ROGER & VIOLET NOREEN CHAR TRUST: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- ROGER & VIOLET NOREEN CHAR TRUST (EIN 41-6309355)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-22
- IRS object ID
- 201441429349100414
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-22T13:18:14-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 416309355 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROGER & VIOLET NOREEN CHAR TRUST 25293360 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NORE | BusinessNameControlTxt |
| Phone | 6514668722 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O BOX 64713 TRUST TAX SERVICES | AddressLine1 |
| City | ST PAUL | City |
| State | MN | State |
| ZIP Code | 551640713 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KAREN BASSETT | PersonNm |
| Person Title | CORP. TRUSTEE | PersonTitleTxt |
| Phone | 6514668722 | PhoneNum |
| Signature | 2014-05-22 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,628,984 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $20 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $20 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $154,302 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $154,302 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $289,361 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,710,110 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $289,361 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $2,434 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $446,117 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $443,683 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $75,836 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $60,219 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $15,617 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,522 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,522 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $597 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $572 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $25 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $80,955 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $65,313 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $15,642 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $269,014 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $269,014 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $349,969 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $65,313 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $284,656 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $96,148 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $378,370 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $2,208 | CashBOYAmt |
| Cash EOY | $897 | CashEOYAmt |
| Cash EOYFMV | $897 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $74,002 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $600,425 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $600,425 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $2,837,843 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,527,579 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,329,519 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,743,378 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,628,817 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,691,531 | CorporateBondsEOYFMVAmt |
| Other Investments EOYFMV | $0 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $10,126 | OtherAssetsBOYAmt |
| Other Assets EOY | $6,612 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $6,612 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $4,667,557 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,764,330 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,628,984 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $98 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $725 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $98 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $725 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $6,144,554 | CapitalStockBOYAmt |
| Capital Stock EOY | $6,144,554 | CapitalStockEOYAmt |
| Retained Earning BOY | -$1,477,095 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$1,380,949 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,667,459 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,763,605 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,667,557 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,764,330 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,667,459 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $96,148 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $4,763,607 | SubtotalAmt |
| Other Decreases | $2 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $4,763,605 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (296 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| . NET SETTLEMENT FROM CLASS ACTION SUIT | 2013-01-09 | $20 | $20 | $20 | |||
| 194. QIAGEN NV | 2013-01-10 | $3,650 | -$335 | -$335 | 2011-04-21 | $3,985 | |
| 49. BRITISH AMERN TOB PLC ADR | 2013-01-15 | $4,986 | $1,803 | $1,803 | 2007-06-08 | $3,183 | |
| 88. YUM BRANDS INC | 2013-01-16 | $5,804 | $79 | $79 | 2012-07-31 | $5,725 | |
| 41. ALLERGAN INC | 2013-01-29 | $4,370 | $1,764 | $1,764 | 2010-04-09 | $2,606 | |
