INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION INC: Form 990, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION INC (EIN 13-3298818)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-13
- IRS object ID
- 201433179349304718
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-13T14:47:22-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PricewaterhouseCoopers LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 Madison Avenue | AddressLine1 |
| City | New York | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133298818 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | INT'L SWAPS & DERIVATIVES ASSOCIATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % HUZEFA DEESAWALA CFO | InCareOfNm |
| Business Name Control | INTL | BusinessNameControlTxt |
| Phone | 2129016000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 360 MADISON AVENUE | AddressLine1 |
| Address Line2 | Suite 16TH FLR | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SCOTT O'MALIA | PersonNm |
| Person Title | CEO | PersonTitleTxt |
| Phone | 2129016000 | PhoneNum |
| Signature | 2014-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LAURA J PARELLO | PreparerPersonNm |
| PTIN | P01080295 | PTIN |
| Phone | 2129016000 | PhoneNum |
| Preparation | 2014-11-13 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | ROBERT PICKEL | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 360 MADISON AVENUE 16TH FLOOR | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $62,503,133 | GrossReceiptsAmt |
| Group Return For Affiliates | false | GroupReturnForAffiliatesInd |
| Organization501c | Yes (X) | Organization501cInd |
| Website Address | www.isda.org | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1985 | FormationYr |
| Legal Domicile State | NY | LegalDomicileStateCd |
| Activity Or Mission | ISDA FOSTERS SAFE AND EFFICIENT DERIVATIVES MARKETS TO FACILITATE EFFECTIVE RISK MANAGEMENT FOR ALL USERS OF DERIVATIVE PRODUCTS. | ActivityOrMissionDesc |
| Voting Members Governing Body | 24 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 21 | VotingMembersIndependentCnt |
| Total Employee | 59 | TotalEmployeeCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $0 | PYContributionsGrantsAmt |
| CY Contributions Grants | $0 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $40,200,924 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $39,179,399 | CYProgramServiceRevenueAmt |
| PY Investment Income | $252,878 | PYInvestmentIncomeAmt |
| CY Investment Income | $106,865 | CYInvestmentIncomeAmt |
| PY Other Revenue | $6,672,465 | PYOtherRevenueAmt |
| CY Other Revenue | $23,206,628 | CYOtherRevenueAmt |
| PY Total Revenue | $47,126,267 | PYTotalRevenueAmt |
| CY Total Revenue | $62,492,892 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $0 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $0 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $20,563,751 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $21,366,856 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $21,748,774 | PYOtherExpensesAmt |
| CY Other Expenses | $32,957,517 | CYOtherExpensesAmt |
| PY Total Expenses | $42,312,525 | PYTotalExpensesAmt |
| CY Total Expenses | $54,324,373 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $4,813,742 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $8,168,519 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $65,214,379 | TotalAssetsBOYAmt |
| Total Assets EOY | $78,132,913 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $41,010,284 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $45,805,849 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $24,204,095 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $32,327,064 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | MISSION STATEMENT ISDA FOSTERS SAFE AND EFFICIENT DERIVATIVES MARKETS TO FACILITATE EFFECTIVE RISK MANAGEMENT FOR ALL USERS OF DERIVATIVE PRODUCTS. STRATEGY STATEMENT ISDA ACHIEVES ITS MISSION BY REPRESENTING ALL MARKET PARTICIPANTS GLOBALLY, PROMOTING HIGH STANDARDS OF COMMERCIAL CONDUCT AND LEADING INDUSTRY ACTION ON DERIVATIVES ISSUES. THIS INCLUDES BEING: THE SOURCE FOR ROBUST AND TRUSTED DOCUMENTATION - PROVIDING STANDARDIZED DOCUMENTATION GLOBALLY TO ENSURE LEGAL CERTAINTY AND MAXIMUM RISK REDUCTION THROUGH NETTING AND COLLATERALIZATION THE ARCHITECT OF A SECURE AND EFFICIENT INFRASTRUCTURE - PROMOTING INFRASTRUCTURE THAT SUPPORTS AN ORDERLY AND RELIABLE MARKETPLACE AS WELL AS TRANSPARENCY TO REGULATORS AN ADVOCATE FOR EFFECTIVE RISK MANAGEMENT AND CLEARING - ENHANCING COUNTERPARTY AND MARKET RISK PRACTICES AND ADVANCING THE EFFECTIVE USE OF CENTRAL CLEARING FACILITIES AND TRADE REPOSITORIES THE VOICE FOR THE GLOBAL DERIVATIVES MARKETPLACE - REPRESENTING THE DERIVATIVES INDUSTRY | MissionDesc |
