East Asia and the PacificGrantmakingResearch Sub-awards Gr501326
Europe (Including Iceland and Greenland)GrantmakingResearch Sub-awards Gr4104631
Middle East and North AfricaGrantmakingResearch Sub-awards Gr112811
North AmericaGrantmakingResearch Sub-awards Gr997917
South AsiaGrantmakingResearch Sub-awards Gr621970
Sub-Saharan AfricaGrantmakingResearch Sub-awards Gr318045
East Asia and the PacificGrantmakingLoan Forgiveness9500
South AsiaGrantmakingLoan Forgiveness10991
Europe (Including Iceland and Greenland)GrantmakingStipends112728
East Asia and the PacificGrantmakingStipends664000
Central America and the CaribbeanGrantmakingStudent fee Scholarshi2700
East Asia and the PacificGrantmakingStudent fee Scholarshi6300
Europe (Including Iceland and Greenland)GrantmakingStudent fee Scholarshi5700
Middle East and North AfricaGrantmakingStudent fee Scholarshi5700
North AmericaGrantmakingStudent fee Scholarshi4800
South AmericaGrantmakingStudent fee Scholarshi6900
Sub-Saharan AfricaGrantmakingStudent fee Scholarshi3600
Central America and the CaribbeanGrantmakingService Learning15250
East Asia and the PacificGrantmakingService Learning38100
Europe (Including Iceland and Greenland)GrantmakingService Learning11500
Middle East and North AfricaGrantmakingService Learning15000
Russia and the Newly Independent StatesGrantmakingService Learning7350
South AmericaGrantmakingService Learning11100
South AsiaGrantmakingService Learning15300
Sub-Saharan AfricaGrantmakingService Learning74400
Central America and the CaribbeanGrantmakingUndergraduate research12550
East Asia and the PacificGrantmakingUndergraduate research33570
Europe (Including Iceland and Greenland)GrantmakingUndergraduate research131400
Middle East and North AfricaGrantmakingUndergraduate research8500
Russia and the Newly Independent StatesGrantmakingUndergraduate research9000
South AmericaGrantmakingUndergraduate research32480
South AsiaGrantmakingUndergraduate research16000
Sub-Saharan AfricaGrantmakingUndergraduate research38500
Sub-Saharan AfricaGrantmakingCommunity & Int'l Serv35000
East Asia and the PacificGrantmakingCommunity & Int'l Serv42000
Europe (Including Iceland and Greenland)GrantmakingCommunity & Int'l Serv35000
Central America and the CaribbeanGrantmakingImpact Abroad Travel S22750
East Asia and the PacificGrantmakingImpact Abroad Travel S15500
East Asia and the PacificGrantmakingStudent Aid321119
Central America and the CaribbeanInvestments7948570064
East Asia and the PacificInvestments860620220
Europe (Including Iceland and Greenland)Investments1220494985
Middle East and North AfricaInvestments3114273
North AmericaInvestments339550920
Russia and the Newly Independent StatesInvestments-1017725
South AmericaInvestments18809169
South AsiaInvestments41729261
Sub-Saharan AfricaInvestments203465874
Central America and the CaribbeanInvestmentManagement Expense4519081
Europe (Including Iceland and Greenland)InvestmentManagement Expense326851
North AmericaInvestmentManagement Expense1125394
Sub-Saharan AfricaInvestmentManagement Expense824463
Central America and the CaribbeanInvestmentsForeign Travel2619
East Asia and the PacificInvestmentsForeign Travel407606
Europe (Including Iceland and Greenland)InvestmentsForeign Travel188779
North AmericaInvestmentsForeign Travel41476
South AmericaInvestmentsForeign Travel109562
Sub-Saharan AfricaInvestmentsForeign Travel37351
East Asia and the PacificFundraisingForeign Travel: Fundr188466
Europe (Including Iceland and Greenland)FundraisingForeign Travel: Fundr113748
Middle East and North AfricaFundraisingForeign Travel: Fundr1309
North AmericaFundraisingForeign Travel: Fundr4322
South AmericaFundraisingForeign Travel: Fundr6270
South AsiaFundraisingForeign Travel: Fundr1583
East Asia and the PacificFundraisingFundraising Admin1323
Europe (Including Iceland and Greenland)FundraisingFundraising Admin183636
FieldValueIRS element (for citing)
Subtotal Number Of Offices10SubtotalNumberOfOffices
Subtotal Number Of Employees175SubtotalNumberOfEmployees
Cont Number Of Offices1ContNumberOfOffices
Cont Number Of Employees45ContNumberOfEmployees
Total Number Of Offices11TotalNumberOfOffices
Total Number Of Employees220TotalNumberOfEmployees
Subtotal Amount Spent17355392SubtotalAmountSpent
Cont Amount Spent10696871004ContAmountSpent
Total Amount Spent10714226396TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS (38 entries)

RegionRegionPurpose Of GrantPurposeOfGrantAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursement
East Asia and the PacificResearch Sub-award286267Check/wire
East Asia and the PacificResearch Sub-award10005Check/wire
East Asia and the PacificResearch Sub-award58867Check/wire
East Asia and the PacificResearch Sub-award58828Check/wire
East Asia and the PacificResearch Sub-award25000Check/wire
East Asia and the PacificResearch Sub-award5489Check/wire
East Asia and the PacificResearch Sub-award56870Check/wire
Europe (Including Iceland and Greenland)Research Sub-award60960Check/wire
Europe (Including Iceland and Greenland)Research Sub-award255052Check/wire
Europe (Including Iceland and Greenland)Research Sub-award186759Check/wire
Europe (Including Iceland and Greenland)Research Sub-award185893Check/wire
Europe (Including Iceland and Greenland)Research Sub-award43275Check/wire
Europe (Including Iceland and Greenland)Research Sub-award361656Check/wire
Europe (Including Iceland and Greenland)Research Sub-award2090023Check/wire
Europe (Including Iceland and Greenland)Research Sub-award57777Check/wire
Europe (Including Iceland and Greenland)Research Sub-award28936Check/wire
Europe (Including Iceland and Greenland)Research Sub-award50160Check/wire
Europe (Including Iceland and Greenland)Research Sub-award149723Check/wire
Europe (Including Iceland and Greenland)Research Sub-award150308Check/wire
Europe (Including Iceland and Greenland)Research Sub-award107151Check/wire
Europe (Including Iceland and Greenland)Research Sub-award130563Check/wire
Europe (Including Iceland and Greenland)Research Sub-award71678Check/wire
Europe (Including Iceland and Greenland)Research Sub-award174717Check/wire
Middle East and North AfricaResearch Sub-award14950Check/wire
Middle East and North AfricaResearch Sub-award40221Check/wire
Middle East and North AfricaResearch Sub-award54727Check/wire
North AmericaResearch Sub-award315209Check/wire
North AmericaResearch Sub-award13401Check/wire
North AmericaResearch Sub-award84687Check/wire
North AmericaResearch Sub-award306469Check/wire
North AmericaResearch Sub-award65844Check/wire
North AmericaResearch Sub-award212307Check/wire
South AsiaResearch Sub-award394662Check/wire
South AsiaResearch Sub-award184138Check/wire
South AsiaResearch Sub-award43170Check/wire
Sub-Saharan AfricaResearch Sub-award153322Check/wire
Sub-Saharan AfricaResearch Sub-award15650Check/wire
Sub-Saharan AfricaResearch Sub-award149073Check/wire
FieldValueIRS element (for citing)
Total Number Of501c3 Orgs30TotalNumberOf501c3Orgs
Total Number Of Other Orgs8TotalNumberOfOtherOrgs

Grants To Ind Outside US GrantsToIndOutsideUS (33 entries)

