HOSPITAL FOR SPECIAL SURGERY FUND INC: Form 990, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- HOSPITAL FOR SPECIAL SURGERY FUND INC (EIN 13-6714749)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-13
- IRS object ID
- 201433179349304633
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-13T14:37:06-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 111 MONUMENT CIRCLE STE 4000 | AddressLine1 |
| City | INDIANAPOLIS | City |
| State | IN | State |
| ZIP Code | 46204 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136714749 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Hospital for Special Surgery Fund Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % MARC GOULD | InCareOfNm |
| Business Name Control | HOSP | BusinessNameControlTxt |
| Phone | 2126061000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 535 EAST 70TH STREET | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10021 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | STACEY MALAKOFF | PersonNm |
| Person Title | EXECUTIVE VP & CFO | PersonTitleTxt |
| Signature | 2014-11-13 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | LOUIS SHAPIRO | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 535 EAST 70TH STREET | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10021 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $15,787,656 | GrossReceiptsAmt |
| Group Return For Affiliates | false | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | www.hss.edu | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1984 | FormationYr |
| Legal Domicile State | NY | LegalDomicileStateCd |
| Activity Or Mission | TO RAISE FUNDS TO SUPPORT CHARITABLE, EDUCATIONAL & SCIENTIFIC PURPOSES OF ITS TAX-EXEMPT AFFILIATE THE HOSPITAL FOR SPEC SURG, AND ANY OTHER HLTH CARE RELATED CHARIT ORGS. | ActivityOrMissionDesc |
| Voting Members Governing Body | 42 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 36 | VotingMembersIndependentCnt |
| Total Employee | 29 | TotalEmployeeCnt |
| Total Volunteers | 42 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $6,070,287 | PYContributionsGrantsAmt |
| CY Contributions Grants | $8,641,220 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $5,794,664 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $6,413,283 | CYProgramServiceRevenueAmt |
| PY Investment Income | $1,873,772 | PYInvestmentIncomeAmt |
| CY Investment Income | $266,672 | CYInvestmentIncomeAmt |
| PY Other Revenue | -$485,137 | PYOtherRevenueAmt |
| CY Other Revenue | -$406,624 | CYOtherRevenueAmt |
| PY Total Revenue | $13,253,586 | PYTotalRevenueAmt |
| CY Total Revenue | $14,914,551 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $811,141 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $1,386,604 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $4,309,511 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $4,839,962 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $247,069 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $196,932 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $5,327,171 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $2,274,679 | PYOtherExpensesAmt |
| CY Other Expenses | $2,307,339 | CYOtherExpensesAmt |
| PY Total Expenses | $7,642,400 | PYTotalExpensesAmt |
| CY Total Expenses | $8,730,837 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $5,611,186 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $6,183,714 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $40,587,375 | TotalAssetsBOYAmt |
| Total Assets EOY | $51,876,563 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $20,719,524 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $24,307,810 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $19,867,851 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $27,568,753 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | THE ORGANIZATION'S EXEMPT PURPOSE IS TO RAISE FUNDS TO SUPPORT CHARITABLE, EDUCATIONAL & SCIENTIFIC PURPOSES OF ITS TAX-EXEMPT AFFILIATE THE HOSP FOR SPEC SURG, AND ANY OTHER HLTH CARE RELATED CHARITABLE ORGANIZATIONS. | MissionDesc |
| Significant New Program Srvc | false | SignificantNewProgramSrvcInd |
| Significant Change | false | SignificantChangeInd |
| Expense | $1,386,604 | ExpenseAmt |
| Grant | $1,386,604 | GrantAmt |
| Revenue | $6,413,283 | RevenueAmt |
| Desc | THIS ORGANIZATION'S EXEMPT PURPOSE IS TO RAISE FUNDS TO SUPPORT CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PURPOSES OF ITS TAX-EXEMPT AFFILIATE, THE HOSPITAL FOR SPECIAL SURGERY, AND ANY OTHER HEALTH CARE RELATED CHARITABLE ORGANIZATION. THE HOSPITAL FOR SPECIAL SURGERY PROVIDES WORLD CLASS CARE TO ITS PATIENTS BY HELPING THEM REGAIN THEIR MOBILITY, WHILE ALSO ADVANCING RESEARCH INITIATIVES TO EXPLORE NEW TREATMENTS FOR ORTHOPEDIC AND RHEUMATOLOGIC CONDITIONS. THE HOSPITAL FOR SPECIAL SURGERY IS RECOGNIZED FOR ITS EXCELLENCE IN PATIENT CARE AND IS CONSISTENTLY TOP-RANKED RANKED BY US NEWS AND WORLD REPORTS IN ITS SPECIALTIES. THE HOSPITAL FOR SPECIAL SURGERY IS ALSO RECOGNIZED AS A MAGNET HOSPITAL FOR EXCELLENCE IN NURSING SERVICE. IN 2013 HSS FUND INC. PROVIDED SERVICES TO THE HOSPITAL, ENABLING IT TO RAISE APPROXIMATELY $38.3` MILLION IN FUNDS FOR CAPITAL, RESEARCH, ENDOWMENT, EDUCATIONAL AND OPERATING PURPOSES. IN 2013, HSS FUND INC. ALSO CONTRIBUTED APPROXIMATELY $221,600 TO OTHER CHARITABLE ORGANIZATIONS. | Desc |
| Total Program Service Expenses | $1,386,604 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (true) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (true) | ScheduleBRequiredInd |
| Political Campaign Acty | false | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (true) | LobbyingActivitiesInd |
| Subject To Proxy Tax | false | SubjectToProxyTaxInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Conservation Easements | false | ConservationEasementsInd |
| Collections Of Art | false | CollectionsOfArtInd |
| Credit Counseling | false | CreditCounselingInd |
| Temp Or Permanent Endowments | false | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (true) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (true) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | false | ReportProgramRelatedInvstInd |
| Report Other Assets | false | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (true) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | false | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | false | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (true) | ConsolidatedAuditFinclStmtInd |
| School Operating | false | SchoolOperatingInd |
| Foreign Office | Yes (true) | ForeignOfficeInd |
| Foreign Activities | Yes (true) | ForeignActivitiesInd |
| More Than5000 K To Org | false | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividualsInd |
| Professional Fundraising | Yes (true) | ProfessionalFundraisingInd |
| Fundraising Activities | Yes (true) | FundraisingActivitiesInd |
| Gaming Activities | false | GamingActivitiesInd |