| 14. SCHLUMBERGER LTD | 2013-02-05 | $1,116 | -$144 | -$144 | 2011-04-21 | $1,260 | |
| 94. LI FUNG LTD A D R | 2013-02-11 | $234 | -$248 | -$248 | 2011-04-21 | $482 | |
| 228. LI FUNG LTD A D R | 2013-02-12 | $552 | -$618 | -$618 | 2011-04-21 | $1,170 | |
| 108. AFLAC INC | 2013-02-13 | $5,276 | -$313 | -$313 | 2012-11-27 | $5,589 | |
| 116. AGCO CORP | 2013-02-13 | $6,234 | $789 | $789 | 2012-09-25 | $5,445 | |
| 92. ABBOTT LABORATORIES | 2013-02-13 | $3,169 | $1,124 | $1,124 | 2011-02-17 | $2,045 | |
| 5. ABBOTT LABORATORIES | 2013-02-13 | $172 | $18 | $18 | 2012-11-27 | $154 | |
| 5. BLACKROCK INC | 2013-02-13 | $1,213 | $237 | $237 | 2012-11-27 | $976 | |
| 18. CBS CORP CLASS B NON VOTING | 2013-02-13 | $765 | $135 | $135 | 2012-11-27 | $630 | |
| 6. CVS CAREMARK CORP | 2013-02-13 | $306 | $103 | $103 | 2011-09-30 | $203 | |
| 17. CISCO SYS INC | 2013-02-13 | $356 | $39 | $39 | 2011-11-30 | $317 | |
| 29. E M C CORPORATION | 2013-02-13 | $702 | -$4 | -$4 | 2012-11-27 | $706 | |
| 208. E M C CORPORATION | 2013-02-13 | $5,031 | -$876 | -$876 | 2011-04-25 | $5,907 | |
| 11. EASTMAN CHEM CO | 2013-02-13 | $822 | $197 | $197 | 2012-09-25 | $625 | |
| 46. FIFTH THIRD BANCORP | 2013-02-13 | $739 | $119 | $119 | 2012-02-15 | $620 | |
| 265. THE GAP INC | 2013-02-13 | $8,472 | $1,491 | $1,491 | 2012-03-28 | $6,981 | |
| 251. GENERAL ELEC CO | 2013-02-13 | $5,841 | $1,075 | $1,075 | 2011-09-30 | $4,766 | |
| 87. INGREDION INC | 2013-02-13 | $5,656 | $815 | $815 | 2012-06-12 | $4,841 | |
| 23. KLA TENCOR CORPORATION | 2013-02-13 | $1,297 | $237 | $237 | 2011-11-30 | $1,060 | |
| 14. KROGER CO | 2013-02-13 | $398 | $65 | $65 | 2012-02-15 | $333 | |
| 183. LI FUNG LTD A D R | 2013-02-13 | $447 | -$492 | -$492 | 2011-04-21 | $939 | |
| 45. LOCKHEED MARTIN CORP | 2013-02-13 | $3,897 | $618 | $618 | 2011-09-30 | $3,279 | |
| 11. LOCKHEED MARTIN CORP | 2013-02-13 | $953 | -$55 | -$55 | 2012-09-25 | $1,008 | |
| 19. MARATHON PETROLEUM CORP | 2013-02-13 | $1,550 | $887 | $887 | 2011-09-06 | $663 | |
| 85. OIL STATES INTERNATIONAL INC | 2013-02-13 | $6,759 | $64 | $64 | 2012-11-27 | $6,695 | |
| 13. ORACLE CORPORATION | 2013-02-13 | $455 | $42 | $42 | 2012-09-25 | $413 | |
| 64. PHILIP MORRIS INTL | 2013-02-13 | $5,829 | $1,493 | $1,493 | 2011-04-25 | $4,336 | |
| 109. QUEST DIAGNOSTICS INC | 2013-02-13 | $6,187 | -$661 | -$661 | 2012-11-27 | $6,848 | |
| .1 REXAM PLC SPONSORED A D R | 2013-02-13 | $4 | 2012-11-19 | $4 | |||
| 19. UNITED HEALTH GROUP INC | 2013-02-13 | $1,083 | $33 | $33 | 2012-11-27 | $1,050 | |
| 99. UNITED HEALTH GROUP INC | 2013-02-13 | $5,643 | $917 | $917 | 2011-04-25 | $4,726 | |
| 3. WELLS FARGO & CO NEW | 2013-02-13 | $105 | $19 | $19 | 2011-04-25 | $86 | |
| 7. WELLS FARGO & CO NEW | 2013-02-13 | $246 | -$3 | -$3 | 2012-09-25 | $249 | |
| 10. WYNDHAM WORLDWIDE CORP | 2013-02-13 | $590 | $293 | $293 | 2011-09-06 | $297 | |
| 193. XCEL ENERGY INC | 2013-02-13 | $5,377 | $747 | $747 | 2011-09-06 | $4,630 | |
| 306. YAHOO INC | 2013-02-13 | $6,484 | $655 | $655 | 2012-11-27 | $5,829 | |
| 110. INGERSOLL RAND PLC | 2013-02-13 | $5,845 | $826 | $826 | 2012-09-25 | $5,019 | |
| 148. SEADRILL LIMITED | 2013-02-13 | $5,627 | -$149 | -$149 | 2012-09-25 | $5,776 | |
| 48. SEAGATE TECHNOLOGY | 2013-02-13 | $1,680 | $416 | $416 | 2012-02-15 | $1,264 | |
| 5. ACE LTD | 2013-02-13 | $432 | $86 | $86 | 2011-11-30 | $346 | |
| 1735. LI FUNG LTD A D R | 2013-02-14 | $4,415 | -$3,028 | -$3,028 | 2012-02-09 | $7,443 | |
| 80. CHINA MOBILE LIMITED A D R | 2013-02-15 | $4,420 | $280 | $280 | 2011-09-20 | $4,140 | |
| 19. SCHLUMBERGER LTD | 2013-02-15 | $1,517 | -$193 | -$193 | 2011-04-21 | $1,710 | |
| 39. ARM HLDGS PLC A D R | 2013-02-22 | $1,652 | $445 | $445 | 2011-04-21 | $1,207 | |
| 164. NIPPON TELEGRAPH TELE A D R | 2013-02-22 | $3,716 | -$417 | -$417 | 2011-10-14 | $4,133 | |
| 250000. MORGAN STANLEY 5.300% 3/01/13 | 2013-03-01 | $250,000 | $682 | $682 | 2006-02-16 | $249,318 | |
| 123. B T GROUP P L C A D R | 2013-03-11 | $4,942 | $1,071 | $1,071 | 2011-04-15 | $3,871 | |
| 704. POSTNL NV ADR | 2013-03-11 | $1,569 | -$1,001 | -$1,001 | 2012-06-25 | $2,570 | |
| 64. SWATCH GROUP AG A D R | 2013-03-11 | $1,812 | $276 | $276 | 2011-04-21 | $1,536 | |
| 382. POSTNL NV ADR | 2013-03-12 | $837 | -$558 | -$558 | 2012-06-25 | $1,395 | |
| 208. AMERICA MOVIL A D R | 2013-03-18 | $3,832 | -$2,066 | -$2,066 | 2011-04-21 | $5,898 | |
| 22. FOOT LOCKER INC | 2013-03-18 | $707 | -$41 | -$41 | 2013-02-13 | $748 | |
| 156. FOOT LOCKER INC | 2013-03-18 | $5,013 | $636 | $636 | 2012-02-15 | $4,377 | |
| 34. HERTZ GLOBAL HOLDINGS INC | 2013-03-18 | $722 | $89 | $89 | 2013-02-13 | $633 | |
| 17. INTERNATIONAL PAPER CO | 2013-03-18 | $769 | $368 | $368 | 2011-09-30 | $401 | |
| 66. ACE LTD | 2013-03-18 | $5,814 | $1,207 | $1,207 | 2012-02-15 | $4,607 | |
| 23. DIAGEO PLC SPONSORED A D R | 2013-03-20 | $2,816 | $610 | $610 | 2012-03-01 | $2,206 | |
| 61. VMWARE INC CL A | 2013-03-27 | $4,715 | -$2,210 | -$2,210 | 2012-05-03 | $6,925 | |
| 116. DIRECTV | 2013-04-08 | $6,414 | $3,316 | $3,316 | 2008-07-29 | $3,098 | |
| 65. B H P BILLITON PLC SPSD A D R | 2013-04-19 | $3,534 | -$1,565 | -$1,565 | 2011-06-17 | $5,099 | |
| 8. BROOKFIELD PROPERTY PARTNERS L P | 2013-04-19 | $173 | -$2 | -$2 | 2013-04-15 | $175 | |
| .7248 BROOKFIELD PROPERTY PARTNERS L P | 2013-04-23 | $15 | -$1 | -$1 | 2013-04-15 | $16 | |