| Significant New Program Srvc | false | SignificantNewProgramSrvcInd |
| Significant Change | false | SignificantChangeInd |
| Desc | COMMITTEES - ESTABLISHED TO ENABLE MEMBERS TO ADDRESS SPECIFIC ISSUES RELATED TO DOCUMENTATION, ACCOUNTING, NETTING, COLLATERAL RISK MANAGEMENT, REGULATORY DEVELOPMENTS AND OTHER INDUSTRY TOPICS OF MUTUAL CONCERN AND INTEREST. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CONFERENCES - CONDUCTED 115 EDUCATIONAL SEMINARS AROUND THE WORLD TO ADVANCE THE KNOWLEDGE AND UNDERSTANDING OF SWAPS AND DERIVATIVES MARKETS. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ANNUAL GENERAL MEETING - ISDA'S ANNUAL GENERAL MEETING AND STRATEGIC PLANNING SESSION PROVIDE FORUMS FOR MEMBERS AND THE BOARD OF DIRECTORS TO EXCHANGE INFORMATION AND IDEAS ABOUT DEVELOPMENTS AFFECTING SWAPS AND DERIVATIVES MARKETS AROUND THE WORLD. A FULLER DESCRIPTION OF ACCOMPLISHMENTS IS AVAILABLE ON THE WEBSITE @ WWW.ISDA.ORG | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Described In Section501c3 | false | DescribedInSection501c3Ind |
| Schedule B Required | false | ScheduleBRequiredInd |
| Political Campaign Acty | false | PoliticalCampaignActyInd |
| Subject To Proxy Tax | Yes (true) | SubjectToProxyTaxInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Conservation Easements | false | ConservationEasementsInd |
| Collections Of Art | false | CollectionsOfArtInd |
| Credit Counseling | false | CreditCounselingInd |
| Temp Or Permanent Endowments | false | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (true) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | false | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | false | ReportProgramRelatedInvstInd |
| Report Other Assets | false | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (true) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (true) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | false | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (true) | ConsolidatedAuditFinclStmtInd |
| School Operating | false | SchoolOperatingInd |
| Foreign Office | Yes (true) | ForeignOfficeInd |
| Foreign Activities | Yes (true) | ForeignActivitiesInd |
| More Than5000 K To Org | false | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividualsInd |
| Professional Fundraising | false | ProfessionalFundraisingInd |
| Fundraising Activities | false | FundraisingActivitiesInd |
| Gaming Activities | false | GamingActivitiesInd |
| Operate Hospital | false | OperateHospitalInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Schedule J Required | Yes (true) | ScheduleJRequiredInd |
| Tax Exempt Bonds | false | TaxExemptBondsInd |
| Loan Outstanding | false | LoanOutstandingInd |
| Grant To Related Person | false | GrantToRelatedPersonInd |
| Business Rln With Org Mem | false | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | false | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | false | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | false | DeductibleNonCashContriInd |
| Deductible Art Contribution | false | DeductibleArtContributionInd |
| Terminate Operations | false | TerminateOperationsInd |
| Partial Liquidation | false | PartialLiquidationInd |
| Disregarded Entity | Yes (true) | DisregardedEntityInd |
| Related Entity | Yes (true) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (true) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | false | TransactionWithControlEntInd |
| Activities Conducted Prtshp | false | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (true) | ScheduleORequiredInd |
| Info In Schedule O Part V | Yes (X) | InfoInScheduleOPartVInd |
| IRP Document | 3 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Employee | 59 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (true) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | Yes (true) | ForeignFinancialAccountInd |
| Foreign Country | UK | ForeignCountryCd |
| Foreign Country | HK | ForeignCountryCd |
| Foreign Country | JA | ForeignCountryCd |
| Foreign Country | SN | ForeignCountryCd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | false | TaxablePartyNotificationInd |
| Nondeductible Contributions | false | NondeductibleContributionsInd |
| Indoor Tanning Services | false | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 24 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 21 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (true) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | false | DelegationOfMgmtDutiesInd |
| Change To Org Documents | Yes (true) | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | Yes (true) | MembersOrStockholdersInd |
