JAMES E AND JOHN A KEYES FOUNDATION INC: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- JAMES E AND JOHN A KEYES FOUNDATION INC (EIN 39-1963274)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-09
- IRS object ID
- 201431299349101643
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-09T15:21:14-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HOYE & ASSOC LTD | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 820 PHILLIP DR STE A | AddressLine1 |
| City | WAUKESHA | City |
| State | WI | State |
| ZIP Code | 531865920 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 391963274 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES E & JOHN A KEYES FAMILIES | BusinessNameLine1 |
| Business Name Line2 | FOUNDATION INC | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 2625491700 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 788 N JEFFERSON STREET | AddressLine1 |
| Address Line2 | ROOM/SUITE 900 | AddressLine2 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53202 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN A KEYES | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 2625491700 | PhoneNum |
| Signature | 2014-05-02 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS HOYE | PreparerPersonNm |
| PTIN | P00290828 | PTIN |
| Phone | 2625491700 | PhoneNum |
| Preparation | 2014-05-07 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $640,498 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $2 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $2 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $2 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $29,398 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $29,398 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $29,398 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$4,936 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $239,696 | GrossSalesPriceAmt |
| Total Rev And Expnss | $24,464 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $29,400 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $29,400 | TotalAdjNetIncmAmt |
| Accounting Fees Rev And Expnss | $3,325 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,325 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $3,325 | AccountingFeesAdjNetIncmAmt |
| Other Prof Fees Rev And Expnss | $2,872 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $2,872 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $2,872 | OtherProfFeesAdjNetIncmAmt |
| Taxes Rev And Expnss | $455 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $455 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $455 | TaxesAdjNetIncmAmt |
| Tot Opr Expenses Rev And Expnss | $6,652 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $6,652 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $6,652 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $30,300 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $30,300 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $36,952 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $6,652 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $6,652 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $30,300 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$12,488 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $22,748 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $22,748 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | -$8,762 | CashBOYAmt |
| Cash EOY | $19,554 | CashEOYAmt |
| Cash EOYFMV | $19,554 | CashEOYFMVAmt |
| Corporate Stock BOY | $380,432 | CorporateStockBOYAmt |
| Corporate Stock EOY | $424,486 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $481,436 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $229,423 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $144,273 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $139,508 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $601,093 | TotalAssetsBOYAmt |
| Total Assets EOY | $588,313 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $640,498 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $267 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | -$25 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $267 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | -$25 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $600,826 | RetainedEarningBOYAmt |
