UNIVERSITY OF CONNECTICUT FOUNDATION INCORPORATED: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- UNIVERSITY OF CONNECTICUT FOUNDATION INCORPORATED (EIN 06-6070722)
- Tax period
- 2012-07-01 to 2013-06-30
- Filed
- 2014-02-14
- IRS object ID
- 201440459349301559
- Schema version
- 2012v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-02-14T09:52:45-08:00 | Timestamp |
| Tax Period End Date | 2013-06-30 | TaxPeriodEndDate |
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 066070722 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The University of Connecticut Foundation | BusinessNameLine1 |
| Business Name Line2 | Inc | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | UNIV | NameControl |
| Phone | 8604865000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2390 Alumni Drive | AddressLine1 |
| City | Storrs | City |
| State | CT | State |
| ZIP Code | 06269 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Kevin A Edwards | Name |
| Title | Vice President | Title |
| Date Signed | 2014-02-15 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | Kevin A Edwards | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2390 Alumni Dr | AddressLine1 |
| City | Storrs | City |
| State | CT | State |
| ZIP Code | 06269 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 71358633 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| All Affiliates Included | false | AllAffiliatesIncluded |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.foundation.uconn.edu | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1964 | YearFormation |
| State Legal Domicile | CT | StateLegalDomicile |
| Activity Or Mission Description | The University of Connecticut Foundation, Inc. mission is to solicit, receive, invest and administer gifts and financial resources from private sources for the benefit of all campuses and programs of the University of Connecticut. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 47 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 46 | NbrIndependentVotingMembers |
| Total Nbr Employees | 158 | TotalNbrEmployees |
| Total Nbr Volunteers | 104 | TotalNbrVolunteers |
| Total Gross UBI | -250748 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -323773 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 39505200 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 44574176 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 8704305 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 8713474 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 12276365 | InvestmentIncomePriorYear |
| Investment Income Current Year | 17516043 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | -138817 | OtherRevenuePriorYear |
| Other Revenue Current Year | -150639 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 60347053 | TotalRevenuePriorYear |
| Total Revenue Current Year | 70653054 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 28986706 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 33415410 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 10359344 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 10866218 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 638514 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 636163 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 11733911 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 5906933 | OtherExpensePriorYear |
| Other Expenses Current Year | 8100611 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 45891497 | TotalExpensesPriorYear |
| Total Expenses Current Year | 53018402 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 14455556 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 17634652 | RevenuesLessExpensesCY |
| Total Assets BOY | 398575988 | TotalAssetsBOY |
| Total Assets EOY | 458795532 | TotalAssetsEOY |
| Total Liabilities BOY | 14635698 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 45325934 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 383940290 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 413469598 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | The University of Connecticut Foundation, Inc. mission is to solicit, receive, invest and administer gifts and financial resources from private sources for the benefit of all campuses and programs of the University of Connecticut. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 10604526 | Expense |
| Grants | 10604526 | Grants |
| Description | Endowed chairs and professorshipsThe University of Connecticut Foundation, Inc. received gifts on behalf of donors restricted to the support of University of Connecticut faculty compensation and research. To ensure compliance with all University and state personnel policies and for W-2 reporting purposes the University pays all faculty directly for compensation related items. After receiving appropriate documents form the University the Foundation provides grants to the University to fund faculty compensation expenditures. For non-compensation expenditures in support of faculty (e.g., research materials and equipment), generally the expenditure is made to the vendor directly by the University with the Foundation then providing a grant to the University to fund the expenditure after receiving appropriate documentation. Occasionally the Foundation will pay the vendor directly.The expenditures are funded from investment income earned on endowment funds restricted to support of faculty. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 8375304 | Expense |
| Grants | 8375304 | Grants |
| Description | Scholarships, awards and fellowships.The University of Connecticut Foundation, Inc. receives gifts on behalf of donors restricted to the support of financial aid for University of Connecticut students. To ensure compliance with all University, federal and state financial aid requirements the University selects the student recipients and makes the awards directly to students. After receiving appropriate documentation from the University the Foundation provides grants to the University to fund financial aid expenditures.The expenditures are funded from investment income earned on endowment funds restricted to financial aid and gifts restricted for financial aid. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 7443729 | Expense |
| Grants | 7443729 | Grants |