| Election Of Board Members | Yes (true) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | Yes (true) | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (true) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (true) | MinutesOfCommitteesInd |
| Officer Mailing Address | false | OfficerMailingAddressInd |
| Local Chapters | false | LocalChaptersInd |
| Form990 Provided To Gvrn Body | false | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (true) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (true) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (true) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (true) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (true) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (true) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (true) | CompensationProcessOtherInd |
| Investment In Joint Venture | Yes (true) | InvestmentInJointVentureInd |
| Written Policy Or Procedure | Yes (true) | WrittenPolicyOrProcedureInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HUZEFA DEESAWALA CFO | PersonNm |
| Phone | 2129016000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 360 MADISON AVENUE 16TH FLOOR | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionAGrp (39 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | OfficerOfficerInd | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|---|
| BRIAN ARCHER | ||||||||
| DIRECTOR - LEFT 6/5/2013 | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| JONATHAN HUNTER | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| ALAN HAYWOOD | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| PETER HEALEY | ||||||||
| DIRECTOR - LEFT 4/25/2013 | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| EMMANUEL VERCOUSTRE | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| YASUHIRO SHIBATA | ||||||||
| DIRECTOR - LEFT 4/25/2013 | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| TJ LIM | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| ERIC LITVACK | ||||||||
| VICE CHAIRMAN | 1.5 | Yes (X) | $0 | $0 | $0 | Yes (X) | ||
| STEPHEN O'CONNOR | ||||||||
| CHAIRMAN | 40.0 | Yes (X) | $1,050,000 | $0 | $18,566 | Yes (X) | ||
| GERHARD SEEBACHER | ||||||||
| DIRECTOR - LEFT 9/18/2013 | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| LILI WANG | ||||||||
| DIRECTOR - LEFT 4/2013 | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| NITIN GULABANI | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| TED MACDONALD | ||||||||
| VICE CHAIRMAN | 1.5 | Yes (X) | $0 | $0 | $0 | Yes (X) | ||
| R MARTIN CHAVEZ | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| BILL DE LEON | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| ERAJ SHIRVANI | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| DIANE GENOVA | ||||||||
| TREASURER | 1.5 | Yes (X) | $0 | $0 | $0 | Yes (X) | ||
| ROBERT PICKEL SCH J PT III | ||||||||
| CHIEF EXECUTIVE OFFICER | 40.0 | Yes (X) | $500,000 | $0 | $483,976 | Yes (X) | ||
| GUILLAUME AMBLARD | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| HARRY HARRISON | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| GEORGE HANDJINICOLAOU | ||||||||
| DEPUTY CEO & HEAD OF EMEA | 40.0 | Yes (X) | $740,496 | $0 | $61,105 | Yes (X) | ||
| RICHARD PRAGER | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| RICHARD HERMAN | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| ELIE EL HAYEK | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| FUJIO NISHIO | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| JEROEN KRENS | ||||||||
| DIRECTOR | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| BISWARUP CHATTERJEE | ||||||||
| DIRECTOR - JOINED 6/5/2013 | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| SOTARO KATO | ||||||||
| DIRECTOR - JOINED 4/25/2013 | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| CHRISTOPHER MURPHY | ||||||||
| DIRECTOR - JOINED 4/25/2013 | 1.0 | Yes (X) | $0 | $0 | $0 | |||
| HUZEFA DEESAWALA SCH J PT III | ||||||||
| CHIEF FINANCIAL OFFICER | 40.0 | $273,000 | $0 | $135,925 | Yes (X) | |||
| DAVID GEEN | ||||||||
| GENERAL COUNSEL | 40.0 | $651,240 | $0 | $37,909 | Yes (X) | |||
| KEITH NOYES | ||||||||
| DIRECTOR, ASIA-PACIFIC REGION | 40.0 | $666,839 | $0 | $4,498 | Yes (X) | |||
| MARY CUNNINGHAM | ||||||||
| CHIEF OPERATING OFFICER | 40.0 | $650,000 | $0 | $32,581 | Yes (X) | |||
| STEVE KENNEDY SCH J PT III | ||||||||
| HEAD OF COMMUNICATIONS | 40.0 | $362,000 | $0 | $275,882 | Yes (X) | |||
| MARY JOHANNES | ||||||||
| SR DIRECTOR& HEAD OF US POLICY | 40.0 | $530,000 | $0 | $44,637 | Yes (X) | |||
| KATHERINE TEW DARRAS | ||||||||
| GENERAL COUNSEL, AMERICAS | 40.0 | $484,000 | $0 | $23,949 | Yes (X) | |||
| JACQUELINE WOO | ||||||||