| Operate Hospital | false | OperateHospitalInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Schedule J Required | Yes (true) | ScheduleJRequiredInd |
| Tax Exempt Bonds | false | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | false | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | false | PYExcessBenefitTransInd |
| Loan Outstanding | false | LoanOutstandingInd |
| Grant To Related Person | false | GrantToRelatedPersonInd |
| Business Rln With Org Mem | false | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | false | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | Yes (true) | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | Yes (true) | DeductibleNonCashContriInd |
| Deductible Art Contribution | false | DeductibleArtContributionInd |
| Terminate Operations | false | TerminateOperationsInd |
| Partial Liquidation | false | PartialLiquidationInd |
| Disregarded Entity | false | DisregardedEntityInd |
| Related Entity | Yes (true) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (true) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (true) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | false | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | false | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (true) | ScheduleORequiredInd |
| Info In Schedule O Part V | Yes (X) | InfoInScheduleOPartVInd |
| IRP Document | 0 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Employee | 29 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (true) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | Yes (true) | ForeignFinancialAccountInd |
| Foreign Country | CJ | ForeignCountryCd |
| Foreign Country | EI | ForeignCountryCd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | false | TaxablePartyNotificationInd |
| Nondeductible Contributions | false | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | Yes (true) | QuidProQuoContributionsInd |
| Quid Pro Quo Contri Discl | Yes (true) | QuidProQuoContriDisclInd |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | false | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 42 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 36 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (true) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | false | DelegationOfMgmtDutiesInd |
| Change To Org Documents | false | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | false | MembersOrStockholdersInd |
| Election Of Board Members | false | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | false | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (true) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (true) | MinutesOfCommitteesInd |
| Officer Mailing Address | false | OfficerMailingAddressInd |
| Local Chapters | false | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (true) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (true) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (true) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (true) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (true) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (true) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (true) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (true) | CompensationProcessOtherInd |
| Investment In Joint Venture | false | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | AL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | AK | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | AR | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CO | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | DC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | FL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | GA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | HI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | IL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | KS | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | KY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | ME | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MD | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MS | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NH | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NJ | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NM | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | ND | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OH | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OK | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OR | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | PA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | RI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | SC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | TN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | UT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | VA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WV | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WI | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARC GOULD | PersonNm |
| Phone | 2126061323 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 535 EAST 70TH STREET | AddressLine1 |
| City | New York | City |
| State | NY | State |
| ZIP Code | 10021 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionAGrp (53 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | OfficerOfficerInd | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|---|---|
| Jonathan Deland | |||||||||
| Member/Atten. MD - Left FY13' | 0.2 | 13.82 | Yes (X) | $0 | $104,818 | $38,264 | |||
| Gregory E Lutz MD | |||||||||
| Member/Attending Physician | 0.2 | 6.03 | Yes (X) | $9,728 | $50,779 | ||||
| Douglas Padgett | |||||||||
| Member/Attending Physician | 0.2 | 11.9 | Yes (X) | $142,627 | $48,555 | ||||
| Russell Warren | |||||||||
| Member/Attending Physician | 0.2 | 10.3 | Yes (X) | $76,835 | $35,985 | ||||
| Phillip Wilson Jr | |||||||||
| Member/Attending Physician | 5.33 | 0.82 | Yes (X) | $88,342 | $30,396 | ||||
| James M Benson | |||||||||
| Member | 0.04 | 0.39 | Yes (X) | ||||||
| Daniel C Benton | |||||||||
| Member | 0.07 | 0.59 | Yes (X) | ||||||
| Herbert Black | |||||||||
| Member | 0.04 | 0.31 | Yes (X) | ||||||
| Richard A Brand | |||||||||
| Member | 0.07 | 0.63 | Yes (X) | ||||||
| Michael Brooks | |||||||||
| Member | 0.14 | 1.22 | Yes (X) | ||||||
| Kathryn Chenault | |||||||||
| Member | 0.11 | 0.94 | Yes (X) | ||||||
| Charles Coleman III | |||||||||
| Member | 0.11 | 1.02 | Yes (X) | ||||||
| Leslie Confeld | |||||||||
| Member | 0.18 | 1.6 | Yes (X) | ||||||
| Cynthia Foster Curry | |||||||||
| Member | 0.41 | 3.66 | Yes (X) | ||||||
| Barrie M Damson | |||||||||
| Member | 0.22 | 1.96 | Yes (X) | ||||||
| James G Dinan | |||||||||
| Member | 0.25 | 2.22 | Yes (X) | ||||||
| Anne Ehrenkranz | |||||||||
| Member | 0.12 | 1.04 | Yes (X) | ||||||
| Michael Esposito | |||||||||
| Member | 0.46 | 4.15 | Yes (X) | ||||||
| Marina Kellen French | |||||||||
