BAUER FAMILY FOUNDATION INC: Form 990PF, tax year 2013

View the entire original 990 at ProPublica ↗

Organization: BAUER FAMILY FOUNDATION INC (EIN 20-3448306)
Tax period: 2013-01-01 to 2013-12-31
Filed: 2014-10-20
IRS object ID: 201422939349100302
Schema version: 2013v3.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Depreciation Schedule
Investments Corp Stock Schedule
Investments Land Schedule2
Investments Other Schedule2
Land Etc Schedule2
Other Expenses Schedule
Other Income Schedule2
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2014-10-20T09:22:58-05:00	ReturnTs
Tax Period End	2013-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	Foundation Source	BusinessNameLine1

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	One Hollow Ln Ste 212	AddressLine1
City	Lake Success	City
State	NY	State
ZIP Code	11042	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2013-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	203448306	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Bauer Family Foundation Inc	BusinessNameLine1

Field	Value	IRS element (for citing)
In Care Of	% FOUNDATION SOURCE	InCareOfNm
Business Name Control	BAUE	BusinessNameControlTxt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	Foundation Source 501 Silverside Rd	AddressLine1
Address Line2	Suite 123	AddressLine2
City	Wilmington	City
State	DE	State
ZIP Code	198091377	ZIPCode

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	Jon R Bauer	PersonNm
Person Title	President	PersonTitleTxt
Phone	8008391754	PhoneNum
Signature	2014-09-30	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	Jeffrey D Haskell	PreparerPersonNm
PTIN	P01345770	PTIN
Phone	8008391754	PhoneNum

Field	Value	IRS element (for citing)
Tax	2013	TaxYr
Build TS	2015-12-30 17:16:21Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$25,314,536	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$12,500,000	ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss	$296	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$296	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$44,155	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$44,155	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$1,132,135	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$104,141	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$1,084,672	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$221,895	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$212,594	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$13,898,481	TotalRevAndExpnssAmt
Total Net Invst Incm	$1,341,717	TotalNetInvstIncmAmt
Other Prof Fees Rev And Expnss	$9,879	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$9,879	OtherProfFeesNetInvstIncmAmt
Taxes Rev And Expnss	$13,490	TaxesRevAndExpnssAmt
Other Expenses Rev And Expnss	$121,632	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$74,830	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$45,069	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$145,001	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$84,709	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$45,069	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$283,780	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$283,780	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$428,781	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$84,709	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$328,849	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$13,469,700	ExcessRevenueOverExpensesAmt
Net Investment Income	$1,257,008	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Sav And Temp Cash Invst BOY	$4,025,659	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$12,578,731	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$12,578,731	SavAndTempCashInvstEOYFMVAmt
Corporate Stock BOY	$1,135,304	CorporateStockBOYAmt
Corporate Stock EOY	$1,268,778	CorporateStockEOYAmt
Corporate Stock EOYFMV	$1,173,848	CorporateStockEOYFMVAmt
Other Investments BOY	$4,676,303	OtherInvestmentsBOYAmt
Other Investments EOY	$9,459,457	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$11,561,957	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$9,837,266	TotalAssetsBOYAmt
Total Assets EOY	$23,306,966	TotalAssetsEOYAmt
Total Assets EOYFMV	$25,314,536	TotalAssetsEOYFMVAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Retained Earning BOY	$9,837,266	RetainedEarningBOYAmt
Retained Earning EOY	$23,306,966	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$9,837,266	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$23,306,966	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$9,837,266	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$23,306,966	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$9,837,266	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$13,469,700	ExcessRevenueOverExpensesAmt
Subtotal	$23,306,966	SubtotalAmt
Tot Net Ast Or Fund Balances EOY	$23,306,966	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)

PropertyPropertyDesc	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt
Publicly-traded Securities	$104,141	$116,527	-$12,386
Passthrough K1 Capital Gain			$1,097,058