Type Of AssistanceTypeOfAssistanceRegionRegionNumber Of RecipientsNumberOfRecipientsAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursement
StipendEurope (Including Iceland and Greenland)48112728check/eft
StipendEast Asia and the Pacific9664000check/eft
Student fee ScholarshipCentral America and the Caribbean62700check/eft
Student fee ScholarshipEast Asia and the Pacific146300check/eft
Student fee ScholarshipEurope (Including Iceland and Greenland)135700check/eft
Student fee ScholarshipMiddle East and North Africa115700check/eft
Student fee ScholarshipNorth America64800check/eft
Student fee ScholarshipSouth America126900check/eft
Student fee ScholarshipSub-Saharan Africa103600check/eft
Service Learning FellowshipsCentral America and the Caribbean315250eft
Service Learning FellowshipsEast Asia and the Pacific638100eft
Service Learning FellowshipsEurope (Including Iceland and Greenland)211500EFT
Service Learning FellowshipsMiddle East and North Africa315000EFT
Service Learning FellowshipsRussia and the Newly Independent States17350EFT
Service Learning FellowshipsSouth America211100EFT
Service Learning FellowshipsSouth Asia315300EFT
Service Learning FellowshipsSub-Saharan Africa1474400EFT
Research Grants - UndergraduateCentral America and the Caribbean612550EFT
Research Grants - UndergraduateEast Asia and the Pacific933570eft
Research Grants - UndergraduateEurope (Including Iceland and Greenland)26131400EFT
Research Grants - UndergraduateMiddle East and North Africa28500EFT
Research Grants - UndergraduateRussia and the Newly Independent States29000EFT
Research Grants - UndergraduateSouth America1032480EFT
Research Grants - UndergraduateSouth Asia416000EFT
Research Grants - UndergraduateSub-Saharan Africa1038500EFT
Community & Int'l Service FellowshipsSub-Saharan Africa135000check/EFT
Community & Int'l Service FellowshipsEast Asia and the Pacific242000check/EFT
Community & Int'l Service FellowshipsEurope (Including Iceland and Greenland)135000check/EFT
Impact Abroad Travel StipendCentral America and the Caribbean1222750check/EFT
Impact Abroad Travel StipendEast Asia and the Pacific815500check/EFT
Student AidEast Asia and the Pacific40321119EFT
Loan ForgivenessEast Asia and the Pacific19500check
Loan ForgivenessSouth Asia210991check
FieldValueIRS element (for citing)
Transfer To Foreign CorptrueTransferToForeignCorp
Interest In Foreign TrusttrueInterestInForeignTrust
Own Foreign CorptrueOwnForeignCorp
Passive Foreign Invest CotruePassiveForeignInvestCo
Foreign PartnershiptrueForeignPartnership
Boycott CountriestrueBoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
PART I: GENERAL INFORMATION ON ACTIVITIES OUTSIDE OF THE USPART I, COLUMN APART I, LINE 2: DESCRIBE IN THE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE OF THE UNITED STATES. STANFORD UNIVERSITY IS NOT A "GRANTMAKER" PER SE IN THAT ITS FUNDAMENTAL MISSION, AND PURPOSE FOR TAX-EXEMPTION, RELATES TO TEACHING, RESEARCH AND PATIENT CARE ACTIVITIES. HOWEVER, IN THE COURSE OF THESE MISSION-BASED ACTIVITIES, THE UNIVERSITY DOES MAKE PAYMENTS THAT MEET THE CRITERIA FOR 'GRANTMAKING' AS DEFINED BY THE INSTRUCTIONS TO IRS 990 SCHEDULE F. PROCEDURES FOR MONITORING USE OF GRANT FUNDS OUTSIDE OF THE U.S. ARE PRINCIPALLY GOVERNED BY THE PURPOSE FOR WHICH THE FUNDS WERE GRANTED: FINANCIAL AID: SCHOLARSHIPS, STIPENDS AND FELLOWSHIPS FOR MOST U.S. INSTITUTIONS OF HIGHER EDUCATION, PROVISION OF FINANCIAL AID TO STUDENTS IS AN IMPORTANT ACTIVITY ENABLING QUALIFIED STUDENTS TO OBTAIN A COLLEGE EDUCATION AT THE UNDERGRADUATE, GRADUATE OR POSTDOCTORAL LEVEL. STANFORD IS COMMITTED TO A "NEED-BLIND" ADMISSION POLICY FOR U.S. CITIZENS AND PERMANENT RESIDENTS; IT ADMITS QUALIFIED STUDENTS WITHOUT REGARD TO THEIR ABILITY TO PAY, AND PROVIDES A COMPREHENSIVE FINANCIAL AID PROGRAM FOR ALL ADMITTED STUDENTS WHO HAVE UNIVERSITY-COMPUTED NEED, AND WHO MEET STATED FINANCIAL AID ELIGIBILITY REQUIREMENTS. FOR THE FISCAL YEAR, ENDED AUGUST 31, 2013, 84% (5,862) OF UNDERGRADUATE AND 83% (7,376) OF GRADUATE STUDENTS RECEIVED SOME FORM OF FINANCIAL AID, WITH A TOTAL OF $368,969,747 OF FINANCIAL AID DISBURSED TO ALL STANFORD STUDENTS. APPROXIMATELY 66% OF THIS AID TOOK THE FORM OF TRANSFERS FROM INTERNAL UNIVERSITY FUNDS TO OFFSET TUITION AND OTHER UNIVERSITY CHARGES THAT WOULD OTHERWISE HAVE BEEN RECEIVED BY THE UNIVERSITY. THE BALANCE OF $127,458,018 REPRESENTS DISBURSEMENTS, PRIMARILY TO GRADUATE STUDENTS, FOR STIPENDS, FELLOWSHIPS AND OTHER STUDENT AID, IN SUPPORT OF ACADEMIC EFFORT. FOR THE VAST MAJORITY OF ENROLLED STUDENTS, THESE AMOUNTS ARE PAID BY DIRECT DEPOSIT TO STUDENT BANK ACCOUNTS IN THE UNITED STATES. AT THE TIME OF CONSTRUCTIVE RECEIPT OF THESE FUNDS IN THE U.S., IT IS POSSIBLE THAT STUDENTS (PARTICULARLY DOCTORAL STUDENTS) MIGHT BE TRAVELING, OR "LIVING", OUTSIDE OF THE U.S. DURING THE COURSE OF THEIR ACADEMIC WORK, OR EVEN FOR PERSONAL PURPOSES. STANFORD REQUIRES THAT STUDENTS WHO ARE RECEIVING FINANCIAL AID MAINTAIN THEIR REGISTRATION STATUS, AND BE ENROLLED FOR ACADEMIC CREDIT IN UNIVERSITY-APPROVED PROGRAMS. THE UNIVERSITY DOES NOT BROADLY CONSIDER FINANCIAL AID DISBURSEMENTS IN THE UNITED STATES TO ENROLLED STUDENTS AS "GRANTS TO FOREIGN INDIVIDUALS" AND THEREFORE, DOES NOT TRACK PAYMENTS IN THAT MANNER. ACCORDINGLY, THOSE GRANTS PAID OUTSIDE OF THE UNITED STATES, OR GRANTS FOR USE OUTSIDE THE UNITED STATES FOR PROGRAMS WHICH HAVE A READILY IDENTIFIABLE FOREIGN COMPONENT THAT IS SEPARATELY TRACKED ARE REPORTED ON SCHEDULE F. THE FOLLOWING CATEGORIES OF AID ARE PAID DIRECTLY TO STUDENTS OR SCHOLARS OUTSIDE OF THE UNITED STATES, OR FOR INTENDED USE OUTSIDE THE U.S., AND ARE REPORTED ON SCHEDULE F, PART III. 1. RESEARCH GRANTS: THE UNIVERSITY FUNDS A SUMMER INDEPENDENT RESEARCH GRANT PROGRAM AVAILABLE ON A COMPETITIVE BASIS TO UNDERGRADUATES. AS WITH MOST FINANCIAL AID, THESE GRANTS ARE DISBURSED IN THE UNITED STATES TO ENROLLED STUDENTS. OPPORTUNITIES TO FORMALLY PRESENT RESULTING ACADEMIC RESEARCH FINDINGS ARE PROVIDED, WHICH CONTRIBUTES TO THE ASSURANCE THAT MONIES ARE USED FOR THE INTENDED PURPOSE. THOSE AWARDS WHERE THE INTENDED USE OF THE RESEARCH GRANT IS OUTSIDE OF THE U.S., ARE REPORTED IN PART III. 2. SERVICE LEARNING FELLOWSHIPS: STANFORD'S HAAS CENTER FOR PUBLIC SERVICE MANAGES A PROGRAM TO ENGAGE STANFORD STUDENTS IN SERVICE LEARNING OPPORTUNITIES. THESE PLACEMENTS ARE CLOSELY MONITORED BY PROGRAM OFFICERS PRIOR TO AND AFTER THEY OCCUR, TO ASSURE MAXIMUM BENEFIT OF THE LEARNING EXPERIENCE. FELLOWSHIPS PLACEMENTS OUTSIDE OF THE U.S. FOR WHICH STUDENTS RECEIVED SUPPORT ARE REPORTED IN PART III. 3. SCHOLARSHIPS: STANFORD MANAGES A CONSORTIUM LANGUAGE PROGRAM LOCATED IN THE EAST ASIA/PACIFIC REGION ON BEHALF OF SEVERAL U.S. UNIVERSITIES. SCHOLARSHIPS TO ATTEND THIS PROGRAM ARE AWARDED BY THE CONSORTIUM, AND ARE DISBURSED FROM STANFORD DIRECTLY TO THE IN-COUNTRY CONSORTIUM PROGRAM OFFICE. THESE AMOUNTS ARE REPORTED IN PART III. 4. OVERSEAS STUDIES PROGRAM-INTERNSHIP STIPENDS: AS PART OF ITS UNDERGRADUATE OVERSEAS STUDY PROGRAM, THE UNIVERSITY IS ABLE TO PLACE ELIGIBLE STANFORD STUDENTS IN LOCAL INTERNSHIPS FOR 3-6 MONTHS. STUDENTS ARE PAID A STIPEND TO COVER THEIR HOUSING, FOOD AND LIVING EXPENSES. UNIVERSITY PROGRAM MANAGERS IN THESE COUNTRIES WORK WITH RECIPIENT ORGANIZATIONS TO MONITOR STUDENT PERFORMANCE AND PROVIDE FEEDBACK. THESE AMOUNTS ARE REPORTED IN PART III AS GRANTS TO INDIVIDUALS, LIVING OUTSIDE OF THE U.S. THE IN-COUNTRY EXPENDITURES RELATING TO EACH OF THE OVERSEAS STUDIES CENTERS ARE REPORTED IN PART I, LINE 3 AS A PROGRAM ACTIVITY. A VERY SMALL PROPORTION OF THOSE EXPENSES ARE REPRESENTED BY CASH PAYMENTS TO STUDENTS FOR PER DIEM MEAL ALLOWANCES. THESE HAVE BEEN INCLUDED AS PROGRAM ACTIVITY EXPENSES, NOT AS GRANTS TO INDIVIDUALS. 5. LOAN FORGIVENESS: THE AMOUNT REPORTED IN PART III REPRESENTS A PAYMENT MADE UNDER STANFORD'S GRADUATE SCHOOL OF BUSINESS (GSB) INTERNATIONAL OR NON-PROFIT LOAN FORGIVENESS PROGRAMS. THESE PROGRAMS ARE PART OF THE GSB'S BROADER GOAL TO HAVE GREATER INTERNATIONAL IMPACT AND TO INCREASE ACCESS TO GLOBAL OPPORTUNITIES. ELIGIBILITY FOR BOTH PROGRAMS IS MONITORED BY THE GSB FINANCIAL AID OFFICE, AND SINCE THE PROGRAMS ARE GIFT-FUNDED, THE UNIVERSITY IS REQUIRED TO DEMONSTRATE THAT IT HAS USED THE FUNDS IN ACCORDANCE WITH DONOR RESTRICTIONS. SUB-AWARDS ARE PAYMENTS TO THIRD PARTY RECIPIENTS FOR PERFORMING A PORTION OF A STANFORD RESEARCH PROGRAM, MOST OFTEN A SPONSORED-RESEARCH PROJECT. MANY SUB-AWARDS ARE AGREEMENTS FOR CONTRACTUALLY DEFINED DELIVERABLES, USUALLY REQUIRING HIGHLY SPECIFIC EXPERTISE. AS SUCH THEY COULD BE DESCRIBED AS RESEARCH CONTRACTS. HOWEVER, CERTAIN SUB-AWARDS MIGHT ALSO BE CATEGORIZED AS GRANTS, DEPENDING ON THE NATURE OF THE ORIGINATING PRIME FUNDING SOURCE, SINCE THE TERMS AND CONDITIONS OF THE ORIGINATING FUNDING SOURCE GENERALLY FLOW THROUGH TO THE SUB-AWARD. ACCORDINGLY, GRANT-FUNDED SUB-AWARDS ARE REPORTED IN PART II. CONTRACT-FUNDED SUB-AWARDS TO FOREIGN RECIPIENTS ARE REPORTED IN PART I, LINE 3 AS RESEARCH PROGRAM ACTIVITIES. THE PROCEDURES FOR MONITORING BOTH TYPES OF SUB-AWARDS ARE ESSENTIALLY IDENTICAL. AN INITIAL RISK ASSESSMENT OF THE RECIPIENT IS CONDUCTED PRIOR TO THE GRANTING OF THE SUB-AWARD. THIS, TOGETHER WITH AN AUDIT/FINANCIALS REVIEW, PROVIDES INSIGHT ON WHETHER IT IS APPROPRIATE AND REASONABLE TO ENTER INTO THE SUB-AWARD, OR WHETHER ADDITIONAL TERMS MUST BE ADDED TO THE SUB-AWARD AGREEMENT FOR GREATER ASSURANCE OF ITS SAFE-HANDLING. IN ACCORDANCE WITH U.S. OMB CIRCULAR A-133 REQUIREMENTS, THE SUB-RECIPIENT IS REQUIRED TO ANNUALLY COMPLETE A QUESTIONNAIRE DESIGNED TO ASSESS CERTAIN ASPECTS OF THE ENTITY'S INTERNAL CONTROLS AND FINANCIAL STATUS. THIS INFORMATION IS COLLECTED AND REVIEWED BY SPONSORED RESEARCH SPECIALISTS. INVOICES SUBMITTED BY THE SUB-RECIPIENT TO THE UNIVERSITY ARE REVIEWED TO ENSURE THAT CHARGED EXPENSES MEET BOTH INTERNAL ACCOUNTING POLICIES, AS WELL AS STANDARDS ESTABLISHED BY U.S. OMB CIRCULAR A-21. AWARDS ARE MONITORED ON AN ONGOING BASIS BY MEETING, REPORT OR COMMUNICATION, BY BOTH THE AWARD PRINCIPAL INVESTIGATOR AND THE UNIVERSITY'S SUB-RECIPIENT MONITORING OFFICER TO ENSURE THAT PROGRESS IS BEING MADE AS AGREED.
PART I, LINE 3: ENTER THE DETAILS FOR EACH TYPE OF ACTIVITY CONDUCTEDAT ANY TIME DURING THE TAX YEAR IN EACH REGION. DESCRIBE THE METHOD USED TO ACCOUNT FOR EXPENDITURES ON PART I, COLUMN (F), LINE 3. AS A LEADING RESEARCH INSTITUTION, STANFORD UNIVERSITY CONDUCTS ACTIVITIES ALL OVER THE WORLD IN PURSUIT OF ITS ACADEMIC MISSION OF INSTRUCTION, RESEARCH AND PATIENT CARE. ITS STUDENT, FACULTY AND ALUMNI COMMUNITIES ARE SIMILARLY INTERNATIONAL IN CHARACTER, AND SEEK TO COLLABORATE IN AN INTERDEPENDENT WORLD TO UNDERSTAND AND SOLVE GLOBAL CHALLENGES. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, THE UNIVERSITY HAS REPORTED ON SCHEDULE F EXPENDITURES RELATING TO FOREIGN ACTIVITIES WHICH ARE SEPARATELY TRACKED IN THE ACCOUNTING SYSTEM. ALL UNIVERSITY EXPENDITURES ARE TRACKED AND REPORTED IN THE ACCOUNTING SYSTEM; HOWEVER, THERE HAS PREVIOUSLY BEEN NO BUSINESS PURPOSE TO WARRANT THE CATEGORIZATION OF EXPENDITURES GEOGRAPHICALLY. SYSTEMS ARE CURRENTLY BEING UPGRADED TO FACILITATE CAPTURE OF RELATED GEOGRAPHIC INFORMATION. GRANTMAKING: GRANTS REPORTED ON SCHEDULE F ARE SEPARATELY TRACKED IN THE ACCOUNTING SYSTEM, CATEGORIZED FOR FINANCIAL STATEMENT PURPOSES BY ACTIVITY AND EXPENDITURE TYPE. IT IS CURRENTLY NOT POSSIBLE TO EXHAUSTIVELY REPORT ALL GRANTS WHERE THE INTENDED PURPOSE IS FOR USE OUTSIDE THE U.S. BECAUSE THE PURPOSE OF THE INDIVIDUAL AWARDS IS NOT TRACKED IN THE ACCOUNTING SYSTEM. PROGRAM SERVICES: PROGRAM SERVICES INCLUDE ACTIVITIES RELATING TO THE CORE INSTITUTIONAL MISSION OF TEACHING, RESEARCH AND PATIENT CARE. FOR FINANCIAL STATEMENT PURPOSES, EXPENDITURES ARE REPORTED IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. THE STATEMENT OF ACTIVITIES REPORTS BY COST OBJECT (SALARIES & BENEFITS, DEPRECIATION AND OTHER OPERATING EXPENSES), WITH ADDITIONAL DISCLOSURE AS TO FUNCTIONAL BASIS OF EXPENDITURES. STUDY ABROAD: INCLUDES EXPENSES DIRECTLY INCURRED IN REGIONS; AND, CONSISTENT WITH FINANCIAL STATEMENT TREATMENT, WHERE SALARIES ARE INCURRED, A COST ALLOCATION FOR FRINGE BENEFITS IS ALSO REPORTED. EDUCATION-EXECUTIVE AND PROFESSIONAL DEVELOPMENT: STANFORD'S GRADUATE SCHOOLS OFFER EXECUTIVE EDUCATION PROGRAMS TO FACILITATE LIFE-LONG PROFESSIONAL LEARNING, AND DISSEMINATION OF CURRENT RESEARCH FINDINGS. EDUCATION-TRAVEL/STUDY PROGRAM: INCLUDES EXPENSES DIRECTLY INCURRED IN REGIONS FOR ALUMNI ASSOCIATION-SPONSORED TRAVEL STUDY TRIPS AND GRADUATE SCHOOL OF BUSINESS GLOBAL STUDY TRIPS. RESEARCH: INCLUDES DIRECT COSTS INCURRED FOR FACULTY RESEARCH PROJECTS IN A SPECIFIC REGION, INCLUDING PAYMENTS FOR PROFESSIONAL SERVICES ENGAGED TO FURTHER THE RESEARCH PURPOSE. RESEARCH SUB-AWARDS: REPRESENT PAYMENT TO FOREIGN SUB-RECIPIENTS FOR CONTRACT-FUNDED SUB-AWARDS THAT RETAIN THEIR PRIME-SPONSOR TERMS AND CONDITIONS AS CONTRACTS. INTERDISCIPLINARY CENTER: REPRESENT EXPENSES INCURRED FOR THE OPERATION, SUPPORT, MAINTENANCE, AND MANAGEMENT OF A FACILITY IN THE EAST ASIA/PACIFIC REGION TO HOUSE STANFORD FACULTY, STAFF AND STUDENTS ENGAGED IN ACADEMIC ACTIVITIES IN THAT REGION. FOREIGN TRAVEL: IS CATEGORIZED SEPARATELY IN THE ACCOUNTING SYSTEM TO MEET COST PRINCIPLES OF OMB A21. FUNDRAISING: INCLUDE THOSE EXPENSES DIRECTLY INCURRED IN THE REGION FOR FUNDRAISING ACTIVITIES. INVESTMENTS: IN THE INTERESTS OF PRUDENT STEWARDSHIP OF ITS ENDOWMENT FUNDS, THE UNIVERSITY SEEKS TO MAINTAIN A DIVERSIFIED INVESTMENT PORTFOLIO OF ACTIVELY MANAGED FINANCIAL AND REAL ESTATE ASSETS LOCATED THROUGHOUT THE WORLD. DIVERSIFICATION AIMS TO ENSURE THAT THE ENDOWMENT GENERATES RETURNS THAT BOTH MEETS CURRENT OPERATING INCOME NEEDS AND PROVIDES FOR SUPPORT OF FUTURE STUDENTS AND PROGRAMS. THE PORTFOLIO IS CONSTRUCTED ON A FOUNDATION OF MODERN PORTFOLIO THEORY AND STRATEGIC ALLOCATION, SEEKING TO OPTIMIZE LONG-TERM RETURNS, CREATE CONSISTENT ANNUAL PAYOUTS TO THE UNIVERSITY'S OPERATING BUDGET AND PRESERVE PURCHASING POWER FOR FUTURE GENERATIONS OF STANFORD FACULTY AND STUDENTS. THE STANFORD MANAGEMENT COMPANY, A DIVISION OF THE UNIVERSITY, ACTIVELY MANAGES THE ENDOWMENT, ACCESSING MANY OF THE BEST THIRD-PARTY MANAGERS WORLDWIDE TO DEPLOY ITS CAPITAL. THE GEOGRAPHIC ALLOCATION OF THE UNIVERSITY'S INVESTMENTS, AS SHOWN IN SCHEDULE F, IS A RESULT OF THESE FACTORS. THE UNIVERSITY REPORTS IN PART I ITS REGIONAL NET BOOK VALUE INVESTMENT AMOUNTS, CONSISTENT WITH THE IRS 2012 INSTRUCTIONS FOR SCHEDULE F. ALSO REPORTED IN PART I ARE THE FOREIGN TRAVEL EXPENSES DIRECTLY RELATED TO THE REQUISITE DUE DILIGENCE AND MANAGEMENT OF THE ENDOWMENT PORTFOLIO, AS WELL AS DIRECT COMPENSATION TO THIRD-PARTY MANAGERS. DESCRIBE THE METHOD USED TO ACCOUNT FOR CASH GRANTS AND NON CASH ASSISTANCE ON PART II SUB AWARDS ARE SEPARATELY TRACKED IN THE ACCOUNTING SYSTEM WITH THE IDENTIFICATION OF THE FUNDING SOURCE OF THE SUB AWARD (I.E. GRANT VS. CONTRACT) SEPARATELY TRACKED IN THE UNIVERSITY'S SPONSORED RESEARCH SYSTEM. INCLUDED IN PART II ARE DIRECT GRANTS AND OTHER ASSISTANCE TO ORGANIZATIONS OUTSIDE THE UNITED STATES. THE UNIVERSITY DOES NOT TRACK WHETHER GRANTS TO ORGANIZATIONS WITHIN THE UNITED STATES ARE MADE FOR THE PURPOSE OF PROVIDING GRANTS TO FOREIGN ORGANIZATIONS. SUB-AWARDS ARE SUBJECT TO THE MONITORING PROCEDURES DISCUSSED IN PART V WITH RESPECT TO PART I, LINE 2 REGARDLESS OF WHETHER THE RECIPIENT WILL FURTHER SUB-AWARD FUNDS IN ORDER TO ACCOMPLISH THE PURPOSES OF THE AWARD. DESCRIBE THE METHOD USED TO ACCOUNT FOR CASH GRANTS AND NON CASH ASSISTANCE ON PART III PAYMENTS TO INDIVIDUALS OUTSIDE OF THE UNITED STATES ARE TRACKED IN THE PAYABLES SUB-LEDGER OF THE ACCOUNTING SYSTEM. GRANT DISBURSEMENTS TO STUDENTS AND FACULTY ARE TRACKED AT A SUMMARY LEVEL IN THE ACCOUNTING SYSTEM. THE AWARDING OF INDIVIDUAL GRANT FUNDS IS A DECENTRALIZED ACADEMIC PROGRAM LEVEL RESPONSIBILITY. HOWEVER, THE GEOGRAPHIC LOCATION OF THE INTENDED USE OF THE FUNDS IS NOT CURRENTLY SYSTEMATICALLY TRACKED, AND THEREFORE CANNOT READILY BE IDENTIFIED OUTSIDE OF LARGE UNDERGRADUATE PROGRAMS WHICH MAKE SUCH AWARDS. CONSEQUENTLY, THE NUMBER OF RECIPIENTS REPORTED IN PART III REFLECT ACTUAL RECIPIENTS OF THOSE PROGRAMS, OR OTHER SELF-IDENTIFIED STUDENT RECIPIENTS, OR OTHER SELF-IDENTIFIED STUDENT RECIPIENTS.

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsXMailSolicitations
Email SolicitationsXEmailSolicitations
Phone SolicitationsXPhoneSolicitations
In Person SolicitationsXInPersonSolicitations
Solicitation Of Non Govt GrantsXSolicitationOfNonGovtGrants
Solicitation Of Govt GrantsXSolicitationOfGovtGrants
Special Fundraising EventsXSpecialFundraisingEvents
Agreement Ref FundraisingtrueAgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation (3 entries)

Name Of IndividualNameOfIndividualAddress Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeActivityActivityFundraiser Control Of FundsFundraiserControlOfFundsGross ReceiptsGrossReceiptsAmount Retained By ContractorAmountRetainedByContractorNet To OrganizationNetToOrganization
MICHELE WACHS1017 EL CAMINO REAL 392REDWOOD CITYCA94063FUNDRAISING SERVICESfalse68150047500634000
RUFFALOCODY65 KIRKWOOD NORTH ROAD SWCEDAR RAPIDSIA52404STDNT PHONE APPEALfalse1495000589700905300
NIKKI NOBLE990 CAROLINA STREETSAN FRANCISCOCA94107PHILOSOPHY TALK WORKfalse1369287504942
FieldValueIRS element (for citing)
Total Gross Receipts2190192TotalGrossReceipts
Total Retained By Contractors645950TotalRetainedByContractors
Total Net To Organization1544242TotalNetToOrganization

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1UNDER ONE LUNCHNameOfEvent1
Gross Receipts Event1936292GrossReceiptsEvent1
Charitable Contributions Event1914104CharitableContributionsEvent1
Gross Revenue Event122188GrossRevenueEvent1
Rent Facility Costs Event112984RentFacilityCostsEvent1
Other Direct Expenses Event1150042OtherDirectExpensesEvent1
Name Of Event2RODIN MOONLIGHTNameOfEvent2
Gross Receipts Event2427226GrossReceiptsEvent2
Gross Revenue Event2427226GrossRevenueEvent2
Other Direct Expenses Event2110748OtherDirectExpensesEvent2
Total Number Of Other Events6TotalNumberOfOtherEvents
Gross Receipts Other Events157576GrossReceiptsOtherEvents
Gross Revenue Other Events157576GrossRevenueOtherEvents
Rent Facility Costs Other Events12884RentFacilityCostsOtherEvents
Other Direct Expenses Other Events255654OtherDirectExpensesOtherEvents
Gross Receipts Total1521094GrossReceiptsTotal
Charitable Contributions Total914104CharitableContributionsTotal
Gross Revenue Total Events606990GrossRevenueTotalEvents
Rent Facility Costs Total Events25868RentFacilityCostsTotalEvents
Other Direct Expenses Total Events516444OtherDirectExpensesTotalEvents
Direct Expense Summary Events542312DirectExpenseSummaryEvents
Net Income Summary64678NetIncomeSummary

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records MaintainedtrueRecordsMaintained

Recipient Table RecipientTable (41 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Cash GrantAmountOfCashGrantPurpose Of GrantPurposeOfGrant
Science and Environmental Policy Project
1600 S Eads StS ArlingtonVA222022907541645372501(c)(3)10000GENERAL GRANT
TRUSTEES FOR HARVARD UNIVERSITY
124 Mt Auburn StCambridgeMA02138530199180501(c)(3)200000GENERAL GRANT
Chabad Jewish Center of Santa Fe
242 W San Mateo RdSanta FeNM87505850446049501(c)(3)20000GENERAL GRANT
St John's College in Santa Fe
1160 Cam de Cruz BlancaSanta FeNM875054599850162247501(c)(3)150000VARIOUS
UCSB INSTITUTE FOR ENERGY EFFICIENCY
UCSBSanta BarbaraCA931061130237314834501(c)(3)100000VARIOUS
Second Harvest Food Bank
750 Curtner AveSan JoseCA95125942614101501(c)(3)25000GENERAL GRANT
Schwab Charitable Fund
211 Main StSan FranciscoCA94105311640316501(c)(3)1110000VARIOUS
Portland State University
PO BOX 751-DEVPortlandOR97207930619733501(c)(3)75000Support an endowment for the Stampfer Professor of
Oakland Children's Fairyland
699 Bellevue AveOaklandCA94610943209054501(c)(3)25000GENERAL GRANT
Girls Incorporated of Alameda County
13666 E 14th StSan LeandroCA94578941558073501(c)(3)50000GENERAL GRANT
Mills College
5000 MacArthur BlvdOaklandCA946131301941156566501(c)(3)25000VARIOUS
AMERICAN COMM FOR THE WEIZMANN INST OF SCIENCE
1166 AVE OF AMERICASNEW YORKNY10036131623886501(c)(3)10000000GENERAL GRANT
BOY SCOUTS OF AMERICA
PO BOX 7338LONG BEACHCA90807951643981501(c)(3)25000GENERAL GRANT
GRINNELL COLLEGE THE PIONEER FUND
733 BROAD STGRINNELLIA501121690420680387501(c)(3)62500GENERAL GRANT
HEARTLAND INSTITUTE
19 SOUTH LASALLE STCHICAGOIL60603363309812501(c)(3)10000GENERAL GRANT
OPERATION GRATITUDE
16444 REFUGIO RDENCINOCA914363740200103575501(C)(3)25000GENERAL GRANT
ST VINCENT HOSPITAL FOUNDATION
455 ST MICHAELS DRSANTA FEMN87505850106941501(C)(3)25000GENERAL GRANT
TIPPING POINT COMMUNITY
220 MONTGOMERY STSAN FRANCISCOCA94104202121739501(C)(3)250000GENERAL GRANT
UNION COLLEGE
807 UNION STREETSCHENECTADYNY12308141338580501(C)(3)30000GENERAL GRANT
WOMENONE LTD
19 E 88TH STNEW YORKNY10128263679243501(C)(3)50000GENERAL GRANT
AMERICAN UNITED FOR SEPERATION OF CHURCH & STATE
1301 K ST NW STE 850EWASHINGTONDC20005530184647501(C)(3)10000GENERAL GRANT
CAL POLY ENGINEERING
CAL POLY STATE UNIVSAN LOUIS OBISPOCA93407204927897501(C)(3)10000GENERAL GRANT
CHILDREN'S HEALTH COUNCIL
650 CLARK WAYPALO ALTOCA94304941312311501(C)(3)10000GENERAL GRANT
CHILDREN'S HOSPITAL & RESEARCH CENTER FDN
2201 BROADWAY STE 600OAKLANDCA94612941312311501(C)(3)10000GENERAL GRANT
DENNISON UNIVERSITY
PO BOX 716GRANVILLEOH430230716314379459501(C)(3)10000VARIOUS
GREATER TWIN CITIES UNITED WAY
PO BOX 2949MINNEAPOLISMN55402411973442501(C)(3)30000GENERAL GRANT
THE CENTER FOR JEWISH CAMPUS LIFE INC
PO BOX 20526STANFORDCA94309770492512501(C)(3)10000GENERAL GRANT
INTERNATIONAL MENTAL HEALTH RESEARCH ORG
PO BOX 680RUTHERFORDCA94573680359707501(C)(3)25000GENERAL GRANT
JOHNS HOPKINS CHILDREN'S CENTER
100 N CHARLES STBALTIMOREMD21201520595110501(C)(3)10000GENERAL GRANT
KEYS SCHOOL
2890 MIDDLEFIELD RDPALO ALTOCA94306942240127501(C)(3)25000GENERAL GRANT
LUCILE PACKARD FOUND FOR CHILDREN'S HEALTH
400 HAMILTON AVEPALO ALTOCA94301770440090501(C)(3)1000000GENERAL GRANT
MAYO CLINIC
200 FIRST ST SWROCHESTERMN55905416011702501(C)(3)100000GENERAL GRANT
MENLO PARK PRESBYTERIAN CHURCH
950 SANTA CRUZ AVEMENLO PARKCA94025941167435501(C)(3)10000GENERAL GRANT
SAN FRANCISCO MUSEUM OF MODERN ART
420 MONGOMERY STSAN FRANCISCOCA94104941156300501(C)(3)1226538VARIOUS
SUMMER SEARCH
PO BOX 39000SAN FRANCISCOCA94139680200133501(C)(3)17000GENERAL GRANT
UNHCR-THE UN REFUGEE AGENCY
1225 CONNECTICUT AVEWASHINGTONDC20036521662800501(C)(3)10000GENERAL GRANT
VALLEY PRESBYTERIAN CHURCH
945 PORTOLA RDPORTOLA VALLEYCA94028941556664501(C)(3)7500GENERAL GRANT
LUCILE SALTER PACKARD CHILD HOSP STANFORD
725 WELCH ROADPALO ALTOCA94304770003859501(C)(3)11000000VARIOUS
STANFORD HOSPITAL AND CLINICS
300 PASTEUR DRIVESTANFORDCA94305946174066501(C)(3)275000VARIOUS
1990 INSTITUTE
PO BOX 1681BURLINGAMECA94011943112912501(C)(3)8000VARIOUS
STANFORD SCHOOLS CORPORATION
475 POPE STMENLO PARKCA94025202699147501(C)(3)903100GENERAL GRANT
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants41TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations0TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII

FieldValueIRS element (for citing)
Type Of GrantSCHOLARSHIPS FOR STUDENTSTypeOfGrant
Number Of Recipients13238NumberOfRecipients
Amount Of Cash Grant367192547AmountOfCashGrant

Form990 Schedule I Part IV Form990ScheduleIPartIV

FieldValueIRS element (for citing)
IdentifierGRANTS AND ASSISTANCEIdentifier
Return ReferencePart I, Line 2ReturnReference
ExplanationGRANTS AND ALLOCATIONS REFLECT NON-COMPENSATORY SUPPORT PROVIDED TO STUDENTS IN VARIOUS FORMS. STANFORD IS COMMITTED TO A NEED-BLIND ADMISSIONS POLICY, ADMITTING QUALIFIED UNDERGRADUATES WITHOUT REGARD TO THEIR ABILITY TO PAY AND PROVIDING A COMPREHENSIVE FINANCIAL AID PROGRAM FOR ALL ADMITTED UNDERGRADUATES WHO HAVE NEED AS DETERMINED BY THE UNIVERSITY AND WHO MEET OTHER REQUISITE CONDITIONS FOR FINANCIAL AID. MORE THAN 84% OF UNDERGRADUATES RECEIVED SOME FORM OF FINANCIAL ASSISTANCE DURING THE TAX YEAR AS WELL AS 83% OF ALL GRADUATE STUDENTS from stanford and other sources. THE TOTAL FINANCIAL AID INCLUDES $241,511,729 IN MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS. AN ADDITIONAL $127,458,018 REFLECTS AMOUNTS PAID FOR ADDITIONAL FINANCIAL SUPPORT TO STUDENTS, INCLUDING PAYMENTS FOR HEALTH INSURANCE, LIVING EXPENSES, AND SUPPORT OF POSTDOCTORAL FELLOWS. THESE AMOUNTS INCLUDE $1,777,200 IN GRANTS TO INDIVIDUALS OUTSIDE THE UNITED STATES. GRANT RECOMMENDATIONS FROM DONOR ADVISED FUNDS, AS LISTED IN PART II, ARE REVIEWED AND APPROVED BY SENIOR OFFICIALS IN THE OFFICE OF DEVELOPMENT AND THE CONTROLLER'S OFFICE PRIOR TO PAYMENT. SUB-GRANTS Stanford occasionally receives grant support that is disbursed to other individuals or entities per the terms of the award. In most cases, prior to the grant to Stanford, the University will provide the granting entity with a list of such contemplated recipients. Generally, as work on the grant progresses, changes to these recipients must be approved by the granting agency. Due to these review requirements of the granting agency, Stanford does not report such payments on Form 990, SCHEDULE I.Explanation

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Housing Allowance Or ResidenceXHousingAllowanceOrResidence
Personal ServicesXPersonalServices
Written Policy Re T And E ExpensestrueWrittenPolicyReTAndEExpenses
Substantiation RequiredtrueSubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance PaymentfalseSeverancePayment
Supplemental Nonqual Retire PlantrueSupplementalNonqualRetirePlan
Equity Based Comp ArrangementfalseEquityBasedCompArrangement
Comp Based On Revenue Of Filing OrgfalseCompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related OrgsfalseCompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing OrgfalseCompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate OrgsfalseCompBasedNetEarningsRelateOrgs
Any Non Fixed PaymentstrueAnyNonFixedPayments
Initial Contract ExceptiontrueInitialContractException
Rebuttable Presumption ProceduretrueRebuttablePresumptionProcedure

Form990 Schedule J Part II Form990ScheduleJPartII (19 entries)

TitleTitleBase Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgsBonus Filing OrgBonusFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgs
JOHN HENNESSY
PRESIDENT/TRUSTEE765668010013148933014295201067566000
JOHN ETCHEMENDY
PROVOST5662910480221252074292089231500030000
RANDALL LIVINGSTON
VP BUS AFFAIRS/CFO5258080542974510576580681459000
MARTIN SHELL
VP DEVELOPMENT54556505486075954046328079270700070000
DEBRA ZUMWALT
VP GENERAL COUNSEL5509520174391023757076910000020000
ROBERT C REIDY
VP LAND, BUILDINGS & REAL EST37472502283160496690962710000310000
DAVID DEMAREST
VP PUBLIC AFFAIRS3230980306358360103304104753750005000
HOWARD WOLF
PRES. OF STANFORD ALUM. ASSOC.3187800592125000030938052481000049500
WILLIAM MADIA
VP SLAC NAL35350003633222062017270525621000112000
DAVID JONES
VP HUMAN RESOURCES296927023410021287036662400025000
JOHN POWERS
PRESIDENT, STANFORD MGNT CO.80274306019711078889024755035683580516271010600000
PHILIP A PIZZO
DEAN,SCH OF MED(UNTIL 12/1/12)6563960143692682230258160964804000
LLOYD B MINOR
DEAN,SCH OF MED(SINCE 12/1/12)37677105453400297840763953000302864
RICHARD SALLER
DEAN SCHOOL OF HUM & SCIENCES4837940435652360001038305698420008500
FRANK HANLEY
CHIEF, PED CARDIOTHORACIC5676450215925000019899019397030001325000
GARY STEINBERG
CHAIR, NEUROSURGERY60159302494102080101316696000669361
THOMAS KRUMMEL
CHAIR, SURGERY53366802500002811001080076000493298
TARA VANDERVEER
Coach50477001725187374924097870271123100096563
DAVID SHAW
Coach117528804804647147902785302012666000290000

Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
PART I, LINE 1ATRAVEL POLICYSTANFORD UNIVERSITY TRAVEL POLICY GENERALLY REQUIRES ALL EMPLOYEES TO USE THE MOST ECONOMICAL MODE OF TRANSPORTATION AVAILABLE CONSISTENT WITH THE AUTHORIZED BUSINESS PURPOSE OF THE TRAVEL. IN ORDER TO BE REIMBURSED ON A TAX-FREE BASIS EMPLOYEES ARE REQUIRED TO COMPLY WITH THE ACCOUNTABLE PLAN RULES UNDER I.R.C. SECTION 62. UNIVERSITY OFFICERS AND OTHER INDIVIDUALS ENUMERATED IN SCHEDULE J ARE FULLY SUBJECT TO THE SAME POLICIES AND PROCEDURES AS ANY OTHER EMPLOYEE OF THE UNIVERSITY. ON RARE OCCASIONS, FIRST CLASS TRAVEL WILL BE AUTHORIZED BASED ON MEDICAL NEED OR OTHER EXIGENCY APPROVED BY THE PROVOST. SIMILARLY, REIMBURSEMENT OF TRAVEL FOR COMPANIONS IS SUBJECT TO THE PRE-APPROVAL OF THE PROVOST AND MUST DIRECTLY SUPPORT THE AUTHORIZED BUSINESS PURPOSE OF THE TRAVEL IN ORDER TO BE TREATED AS NON-TAXABLE. PRESIDENT AND PROVOST HOUSING AS A CONDITION OF HIS EMPLOYMENT AS PRESIDENT OF THE UNIVERSITY, PRESIDENT HENNESSY, IS REQUIRED TO LIVE IN THE PRESIDENT'S HOME ON THE CAMPUS OF THE UNIVERSITY. THE RESIDENCE IS USED FREQUENTLY FOR UNIVERSITY BUSINESS INCLUDING OFFICIAL GATHERINGS OF FACULTY, STAFF, STUDENTS, ALUMNI, DONORS AND THEIR FAMILIES. AS PART OF A PROGRAM OF APPROPRIATE AND REGULAR MAINTENANCE OF THIS HOUSE, THE UNIVERSITY PROVIDED CLEANING SERVICE FOR THE PUBLIC AND PRIVATE AREAS. THE UNIVERSITY HAS INCLUDED AS NONTAXABLE COMPENSATION IN COLUMN D THE ESTIMATED RENTAL VALUE OF THE AREAS OF THIS RESIDENCE RESERVED FOR THE PERSONAL USE OF THE EMPLOYEE, BASED UPON THE PREVAILING RENTAL RATES IN PALO ALTO AND ACTUAL COSTS OF RELATED SERVICES, INCLUDING MAINTENANCE, CLEANING AND UTILITIES. AS A CONDITION OF HIS EMPLOYMENT AS PROVOST OF THE UNIVERSITY, PROVOST ETCHEMENDY IS REQUIRED TO LIVE ON THE CAMPUS OF THE UNIVERSITY. THE RESIDENCE IS USED FREQUENTLY FOR UNIVERSITY BUSINESS INCLUDING OFFICIAL GATHERINGS OF FACULTY, STAFF, STUDENTS, ALUMNI, DONORS AND THEIR FAMILIES. AS PART OF A PROGRAM OF APPROPRIATE AND REGULAR MAINTENANCE OF THIS HOUSE, THE UNIVERSITY PROVIDED CLEANING SERVICE FOR THE PUBLIC AND PRIVATE AREAS. THE UNIVERSITY HAS INCLUDED AS NONTAXABLE COMPENSATION IN COLUMN D THE ESTIMATED RENTAL VALUE OF THE AREAS OF THIS RESIDENCE RESERVED FOR THE PERSONAL USE OF THE EMPLOYEE, BASED UPON THE PREVAILING RENTAL RATES IN PALO ALTO AND ACTUAL COSTS OF RELATED SERVICES, INCLUDING MAINTENANCE, CLEANING AND UTILITIES. THE FOLLOWING INDIVIDUALS RECEIVED TAXABLE HOUSING BENEFITS: WILLIAM MADIA, MARTIN SHELL, PHILIP PIZZO, RICHARD SALLER, DAVID SHAW, AND TARA VANDERVEER. THESE AMOUNTS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). PART I, LINE 4B DEFERRED COMPENSATION PLAN PROVISIONS CERTAIN OFFICERS AND OTHERS LISTED IN SCHEDULE J, PART II PARTICIPATE IN A DEFERRED COMPENSATION PLAN. ANNUALLY, AMOUNTS ARE CREDITED TO THE PLAN BASED ON PERFORMANCE AND CERTAIN OTHER FACTORS. THESE AMOUNTS APPEAR IN SCHEDULE J, PART II, COLUMN (C). PLAN BALANCES ARE SUBJECT TO FORFEITURE AND/OR PAYMENT ONLY IF CERTAIN CONDITIONS ARE MET. CERTAIN BONUS AMOUNTS MAY BE DEFERRED AND PAID IN A LATER YEAR SUBJECT TO IRC SECTION 457(F). SUCH AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN (C) IN THE YEAR OF DEFERRAL AND REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III) AND COLUMN (F) IN THE YEAR OF PAYMENT, IF APPLICABLE. INCLUDED IN JOHN POWERS' COMPENSATION REPORTED IN COLUMN (B)(III) IS A PAYMENT FROM HIS DEFERRED COMPENSATION ACCOUNT OF $601,971. INCLUDED IN TARA VANDERVEER'S COMPENSATION REPORTED IN COLUMN (B)(III) IS A PAYMENT FROM HER DEFERRED COMPENSATION ACCOUNT OF $1,661,926. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) THE UNIVERSITY HAS PROVIDED THE PRESIDENT WITH TWO SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS (SERPS) DURING HIS TERM OF SERVICE AS AN OFFICER TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS. ONE SERP WAS EARNED GRADUALLY (PRIOR SERP) AND ANOTHER SERP IS TO BE EARNED GRADUALLY (CURRENT SERP) OVER SPECIFIED PERIODS DURING HIS TERM OF SERVICE AS AN OFFICER. UNDER THE CURRENT SERP, IF THE PRESIDENT REMAINS IN HIS POSITION THROUGH AUGUST 31, 2018, HE IS ELIGIBLE TO RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 12% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY (2.0 PERCENTAGE POINTS OF WHICH WAS EARNED IN FY 2013 - THE FIRST YEAR OF THE CURRENT SERP), OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE IS AN OFFICER. THE SERP BENEFIT IS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET. FOR THE YEAR ENDED AUGUST 31, 2013, THE VALUE OF THE ANNUAL ACCRUAL OF THIS BENEFIT WAS $123,933 AND IS INCLUDED ON SCHEDULE J COLUMN (C) AS DEFERRED COMPENSATION. THE PRIOR SERP WAS EARNED OVER THE 12 YEARS ENDING AUGUST 31, 2012. HAVING SERVED IN HIS POSITION THROUGH AUGUST 31, 2012, THE PRESIDENT IS ELIGIBLE TO RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 35.5% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY DURING THE 12 YEAR PERIOD, OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE IS AN OFFICER. THERE WERE NO ACCURALS TO THIS SERP AFTER AUGUST 31, 2012. THIS SERP BENEFIT REMAINS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET. THE UNIVERSITY ALSO PROVIDES THE PROVOST WITH A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS. THE SERP IS EARNED GRADUALLY THROUGH HIS TERM OF SERVICE AS PROVOST. IF THE PROVOST REMAINS IN HIS POSITION THROUGH AUGUST 31, 2015, HE WILL BE ELIGIBLE TO RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 42% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY (3.0 PERCENTAGE POINTS OF WHICH WAS EARNED IN FY 2013), OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE IS AN OFFICER. THE SERP BENEFIT IS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET. FOR THE YEAR ENDED AUGUST 31, 2013, THE VALUE OF THE ANNUAL ACCRUAL OF THIS BENEFIT WAS $196,252 AND IS INCLUDED ON SCHEDULE J COLUMN (C) AS DEFERRED COMPENSATION.
PART I, LINE 7 AND PART II, COLUMN (B) (II)VARIABLE COMPENSATION OF SCHOOL OF MEDICINE FACULTYTOTAL COMPENSATION FOR FACULTY IN THE SCHOOL OF MEDICINE IS MADE UP OF THE FOLLOWING INTEGRAL COMPONENTS: SALARY AND BENEFITS, ADMINISTRATIVE SUPPLEMENTS, AND BONUSES AWARDED UNDER DEPARTMENTAL PLANS. BASE SALARY IS BASED ON ACADEMIC RANK (E.G., PROFESSOR, ASSISTANT PROFESSOR). A VARIABLE COMPONENT OF SALARY IS DETERMINED BY THE CONTRIBUTION OF THE INDIVIDUAL TO THE DEPARTMENT/DIVISION AND THE CLINICAL SPECIALTY OF THE FACULTY MEMBER. OTHER SALARY SUPPLEMENTS ARE OCCASIONALLY USED TO PROVIDE FOR COMPENSATION GIVEN UP BY A FACULTY MEMBER WHEN ASSUMING A POSITION AT STANFORD. ADMINISTRATIVE SUPPLEMENTS ARE PAID TO FACULTY WHO TAKE ON DUTIES WHICH ARE OUTSIDE THEIR USUAL FACULTY RESPONSIBILITIES AND OUTSIDE NORMAL COMMITTEE WORK. INCENTIVE BONUSES ARE CONSIDERED A FUNDAMENTAL COMPONENT OF TOTAL COMPENSATION. THEY ARE PAID OUT BY THE DEPARTMENTS BASED ON THE DEPARTMENTS' INCENTIVE BONUS PLAN MEASURING THE FACULTY'S EFFORTS IN ADMINISTRATIVE LEADERSHIP, CLINICAL, RESEARCH, AND/OR TEACHING AREAS AS DEFINED BY THE PLAN. IN ADDITION, THE DEAN HAS A BONUS PLAN FOR CLINICAL CHAIRS BASED ON ACHIEVEMENT OF LEADERSHIP GOALS. SOME DEPARTMENTS HAVE "ON-CALL" AND "COVERAGE" BONUSES TO PROVIDE COMPENSATION FOR A FACULTY MEMBER'S PROVIDING OFF-HOURS COVERAGE. VARIABLE COMPENSATION OF INVESTMENT PROFESSIONALS A PORTION OF THE COMPENSATION PAID TO LISTED INVESTMENT PROFESSIONAL EMPLOYEES IS BASED ON A COMBINATION OF THREE FACTORS: THREE YEAR ANNUALIZED PERFORMANCE VERSUS THE RELEVANT POLICY portfolio BENCHMARK RETURN FOR THAT PERIOD, THREE YEAR MERGED POOL ANNUALIZED PERFORMANCE VERSUS THE PERFORMANCE OF THE NINETEEN LARGEST COLLEGE AND ENDOWMENT INVESTMENT POOLS IN THE UNITED STATES, AND INDIVIDUAL PERFORMANCE. VARIABLE COMPENSATION OF ATHLETICS PROFESSIONALS LISTED ATHLETICS PROFESSIONALS ARE ELIGIBLE TO RECEIVE BONUSES AND INCENTIVE COMPENSATION BASED ON THE ACADEMIC PERFORMANCE OF THE STUDENT-ATHLETES, ATHLETIC PERFORMANCE, ATTENDANCE AT ATHLETIC EVENTS, AND/OR LEADERSHIP, AS PROVIDED IN THE PROFESSIONALS' COMPENSATION AGREEMENTS. VARIABLE COMPENSATION OF OFFICERS AND OTHERS OFFICERS AND OTHERS ARE ELIGIBLE TO RECEIVE BONUSES AND INCENTIVE COMPENSATION BASED ON PERFORMANCE. CURRENT YEAR BONUS AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II). CERTAIN BONUS AMOUNTS MAY BE DEFERRED AND PAID IN A LATER YEAR SUBJECT TO IRC SECTION 457(F). SUCH AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN (C) IN THE YEAR OF DEFERRAL AND REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III) AND COLUMN (F) IN THE YEAR OF PAYMENT, IF APPLICABLE. PART I, LINE 8 CERTAIN INDIVIDUALS ARE, FROM TIME TO TIME, SERVING UNDER THE PROVISIONS OF THEIR INITIAL CONTRACTS TO SERVE AS OFFICERS OR KEY EMPLOYEES OF THE UNIVERSITY, WHICH PRINCIPALLY ESTABLISHES THEIR COMPENSATION, RESPONSIBILITIES, AND DUTIES.
PART II, COLUMN (B) (iii)HOUSING ASSISTANCEOTHER REPORTABLE COMPENSATION IN PART II, COLUMN (B)(III) INCLUDES HOUSING ASSISTANCE AND OTHER MISCELLANEOUS COMPENSATION. THIS DOES NOT INCLUDE VARIOUS ITEMS OF "LISTED PROPERTY" (E.G., COMPUTERS AND PERIPHERALS) THAT STANFORD HAS PROVIDED TO THE ABOVE LISTED EMPLOYEES PRINCIPALLY FOR THEIR BUSINESS USE AND NOT AS COMPENSATION. Part II, Columns (C) AND (D) LISTED PERSONS ACCRUE FUTURE BENEFITS THAT ARE AVAILABLE TO ALL STANFORD EMPLOYEES, SUCH AS POST-RETIREMENT MEDICAL INSURANCE AND TUITION BENEFITS, AND LISTED PERSONS WHO ARE ALSO FACULTY ACCRUE FUTURE FACULTY BENEFITS SUCH AS SABBATICAL AND TENURE BUYOUT PROVISIONS. THESE BENEFITS ARE SUBJECT TO CERTAIN ELIGIBILITY REQUIREMENTS SUCH AS AGE, YEARS OF SERVICE, AND EMPLOYEE CLASSIFICATION. FOR SOME BENEFIT PLANS, THE UNIVERSITY RESERVES THE RIGHT TO CHANGE ELIGIBILITY REQUIREMENTS AND/OR THE NATURE AND EXTENT OF THE BENEFIT BEING PROMISED. THE VALUE OF THESE BENEFITS IS REPORTED FOR EACH LISTED PERSON IN THE YEAR, IF ANY, SUCH BENEFITS ARE RECEIVED. SCHEDULE J, PART II, COLUMN (F) AMOUNTS APPEARING IN COLUMN (F) ARE DEFERRED COMPENSATION PAYMENTS REPORTED IN COLUMN (C) IN PRIOR YEARS AND THAT ARE REPORTED (A SECOND TIME) IN COLUMN (B)(III) IN THE CURRENT YEAR.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCdIssuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP
A52170559213018AAA82008-05-22300000000SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S
B521705592130175P892004-06-24181196530SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1&3
C521705592130178JD92007-09-06153277097SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-4
D521705592130178NH52008-05-15188501621SEE SCHEDULE Ofalsefalsefalse