| SENIOR COUNSEL, ASIA | 40.0 | $476,405 | $0 | $5,498 | Yes (X) | |||
| KAREL ENGELEN | ||||||||
| DIRECTOR | 40.0 | $378,000 | $0 | $49,035 | Yes (X) | |||
| JING GU | ||||||||
| ASSISTANT GENERAL COUNSEL ASIA | 40.0 | $390,301 | $0 | $2,249 | Yes (X) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $7,152,281 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $1,175,810 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 54 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | false | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (true) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | false | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/ForeignAddress/AddressLine1 | CityContractorAddress/ForeignAddress/City | Province Or StateContractorAddress/ForeignAddress/ProvinceOrState | CountryContractorAddress/ForeignAddress/Country | Postal CodeContractorAddress/ForeignAddress/PostalCode | ServicesServicesDesc | CompensationCompensationAmt | Address Line1ContractorAddress/USAddress/AddressLine1 | CityContractorAddress/USAddress/City | StateContractorAddress/USAddress/State | ZIP CodeContractorAddress/USAddress/ZIPCode |
|---|---|---|---|---|---|---|---|---|---|---|
| ALLEN OVERY LONDON | ||||||||||
| ONE BISHOPS SQUARE | LONDON | 0 | UK | E1 6AD | LEGAL | $3,579,764 | ||||
| SIMPSON THACHER BARTLETT LLP | ||||||||||
| LEGAL | $3,273,209 | 1155 F STREET NW | WASHINGTON | DC | 20004 | |||||
| MAYER BROWN LLP | ||||||||||
| LEGAL | $1,868,505 | 2027 COLLECTION CENTER DRIVE | CHICAGO | IL | 606930020 | |||||
| ALLEN OVERY NEW YORK | ||||||||||
| LEGAL | $1,567,805 | 1221 AVENUE OF THE AMERICAS | NEW YORK | NY | 10020 | |||||
| SIFMA | ||||||||||
| RENT & MAINTENANCE | $1,543,198 | 120 BROADWAY | NEW YORK | NY | 10271 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 44 | CntrctRcvdGreaterThan100KCnt |
| Total Contributions | $0 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (4 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| MEMBERSHIP DUES | 900099 | $33,728,729 | $33,728,729 |
| CONFERENCES | 900099 | $3,598,320 | $3,598,320 |
| ANNUAL GENERAL MEETING | 900099 | $1,426,750 | $1,426,750 |
| SPECIAL ASSESSMENT | 900099 | $425,600 | $425,600 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $39,179,399 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $106,865 | TotalRevenueColumnAmt |
| Exclusion | $106,865 | ExclusionAmt |
Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $1,832,424 | TotalRevenueColumnAmt |
| Exclusion | $1,832,424 | ExclusionAmt |
Gross Rents GrossRentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $698,594 | RealAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $698,594 | RealAmt |
| Personal | $0 | PersonalAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $698,594 | TotalRevenueColumnAmt |
| Exclusion | $698,594 | ExclusionAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Income From Gaming NetIncomeFromGamingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Sales Of Inventory | $1,067,649 | GrossSalesOfInventoryAmt |
| Cost Of Goods Sold | $10,241 | CostOfGoodsSoldAmt |
Net Income Or Loss NetIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $1,057,408 | TotalRevenueColumnAmt |
| Exclusion | $1,057,408 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp (3 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | ExclusionExclusionAmt |
|---|---|---|---|
| FPML SERVICES | 900099 | $38,076 | $38,076 |
| ISDA AMEND AND PROTOCOL FEES | 900099 | $16,433,833 | $16,433,833 |
| INSURANCE PROCEEDS | 900099 | $3,146,293 | $3,146,293 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $19,618,202 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $62,492,892 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $39,179,399 | RelatedOrExemptFuncIncomeAmt |
| Exclusion | $23,313,493 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Foreign Grants ForeignGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Benefits To Members BenefitsToMembersGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $9,168,943 | TotalAmt |
Comp Disqual Persons CompDisqualPersonsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $9,863,197 | TotalAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $463,334 | TotalAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $991,596 | TotalAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $879,786 | TotalAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $13,261,747 | TotalAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $191,336 | TotalAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $462,835 | TotalAmt |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,632,531 | TotalAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,556,430 | TotalAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $225,439 | TotalAmt |