Field	Value	IRS element (for citing)
Capital Gain Net Income	$1,084,672	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	false	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$217,403	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$5,927,006	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.03668	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$292,543	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$4,894,390	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.059771	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$227,520	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$5,317,032	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.042791	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$191,675	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$4,601,152	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.041658	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$229,842	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$3,786,854	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.060695	DistributionYr5Rt
Total Distribution	0.241595	TotalDistributionRt
Average Distribution	0.048319	AverageDistributionRt
Net Vl Noncharitable Assets	$13,509,962	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$652,788	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$12,570	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$665,358	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$328,849	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$25,140	InvestmentIncomeExciseTaxAmt
Subtotal	$25,140	SubtotalAmt
Tax Based On Investment Income	$25,140	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$9,302	EstimatedPlusOvpmtIncmTxAmt
Applied To Es Tax	$30,664	AppliedToEsTaxAmt
Total Payments And Credits	$39,966	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Es Penalty	$11	EsPenaltyAmt
Overpayment	$14,815	OverpaymentAmt
Applied To ES Tax	$14,815	AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (true)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (true)	Form990TFiledInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Org Report Or Register State	DE	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (true)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	FOUNDATION SOURCE	BusinessNameLine1

Field	Value	IRS element (for citing)
Phone	8008391754	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	501 Silverside Road Suite 123	AddressLine1
City	Wilmington	City
State	DE	State
ZIP Code	198091377	ZIPCode

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	false	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	false	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	false	UncorrectedPriorActsInd
Undistributed Income PY	false	UndistributedIncomePYInd
Business Holdings	false	BusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	false	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt
Jeff Bauer
Foundation Source 501 Silverside Rd	Wilmington	DE	198091377	VP	1.0	$0
Jon R Bauer
Foundation Source 501 Silverside Rd	Wilmington	DE	198091377	Pres / Dir / Sec	1.0	$0
Laura Bauer
Foundation Source 501 Silverside Rd	Wilmington	DE	198091377	VP	1.0	$0
Nancy A Bauer
Foundation Source 501 Silverside Rd	Wilmington	DE	198091377	VP / Dir	1.0	$0

Field	Value	IRS element (for citing)
Summary Of Direct Chrtbl Acty		SummaryOfDirectChrtblActyGrp
Sum Of Program Related Invst		SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$1,280,112	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$886,854	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$11,548,731	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$13,715,697	TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$13,715,697	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$205,735	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$13,509,962	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$675,498	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$675,498	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$25,140	TaxBasedOnInvestmentIncomeAmt
Income Tax	$5,164	IncomeTaxAmt
Total Tax	$30,304	TotalTaxAmt
Distributable Before Adj	$645,194	DistributableBeforeAdjAmt
Distributable Before Ded	$645,194	DistributableBeforeDedAmt
Distributable As Adjusted	$645,194	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$328,849	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid	$0	CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test	$0	SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test	$0	SetAsideCashDistriTestAmt
Qualifying Distributions	$328,849	QualifyingDistributionsAmt
Adjusted Qualifying Distri	$328,849	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$645,194	DistributableAsAdjustedAmt
Undistributed Income PY	$271,206	UndistributedIncomePYAmt
Prior Year1	2011	PriorYear1Yr
Prior Year2	2010	PriorYear2Yr
Prior Year3	2009	PriorYear3Yr
Qualifying Distributions	$328,849	QualifyingDistributionsAmt
Applied To Year1	$271,206	AppliedToYear1Amt
Applied To Current Year	$57,643	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Total Corpus	$0	TotalCorpusAmt
Undistributed Income CY	$587,551	UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt
Excess From Current Year	$0	ExcessFromCurrentYearAmt