| Description | Program ServicesThe University of Connecticut Foundation, Inc. receives gifts on behalf of donors restricted to the support of programs at the University. Generally the expenditure is made to the vendor directly by the University with the Foundation then providing a grant to the University to fund the expenditure after receiving appropriate documentation. Occasionally the Foundation will pay the vendor directly. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 6991851 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Grnt | 6991851 | TotalOfOtherProgramServiceGrnt |
| Total Of Other Program Service Rev | 8713474 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 33415410 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Subject To Proxy Tax | false | SubjectToProxyTax |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | true | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | true | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | false | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | false | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | true | ProfessionalFundraising |
| Fundraising Activities | true | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | true | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | false | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | false | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 205 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 158 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Foreign Financial Account | true | ForeignFinancialAccount |
| Name Of Foreign Country | OC | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | true | QuidProQuoContributions |
| Quid Pro Quo Disclosure | true | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Number Of8282 Filed | 0 | NumberOf8282Filed |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Form8899 Filed | false | Form8899Filed |
| Form1098 C Filed | false | Form1098CFiled |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Taxable Distributions | false | TaxableDistributions |
| Distribution To Donor | false | DistributionToDonor |
| Filed Lieu1041 | false | FiledLieu1041 |
| Licensed More Than One State | false | LicensedMoreThanOneState |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 47 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 46 | NumberIndependentVotingMembers |
| Family Or Business Relationship | true | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | WV | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | UT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | SC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | RI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NJ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ND | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ME | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MD | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | LA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | IL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | DC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AK | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | Kevin Edwards | NamePerson |
| Telephone Number | 8604865000 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2390 Alumni Drive | AddressLine1 |
| City | Storrs | City |
| State | CT | State |
| ZIP Code | 06268 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (64 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Average Hours Per Week RelatedAverageHoursPerWeekRelated | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|---|
| Christopher Riley | |||||||||
| Dir until 10/12 | 1.00 | 0.00 | 0 | 0 | 0 | ||||
| John Rafal | |||||||||
| Dir from 11/12 | 1.00 | 0.00 | 0 | 0 | 0 | ||||
| Dominick Pagano | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | ||||
| Coleman Levy | |||||||||
| Chairman | 1.00 | 0.00 | 0 | 0 | 0 | ||||
| Janet Hansen | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | ||||
| Douglas Elliot | |||||||||
| Dir until 10/12 | 1.00 | 0.00 | 0 | 0 | 0 | ||||
| Gerald DesRoches | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | ||||
| Elease Wright | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Harriet Munrett Wolfe | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Connie Weaver | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Wendy Watkins | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Daniel Toscano | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Robert Skinner | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Stephen Sills | |||||||||
| Dir until 10/12 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Robert Sherman | |||||||||
| Dir from 11/11 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Mark Shenkman | |||||||||
| Chairman | 1.00 | 0.00 | 0 | 0 | 0 | X | X | ||
| Adam Schwartz | |||||||||
| Dir from 11/11 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Marsha Roth | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| John Ritter | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Lucille Protas | |||||||||
| Dir from 11/12 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Charlene Polino | |||||||||
| Dir until 10/12 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Joseph Papa | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Sharon Nunes | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Ronald McIntosh | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Denis McCarthy | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Kimberly Manning | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| John Malfettone | |||||||||
| Treasurer | 1.00 | 0.00 | 0 | 0 | 0 | X | X | ||
| Douglas Lawrence | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| John Krenicki | |||||||||
| Dir until 02/13 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Carla Klein | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Lisa Klauser | |||||||||
| Dir from 11/12 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Robert Holster | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Mickey Herbert | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Jonathon Greenblatt | |||||||||
| Dir from 11/12 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Mary Ann Gilleece | |||||||||
| Secretary | 1.00 | 0.00 | 0 | 0 | 0 | X | X | ||
| Clinton Gartin | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Mark Freitas | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Albert Foreman | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Drew Figdor | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Robert D'Amore | |||||||||
| Dir until 10/12 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| John Cutler | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Candace Clark | |||||||||