Royalties RoyaltiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,737,601 | TotalAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,324,001 | TotalAmt |
Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,177,499 | TotalAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Payments To Affiliates PaymentsToAffiliatesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $453,285 | TotalAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $117,272 | TotalAmt |
Other Expenses OtherExpensesGrp (3 entries)
| DescDesc | TotalTotalAmt |
|---|---|
| BOARD MEETINGS | $230,296 |
| INVESTIGATION CONTINGENCIES | $5,554,315 |
| OTHER | $32,930 |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $54,324,373 | TotalAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,346,354 | BOYAmt |
| EOY | $5,864,605 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $29,122,054 | BOYAmt |
| EOY | $36,521,885 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $27,087,864 | BOYAmt |
| EOY | $29,867,963 | EOYAmt |
Receivables From Officers Etc ReceivablesFromOfficersEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $78,410 | BOYAmt |
| EOY | $82,631 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $525,253 | BOYAmt |
| EOY | $769,321 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $1,000,968 | LandBldgEquipCostOrOtherBssAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,088,546 | BOYAmt |
| EOY | $1,000,968 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $3,513,830 | BOYAmt |
| EOY | $2,476,126 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Intangible Assets IntangibleAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,452,068 | BOYAmt |
| EOY | $1,549,414 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $65,214,379 | BOYAmt |
| EOY | $78,132,913 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $6,069,110 | BOYAmt |
| EOY | $10,573,949 | EOYAmt |
Grants Payable GrantsPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $34,015,486 | BOYAmt |
| EOY | $34,268,835 | EOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Escrow Account Liability EscrowAccountLiabilityGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Loans From Officers Directors LoansFromOfficersDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $925,688 | BOYAmt |
| EOY | $963,065 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $41,010,284 | BOYAmt |
| EOY | $45,805,849 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
Cap Stk Tr Prin Current Funds CapStkTrPrinCurrentFundsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Pd In Cap Srpls Land Bldg Eqp Fund PdInCapSrplsLandBldgEqpFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Rtn Earn Endowment Incm Oth Fnds RtnEarnEndowmentIncmOthFndsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $24,204,095 | BOYAmt |
| EOY | $32,327,064 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $24,204,095 | BOYAmt |
| EOY | $32,327,064 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $65,214,379 | BOYAmt |
| EOY | $78,132,913 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $8,168,519 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | -$19,281 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | -$26,269 | OtherChangesInNetAssetsAmt |
| Info In Schedule O Part XII | Yes (X) | InfoInScheduleOPartXIIInd |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | false | AccountantCompileOrReviewInd |
| FS Audited | Yes (true) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consol And Sep Basis Fincl Stmt | Yes (X) | ConsolAndSepBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | false | AuditCommitteeInd |
| Federal Grant Audit Required | false | FederalGrantAuditRequiredInd |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbyingGrp | |
| Total Direct Lobbying | TotalDirectLobbyingGrp | |
| Total Lobbying Expend | TotalLobbyingExpendGrp | |
| Other Exempt Purpose Expend | OtherExemptPurposeExpendGrp | |
| Total Exempt Purpose Expend | TotalExemptPurposeExpendGrp | |
| Lobbying Nontaxable Amount | LobbyingNontaxableAmountGrp | |
| Grassroots Nontaxable | GrassrootsNontaxableGrp | |
| Tot Lbbyng Grassroot Mns Non Tx | TotLbbyngGrassrootMnsNonTxGrp | |
| Tot Lbby Expend Mns Lbbyng Non Tx | TotLbbyExpendMnsLbbyngNonTxGrp | |
| Substantially All Dues Nonded | false | SubstantiallyAllDuesNondedInd |
| Only In House Lobbying | false | OnlyInHouseLobbyingInd |
| Agree Carryover Prior Year | Yes (true) | AgreeCarryoverPriorYearInd |
| Dues Assessments | $34,154,329 | DuesAssessmentsAmt |
| Non Deductible Lbbyng Pltcl CY | $707,161 | NonDeductibleLbbyngPltclCYAmt |
| Non Deductible Lbbyng Pltcl Tot | $707,161 | NonDeductibleLbbyngPltclTotAmt |