Field	Value	IRS element (for citing)
Private Operating Foundations		PrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	JON R BAUER	ContributingManagerNm
Contributing Manager	NANCY A BAUER	ContributingManagerNm
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (30 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
AMERICARES FOUNDATION INC
88 HAMILTON AVE	STAMFORD	CT	06902	N/A	PC	Haiyan Emergency Response Program	$10,000
AUDUBON GREENWICH
613 RIVERSVILLE RD	GREENWICH	CT	06831	N/A	PC	Fostering Future Envirionmental Leaders Program	$1,000
BEDFORD AUDUBON SOCIETY
35 TODD RD	KATONAH	NY	10536	N/A	PC	General & Unrestricted	$1,000
BIRTHRIGHT ISRAEL FOUNDATION
33 E 33RD ST 7TH FL	NEW YORK	NY	10016	N/A	PC	General & Unrestricted	$1,000
BRIDGE FUND OF NEW YORK INC
271 MADISON AVE STE 907	NEW YORK	NY	10016	N/A	PC	Westchester Division	$7,500
BROWN UNIVERSITY Annual Fund
BOX 1976	PROVIDENCE	RI	02912	N/A	PC	Class of 1978 35th reunion	$25,000
CARAMOOR CENTER FOR MUSIC & THE ARTS INC
149 GIRDLE RIDGE RD	KATONAH	NY	10536	N/A	PC	American Roots	$10,000
CITYMEALS-ON-WHEELS
355 LEXINGTON AVE 3RD FL	NEW YORK	NY	10017	N/A	PC	Big Apple Circus	$109,780
CITYMEALS-ON-WHEELS
355 LEXINGTON AVE 3RD FL	NEW YORK	NY	10017	N/A	PC	Chef's Tribute Program	$10,000
COMMUNITY CENTER OF NORTHERN WESTCHESTER INC
84 BEDFORD RD	KATONAH	NY	10536	N/A	PC	General & Unrestricted	$1,000
DOROT INC
171 W 85TH ST	NEW YORK	NY	10024	N/A	PC	Big Apple Circus	$3,000
FACING HISTORY AND OURSELVES NATIONAL FOUNDATION
14 E 4TH ST STE 3003	NEW YORK	NY	10012	N/A	PC	General & Unrestricted	$40,000
FAMILY SERVICES OF WESTCHESTER INC
ONE GATEWAY PLZ	PORT CHESTER	NY	10573	N/A	PC	Camp Viva Program	$5,000
GUIDING EYES FOR THE BLIND INC
611 GRANITE SPRINGS RD	YORKTOWN HEIGHTS	NY	10598	N/A	PC	General & Unrestricted	$1,000
HARVARD BUSINESS SCHOOL
TEELE HALL 431 SOLDIERS FIELD	BOSTON	MA	02163	N/A	PC	HBS Fund for Leadership and Innovation	$10,000
JACOB BURNS FILM CENTER INC
405 MANVILLE RD 3RD FL	PLEASANTVILLE	NY	10570	N/A	PC	General & Unrestricted	$5,000
JACOB BURNS FILM CENTER INC
405 MANVILLE RD 3RD FL	PLEASANTVILLE	NY	10570	N/A	PC	2013 Anniversary Program	$5,000
KATONAH FIRE DEPARTMENT
65 BEDFORD RD	KATONAH	NY	10536	N/A	PC	General & Unrestricted	$500
KATONAH MUSEUM OF ART INC
134 JAY ST	KATONAH	NY	10536	N/A	PC	General & Unrestricted	$1,000
KATONAH VILLAGE IMPROVEMENT SOCIETY INC
PO BOX 263	KATONAH	NY	10536	N/A	PC	Katonah Live Music	$1,000
KATONAH VILLAGE LIBRARY
26 BEDFORD RD	KATONAH	NY	10536	N/A	PC	General & Unrestricted	$1,000
KATONAH-BEDFORD HILLS VOLUNTEER AMBULANCE CORPS
PO BOX 43	KATONAH	NY	10536	N/A	PC	General & Unrestricted	$500
MEMORIAL SLOAN-KETTERING CANCER CENTER
1275 YORK AVE	NEW YORK	NY	10065	N/A	PC	Cycle for Survival	$1,000
NEIGHBORS LINK CORP
27 COLUMBUS AVE	MOUNT KISCO	NY	10549	N/A	PC	Family Learning Center	$5,000
ROBIN HOOD FOUNDATION
826 BROADWAY 9TH FL	NEW YORK	NY	10003	N/A	PC	General & Unrestricted	$10,000
RUTGERS UNIVERSITY FOUNDATION
7 COLLEGE AVE WINANTS HALL	NEW BRUNSWICK	NJ	08901	N/A	PC	General & Unrestricted	$1,000
ST MARYS CHURCH
117 VALLEY RD	KATONAH	NY	10536	N/A	PC	Westchester Christmas Dinner	$1,000
THE ACTORS FUND OF AMERICA
729 7TH AVE 10TH FLR	NEW YORK	NY	10019	N/A	PC	General & Unrestricted	$1,500
WASHINGTON UNIVERSITY
700 ROSEDALE AVE CB 1034	SAINT LOUIS	MO	63112	N/A	PC	Danforth Scholars Program	$10,000
WESTCHESTER LAND TRUST INC
403 HARRIS RD	BEDFORD HILLS	NY	10507	N/A	PC	General & Unrestricted	$5,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$283,780	TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Field	Value	IRS element (for citing)
Fees Contracts From Govt Ag		FeesContractsFromGovtAgGrp
Membership Dues And Assmnt		MembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$296	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$44,155	ExclusionAmt