| Retained Earning EOY | $588,338 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $600,826 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $588,338 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $601,093 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $588,313 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $600,826 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$12,488 | ExcessRevenueOverExpensesAmt |
| Subtotal | $588,338 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $588,338 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (40 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 9.314 SHS LOOMIS SAYLES INVEST | P | 2012-12-21 | 2013-01-14 | $118 | $117 | $1 | $1 |
| 1013.100 SHS JPMORGAN MORT BACKED | P | 2011-01-21 | 2013-04-26 | $11,763 | $11,620 | $143 | $143 |
| 926.784 SHS PIMCO EMERG LOCAL BD FD | P | 2012-04-30 | 2013-08-30 | $8,544 | $10,020 | -$1,476 | -$1,476 |
| 352 SHS BARCLAYS BANK IPATH | P | 2012-09-12 | 2013-01-02 | $10,333 | $12,310 | -$1,977 | -$1,977 |
| 4.387 SHS JPMORGAN MORT BACKED | P | 2013-01-31 | 2013-04-26 | $51 | $51 | ||
| 3.504 SHS PIMCO EMERG LOCAL BD FD | P | 2013-01-31 | 2013-08-30 | $32 | $38 | -$6 | -$6 |
| 920.93 SHS DRIEHAUS ACTIVE INC FD | P | 2010-01-06 | 2013-02-19 | $9,900 | $9,974 | -$74 | -$74 |
| 2172.126 SHS AQR DIVERSIFIED ARB | P | 2011-12-16 | 2013-04-17 | $24,219 | $23,486 | $733 | $733 |
| 38.344 SHS TEMPLETON GLOBAL BOND | P | 2011-06-02 | 2013-12-23 | $500 | $481 | $19 | $19 |
| 577.358 SHS FPA NEW INCOME | P | 2009-02-19 | 2013-02-19 | $6,100 | $6,368 | -$268 | -$268 |
| 54.576 SHS AQR DIVERSIFIED ARB | P | 2012-12-14 | 2013-04-17 | $611 | $601 | $10 | $10 |
| 133.511 SHS CAMBIAR SMALL CAP FD | P | 2012-02-10 | 2013-12-23 | $3,000 | $2,542 | $458 | $458 |
| 4537.925 SHS FRANKLIN ADJ US GOVT | P | 2011-02-25 | 2013-02-15 | $40,070 | $40,634 | -$564 | -$564 |
| 12.793 SHS SCHOONER FUND | P | 2012-03-09 | 2013-04-17 | $300 | $310 | -$10 | -$10 |
| 180.045 SHS DGHM ALL CAP VALUE FD | P | 2011-06-22 | 2013-12-23 | $2,400 | $2,022 | $378 | $378 |
| 6.862 SHS FRANKLIN ADJ US GOVT | P | 2013-01-31 | 2013-02-15 | $41 | $61 | -$20 | -$20 |
| 182.580 SHS PIMCO ALL ASSET ALL | P | 2011-06-07 | 2013-05-31 | $1,964 | $1,851 | $113 | $113 |
| 81.522 SHS LEUTHOLD CORE INVEST | P | 2011-06-07 | 2013-12-23 | $1,500 | $1,436 | $64 | $64 |
| 354.767 SHS RIDGEWORTH SEIX FLOAT | P | 2011-12-05 | 2013-02-19 | $3,200 | $3,062 | $138 | $138 |
| 1.103 SHS PIMCO ALL ASSET ALL | P | 2013-03-21 | 2013-05-31 | $12 | $12 | ||
| 226.244 SHS HARBOR CAP APPRECIATION | P | 2013-07-15 | 2013-12-26 | $12,547 | $11,000 | $1,547 | $1,547 |
| 1153.915 SHS AQR DIVERSIFIED ARB | P | 2009-09-07 | 2013-02-15 | $12,800 | $12,474 | $326 | $326 |
| 1974.074 SHS PIMCO ALL ASSET ALL | P | 2011-06-07 | 2013-05-31 | $21,300 | $22,268 | -$968 | -$968 |
| 7.289 SHS HARBOR CAP APPRECIATION | P | 2013-12-17 | 2013-12-26 | $404 | $391 | $13 | $13 |
| 34.425 SHS FPA CRESCENT FD | P | 2011-06-07 | 2013-02-15 | $1,000 | $1,362 | -$362 | -$362 |
| 910.194 SHS PIMCO ALL ASSET ALL | P | 2011-06-07 | 2013-07-15 | $9,299 | $9,652 | -$353 | -$353 |
| 39.187 SHS HARBOR INTERNATIONAL | P | 2011-07-28 | 2013-12-26 | $2,700 | $2,440 | $260 | $260 |
| 22.302 SHS GATEWAY FUND | P | 2009-02-04 | 2013-02-15 | $600 | $466 | $134 | $134 |
| 2510.860 SHS PIMCO ALL ASSET ALL | P | 2012-12-27 | 2013-07-15 | $25,611 | $28,920 | -$3,309 | -$3,309 |
| 65.612 SHS OAKMARK INTL FD | P | 2013-07-15 | 2013-12-26 | $1,700 | $1,582 | $118 | $118 |
| 399.274 SHS PIMCO ALL ASSET ALL | P | 2011-06-07 | 2013-02-15 | $4,400 | $4,049 | $351 | $351 |
| 48.339 SHS PIMCO ALL ASSET ALL | P | 2013-03-21 | 2013-07-15 | $493 | $528 | -$35 | -$35 |
| 113.587 SHS SCHOONER FUND | P | 2012-03-09 | 2013-02-15 | $2,600 | $2,753 | -$153 | -$153 |
| 27.769 SHS PIMCO ALL ASSET ALL | P | 2013-06-20 | 2013-07-15 | $283 | $284 | -$1 | -$1 |
| 62.829 SHS LEUTHOLD CORE INVEST | P | 2011-06-07 | 2013-02-19 | $1,100 | $1,108 | -$8 | -$8 |
| 482.696 SHS PIMCO EMERG LOCAL BD FD | P | 2012-12-28 | 2013-08-30 | $4,460 | $5,300 | -$840 | -$840 |
| 66.079 SHS TEMPLETON GLOBAL BOND | P | 2011-06-02 | 2013-04-17 | $900 | $829 | $71 | $71 |
| 1.648 SHS PIMCO EMERG LOCAL BD FD | P | 2013-01-31 | 2013-08-30 | $15 | $18 | -$3 | -$3 |
| 1103.380 SHS JPMORGAN MORT BACKED | P | 2010-01-27 | 2013-04-26 | $12,810 | $12,195 | $615 | $615 |