| 300. ASSA ABLOY AB A D R | 2013-04-26 | $5,817 | $1,492 | $1,492 | 2012-07-10 | $4,325 | |
| 27. INTERNATIONAL BUSINESS MACHINES CORP | 2013-05-09 | $5,518 | $2,882 | $2,882 | 2007-01-25 | $2,636 | |
| 46. FOMENTO ECONOMICO MEX SP A D R | 2013-05-10 | $5,244 | $3,479 | $3,479 | 2007-06-08 | $1,765 | |
| 78. SONOVA HOLDING UNSPON ADR | 2013-05-13 | $1,702 | $82 | $82 | 2011-04-21 | $1,620 | |
| 115. CARNIVAL PLC A D R | 2013-05-15 | $4,177 | -$809 | -$809 | 2011-05-12 | $4,986 | |
| 67. SYNGENTA A G A D R | 2013-05-15 | $5,531 | $1,179 | $1,179 | 2012-07-23 | $4,352 | |
| 183. VALE SA SP A D R | 2013-05-16 | $2,699 | -$1,259 | -$1,259 | 2010-09-28 | $3,958 | |
| 359. ISHARES DOW JONES US REGIONAL ETF | 2013-06-04 | $10,197 | $1,506 | $1,506 | 2012-07-20 | $8,691 | |
| 50. LULULEMON ATHLETICA INC | 2013-06-04 | $4,092 | $856 | $856 | 2013-04-08 | $3,236 | |
| 70. NESTLE SA SPONSORED A D R | 2013-06-05 | $4,677 | $2,023 | $2,023 | 2007-06-08 | $2,654 | |
| 60. HSBC HOLDINGS PLC SPONS A D R | 2013-06-06 | $3,256 | -$9 | -$9 | 2011-04-21 | $3,265 | |
| 96. COGNIZANT TECH SOLUTIONS CL A | 2013-06-12 | $6,174 | $2,589 | $2,589 | 2007-06-08 | $3,585 | |
| 31. E BAY INC | 2013-06-12 | $1,584 | $643 | $643 | 2011-03-22 | $941 | |
| .5 ITAU UNIBANCO HOLDINGS SA A D R | 2013-06-12 | $7 | -$4 | -$4 | 2011-04-21 | $11 | |
| 114. ARM HLDGS PLC A D R | 2013-06-19 | $4,306 | $779 | $779 | 2011-04-21 | $3,527 | |
| 35. ABBVIE INC | 2013-06-21 | $1,467 | $621 | $621 | 2011-02-17 | $846 | |
| 125. ALLSTATE CORP | 2013-06-21 | $5,861 | $123 | $123 | 2013-02-13 | $5,738 | |
| 154. AMERICAN CAPITAL AGENCY CORP | 2013-06-21 | $3,574 | -$1,189 | -$1,189 | 2012-02-15 | $4,763 | |
| 24. AMERICAN CAPITAL AGENCY CORP | 2013-06-21 | $557 | -$285 | -$285 | 2012-09-25 | $842 | |
| 13. AMGEN INC | 2013-06-21 | $1,265 | $162 | $162 | 2013-02-13 | $1,103 | |
| 112. BCE INC | 2013-06-21 | $4,676 | $479 | $479 | 2012-06-12 | $4,197 | |
| 24. BLACKROCK INC | 2013-06-21 | $5,954 | $1,268 | $1,268 | 2012-11-27 | $4,686 | |
| 17. CIGNA CORP | 2013-06-21 | $1,201 | $153 | $153 | 2013-02-13 | $1,048 | |
| 223. CAREFUSION CORPORATION | 2013-06-21 | $8,212 | $1,870 | $1,870 | 2012-09-25 | $6,342 | |
| 171. COCA COLA ENTERPRISES INC | 2013-06-21 | $5,857 | -$203 | -$203 | 2013-02-13 | $6,060 | |
| 64. DELTA AIR LINES INC | 2013-06-21 | $1,177 | $233 | $233 | 2013-02-13 | $944 | |
| 30. HERTZ GLOBAL HOLDINGS INC | 2013-06-21 | $700 | $141 | $141 | 2013-02-13 | $559 | |
| 87. HOME DEPOT INC | 2013-06-21 | $6,399 | $1,888 | $1,888 | 2012-06-12 | $4,511 | |
| 229. ISHARES DOW JONES US REGIONAL ETF | 2013-06-21 | $6,517 | $1,317 | $1,317 | 2012-06-12 | $5,200 | |
| 23. KROGER CO | 2013-06-21 | $774 | $226 | $226 | 2012-02-15 | $548 | |
| 79. LAUDER ESTEE COS INC CL A | 2013-06-21 | $5,214 | $1,280 | $1,280 | 2011-05-11 | $3,934 | |
| 4. MACYS INC | 2013-06-21 | $186 | $90 | $90 | 2011-04-25 | $96 | |
| 13. MAGNA INTL INC CL A | 2013-06-21 | $889 | $155 | $155 | 2013-03-18 | $734 | |
| 187. MAXIM INTEGRATED PRODS INC | 2013-06-21 | $5,169 | -$891 | -$891 | 2013-02-13 | $6,060 | |
| 27. MICROSOFT CORP | 2013-06-21 | $895 | $91 | $91 | 2007-06-08 | $804 | |
| 14. MYLAN INC | 2013-06-21 | $423 | $42 | $42 | 2012-11-27 | $381 | |
| 74. SNAP ON INC | 2013-06-21 | $6,498 | $720 | $720 | 2013-02-13 | $5,778 | |
| 12. THERMO FISHER SCIENTIFIC INC | 2013-06-21 | $990 | $87 | $87 | 2013-02-13 | $903 | |
| 10. WYNDHAM WORLDWIDE CORP | 2013-06-21 | $546 | $54 | $54 | 2012-11-27 | $492 | |
| 94. WYNDHAM WORLDWIDE CORP | 2013-06-21 | $5,134 | $2,340 | $2,340 | 2011-09-06 | $2,794 | |
| 31. SEAGATE TECHNOLOGY | 2013-06-21 | $1,305 | $488 | $488 | 2012-02-15 | $817 | |
| 263. VOLVO AB SPONSORED A D R | 2013-06-24 | $3,396 | $91 | $91 | 2010-04-27 | $3,305 | |
| 72. VOLVO AB SPONSORED A D R | 2013-06-25 | $953 | $48 | $48 | 2010-04-27 | $905 | |
| 195. BROADCOM CORP CL A | 2013-07-10 | $6,622 | -$245 | -$245 | 2011-10-19 | $6,867 | |
| 59. ROCKWELL AUTOMATION INC | 2013-07-10 | $5,153 | $339 | $339 | 2012-03-01 | $4,814 | |
| . NET SETTLEMENT FROM CLASS ACTION SUIT | 2013-07-15 | $83 | $83 | $83 | |||
| 372. NINTENDO CO LTD UNSPONS A D R | 2013-07-16 | $5,852 | $670 | $670 | 2013-05-16 | $5,182 | |
| 96. VARIAN MED SYS INC | 2013-07-17 | $6,774 | $1,564 | $1,564 | 2010-02-09 | $5,210 | |
| .125 MALLINCKRODT PLC W I | 2013-07-18 | $5 | $1 | $1 | 2010-06-22 | $4 | |
| 116. REXAM PLC SPONSORED A D R | 2013-07-22 | $4,346 | -$108 | -$108 | 2012-11-19 | $4,454 | |
| 56. AIR LIQUIDE S A A D R | 2013-07-25 | $1,451 | -$2 | -$2 | 2011-04-21 | $1,453 | |
| 39. SIEMENS AG A D R | 2013-07-25 | $117 | -$15 | -$15 | 2010-07-28 | $132 | |
| 8. ALLIANCE DATA SYSTEMS CORP | 2013-07-31 | $1,580 | $837 | $837 | 2011-09-30 | $743 | |
| 6. AMGEN INC | 2013-07-31 | $649 | $145 | $145 | 2012-09-25 | $504 | |
| 9. CVS CAREMARK CORP | 2013-07-31 | $552 | $248 | $248 | 2011-09-30 | $304 | |
| 33. CISCO SYS INC | 2013-07-31 | $846 | $231 | $231 | 2011-11-30 | $615 | |
| 23. DELTA AIR LINES INC | 2013-07-31 | $488 | $149 | $149 | 2013-02-13 | $339 | |
| 8. HANESBRANDS INC | 2013-07-31 | $499 | $102 | $102 | 2013-06-21 | $397 | |
| 22. KROGER CO | 2013-07-31 | $867 | $343 | $343 | 2012-02-15 | $524 | |
| 153. MATTEL INC | 2013-07-31 | $6,443 | $2,425 | $2,425 | 2012-06-12 | $4,018 | |
| 6. NEXTERA ENERGY INC | 2013-07-31 | $518 | $189 | $189 | 2011-09-06 | $329 | |