| Member | 0.06 | 0.49 | Yes (X) | ||||||
| Craig Ivey | |||||||||
| Member | 0.07 | 0.59 | Yes (X) | ||||||
| Winfield P Jones | |||||||||
| Member | 0.04 | 0.39 | Yes (X) | ||||||
| Monica Keany | |||||||||
| Member | 0.42 | 3.76 | Yes (X) | ||||||
| Thomas J Kelly | |||||||||
| Member | 0.27 | 2.43 | Yes (X) | ||||||
| David H Koch | |||||||||
| Member | 0.27 | 2.43 | Yes (X) | ||||||
| Lara Lerner | |||||||||
| Member | 0.04 | 0.39 | Yes (X) | ||||||
| Mariylin B Levitt | |||||||||
| Member | 0.53 | 4.73 | Yes (X) | ||||||
| Thomas Lister | |||||||||
| Vice-Chair | 0.46 | 4.17 | Yes (X) | Yes (X) | |||||
| Alan S MacDonald | |||||||||
| Member | 0.22 | 2.0 | Yes (X) | ||||||
| David M Madden | |||||||||
| Member | 0.07 | 0.63 | Yes (X) | ||||||
| Richard L Menschel | |||||||||
| Chairman, Emeritus | 0.69 | 6.24 | Yes (X) | ||||||
| Dean R O'Hare | |||||||||
| Co-Chair | 1.75 | 15.75 | Yes (X) | Yes (X) | |||||
| Aldo Papone | |||||||||
| Member | 0.51 | 4.54 | Yes (X) | ||||||
| Gordon Pattee | |||||||||
| Member | 0.04 | 0.39 | Yes (X) | ||||||
| Susan W Rose | |||||||||
| Member | 0.09 | 0.84 | Yes (X) | ||||||
| Jonathan Sobel | |||||||||
| Member | 0.33 | 2.97 | Yes (X) | ||||||
| Deirdre Stanley | |||||||||
| Member | 0.24 | 2.17 | Yes (X) | ||||||
| Robert K Steel | |||||||||
| Member | 0.47 | 4.25 | Yes (X) | ||||||
| Daniel G Tully | |||||||||
| Member - Left in FY13' | 0.07 | 0.58 | Yes (X) | ||||||
| Mrs Douglas A Warner III | |||||||||
| Member | 0.69 | 6.2 | Yes (X) | ||||||
| Sanford I Weill | |||||||||
| Member | 0.04 | 0.39 | Yes (X) | ||||||
| Torsten N Wiesel MD | |||||||||
| Member | 0.07 | 0.63 | Yes (X) | ||||||
| Kendrick R Wilson III | |||||||||
| Co-Chair | 1.75 | 15.75 | Yes (X) | Yes (X) | |||||
| Ellen M Wright | |||||||||
| Member | 0.37 | 3.28 | Yes (X) | ||||||
| Louis A Shapiro | |||||||||
| President & CEO | 9.0 | 51.0 | Yes (X) | $350,425 | $1,985,745 | $70,051 | Yes (X) | ||
| Stacey Malakoff | |||||||||
| Executive VP & CFO | 1.8 | 58.2 | $35,943 | $1,162,164 | $54,906 | Yes (X) | |||
| Constance B Margolin | |||||||||
| Exec VP & Chief Legal Officer | 3.0 | 57.0 | $33,846 | $643,067 | $44,399 | Yes (X) | |||
| Deborah Sale | |||||||||
| Exec VP Ext Affairs | 36.0 | 24.0 | $340,763 | $227,175 | $77,400 | Yes (X) | |||
| Robin Merle | |||||||||
| VP & Chief Development Officer | 60.0 | 0.0 | $363,805 | $57,125 | Yes (X) | ||||
| Catherine Bissinger | |||||||||
| Director, Development | 60.0 | 0.0 | $203,634 | $20,447 | Yes (X) | ||||
| Reesa Kaufman | |||||||||
| Dir,Foundation & Gov Relations | 60.0 | 0.0 | $143,786 | $10,334 | Yes (X) | ||||
| William Cruz | |||||||||
| Dir, Annual & Planned Giving | 60.0 | 0.0 | $138,006 | $15,921 | Yes (X) | ||||
| Benjamin Neihart | |||||||||
| Dir, Dev Research Special Proj | 45.0 | 15.0 | $113,031 | $37,677 | $836 | Yes (X) | |||
| Meredith Forbes | |||||||||
| Director, Special Events | 60.0 | 0.0 | $110,856 | $21,025 | Yes (X) | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $1,922,437 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $4,389,836 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $576,423 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 9 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | false | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (true) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | false | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1 | CityContractorAddress/USAddress/City | StateContractorAddress/USAddress/State | ZIP CodeContractorAddress/USAddress/ZIPCode | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| TWO SHADES OF GRAY | |||||
| 3 KIDDS CAVE RD | BRADFORD | CT | 06405 | PRINT & DESIGN SRV | $256,330 |
| INDOE CONSULTING | |||||
| 633 E 11TH ST UNIT 6 | NEW YORK | NY | 10009 | CONSULTING SERVICES | $213,760 |
| VENABLE LLP | |||||
| PO BOX 62727 | BALTIMORE | MD | 21264 | LOBBYING CONSULTING | $150,021 |
| JS MCCARTHY CO INC | |||||
| 15 DARIN DRIVE | AUGUSTA | ME | 04330 | Print Service | $126,430 |
| COMMUNITY COUNSELING SVC CO | |||||
| PO BOX 824885 | PHILADELPHIA | PA | 19182 | FUNDRAISING CONSULT | $105,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 5 | CntrctRcvdGreaterThan100KCnt |
| Fundraising | $3,630,753 | FundraisingAmt |
| All Other Contributions | $5,010,467 | AllOtherContributionsAmt |
| Noncash Contributions | $112,598 | NoncashContributionsAmt |
| Total Contributions | $8,641,220 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PURCHASED SERVICE REVENUE | Desc |
| Business | 900099 | BusinessCd |
| Total Revenue Column | $6,413,283 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $6,413,283 | RelatedOrExemptFuncIncomeAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $6,413,283 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $259,628 | TotalRevenueColumnAmt |
| Exclusion | $259,628 | ExclusionAmt |
Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $0 | RealAmt |
| Personal | $0 | PersonalAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $164,201 | SecuritiesAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $157,157 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $7,044 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $7,044 | TotalRevenueColumnAmt |
| Exclusion | $7,044 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fundraising Gross Income | $309,324 | FundraisingGrossIncomeAmt |
| Contri Rpt Fundraising Event | $3,630,753 | ContriRptFundraisingEventAmt |
| Fundraising Direct Expenses | $715,948 | FundraisingDirectExpensesAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -$406,624 | TotalRevenueColumnAmt |
| Exclusion | -$406,624 | ExclusionAmt |
Net Income From Gaming NetIncomeFromGamingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Income Or Loss NetIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $0 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $14,914,551 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $6,413,283 | RelatedOrExemptFuncIncomeAmt |
| Exclusion | -$139,952 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,386,604 | TotalAmt |
| Program Services | $1,386,604 | ProgramServicesAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Foreign Grants ForeignGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Benefits To Members BenefitsToMembersGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,361,459 | TotalAmt |
| Management And General | $821,791 | ManagementAndGeneralAmt |
| Fundraising | $539,668 | FundraisingAmt |
Comp Disqual Persons CompDisqualPersonsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,599,462 | TotalAmt |
| Fundraising | $2,599,462 | FundraisingAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $669,383 | TotalAmt |
| Management And General | $230,082 | ManagementAndGeneralAmt |
| Fundraising | $439,301 | FundraisingAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $209,658 | TotalAmt |
| Management And General | $72,064 | ManagementAndGeneralAmt |