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCdAmount RetiredAmountRetiredAmount Bond DefeasedAmountBondDefeasedTotal ProceedsTotalProceedsAmount In Reserve FundAmountInReserveFundCapitalized InterestCapitalizedInterestRefunding EscrowRefundingEscrowIssuance Costs From ProceedsIssuanceCostsFromProceedsCredit EnhancementCreditEnhancementWorking Capital ExpendituresWorkingCapitalExpendituresCapital ExpendituresCapitalExpendituresOther Spent ProceedsOtherSpentProceedsAmount UnspentAmountUnspentYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A003002180100185165900007021834121801002010truefalsefalsetrue
B97900000182429480011987340992205001477905913244795002006truefalsetruetrue
C001561072420595440066121600643555609049502602009truefalsetruetrue
D0018850730300095162100018755568202009truefalsetruetrue

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsEngage Bond Counsel ResearchEngageBondCounselResearchPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersBond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTestChange In Use Bond Financed PropChangeInUseBondFinancedPropRemedial Action TakenRemedialActionTakenNon Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
Afalsetruefalsetruetrue0falsefalsefalsetrue
Bfalsetruefalsetruetrue0falsefalsefalsetrue
Cfalsetruefalsetruetrue0falsefalsefalsetrue
D0

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledRebate Not Due YetRebateNotDueYetException To RebateExceptionToRebateNo Rebate DueNoRebateDueVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICBusiness Name Line1NameOfGICProvider/BusinessNameLine1Gross Proceeds InvestedGrossProceedsInvestedWritten Proc To Monitor ReqsWrittenProcToMonitorReqs
0
Afalsefalsetruefalsetruefalsefalse0falsetrue
0
Bfalsefalsefalsetruefalsefalsefalse0falsetrue
0
Cfalsefalsefalsetruefalsefalsefalse0falsetrue
0
Dfalsefalsefalsetruefalsefalsefalse0falsetrue

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCdProc To Undertk Corrective ActionProcToUndertkCorrectiveAction
Atrue
Btrue
Ctrue
Dtrue

Form990 Schedule K Part VI Form990ScheduleKPartVI

FieldValueIRS element (for citing)
IdentifierSCHEDULE KIdentifier
Return Reference0ReturnReference
ExplanationTAX-EXEMPT BONDS FOR MORE THAN 30 YEARS, STANFORD AND THE MANY COMMUNITIES AND CONSTITUENCIES IT SERVES HAVE BENEFITED FROM TAX-EXEMPT BORROWING THROUGH THE CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY. THE UNIVERSITY USES GENEROUS DONOR GIFTS, UNIVERSITY RESERVES AND TAXABLE DEBT, IN ADDITION TO PROCEEDS FROM TAX EXEMPT BORROWING, TO FUND THE CONSTRUCTION OF ACADEMIC BUILDINGS, RESEARCH SUPPORT FACILITIES, RESIDENCES AND OTHER CAMPUS HOUSING, ROADS AND INFRASTRUCTURE. THESE FACILITIES HAVE, IN TURN, ENABLED THE UNIVERSITY TO ATTRACT OUTSTANDING FACULTY AND STUDENTS AND TO MORE EFFECTIVELY PERFORM INTERDISCIPLINARY RESEARCH DESIGNED TO ADDRESS FUNDAMENTAL WORLD PROBLEMS. THE NEW FACILITIES PROVIDE THE STANFORD COMMUNITY WITH THE MOST ADVANCED TECHNOLOGY AND ENVIRONMENT FOR TEACHING, LEARNING AND RESEARCH. THE FUNDING ALSO HAS PLAYED A KEY ROLE IN ENABLING STANFORD TO MEET SEISMIC AND OTHER FEDERAL AND STATE BUILDING REQUIREMENTS. THE FOLLOWING ARE EXAMPLES OF BUILDINGS FUNDED IN PART THROUGH TAX-EXEMPT DEBT: A. THE YANG YAMAZAKI ENVIRONMENTAL AND ENERGY BUILDING IS THE HUB OF STANFORD'S ENVIRONMENTAL SUSTAINABILITY TEACHING AND RESEARCH. IT IS A MODEL FOR SUSTAINABILITY BUILDING STANDARDS, USING 56 PERCENT LESS ENERGY AND 90 PERCENT LESS POTABLE WATER THAN A TRADITIONALLY CONSTRUCTED BUILDING OF ITS SIZE. IT HAS BEEN RECOGNIZED WITH LEED PLATINUM CERTIFICATION. B. THE LI KA SHING CENTER FOR LEARNING AND KNOWLEDGE BRINGS TOGETHER CUTTING-EDGE MEDICINE, MODERN EDUCATION AND ADVANCED TECHNOLOGY TO TRAIN THE PHYSICIANS OF TOMORROW. MEDICAL STUDENTS PRACTICE LIFE-SAVING SKILLS IN REALISTIC SIMULATIONS AND LEARN TO APPLY RESEARCH TO BEDSIDE TREATMENTS. THE CENTER IS A GATHERING PLACE FOR MEDICAL EXPERTS TO SHARE RESEARCH AND HEALTH CARE INSIGHTS AND TO BRING THEIR COMBINED EXPERTISE TO BEAR ON THE WORLD'S GREATEST HEALTH CHALLENGES. C. THE JAMES AND ANNA MARIE SPILKER ENGINEERING AND APPLIED SCIENCES BUILDING FOSTERS COLLABORATIVE DEVELOPMENT IN THE BURGEONING FIELD OF NANOTECHNOLOGY. SCIENTISTS AT THE CENTER ARE STUDYING HOW TO CREATE MATERIALS AND DEVICES NO BIGGER THAN ONE-BILLIONTH OF A METER, WITH DIRECT AND ECONOMICALLY VIABLE APPLICATIONS TO MEDICINE, ENERGY AND COMMUNICATIONS. D. THE HUANG ENGINEERING CENTER HOUSES THE SCHOOL OF ENGINEERING, WHOSE TIES TO THE HIGH-TECHNOLOGY INDUSTRY CONTINUE TO FUEL THE GROWTH AND ECONOMY OF SILICON VALLEY AND NORTHERN CALIFORNIA. THE SCHOOL OF ENGINEERING IS WORLD RENOWNED FOR PUSHING THE FRONTIERS OF MODERN SCIENCE AND ENGINEERING, ESPECIALLY IN THE FIELDS OF COMPUTER SCIENCE, BIOENGINEERING AND ENVIRONMENTAL SUSTAINABILITY. E. THE LORRY I. LOKEY STEM CELL RESEARCH BUILDING OPENED IN 2010 AND IS THE LARGEST DEDICATED STEM CELL RESEARCH BUILDING IN THE COUNTRY. THE BUILDING HOUSES THE STANFORD STEM CELL BIOLOGY AND REGENERATIVE MEDICINE INSTITUTE, WHICH INTEGRATES RESEARCHERS FROM CANCER, NEUROSCIENCE, CARDIOVASCULAR MEDICINE, TRANSPLANTATION, IMMUNOLOGY, BIOENGINEERING AND DEVELOPMENTAL BIOLOGY. ALL ARE FOCUSED ON MAKING DISCOVERIES IN STEM CELL RESEARCH AND QUICKLY TRANSLATING THEM INTO PRECLINICAL APPLICATIONS, INNOVATIVE THERAPIES AND TREATMENTS. F. THE MUNGER GRADUATE RESIDENCE IS A FIVE-BUILDING HOUSING COMPLEX FOR 600 STANFORD LAW AND OTHER GRADUATE STUDENTS. IT IS A SIGNIFICANT INVESTMENT BY STANFORD IN MITIGATING TRAFFIC AND OTHER ENVIRONMENTAL CONCERNS AS IT GREATLY REDUCES THE NUMBER OF PEOPLE DRIVING TO CAMPUS DAILY. G. THE WILLIAM H. NEUKOM BUILDING, WHICH HOUSES THE CLINICS OF THE STANFORD LAW SCHOOL, OPENED IN 2011 AND WAS BUILT TO SATISFY THE EQUIVALENT OF A LEED GOLD CERTIFICATION FOR SUSTAINABILITY. THE BUILDING USES 30 PERCENT LESS ENERGY THAN REQUIRED BY CODE. THE BUILDING HOUSES THE MILLS LEGAL CLINIC, WHICH INCLUDES 12 CLINICS THAT TEACH THROUGH EXPERIENTIAL EDUCATION. LAW STUDENTS LEARN THE PRACTICE OF LAW BY REPRESENTING, FOR INSTANCE, LOW-INCOME OR INDIGENT PEOPLE IN CIVIL AND CRIMINAL LITIGATIONS, AND BY PROVIDING LEGAL COUNSEL ON ENVIRONMENTAL ISSUES, HUMAN RIGHTS, NONPROFIT CORPORATE GOVERNANCE, EDUCATION, AND RELIGIOUS FREEDOM. FORM 990, SCHEDULE K, PART I, COLUMN C CUSIP NUMBER CEFA TAX EXEMPT COMMERCIAL PAPER ("TECP") DATED 5/22/08 WAS ASSIGNED A UNIQUE BLOCK OF 900 CUSIP NUMBERS UPON ISSUANCE. A NEW CUSIP NUMBER IS ASSIGNED TO EACH TRANCHE OF TECP THAT IS ISSUED. THE CUSIP NUMBER LISTED IS THE FIRST CUSIP NUMBER IN THE SERIES AND WAS ASSIGNED AT THE ORIGINAL ISSUANCE DATE, 5/22/08. FORM 990, SCHEDULE K, PART I, COLUMN F DESCRIPTION OF PURPOSE FOR TAX-EXEMPT BONDS A. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. REFUND PRIOR COMMERCIAL PAPER NOTES ISSUED 5/2/2008 AND 3/24/2008 THAT WERE PART OF THE SAME PROGRAM. COSTS OF ISSUANCE. B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. REFUND CEFA SERIES L-8 ISSUED 10/30/2000, REFUND CEFA SERIES L-9 ISSUED 10/31/2001, REFUND CEFA TAX EXEMPT COMMERCIAL PAPER REVENUE NOTES ISSUED 3/18/03. Conversion of Series S bonds on May 15, 2013 from variable rate to fixed rate and cancellation of $9,790,000 aggregate principal amount of the Bonds. COSTS OF ISSUANCE. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1 AND T-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. D. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-4 - REFUND PRIOR COMMERCIAL PAPER NOTES ISSUED ON OR ABOUT MARCH 3, 2008 AND MARCH 6, 2008. COSTS OF ISSUANCE. E. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5 - REFUND $59,180,000 OF CEFA SERIES P REVENUE BONDS - ISSUED MARCH 30, 1999. F. CALIFORNIA EDUCATIONAL FACILITES AUTHORITY U-1 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES, AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. G. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-2 - REFUND TAXABLE COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES THAT WERE USED TO REFUND CEFA SERIES Q ISSUED ON 5/3/2001. COSTS OF ISSUANCE. H. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. I. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-4 - ADVANCE REFUND CEFA SERIES P BONDS ISSUED ON 3/30/1999. COSTS OF ISSUANCE. FORM 990, SCHEDULE K, PART II COMMERCIAL PAPER DEBT FOR CEFA CP, PART II, LINE 3 IS THE MAXIMUM AMOUNT OF COMMERCIAL PAPER THAT IS AUTHORIZED UNDER THAT ISSUE. AT AUGUST 31, 2013, COMMERCIAL PAPER DEBT OUTSTANDING WAS $70,218,341. ADDITIONAL AMOUNTS SPENT REPRESENT INVESTMENT EARNINGS. FORM 990, SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS THE DIFFERENCE BETWEEN LINE 3 AND SCHEDULE K, PART I, COLUMN (E) AMOUNTS REPRESENTS INVESTMENT EARNINGS. FORM 990, SCHEDULE K, PART III REFINANCING CEFA SERIES T-4, T-5, U-2, AND U-4 PROCEEDS WERE USED TO REFINANCE DEBT ISSUED PRIOR TO JANUARY 1, 2003. ACCORDINGLY, PART III IS NOT COMPLETED FOR THESE ISSUES. FORM 990, SCHEDULE K, PART III, LINES 4-5 PRIVATE BUSINESS USE STANFORD UNIVERSITY FINANCES ITS FACILITIES WITH A COMBINATION OF TAX-EXEMPT DEBT, TAXABLE DEBT, GIFTS AND OTHER UNIVERSITY FUNDS. OCCASIONALLY, SOME OF THESE FACILITIES WILL HOUSE ACTIVITIES THAT MAY CONSTITUTE "PRIVATE BUSINESS USE", AS DEFINED IN IRC SECTION 141. FOR INSTANCE, STANFORD MAY RENT A SMALL PORTION OF A FACILITY TO A FOR-PROFIT OPERATOR OF CAFETERIAS (PRIMARILY FOR THE CONVENIENCE OF FACULTY, STAFF, STUDENTS AND THEIR GUESTS). IN OTHER SITUATIONS, STANFORD MAY RECEIVE A GENEROUS CORPORATE GIFT TO FUND A PORTION OF A BUILDING AND MAY CHOOSE TO ACKNOWLEDGE SUCH GENEROSITY BY NAMING A CLASSROOM, LIBRARY OR AUDITORIUM IN HONOR OF THE CORPORATE DONOR. IN SUCH CASES, STANFORD ELECTS THE "UNDIVIDED PORTION ALLOCATION METHOD" DESCRIBED IN PROPOSED TREASURY REGULATION SECTION 1.141-D(6), AND THUS ALLOCATES SUCH "PRIVATE BUSINESS USE" FIRST TO THAT PORTION OF THE FACILITY FUNDED BY TAXABLE DEBT, GIFTS OR OTHER UNIVERSITY FUNDS. ACCORDINGLY, STANFORD REPORTS 0% AS THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE (PART III, QUESTION 4). IN ADDITION TO THE CONSTRUCTION COST OF BUILDINGS, TAX-EXEMPT DEBT ALSO FUNDED A SIGNIFICANT PORTION OF THE UNIVERSITY'S INFRASTRUCTURE, INCLUDING ROADS AND UNDERGROUND UTILITIES. THE PORTION OF THE FUNDING OF THESE IMPROVEMENTS BY SOURCES OTHER THAN TAX-EXEMPT DEBT AS A PERCENTAGE OF TOTAL FUNDING WAS WELL IN EXCESS OF THE MEASURED AMOUNT OF PRIVATE BUSINESS USE TO TOTAL USE. ACCORDINGLY, THE AMOUNTS REPORTED ON PART III, LINES 4 AND 5, FOR THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE BY OTHER ENTITIES AND AS A RESULT OF AN UNRELATED TRADE OR BUSINESS ACTIVITY, RESPECTIVELY, ARE ZERO.Explanation

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCdIssuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5
A521705592130178TQ92009-08-0459147724SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-1
B521705592130178VU72010-05-06251631228SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-2
C521705592130178M862012-04-1799193766SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES SERIES U-3
D521705592130178X762013-05-15351795122SEE SCHEDULE Ofalsefalsefalse

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCdAmount RetiredAmountRetiredAmount Bond DefeasedAmountBondDefeasedTotal ProceedsTotalProceedsAmount In Reserve FundAmountInReserveFundCapitalized InterestCapitalizedInterestRefunding EscrowRefundingEscrowIssuance Costs From ProceedsIssuanceCostsFromProceedsCredit EnhancementCreditEnhancementWorking Capital ExpendituresWorkingCapitalExpendituresCapital ExpendituresCapitalExpendituresOther Spent ProceedsOtherSpentProceedsAmount UnspentAmountUnspentYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A005914803200016440005914638802003falsetruetruetrue
B0025187696301309386016312280011249061413644573502012truefalsetruetrue
C00991944670005726460009862182102003truefalsetruetrue
D003517970170738631012493490017920428157354221648693342013truefalsefalsetrue

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCdPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersOwning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsEngage Bond Counsel ResearchEngageBondCounselResearchBond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTestChange In Use Bond Financed PropChangeInUseBondFinancedPropRemedial Action TakenRemedialActionTakenNon Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A0
B0falsetruefalsetruetruefalsefalsefalsetrue
C0
D0falsetruefalsetruetruefalsefalsefalsetrue