| 106. REINSURANCE GROUP AMERICA | 2013-07-31 | $7,248 | $136 | $136 | 2013-06-26 | $7,112 | |
| 12. VERIZON COMMUNICATIONS | 2013-07-31 | $600 | $155 | $155 | 2011-04-25 | $445 | |
| 108. ENSCO PLC CL A | 2013-07-31 | $6,227 | -$662 | -$662 | 2013-03-18 | $6,889 | |
| 26. EQUINIX INC | 2013-08-07 | $4,586 | $2,085 | $2,085 | 2011-10-19 | $2,501 | |
| 170. KAO CORP A D R | 2013-08-09 | $5,517 | $789 | $789 | 2012-10-23 | $4,728 | |
| 121. SANDS CHINA LTD UNSPONS A D R | 2013-08-26 | $6,743 | $2,583 | $2,583 | 2012-05-17 | $4,160 | |
| 12. AT&T INC | 2013-09-04 | $404 | -$9 | -$9 | 2013-06-21 | $413 | |
| 2. APPLE INC | 2013-09-04 | $998 | $291 | $291 | 2011-04-25 | $707 | |
| 8. CIGNA CORP | 2013-09-04 | $641 | $148 | $148 | 2013-02-13 | $493 | |
| 118. CISCO SYS INC | 2013-09-04 | $2,804 | $604 | $604 | 2011-11-30 | $2,200 | |
| 183. CONAGRA FOODS INC | 2013-09-04 | $6,194 | $71 | $71 | 2013-02-13 | $6,123 | |
| 13. HALLIBURTON CO | 2013-09-04 | $637 | $49 | $49 | 2013-07-31 | $588 | |
| 47. KLA TENCOR CORPORATION | 2013-09-04 | $2,721 | $546 | $546 | 2012-06-12 | $2,175 | |
| 22. MACYS INC | 2013-09-04 | $986 | $28 | $28 | 2013-07-31 | $958 | |
| 137. MACYS INC | 2013-09-04 | $6,139 | $2,843 | $2,843 | 2011-04-25 | $3,296 | |
| 42. MICROSOFT CORP | 2013-09-04 | $1,308 | $69 | $69 | 2013-07-31 | $1,239 | |
| 166. MICROSOFT CORP | 2013-09-04 | $5,171 | $237 | $237 | 2012-06-12 | $4,934 | |
| 22. MYLAN INC | 2013-09-04 | $791 | $192 | $192 | 2012-11-27 | $599 | |
| 15. OMNICARE INC | 2013-09-04 | $829 | $114 | $114 | 2013-06-21 | $715 | |
| 168. AXIS CAPITAL HOLDINGS LTD | 2013-09-04 | $7,251 | $281 | $281 | 2013-07-31 | $6,970 | |
| 68. DEERE & CO | 2013-09-06 | $5,613 | $427 | $427 | 2011-12-21 | $5,186 | |
| 41. DEERE & CO | 2013-09-06 | $3,384 | -$95 | -$95 | 2012-11-27 | $3,479 | |
| . NET SETTLEMENT FROM CLASS ACTION SUIT | 2013-09-16 | $276 | $276 | $276 | |||
| 413. LONZA GROUP AG UNSPON A D R | 2013-09-17 | $3,290 | $161 | $161 | 2011-08-15 | $3,129 | |
| 34. EQUINIX INC | 2013-09-18 | $5,977 | $2,707 | $2,707 | 2011-08-31 | $3,270 | |
| 60. QUALCOMM INC | 2013-09-18 | $4,173 | $505 | $505 | 2012-08-07 | $3,668 | |
| 168. ZURICH INSURANCE GROUP A D R | 2013-09-20 | $4,328 | $1,622 | $1,622 | 2008-12-04 | $2,706 | |
| 128. POTASH CORP OF SASKATCHEWAN | 2013-09-23 | $4,120 | -$1,339 | -$1,339 | 2012-12-13 | $5,459 | |
| 80. XINYI GLASS HOLDINGS LTS A D R | 2013-09-23 | $1,441 | $528 | $528 | 2012-07-09 | $913 | |
| 6. APPLE INC | 2013-09-24 | $2,945 | $2,207 | $2,207 | 2007-06-08 | $738 | |
| 8. APPLE INC | 2013-09-24 | $3,927 | -$946 | -$946 | 2012-10-26 | $4,873 | |
| 4. CONOCOPHILLIPS | 2013-09-26 | $280 | $32 | $32 | 2011-04-25 | $248 | |
| 21. DELTA AIR LINES INC | 2013-09-26 | $502 | $192 | $192 | 2013-02-13 | $310 | |
| 4. DOVER CORP | 2013-09-26 | $360 | $74 | $74 | 2013-02-13 | $286 | |
| 9. HELMERICH PAYNE INC | 2013-09-26 | $624 | $32 | $32 | 2013-02-13 | $592 | |
| 257. HERTZ GLOBAL HOLDINGS INC | 2013-09-26 | $5,504 | $719 | $719 | 2013-02-13 | $4,785 | |
| 15. KROGER CO | 2013-09-26 | $613 | $256 | $256 | 2012-02-15 | $357 | |
| 8. MAGNA INTL INC CL A | 2013-09-26 | $669 | $217 | $217 | 2013-03-18 | $452 | |
| 9. MARATHON PETROLEUM CORP | 2013-09-26 | $576 | -$69 | -$69 | 2013-06-21 | $645 | |
| 77. MARATHON PETROLEUM CORP | 2013-09-26 | $4,927 | $2,402 | $2,402 | 2012-06-12 | $2,525 | |
| 4. WHIRLPOOL CORP | 2013-09-26 | $591 | $135 | $135 | 2013-06-21 | $456 | |
| 57. SANOFI A D R | 2013-09-27 | $2,886 | $780 | $780 | 2011-10-31 | $2,106 | |
| 142. LONZA GROUP AG UNSPON A D R | 2013-10-02 | $1,144 | $264 | $264 | 2013-02-12 | $880 | |
| 153. LONZA GROUP AG UNSPON A D R | 2013-10-02 | $1,232 | $259 | $259 | 2011-08-15 | $973 | |
| 21. FRESENIUS MED AKTIENGESELLSCHAFT ADR | 2013-10-09 | $666 | -$122 | -$122 | 2011-04-21 | $788 | |
| 66. FRESENIUS MED AKTIENGESELLSCHAFT ADR | 2013-10-09 | $2,092 | -$151 | -$151 | 2013-05-20 | $2,243 | |
| 47. GOLDMAN SACHS GROUP INC | 2013-10-11 | $7,458 | $408 | $408 | 2013-06-04 | $7,050 | |
| 119. WILLIAMS SONOMA INC | 2013-10-11 | $6,289 | $1,736 | $1,736 | 2012-03-05 | $4,553 | |
| 93. ARM HLDGS PLC A D R | 2013-10-14 | $4,450 | $1,893 | $1,893 | 2012-09-26 | $2,557 | |
| 65. AFLAC INC | 2013-10-16 | $4,246 | $875 | $875 | 2012-11-28 | $3,371 | |
| 95. AT&T INC | 2013-10-16 | $3,228 | $449 | $449 | 2012-05-15 | $2,779 | |
| 119. AMERICAN ELECTRIC POWER | 2013-10-16 | $5,171 | $1,489 | $1,489 | 2012-05-29 | $3,682 | |
| 80. AMERICAN EXPRESS CO | 2013-10-16 | $6,101 | $3,396 | $3,396 | 2010-09-27 | $2,705 | |
| 18. AMERIPRISE FINL INC | 2013-10-16 | $1,727 | $636 | $636 | 2012-11-28 | $1,091 | |
| 33. AMERIPRISE FINL INC | 2013-10-16 | $3,167 | $1,467 | $1,467 | 2012-02-13 | $1,700 | |
| 15. ANADARKO PETROLEUM CORP | 2013-10-16 | $1,464 | $368 | $368 | 2012-11-28 | $1,096 | |
| 30. ANADARKO PETROLEUM CORP | 2013-10-16 | $2,928 | $572 | $572 | 2011-10-25 | $2,356 | |
| 17. APPLE INC | 2013-10-16 | $8,518 | $2,498 | $2,498 | 2012-05-15 | $6,020 | |
| 24. AVALONBAY CMNTYS INC | 2013-10-16 | $3,129 | $664 | $664 | 2012-01-13 | $2,465 | |
| 8. AVALONBAY CMNTYS INC | 2013-10-16 | $1,043 | -$14 | -$14 | 2012-11-28 | $1,057 | |
| 51. BOEING CO | 2013-10-16 | $6,143 | $2,724 | $2,724 | 2012-01-13 | $3,419 | |
| 38. BOSTON PPTYS INC | 2013-10-16 | $4,098 | $1,102 | $1,102 | 2012-01-13 | $2,996 | |
| 179. CVS CAREMARK CORP | 2013-10-16 | $10,550 | $4,247 | $4,247 | 2012-05-15 | $6,303 | |