| Fundraising | $137,594 | FundraisingAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $167,512 | TotalAmt |
| Management And General | $167,512 | ManagementAndGeneralAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $83,126 | TotalAmt |
| Management And General | $83,126 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $150,021 | TotalAmt |
| Management And General | $150,021 | ManagementAndGeneralAmt |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $196,932 | TotalAmt |
| Fundraising | $196,932 | FundraisingAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $20,794 | TotalAmt |
| Management And General | $20,794 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $606,564 | TotalAmt |
| Management And General | $416,486 | ManagementAndGeneralAmt |
| Fundraising | $190,078 | FundraisingAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $80,158 | TotalAmt |
| Fundraising | $80,158 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Royalties RoyaltiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $600,110 | TotalAmt |
| Management And General | $10,186 | ManagementAndGeneralAmt |
| Fundraising | $589,924 | FundraisingAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $40,267 | TotalAmt |
| Fundraising | $40,267 | FundraisingAmt |
Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Payments To Affiliates PaymentsToAffiliatesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $45,000 | TotalAmt |
| Management And General | $45,000 | ManagementAndGeneralAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Expenses OtherExpensesGrp (2 entries)
| DescDesc | TotalTotalAmt | FundraisingFundraisingAmt |
|---|---|---|
| DIRECT MAIL | $287,141 | $287,141 |
| MISCELLANEOUS EXPENSES | $226,646 | $226,646 |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $8,730,837 | TotalAmt |
| Program Services | $1,386,604 | ProgramServicesAmt |
| Management And General | $2,017,062 | ManagementAndGeneralAmt |
| Fundraising | $5,327,171 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,868,362 | BOYAmt |
| EOY | $2,200,462 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Receivables From Officers Etc ReceivablesFromOfficersEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,000,000 | BOYAmt |
| EOY | $5,000,000 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $617,957 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $460,812 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $171,375 | BOYAmt |
| EOY | $157,145 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $18,559,506 | BOYAmt |
| EOY | $26,360,824 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $13,534,246 | BOYAmt |
| EOY | $16,600,415 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Intangible Assets IntangibleAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,453,886 | BOYAmt |
| EOY | $1,557,717 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $40,587,375 | BOYAmt |
| EOY | $51,876,563 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,187,096 | BOYAmt |
| EOY | $1,563,699 | EOYAmt |
Grants Payable GrantsPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Escrow Account Liability EscrowAccountLiabilityGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Loans From Officers Directors LoansFromOfficersDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $19,532,428 | BOYAmt |
| EOY | $22,744,111 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $20,719,524 | BOYAmt |
| EOY | $24,307,810 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $19,867,851 | BOYAmt |
| EOY | $27,568,753 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $19,867,851 | BOYAmt |
| EOY | $27,568,753 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $40,587,375 | BOYAmt |
| EOY | $51,876,563 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expnss | $6,183,714 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | $1,517,188 | NetUnrlzdGainsLossesInvstAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | false | AccountantCompileOrReviewInd |
| FS Audited | Yes (true) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (true) | AuditCommitteeInd |
| Federal Grant Audit Required | false | FederalGrantAuditRequiredInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Organization170 | Yes (X) | PublicOrganization170Ind |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $4,553,024 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $4,834,012 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $5,752,159 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $6,070,287 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $8,641,220 | CurrentTaxYearAmt |
| Total | $29,850,702 | TotalAmt |
Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $4,553,024 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $4,834,012 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $5,752,159 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $6,070,287 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $8,641,220 | CurrentTaxYearAmt |
| Total | $29,850,702 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantial Contributors Tot | $943,491 | SubstantialContributorsTotAmt |
| Public Support Total170 | $28,907,211 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $33,628 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $51,235 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $83,240 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $1,622,542 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $259,628 | CurrentTaxYearAmt |
| Total | $2,050,273 | TotalAmt |
Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus2 Years | $337,722 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $277,430 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $309,324 | CurrentTaxYearAmt |
| Total | $924,476 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $32,825,451 | TotalSupportAmt |
| Gross Receipts Rltd Activities | $27,170,828 | GrossReceiptsRltdActivitiesAmt |
| Public Support CY170 | 0.88063 | PublicSupportCY170Pct |
| Public Support PY170 | 0.91447 | PublicSupportPY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbyingGrp | |
| Total Direct Lobbying | TotalDirectLobbyingGrp | |
| Total Lobbying Expend | TotalLobbyingExpendGrp | |
| Other Exempt Purpose Expend | OtherExemptPurposeExpendGrp | |
| Total Exempt Purpose Expend | TotalExemptPurposeExpendGrp | |
| Lobbying Nontaxable Amount | LobbyingNontaxableAmountGrp | |
| Grassroots Nontaxable | GrassrootsNontaxableGrp | |
| Tot Lbbyng Grassroot Mns Non Tx | TotLbbyngGrassrootMnsNonTxGrp | |
| Tot Lbby Expend Mns Lbbyng Non Tx | TotLbbyExpendMnsLbbyngNonTxGrp | |
| Volunteers | false | VolunteersInd |
| Paid Staff Or Management | false | PaidStaffOrManagementInd |
| Media Advertisements | false | MediaAdvertisementsInd |
| Mailings Members | false | MailingsMembersInd |
| Publications Or Broadcast | false | PublicationsOrBroadcastInd |
| Grants Other Organizations | false | GrantsOtherOrganizationsInd |