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledRebate Not Due YetRebateNotDueYetException To RebateExceptionToRebateNo Rebate DueNoRebateDueVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICBusiness Name Line1NameOfGICProvider/BusinessNameLine1Gross Proceeds InvestedGrossProceedsInvestedWritten Proc To Monitor ReqsWrittenProcToMonitorReqs
0
Afalsefalsetruefalsefalsefalsefalse0falsetrue
0
Bfalsefalsefalsetruefalsefalsefalse0falsetrue
0
Cfalsefalsetruefalsefalsefalsefalse0falsetrue
0
Dfalsetruefalsefalsefalsefalsefalse0falsetrue

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCdProc To Undertk Corrective ActionProcToUndertkCorrectiveAction
Atrue
Btrue
Ctrue
Dtrue

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd

Issuer Name IssuerName

FieldValueIRS element (for citing)
Business Name Line1CALIFORNIA EDUCATIONAL FACILITIES SERIES U-4BusinessNameLine1
FieldValueIRS element (for citing)
Issuer EIN521705592IssuerEIN
CUSIP Number130178X84CUSIPNumber
Date Issued2013-05-15DateIssued
Issue Price52773978IssuePrice
Description Of PurposeSEE SCHEDULE ODescriptionOfPurpose
DefeasedfalseDefeased
On Behalf Of IssuerfalseOnBehalfOfIssuer
Pool FinancingfalsePoolFinancing

Form990 Schedule K Part II Form990ScheduleKPartII

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Amount Retired0AmountRetired
Amount Bond Defeased0AmountBondDefeased
Total Proceeds52773988TotalProceeds
Amount In Reserve Fund0AmountInReserveFund
Capitalized Interest0CapitalizedInterest
Refunding Escrow52582697RefundingEscrow
Issuance Costs From Proceeds191291IssuanceCostsFromProceeds
Credit Enhancement0CreditEnhancement
Working Capital Expenditures0WorkingCapitalExpenditures
Capital Expenditures0CapitalExpenditures
Other Spent Proceeds0OtherSpentProceeds
Amount Unspent0AmountUnspent
Year Of Subst Completion2003YearOfSubstCompletion
Current RefundingfalseCurrentRefunding
Advance RefundingtrueAdvanceRefunding
Final Allocation MadetrueFinalAllocationMade
Adequate Books And Recds MaintaindtrueAdequateBooksAndRecdsMaintaind

Form990 Schedule K Part III Form990ScheduleKPartIII

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Prcntge Prvt Business Use By Others0PrcntgePrvtBusinessUseByOthers

Form990 Schedule K Part IV Form990ScheduleKPartIV

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Form8038 T FiledfalseForm8038TFiled
Rebate Not Due YettrueRebateNotDueYet
Exception To RebatefalseExceptionToRebate
No Rebate DuefalseNoRebateDue
Variable Rate IssuefalseVariableRateIssue
Hedge Identified In Books And RecdsfalseHedgeIdentifiedInBooksAndRecds

Name Of Hedge Provider NameOfHedgeProvider

FieldValueIRS element (for citing)
Business Name Line10BusinessNameLine1
FieldValueIRS element (for citing)
Gross Proceeds Invested In GICfalseGrossProceedsInvestedInGIC

Name Of GIC Provider NameOfGICProvider

FieldValueIRS element (for citing)
Business Name Line10BusinessNameLine1
FieldValueIRS element (for citing)
Gross Proceeds InvestedfalseGrossProceedsInvested
Written Proc To Monitor ReqstrueWrittenProcToMonitorReqs

Form990 Schedule K Part V Form990ScheduleKPartV

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Proc To Undertk Corrective ActiontrueProcToUndertkCorrectiveAction

Form990 Schedule K Part VI Form990ScheduleKPartVI

FieldValueIRS element (for citing)
IdentifierBOND ISSUANCE COSTS (BIC) AS A PERCENTAGE OF THE TOTAL PROCEEDS BYIdentifier
Return Reference0ReturnReference
ExplanationBOND ISSUANCE COSTS (BIC) AS A PERCENTAGE OF THE TOTAL PROCEEDS BY BOND ISSUE ARE: ISSUE: BIC% CEFA CP 0.0000% CEFA SERIES S 0.5476% CEFA SERIES T-1 0.4314% CEFA SERIES T-4 0.5048% CEFA SERIES T-5 0.0028% CEFA SERIES U-1 0.6483% CEFA SERIES U-2 0.5773% CEFA SERIES U-3 0.3551% CEFA SERIES U-4 0.3625% FORM 990, SCHEDULE K, PART IV FORM 8038-T DURING THE PERIODS SINCE THESE BONDS WERE ISSUED, THE INTEREST COST ON THE BONDS HAS EXCEEDED THE INVESTMENT RETURN ON ANY UNSPENT PROCEEDS. ACCORDINGLY, NO FORM 8038-T HAS BEEN ISSUED. FORM 990, SCHEDULE K, PART IV, LINE 2(C) REBATE CALCULATIONS B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S HAD A REBATE CALCULATION PERFORMED ON DECEMBER 3, 2007. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1 AND T-3 HAD A REBATE CALCULATION PERFORMED ON JULY 21, 2010. D. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-4 HAD A REBATE CALCULATION PERFORMED ON JULY 21, 2010. F. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-1 HAD A REBATE CALCULATION PERFORMED ON JUNE 21, 2013.Explanation

Schedule L IRS990ScheduleL

Loan Table LoanTable (7 entries)

Relationship With OrganizationRelationshipWithOrganizationPurpose Of LoanPurposeOfLoanLoan From OrganizationLoanFromOrganizationOriginal PrincipalOriginalPrincipalAmountBalance DueBalanceDueDefaultDefaultApproved By BoardApprovedByBoardWritten AgreementWrittenAgreement
PHILIP PIZZO
KEY EMPLOYEEHOUSINGX$1,211,8001165843falsetruetrue
PHILIP PIZZO
KEY EMPLOYEEHOUSINGX$1,500,0001500000falsetruetrue
RICHARD SALLER
KEY EMPLOYEEHOUSINGX$300,000300000falsetruetrue
RICHARD SALLER
KEY EMPLOYEEHOUSINGX$300,000120000falsetruetrue
RICHARD SALLER
KEY EMPLOYEEHOUSINGX$25,00025000falsetruetrue
THOMAS KRUMMEL
HIGHEST COMPHOUSINGX$500,000500000falsetruetrue
MARTIN SHELL
OFFICERHOUSINGX$1,000,000950000falsetruetrue
FieldValueIRS element (for citing)
Total Balance Due4560843TotalBalanceDue

Form990 Schedule L Part III Form990ScheduleLPartIII

FieldValueIRS element (for citing)
Name Of Interested PersonSEE SCH O- COI DISCLNameOfInterestedPerson
Amount Of Grant0AmountOfGrant

Form990 Schedule L Part IV Form990ScheduleLPartIV

Name Of Interested Person NameOfInterestedPerson

FieldValueIRS element (for citing)
Name PersonSEE SCHEDULE ONamePerson

Form990 Schedule L Part V Form990ScheduleLPartV

FieldValueIRS element (for citing)
IdentifierPLEASE SEE SCHEDULE O FOR A COMPLETE DISCLOSURE OF THE UNIVERSITY'SIdentifier
ExplanationCONFLICT OF INTEREST POLICIES AND DISCLOSURES OF TRANSACTIONS WITH INTERESTED PERSONS.Explanation

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions77NumberOfContributions
Noncash Contribs Rptd F9900NoncashContribsRptdF990
Method Of Determining RevenuesN/AMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Art Historical TreasuresArtHistoricalTreasures
Art Fractional InterestArtFractionalInterest
Books And PublicationsBooksAndPublications
Clothing And Household GoodsClothingAndHouseholdGoods
Cars And Other VehiclesCarsAndOtherVehicles
Boats And PlanesBoatsAndPlanes
Intellectual PropertyIntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1682NumberOfContributions
Noncash Contribs Rptd F990171196468NoncashContribsRptdF990
Method Of Determining RevenuesFAIR MARKET VALUEMethodOfDeterminingRevenues

Securities Closely Held Stock SecuritiesCloselyHeldStock

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions24NumberOfContributions
Noncash Contribs Rptd F99034029724NoncashContribsRptdF990
Method Of Determining RevenuesFAIR VALUEMethodOfDeterminingRevenues

Securities Prtnrshp Trust Intrsts SecuritiesPrtnrshpTrustIntrsts

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions3NumberOfContributions
Noncash Contribs Rptd F9901269648NoncashContribsRptdF990
Method Of Determining RevenuesFAIR VALUEMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Securities MiscellaneousSecuritiesMiscellaneous
Qualified Contrib Hist StructQualifiedContribHistStruct
Qualified Contrib OtherQualifiedContribOther

Real Estate Residential RealEstateResidential

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions11NumberOfContributions
Noncash Contribs Rptd F99012798380NoncashContribsRptdF990
Method Of Determining RevenuesAPPRAISALMethodOfDeterminingRevenues

Real Estate Commercial RealEstateCommercial

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions3NumberOfContributions
Noncash Contribs Rptd F99013118188NoncashContribsRptdF990
Method Of Determining RevenuesAPPRAISALMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Real Estate OtherRealEstateOther
CollectiblesCollectibles
Food InventoryFoodInventory
Drugs And Medical SuppliesDrugsAndMedicalSupplies
TaxidermyTaxidermy
Historical ArtifactsHistoricalArtifacts
Scientific SpecimensScientificSpecimens
Archaeological ArtifactsArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (2 entries)

Non Cash CheckboxNonCashCheckboxDescriptionDescriptionNumber Of ContributionsNumberOfContributionsNoncash Contribs Rptd F990NoncashContribsRptdF990Method Of Determining RevenuesMethodOfDeterminingRevenues
XHORSES20N/A
XEQUIPMENT113271024FAIR MARKET VALUE
FieldValueIRS element (for citing)
Number Of8283 Received26NumberOf8283Received
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeld
Review Process Unusual NC GiftstrueReviewProcessUnusualNCGifts
Third Parties UsedfalseThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierSCHEDULE M, PART IIdentifier
Return ReferenceEXPLANATIONS OF REPORTING METHOD FOR NUMBER OF CONTRIBUTIONSReturnReference
ExplanationPART I, LINE 33 NON-CASH CONTRIBUTIONS - GENERAL EXPLANATION STANFORD DOES NOT INCLUDE IN GIFT REVENUE TOTALS THE FOLLOWING TYPES OF NON-CASH CONTRIBUTIONS: - ART - HORSES IN MANY CASES, VALUES OF SUCH ITEMS ARE DIFFICULT AND EXPENSIVE TO ASCERTAIN AND CONFIRM FOR FINANCIAL STATEMENT PURPOSES AND THEREFORE ARE EXCLUDED FROM THE FINANCIAL STATEMENTS. ART - WORKS OF ART : IN COLUMN B, STANFORD IS REPORTING THE NUMBER OF CONTRIBUTIONS.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (5 entries)

