MIDDLETON FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- MIDDLETON FOUNDATION (EIN 94-3117882)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-14
- IRS object ID
- 201423189349101312
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Contractor Compensation Expln
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-14T13:00:06-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 262480144 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DIAWARA & ASSOCIATES CPAS | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2225 EAST BAYSHORE ROAD SUITE 200 | AddressLine1 |
| City | PALO ALTO | City |
| State | CA | State |
| ZIP Code | 94303 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 943117882 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MIDDLETON FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MIDD | BusinessNameControlTxt |
| Phone | 6504012000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 SOUTH EL CAMINO REAL | AddressLine1 |
| Address Line2 | ROOM/SUITE 1200 | AddressLine2 |
| City | SAN MATEO | City |
| State | CA | State |
| ZIP Code | 94402 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | FRED A MIDDLETON | PersonNm |
| Person Title | CEO | PersonTitleTxt |
| Phone | 6504012000 | PhoneNum |
| Signature | 2014-10-02 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KARIFA DIAWARA | PreparerPersonNm |
| PTIN | P00845765 | PTIN |
| Phone | 6505211620 | PhoneNum |
| Preparation | 2014-11-14 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $13,487,769 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $17,486 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $17,486 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $535,276 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $535,276 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $335,363 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,713,907 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $335,363 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$52,514 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$52,514 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $835,611 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $835,611 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $2,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $2,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $32,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $10,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $22,000 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $20,160 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,305 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $170 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $69,895 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $67,898 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,997 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $124,055 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $82,203 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $26,167 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $514,617 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $514,617 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $638,672 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $82,203 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $540,784 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $196,939 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $753,408 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $602,960 | CashBOYAmt |
| Cash EOY | $519,865 | CashEOYAmt |
| Cash EOYFMV | $519,865 | CashEOYFMVAmt |
| US Government Obligations BOY | $517,107 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $514,673 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $496,539 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $5,376,064 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,887,738 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,484,674 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $4,374,640 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,457,493 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,986,691 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $10,870,771 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,379,769 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $13,487,769 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $309,086 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $53,514 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $309,086 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $53,514 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $10,561,685 | UnrestrictedBOYAmt |