| Dir until 10/12 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Micheal Cantor | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Patrick Campion | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Melinda Brown | |||||||||
| Dir from 11/12 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Mark Boxer | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Andy Bessette | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Allen Bennett | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| David Barton | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| George Aylward | |||||||||
| Dir from 11/12 | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Craig Ashmore | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Kenneth Alleyne | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| Ray Allen | |||||||||
| Director | 1.00 | 0.00 | 0 | 0 | 0 | X | |||
| John Martin | |||||||||
| President | 40.00 | 0.00 | 418201 | 0 | 101401 | X | X | ||
| Kevin A Edwards | |||||||||
| Vice President | 40.00 | 0.00 | 223366 | 0 | 34494 | X | |||
| Dina Plapler | |||||||||
| VP Development Health Center | 40.00 | 0.00 | 174087 | 0 | 30728 | X | |||
| Brian Otis | |||||||||
| VP Development and Campaign | 40.00 | 0.00 | 179808 | 0 | 31172 | X | |||
| Frank Gifford | |||||||||
| VP for Development | 40.00 | 0.00 | 159404 | 0 | 28126 | X | |||
| Deborah Cunningham | |||||||||
| VP, Advancement Services and AG | 40.00 | 0.00 | 161404 | 0 | 14979 | X | |||
| Suzanne O'Conor | |||||||||
| Legal Counsel | 40.00 | 0.00 | 190385 | 0 | 18246 | X | |||
| Hal Reed | |||||||||
| AVP Plan Giving | 40.00 | 0.00 | 149049 | 0 | 25660 | X | |||
| Thomas Scarlett | |||||||||
| System Architect | 40.00 | 0.00 | 140000 | 0 | 21490 | X | |||
| Tim Nguyen | |||||||||
| Director of Invest | 40.00 | 0.00 | 124183 | 0 | 16454 | X | |||
| Paul Goldberg | |||||||||
| DO Fine Arts | 40.00 | 0.00 | 121940 | 0 | 27079 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 2041827 | TotalReportableCompFromOrg |
| Total Other Compensation | 349829 | TotalOtherCompensation |
| Number Individuals GT100 K | 22 | NumberIndividualsGT100K |
| Formers Listed | false | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| Wilshire Associates LLC | |||||
| 1299 Ocean Avenue | Santa Monica | CA | 90401 | Invest Consulting | 148583 |
| Ruffalo Cody | |||||
| PO Box 3018 | Cedar Rapids | IA | 52406 | Phone Solicitations | 422973 |
| Perrone Group | |||||
| 45 Braintree Hill Office Park 201 | Braintree | MA | 02184 | Mailing | 158562 |
| Gold Orluck & Partners LLP | |||||
| 172 West Main Street | Avon | CT | 06001 | Event Planning | 150436 |
| Blackbaud Inc | |||||
| 2000 Daniel Island Drive | Charlestown | SC | 29492 | Software Consulting | 256791 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 10 | NumberOfContractorsGT100K |
| Fundraising Events | 2012473 | FundraisingEvents |
| All Other Contributions | 42561703 | AllOtherContributions |
| Noncash Contributions | 2849674 | NoncashContributions |
| Total Contributions | 44574176 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| Univ. Fee for Service | 900099 | 8589259 | 8589259 |
| Univ. Endow Admin Fee | 900099 | 124215 | 124215 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 8713474 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 7000357 | TotalRevenueColumn |
| Exclusion | $7,000,357 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 10515686 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 10515686 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 10515686 | TotalRevenueColumn |
| Unrelated Business Revenue | -250748 | UnrelatedBusinessRevenue |
| Exclusion | $10,766,434 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 551320 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 2012473 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 705150 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -153830 | TotalRevenueColumn |
| Exclusion | -$153,830 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Gaming | 3620 | GrossIncomeGaming |
| Gaming Direct Expenses | 429 | GamingDirectExpenses |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3191 | TotalRevenueColumn |
| Exclusion | -$429 | ExclusionAmount |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 0 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 70653054 | TotalRevenueColumn |
| Related Or Exempt Function Income | 8713474 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | -250748 | UnrelatedBusinessRevenue |
| Exclusion | $17,612,532 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 33415410 | Total |
| Program Services | 33415410 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1557170 | Total |
| Management And General | 411488 | ManagementAndGeneral |
| Fundraising | 1145682 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7266672 | Total |
| Management And General | 1671335 | ManagementAndGeneral |
| Fundraising | 5595337 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 482919 | Total |
| Management And General | 111071 | ManagementAndGeneral |
| Fundraising | 371848 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 905323 | Total |
| Management And General | 208224 | ManagementAndGeneral |
| Fundraising | 697099 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 654134 | Total |
| Management And General | 150451 | ManagementAndGeneral |
| Fundraising | 503683 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 24638 | Total |
| Management And General | 5667 | ManagementAndGeneral |
| Fundraising | 18971 | Fundraising |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 153950 | Total |
| Management And General | 153950 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 40000 | Total |
| Fundraising | 40000 | Fundraising |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 636163 | Total |
| Fundraising | 636163 | Fundraising |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4452546 | Total |
| Management And General | 4452546 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 38978 | Total |
| Management And General | 8965 | ManagementAndGeneral |
| Fundraising | 30013 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 12376 | Total |
| Management And General | 2846 | ManagementAndGeneral |
| Fundraising | 9530 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 185297 | Total |
| Management And General | 42618 | ManagementAndGeneral |
| Fundraising | 142679 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 433711 | Total |