| Aggregate Reported Dues Ntc | $1,547,191 | AggregateReportedDuesNtcAmt |
| Taxable | -$840,030 | TaxableAmt |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amounts | ArtPublicExhibitionAmountsGrp | |
| Held Works Art | HeldWorksArtGrp | |
| CY Minus3 Yr Endwmt Fund | CYMinus3YrEndwmtFundGrp | |
| CY Minus4 Yr Endwmt Fund | CYMinus4YrEndwmtFundGrp | |
| Land | LandGrp | |
| Buildings | BuildingsGrp |
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $1,114,565 | OtherCostOrOtherBasisAmt |
| Depreciation | $636,321 | DepreciationAmt |
| Book Value | $478,245 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $1,099,081 | OtherCostOrOtherBasisAmt |
| Depreciation | $580,611 | DepreciationAmt |
| Book Value | $518,469 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $4,254 | OtherCostOrOtherBasisAmt |
| Depreciation | $0 | DepreciationAmt |
| Book Value | $4,254 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $1,000,968 | TotalBookValueLandBuildingsAmt |
| Federal Income Tax Liability | $0 | FederalIncomeTaxLiabilityAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (6 entries)
| DescDesc | AmtAmt |
|---|---|
| SALES, PAYROLL & VAT TAXES PAYABLE | $163,771 |
| DEFERRED RENT PAYABLE | $578,729 |
| SECURITY DEPOSIT PAYABLE | $163,163 |
| FX MTM LOSS | $13,806 |
| INVESTMENT GAIN/LOSS LIABILITY | $42,396 |
| LIABILITY FOR SALE OF TRADING BOOK COMP 2005 | $1,200 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $963,065 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $62,624,674 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | -$10,928 | NetUnrealizedGainsInvstAmt |
| Revenue Not Reported | -$10,928 | RevenueNotReportedAmt |
| Revenue Subtotal | $62,635,602 | RevenueSubtotalAmt |
| Other Revenues Not Included | -$142,710 | OtherRevenuesNotIncludedAmt |
| Revenue Not Reported Fincl Stmt | -$142,710 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $62,492,892 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $54,501,706 | TotExpnsEtcAuditedFinclStmtAmt |
| Other Expenses Included | $177,333 | OtherExpensesIncludedAmt |
| Expenses Not Reported | $177,333 | ExpensesNotReportedAmt |
| Expenses Subtotal | $54,324,373 | ExpensesSubtotalAmt |
| Total Expenses Per Form990 | $54,324,373 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART X. FINANCIAL STATEMENT FOOTNOTE | LINE 2 ISDA IS A NOT-FOR-PROFIT BUSINESS LEAGUE AND AS SUCH IS NOT REQUIRED TO PAY FEDERAL OR STATE INCOME TAXES ON INCOME DERIVED FROM ITS CORE MISSION. ISDA IS SUBJECT TO INCOME TAXES ON UNRELATED BUSINESS INCOME. DURING 2013 AND 2012, THERE WAS NO INCOME TAX EXPENSE FOR UNRELATED BUSINESS INCOME. ISDA HAS REVIEWED ITS TAX EXEMPT STATUS AND PERFORMED AN ANALYSIS OF ALL ITS REVENUE STREAMS TO DETERMINE WHICH MAY BE TAXABLE IN THE EVENT THAT THEY WERE CHALLENGED BY THE INTERNAL REVENUE SERVICE. AS OF DECEMBER 31, 2013, ISDA DID NOT IDENTIFY ANY MATERIAL UNCERTAIN TAX POSITIONS. |
| Part XI. Reconciliation of Revenue | Line 4b, REVENUE PER TAX NOT ON BOOKS BOOK-TAX DIFFERENCE IN UNCONSOLIDATED ENTITY : $26,269 REALIZED FX LOSS : $(158,738) COST OF GOODS SOLD : ($10,241) --------------------------------------------------------- TOTAL : ($142,710) |
| Part XII. Reconciliation of Expenses | Line 2d, OTHER EXPENSES PER BOOKS NOT TAX UNREALIZED LOSS ON FX CONTRACTS : $8,354 REALIZED FX LOSS : $158,738 COST OF GOODS SOLD : $10,241 ------------------------------------------------------- TOTAL : $177,333 |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp (5 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Region Total ExpendituresRegionTotalExpendituresAmt | Specific Services ProvidedSpecificServicesProvidedTxt |
|---|---|---|---|---|---|
| Europe (Including Iceland and Greenland) | 2 | 72 | Maintaining offices | $7,134,264 | |
| East Asia and the Pacific | 3 | 34 | Maintaining offices | $4,074,947 | |
| Europe (Including Iceland and Greenland) | 12 | Program Services | $200,052 | CONFERENCES | |
| East Asia and the Pacific | 10 | Program Services | $526,938 | CONFERENCES | |
| North America | 1 | Program Services | $23,005 | CONFERENCES |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 5 | SubtotalOfficesCnt |
| Subtotal Employees | 129 | SubtotalEmployeesCnt |
| Total Office | 5 | TotalOfficeCnt |
| Total Employee | 129 | TotalEmployeeCnt |
| Subtotal Spent | $11,959,206 | SubtotalSpentAmt |
| Total Spent | $11,959,206 | TotalSpentAmt |
| Transfer To Foreign Corp | false | TransferToForeignCorpInd |
| Interest In Foreign Trust | false | InterestInForeignTrustInd |
| Foreign Corp Ownership | false | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | false | PassiveForeignInvestmestCoInd |