| Unrestricted EOY | $10,326,255 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,561,685 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,326,255 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,870,771 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,379,769 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,561,685 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $196,939 | ExcessRevenueOverExpensesAmt |
| Subtotal | $10,758,624 | SubtotalAmt |
| Other Decreases | $432,369 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $10,326,255 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ML - ALL ACCOUNTS (LONG TERM) | P | 2012-01-01 | 2013-12-31 | $1,513,779 | $1,211,994 | $301,785 | $301,785 |
| ML - ALL ACCOUNTS (SHORT TERM) | P | 2013-01-01 | 2013-12-31 | $1,129,977 | $1,064,995 | $64,982 | $64,982 |
| ML - LPS | P | 2012-01-01 | 2013-12-31 | $70,151 | $101,555 | -$31,404 | -$31,404 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $335,363 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $64,982 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $506,205 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $12,246,728 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.041334 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $559,090 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $10,571,079 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.052889 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $510,005 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $8,839,603 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.057695 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $434,449 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $6,861,728 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.063315 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $500,639 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $8,120,885 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.061648 | DistributionYr5Rt |
| Total Distribution | 0.276881 | TotalDistributionRt |
| Average Distribution | 0.055376 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $13,099,470 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $725,396 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $7,534 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $732,930 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $540,784 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $15,068 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $15,068 | SubtotalAmt |
| Tax Based On Investment Income | $15,068 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $14,165 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $25,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $39,165 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $11 | EsPenaltyAmt |
| Overpayment | $24,086 | OverpaymentAmt |
| Applied To ES Tax | $24,086 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | FRED MIDDLETON | IndividualWithBooksNm |
| Phone | 6504012000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 SOUTH EL CAMINO REAL STE 1200 | AddressLine1 |
| City | SAN MATEO | City |
| State | CA | State |
| ZIP Code | 94402 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| FRED A MIDDLETON | ||||||||
| 545 EL CERRITO AVENUE | HILLSBOROUGH | CA | 94010 | CEO | 10.00 | $0 | $0 | $0 |
| CAROLE MIDDLETON | ||||||||
| 545 EL CERRITO AVENUE | HILLSBOROUGH | CA | 94010 | CFO | 10.00 | $0 | $0 | $0 |
| LINDARAE POLAHA | ||||||||
| 400 EL CAMINO REAL SUITE 1200 | SAN MATEO | CA | 94402 | SECRETARY | 10.00 | $2,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MERRILL LYNCH | BusinessNameLine1 |
| Business Name Line2 | MERRILL LYNCH | BusinessNameLine2 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 CALIFORNIA ST 8TH FL | AddressLine1 |