| Management And General | 99753 | ManagementAndGeneral |
| Fundraising | 333958 | Fundraising |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 289221 | Total |
| Management And General | 66521 | ManagementAndGeneral |
| Fundraising | 222700 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 270123 | Total |
| Management And General | 62128 | ManagementAndGeneral |
| Fundraising | 207995 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 35224 | Total |
| Management And General | 8102 | ManagementAndGeneral |
| Fundraising | 27122 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 381510 | Total |
| Management And General | 87747 | ManagementAndGeneral |
| Fundraising | 293763 | Fundraising |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 331935 | Total |
| Management And General | 76345 | ManagementAndGeneral |
| Fundraising | 255590 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 125592 | Total |
| Management And General | 28886 | ManagementAndGeneral |
| Fundraising | 96706 | Fundraising |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|
| Recruitment | 149480 | 34380 | 115100 |
| Special Events | 238860 | 238860 | |
| Service Contracts | 279005 | 64171 | 214834 |
| Printing and Publications | 330550 | 76027 | 254523 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 327615 | Total |
| Management And General | 45860 | ManagementAndGeneral |
| Fundraising | 281755 | Fundraising |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 53018402 | Total |
| Program Services | 33415410 | ProgramServices |
| Management And General | 7869081 | ManagementAndGeneral |
| Fundraising | 11733911 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1026190 | BOY |
| EOY | 3419448 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6897055 | BOY |
| EOY | 21785654 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 31846403 | BOY |
| EOY | 31532338 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 233426 | BOY |
| EOY | 289257 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 208632 | BOY |
| EOY | 247759 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 10086366 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 3430279 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6030196 | BOY |
| EOY | 6656087 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 167754502 | BOY |
| EOY | 179180050 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 89737776 | BOY |
| EOY | 90377584 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 94841808 | BOY |
| EOY | 125307355 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 398575988 | BOY |
| EOY | 458795532 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5123215 | BOY |
| EOY | 5574321 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6270000 | BOY |
| EOY | 26030000 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3114574 | BOY |
| EOY | 13598053 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 127909 | BOY |
| EOY | 123560 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14635698 | BOY |
| EOY | 45325934 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -7276710 | BOY |
| EOY | -5447303 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 93929000 | BOY |
| EOY | 102723872 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 297288000 | BOY |
| EOY | 316193029 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 383940290 | BOY |
| EOY | 413469598 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 398575988 | BOY |
| EOY | 458795532 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 17634652 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 12858608 | ReconciliationUnrealizedInvest |
| Reconcilation Other Changes | -963952 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | true | AuditCommittee |
| Federal Grant Audit Required | false | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 22510381 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 28779876 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 32185542 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 39505200 | CurrentTaxYearMinus1Year |
| Current Tax Year | 44574176 | CurrentTaxYear |
| Total | 167555175 | Total |
Tax Rev Levied For Org Benefit170 TaxRevLeviedForOrgBenefit170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Value Srvc Fclts Furnished By Govt ValueSrvcFcltsFurnishedByGovt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 22510381 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 28779876 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 32185542 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 39505200 | CurrentTaxYearMinus1Year |
| Current Tax Year | 44574176 | CurrentTaxYear |
| Total | 167555175 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 1447494 | AmountsSubstContributorsTotal |
| Public Support Total170 | 166107681 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 6570221 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 5966980 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 6271420 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 3329883 | CurrentTaxYearMinus1Year |
| Current Tax Year | 7000357 | CurrentTaxYear |
| Total | 29138861 | Total |
Net UBI NetUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 196694036 | TotalSupport |
| Gross Receipts From Admissions Etc | 46986872 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.84450 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.80810 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form4720 Filed4955 Tax | false | Form4720Filed4955Tax |
| Correction Made | false | CorrectionMade |
Total Grassroots Lobbying TotalGrassrootsLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 51136 | FilingOrganizationsTotals |
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 14866 | FilingOrganizationsTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 66002 | FilingOrganizationsTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 53952400 | FilingOrganizationsTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 54018402 | FilingOrganizationsTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 1000000 | FilingOrganizationsTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 250000 | FilingOrganizationsTotals |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form4720 Filed | false | Form4720Filed |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 1000000 | CurrentYearMinus3 |
| Current Year Minus2 | 1000000 | CurrentYearMinus2 |
| Current Year Minus1 | 1000000 | CurrentYearMinus1 |
| Current Year | 1000000 | CurrentYear |