| Direct Contact Legislators | Yes (true) | DirectContactLegislatorsInd |
| Direct Contact Legislators | $150,021 | DirectContactLegislatorsAmt |
| Rallies Demonstrations | false | RalliesDemonstrationsInd |
| Other Activities | false | OtherActivitiesInd |
| Total Lobbying Expenditures | $150,021 | TotalLobbyingExpendituresAmt |
| Not Described Section501c3 | false | NotDescribedSection501c3Ind |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART II-B, LINE 1G | FormAndLineReferenceDesc |
| Explanation | THE HOSPITAL FOR SPECIAL SURGERY FUND, INC. ENGAGES A LOBBYING FIRM TO DIRECT ITS EFFORT TOWARD HEALTHCARE INITIATIVES ON BEHALF OF ITSELF AND ITS AFFILIATE, THE NEW YORK SOCIETY FOR THE RELIEF OF THE RUPTURED AND CRIPPLED, MAINTAINING THE HOSPITAL FOR SPECIAL SURGERY. | ExplanationTxt |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amounts | ArtPublicExhibitionAmountsGrp | |
| Held Works Art | HeldWorksArtGrp | |
| CY Minus3 Yr Endwmt Fund | CYMinus3YrEndwmtFundGrp | |
| CY Minus4 Yr Endwmt Fund | CYMinus4YrEndwmtFundGrp | |
| Land | LandGrp |
Buildings BuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $137,762 | OtherCostOrOtherBasisAmt |
| Depreciation | $68,458 | DepreciationAmt |
| Book Value | $69,304 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Leasehold Improvements | LeaseholdImprovementsGrp |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $480,195 | OtherCostOrOtherBasisAmt |
| Depreciation | $392,354 | DepreciationAmt |
| Book Value | $87,841 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Land Buildings | OtherLandBuildingsGrp | |
| Total Book Value Land Buildings | $157,145 | TotalBookValueLandBuildingsAmt |
| Financial Derivatives | FinancialDerivativesGrp | |
| Closely Held Equity Interests | CloselyHeldEquityInterestsGrp |
Other Securities OtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ALTERNATIVE INVESTMENTS | Desc |
| Book Value | $16,600,415 | BookValueAmt |
| Method Valuation | F | MethodValuationCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $16,600,415 | TotalBookValueSecuritiesAmt |
| Federal Income Tax Liability | $0 | FederalIncomeTaxLiabilityAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO AFFILIATE | Desc |
| Amt | $22,744,111 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $22,744,111 | TotalLiabilityAmt |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | Central America and the Caribbean | RegionTxt |
| Employee | 1 | EmployeeCnt |
| Type Of Activities Conducted | Investments | TypeOfActivitiesConductedTxt |
| Region Total Expenditures | $10,000 | RegionTotalExpendituresAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Employees | 1 | SubtotalEmployeesCnt |
| Total Employee | 1 | TotalEmployeeCnt |
| Subtotal Spent | $10,000 | SubtotalSpentAmt |
| Total Spent | $10,000 | TotalSpentAmt |
| Transfer To Foreign Corp | false | TransferToForeignCorpInd |
| Interest In Foreign Trust | false | InterestInForeignTrustInd |
| Foreign Corp Ownership | Yes (true) | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | false | PassiveForeignInvestmestCoInd |
| Foreign Partnership | false | ForeignPartnershipInd |
| Boycott Countries | false | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE F, PART I, LINE 3(1), COLUMN F | FormAndLineReferenceDesc |
| Explanation | TOTAL ASSETS ARE $103,392,835 AND TOTAL LIABILITIES ARE $103,382,835. | ExplanationTxt |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | Yes (X) | MailSolicitationsInd |
| Email Solicitations | Yes (X) | EmailSolicitationsInd |
| In Person Solicitations | Yes (X) | InPersonSolicitationsInd |
| Solicitation Of Non Govt Grants | Yes (X) | SolicitationOfNonGovtGrantsInd |
| Special Fundraising Events | Yes (X) | SpecialFundraisingEventsInd |
| Agrmt Prof Fundraising Acty | Yes (true) | AgrmtProfFundraisingActyInd |
Fundraiser Activity Info FundraiserActivityInfoGrp (4 entries)
| Address Line1USAddress/AddressLine1 | Address Line2USAddress/AddressLine2 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | ActivityActivityTxt | Fundraiser Control Of FundsFundraiserControlOfFundsInd | Gross ReceiptsGrossReceiptsAmt | Retained By ContractorRetainedByContractorAmt | Net To OrganizationNetToOrganizationAmt |
|---|---|---|---|---|---|---|---|---|---|
| PROJECTS PLUS INC | |||||||||
| 145 WEST 45TH STREET | SUITE 300 | NEW YORK | NY | 10036 | CONSULTING/ SOLICIT/DM | false | $2,570,903 | $80,852 | $2,490,051 |
| INDOE CONSULTING | |||||||||
| 633 EAST 11TH STREET | UNIT 6 | NEW YORK | NY | 10009 | DM-CONSULT/ REPORTING | false | $1,095,160 | $90,000 | $1,005,160 |
| KELLY MOORE | |||||||||
| 201 WEST 11TH STREET | 5D | NEW YORK | NY | 10014 | CONSULTING SOLICIT/DM | false | $897,620 | $10,000 | $887,620 |
| COMMUNITY COUNSELING SERVICE CO L | |||||||||
| PO BOX 824885 | PHILADELPHIA | PA | 19182 | CONSULTING | false | $105,000 | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | $4,563,683 | TotalGrossReceiptsAmt |
| Total Retained By Contractors | $285,852 | TotalRetainedByContractorsAmt |
| Total Net To Organization | $4,382,831 | TotalNetToOrganizationAmt |
| Licensed States | AL | LicensedStatesCd |
| Licensed States | AK | LicensedStatesCd |
| Licensed States | AR | LicensedStatesCd |
| Licensed States | CA | LicensedStatesCd |
| Licensed States | CO | LicensedStatesCd |
| Licensed States | CT | LicensedStatesCd |
| Licensed States | DC | LicensedStatesCd |
| Licensed States | FL | LicensedStatesCd |
| Licensed States | GA | LicensedStatesCd |
| Licensed States | HI | LicensedStatesCd |
| Licensed States | IL | LicensedStatesCd |
| Licensed States | KS | LicensedStatesCd |
| Licensed States | KY | LicensedStatesCd |
| Licensed States | ME | LicensedStatesCd |
| Licensed States | MD | LicensedStatesCd |
| Licensed States | MA | LicensedStatesCd |
| Licensed States | MI | LicensedStatesCd |
| Licensed States | MN | LicensedStatesCd |
| Licensed States | MS | LicensedStatesCd |
| Licensed States | NH | LicensedStatesCd |
| Licensed States | NJ | LicensedStatesCd |
| Licensed States | NM | LicensedStatesCd |
| Licensed States | NY | LicensedStatesCd |
| Licensed States | NC | LicensedStatesCd |
| Licensed States | ND | LicensedStatesCd |
| Licensed States | OH | LicensedStatesCd |
| Licensed States | OK | LicensedStatesCd |
| Licensed States | OR | LicensedStatesCd |
| Licensed States | PA | LicensedStatesCd |
| Licensed States | RI | LicensedStatesCd |
| Licensed States | SC | LicensedStatesCd |
| Licensed States | TN | LicensedStatesCd |
| Licensed States | UT | LicensedStatesCd |
| Licensed States | VA | LicensedStatesCd |
| Licensed States | WA | LicensedStatesCd |
| Licensed States | WV | LicensedStatesCd |
| Licensed States | WI | LicensedStatesCd |
Fundraising Event Information FundraisingEventInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | GALA | NameOfEvent1Amt |
| Gross Receipts Event1 | $2,570,903 | GrossReceiptsEvent1Amt |
| Charitable Contri Event1 | $2,369,303 | CharitableContriEvent1Amt |