| Address Line2 | 600 CALIFORNIA ST 8TH FL | AddressLine2 |
| City | SAN FRANCISCO | City |
| State | CA | State |
| ZIP Code | 94108 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVEST. MGMT | ServiceTypeTxt |
| Compensation | $67,898 | CompensationAmt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $12,773,214 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $525,740 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,298,954 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $13,298,954 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $199,484 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,099,470 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $654,974 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $654,974 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $15,068 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $15,068 | TotalTaxAmt |
| Distributable Before Adj | $639,906 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $639,906 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $639,906 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $540,784 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $540,784 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $540,784 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $639,906 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $45,365 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $98,849 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $75,613 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $46,351 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $266,178 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $540,784 | QualifyingDistributionsAmt |
| Applied To Current Year | $540,784 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $99,122 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $99,122 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $167,056 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $167,056 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $45,092 | ExcessFromYear4Amt |
| Excess From Year3 | $75,613 | ExcessFromYear3Amt |
| Excess From Year2 | $46,351 | ExcessFromYear2Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | FRED AND CAROLE MIDDLETON | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (42 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2 | Address Line1RecipientUSAddress/AddressLine1 | Address Line2RecipientUSAddress/AddressLine2 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1 | Address Line2RecipientForeignAddress/AddressLine2 | CityRecipientForeignAddress/City | CountryRecipientForeignAddress/Country |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ALL STARS | |||||||||||||
| ALL STARS | 870 MARKET STREET 841 | 870 MARKET STREET 841 | SAN FRANCISCO | CA | 94102 | NONE | 501(C)(3) | CHARITY | $5,000 | ||||
| AMERICAN FEDERATION OF PCC | |||||||||||||
| AMERICAN ASSOCIATION OF POLICE & CONCERNED CITIZE | 6350 HORIZON DRIVE | 6350 HORIZON DRIVE | TITUSVILLE | FL | 32780 | NONE | 501(C)(3) | CHARITY | $100 | ||||
| AMERICAN SCHOOL IN LONDON | |||||||||||||
| AMERICAN SCHOOL IN LONDON | NONE | 501(C)(3) | CHARITY | $1,000 | 1 WAVERLEY PL | 1 WAVERLEY PL | LONDON | UK | |||||
| CALIFORNIA STATE PARKS FN | |||||||||||||
| CALIFORNIA STATE PARKS FND | 1416 9TH ST | 1416 9TH ST | SACRAMENTO | CA | 95814 | NONE | 501(C)(3) | CHARITY | $500 | ||||
| CAMPHILL FOUNDATION | |||||||||||||
| CAMPHILL FOUNDATION | 285 HUNGRY HOLLOW RD | 285 HUNGRY HOLLOW RD | CHESTNUT RIDGE | NY | 10977 | NONE | 501(C)(3) | CHARITY | $6,000 | ||||
| CHP 11-99 FOUNDATION | |||||||||||||
| CHP 11-99 FOUNDATION | 2244 N STATE COLLEGE BLV | 2244 N STATE COLLEGE BLV | FULLERTON | CA | 92831 | NONE | 501(C)(3) | CHARITY | $500 | ||||
| COALITION TO SALUTE AMER | |||||||||||||
| COALITION TO SALUTE AMER | 12 GODFREY PLACE | 12 GODFREY PLACE | WILTON | CT | 06897 | NONE | 501(C)(3) | CHARITY | $2,000 | ||||
| COMMONWEALTH CLUB OF CA | |||||||||||||
| COMMONWEALTH CLUB OF CA | 595 MARKET ST 2ND FLOOR | 595 MARKET ST 2ND FLOOR | SAN FRANCISCO | CA | 94105 | NONE | 501(C)(3) | CHARITY | $500 | ||||
| DAMON RUNYON CANCER RESEARCH FND | |||||||||||||
| DAMON RUNYON CANCER RESEARCH FND | 55 BROADWAY STE 302 | 55 BROADWAY STE 302 | NEW YORK | NY | 10006 | NONE | 501(C)(3) | CHARITY | $3,000 | ||||