| Total | 4000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 55425 | CurrentYearMinus3 |
| Current Year Minus2 | 77108 | CurrentYearMinus2 |
| Current Year Minus1 | 59014 | CurrentYearMinus1 |
| Current Year | 66002 | CurrentYear |
| Total | 257549 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 250000 | CurrentYearMinus3 |
| Current Year Minus2 | 250000 | CurrentYearMinus2 |
| Current Year Minus1 | 250000 | CurrentYearMinus1 |
| Current Year | 250000 | CurrentYear |
| Total | 1000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmount |
Grassroots Lobbying Expenditures GrassrootsLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 30000 | CurrentYearMinus3 |
| Current Year Minus2 | 59379 | CurrentYearMinus2 |
| Current Year Minus1 | 41862 | CurrentYearMinus1 |
| Current Year | 51136 | CurrentYear |
| Total | 182377 | Total |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Agent Trustee Etc | false | AgentTrusteeEtc |
| Included On FS | true | IncludedOnFS |
| Explanation In Part XIII | X | ExplanationInPartXIII |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 301637000 | BeginningOfYearBalance |
| Contributions | 17340000 | Contributions |
| Investment Earnings Or Losses | 25956000 | InvestmentEarningsOrLosses |
| Other Expenditures | 11127000 | OtherExpenditures |
| Administrative Expenses | 3628000 | AdministrativeExpenses |
| End Of Year Balance | 330178000 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 303625000 | BeginningOfYearBalance |
| Contributions | 11132000 | Contributions |
| Investment Earnings Or Losses | 324000 | InvestmentEarningsOrLosses |
| Other Expenditures | 10226000 | OtherExpenditures |
| Administrative Expenses | 3218000 | AdministrativeExpenses |
| End Of Year Balance | 301637000 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 263049000 | BeginningOfYearBalance |
| Contributions | 14333000 | Contributions |
| Investment Earnings Or Losses | 39732000 | InvestmentEarningsOrLosses |
| Other Expenditures | 10249000 | OtherExpenditures |
| Administrative Expenses | 3240000 | AdministrativeExpenses |
| End Of Year Balance | 303625000 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 244032000 | BeginningOfYearBalance |
| Contributions | 10319000 | Contributions |
| Investment Earnings Or Losses | 21826000 | InvestmentEarningsOrLosses |
| Other Expenditures | 9769000 | OtherExpenditures |
| Administrative Expenses | 3359000 | AdministrativeExpenses |
| End Of Year Balance | 263049000 | EndOfYearBalance |
Current Year Minus4 Years CurrentYearMinus4Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 314454000 | BeginningOfYearBalance |
| Contributions | 6768000 | Contributions |
| Investment Earnings Or Losses | -63238000 | InvestmentEarningsOrLosses |
| Other Expenditures | 10082000 | OtherExpenditures |
| Administrative Expenses | 3870000 | AdministrativeExpenses |
| End Of Year Balance | 244032000 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.00640 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.97570 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.01790 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | false | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | false | EndowmentsHeldByRelatedOrgs |
| Are Related Orgs Listed Schedule R | false | AreRelatedOrgsListedScheduleR |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 5897828 | OtherCostOrOtherBasis |
| Depreciation | 1989183 | Depreciation |
| Book Value | 3908645 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 175906 | OtherCostOrOtherBasis |
| Depreciation | 119331 | Depreciation |
| Book Value | 56575 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1530294 | OtherCostOrOtherBasis |
| Depreciation | 1321765 | Depreciation |
| Book Value | 208529 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 2482338 | OtherCostOrOtherBasis |
| Book Value | 2482338 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 6656087 | TotalOfBookValueLandBuildings |
| Total Of Book Value Securities | 90377584 | TotalOfBookValueSecurities |
Other Assets OtherAssets (6 entries)
| DescriptionDescription | Book ValueBookValue |
|---|---|
| Limited Partnership Investments | 96800873 |
| Investment in R&D | 334321 |
| Fund Held in Trust by Other | 16697608 |
| Endowments held for University | 10518254 |
| Deferred Bond Issuance | 584293 |
| CSV - Life Insurance Policies | 372006 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | 125307355 | TotalBookValueOtherAssets |
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| Rounding | $1 |
| Accrued Debt Service Interest | $123,559 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 123560 | TotalOfAmounts |
| Tot Revenue Etc Audited Fincl Stmt | 79573954 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 12858608 | NetUnrealizedGainsInvestments |
| Other Revenues | -4643287 | OtherRevenues |
| Revenue Not Rptd F990 | 8215321 | RevenueNotRptdF990 |
| Revenue Subtotal | 71358633 | RevenueSubtotal |
| Other Revenues Not Included | -705579 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | -705579 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 70653054 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 50044646 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 1478790 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 1478790 | ExpensesNotRptdF990 |
| Expenses Subtotal | 48565856 | ExpensesSubtotal |
| Other Expenses Not Included | 4452546 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 4452546 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 53018402 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (4 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Part XII, Line 4b | Part XII, Line 4b: Other revenue amounts included on 990 but not included in F/S | Investment Fees $4452546 |
| Part XII, Line 2d | Part XII, Line 2d: Other expenses and losses per audited F/S | Event Expenses $705579 R&D expenses $773211 |
| Part V, Line 4 | Part V, Line 4: Intended uses of the endowment fund. | The Foundation's endowment funds provide grants to the University of Connecticut. The grants may be used to provide scholarships to University of Connecticut students, compensation and research support for University of Connecticut faculty, and general program support for University of Connecticut academic and athletic programs. The use of all endowment funds is subject to any restriction placed on funds by donors. All disbursements are subject to the Foundation's policy on disbursements: including the amount of the expenditure must be reasonable, for a legitimate business purpose, and with no private benefit. |