| Foreign Partnership | false | ForeignPartnershipInd |
| Boycott Countries | false | BoycottCountriesInd |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Form990 Of Other Organizations | Yes (X) | Form990OfOtherOrganizationsInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | false | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | false | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | false | EquityBasedCompArrngmInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (13 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STEPHEN O'CONNOR | ||||||||||||||
| CHAIRMAN | $350,000 | $0 | $700,000 | $0 | $0 | $0 | $0 | $0 | $18,566 | $0 | $1,068,566 | $0 | $0 | $0 |
| ROBERT PICKEL SCH J PT III | ||||||||||||||
| CHIEF EXECUTIVE OFFICER | $500,000 | $0 | $0 | $0 | $455,000 | $0 | $28,976 | $0 | $983,976 | $0 | $0 | $0 | ||
| HUZEFA DEESAWALA SCH J PT III | ||||||||||||||
| CHIEF FINANCIAL OFFICER | $198,000 | $0 | $75,000 | $0 | $0 | $106,776 | $0 | $29,149 | $0 | $408,925 | $0 | $75,000 | $0 | |
| DAVID GEEN | ||||||||||||||
| GENERAL COUNSEL | $320,661 | $0 | $330,579 | $0 | $0 | $32,066 | $0 | $5,843 | $0 | $689,149 | $0 | $0 | $0 | |
| KEITH NOYES | ||||||||||||||
| DIRECTOR, ASIA-PACIFIC REGION | $357,281 | $0 | $309,558 | $0 | $0 | $0 | $0 | $4,498 | $0 | $671,337 | $0 | $0 | $0 | |
| MARY CUNNINGHAM | ||||||||||||||
| CHIEF OPERATING OFFICER | $290,000 | $0 | $360,000 | $0 | $0 | $22,500 | $0 | $10,081 | $0 | $682,581 | $0 | $0 | $0 | |
| MARY JOHANNES | ||||||||||||||
| SR DIRECTOR& HEAD OF US POLICY | $280,000 | $0 | $250,000 | $0 | $0 | $15,488 | $0 | $29,149 | $0 | $574,637 | $0 | $0 | $0 | |
| STEVE KENNEDY SCH J PT III | ||||||||||||||
| HEAD OF COMMUNICATIONS | $362,000 | $0 | $0 | $0 | $246,906 | $0 | $28,976 | $0 | $637,882 | $0 | $0 | $0 | ||
| KATHERINE TEW DARRAS | ||||||||||||||
| GENERAL COUNSEL, AMERICAS | $304,000 | $0 | $180,000 | $0 | $0 | $20,460 | $0 | $3,489 | $0 | $507,949 | $0 | $0 | $0 | |
| JACQUELINE WOO | ||||||||||||||
| SENIOR COUNSEL, ASIA | $318,052 | $0 | $158,353 | $0 | $0 | $0 | $0 | $5,498 | $0 | $481,903 | $0 | $0 | $0 | |
| GEORGE HANDJINICOLAOU | ||||||||||||||
| DEPUTY CEO & HEAD OF EMEA | $476,033 | $0 | $264,463 | $0 | $0 | $47,603 | $0 | $13,502 | $0 | $801,601 | $0 | $0 | $0 | |
| KAREL ENGELEN | ||||||||||||||
| DIRECTOR | $268,000 | $0 | $110,000 | $0 | $0 | $19,886 | $0 | $29,149 | $0 | $427,035 | $0 | $0 | $0 | |
| JING GU | ||||||||||||||
| ASSISTANT GENERAL COUNSEL ASIA | $287,115 | $0 | $103,186 | $0 | $0 | $0 | $0 | $0 | $2,249 | $0 | $392,550 | $0 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE J, PART II | FormAndLineReferenceDesc |
| Explanation | * DEFERRED BONUSES FOR THE YEAR ENDED DECEMBER 31, 2013, HUZEFA DEESAWALA WAS PAID A BONUS DEFERRED FROM 2012, REFLECTED IN SCHEDULE J, COLUMN (B)(II) AND COLUMN (F). THE 2013 BONUSES FOR HUZEFA DEESAWALA, ROBERT PICKEL, AND STEVE KENNEDY REFLECTED IN SCHEDULE J, COLUMN (C) WERE DEFERRED IN 2013 AND PAID IN 2014. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (8 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, LINE 2 | BUSINESS RELATIONSHIPS BETWEEN BOARD MEMBERS BRIAN ARCHER & BISWARUP CHATTERJEE HAVE A BUSINESS RELATIONSHIP PETER HEALEY & CHRISTOPHER MURPHY HAVE A BUSINESS RELATIONSHIP THE DIRECTORS LISTED ABOVE DID NOT SERVE ON THE BOARD CONCURRENTLY. |
| FORM 990, PART VI, LINE 4 | SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS THE BY-LAWS WERE AMENDED TO INCLUDE A DEPUTY CHIEF EXECUTIVE OFFICER AS AN ELECTED OFFICER OF THE ASSOCIATION AND ALLOW THE BOARD TO APPOINT AN INDEPENDENT DIRECTOR AS THE CHAIRMAN OF THE BOARD FOR A TERM OF OFFICE AS DETERMINDED BY THE BOARD OF DIRECTORS. |
| FORM 990, PART VI, LINE 11 | FORM 990 REVIEW FORM 990 IS REVIEWED BY THE CFO, CEO, AND THE COO. PRIOR TO FILING, FORM 990 IS PROVIDED TO THE MANAGEMENT COMMITTEE. |
| FORM 990, PART VI, LINE 12 | CONFLICT OF INTEREST POLICY A DISCLOSURE FORM ITEMIZING POSSIBLE CONFLICTS OF INTEREST MUST BE COMPLETED ANNUALLY BY THE BOARD OF DIRECTORS, MANAGEMENT STAFF AND THOSE AUTHORIZED TO CONTRACT WITH VENDORS ON BEHALF OF THE ORGANIZATION. PROCEDURES FOR ADDRESSING THE CONFLICT OF INTEREST: A. AN INTERESTED PERSON MAY MAKE A PRESENTATION TO THE BOARD OR SENIOR STAFF MEMBERS, BUT AFTER THE PRESENTATION, THE INTERESTED PERSON SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. B. THE OFFICE OF THE CEO SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. C. AFTER EXERCISING DUE DILIGENCE, IT SHALL BE DETERMINED WHETHER THE ASSOCIATION CAN OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. D. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE GOVERNING BOARD OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE ASSOCIATION'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE AND IT SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. |