| DELTA GAMMA FOUNDATION | |||||||||||||
| DELTA GAMMA FOUNDATION | 3250 RIVERSIDE DRIVE | 3250 RIVERSDE DRIVE | COLUMBUS | OH | 43221 | NONE | 501(C)(30 | CHARITY | $2,500 | ||||
| HARWARD UNIVERSITY GIFT | |||||||||||||
| HAWARDS UNIVERSITY GIFT | 124 MOUNT AUBURN ST | 124 MOUNT AUBURN ST | CAMBRIDGE | MA | 02138 | NONE | 501(C)(3) | CHARITY | $10,000 | ||||
| HILLS AUX FAMILY SERVICE | |||||||||||||
| HILLS AUX FAMILY SERVICE | 24 SECOND AVE | 24 SECOND AVE | SAN MATEO | CA | 94401 | NONE | 501(C)(3) | CHARITY | $25,000 | ||||
| HILLS SCHOOLS FOUNDATION | |||||||||||||
| HILLSBOROUGH SCHOOLS FOUNDATION | 300 EL CERRITO AVE | 300 EL CERRITO AVE | HILLSBROROUGH | CA | 94010 | NONE | 501(C)(3) | CHARITY | $1,500 | ||||
| HILLSBOROUGH CONCOURS D'ELEGANCE | |||||||||||||
| HILLSBOROUGH CONCOURS D'ELEGANCE | 1600 FLORIBUNDA AVE | 1600 FLORIBUNDA AVE | HILLSBOROUGH | CA | 94010 | NONE | 501(C)(3) | CHARITY | $2,000 | ||||
| JAMES STOREHOUSE | |||||||||||||
| JAMES STOREHOUSE | 3541 OLD CONEJO RD117 | 3541 OLD CONEJO RD 117 | NEWBURY PARK | CA | 91320 | NONE | 501(C)(3) | CHARITY | $5,000 | ||||
| JDRF | |||||||||||||
| JDRF | 26 BROADWAY | 26 BROADWAY | NEW YORK | NY | 10004 | NONE | 501(C)(3) | CHARITY | $500 | ||||
| KQED | |||||||||||||
| KQED | 2601 MARIPOSA ST | 2601 MARIPOSA ST | SAN FRANCISCO | CA | 94110 | NONE | 501(C)(3) | CHARITY | $204 | ||||
| LEAGUE TO SVE TAHOE | |||||||||||||
| LEAGUE TO SAVE TAHOE | 955 EMERALD BAY RD | 955 EMERALD BAY RD | SOUTH LAKE TAHOE | CA | 96150 | NONE | 501(C)(3) | CHARITY | $6,250 | ||||
| LIFE SCIENCES FOUNDATION | |||||||||||||
| LIFE SCIENCES FOUNDATION | PO BOX 2130 | PO BOX 2130 | SAN FRANCISCO | CA | 94126 | NONE | 501(C)(3) | CHARITY | $53,100 | ||||
| LOYOLA MARYMOUNT UNIVERSITY | |||||||||||||
| LOYOLA MARYMOUNT UNIVERSITY | 1 LOYOLA MARYMOUNT DR | 1 LOYOLA MARYMOUNT DR | LOS ANGELES | CA | 90045 | NONE | 501(C)(3) | CHARITY | $10,000 | ||||
| LYMELIGHT FOUNDATION | |||||||||||||
| LYMELIGHT FOUNDATION | 1229 BURLINGAME AVE 205 | 1229 BURLINGAME AVE 205 | BURLINGAME | CA | 94010 | NONE | 501(C)(3) | CHARITY | $5,000 | ||||
| MILLS PENINSULA FOUNDATION | |||||||||||||
| MILLS PENINSULA HOSPITAL FOUNDATION | 1766 EL CAMINO REAL | 1766 EL CAMINO REAL | BURLINGAME | CA | 94010 | NONE | 501(C)(3) | CHARITY | $87,000 | ||||
| MUTTVILLE DOG RESCUE | |||||||||||||
| MUTTVILLE DOG RESCUE | PO BOX 410207 | PO BOX 410207 | SAN FRANCISCO | CA | 94141 | NONE | 501(C)(3) | CHARITY | $1,755 | ||||
| NATIONAL LAW ENFORCEMENT OFFICERS M | |||||||||||||
| NATIONAL LAW ENFORCEMENT OFFICERS MEMORIAL FUND | 901 E ST NW STE 100 | 901 E ST NW STE 100 | WASHINGTON | DC | 20004 | NONE | 501(C)(3) | CHARITY | $200 | ||||
| NETWORK FOR GOOD | |||||||||||||
| NETWORK FOR GOOD | 1140 CONNECTICUT AVE NW | 1140 CONNECTICUT AVE NW | WASHINGTON | DC | 20036 | NONE | 501(C)(3) | CHARITY | $2,000 | ||||
| OPPORTUNITY INTERNATIONAL | |||||||||||||
| OPPORTUNITY INTERNATIONAL | 2122 YORK ROAD STE 150 | 2122 YORK ROAD STE 150 | OAK BROOK | IL | 60523 | NONE | 501(C)(3) | CHARITY | $25,408 | ||||
| ORPHAN COMPASSION AUX | |||||||||||||
| ORPHAN COMPASSION AUX | 1500 EASTON DRIVE | 1500 EASTON DRIVE | BURLINGAME | CA | 94010 | NONE | 501(C)(3) | CHARITY | $12,000 | ||||
| PENINSULA LION'S CLUB | |||||||||||||
| PENINSULA LION'S CLUB | 300 W 22ND ST | 300 W 22ND ST | OAK BROOK | IL | 605238842 | NONE | 501(C)(3) | CHARITY | $17,000 | ||||
| PHILANTHROPY ROUNDTABLE | |||||||||||||
| PHILANTHROPY ROUNDTABLE | 1730 M STREET NW STE 601 | 1730 M STREET NW STE 601 | WASHINGTON | DC | 20036 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| POLLINATOR PARTNERSHIP | |||||||||||||
| POLLINATOR PARTNERSHIP | 423 WASHINGTON ST 5TH FL | 423 WASHINGTON ST5TH FL | SAN FRANCISCO | CA | 941112339 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| PROTECT OUR DEFENDERS FND | |||||||||||||
| PROTECT OUR DEFENDERS FND | 400 CAPITOL MALL1545 | 400 CAPITOL MALL1545 | SACRAMENTO | CA | 95814 | NONE | 501(C)(3) | CHARITY | $10,000 | ||||
| REAGAN FOUNDATION | |||||||||||||
| REAGAN FOUNDATION | 40 PRESIDENTIAL DR | 40 PRESIDENTIAL DR | SIMI VALLEY | CA | 93065 | NONE | 501(C)(3) | CHARITY | $100 | ||||
| RUSTIN GROUP THEATRE COM | |||||||||||||