| Gross Revenue Event1 | $201,600 | GrossRevenueEvent1Amt |
| Rent Facility Costs Event1 | $376,935 | RentFacilityCostsEvent1Amt |
| Entertainment Event1 | $5,400 | EntertainmentEvent1Amt |
| Other Direct Expenses Event1 | $129,443 | OtherDirectExpensesEvent1Amt |
| Name Of Event2 | CIRCUS | NameOfEvent2Amt |
| Gross Receipts Event2 | $402,024 | GrossReceiptsEvent2Amt |
| Charitable Contri Event2 | $353,430 | CharitableContriEvent2Amt |
| Gross Revenue Event2 | $48,594 | GrossRevenueEvent2Amt |
| Rent Facility Costs Event2 | $52,540 | RentFacilityCostsEvent2Amt |
| Entertainment Event2 | $5,059 | EntertainmentEvent2Amt |
| Other Direct Expenses Event2 | $22,362 | OtherDirectExpensesEvent2Amt |
| Other Events Total | 2 | OtherEventsTotalCnt |
| Gross Receipts Other Events | $967,150 | GrossReceiptsOtherEventsAmt |
| Charitable Contri Other Events | $908,020 | CharitableContriOtherEventsAmt |
| Gross Revenue Other Events | $59,130 | GrossRevenueOtherEventsAmt |
| Rent Fclty Costs Other Events | $81,059 | RentFcltyCostsOtherEventsAmt |
| Entertainment Other Events | $16,950 | EntertainmentOtherEventsAmt |
| Oth Direct Expnss Other Events | $26,200 | OthDirectExpnssOtherEventsAmt |
| Gross Receipts Total | $3,940,077 | GrossReceiptsTotalAmt |
| Charitable Contributions Tot | $3,630,753 | CharitableContributionsTotAmt |
| Gross Revenue Total Events | $309,324 | GrossRevenueTotalEventsAmt |
| Rent Fclty Costs Total Events | $510,534 | RentFcltyCostsTotalEventsAmt |
| Entertainment Total Events | $27,409 | EntertainmentTotalEventsAmt |
| Oth Direct Expnss Total Events | $178,005 | OthDirectExpnssTotalEventsAmt |
| Direct Expense Summary Events | $715,948 | DirectExpenseSummaryEventsAmt |
| Net Income Summary | -$406,624 | NetIncomeSummaryAmt |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (true) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable (15 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Recipient EINRecipientEIN | IRC SectionIRCSectionDesc | Cash GrantCashGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Address Line2USAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| THE NY SOC FOR THE REL OF RUP & CRPL MAINT | ||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10522 | 131624135 | 501(c)(3) | $1,165,004 | ACADEMIC TRAINING & PEDIATRIC OUTREACH | |
| UNITED HOSPITAL FUND | ||||||||
| 350 FIFTH AVENUE-23RD FL | NEW YORK | NY | 10118 | 131562656 | 501(c)(3) | $47,000 | GENERAL SUPPORT | |
| CORNELL UNIVERSITY CO NY PRESBYWEILL CORNELL MED | ||||||||
| 377 PINE TREE ROAD | ITHACA | NY | 14850 | 150532082 | 501(c)(3) | $21,000 | GENERAL SUPPORT | |
| Citizens Budget Commission | ||||||||
| 1 PENN PLAZA SUITE 640 | NEW YORK | NY | 10119 | 130576141 | 501(c)(3) | $16,000 | GENERAL SUPPORT | |
| ARTHRITIS FOUNDATION INC | ||||||||
| 1330 W PEACHTREE STNO 100 | ATLANTA | GA | 30309 | 581341679 | 501(c)(3) | $15,000 | GENERAL SUPPORT | |
| HEALTHCARE CHAPLAINCY | ||||||||
| 315 EAST 62ND ST | NEW YORK | NY | 10021 | 132634080 | 501(c)(3) | $10,000 | GENERAL SUPPORT | |
| ALLIANCE FOR LUPUS RESEARCH | ||||||||
| 845 THIRD AVENUE 6TH FL | NEW YORK | NY | 10022 | 582492929 | 501(c)(3) | $10,000 | GENERAL SUPPORT | |
| SLE LUPUS FOUNDATION | ||||||||
| 330 SEVENTH AVE | NEW YORK | NY | 10001 | 133060086 | 501(c)(3) | $10,000 | GENERAL SUPPORT | SUITE 1701 |
| VISITING NURSE SERVICE OF NY | ||||||||
| 1675 BROADWAY 18TH FL | NEW YORK | NY | 10019 | 133189926 | 501(C)(3) | $10,000 | General Support | |
| BARNARD COLLEGE | ||||||||
| 3009 BROADWAY | NEW YORK | NY | 10027 | 131628149 | 501(c)(3) | $10,000 | GENERAL SUPPORT | |
| LUPUS FOUNDATION OF AMERICA INC | ||||||||
| 2000 L ST NW NO 410 | WASHINGTON | DC | 20036 | 431131436 | 501(C)(3) | $10,000 | GENERAL SUPPORT | |
| THE NEW YORK ACADEMY OF MEDICINE | ||||||||
| 1216 FIFTH AVENUE | NEW YORK | NY | 10029 | 131656674 | 501(C)(3) | $10,000 | GENERAL SUPPORT | |
| COMMUNITY SERVICE SOCIETY OF NEW YORK | ||||||||
| 105 E 22ND ST STE 301 | NEW YORK | NY | 10010 | 135562202 | 501(C)(3) | $10,000 | GENERAL SUPPORT | |
| AAFSalzburg Cornell Seminars | ||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 133275103 | 501(C)(3) | $7,500 | GENERAL SUPPORT | 29th Floor |
| THE ALS ASSOCIATION GREATER NY CHAPTER | ||||||||
| 42 BROADWAY | NEW YORK | NY | 10004 | 133616680 | 501(C)(3) | $6,250 | GENERAL SUPPORT | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 15 | Total501c3OrgCnt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE I, PART I, LINE 2 | FormAndLineReferenceDesc |
| Explanation | HSS FUND, INC. IS ORGANIZED FOR THE PURPOSE OF RAISING FUNDS TO SUPPORT THE CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PURPOSES OF ITS TAX EXEMPT AFFILIATE, THE HOSPITAL FOR SPECIAL SURGERY, AND OTHER HEALTH CARE-RELATED CHARITABLE ORGANIZATIONS. THE CONTRIBUTIONS MADE TO AFFILIATES ARE TO BE USED FOR THE INTENDED PURPOSE. THE CONTRIBUTIONS GIVEN TO THE OUTSIDE ORGANIZATIONS ARE FOR GENERAL PURPOSES. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Housing Allowance Or Residence | Yes (X) | HousingAllowanceOrResidenceInd |
| Written Policy Ref T And E Expnss | Yes (true) | WrittenPolicyRefTAndEExpnssInd |
| Substantiation Required | Yes (true) | SubstantiationRequiredInd |
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | false | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | false | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | false | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | false | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | Yes (true) | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | false | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | Yes (true) | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | false | AnyNonFixedPaymentsInd |
| Initial Contract Exception | false | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (10 entries)
| TitleTitleTxt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Douglas Padgett | ||||||||||||||
| Member/Attending Physician | $142,214 | $413 | $0 | $13,898 | $0 | $34,657 | $0 | $191,182 | $0 | $0 | ||||
| Louis A Shapiro | ||||||||||||||
| President & CEO | $929,826 | $24,945 | $2,869 | $16,256 | $7,639 | $43,287 | $360,933 | $2,045,288 | $0 | $0 | $164,087 | $181,937 | $1,030,974 | $4,401 |
| Stacey Malakoff | ||||||||||||||
| Executive VP & CFO | $730,728 | $30,116 | $689 | $22,262 | $958 | $30,997 | $37,590 | $1,215,423 | $0 | $22,600 | $12,412 | $401,320 | $931 | |
| Constance B Margolin | ||||||||||||||
| Exec VP & Chief Legal Officer | $455,783 | $14,377 | $1,148 | $21,803 | $1,071 | $20,377 | $36,065 | $685,247 | $0 | $0 | $23,989 | $9,100 | $172,907 | $757 |
| Deborah Sale | ||||||||||||||
| Exec VP Ext Affairs | $160,812 | $2,224 | $13,770 | $9,180 | $32,670 | $21,780 | $387,203 | $258,135 | $0 | $0 | $241,218 | $96,209 | $64,139 | $3,336 |
| Robin Merle | ||||||||||||||
| VP & Chief Development Officer | $22,950 | $0 | $34,175 | $0 | $420,930 | $0 | $0 | $0 | $317,837 | $45,968 | ||||