| 1.712 SHS PIMCO EMERG LOCAL BD FD | P | 2013-07-31 | 2013-08-30 | $16 | $17 | -$1 | -$1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$4,936 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$4,656 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $28,300 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $609,668 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.046419 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $36,363 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $632,589 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.057483 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $32,300 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $650,530 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.049652 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $38,595 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $655,551 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.058874 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $42,110 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $780,366 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.053962 | DistributionYr5Rt |
| Total Distribution | 0.266390 | TotalDistributionRt |
| Average Distribution | 0.053278 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $619,408 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $33,001 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $227 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $33,228 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $30,300 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $455 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $455 | SubtotalAmt |
| Tax Based On Investment Income | $455 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $480 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $480 | TotalPaymentsAndCreditsAmt |
| Overpayment | $25 | OverpaymentAmt |
| Applied To ES Tax | $25 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | NA | WebsiteAddressTxt |
| Individual With Books | THOMAS HOYE | IndividualWithBooksNm |
| Phone | 2625491700 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 820 PHILIP DRIVE | AddressLine1 |
| City | WAUKESHA | City |
| State | WI | State |
| ZIP Code | 53186 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES E KEYES | ||||||||
| 1500 LEGION DRIVE | ELM GROVE | WI | 53122 | PRESIDENT | 1.00 | $0 | $0 | $0 |
| JOHN A KEYES | ||||||||
| 18320 LAMPLIGHTER COURT | BROOKFIELD | WI | 53005 | VICE PRESIDE | 1.00 | $0 | $0 | $0 |
| JOHN P MILLER | ||||||||
| 788 N JEFFERSON SUITE 900 | MILWAUKEE | WI | 53202 | SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $600,821 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $28,020 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $628,841 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $628,841 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $9,433 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $619,408 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $30,970 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $30,970 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $455 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $455 | TotalTaxAmt |
| Distributable Before Adj | $30,515 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $30,515 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $30,515 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $30,300 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $30,300 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $30,300 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $30,515 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $28,188 | UndistributedIncomePYAmt |
| Qualifying Distributions | $30,300 | QualifyingDistributionsAmt |
| Applied To Year1 | $28,188 | AppliedToYear1Amt |
| Applied To Current Year | $2,112 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $28,403 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2 |
|---|---|---|---|---|---|---|---|
| CATHOLIC MEMORIAL HS | |||||||
| 601 E COLLEGE AVENUE | WAUKESHA | WI | 53186 | N/A | GENERAL SUPPORT | $2,000 | |
| CHILDRENS HOSPITAL OF WI | |||||||
| PO BOX 1997 | MILWAUKEE | WI | 53201 | N/A | GENERAL SUPPORT | $1,000 | |
| CITY OF GOLDEN-FRONT PORC | |||||||
| GOLDEN | GOLDEN | CO | 80401 | N/A | FRONT PORCH FUND | $500 | |
| MARQUETTE UNIVERSITY HS | |||||||
| 3401 W WISCONSIN AVENUE | MILWAUKEE | WI | 53208 | N/A | GENERAL SUPPORT | $2,000 | |
| ST JOHN VIANNEY CATHOLIC | |||||||
| 1755 N CALHOUN ROAD | BROOKFIELD | WI | 53005 | N/A | GENERAL SUPPORT | $3,000 | CHURCH |
| ST MARY'S COLLEGE | |||||||