| RUSTIN GROUP THEATRE | 3000 AIRPORT AVE | 3000 AIRPORT AVE | SANTA MONICA | CA | 90405 | NONE | 501(C)(3) | CHARITY | $25,000 | ||||
| SEMESTER AT SEA | |||||||||||||
| SEMESTER AT SEA | 2410 OLD IVY RD | 2410 OLD IVY RD | CHARLOTTESVILLE | VA | 22903 | NONE | 501(C)(3) | CHARITY | $2,500 | ||||
| SEAMESTER | |||||||||||||
| SEA/MESTER | PO BOX 5477 | PO BOX 5477 | SARASOTA | FL | 34277 | NONE | 501(C)(3) | CHARITY | $2,500 | ||||
| SIGMA CHI | |||||||||||||
| SIGMA CHI | 1714 HINMAN AVE | 1714 HINMAN AVE | EVANSTON | IL | 60201 | NONE | 501(C)(3) | CHARITY | $100,000 | ||||
| SAN MATEO PUBLIC LIBRARY | |||||||||||||
| SAN MATEO PUBLIC LIBRARY | 55 W 3RD AVE | 55 W 3RD AVE | SAN MATEO | CA | 94402 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| SF BALLET | |||||||||||||
| SF BALLET | 455 FRANKLIN ST | 455 FRANKLIN ST | SAN FRANCISCO | CA | 94102 | NONE | 501(C)(3) | CHARITY | $7,500 | ||||
| HOOVER INSTITUTION | |||||||||||||
| HOOVER INSTITUTION | STANFORD UNIVERSITY | STANFORD UNIVERSITY | STANFORD | CA | 943056010 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| THE HERITAGE FOUNDATION | |||||||||||||
| THE HERITAGE FOUNDATION | 214 MASSACHUSETTS AVE | 214 MASSACHUSETTS AVE | WASHINGTON | DC | 20002 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| THE LEAKEY FOUNDATION | |||||||||||||
| THE LEAKEY FOUNDATION | 1003B OREILLY AVE | 1003B OREILLY AVE | SAN FRANCISCO | CA | 941291359 | NONE | 501(C)(3) | CHARITY | $2,000 | ||||
| UNITED STATES OLYMPIC COMMITTEE | |||||||||||||
| UNITED STATES OLYMPIC COMMITTEE | PO BOX 7010 | PO BOX 7010 | ALBERTA LEA | MN | 560078010 | NONE | 501(C)(3) | CHARITY | $75,000 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $514,617 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $17,486 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $535,276 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 15 | ExclusionCd |
| Exclusion | $15,349 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $335,363 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| VARIOUS OTHER | 1 | $175 |
| ML - LPS (K-1S) | 18 | -$66,507 |
| ML - OTHERS | 18 | -$1,531 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $835,611 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $835,611 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT ACCOUNTING FEES | CategoryTxt |
| Amt | $32,000 | Amt |
| Net Investment Income | $10,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $22,000 | DisbursementsCharitablePrpsAmt |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp (3 entries)
| FRED A MIDDLETON |
| CAROLE MIDDLETON |
| LINDARAE POLAHA |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
Contractor Business Name ContractorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MERRILL LYNCH | BusinessNameLine1 |
| Business Name Line2 | MERRILL LYNCH | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | INVESTMENT MANAGEMENT | ExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | MERRILL LYNCH - ALL ACCOUNTS | StockNm |
| EOY Book Value | $4,887,738 | EOYBookValueAmt |
| EOYFMV | $7,484,674 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $514,673 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $496,539 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | MUTUAL FUNDS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $4,457,493 | BookValueAmt |
| EOYFMV | $4,986,691 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | BOOK/TAX ADJUSTMENT (LP K-1S TAX BASIS ADJUSTMENT) | Description |
| Amount | $432,369 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXPENSES | |||
| ADVISORY FEES | $67,898 | $67,898 | |
| MEMBERSHIP DUES | $1,924 | $1,924 | |
| OFFICE SUPPLIES | $14 | $14 | |
| MEALS | $59 | $59 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | DescDesc |
|---|---|---|
| $15,349 | $15,349 | |
| $175 | $175 | VARIOUS OTHER |
| -$66,507 | -$66,507 | ML - LPS (K-1S) |
| -$1,531 | -$1,531 | ML - OTHERS |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CREDIT CARD | Desc |
| BOY Book Value | $309,086 | BOYBookValueAmt |
| EOY Book Value | $53,514 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $4,305 | $4,305 | |
| LICENSE FEES (& CA SOS) | $170 | $170 | |
| EXCISE TAX (FED) | $15,675 | ||
| FRANCHISE TAX - CA | $10 |