| Catherine Bissinger | ||||||||||||||
| Director, Development | $8,293 | $0 | $12,154 | $0 | $224,081 | $0 | $0 | $0 | $203,458 | $176 | ||||
| Reesa Kaufman | ||||||||||||||
| Dir,Foundation & Gov Relations | -$20,103 | $0 | $30,437 | $0 | $154,120 | $0 | $0 | $0 | $143,665 | $121 | ||||
| William Cruz | ||||||||||||||
| Dir, Annual & Planned Giving | $5,613 | $0 | $10,308 | $0 | $153,927 | $0 | $0 | $137,926 | $80 | |||||
| Benjamin Neihart | ||||||||||||||
| Dir, Dev Research Special Proj | $37,649 | $28 | -$7,784 | -$2,595 | $8,411 | $2,804 | $113,658 | $37,886 | $0 | $0 | $112,947 | $84 | ||
Supplemental Information Detail SupplementalInformationDetail (4 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| SCHEDULE J, PART I, LINE 1A | Housing Allowance - Housing allowance was paid to the Vice President & Chief Development Officer as per contract, and was treated as taxable compensation. |
| SCHEDULE J, PART I, LINE 5B | CERTAIN EMPLOYED PHYSICIANS LISTED ON PART VII, SECTION A, LINE 1A RECEIVE COMPENSATION IN PART, BASED ON PROFESSIONAL SERVICE REVENUE GENERATED FROM SERVICES THEY PERSONALLY PERFORMED IN THEIR INDIVIDUAL PRACTICES. IN 2013, NO PHYSICIAN WAS PAID COMPENSATION CONTINGENT UPON THE ORGANIZATION'S OVERALL REVENUE OR NET EARNINGS. |
| SCHEDULE J, PART I, LINE 6B | PERFORMANCE BASED INCENTIVE AWARDS ARE PAID TO OFFICERS AND KEY EMPLOYEES BASED ON A NUMBER OF IMPORTANT QUALITY, SATISFACTION, EFFICIENCY, AND FINANCIAL MEASURES, OF WHICH ACHIEVING BUDGET IS A FACTOR. |
| SCHEDULE J, PART II - COLUMN B(II) BONUS AND INCENTIVE COMPENSATION | IN 2013, CERTAIN EXECUTIVES RECEIVED A LONG TERM INCENTIVE PAYMENT BASED ON THEIR PERFORMANCE IN ACHIEVING HOSPITAL OBJECTIVES EARNED OVER A THREE YEAR PERIOD, THUS DISTORTING THE YEAR TO YEAR COMPARISON OF COMPENSATION INFORMATION. |
Schedule L IRS990ScheduleL
Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp
Name Of Interested NameOfInterested
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | American Express | PersonNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship Description | SEE PART V | RelationshipDescriptionTxt |
| Transaction | SEE PART V | TransactionDesc |
| Sharing Of Revenues | false | SharingOfRevenuesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE L, PART IV, LINE (1) - AMERICAN EXPRESS | FormAndLineReferenceDesc |
| Explanation | a. Aldo Papone, former Co-Chairman and current member of HSS' Board of Trustees, is a senior advisor at American Express. The decision to select American Express for the Buyer Initiated Payment Program (BIPP) was made through a competitive bid process and independent of Mr. Papone. Mr. Papone does not have any role in the consideration or acquisition of American Express services. b. Kathryn Chenault, a member of HSS' Board of Trustees, is the spouse of Kenneth Chenault, the CEO of American Express. The decision to select American Express for the Buyer Initiated Payment Program (BIPP) was made through a competitive bid process and independent of Mrs. Chenault. Mrs. Chenault does not have any role in the consideration or acquisition of American Express services. Amount of Transaction: $44,658,061 Description of Transaction: In 2013, HSS paid its participating vendors $44,658,061 through the American Express Buyer Initiated Payment Program (BIPP). The BIPP is a program negotiated through the Greater New York Hospital Association (GNYHA). Participating vendors have the benefit of getting paid quicker via use of BIPP and in return the participating vendors pay a fee to American Express. HSS receives a rebate based on its percentage of the total amount spent through the GNYHA program. Separately from the BIPP program, HSS incurred business related charges of $295,588 using HSS' American Express corporate cards. | ExplanationTxt |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Works Of Art | WorksOfArtGrp | |
| Art Historical Treasures | ArtHistoricalTreasuresGrp | |
| Art Fractional Interest | ArtFractionalInterestGrp | |
| Books And Publications | BooksAndPublicationsGrp | |
| Clothing And Household Goods | ClothingAndHouseholdGoodsGrp | |
| Cars And Other Vehicles | CarsAndOtherVehiclesGrp | |
| Boats And Planes | BoatsAndPlanesGrp | |
| Intellectual Property | IntellectualPropertyGrp |
Securities Publicly Traded SecuritiesPubliclyTradedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 11 | ContributionCnt |
| Noncash Contributions Rpt F990 | $112,598 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities Closely Held Stock | SecuritiesCloselyHeldStockGrp | |
| Secur Prtnrshp Trust Intrsts | SecurPrtnrshpTrustIntrstsGrp | |
| Securities Miscellaneous | SecuritiesMiscellaneousGrp | |
| Qualified Contrib Hist Struct | QualifiedContribHistStructGrp | |
| Qualified Contrib Other | QualifiedContribOtherGrp | |
| Real Estate Residential | RealEstateResidentialGrp | |
| Real Estate Commercial | RealEstateCommercialGrp | |
| Real Estate Other | RealEstateOtherGrp | |
| Collectibles | CollectiblesGrp | |
| Food Inventory | FoodInventoryGrp | |
| Drugs And Medical Supplies | DrugsAndMedicalSuppliesGrp | |
| Taxidermy | TaxidermyGrp | |
| Historical Artifacts | HistoricalArtifactsGrp | |
| Scientific Specimens | ScientificSpecimensGrp | |
| Archaeological Artifacts | ArchaeologicalArtifactsGrp | |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | Yes (true) | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | Yes (true) | ThirdPartiesUsedInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Schedule M, Part I, Line 32B | FormAndLineReferenceDesc |
| Explanation | All publicly traded securities are administered and sold through JP Morgan Chase, 1111 Polaris Parkway, Suite 3J, OH1-0634, Columbus, OH 43240. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (5 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, SECTION A - LINE 2 | - DANIEL BENTON, TRUSTEE, AND ANNE EHRENKRANZ, TRUSTEE, HAVE A BUSINESS RELATIONSHIP |
| FORM 990, PART VI, SECTION B - LINE 11B | Prior to submitting the Form 990 to the Internal Revenue Service (IRS), there is an established process for review of the document in its entirety by the governing body whose evaluations are made in the best interest of HSS Fund, Inc. The Form 990 is first reviewed with the Executive Compensation Committee of the Board of Trustees. The reviewed Form 990 is then submitted to the full Board of Trustees. The trustees are provided a copy of the Form 990 via compact disk prior to submission of the form. In addition, significant areas of Form 990 are discussed at a Board of Trustees meeting. |