| 79. CAPITAL ONE FINANCIAL CORP | 2013-10-16 | $5,704 | $947 | $947 | 2012-10-24 | $4,757 | |
| 38. CELGENE CORP | 2013-10-16 | $5,997 | $3,566 | $3,566 | 2012-07-10 | $2,431 | |
| 75. CENTURYLINK INC | 2013-10-16 | $2,442 | -$409 | -$409 | 2012-02-13 | $2,851 | |
| 11. CHEVRON CORPORATION | 2013-10-16 | $1,311 | $158 | $158 | 2012-11-28 | $1,153 | |
| 90. CHEVRON CORPORATION | 2013-10-16 | $10,727 | $1,147 | $1,147 | 2012-06-19 | $9,580 | |
| 198. CITIGROUP INC | 2013-10-16 | $9,987 | $3,441 | $3,441 | 2012-03-21 | $6,546 | |
| 34. CITIGROUP INC | 2013-10-16 | $1,715 | $441 | $441 | 2012-10-24 | $1,274 | |
| 146. COMCAST CORP CL A | 2013-10-16 | $6,853 | $3,016 | $3,016 | 2012-08-28 | $3,837 | |
| 151. CONOCOPHILLIPS | 2013-10-16 | $10,982 | $3,381 | $3,381 | 2012-06-19 | $7,601 | |
| 33. DEERE & CO | 2013-10-16 | $2,726 | -$49 | -$49 | 2012-03-21 | $2,775 | |
| 171. DEUTSCHE TELEKOM AG A D R | 2013-10-16 | $2,743 | $888 | $888 | 2012-11-28 | $1,855 | |
| 162. DISNEY WALT CO | 2013-10-16 | $10,758 | $4,640 | $4,640 | 2012-05-15 | $6,118 | |
| 90. E M C CORPORATION | 2013-10-16 | $2,236 | $10 | $10 | 2012-11-28 | $2,226 | |
| 29. E O G RES INC | 2013-10-16 | $5,315 | $2,160 | $2,160 | 2012-08-28 | $3,155 | |
| 9. E O G RES INC | 2013-10-16 | $1,649 | $612 | $612 | 2012-11-28 | $1,037 | |
| 40. EDISON INTL | 2013-10-16 | $1,874 | 2012-10-24 | $1,874 | |||
| 112. EXXON MOBIL CORP | 2013-10-16 | $9,764 | $1,512 | $1,512 | 2012-06-19 | $8,252 | |
| 11. EXXON MOBIL CORP | 2013-10-16 | $959 | -$5 | -$5 | 2012-11-28 | $964 | |
| 171. FIFTH THIRD BANCORP | 2013-10-16 | $3,135 | $1,523 | $1,523 | 2009-08-11 | $1,612 | |
| 32. FREEPORT MCMORAN COPPER GOLD | 2013-10-16 | $1,092 | -$170 | -$170 | 2012-10-24 | $1,262 | |
| 94. FREEPORT MCMORAN COPPER GOLD | 2013-10-16 | $3,207 | $931 | $931 | 2009-05-18 | $2,276 | |
| 404. GENERAL ELEC CO | 2013-10-16 | $9,785 | $3,589 | $3,589 | 2012-04-19 | $6,196 | |
| 48. GENERAL ELEC CO | 2013-10-16 | $1,163 | $153 | $153 | 2012-11-28 | $1,010 | |
| 120. GILEAD SCIENCES INC | 2013-10-16 | $7,802 | $4,656 | $4,656 | 2012-05-15 | $3,146 | |
| 35. GOLDMAN SACHS GROUP INC | 2013-10-16 | $5,653 | $1,548 | $1,548 | 2012-08-28 | $4,105 | |
| 8. GOOGLE INC CL A | 2013-10-16 | $7,166 | $2,380 | $2,380 | 2012-05-25 | $4,786 | |
| 60. HONEYWELL INTERNATIONAL INC | 2013-10-16 | $5,136 | $1,625 | $1,625 | 2012-05-29 | $3,511 | |
| 30. INTERNATIONAL BUSINESS MACHINES CORP | 2013-10-16 | $5,580 | $1,998 | $1,998 | 2011-06-21 | $3,582 | |
| 128. ISHARES DOW JONES US REGIONAL ETF | 2013-10-16 | $3,936 | $1,543 | $1,543 | 2011-08-10 | $2,393 | |
| 258. J P MORGAN CHASE & CO | 2013-10-16 | $13,831 | $5,216 | $5,216 | 2012-05-29 | $8,615 | |
| 104. JOHNSON & JOHNSON | 2013-10-16 | $9,434 | $3,271 | $3,271 | 2010-08-13 | $6,163 | |
| 314. KEYCORP NEW | 2013-10-16 | $3,806 | $1,523 | $1,523 | 2011-01-04 | $2,283 | |
| 46. KRAFT FOODS GROUP INC | 2013-10-16 | $2,416 | $836 | $836 | 2012-06-27 | $1,580 | |
| 73. LOWE'S COS INC | 2013-10-16 | $3,546 | $1,501 | $1,501 | 2012-08-28 | $2,045 | |
| 107. MACYS INC | 2013-10-16 | $4,597 | $794 | $794 | 2012-05-29 | $3,803 | |
| 21. MERCK AND CO INC | 2013-10-16 | $983 | $50 | $50 | 2012-11-28 | $933 | |
| 219. MERCK AND CO INC | 2013-10-16 | $10,249 | $2,646 | $2,646 | 2012-04-19 | $7,603 | |
| 162. MICROSOFT CORP | 2013-10-16 | $5,626 | $2,458 | $2,458 | 2011-06-21 | $3,168 | |
| 139. MONDELEZ INTERNATIONAL W I | 2013-10-16 | $4,315 | $1,371 | $1,371 | 2012-06-27 | $2,944 | |
| 86. NATIONAL GRID PLC SP A D R | 2013-10-16 | $5,145 | $1,211 | $1,211 | 2012-01-27 | $3,934 | |
| 58. NATIONAL OILWELL VARCO INC | 2013-10-16 | $4,692 | $656 | $656 | 2012-08-28 | $4,036 | |
| 19. NATIONAL OILWELL VARCO INC | 2013-10-16 | $1,537 | $220 | $220 | 2012-11-28 | $1,317 | |
| 43. NESTLE SA SPONSORED A D R | 2013-10-16 | $2,914 | $1,277 | $1,277 | 2007-06-08 | $1,637 | |
| 75. NEXTERA ENERGY INC | 2013-10-16 | $6,049 | $1,231 | $1,231 | 2012-07-10 | $4,818 | |
| 115. OCCIDENTAL PETROLEUM CORPORATION | 2013-10-16 | $11,142 | $3,406 | $3,406 | 2012-08-28 | $7,736 | |
| 145. ORACLE CORPORATION | 2013-10-16 | $4,792 | $1,186 | $1,186 | 2012-02-23 | $3,606 | |
| 77. P N C FINANCIAL SERVICES GROUP INC | 2013-10-16 | $5,675 | $2,245 | $2,245 | 2012-01-27 | $3,430 | |
| 45. PACCAR INC | 2013-10-16 | $2,543 | $588 | $588 | 2012-02-13 | $1,955 | |
| 437. PFIZER INC | 2013-10-16 | $12,891 | $5,920 | $5,920 | 2010-09-14 | $6,971 | |
| 54. PHILIP MORRIS INTL | 2013-10-16 | $4,627 | $14 | $14 | 2012-05-15 | $4,613 | |
| 110. PHILLIPS 66 | 2013-10-16 | $6,622 | $2,671 | $2,671 | 2012-08-28 | $3,951 | |
| 24. PUBLIC STORAGE INC | 2013-10-16 | $4,059 | $602 | $602 | 2012-08-28 | $3,457 | |
| 180. REGIONS FINL CORP | 2013-10-16 | $1,748 | $560 | $560 | 2012-10-24 | $1,188 | |
| 517. REGIONS FINL CORP | 2013-10-16 | $5,020 | $1,807 | $1,807 | 2012-03-21 | $3,213 | |
| 48. ROGERS COMMUNICATIONS INC CL B | 2013-10-16 | $2,125 | $85 | $85 | 2012-10-24 | $2,040 | |
| 45. ROGERS COMMUNICATIONS INC CL B | 2013-10-16 | $1,993 | $166 | $166 | 2012-08-28 | $1,827 | |
| 43. SCHLUMBERGER LTD | 2013-10-16 | $3,956 | $1,002 | $1,002 | 2012-06-27 | $2,954 | |
| 73. SEMPRA ENERGY | 2013-10-16 | $6,380 | $2,770 | $2,770 | 2010-05-04 | $3,610 | |
| 67. STATE STR CORP | 2013-10-16 | $4,591 | $1,757 | $1,757 | 2012-08-28 | $2,834 | |