| Part IV, Line 2b | Part IV, Line 2b: Explanation of escrow account liability | The Foundation is named as the trustee and remainder beneficiary of several charitable remainder trusts. In addition, the Foundation has entered into contracts with donors for charitable gift annuities for which the Foundation has accepted contributions. The present value of the liability for future payments is reflected on the Foundation's balance sheet.The Foundation has a contractual arrangement to act as the University's agent in managing the University's endowment assets ensuring consistent management of endowment assets that support the University regardless of entity ownership. Starting in fiscal year 2013 the market value of the endowment pool is reflected on the Foundation's balance sheet. |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (6 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|
| North America | 0 | 0 | Fundraising | 0 |
| East Asia and Pacific | 0 | 0 | Fundraising | 0 |
| Europe | 0 | 0 | Fundraising | 0 |
| North America | 0 | 0 | Investments | 8788351 |
| Central America and the Caribbean | 0 | 0 | Investments | 34939318 |
| Europe | 0 | 0 | Investments | 27335357 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Amount Spent | 71063026 | SubtotalAmountSpent |
| Total Amount Spent | 71063026 | TotalAmountSpent |
| Transfer To Foreign Corp | true | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | true | PassiveForeignInvestCo |
| Foreign Partnership | true | ForeignPartnership |
| Boycott Countries | false | BoycottCountries |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | X | MailSolicitations |
| Email Solicitations | X | EmailSolicitations |
| Phone Solicitations | X | PhoneSolicitations |
| In Person Solicitations | X | InPersonSolicitations |
| Solicitation Of Non Govt Grants | X | SolicitationOfNonGovtGrants |
| Special Fundraising Events | X | SpecialFundraisingEvents |
| Agreement Ref Fundraising | true | AgreementRefFundraising |
Fundraiser Activity Information FundraiserActivityInformation (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | ActivityActivity | Fundraiser Control Of FundsFundraiserControlOfFunds | Gross ReceiptsGrossReceipts | Amount Retained By ContractorAmountRetainedByContractor | Net To OrganizationNetToOrganization |
|---|---|---|---|---|---|---|---|---|
| Gold Orluk & | ||||||||
| Partners LLC | Avon | CT | 06001 | Event Planner | false | 868150 | 175479 | 692671 |
| Ruffallo Cody | ||||||||
| PO Box 3018 | Cedar Rapi | IA | 52406 | Phone Solicitat | false | 377922 | 460684 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | 1246072 | TotalGrossReceipts |
| Total Retained By Contractors | 636163 | TotalRetainedByContractors |
| Total Net To Organization | 692671 | TotalNetToOrganization |
| Licensed States | WY | LicensedStates |
| Licensed States | WI | LicensedStates |
| Licensed States | WV | LicensedStates |
| Licensed States | WA | LicensedStates |
| Licensed States | UT | LicensedStates |
| Licensed States | VA | LicensedStates |
| Licensed States | VT | LicensedStates |
| Licensed States | UT | LicensedStates |
| Licensed States | TX | LicensedStates |
| Licensed States | TN | LicensedStates |
| Licensed States | SD | LicensedStates |
| Licensed States | SC | LicensedStates |
| Licensed States | RI | LicensedStates |
| Licensed States | PA | LicensedStates |
| Licensed States | OR | LicensedStates |
| Licensed States | OK | LicensedStates |
| Licensed States | OH | LicensedStates |
| Licensed States | ND | LicensedStates |
| Licensed States | NC | LicensedStates |
| Licensed States | NY | LicensedStates |
| Licensed States | NM | LicensedStates |
| Licensed States | NJ | LicensedStates |
| Licensed States | NH | LicensedStates |
| Licensed States | NV | LicensedStates |
| Licensed States | NE | LicensedStates |
| Licensed States | MT | LicensedStates |
| Licensed States | MO | LicensedStates |
| Licensed States | MS | LicensedStates |
| Licensed States | MN | LicensedStates |
| Licensed States | MI | LicensedStates |
| Licensed States | MA | LicensedStates |
| Licensed States | MD | LicensedStates |
| Licensed States | ME | LicensedStates |
| Licensed States | LA | LicensedStates |
| Licensed States | KY | LicensedStates |
| Licensed States | KS | LicensedStates |
| Licensed States | IA | LicensedStates |
| Licensed States | IN | LicensedStates |
| Licensed States | IL | LicensedStates |
| Licensed States | ID | LicensedStates |
| Licensed States | HI | LicensedStates |
| Licensed States | GA | LicensedStates |
| Licensed States | FL | LicensedStates |
| Licensed States | DC | LicensedStates |
| Licensed States | DE | LicensedStates |
| Licensed States | CT | LicensedStates |
| Licensed States | CO | LicensedStates |
| Licensed States | CA | LicensedStates |
| Licensed States | AR | LicensedStates |
| Licensed States | AZ | LicensedStates |
| Licensed States | AK | LicensedStates |
| Licensed States | AL | LicensedStates |
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | White Coat Gala | NameOfEvent1 |
| Gross Receipts Event1 | 1287020 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 1065916 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 221104 | GrossRevenueEvent1 |
| Other Direct Expenses Event1 | 230923 | OtherDirectExpensesEvent1 |
| Name Of Event2 | Calhoun Celebrity Golf Classic | NameOfEvent2 |
| Gross Receipts Event2 | 315965 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 247182 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 68783 | GrossRevenueEvent2 |
| Other Direct Expenses Event2 | 107844 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 13 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 956353 | GrossReceiptsOtherEvents |
| Charitable Contrib Other Events | 696882 | CharitableContribOtherEvents |
| Gross Revenue Other Events | 259471 | GrossRevenueOtherEvents |
| Other Direct Expenses Other Events | 361970 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 2559338 | GrossReceiptsTotal |
| Charitable Contributions Total | 2009980 | CharitableContributionsTotal |
| Gross Revenue Total Events | 549358 | GrossRevenueTotalEvents |
| Other Direct Expenses Total Events | 700737 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 700737 | DirectExpenseSummaryEvents |
| Net Income Summary | -151379 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Recipient Table RecipientTable
Recipient Name Business RecipientNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | University of Connecticut | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 352 Mansfield Road Unit 2048 | AddressLine1 |