IdentifierIdentifierExplanationExplanationReturn ReferenceReturnReference
INDEX OF RESPONSES APPEARING IN SCHEDULE OForm Reference Description ============== =========== FORM 990, PAGE 1, LINE K FORM OF ORGANIZATION Form 990, Parts I and III, Line 1 Organization's Mission Form 990, Part I, Line 6 Volunteers Form 990, Part III, Line 4a-d Statement of Program Accomplishments Form 990, Part IV, Line 12A-12B How the Financial Statements were Audited Form 990, Part V, Line 4b Countries of Foreign Bank Accounts Form 990, Part VI, Section A, Line 2; Section B, Line 12c; and Schedule L, Part IV CONFLICT OF INTEREST FORM 990, PART VI, SECTION B, LINE 11A&B PREPARATION AND REVIEW OF THE FORM 990 Form 990, Part VI, Section B, Line 15 Compensation Determination Form 990, Part VI, Section C, Line 19 How Stanford Makes Its Governing Documents Available to the Public FORM 990, PART VII, SECTION A, COLUMN B HOURS FOR RELATED ORGANIZATIONS FORM 990, PART VII, SECTION B INDEPENDENT CONTRACTORS FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OF FUND BALANCES SCHEDULE L, PART II LOANS TO/FROM INTERESTED PERSONS FORM 990, PAGE 1, LINE K FORM OF ORGANIZATION THE LELAND STANFORD JUNIOR UNIVERSITY WAS FOUNDED BY SENATOR AND MRS. LELAND STANFORD ON NOVEMBER 11, 1885, IN MEMORY OF THEIR ONLY CHILD, LELAND, JR. THE FOUNDING WAS ACCOMPLISHED BY A GRANT OF ENDOWMENT, KNOWN AS THE FOUNDING GRANT, WHICH CONVEYED IN TRUST TO A BOARD OF TRUSTEES CERTAIN PROPERTIES, DIRECTED THAT A UNIVERSITY BE ESTABLISHED AND OUTLINED THE OBJECTIVES AND GOVERNMENT OF THE UNIVERSITY. SUBSEQUENT LEGISLATION IN THE STATE OF CALIFORNIA GRANTED THE UNIVERSITY CORPORATE POWERS EFFECTIVE 1901. ACCORDINGLY, STANFORD HAS ELECTED TO BE TREATED AS A CORPORATION FOR THE PURPOSES OF THE ADMINISTRATION OF FEDERAL AND STATE INCOME TAX LAW. Form 990, Parts I and III, Line 1 Organization's Mission - CONTINUED FROM PART I, LINE 1 & PART III, LINE 1 STANFORD IS INTERNATIONALLY RECOGNIZED FOR THE QUALITY OF ITS TEACHING AND RESEARCH, ITS DISTINGUISHED FACULTY, AND ITS OUTSTANDING STUDENT BODY. IN THE YEARS SINCE ITS FOUNDING IN 1885, STANFORD HAS GROWN TO OVER 1900 FACULTY MEMBERS AND AN ENROLLMENT OF APPROXIMATELY 7000 UNDERGRADUATE AND 8900 GRADUATE STUDENTS. THE OBJECTIVE AND PURPOSES OF STANFORD UNIVERSITY, JANE AND LELAND STANFORD WROTE IN THEIR FOUNDING GRANT IN 1885, ARE "TO QUALIFY ITS STUDENTS FOR PERSONAL SUCCESS, AND DIRECT USEFULNESS IN LIFE; ... TO PROMOTE THE PUBLIC WELFARE BY EXERCISING AN INFLUENCE IN BEHALF OF HUMANITY AND CIVILIZATION, TEACHING THE BLESSINGS OF LIBERTY REGULATED BY LAW, AND INCULCATING LOVE AND REVERENCE FOR THE GREAT PRINCIPLES OF GOVERNMENT AS DERIVED FROM THE INALIENABLE RIGHTS OF MAN TO LIFE, LIBERTY, AND THE PURSUIT OF HAPPINESS." FORM 990, PART I, LINE 6 VOLUNTEERS THERE ARE THOUSANDS OF ALUMNI AND FRIENDS OF STANFORD UNIVERSITY WHO VOLUNTEERED THEIR SERVICES TO STANFORD OVER THE COURSE OF THE YEAR. EXAMPLES OF THE WIDE SPECTRUM OF VOLUNTEER SERVICES INCLUDE SERVING AS A MEMBER OF THE BOARD OF TRUSTEES OF THE UNIVERSITY, SERVING ON A FUNDRAISING COMMITTEE, AND SERVING ON AN ADVISORY BOARD OF AN INSTITUTE.
FORM 990, PART III, LINE 4A(EXPENSES $1,400,572,930 INCLUDING GRANTS OF $46,731,959, REVENUE $740,193,516) INSTRUCTION AND DEPARTMENTAL RESEARCH: INCLUDES THE SALARIES, FRINGE BENEFITS AND SUPPLIES NECESSARY TO TEACH 15,877 STUDENTS, INCLUDING 6,980 UNDERGRADUATE AND 8,897 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS. STANFORD'S 1,995-PERSON FACULTY INCLUDES 19 NOBEL PRIZE WINNERS AND FIVE PULITZER PRIZE WINNERS. STANFORD HAS SEVEN SCHOOLS: BUSINESS, EARTH SCIENCES, EDUCATION, ENGINEERING, HUMANITIES AND SCIENCES, LAW, AND MEDICINE. UNDERGRADUATES CHOOSE AMONG 60 MAJORS AND ARE ENCOURAGED TO LEARN CRITICAL THINKING SKILLS THROUGH RESEARCH. STANFORD STRIVES FOR CLOSE INTERACTION WITH FACULTY TO PREPARE STUDENTS TO BE TOMORROW'S LEADERS. FORM 990, PART III, LINE 4B (EXPENSES $1,040,951,784 INCLUDING GRANTS OF $24,119,455, REVENUE "NON PUBLIC" ONLY $209,079,560; AMOUNT EXCLUDES FEDERAL RESEARCH SUPPORT) ORGANIZED RESEARCH: RESEARCH IS INTEGRAL TO THE EDUCATIONAL MISSION OF STANFORD AND INVOLVES FACULTY, GRADUATE STUDENTS, AND UNDERGRADUATES WHO SEEK NEW KNOWLEDGE IN SERVICE TO HUMANITY. STANFORD FACULTY MEMBERS HAVE CONTRIBUTED TO ADVANCEMENTS IN HIGH TECHNOLOGY, INCLUDING THE CREATION OF DIGITAL SUBSCRIBER LINES, IDENTITY-BASED ENCRYPTION, GLOBAL POSITIONING SYSTEMS AND THE REDUCED INSTRUCTION SET COMPUTER, AMONG OTHER DISCOVERIES; DISEASE IDENTIFICATION AND MANAGEMENT, INCLUDING PROGRAMS USED BY MORE THAN 500 ORGANIZATIONS WORLDWIDE CONCERNED WITH CHRONIC HEALTH PROBLEMS SUCH AS ARTHRITIS AND HIV/AIDS; AND GENOME SEQUENCING, INCLUDING DISCOVERIES THAT CREATED THE FIELD OF GENETIC ENGINEERING. TODAY'S STANFORD FACULTY MEMBERS ARE LEADERS IN NEUROSCIENCE, ENERGY, STEM CELL RESEARCH, NANOTECHNOLOGY, BIOENGINEERING, COMPUTING TECHNOLOGY, REFORM OF OUR NATION'S SCHOOLS AND ENVIRONMENTAL SUSTAINABILITY. THROUGH BOTH BASIC AND APPLIED RESEARCH, STANFORD IS COMMITTED TO PROVIDING NEW KNOWLEDGE THAT FUELS OUR NATIONAL ECONOMY AND TO TRAINING GRADUATE STUDENTS WHO WILL BECOME TOMORROW'S TEACHERS AND RESEARCHERS. ENTREPRENEURIAL STANFORD FACULTY MEMBERS ARE KNOWN FOR THEIR ABILITY TO CROSS INTERDISCIPLINARY BOUNDARIES TO CREATE TEAMS OF RESEARCHERS ABLE TO PROVIDE NEW INSIGHTS TO COMPLEX, WORLDWIDE PROBLEMS. FORM 990, PART III, LINE 4C (EXPENSES $788,938,480 INCLUDING GRANTS OF $1,147,259, REVENUE $768,483,418) UNIVERSITY AUXILIARY ACTIVITIES: INCLUDES AMONG OTHERS PATIENT CARE, STUDENT RESIDENCE AND DINING (R&DE), AND INTER-COLLEGIATE ATHLETIC PROGRAMS. STANFORD SCHOOL OF MEDICINE FACULTY MEMBERS ARE HEALTH-CARE PRACTITIONERS AS WELL AS TEACHERS, COMBINING EXPERTISE HONED BY RESEARCH WITH THE MOST ADVANCED TECHNOLOGY TO TREAT PATIENTS AT THE STANFORD HOSPITAL AND CLINICS AND THE LUCILE PACKARD CHILDREN'S HOSPITAL. STANFORD FACULTY PROVIDE APPROXIMATELY 84 PERCENT OF THE PATIENT CARE AT STANFORD HOSPITAL AND CLINICS AND 96 PERCENT OF THE PEDIATRIC CARE AT LUCILE PACKARD CHILDREN'S HOSPITAL. RESIDENTIAL & DINING ENTERPRISES (R&DE) GENERATES REVENUES PRIMARILY THROUGH STUDENT ROOM AND BOARD, CONFERENCE FEES, AND OTHER ENTERPRISES. R&DE HOUSES 6,448 UNDERGRADUATE RESIDENTS (97% OF TOTAL UNDERGRADUATE STUDENTS, EXCLUDING OVERSEAS) AND 5,007 GRADUATE RESIDENTS (57% OF TOTAL GRADUATE STUDENTS) AND SERVES ABOUT 12,000 MEALS PER DAY (4,042 UNDERGRADUATE STUDENTS ON MEAL PLAN), WHILE PROVIDING STEWARDSHIP FOR 5 MILLION SQ FT OF PHYSICAL PLANT (OVER 1/3 OF CAMPUS). THE UNIVERSITY AND R&DE HAVE BEEN INVESTING IN THE RESIDENTIAL EDUCATION PROGRAM TO FOSTER AN ENVIRONMENT OF INTELLECTUAL, EDUCATIONAL, AND COMMUNITY-BUILDING ACTIVITIES IN STUDENT RESIDENCES. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $580,924,072 INCLUDING GRANTS OF $318,386,699, REVENUE $324,984,089) ACADEMIC SUPPORT AND PUBLIC SERVICE $315,885,559 STUDENT FINANCIAL AID $241,511,729 SLAC CONSTRUCTION AND OTHER $23,526,784 ______________ TOTAL OTHER PROGRAM SERVICE EXPENSES $580,924,072 ACADEMIC SUPPORT AND PUBLIC SERVICE: STANFORD'S 17 MAIN AND BRANCH LIBRARIES INCLUDE MORE THAN 9.1 MILLION VOLUMES, 2.3 MILLION AUDIOVISUAL MATERIALS, 83,000 CURRENT SERIALS, THOUSANDS OF DIGITAL RESOURCES, AND 5.7 MILLION MICROFORM HOLDINGS. SPECIAL COLLECTIONS INCLUDE ABOUT 290,000 RARE BOOKS AND MORE THAN 59 MILLION PAGES OF MATERIALS. THE STANFORD UNIVERSITY INFORMATION TECHNOLOGY NETWORK AND INFRASTRUCTURE INCLUDES MORE THAN 150,000 COMPUTERS WITH ASSIGNED INTERNET PROTOCOL ADDRESSES. MORE THAN 9.5 TERABYTES OF DATA FLOW BETWEEN SUNET AND THE INTERNET EACH DAY. STUDENT SERVICES INCLUDE, AMONG OTHERS, THE DEAN OF STUDENT LIFE OFFICE, THE REGISTRAR, THE ADMISSIONS OFFICE, THE FINANCIAL AID OFFICE, AND THE OFFICE FOR RELIGIOUS LIFE. STUDENT FINANCIAL AID: INCLUDES MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS. SLAC CONSTRUCTION AND OTHER: THE UNIVERSITY MANAGES AND OPERATES THE SLAC NATIONAL ACCELERATOR LABORATORY FOR THE DEPARTMENT OF ENERGY ("DOE") UNDER A MANAGEMENT AND OPERATING CONTRACT. REVENUES AND EXPENDITURES ARE INCLUDED IN STANFORD'S FINANCIAL STATEMENTS; ASSETS AND LIABILITIES ARE CARRIED ON DOE'S BOOKS. ACCORDINGLY, CONSTRUCTION EXPENDITURES ARE RECORDED AS EXPENDITURES HEREIN. FORM 990 PART IV, LINES 12A AND 12B HOW THE FINANCIAL STATEMENTS WERE AUDITED STANFORD'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED AUGUST 31, 2013 AND AUGUST 31, 2012 WERE AUDITED BY THE ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS ("PWC"). AS REQUIRED BY GENERALLY ACCEPTED ACCOUNTING PRINCIPLES, THE UNIVERSITY'S FINANCIAL STATEMENTS ARE PREPARED ON A CONSOLIDATED BASIS AND INCLUDE THE UNIVERSITY ACCOUNTS AND THOSE OF STANFORD HOSPITAL AND CLINICS AND THE LUCILE SALTER PACKARD CHILDREN'S HOSPITAL AT STANFORD ("THE HOSPITALS"). THE FINANCIAL STATEMENTS DISCLOSE SEPARATELY THE ACCOUNTS OF THE UNIVERSITY FROM THOSE OF THE HOSPITALS. UNDER SEPARATE COVER, THE HOSPITALS PROVIDE AUDITED FINANCIAL STATEMENTS OF THEIR OWN ACCOUNTS. PWC UTILIZES SEPARATE AUDIT TEAMS TO CONDUCT THE AUDIT ENGAGEMENTS OF STANFORD AND THE HOSPITALS. EACH AUDIT IS CONDUCTED BY QUALIFIED PROFESSIONAL ACCOUNTANTS WITH AUDIT PLANS DESIGNED FROM THE SEPARATE ACCOUNTS FOR THE RESPECTIVE ENTITIES, IN ACCORDANCE WITH GENERALLY ACCEPTED AUDITING STANDARDS. STANFORD'S FORM 990 REPRESENTS THE ACCOUNTS OF THE UNIVERSITY. THE HOSPITALS FILE THEIR OWN SEPARATE FORMS 990.STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS, CONTINUED FROM PAGE 3
FORM 990, PART V, LINE 4bSTANFORD HAS AN INTEREST IN OR SIGNATURE AUTHORITY OVER BANK AND INVESTMENT ACCOUNTS IN THE FOLLOWING COUNTRIES: AUSTRALIA AUSTRIA BELGIUM BERMUDA BRAZIL BRITISH VIRGIN ISLANDS CANADA CAYMAN ISLANDS CHANNEL ISLANDS CHILE CHINA CZECH REPUBLIC DENMARK FINLAND FRANCE GERMANY GHANA GIBRALTAR GREECE HONG KONG HUNGARY INDIA INDONESIA IRELAND ISLE OF MAN ISRAEL ITALY JAPAN LIECHTENSTEIN LUXEMBOURG MALAYSIA MARSHALL ISLANDS MAURITIUS MEXICO NETHERLANDS NEW ZEALAND NORWAY PHILIPPINES PORTUGAL SINGAPORE SOUTH AFRICA SOUTH KOREA SPAIN SWEDEN SWITZERLAND TAIWAN THAILAND TURKEY UNITED KINGDOM FORM 990, PART VI, SECTION A, LINE 2; SECTION B, LINE 12C; SCHEDULE L, PART III; AND SCHEDULE L, PART IV CONFLICT OF INTEREST MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES ("TRUSTEES"), OFFICERS AND FACULTY MAY, FROM TIME TO TIME, BE ASSOCIATED, EITHER DIRECTLY OR INDIRECTLY, WITH ENTITIES DOING BUSINESS WITH THE UNIVERSITY. THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES THAT ARE STRICTLY ENFORCED TO ENSURE THAT ALL TRANSACTIONS WITH THESE PARTIES ARE ARM'S LENGTH, AND THERE IS NO FAVORABLE TREATMENT AS A RESULT OF THESE RELATIONSHIPS. CONFLICTS OF INTEREST ARE REGULARLY MONITORED, AND APPLICABLE POLICY IS CONSISTENTLY ENFORCED. UNIVERSITY-WIDE COMPLIANCE INITIATIVES INCLUDE TRAINING AND DOCUMENTATION, REQUIRED ANNUAL DISCLOSURE AND FOLLOW-UP; MANAGEMENT CONTROLS; ENTERPRISE RISK MANAGEMENT; REGULAR INTERNAL AND EXTERNAL AUDITS; WHISTLE-BLOWER PROVISIONS; SUPERVISION; AND REVIEW. PERCEIVED VIOLATIONS WOULD BE INVESTIGATED AND ADDRESSED THROUGH VARIOUS SANCTIONS, INCLUDING FINANCIAL PENALTIES AND TERMINATION, DEPENDING UPON THE NATURE AND DEGREE OF THE CONFLICT. FOR OFFICERS, THE UNIVERSITY REQUIRES ANNUAL DISCLOSURE OF SIGNIFICANT FINANCIAL INTERESTS IN EMPLOYMENT OR CONSULTING RELATIONSHIPS WITH ENTITIES DOING BUSINESS WITH THE UNIVERSITY. THESE ANNUAL DISCLOSURES COVER BOTH OFFICERS AND THEIR IMMEDIATE FAMILY. WHEN SUCH ASSOCIATIONS EXIST, MEASURES ARE TAKEN TO APPROPRIATELY MANAGE, IN THE BEST INTERESTS OF THE UNIVERSITY, ANY ACTUAL OR PERCEIVED CONFLICT. FACULTY MUST COMPLY WITH THE FACULTY CONFLICT OF INTEREST POLICY, WHICH REQUIRES ANNUAL CERTIFICATION OF COMPLIANCE WITH THE POLICY AND DISCLOSURE OF INTERESTS IN OUTSIDE ENTITIES THAT ARE SPONSORS OF THEIR TEACHING OR RESEARCH OR OTHER TRANSACTIONS WITH THE UNIVERSITY IN WHICH THEY ARE INVOLVED. ALL PERSONAL FINANCIAL INTERESTS RELATED TO STANFORD ACTIVITIES MUST BE REPORTED, REGARDLESS OF DOLLAR AMOUNT. FOR TRUSTEES, THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES, AMONG OTHER THINGS, THAT NO MEMBER OF THE BOARD OF TRUSTEES IS PERMITTED TO PARTICIPATE IN ANY DECISION RELATING TO AN ENTITY IN WHICH HE OR SHE (OR AN IMMEDIATE FAMILY MEMBER) HAS A MATERIAL FINANCIAL INTEREST. THE CONFLICT OF INTEREST POLICY ALSO PRECLUDES THE UNIVERSITY FROM ENTERING INTO CERTAIN TRANSACTIONS WITH AN ENTITY IN WHICH A TRUSTEE HAS A MATERIAL FINANCIAL INTEREST UNLESS MEASURES ARE TAKEN TO MITIGATE ANY ACTUAL OR PERCEIVED CONFLICT. NAMELY, THE POLICY REQUIRES THAT SUCH TRANSACTIONS ARE CONDUCTED AT ARM'S LENGTH, FOR GOOD AND SUFFICIENT CONSIDERATION, BASED ON TERMS THAT ARE FAIR AND REASONABLE TO AND FOR THE BENEFIT OF THE UNIVERSITY, AND OTHERWISE IN ACCORDANCE WITH SOUND CONFLICT MANAGEMENT PRACTICES. THE CONFLICT OF INTEREST POLICY REQUIRES EACH TRUSTEE TO CERTIFY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS. STANFORD MANAGEMENT COMPANY ("SMC") WAS ESTABLISHED BY THE UNIVERSITY'S BOARD OF TRUSTEES AS AN UNINCORPORATED DIVISION OF THE UNIVERSITY. SMC IS GOVERNED BY A "BOARD OF DIRECTORS" THAT IS DELEGATED AUTHORITY BY, AND IS SUBJECT TO THE DIRECTION AND CONTROL OF, THE UNIVERSITY'S BOARD OF TRUSTEES. THE PRIMARY PURPOSE OF SMC IS TO PROVIDE INVESTMENT MANAGEMENT SERVICES FOR THE UNIVERSITY'S ENDOWMENT AND CERTAIN OTHER UNIVERSITY INVESTMENT ASSETS. CURRENTLY THERE ARE 10 MEMBERS OF SMC'S BOARD OF DIRECTORS, OF WHICH THREE ARE TRUSTEES OF THE UNIVERSITY. MEMBERS OF THE BOARD OF DIRECTORS OF SMC ARE SUBJECT TO SMC'S WRITTEN CONFLICT OF INTEREST POLICY AND MUST CERTIFY COMPLIANCE WITH THE POLICY ON AN ANNUAL BASIS. THE POLICY GENERALLY PROHIBITS SMC FROM ENTERING INTO AN INVESTMENT TRANSACTION IN WHICH A DIRECTOR OR A MEMBER OF HIS OR HER IMMEDIATE FAMILY HAS A MATERIAL DIRECT OR INDIRECT FINANCIAL INTEREST. SUBJECT TO THE POLICIES AND PROVISIONS OUTLINED ABOVE, AND WITHIN A WELL-DIVERSIFIED PORTFOLIO OF OVER 600 INDIVIDUAL ALTERNATIVE INVESTMENTS THAT SPAN MOST REGIONS OF THE WORLD AND MOST OF THE APPROPRIATE ASSET CLASSES FOR INVESTMENTS OF THIS NATURE, STANFORD MAY FROM TIME TO TIME INVEST ASSETS IN CERTAIN PARTNERSHIPS IN WHICH A TRUSTEE HAS A DIRECT OR INDIRECT PARTNERSHIP INTEREST. SUCH INVESTMENTS ARE MADE BASED ON COMPELLING HISTORICAL PERFORMANCE AND TRACK RECORDS OF THE MANAGERS. THE INVESTMENT STRATEGIES OF THESE MANAGERS WERE ALSO ADDITIVE TO THE EXISTING PORTFOLIO AT THE TIME OF THE INVESTMENTS. IN ACCORDANCE WITH ITS CONTRACTUAL ARRANGEMENTS AS A GENERAL OR LIMITED PARTNER, WHICH ARE SIMILAR TO THOSE OF ALL OTHER INVESTORS IN SUCH ENTITIES, STANFORD IS REQUIRED, FROM TIME TO TIME, TO MAKE ADDITIONAL INVESTMENTS IN SUCH PARTNERSHIPS AND RECEIVES CASH DISTRIBUTIONS FROM REDEMPTION OR OTHER DISTRIBUTION OF PRINCIPAL, AS WELL AS ITS PRO-RATA SHARE OF EARNINGS AND OTHER GAINS GENERATED BY THE PARTNERSHIP, NET OF ANY FEES OR CARRIED INTEREST DILUTION OF THE GENERAL PARTNER. IN THE YEAR ENDED AUGUST 31, 2013, TRANSACTIONS WITH THE FOLLOWING TRUSTEES ROSE TO THE LEVEL OF DISCLOSURE REQUIRED BY THE IRS: WITH RESPECT TO STANFORD INVESTMENTS WHERE ROBERT BASS, A TRUSTEE, HAD A DIRECT OR INDIRECT INTEREST AS A PARTNER, THE UNIVERSITY INVESTED $4,947,948 (0.02% OF TOTAL INVESTMENTS MADE DURING THE YEAR ENDED AUGUST 31, 2013) AND RECEIVED DISTRIBUTIONS OF $21,580,991. WITH RESPECT TO STANFORD INVESTMENTS WHERE THOMAS STEYER, A TRUSTEE, HAD A DIRECT OR INDIRECT INTEREST AS A PARTNER, THE UNIVERSITY INVESTED $2,133,732 (0.01% OF TOTAL INVESTMENTS DURING THE YEAR ENDED AUGUST 31, 2013) AND RECEIVED DISTRIBUTIONS OF $21,859,671. WITH RESPECT TO STANFORD INVESTMENTS WHERE STEVEN DENNING, A TRUSTEE, HAD A DIRECT OR INDIRECT FINANCIAL INTEREST AS A PARTNER, THE UNIVERSITY INVESTED $24,026,164 (0.12% OF TOTAL INVESTMENTS DURING THE YEAR ENDED AUGUST 31, 2013) AND RECEIVED DISTRIBUTIONS OF $31,346,933. WITH RESPECT TO STANFORD INVESTMENTS WHERE BROOK BYERS, A TRUSTEE, HAD A DIRECT OR INDIRECT FINANCIAL INTEREST AS A PARTNER, THE UNIVERSITY INVESTED $7,511,210 (0.04% OF TOTAL INVESTMENTS DURING THE YEAR ENDED AUGUST 31, 2013) AND RECEIVED DISTRIBUTIONS OF $9,537,584. WITH RESPECT TO STANFORD INVESTMENTS WHERE ANN LAMONT, A TRUSTEE, HAD A DIRECT OR INDIRECT FINANCIAL INTEREST AS A PARTNER, THE UNIVERSITY INVESTED $2,056,219 (0.01% OF TOTAL INVESTMENTS DURING THE YEAR ENDED AUGUST 31, 2013) AND RECEIVED DISTRIBUTIONS OF $7,185,042. WITH RESPECT TO STANFORD INVESTMENTS WHERE DEBORAH DECOTIS, A TRUSTEE, SERVED AS A DIRECTOR, THE UNIVERSITY INVESTED $316,978,772 (1.59% OF TOTAL INVESTMENTS DURING THE YEAR ENDED AUGUST 31, 2013) AND RECEIVED DISTRIBUTIONS OF $18,364,655. IN AGGREGATE, RELATED PARTY TRANSACTIONS RELATING TO ALL SUCH INVESTMENT RELATIONSHIPS WITH TRUSTEES AMOUNTED TO AN INVESTMENT BY STANFORD OF $357,654,045 (1.79% OF TOTAL INVESTMENTS DURING THE YEAR ENDED AUGUST 31, 2013) AND A DISTRIBUTION TO STANFORD OF $109,874,876. IN CONNECTION WITH THE MANAGEMENT OF CERTAIN INVESTMENTS REFERRED TO ABOVE, STANFORD PAID FEES AND REIMBURSED EXPENSES OF $3,421,728 TO AN ENTITY WHERE TRUSTEE DENNING IS AN OFFICER. PARTNERSHIPS IN WHICH MR. BASS OWNS A DIRECT OR INDIRECT PARTNERSHIP INTEREST RENTED FACILITIES DIRECTLY OR INDIRECTLY OWNED BY STANFORD UNIVERSITY AND PAID RENT AT FAIR MARKET RATES TO STANFORD IN THE AMOUNT OF $3,893,509 DURING THE YEAR ENDED 8/31/2013.COUNTRIES OF FOREIGN BANK ACCOUNTS
JOHN HENNESSY, PRESIDENT AND A TRUSTEE, IS A MEMBER OF THE BOARD OFUNIVERSITY PURCHASES GOODS AND SERVICES FROM CISCO AND GOOGLE IN THE NORMAL COURSE OF BUSINESS AND ALL PURCHASES ARE MADE, AT ARM'S LENGTH, IN ACCORDANCE WITH STANFORD PROCUREMENT POLICIES AND PROCEDURES. MR. HENNESSY DOES NOT PARTICIPATE IN ANY DECISIONS WITH RESPECT TO THESE COMPANIES. DURING THE YEAR ENDED AUGUST 31, 2013, STANFORD PURCHASES FROM CISCO AND GOOGLE AMOUNTED TO $4,880,916 AND $1,031,167 RESPECTIVELY: KAVITARK RAM SHRIRAM, A TRUSTEE, IS ALSO A DIRECTOR OF GOOGLE; JERRY YANG, A TRUSTEE, WAS A DIRECTOR OF CISCO THROUGH NOVEMBER 15, 2012. CONSISTENT WITH THE UNIVERSITY MISSION OF SHARING AND DISSEMINATING KNOWLEDGE, STANFORD PROVIDED BOOKS TO THE GOOGLE BOOK SEARCH PROJECT, WHICH IS CURRENTLY THE SUBJECT OF LITIGATION. OVER THE PAST SEVEN YEARS GOOGLE HAS SCANNED ABOUT 3 MILLION BOOKS OWNED BY STANFORD AT NO COST TO STANFORD. PRESIDENT HENNESSY AND TRUSTEE SHRIRAM HAVE NOT BEEN INVOLVED IN ANY OF THE NEGOTIATIONS OR DECISIONS INVOLVING THE GOOGLE BOOK SEARCH PROJECT. RANDALL LIVINGSTON, AN OFFICER, AND BROOK BYERS, A TRUSTEE, ARE DIRECTORS OF PACIFIC BIOSCIENCES, INC. STANFORD PURCHASED $325,755 OF GOODS AND SERVICES FROM PACIFIC BIOSCIENCES. MR. LIVINGSTON AND MR. BYERS DID NOT PARTICIPATE IN ANY DECISIONS WITH RESPECT TO THESE TRANSACTIONS. RUTH PORAT, A TRUSTEE, SERVES AS AN OFFICER OF MORGAN STANLEY. UNDER A CONTRACT EXECUTED PRIOR TO THE COMMENCEMENT OF HER TRUSTEE SERVICE, MORGAN STANLEY ACTS AS REMARKETING AGENT AND COMMERCIAL PAPER DEALER FOR CERTAIN OF STANFORD'S SECURITIES. STANFORD PAID MORGAN STANLEY $138,308 FOR THIS SERVICE, AND $132,757 FOR GENERAL INVESTMENT MANAGEMENT SERVICES, DURING THE YEAR ENDED AUGUST 31, 2013. TOTAL FEES PAID BY STANFORD TO MORGAN STANLEY COMPRISE AN INSIGNIFICANT AMOUNT OF THE TOTAL REVENUES OF MORGAN STANLEY AND THE EXPENSES OF THE UNIVERSITY. WILLIAM BRODY, A TRUSTEE, IS A DIRECTOR OF IBM CORPORATION. STANFORD PURCHASED $1,162,316 OF GOODS AND SERVICES FROM IBM CORPORATION. JEFFREY RAIKES, A TRUSTEE, IS A DIRECTOR OF COSTCO WHOLESALE CORPORATION. STANFORD PURCHASED $344,010 OF GOODS AND SERVICES FROM COSTCO WHOLESALE CORPORATION. PENNY PRITZKER, A TRUSTEE, WAS A BENEFICIARY OF A TRUST THAT HELD AN INTEREST IN CC-DEVELOPMENT GROUP, INC. D/B/A VI (FORMERLY KNOWN AS CLASSIC RESIDENCE BY HYATT) UNTIL JUNE 27, 2013. MS. PRITZKER ALSO HELD A PERSONAL INTEREST IN CC-DEVELOPMENT GROUP, INC. UNTIL JUNE 27, 2013. PURSUANT TO A CONTRACT BETWEEN THE UNIVERSITY AND CC-PALO ALTO, INC., A SUBSIDIARY OF CC-DEVELOPMENT GROUP, INC., EXECUTED PRIOR TO THE COMMENCEMENT OF MS. PRITZKER'S SERVICE AS A STANFORD TRUSTEE, CC-PALO ALTO, INC. PAID THE UNIVERSITY $5,430,641 IN RENT DURING THE YEAR ENDED AUGUST 31, 2013. ISAAC STEIN, A TRUSTEE, IS A DIRECTOR OF THE NON-PROFIT IRVINE FOUNDATION, WHERE JAMES CANALES, A TRUSTEE, SERVES AS CHIEF EXECUTIVE OFFICER. Certain Stanford employees have a family relationship with a listed person. In the cases reported below, such employees had been employed by Stanford prior to appointment of the listed person to the position of officer or trustee and, in no case, was the listed person responsible for the compensation, direction, evaluation or continued employment of the relative employee. Jeanne Marie Davila, sister of Provost John Etchemendy, earned $148,308 in cash compensation and $33,370 in benefits during the calendar year end December 31, 2012, in her full time staff position at Stanford. Thomas Byers, brother of Trustee Brook Byers, earned $281,656 in cash compensation and $36,198 in benefits for the same period in his full time faculty position at Stanford. Beth McLellan, spouse of Trustee Fred Alvarez, earned $67,594 in cash compensation and $23,988 in benefits for the same period in her full time staff position at Stanford. ALL RELATIONSHIPS DESCRIBED ABOVE ARE IN FULL COMPLIANCE WITH THE CONTROLLING CONFLICT OF INTEREST POLICIES. THESE DISCLOSURES DO NOT INCLUDE TRANSACTIONS IN WHICH A TRUSTEE, OFFICER, OR FAMILY MEMBER THEREOF PAYS TUITION, ROOM AND/OR BOARD COSTS OR RECEIVES FINANCIAL AID, WORK/STUDY ASSISTANCE, AND/OR RESEARCH GRANTS FOR A STUDENT AT THE UNIVERSITY, AS SUCH AMOUNTS WOULD BE IN ACCORDANCE WITH FINANCIAL AID OR GRANT PRACTICES. THE UNIVERSITY PAYS REASONABLE COMPENSATION AND REIMBURSEMENT OF EXPENSES FOR EMPLOYEES OF THE UNIVERSITY AND REASONABLE REIMBURSEMENT OF EXPENSES (AND NO COMPENSATION) FOR TRUSTEES. FORM 990, PART VI, SECTION B, LINES 11A & B PREPARATION AND REVIEW OF THE FORM 990 EACH YEAR, THE UNIVERSITY HAS ITS FINANCIAL STATEMENTS AUDITED BY THE INDEPENDENT ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS (PWC). DATA FOR THE 990 IS EXTRACTED FROM THE AUDITED FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION. COMPENSATION DATA REPORTED ON SCHEDULE J IS EXTRACTED FROM PAYROLL RECORDS, AND IN EACH CASE CONFIRMED BY THE REPORTED INDIVIDUAL. THIS RETURN IS PREPARED BY THE TAX DEPARTMENT AND REVIEWED BY EXTERNAL ACCOUNTANTS (PWC) AND SENIOR MANAGEMENT. THE BOARD OF TRUSTEES OF THE UNIVERSITY IS PROVIDED A COMPLETE COPY OF THIS FORM 990 BEFORE IT IS FILED. THE FINAL VERSION IS THEN SIGNED BY THE SENIOR ASSOCIATE VICE PRESIDENT FOR FINANCE AND PWC AS PAID PREPARER.DIRECTORS OF CISCO SYSTEMS, INC. (CISCO) AND GOOGLE INC. (GOOGLE). THE
FORM 990, PART VI, SECTION B, LINE 15THE ANNUAL PROCESS FOR DETERMINING COMPENSATION OF BOTH THE TOP MANAGEMENT OFFICIAL (PRESIDENT OF THE UNIVERSITY) AND OF OTHER OFFICERS/KEY EMPLOYEES INCLUDES REVIEW AND APPROVAL BY INDEPENDENT PERSONS, USE OF COMPARABILITY DATA AND CREATION OF CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. IN THE CASE OF THE UNIVERSITY'S PRESIDENT, THE VICE PRESIDENT OF HUMAN RESOURCES, AT A PRELIMINARY MEETING WITH A SUBCOMMITTEE OF THE COMMITTEE ON COMPENSATION, PRESENTS AN ANALYSIS OF CURRENT RELEVANT MARKET DATA OBTAINED FROM AN INDEPENDENT HUMAN RESOURCE CONSULTING FIRM. THE SAME MATERIALS ARE SENT TO THE FULL COMMITTEE. AT THE MEETING OF THE FULL COMMITTEE AND IN THE ABSENCE OF THE PRESIDENT, DISCUSSION OCCURS PRIOR TO A VOTE. MINUTES OF BOTH MEETINGS ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT OF HUMAN RESOURCES. IN THE CASE OF OTHER OFFICERS/KEY EMPLOYEES, PER GUIDELINES IN THE COMMITTEE'S EXECUTIVE COMPENSATION POLICY AND PROCEDURES DOCUMENT, EACH YEAR THE VICE PRESIDENT OF HUMAN RESOURCES PROVIDES CURRENT RELEVANT MARKET DATA AND THE HISTORICAL PAY INFORMATION RELATING TO THESE PERSONS TO THE PRESIDENT OR TO THE PROVOST BASED ON THE REPORTING STRUCTURE. THE PRESIDENT AND PROVOST PROPOSE CHANGES IN COMPENSATION BASED ON EACH INDIVIDUAL'S PERFORMANCE AND ON THE MARKET DATA. THE COMMITTEE ON COMPENSATION REVIEWS THE RECOMMENDATIONS AND, FOLLOWING DISCUSSION, APPROVES THE RECOMMENDATIONS AS SUBMITTED OR WITH MODIFICATIONS. MINUTES OF THE MEETING ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT OF HUMAN RESOURCES. SEE ADDITIONAL DISCLOSURE FOR SCHEDULE L, PART II, BELOW. FORM 990, PART VI, SECTION C, LINE 19 STANFORD UNIVERSITY MAKES ITS FOUNDING GRANT, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC ON STANFORD'S WEBSITE, AND UPON REQUEST TO THE OFFICE OF UNIVERSITY COMMUNICATIONS. FORM 990, PART VII, SECTION A, COLUMN B HOURS FOR RELATED ORGANIZATIONS IN CONNECTION WITH THEIR POSITIONS AT STANFORD, CERTAIN LISTED INDIVIDUALS MAY, FROM TIME TO TIME, PARTICIPATE IN ACTIVITIES OF A RELATED ORGANIZATION. WHERE THE LISTED INDIVIDUALS ARE TRUSTEES, DIRECTORS, OFFICERS, OR EMPLOYEES OF THE RELATED ORGANIZATION, THE TIME DEVOTED TO THE RELATED ORGANIZATION BY SUCH INDIVIDUALS IS GENERALLY REPORTED AS RELATED ORGANIZATION HOURS IN PART VII, SECTION A, LINE 1A, COLUMN (B), BELOW THE DOTTED LINE. IN ALL OTHER CASES, THE HOURS IN CONNECTION WITH SUCH PARTICIPATION ARE INCLUDED IN THE HOURS REPORTED FOR THE INDIVIDUALS' POSITIONS AT STANFORD UNIVERSITY IN PART VII, SECTION A, LINE 1A, COLUMN (B), ABOVE THE DOTTED LINE. FORM 990, PART VII, SECTION A, COLUMN D GOODWIN LIU, A TRUSTEE, RECEIVED $20,000 IN CASH COMPENSATION AND $0 IN BENEFITS AS A LECTURER IN THE LAW SCHOOL. FORM 990, PART VII, SECTION B INDEPENDENT CONTRACTORS IN THE PRESENTATION OF THE DATA APPEARING IN FORM 990, PART VII, SECTION B, STANFORD REPORTS DIRECT CASH COMPENSATION PAID TO PROFESSIONAL INDEPENDENT CONTRACTORS. COMMISSIONS, DISCOUNTS, AND MANAGEMENT FEES EMBEDDED IN AND/OR DEDUCTED FROM INVESTMENT RETURNS AND AMOUNTS PROVIDED TO VENTURE CAPITAL, PRIVATE EQUITY, AND HEDGE FUND GENERAL PARTNERS DUE TO THEIR "CARRIED INTEREST" IN PARTNERSHIPS WHICH STANFORD PARTICIPATES ARE NOT CONSIDERED IN THIS REPORTING. FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OF FUND BALANCES CHANGE IN POST RETIREMENT BENEFITS OBLIGATION $145,927,000 PAYMENTS TO LIVING TRUST BENEFICIARIES ($36,717,572) NET HOSPITAL TRANSFERS $29,002,255 OTHER - PRINCIPALLY RECEIPTS FROM AFFILIATES NET OF GAINS ON DERIVATIVE TRANSACTIONS $15,575,791 --------------- $153,787,474 FORM 990, SCHEDULE L, PART II LOANS TO/FROM INTERESTED PERSONS LOANS TO INTERESTED PERSONS ARE DISCLOSED IN SCHEDULE L, PART II. IN EACH CASE THE LOAN IS MADE FROM STANFORD TO THE INDIVIDUAL (COLUMN B). NONE OF THESE LOANS ARE IN DEFAULT (COLUMN E). ALL LOANS HAVE BEEN APPROVED BY THE BOARD OF TRUSTEES (COLUMN F) AND FOR EACH LOAN ISSUED, THERE EXISTS A WRITTEN AGREEMENT BETWEEN STANFORD AND THE BORROWER (COLUMN G). PURSUANT TO PROGRAMS INTENDED TO FACILITATE HOUSING FOR EMPLOYEES, THE UNIVERSITY HOLDS MORTGAGES AND LEASEHOLDS ON CERTAIN HOUSES ON OR NEAR CAMPUS OWNED AND OCCUPIED BY EMPLOYEES AND THEIR FAMILIES, WHICH, FROM TIME TO TIME, COULD INCLUDE OFFICERS AND KEY EMPLOYEES OF THE UNIVERSITY. MORTGAGE TERMS GOVERN THE CALCULATION AND PAYMENT OF INTEREST WHICH APPROXIMATE MARKET RATES.COMPENSATION DETERMINATION