| 67. TARGET CORPORATION | 2013-10-16 | $4,246 | $857 | $857 | 2012-05-29 | $3,389 | |
| 40. THERMO FISHER SCIENTIFIC INC | 2013-10-16 | $3,742 | $2,529 | $2,529 | 2008-12-16 | $1,213 | |
| 44. TIME WARNER INC | 2013-10-16 | $3,008 | $1,499 | $1,499 | 2011-10-25 | $1,509 | |
| 96. TRAVELERS COS INC | 2013-10-16 | $8,255 | $3,368 | $3,368 | 2012-02-13 | $4,887 | |
| 89. UNILEVER N V A D R | 2013-10-16 | $3,353 | $383 | $383 | 2011-05-10 | $2,970 | |
| 51. UNION PACIFIC CORP | 2013-10-16 | $8,008 | $4,799 | $4,799 | 2009-11-11 | $3,209 | |
| 46. UNITED TECHNOLOGIES CORP | 2013-10-16 | $4,893 | $2,478 | $2,478 | 2011-08-25 | $2,415 | |
| 127. UNITED HEALTH GROUP INC | 2013-10-16 | $9,529 | $5,726 | $5,726 | 2011-08-10 | $3,803 | |
| 295. WELLS FARGO & CO NEW | 2013-10-16 | $12,482 | $7,133 | $7,133 | 2011-08-10 | $5,349 | |
| 32. WELLS FARGO & CO NEW | 2013-10-16 | $1,354 | $260 | $260 | 2012-10-24 | $1,094 | |
| 65. COVIDIEN PLC | 2013-10-16 | $4,033 | $1,649 | $1,649 | 2010-06-22 | $2,384 | |
| 41. EATON CORP PLC | 2013-10-16 | $2,736 | $625 | $625 | 2012-11-30 | $2,111 | |
| 8. MALLINCKRODT PLC W I | 2013-10-16 | $361 | $136 | $136 | 2010-06-22 | $225 | |
| 15. ACE LTD | 2013-10-16 | $1,435 | $231 | $231 | 2012-10-24 | $1,204 | |
| 44. ACE LTD | 2013-10-16 | $4,208 | $1,228 | $1,228 | 2012-02-13 | $2,980 | |
| 20. LYONDELLBASELL INDUSTRIES CL A | 2013-10-16 | $1,520 | $457 | $457 | 2012-10-24 | $1,063 | |
| 68. LYONDELLBASELL INDUSTRIES CL A | 2013-10-16 | $5,169 | $2,426 | $2,426 | 2012-07-10 | $2,743 | |
| .5 BARCLAYS PLC SPON ADR RTS 10/01/13 | 2013-10-17 | $3 | $3 | $3 | 2013-09-18 | ||
| 109. LVMH MOET HENNESSY LOU VUITT A D R | 2013-10-18 | $4,192 | $628 | $628 | 2010-11-09 | $3,564 | |
| 131. UNILEVER PLC SPSD ADR | 2013-10-18 | $5,225 | $1,168 | $1,168 | 2011-09-14 | $4,057 | |
| 14411.124 NUVEEN INFLATION PRO SEC CL I | 2013-10-22 | $162,413 | -$2,830 | -$2,830 | 2012-01-27 | $165,243 | |
| 9633.911 TFS MARKET NEUTRAL FUND | 2013-10-22 | $154,721 | $4,721 | $4,721 | 2011-04-11 | $150,000 | |
| 320. KEPPEL CORP LTD SPONS A D R | 2013-11-05 | $5,508 | $1,328 | $1,328 | 2007-06-08 | $4,180 | |
| 46. ALLERGAN INC | 2013-11-07 | $4,089 | $1,165 | $1,165 | 2010-04-09 | $2,924 | |
| 83. AGRIUM INC | 2013-11-18 | $7,490 | $4,387 | $4,387 | 2007-06-08 | $3,103 | |
| 108. EXPRESS SCRIPTS HLDGS C | 2013-11-18 | $6,997 | $3,164 | $3,164 | 2008-05-07 | $3,833 | |
| 146. REPSOL S.A. | 2013-11-18 | $3,669 | -$1,204 | -$1,204 | 2011-02-25 | $4,873 | |
| 30. MITSUI & CO LTD SPSD ADR | 2013-11-25 | $8,264 | $1,575 | $1,575 | 2009-06-30 | $6,689 | |
| 103. SANOFI A D R | 2013-11-25 | $5,438 | $1,690 | $1,690 | 2011-10-31 | $3,748 | |
| 114. AGCO CORP | 2013-11-26 | $6,595 | -$382 | -$382 | 2013-09-26 | $6,977 | |
| 6. BOEING CO | 2013-11-26 | $806 | $210 | $210 | 2013-06-21 | $596 | |
| 143. CBS CORP CLASS B NON VOTING | 2013-11-26 | $8,320 | $3,312 | $3,312 | 2012-11-27 | $5,008 | |
| 139. CISCO SYS INC | 2013-11-26 | $2,938 | $472 | $472 | 2012-06-12 | $2,466 | |
| 35. DELTA AIR LINES INC | 2013-11-26 | $1,010 | $494 | $494 | 2013-02-13 | $516 | |
| 18. DISCOVER FINL SVCS | 2013-11-26 | $958 | $383 | $383 | 2012-09-25 | $575 | |
| 21. J P MORGAN CHASE & CO | 2013-11-26 | $1,204 | $112 | $112 | 2013-09-26 | $1,092 | |
| 30. LINCOLN NATL CORP IND | 2013-11-26 | $1,524 | $211 | $211 | 2013-09-04 | $1,313 | |
| 837. REGIONS FINL CORP | 2013-11-26 | $8,127 | -$284 | -$284 | 2013-09-26 | $8,411 | |
| 80. THERMO FISHER SCIENTIFIC INC | 2013-11-26 | $8,162 | $2,140 | $2,140 | 2013-02-13 | $6,022 | |
| 136. DOLLAR GENERAL CORP | 2013-12-03 | $7,656 | $635 | $635 | 2012-09-04 | $7,021 | |
| 129. B H P BILLITON PLC SPSD A D R | 2013-12-13 | $7,366 | -$1,808 | -$1,808 | 2012-02-02 | $9,174 | |
| 54. ORIX CORP SPONS A D R | 2013-12-13 | $4,597 | $1,915 | $1,915 | 2012-10-02 | $2,682 | |
| 91. ACCENTURE PLC CL A | 2013-12-20 | $7,295 | $3,857 | $3,857 | 2008-05-07 | $3,438 | |
| 50. ACCENTURE PLC CL A | 2013-12-20 | $4,008 | $238 | $238 | 2013-07-17 | $3,770 | |
| 189. THE GAP INC | 2013-12-24 | $7,295 | -$1,287 | -$1,287 | 2013-09-04 | $8,582 | |
| CAPITAL GAIN DIVIDENDS | $42,169 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $289,361 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $356,803 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $5,192,971 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.068709 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $309,816 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,332,820 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.058096 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $312,381 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $5,260,092 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.059387 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $224,749 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $4,933,270 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.045558 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $360,314 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $6,177,701 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.058325 | DistributionYr5Rt |
| Total Distribution | 0.290075 | TotalDistributionRt |