| City | Storrs | City |
| State | CT | State |
| ZIP Code | 06269 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN Of Recipient | 060772160 | EINOfRecipient |
| Amount Of Cash Grant | 33415410 | AmountOfCashGrant |
| Amount Of Non Cash Assistance | 0 | AmountOfNonCashAssistance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 1 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 0 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Additional Supplemental Information | Identifier |
| Explanation | Fund Administration staff receives appropriate documentation prior to making disbursements to ensure compliance with grant restrictions, and to ensure such disbursements are reasonable. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Independent Consultant | X | IndependentConsultant |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | true | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
| Rebuttable Presumption Procedure | false | RebuttablePresumptionProcedure |
Form990 Schedule J Part II Form990ScheduleJPartII (9 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Deferred Comp Filing OrgDeferredCompFilingOrg | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Total Compensation Filing OrgTotalCompensationFilingOrg | Bonus Filing OrgBonusFilingOrg |
|---|---|---|---|---|---|
| Thomas Scarlett | |||||
| System Architect | 140000 | 7754 | 13736 | 161490 | |
| Suzanne O'Conor | |||||
| Legal Counsel | 182885 | 15231 | 3015 | 208631 | 7500 |
| Kevin A Edwards | |||||
| Vice President | 213366 | 17869 | 16625 | 257860 | 10000 |
| John Martin | |||||
| President | 364951 | 91455 | 9946 | 519602 | 53250 |
| Hal Reed | |||||
| AVP Plan Giving | 149049 | 11924 | 13736 | 174709 | |
| Frank Gifford | |||||
| VP for Development | 158404 | 12752 | 15374 | 187530 | 1000 |
| Dina Plapler | |||||
| VP Development Health Center | 169087 | 13927 | 16801 | 204815 | 5000 |
| Deborah Cunningham | |||||
| VP, Advancement Services and AG | 158404 | 12912 | 2067 | 176383 | 3000 |
| Brian Otis | |||||
| VP Development and Campaign | 174808 | 14385 | 16787 | 210980 | 5000 |
Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Sch J, Part I, Line 7 | Part I, Line 7: Non-Fixed payments not listed above | The Foundation may give performance based awards based on formal review and with approval of Foundation management and board. |
| Sch J, Part I, Line 1a | Part I, Line 1a: Relevant information in regards to selections on 1a. | The Foundation provides memberships to the Hartford Club for Mr. Martin and Ms. Papler for business related meetings. The amount in 2012 was $2,544 for Ms. Plapler and $1,894 for Mr. Martin. Memberships were used solely for Foundation business. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (2 entries)
| Bond ReferenceBondReferenceCd | Issuer EINIssuerEIN | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing | CUSIP NumberCUSIPNumber |
|---|---|---|---|---|---|---|---|---|
| CHEFA | ||||||||
| B | 060806186 | 2013-04-24 | 20000000 | Construction project | false | false | false | |
| CHEFA | ||||||||
| A | 060806186 | 2007-01-23 | 7252762 | Refunding Series A | false | false | false | 20774UJD8 |
Form990 Schedule K Part II Form990ScheduleKPartII (2 entries)
| Bond ReferenceBondReferenceCd | Total ProceedsTotalProceeds | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Capital ExpendituresCapitalExpenditures | Amount UnspentAmountUnspent | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind | Amount In Reserve FundAmountInReserveFund | Other Spent ProceedsOtherSpentProceeds |
|---|---|---|---|---|---|---|---|---|---|---|
| B | 20000000 | 270526 | 2147966 | 17581508 | false | false | false | true | ||
| A | 7974994 | 236705 | false | true | true | true | 502944 | 7235346 |
Form990 Schedule K Part III Form990ScheduleKPartIII (2 entries)
| Bond ReferenceBondReferenceCd | Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Engage Bond Counsel ContractsEngageBondCounselContracts | Any Research AgreementsAnyResearchAgreements | Engage Bond Counsel ResearchEngageBondCounselResearch | Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs |
|---|---|---|---|---|---|---|---|
| B | false | false | false | false | false | false | true |
| A | true |
Form990 Schedule K Part IV Form990ScheduleKPartIV (2 entries)
| Bond ReferenceBondReferenceCd | Form8038 T FiledForm8038TFiled | Rebate Not Due YetRebateNotDueYet | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Written Proc To Monitor ReqsWrittenProcToMonitorReqs | No Rebate DueNoRebateDue |
|---|---|---|---|---|---|---|---|
| B | false | true | false | false | false | true | |
| A | false | false | false | false | true | true |
Form990 Schedule K Part V Form990ScheduleKPartV (2 entries)
| Bond ReferenceBondReferenceCd | Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction |
|---|---|
| B | true |
| A | true |
Form990 Schedule K Part VI Form990ScheduleKPartVI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Supplemental Information | Identifier |
| Return Reference | Part VI | ReturnReference |
| Explanation | Part IV 3c Arbitrage - the rebate calculation was completed in February 2012 and no rebate was due. | Explanation |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 75 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 2849674 | NoncashContribsRptdF990 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | true | ReviewProcessUnusualNCGifts |
| Third Parties Used | false | ThirdPartiesUsed |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (15 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| Schedule R - Related Organizations | While the mission of the Foundation is to support the University, under IRS instructions the University does not meet the definition of a "related organization". The Foundation has ten ex-officio board members, six of whom serve by virtue or their position as a University employee. None of the six University employees are counted in determining quorum and none are entitled to vote on matters before the Board. No compensation is paid by the Foundation for their service as directors. | |
| Part V, Question 4 b | Foreign countries which an account with a financial interest in was located duringthe calendar year:Bermuda, Canada, Cayman Islands, Ireland and Netherland Antilles. | |