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (24 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateTotal IncomeTotalIncomeEOY AssetsEOYAssetsBusiness Name Line1DirectControllingEntityName/BusinessNameLine1
STANFORD UNIVERSITY OTL LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365TECHNOLOGYCA1469259439STANFORD
SU ACQUISITION LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEDE8301771477078STANFORD
SAA SIERRA PROGRAMS LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365ALUM RELATIONCA60351289176288STANFORD
ANTS AT WORK LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365researchNM055000STANFORD
SHR HOTEL LLC
3145 PORTER DRIVEPALO ALTOCA94304412277925REAL ESTATECA45743100135317513STANFORD
SPECIALTY EVENTS LLC
3145 PORTER DRIVEPALO ALTOCA94304273665473GEN. BUS. OPSCA00STANFORD
ROCKY HILL PROPERTY LLC
3145 PORTER DRIVEPALO ALTOCA94304454672921REAL ESTATECA1162826166332STANFORD
STANFORD UNIVERSITY GLOBAL LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365EDUCATIONCA-1217199895399STANFORD
CARDINAL NEWBURY GP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA943057297941156365INVESTMENTDE1813-66300STANFORD
CARDINAL NEWBURY LP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA943057297941156365INVESTMENTDE170477-777665STANFORD
CARDINAL REGENT LP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA943057297912116398INVESTMENTDE660STANFORD
FAIRFIELD NORTH SEA ENERGY LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA943057297941156365INVESTMENTDE036616147STANFORD
SAND HILL INVESTMENTS GP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA943057297412262027INVESTMENTDESTANFORD
SMC DE LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA943057297941156365INVESTMENTDE2281055309034STANFORD
ALTIRA TECHNOLOGY FUND IV DIRECT INVEST
C/O SMC 635 KNIGHT WAYSTANFORDCA943057297941156365INVESTMENTDE19048037172095STANFORD
SNOWCREEK VII LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA943057297954890334REAL ESTATECA8300009037975STANFORD
GRE PROPERTIES LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEDE028710STANFORD
GRE PROPERTIES II LLC
3160 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEDE00STANFORD
JPS NO 1 LLC
3160 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEDE03812170STANFORD
JPS NO 2 LLC
3160 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEDE01STANFORD
GREGORY STREET ACQUISITION LLC
3160 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATECO05447STANFORD
HP OUTLAWS LLC
3160 PORTER DRIVE SUITE 200PALO ALTOCA94304941156365REAL ESTATEDE00STANFORD
200 GREGORY STREET LLC
3160 PORTER DRIVE SUITE 200PALO ALTOCA94304941156365REAL ESTATECO00STANFORD
SNOOK EQUITY LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305455481615HOLDING COMPDE00STANFORD

Form990 Schedule R Part II Form990ScheduleRPartII (17 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Controlled OrgControlledOrgAddress Line1AddressForeign/AddressLine1CityAddressForeign/CityProvince Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryLegal Domicile Foreign CountryLegalDomicileForeignCountry
STANFORD HOSPITAL AND CLINICS
300 PASTEUR DRIVE MC 5555STANFORDCA94305946174066HEALTHCARECA501(C)(3)3STANFORDtrue
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
725 WELCH ROAD MC 5553PALO ALTOCA94304770003859HEALTHCARECA501(C)(3)3STANFORDtrue
THE FREIDENRICH SUPPORT FOUNDATION
3145 PORTER DRIVEPALO ALTOCA94304300519583SUPPORTCA501(C)(3)11, TYPE ISTANFORDtrue
PACIFIC 12 CONFERENCE
1350 TREAT BOULEVARDWALNUT CREEKCA94597941459048EDUCATIONALCA501(C)(3)11, TYPE INAfalse
SHR HOLDINGS INC
3145 PORTER DRIVEPALO ALTOCA94304943187167REAL ESTATECA501(C)(25)N/ASTANFORDtrue
SU EMP BEN TRUST POST RETEMPYNT BEN
3145 PORTER DRIVEPALO ALTOCA94304943246199BENEFITSCA501(C)(9)N/ASTANFORDtrue
UNIVERSITY HEALTHCARE ALLIANCE
855 OAK GROVE AVE SUITE 100MENLO PARKCA94205943192446HEALTHCARECA501(C)(3)3SHCtrue
THE DUDLEY E CHAMBERS FOUNDATION
JP MORGAN CHASE PO BOX 3038MILWAUKEEWI53201386841793SUPPORTNY501(C)(3)11,TYPE IIISTANFORDtrue
STANFORD UNIVERSITY BOOK STORE
BLDG 60 MAIN QUAD NO 105STANFORDCA94305940894150SUPPORTCA501(C)(3)11, TYPE ISTANFORDtrue
STANFORD SCHOOLS CORPORATION
475 POPE STREETMENLO PARKCA94025202699147EDUCATIONALCA501(C)(3)2STANFORDtrue
PACKARD CHILDREN'S HEALTH ALLIANCE
725 WELCH ROAD MC5551PALO ALTOCA94304320359189HEALTHCARECA501(C)(3)3LPCHtrue
STANFORD HABITAT CONSERVATION BOARD
3160 PORTER DR STE 200PALO ALTOCA94304461882243CONSERVATIONCA501(C)(3)7STANFORDtrue
STANFORD FACULTY CLUB
PO BOX 7229STANFORDCA94309941187089FAC INTERACT.CA501(C)(7)N/ASTANFORDtrue
THE HONG KONGSU CHARITABLE TRUST
SUPPORT501(C)(3)STANFORDtrue1401 CAROLINE CENTER28 PING ROADCAUSEWAYHKHK
THE STANFORD TRUST
SUPPORT501(C)(3)STANFORDtrue65 HIGH STREETOXFORDOX1 46LUKUK
STANFORD PROGRAMME (CAPE TOWN) NPC
EDUCATION501(C)(3)STANFORDtrueWAVERLY BUSINESS PARK BUILDING 11CAPE TOWNSFSF
STANFORD FEDERAL CREDIT UNION
1860 EMBARCADERO RDPALO ALTOCA943033335941492212CREDIT UNIONCA501(C)(1)N/ASTANFORDtrue