| Average Distribution | 0.058015 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $5,370,674 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $311,580 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,784 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $315,364 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $284,656 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $7,567 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $7,567 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $7,567 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,580 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $8,440 | AppliedToEsTaxAmt |
| Total Payments And Credits | $10,020 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $2,453 | OverpaymentAmt |
| Applied To ES Tax | $2,453 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MN | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | US BANK NATIONAL ASSOCIATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6514668722 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 E FIFTH ST | AddressLine1 |
| City | ST PAUL | City |
| State | MN | State |
| ZIP Code | 55101 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | US BANK NA | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 800 NICOLLET MALL | AddressLine1 |
| City | MINNEAPOLIS | City |
| State | MN | State |
| ZIP Code | 55402 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 8 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $75,836 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,158,152 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $294,309 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $5,452,461 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $5,452,461 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $81,787 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $5,370,674 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $268,534 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $268,534 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $7,567 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $7,567 | TotalTaxAmt |
| Distributable Before Adj | $260,967 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $260,967 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $260,967 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $284,656 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $284,656 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $284,656 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $260,967 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $55,254 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $51,682 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $48,767 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $100,310 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $256,013 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $284,656 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $260,967 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $23,689 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $279,702 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $55,254 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $224,448 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $51,682 | ExcessFromYear3Amt |
| Excess From Year2 | $48,767 | ExcessFromYear2Amt |
| Excess From Year1 | $100,310 | ExcessFromYear1Amt |
| Excess From Current Year | $23,689 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | LISA HINIKER | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 E FIFTH ST | AddressLine1 |
| City | ST PAUL | City |
| State | MN | State |
| ZIP Code | 55101 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 6514668722 | RecipientPhoneNum |
| Form And Info And Materials | LETTER FORMAT | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | APPLICATIONS ACCEPTED AT ANY TIME | SubmissionDeadlinesTxt |
| Restrictions On Awards | THE TRUST PRIMARILY MAKES GRANTS FOR CHARITABLE, EDUCATIONAL, AND RELIGIOUS OR SCIENTIFIC PURPOSES. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2 | Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| LUTHERAN MIDEAST DEVELOPMENT | ||||||||
| C/O ST STEPHEN'S LUTHERAN CHURCH | 1575 CHARLTON ST | WEST ST PAUL | MN | 55118 | NONE | N/A | GENERAL | $83,500 |
| NEIGHBORS INC | ||||||||
| 218 13TH AVENUE SOUTH | SOUTH ST PAUL | MN | 55075 | NONE | N/A | GENERAL | $30,000 | |
| 360 COMMUNITIES | ||||||||
| 501 E HIGHWAY 13 SUITE 102 | BURNSVILLE | MN | 553372877 | NONE | N/A | CAPITAL CAMPAIGN | $100,000 | |
| THE CHILDREN'S THEATER | ||||||||
| COMPANY | 2400 THIRD AVE S | MINNEAPOLIS | MN | 55404 | NONE | N/A | GENERAL | $50,000 |
| ST STEPHEN'S LUTHERAN | ||||||||
| CHURCH | 1575 CHARLTON ST | WEST ST PAUL | MN | 55118 | NONE | N/A | YOUTH MINISTRIES & | $5,514 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $269,014 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $20 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $154,302 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $289,361 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $2,434 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $446,117 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $446,117 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (11 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| J P MORGAN CHASE 10/01/2015 | $249,603 | $267,200 |
| CS FIRST BOSTON USA 01/15/2014 | $246,880 | $250,415 |
| MORGAN STANLEY 03/01/2013 | ||