| Form 990, Part III, Line 1 | The mission of The University of Connecticut Foundation, Inc. is to solicit, receive, invest and administer gifts and financial resources from private sources for the benefit of all campuses and programs of the University of Connecticut. The Foundation operates exclusively to promote the educational, scientific, cultural, research and recreational objectives of the University of Connecticut. As the primary fund-raising vehicle to solicit and administer private gifts and grants to enhance the University's mission, the Foundation supports the University's pursuit of excellence in teaching, research, and public service. | |
| Other Changes In Net Assets Or Fund Balances - Other Increases | R&D Revenue = $7208 | Form 990, Part XI, Line 9 |
| Other Changes In Net Assets Or Fund Balances - Other Decreases | R&D Expense = -$773211 | Form 990, Part XI, Line 9 |
| Other Changes In Net Assets Or Fund Balances - Other Decreases | Bad Debt Expense = -$197949 | Form 990, Part XI, Line 9 |
| Form 990, Part VI, Line 19: Other Organization Documents Publicly Available | The Foundation's financial statement and conflict of interest policy are posted on the Foundation's web site and on the Electronic Municipal Market Access system (EMMA), which is available to the public. The Foundation also posts an annual report and annual debt filing on EMMA. The Foundation's Articles of incorporation, IRS Determination Letter and By-laws are available upon request. | Form 990, Part VI, Line 19 |
| Form 990, Part VI, Line 15b: Compensation Review and Approval Process for Officers and Key Employees | See 15a | Form 990, Part VI, Line 15b |
| Form 990, Part VI, Line 15a: Compensation Review & Approval Process - CEO, Top Management | The Foundation's salary structure is market-driven and undergoes a rigorous, periodic review under which compensation levels are compared to organizations of similar size and mission. The salaries and benefits of the UCONN Foundation's officers and key employees are subject to approval in advance of payment by a majority of disinterested directors on the HR Committee of the Board of Directors and subsequently by a majority of disinterested directors on the Executive Committee of the Board of Directors. The officers and key employees are not in a position of control with respect to either Committee. The Committees rely on appropriate comparability data in determining the reasonableness of the compensation packages. Minutes adequately documenting the basis for the HR Committee and the Executive Committee's decisions are maintained. The approval of compensation packages occurs in June for compensation to be paid in the subsequent fiscal year. | Form 990, Part VI, Line 15a |
| Form 990, Part VI, Line 12c: Explanation of Monitoring and Enforcement of Conflicts | Annually the Foundation board members, officers and employees are sent a copy of the Foundation's Conflict of Interest questionnaire that they are required to complete and return to the Foundation. The responses are then reviewed by the Foundation's in-house legal counsel, with any potential conflicts reviewed with the Nominating and Governance Committee of the Board and the full Board as appropriate. | Form 990, Part VI, Line 12c |
| Form 990, Part VI, Line 11b: Form 990 Review Process | The Form is prepared by the Foundation and reviewed by management and the Foundation's Audit Committee. The Form is provided to the entire Board before it is filed. | Form 990, Part VI, Line 11b |
| Form 990, Part VI, Line 2: Description of Business or Family Relationship of Officers, Directors, Et | Board members Constance Weaver and Mark Boxer serve on the board of the Bushnell, a non-for-profit arts organization. | Form 990, Part VI, Line 2 |
| Form 990, Part VI, Line 1a: Explanation of Delegated Broad Authority to Committee | The Foundation Board has given the Executive Committee that consists of the Chair, Vice Chair, Chair of the Nominating and Board Governance Committee, Foundation President, and three or more at-large Board Members full power and authority as the Board. The Executive Committee may meet and exercise all such powers and authority in the interim between the meetings of the Board. The Executive Committee may not fill Board vacancies, amend certificate of incorporation, adopt amend or repeal bylaws, approve plan for merger, approve sale, lease, exchange or other disposition of all, or substantially all, of the property, approve a proposal to dissolve the Corporation. | Form 990, Part VI, Line 1a |
| Form 990, Part III, Line 4d: Other Program Services Description | OTHER PROGRAM SERVICES 4: Program ServicesThe University of Connecticut Foundation, Inc. receives gifts on behalf of donors restricted to the support of programs at the University. Generally the expenditure is made to the vendor directly by the University with the Foundation then providing a grant to the University to fund the expenditure after receiving appropriate documentation. Occasionally the Foundation will pay the vendor directly. OTHER PROGRAM SERVICES 5: The University of Connecticut provides payment to the Foundation for fund raising and development expenses. The Foundation also earns a fee for management of endowment funds held by the University. | Form 990, Part III, Line 4d |
| Client Note 1 - Statement 4Form 990T, Part V, Line 4Bermuda, Canada, Cayman Islands, Ireland,and Netherland Antilles |
Schedule R IRS990ScheduleR
Form990 Schedule R Part IV Form990ScheduleRPartIV (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Direct Controlling Entity NADirectControllingEntityNA | Type Of EntityTypeOfEntity | Controlled OrgControlledOrg | EINEIN | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Charitable Remainder Trust11 | ||||||||||||
| 2390 Alumni Drive | Storrs | CT | 06269 | Development | CT | N/A | Trust | false | ||||
| UConn Research and Development Corp | ||||||||||||
| 400 Farmington Ave | Farmington | CT | 06032 | Start ups | CT | N/A | C Corp | true | 061145567 | 7208 | 593505 | 1.00000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | true | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Dividends Related Organization | false | DividendsRelatedOrganization |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | true | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | true | OtherTransferToOtherOrg |
| Other Transfer From Other Org | false | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (3 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| Charitable Remainder Trust11 | ||
| r | 53811 | Cash |
| UConn Research and Development Corp | ||
| p | 550000 | Cash |
| UConn Research and Development Corp | ||
| b | 550000 | Cash |