| DEVELOPMENT OFFICE | NOTRE DAME | IN | 46556 | N/A | GENERAL SUPPORT | $1,000 | |
| ST MARY'S VISITATION | |||||||
| 1260 CHURCH STREET | ELM GROVE | WI | 53122 | N/A | GENERAL SUPPORT | $12,000 | PARISH |
| VERITAS SOCIETY | |||||||
| 10625 W NORTH AVE STE LL | MILWAUKEE | WI | 53226 | N/A | GENERAL SUPPORT | $1,000 | |
| VILLAGE OF ELM GROVE (POLICE DEPT) | |||||||
| 13600 JUNEAU BLVD | ELM GROVE | WI | 53122 | N/A | GENERAL SUPPORT | $300 | |
| HOLY CROSS ASSOCIATION | |||||||
| PO BOX 765 | NOTRE DAME | IN | 46556 | N/A | GENERAL SUPPORT | $2,000 | OFFICE OF DEVELOPMENT |
| ST VINCENT DE PAUL SOCIETY | |||||||
| 2200 SUMMIT AVENUE | WAUKEHSA | WI | 53188 | N/A | GENERAL SUPPORT | $1,000 | |
| ANGEL'S GRACE HOSPICE | |||||||
| W359 N7430 BROWN STREET | OCONOMOWOC | WI | 53066 | N/A | GENERAL SUPPORT | $250 | |
| TYME OUT YOUTH CENTER | |||||||
| W332 N6786 CTY TK C | NASHOTAH | WI | 53058 | N/A | GENERAL SUPPORT | $1,000 | |
| WAUKESHA CATHOLIC SCHOOLS | |||||||
| 221 HARTWELL AVENUE | WAUKESHA | WI | 531866402 | N/A | GENERAL SUPPORT | $1,000 | |
| REPAIRERS OF THE BREACH | |||||||
| PO BOX 13791 | MILWAUKEE | WI | 53213 | N/A | GENERAL SUPPORT | $1,000 | |
| NATIVITY JESUIT MIDDLE SCHOOL | |||||||
| 1515 S 29TH STREET | MILWAUKEE | WI | 53215 | N/A | GENERAL SUPPORT | $1,000 | |
| ALZHEIMER'S ASSOCIATION | |||||||
| 620 S 76TH STREET | MILWAUKEE | WI | 53214 | N/A | GENERAL SUPPORT | $250 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $30,300 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $29,398 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | -$4,936 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $29,400 | ExclusionAmt |
| Related Or Exempt Function Incm | -$4,936 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $24,464 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | HOYE & ASSOCIATES LTD | CategoryTxt |
| Amt | $3,325 | Amt |
| Net Investment Income | $3,325 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $3,325 | AdjustedNetIncomeAmt |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp (3 entries)
| JAMES E KEYES |
| JOHN A KEYES |
| JOHN P MILLER |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (12 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| FNMA PL 254631 5% 18 | $7,055 | $4,082 |
| FPA NEW INCOME CL A | $35,530 | $33,099 |
| FRANKLIN ADJUSTABLE US | ||
| LOOMIS SAYLES INVT GRADE | ||
| JPMORGAN MORTGAGE | ||
| DRIEHAUS ACTIVE INCOME FUND | $43,779 | $44,420 |
| RIDGEWORTH SEIX FLOAT | $15,708 | $16,375 |
| TEMPLETON GLOBAL BOND ADV CL | $13,799 | $14,377 |
| TEMPLETON GLOBAL BOND CL A | $16,090 | $15,458 |
| DOUBLELINE TOTAL RETURN BD FD | $12,312 | $11,697 |
| PIMCO EMRG LOCAL BD FD CL D | ||
| PIMCO EMRG LOCAL BD FD INSTL |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (24 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AQR DIVERSIFIED-ARBITRAGE CL 1 | ||
| MERGER FUND | $12,200 | $12,177 |
| ASTON RIVER ROAD DIV ALL CAP VAL | $18,062 | $21,726 |
| DGHM ALL CAP VALUE INV | $53,711 | $62,417 |
| FEDERATED STRATEGIC VAL DIV A | $34,200 | $40,713 |
| FPA CRESCENT FD INST CL | $24,085 | $28,612 |
| GATEWAY FUND CL Y | $14,720 | $19,612 |
| HARBOR INTERNATIONAL FD INV CL | $21,661 | $25,744 |
| HARDING LOEVNER EMERGING MKT ADV | $35,308 | $36,142 |
| LEUTHOLD CORE INVESTMENT FD | $12,161 | $12,531 |
| PIMCO ALL ASSET AUTH CL INST | ||
| ISHARES FTSE NAREIT RES PLUS CAP | ||
| JPMORGAN EXCH TRADED NT | $23,977 | $28,737 |
| PIMCO ALL ASSET CL D | ||
| SCHOONER FUND A | $43,593 | $48,060 |
| VAUGHAN NELSON VAL CL A | $16,301 | $19,802 |
| WASATCH EMRG MKT SM CAP | $15,840 | $15,011 |
| BARCLAYS BANK IPATH NEW | ||
| SPDR S&P DIVIDEND ETF | $33,357 | $37,475 |
| CAMBIAR SM CAP FD | $15,101 | $17,076 |
| CAMBIAR OPPORTUNITY FUND | $7,080 | $8,364 |
| OAKMARK INTL FUND CLASS 1 | $17,787 | $19,382 |
| GW&K SMALL CAP EQTY FD INST | $12,913 | $14,322 |
| ISHARES RES REAL ESTATE CAPPED ETF | $12,429 | $13,533 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED INCOME TAX | Desc |
| BOY Book Value | $267 | BOYBookValueAmt |
| EOY Book Value | -$25 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISOR | CategoryTxt |
| Amt | $2,872 | Amt |
| Net Investment Income | $2,872 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $2,872 | AdjustedNetIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | 2013TAX | CategoryTxt |
| Amt | $455 | Amt |
| Net Investment Income | $455 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $455 | AdjustedNetIncomeAmt |