| FORM 990, PART VI, LINES 15A & 15B | COMPENSATION PRACTICES THE COMPENSATION FOR MANAGEMENT STAFF IS REVIEWED AND APPROVED BY THE GOVERNING BODY. THE CHAIRMAN, CEO, AND DEPUTY CEO RECUSE THEMSELVES FROM DISCUSSIONS OF THE GOVERNING BODY INVOLVING THEIR COMPENSATION. PRIOR TO APPROVING THE COMPENSATION, THE DATA IS COMPARED TO OTHER INDUSTRY ASSOCIATIONS SIMILAR TO ISDA, OTHER EXCHANGE NON-PROFITS AND FINANCIAL SERVICES COMPARISON GROUP. IN FEBRUARY 2013, AN INDEPENDENT COMPENSATION STUDY WAS CONDUCTED AND IN 2010 A MANAGEMENT COMMITTEE WAS SET UP TO REVIEW COMPENSATION. INDEPENDENT COMPENSATION STUDIES ARE CONDUCTED EVERY 2-3 YEARS. |
| FORM 990, PART VI, LINE 19 | PUBLIC DISCLOSURE THE BY-LAWS ARE AVAILABLE ON THE WEBSITE. THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. |
| FORM 990, PART XI, LINE 9 | OTHER CHANGES IN NET ASSETS OR FUND BALANCES BOOK-TAX DIFFERENCE IN UNCONSOLIDATED ENTITY: ($26,269) |
| FORM 990, PART XII, LINE 2C | AUDIT COMMITTEE THE AUDIT PARTNER PRESENTS THE AUDIT RESULTS TO THE EXECUTIVE COMMITTEE AND THE MANAGEMENT COMMITTEE PRESENTS TO THE BOARD. THE AUDIT PARTNER IS ALSO AVAILABLE AT THE BOARD MEETING TO ANSWER ANY QUESTIONS REGARDING THE AUDIT PRESENTATION. |
Schedule R IRS990ScheduleR
Id Disregarded Entities IdDisregardedEntitiesGrp (2 entries)
| Address Line1ForeignAddress/AddressLine1 | CityForeignAddress/City | CountryForeignAddress/Country | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd | Total IncomeTotalIncomeAmt | End Of Year AssetsEndOfYearAssetsAmt | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|
| ISDA (HONG KONG) LIMITED SUITE 1502 | |||||||
| 15/F WHEELOCK HOUSE20 PEDDER | ST, CENTRAL HONG KONG | HK | SUPPORT ISDA | HK | $2,343,310 | $561,419 | ISDA NY |
| INTERNATIONAL SWAPS & DERIVATIVES ASSOC | |||||||
| SUPPORT ISDA | JA | $0 | $20,815 | ISDA NY | |||
Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp
Related Organization Name RelatedOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NETALYTICS DSI GP | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 360 MADISON AVENUE 16TH FLR | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300046078 | EIN |
| Primary Activities | LICENSING | PrimaryActivitiesTxt |
| Legal Domicile State | NY | LegalDomicileStateCd |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ISDA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Predominant Income Type | EXCLUDED FROM TAX | PredominantIncomeTypeTxt |
| Share Of Total Income | $647,225 | ShareOfTotalIncomeAmt |
| Share Of EOY Assets | $1,150,013 | ShareOfEOYAssetsAmt |
| Disproportionate Allocations | Yes (true) | DisproportionateAllocationsInd |
| UBI Code V | $0 | UBICodeVAmt |
| General Or Managing Partner | Yes (true) | GeneralOrManagingPartnerInd |
| Ownership | 0.76923 | OwnershipPct |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp
Related Organization Name RelatedOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ISDA SERVICES INC | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 360 MADISON AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 272047764 | EIN |
| Primary Activities | CREDIT AUCTIONS | PrimaryActivitiesTxt |
| Legal Domicile State | DE | LegalDomicileStateCd |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ISDA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Entity Type | C CORP | EntityTypeTxt |
| Share Of Total Income | $2,531,951 | ShareOfTotalIncomeAmt |
| Share Of EOY Assets | $0 | ShareOfEOYAssetsAmt |
| Ownership | 1.00000 | OwnershipPct |
| Controlled Organization | Yes (true) | ControlledOrganizationInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | false | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | false | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | false | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | false | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | false | DivRelatedOrganizationInd |
| Asset Sale To Other Org | false | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | false | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | false | AssetExchangeInd |
| Rental Of Facilities To Oth Org | false | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | false | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | false | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | false | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | Yes (true) | SharingOfFacilitiesInd |
| Paid Employees Sharing | Yes (true) | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | false | TransferToOtherOrgInd |
| Transfer From Other Org | false | TransferFromOtherOrgInd |