| FORM 990, PART VI, SECTION B - LINE 12C | On an annual basis, Financial Interest Disclosure Statements are sent to all Board Members, Officers, Medical Staff, and Management. The Conflict of Interest policy also requires that individuals disclose any changes to the Office of Corporate Compliance within 30 days. The information received is entered into a database and reviewed for potential conflicts of interest. The database information is also reviewed by the Executive Vice President for Legal Affairs, the Chief Executive Officer, and the Audit and Corporate Compliance Committee of the Board of Trustees. In addition to sending disclosure statements directly to the group noted above, industry websites are monitored for disclosures related to employees of HSS Fund, Inc. This information is entered into the database as well. HSS Fund, Inc. has a Conflict of Interest Task Force that meets three times a year, or as necessary, to review and update the Conflicts of Interest policies and procedures. HSS' Policy on Conflict of Interest in day-to-day operations states that if HSS is contemplating a transaction which might possibly benefit (or appear to benefit) a covered person or any member of his/her immediate family, then the potential benefit or conflict must be disclosed to, and approved by, a disinterested officer of HSS before the transaction may proceed. Accordingly, a covered person may not place business with any third party (e.g., a vendor, competitor, or other organization) in which that person or any member of his/her immediate family has an interest unless that interest is disclosed to, and the transaction is approved by, the Vice President for Corporate Compliance ("Corporate Compliance Officer"). |
| FORM 990, PART VI, SECTION B - LINE 15A & 15B | HSS Fund, Inc. is committed to ensuring that its Executive Compensation Program adheres to the highest standards of regulatory compliance and best corporate governance. The HSS Fund, Inc. Board has charged the Compensation Committee (which is composed of independent Board members with no conflicts of interest in regard to executive compensation) with making all decisions related to compensation for officers and key employees. The Committee retains an independent compensation consultant to assist it in this process. Compensation levels are established considering data for functionally comparable roles in comparable organizations, an assessment of performance, and other business judgment factors, consistent with HSS Fund, Inc.'s executive compensation philosophy. The Committee's decisions are made in the best interests of HSS Fund, Inc., and are intended to ensure the recruitment and retention of key executive talent, consistent with the market practices of other not-for-profit health care organizations of comparable mission and complexity. On an annual basis (including 2013), the Committee provides the full Board with an overview of its determinations and process. HSS Fund, Inc. established this process in an effort to comply with the intermediate sanctions guidelines for qualifying for the rebuttable presumption of reasonableness. |
| FORM 990, PART VI, SECTION B - LINE 19 | HSS Fund, Inc. makes governing documents available to the general public upon request from the Development Office. Conflict of Interest Policy - HSS Fund, Inc. makes its Conflict of Interest Policy available to the general public upon request from the Development Office. Financial Statements - HSS Fund, Inc. makes its audited financial statements available to the general public upon request from the Development Office. HSS Fund, Inc. also provides summarized financial information in its annual report and website. The annual report is distributed throughout the Hospital and patient waiting rooms, and administration offices, and is accessible as a downloadable file from the HSS website. In 2013, the Annual Report was mailed to 4,955 donors, public officials, and other healthcare professionals and organizations. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|---|
| NY SOC REL RUPT CRIPLD MAINTAING HSS | ||||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10021 | 131624135 | health care | NY | 501(C)(3) | 3 | NA | Yes (true) |
| HSS PROPERTIES CORPORATION | ||||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10021 | 133246249 | REAL ESTATE | NY | 501(C)(3) | 11 TYPE II | HSS FUND INC | Yes (true) |
| HSS HORIZONS INC | ||||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10021 | 134152131 | RESEARCH SUPP | NY | 501(C)(3) | 11 TYPE II | HSS FUND INC | Yes (true) |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (6 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Entity TypeEntityTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | OwnershipOwnershipPct | Controlled OrganizationControlledOrganizationInd | Legal Domicile StateLegalDomicileStateCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MIAC | |||||||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10021 | 981050215 | self-indemnity | CJ | HSS FUND INC | C | $23,226,896 | $103,392,835 | 1.00000 | Yes (true) | |
| HSS VENTURES | |||||||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10021 | 061624300 | hlth care service | HSS FUND INC | C | $1,135 | $29,357 | 1.00000 | Yes (true) | NY | |
| CHARITABLE REMAINDER TRUSTS (8) | |||||||||||||
| INVEST/CHARITABLE | NA | T | false | NY | |||||||||
| POOLED INCOME FUND (1) | |||||||||||||
| INVEST/CHARITABLE | NA | T | false | NY | |||||||||
| CHARITABLE GIFT ANNUITY (30) | |||||||||||||
| INVEST/CHARITABLE | NA | T | false | NY | |||||||||
| CHARITABLE TRUST (3) | |||||||||||||
| INVEST/CHARITABLE | NA | T | false | ||||||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | Yes (true) | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (true) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | false | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | false | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | Yes (true) | DivRelatedOrganizationInd |
| Asset Sale To Other Org | false | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | false | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | false | AssetExchangeInd |
| Rental Of Facilities To Oth Org | false | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | Yes (true) | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | Yes (true) | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | false | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | false | SharingOfFacilitiesInd |
| Paid Employees Sharing | false | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | Yes (true) | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | false | TransferToOtherOrgInd |
| Transfer From Other Org | Yes (true) | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (6 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| HSS PROPERTIES CORPORATION | ||
| A | $162,500 | FMV |
| HOSPITAL FOR SPECIAL SURGERY | ||
| B | $1,165,004 | FMV |
| HOSPITAL FOR SPECIAL SURGERY | ||
| K | $600,110 | FMV |
| HOSPITAL FOR SPECIAL SURGERY | ||
| L | $6,413,483 | FMV |
| HOSPITAL FOR SPECIAL SURGERY | ||
| P | $2,330,531 | FMV |
| MIAC | ||
| F | $1,500,000 | FMV |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART IV, LINE (6), COLUMN (C) | FormAndLineReferenceDesc |
| Explanation | LEGAL DOMICILE INCLUDES NEW YORK AND MICHIGAN | ExplanationTxt |