Form990 Schedule R Part III Form990ScheduleRPartIII (30 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivityPrimaryActivityLegal Domicile StateLegalDomicileStateBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Predominant Income TypePredominantIncomeTypeShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsDisproportionate AllocationsDisproportionateAllocationsCode VCodeVAmountGeneral Or Managing PartnerGeneralOrManagingPartnerPercentage OwnershipPercentageOwnershipAddress Line1AddressForeign/AddressLine1CityAddressForeign/CityProvince Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodeLegal Domicile Foreign CountryLegalDomicileForeignCountry
ARCOLA LP
C/O ARCOLOA GP LLC 1 EMBARCADERO CSAN FRANCISCOCA94111204222260RE DEVELOPMENTDESTANFORDEXCLUDED-97470false-$35,529false0.00000
ATWATER 12 LP
2001 ROSS AVE STE 1600DALLASTX75201752944481INVESTMENTSDESTANFORDEXCLUDED146888321151515false$0false0.70000
AVENUE ASIA CAPITAL PARTNERS LP
399 Park Ave 6th FlNEW YORKNY10022010553224FOREIGN INV.DESTANFORDEXCLUDED-48480463792831false$0false0.79420
JER R E QUALIFIED PARTNERS EUROPE LP
C/O JE ROBERT COS 1650 TYSON BLSTE MCLEANVA22102542029560INVESTMENTSDESTANFORDEXCLUDED0147652false$0false0.99000
KEB INVESTORS II LP
FOREIGN INV.STANFORDEXCLUDED204712980false$0false0.63820wASHINGTON MALL STE 304 7 REID STHAMILTONBDBDBDBD
LINCOLN COMMERCE PARK II LTD
PO BOX 1920DALLASTX75221204681486RE DEVELOPMENTDESTANFORDEXCLUDED663303832334false$0false0.70000
PALO ALTO LP
FOREIGN INV.STANFORDEXCLUDED322368970000398false$0false0.99810OGIER HOUSE THE ESPLANADEST. HELIERJEXC JE4 9WGJE
PARMENTER REALTY FUND II LP
1111 BRICKELL AVE STE 2910MIAMIFL33131200973616INVESTMENTSDESTANFORDEXCLUDED40697629-21797314false$0false0.75410
REGENT OFFICE CENTER LP
c/o Bentall Kennedy US LP 1215 4SEATTLEWA98161912116424INVESTMENTSTXCARDINAL REGENTEXCLUDED660false$0false
SANDPIPER FUND LP
2100 MCKINNEY AVE STE 1770DALLASTX75201260341626INVESTMENTSTXSTANFORDEXCLUDED-28008264788344false$0false0.97140
SAROFIM MULTIFAMILY PARTNERS LP
8115 PRESTON RD STE 400DALLASTX75225201929002RE DEVELOPMENTDESTANFORDEXCLUDED555124092560590false-$212,840false0.63750
SKY HARBOR ASSOCIATES LP
PO BOX 1920DALLASTX75221205803431INVESTMENTSDESTANFORDEXCLUDED-1539476598370false$0false0.70000
SNOWCREEK VI PARTNERS LLC
C/O SMC 2770 SAND HILL RDMENLO PARKCA94025861089966RE DEVELOPMENTCASTANFORDUNRELATED-1922160false-$192,216false
STERLING STAMOS REAL ASSETS FUND (A) LP
250 PARK AVE 29TH FLNEW YORKNY10022203949682INVESTMENTSDESTANFORDEXCLUDED137869324011753false$121,260false0.62670
DEK PORTFOLIO LLC
C/O SPAULDING SLYE INV 1 PO SBOSTONMA02109043446765INVESTMENTSDESTANFORDEXCLUDED-1965624426595false$0false0.97310
BROWN BARK I LP
PO BOX 1068STAFFORDTX774971068721604614INVESTMENTSDESTANFORDEXCLUDED-38913823442417false$0false0.99000
BROWN BARK II LP
PO BOX 1068STAFFORDTX774971068208727391INVESTMENTSDESTANFORDEXCLUDED12637972117957false$0false0.99000
BROWN BARK III LP
PO BOX 1068STAFFORDTX774971068261780743INVESTMENTSDESTANFORDEXCLUDED11894911702370false$0false0.66000
FORTRESS IW COINVESTMENT (FUND B) LP
1345 AVE OF THE AMERICAS 23RD FLNEW YORKNY10105980509639INVESTMENTSSTANFORDEXCLUDED2173991011549false$0false0.71640CJ
JER REAL ESTATE PARTNERS EUROPE II LP
INVESTMENTSJER ALBERTA LPEXCLUDED-31638504863196false$0false0.60820CLARGES HOUSE 6-12 CLARGES STLONDONENUKW1J 8ADUK
STANFORD PET-CT LLC
300 PASTEUR DRIVE M/C 5555STANFORDCA94305611423414MED. DIAGNOSTICSCASHCRELATED41660098679016false$0false0.50000
CEE EQUITY HOLDINGS LP
INVESTMENTSSTANFORDEXCLUDED66522768213false$0false1.00000Elizabeth House 9 Castle StSt. Helier,JeJEJE4 2QPJE
LSF V DHB HOLDINGS LP
2711 N Haskell Ave Ste 1700DALLASTX75204272858604INVESTMENTSDESTANFORDEXCLUDED80473113924986false$0false0.61880
SIC SNOWCREEK VIII LLC
635 KNIGHT WAYSTANFORDCA94305275431605RE DEVELOPMENTCASTANFORDEXCLUDED-63735216101478false-$637,972false0.99870
SUMIT HOLDING INTERNATIONAL LLC
1400 PAGE MILL ROAD MC5713PALO ALTOCA94304263934706HOLDING COMPANYDESHC00$00.00000
ARCOLA VENTURE LLC
C/O STANFORD MGMT CO 635 KNIGHT WSTANFORDCA943057297371689632RE DEVELOPMENTDESTANFORDEXCLUDED0-13206758false$0false0.93170
BLACKSTONE REP VII TE 7-NQ LP
C/O THE BLACKSTONE GROUP 345 PARKNEW YORKNY10154900878802INVESTMENTSDESTANFORDUNRELATED-16527030337218false$40,159false0.51210
OUTLAWS CASINO LTD
3160 PORTER DRPALO ALTOCA94304841457498HOLDING COMPANYCOHP OUTLAWS LLCEXCLUDED00false$0true
STANFORD EMANUEL RAD ONCOLOGY
RADIOLOGYCASHC00
SAND HILL INVESTMENTS LP
C/O SMC 635 KNIGHT WAYSTANFORDCA943057297371557441INVESTMENTDESAND HILL INVEXCLUDED1365996858556709false$0false1.00000

Form990 Schedule R Part IV Form990ScheduleRPartIV (24 entries)

Address Line1AddressForeign/AddressLine1CityAddressForeign/CityCountryAddressForeign/CountryPrimary ActivityPrimaryActivityLegal Domicile Foreign CountryLegalDomicileForeignCountryBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntityShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsPercentage OwnershipPercentageOwnershipControlled OrgControlledOrgEINEINAddress Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeLegal Domicile StateLegalDomicileStateProvince Or StateAddressForeign/ProvinceOrState
MARINER VOYAGER INTERNATIONAL LTD
C/O STUARTS CORP SVCS PO BOX 2510GEORGE TOWNCJINVESTMENTSCJSTANFORDC CORP1574298610844440.67270true
STANFORD SGGS EUROPE INC
UGLAND HOUSE S CHURCH STPO BOX 309GT, GEORGE TOWNCJINVESTMENTSCJSTANFORDC CORP-2033033658145111.00000true131684331
BLACK RIVER EMEA INVESTORS FUND LTD
UGLAND HOUSE S CHURCH STGEORGE TOWNCJINVESTMENTSCJSTANFORDC CORP244706751372887710.89860true980428006
EAST SAIL
C/O INTL FS INC IFS COURTTWENTYEIGHT, CYBERCITY, EBENEMPINVESTMENTSMPSTANFORDC CORP3727406424127491.00000true
GAVEA INVESTMENT FUND II-C LP
PO BOX 896GT HARBOUR CENTREGEORGE TOWNCJINVESTMENTSCJSTANFORDC CORP2748327362617510.53190true980537952
JER ALBERTA LP
INVESTMENTSCASTANFORDC CORP-316385048631931.00000true980423557C/O JE ROBERT COS 1650 TYSON BLVDMCLEANVA22102
JER ALBERTA III LP
INVESTMENTSCASTANFORDC CORP114993881435591.00000true980493425c/o JE ROBERT COS 1650 TYSON BLVDMCLEANVA22102
MARBLETON PROPERTY FUND (ALBERTA) LP
INVESTMENTSCASTANFORDC CORP33067411580.64110true980531893c/o JE ROBERT COMPANIES 1650 TYSMCLEANVA22102
CLAT (16)
CHARITABLE TRSTANFORDTRUSTtrueCA
CRT (507)
CHARITABLE TRSTANFORDTRUSTtrueCA
OTHER (9)
CHARITABLE TRSTANFORDTRUSTtrueCA
PIF (82)
CHARITABLE TRSTANFORDTRUSTtrueCA
MIDPOINT TECHNOLOGY PARK OWNERS ASSOC
REAL ESTATESTANFORDC CORP000.00000true9432872543145 PORTER DRPALO ALTOCA94304CA
ALPINE CHALET INC
SKI LODGESAA SIERRA PROGC CORP3353634417051.00000truePO BOX 9988SOUTH LAKE TAHOECA96158CA
NW CAMPUS MIDPOINT TECH PARK OWNRS ASSOC
REAL ESTATESTANFORDC CORP000.00000true9432872543145 PORTER DRIVEPALO ALTOCA94304CA
STANFORD CAMPUS RECREATION ASSOCIATION
SOCIAL CLUBSTANFORDC CORP000.00000true9415391273145 PORTER DRIVEPALO ALTOCA94304CA
STANFORD (BEIJING) CNSLTNG CO LTD (WFOE)
5275TH FLBLDG CACADEMY SOUTH RDHAIDAN DISTRICTCHEDUCATIONCHSU GLOBAL LLCC CORP-1501509751.00000trueBEIJING
STANFORD UNIV MED NETWORK RISK AUTHORITY
RISK MGMT CONSULTSUMIT HLDG INTC CORP00true4611320021400 PAGE MILL RD MSC 5713PALO ALTOCA94304CA
PROFESSIONAL EXCHANGE ASSURANCE COMPANY
INSURANCEUHAC CORP00true900897686201 MERCHANT STREET SUITE 2400HONOLULUHI96813HI
ARCOLA RES DEVELOPMENT CORP
INVESTMENTSTANFORDC CORP0-217947911.00000true800804754C/O SMC 635 KNIGHT WAYSTANFORDCA943057297DE
BREP VII ALBERTA FEEDER(OFFSHORE)TE7LP
INVESTMENTSCASTANFORDC CORP10098814904750.51720true981066351C/O THE BLACKSTONE GROUP 345 PARKNEW YORKNY10154
BREP VII ALBERTA FEEDER(OFFSHORE)TE7NQLP
INVESTMENTSCASTANFORDC CORP66276129663360.51720true981066355C/O THE BLACKSTONE GROUP 345 PARKNEW YORKNY10154
SPM DIRECT MORTGAGE PREPAY OFFSHORE FUND
INVESTMENTSCJSTANFORDC CORP13992569876628021.00000true
WOODBOURNE CANADA PARTNERS II -CAYMAN LP
INVESTMENTSCJSTANFORDC CORP2174106193140110.60000true980705321
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents RoyaltiestrueReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other OrgtrueGiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other OrgtrueGiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other OrgfalseLoansOrGuaranteesFromOtherOrg
Dividends Related OrganizationfalseDividendsRelatedOrganization
Sale Of Assets To Other OrgfalseSaleOfAssetsToOtherOrg
Purchase Of Assets From Other OrgfalsePurchaseOfAssetsFromOtherOrg
Exchange Of AssetsfalseExchangeOfAssets
Rental Of Facilities To Other OrgstrueRentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other OrgstrueRentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other OrgstruePerformOfServicesForOtherOrgs
Perform Of Services By Other OrgstruePerformOfServicesByOtherOrgs
Sharing Of FacilitiestrueSharingOfFacilities
Sharing Of Paid EmployeesfalseSharingOfPaidEmployees
Reimbursement Paid To Other OrgfalseReimbursementPaidToOtherOrg
Reimbursement Paid By Other OrgtrueReimbursementPaidByOtherOrg
Other Transfer To Other OrgtrueOtherTransferToOtherOrg
Other Transfer From Other OrgtrueOtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (73 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolvedMethod Of Amt DeterminationMethodOfAmtDetermination
ARCOLA LP
B3037267BANK RECORDS
ATWATER 12 LP
B456300BANK RECORDS
ATWATER 12 LP
S324000BANK RECORDS
AVENUE ASIA CAPITAL PARTNERS LP
S7149019BANK RECORDS
BROWN BARK I LP
S2227434BANK RECORDS
BROWN BARK II LP
S891000BANK RECORDS
BROWN BARK III LP
S3172235BANK RECORDS
EAST SAIL
B993033BANK RECORDS
GAVEA INVESTMENT FUND II-C LP
S11983828BANK RECORDS
LINCOLN COMMERCE PARK II LTD
S347000BANK RECORDS
LSF V DHB HOLDINGS LP
S3997354BANK RECORDS
MARBLETON PROPERTY FUND (ALBERTA) LP
S622568BANK RECORDS
PARMENTER REALTY FUND II LP
S19717849BANK RECORDS
SAROFIM MULTIFAMILY PARTNERS LP
S5577181BANK RECORDS
SNOWCREEK VI PARTNERS LLC
S894438BANK RECORDS
STERLING STAMOS REAL ASSETS FUND (A) LP
S227174BANK RECORDS
STERLING STAMOS REAL ASSETS FUND (A) LP
B76280BANK RECORDS
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
J1343334BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
K761588BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
L172602253BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
M896645BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
N1360514BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
R1018000BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
S24052451BOOK
STANFORD HOSPITAL AND CLINICS
J3822636BOOK
STANFORD HOSPITAL AND CLINICS
K5694880BOOK
STANFORD HOSPITAL AND CLINICS
L450232518BOOK
STANFORD HOSPITAL AND CLINICS
M30590974BOOK
STANFORD HOSPITAL AND CLINICS
N8929193BOOK
STANFORD HOSPITAL AND CLINICS
R25157992BOOK
STANFORD HOSPITAL AND CLINICS
S32113837BOOK
CEE EQUITY HOLDINGS LP
B2004383BANK RECORDS
CYPRESS MARINA PARTNERS LP
B2734538BANK RECORDS
DEK PORTFOLIO LLC
B219876BANK RECORDS
EAST SAIL
S22105583BANK RECORDS
JER ALBERTA LP
S5516253BANK RECORDS
JER ALBERTA III LP
S590244BANK RECORDS
MARBLETON PROPERTY FUND (ALBERTA) LP
B6461BANK RECORDS
PALO ALTO LP
S70000000BANK RECORDS
RED MARINA LLC
B4844618BANK RECORDS
SAND HILL INVESTMENTS LP
B16025499BANK RECORDS
SAND HILL INVESTMENTS LP
S8310834BANK RECORDS
STANFORD SGGS EUROPE INC
S27345386BANK RECORDS
THE FREIDENRICH SUPPORT FOUNDATION
C4675000BANK RECORDS
ALPINE CHALET INC
A4840BANK RECORDS
BREP VII ALBERTA FEEDER (OFFSHORE) TE 7 LP
B1256851BANK RECORDS
BREP VII ALBERTA FEEDER (OFFSHORE) TE 7 NQ LP
B2182852BANK RECORDS
SPM DIRECT MORTGAGE PREPAY OFFSHORE FUND II
S77626000BANK RECORDS
WOODBOURNE CANADA PARTNERS II - CAYMAN LP
B8687244BANK RECORDS
WOODBOURNE CANADA PARTNERS II - CAYMAN LP
S7686421BANK RECORDS
PACKARD CHILDREN'S HEALTH ALLIANCE
Q858682BOOK
SHR HOLDINGS INC
C11540254BOOK
SHR HOLDINGS INC
Q1635462BOOK
STANFORD (BEIJING) CONSULTING CO LTD (WFOE)
B151500BOOK
STANFORD (BEIJING) CONSULTING CO LTD (WFOE)
M325282BOOK
STANFORD CAMPUS RECREATION ASSOCIATION
A103304BOOK
STANFORD CAMPUS RECREATION ASSOCIATION
Q590291BOOK
STANFORD EMANUEL RADIATION ONCOLOGY CTR LLC
L467708BOOK
STANFORD FACULTY CLUB
A195377BOOK
STANFORD FACULTY CLUB
B362802BOOK
STANFORD FEDERAL CREDIT UNION
A194990BOOK
STANFORD FEDERAL CREDIT UNION
L479567BOOK
STANFORD PET-CT LLC
L1633727BOOK
STANFORD PET-CT LLC
S3572000BOOK
STANFORD PROGRAMME (CAPE TOWN) NPC
R813637BOOK
STANFORD SCHOOLS CORPORATION
B903100BOOK
STANFORD UNIVERSITY BOOK STORE
A79176BOOK
STANFORD UNIVERSITY EMPLOYEE BENEFITS TRUST
R19976314BOOK
THE DUDLEY E CHAMBERS FOUNDATION
C1603902BOOK
THE HONG KONGSTANFORD UNIVERSITY CHAR TRUST
C1359749BANK RECORDS
THE STANFORD TRUST
C1117935BANK RECORDS
UNIVERSITY HEALTHCARE ALLIANCE
Q411268BOOK
MIDPOINT TECHNOLOGY PARK OWNERS ASSOCIATION
M362029BOOK

Form990 Schedule R Part VII Form990ScheduleRPartVII

FieldValueIRS element (for citing)
IdentifierSCHEDULE R, PART I, LINE (1), COLUMNS (D) AND (E)Identifier
Return ReferenceSTANFORD CONSOLIDATES ITS INTERESTS IN SAND HILL INVESTMENTS GP LLC ANDReturnReference
ExplanationSAND HILL INVESTMENTS LP IN ITS FINANCIAL STATEMENTS. TOGETHER, STANFORD AND SAND HILL INVESTMENTS GP LLC OWN 100% OF THE INCOME AND ASSETS OF SAND HILL INVESTMENTS LP. SCHEDULE R, PART III, LINE (7), COLUMN (K) STANFORD DOES NOT TRACK ITS OWNERSHIP PERCENTAGE IN OUTLAWS CASINO LTD, WHICH HOLDS NO ASSETS. SCHEDULE R, PART IV, LINE (3) CHARITABLE LEAD ANNUITY TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA. SCHEDULE R, PART IV, LINE (4) CHARITABLE REMAINDER TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA. SCHEDULE R, PART IV, LINE (5) OTHER TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA. SCHEDULE R, PART IV, LINE (6) POOLED INVESTMENT FUNDS ARE PRINCIPALLY DOMICILED IN CALIFORNIA. SCHEDULE R, PART V, LINE 2 AMOUNTS REPORTED FOR STANFORD UNIVERSITY BOOK STORE WERE DETERMINED USING STANFORD UNIVERSITY BOOK STORE'S BOOKS, WHICH WERE PREPARED ON A FISCAL YEAR ENDING JUNE 2013. SCHEDULE R, PART V, LINE 2 AMOUNTS REPORTED FOR MIDPOINT TECHNOLOGY PARK OWNERS ASSOCIATION DO NOT INCLUDE CERTAIN PAYMENTS BY STANFORD TO THE ASSOCIATION FOR EXPENSES BORNE BY THE ASSOCIATION.Explanation