Field	Value	IRS element (for citing)
Net Rntl Incm Re Debt Fincd Prop		NetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Income Personal Prop		NetRentalIncomePersonalPropGrp
Other Investment Incm Part VII		OtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Business	525990	BusinessCd
Unrelated Business Taxbl Incm	$47,463	UnrelatedBusinessTaxblIncmAmt
Exclusion	18	ExclusionCd
Exclusion	$1,084,672	ExclusionAmt

Field	Value	IRS element (for citing)
Net Income Loss From Special Evt		NetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of Invntry		GrossProfitLossSlsOfInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDesc	BusinessBusinessCd	Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt	ExclusionExclusionCd	ExclusionExclusionAmt
K-1 Inc/Loss	525990	$2,553	14	$212,603
Federal Tax Refund			01	$6,739

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$50,016	UnrelatedBusinessTaxblIncmAmt
Exclusion	$1,348,465	ExclusionAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$1,398,481	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	1	ContributorNum
Contributor Person	Bauer Jon R	ContributorPersonNm

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	75 Mt Holly Road	AddressLine1
City	Katonah	City
State	NY	State
ZIP Code	10536	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	$12,500,000	TotalContributionsAmt
Person Contribution	Yes (X)	PersonContributionInd

Depreciation Schedule DepreciationSchedule

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (4 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
DREYFUS PREMIER EMERGING MKT	$250,000	$222,561
PIMCO EMERGING LOCAL BOND FUND	$168,474	$141,993
PIMCO TOTAL RETURN FUND	$565,304	$535,585
TEMPLETON GLOBAL BD	$285,000	$273,709

Investments Land Schedule2 InvestmentsLandSchedule2

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (6 entries)

Category Or ItemCategoryOrItemTxt	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
ABRAMS CAPITAL PARTNERS II, LP	$1,444,296	$1,651,085
CHESAPEAKE PARTNERS L.P.	$1,573,993	$1,874,057
CONTRARIAN CAPITAL FUND I LP	$1,317,501	$1,663,431
CONTRARIAN EMERGING MARKETS LP	$1,040,705	$1,199,646
EAST SIDE CAPITAL L.P.	$1,723,368	$2,744,477
LITESPEED PARTNERS LP	$2,359,594	$2,429,261

Land Etc Schedule2 LandEtcSchedule2

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt	Net Investment IncomeNetInvestmentIncomeAmt
Administrative Fees	$45,044	$45,044
Bank Charges	$40		$40
K-1 EXP ABRAMS CAPITAL PARTNER	$15,958		$15,935
K-1 EXP CHESAPEAKE PARTNERS	$13,776		$12,111
K-1 EXP CONTRARIAN CAPITAL FD	$12,380		$12,335
K-1 EXP CONTRARIAN EMERGING	$7,539		$7,539
K-1 EXP EAST SIDE CAPITAL	$23,467		$23,467
K-1 Exp LITESPEED PARTNERS LP	$3,403		$3,403
State or Local Filing Fees	$25	$25

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (7 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt
K-1 Inc/Loss ABRAMS CAPITAL PARTNERS II	$37,252	$35,016
K-1 Inc/Loss CHESAPEAKE PARTNERS	$12,983	$11,419
K-1 Inc/Loss CONTRARIAN CAPITAL FUND	$53,490	$54,731
K-1 Inc/Loss Contrarian Emerging Markets	$48,895	$48,895
K-1 Inc/Loss EAST SIDE CAPITAL L.P.	$29,655	$29,652
K-1 Inc/Loss LITESPEED PARTNERS LP	$32,881	$32,881
Federal Tax Refund	$6,739

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	Investment Management Services	CategoryTxt
Amt	$9,879	Amt
Net Investment Income	$9,879	NetInvestmentIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxt	AmtAmt
990-PF Estimated Tax for 2013	$9,100
990-PF Extension for 2012	$4,290
990-T EXTENSION FOR 2012	$100