| PIMCO TOTAL RETURN FD #35 | $174,844 | $187,659 |
| AMERICAN CENTY INTL BD FD | $87,463 | $82,784 |
| DRIEHAUS ACTIVE INCOME FD | $165,000 | $169,243 |
| DRIEHAUS SELECT CREDIT FD | $165,000 | $170,188 |
| ISHARES JP MORGAN EM BOND FD | $80,027 | $81,120 |
| NUVEEN HIGH INCOME BOND FD | $160,000 | $181,128 |
| NUVEEN INFLATION PRO SEC | ||
| OPPENHEIMER SR FLOAT RATE | $300,000 | $301,794 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (304 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ISHARES DOW JONES REGIONAL BK | ||
| CISCO SYS INC | ||
| EXXON MOBIL CORP | $6,543 | $7,590 |
| GENERAL ELECTRIC CO | ||
| JOHNSON & JOHNSON | $6,601 | $7,236 |
| MICROSOFT CORP | ||
| PFIZER INC | ||
| VERIZON COMUNICATIONS | $3,598 | $4,767 |
| SCHLUMBERGER LTD | $16,285 | $18,653 |
| QUALCOMM INC | $16,726 | $19,528 |
| UNITED TECHNOLOGIES CORP | $14,552 | $20,598 |
| AMGEN INC | $5,295 | $7,187 |
| CONOCOPHILLIPS | $5,748 | $6,782 |
| MYLAN INC | $5,257 | $8,376 |
| PUBLIC STORAGE INC | ||
| WELLS FARGO & CO | $5,217 | $7,990 |
| ACCENTURE PLC | ||
| GILEAD SCIENCES INC | ||
| INTEL CORP | $6,780 | $7,293 |
| HOME DEPOT INC | ||
| GOLDMAN SACHS GROUP INC | ||
| APPLE INC | $10,711 | $33,100 |
| ABBOTT LABORATORIES | ||
| AFLAC INC | ||
| DEUTSCHE TELEKOM AG ADR | ||
| CHEVRON CORPORATION | $10,126 | $13,615 |
| LOWES CO INC | ||
| MONSANTO CO | $15,086 | $18,648 |
| V F CORP | $4,821 | $7,481 |
| AGCO CORP | ||
| BOEING CO | $5,657 | $7,780 |
| CAMERON INTL CORP | $5,926 | $9,584 |
| COGNIZANT TECH SOLUTIONS CL A | ||
| DANAHER CORP | $4,023 | $10,808 |
| E O G RES INC | ||
| EXPRESS SCRIPTS INC | ||
| GOOGLE INC CL A | $12,030 | $25,776 |
| HALLIBURTON CO | $6,107 | $6,851 |
| IBM CORP | $8,109 | $13,505 |
| SCHEIN HENRY INC | $6,996 | $15,197 |
| TARGET CORP | ||
| AIA GROUP LTD ADR | $6,222 | $8,846 |
| AT&T INC | $4,579 | $4,676 |
| AVALONBAY CMNTYS INC | ||
| CVS/CAREMARK CORP | $4,952 | $9,304 |
| DISNEY WALT CO | $4,331 | $7,564 |
| FREEPORT MCMORAN COPPER GOLD | ||
| J P MORGN CHASE & CO | $6,353 | $7,544 |
| KIMBERLY CLARK CORP | $7,162 | $8,566 |
| AGRIUM INC | ||
| ATLAS COPCO AB ADR | $5,515 | $8,711 |
| OCCIDENTAL PETROLEUM CORP | ||
| PETROLEO BRASILEIRO SPON ADR | $3,373 | $2,053 |
| TOTAL S A ADR | $16,583 | $15,256 |
| HONDA MOTOR CO LTD ADR | $6,867 | $8,394 |
| BRITISH AMERN TOB PLC ADR | $8,357 | $16,435 |
| DIAGEO PLC SPNS ADR | $6,604 | $10,726 |
| NESTLE S A SPONS ADR | $22,033 | $33,851 |
| NOVARTIS A G ADR | $5,427 | $8,842 |
| ROCHE HLDG LTD ADR | $14,446 | $24,570 |
| DBS GROUP HLDGS LTD | $14,671 | $18,180 |
| TRAVELERS COS INC | ||
| WILLIAMS SONOMA INC | ||
| THE GAP INC | ||
| FOMENTO ECONOMICO MEX SP ADR | $1,737 | $4,502 |
| FLOWSERVE CORP | $5,938 | $11,115 |
| UNION PACIFIC CORP | $8,700 | $19,824 |
| WALGREEN CO | $7,031 | $11,545 |
| KAO CORP ADR | ||
| MICHAEL KORS HOLDINGS | $7,022 | $14,208 |
| DIRECTV CL A | ||
| SNAP ON INC | ||
| ANADARKO PETROLEUM CORP | $4,865 | $6,822 |
| UNILEVER PLC SPSD ADR | ||
| WAL MART STORES INC | $5,902 | $8,262 |
| CERNER CORP | $2,015 | $8,138 |
| FOOT LOCKER INC | ||
| NATIONAL OILWELL VARCO INC | ||
| MERCK & CO INC | ||
| SANOFI ADR | $7,671 | $11,799 |
| THERMO FISHER SCIENTIFIC INC | $5,380 | $11,803 |
| VARIAN MED SYS INC | ||
| ACE LTD | ||
| BOC HONG KONG HLDGS LTD ADR | $4,460 | $6,581 |
| BOSTON PPTYS INC | ||
| METLIFE INC | $7,049 | $8,465 |
| OIL STATES INTL INC | ||
| P N C FINANCIAL SERVICES GROUP | ||
| ZURICH FINANCIAL SERVICES ADR | ||
| NATIONAL GRID PLC SP ADR | $4,102 | $5,422 |
| AMERICAN CENTY HERITAGE FD 330 | $103,748 | $179,691 |
| NEUBERGER BERMAN GENESIS INSTL | $117,636 | $207,846 |
| T ROWE PRICE MID CAP VALUE FD | $121,855 | $193,325 |
| AMERICAN ELECTRIC POWER CO | ||
| AMERICAN EXPRESS CO | ||
| ASSA ABLOY AB ADR | ||
| CANADIAN PACIFIC RAILWAY | $4,340 | $8,928 |
| CAPITAL ONE FINANCIAL CORP | ||
| DOLLAR GENERAL CORP | ||
| DEUTSCHE BANK AG | $9,487 | $11,626 |
| DOVER CORP | $5,581 | $7,530 |
| FIFTH THIRD BANCORP | $5,613 | $8,349 |
| INGERSOLL RAND PLC | ||
| KROGER CO | $5,005 | $7,590 |
| ORACLE CORPORATION | $6,441 | $7,729 |
| MONDELEZ INTERNATIONAL W I | ||
| PRICELINE COM INC | $665 | $11,624 |
| QUEST DIAGNOSTICS INC | ||
| UNITED HEALTH GROUP INC | ||
| URBAN OUTFITTERS INC | $8,595 | $8,236 |
| VMWARE INC CL A | ||
| YAHOO INC | ||
| BARCLAYS PLC ADR | $6,433 | $6,563 |
| COVIDIEN PLC | ||
| COPA HOLDINGS SA CL A | $4,683 | $9,607 |
| EASTMAN CHEM CO | $4,772 | $6,779 |
| LUKOIL SPON ADR | $8,224 | $10,667 |
| MITSUI & CO LTD SPSD ADR | ||
| MTN GROUP LTD ADR | $3,170 | $3,108 |
| NISSAN MOTOR LTD SPONS ADR | $8,220 | $8,165 |
| ORIX CORP SPONS ADR | $8,289 | $16,484 |
| PHILLIPS 66 | ||
| SAP AG ADR | $14,142 | $19,171 |
| ROCKWELL AUTOMATION INC | $4,814 | $6,971 |
| VALE SA SP ADR | $10,774 | $10,662 |
| ISHARES MSCI EMERGING MKTS ETF | $252,915 | $284,624 |
| CBS CORP CLASS B NON VOTING | ||
| ALLERGAN INC | ||
| AMERIPRISE FINL INC | $5,379 | $11,505 |
| BORG WARNER INC | $5,095 | $14,201 |
| BROADCOM CORP | ||
| CELGENE CORP | $5,465 | $14,869 |
| CITIGROUP INC | ||
| CENTURYLINK INC | ||
| EMC CORP | $8,487 | $10,161 |
| EDISON INTL | ||
| KEYCORP NEW | ||
| KRAFT FOODS INC | ||
| KEPPEL CORP LTD SPONS ADR | $5,643 | $8,641 |
| LULULEMON ATHLETICA INC | $8,492 | $7,438 |
| NEXTERA ENERGY INC | $3,999 | $6,250 |
| NOKIAN TYRES OYJ UNSPON ADR | $4,334 | $4,748 |
| LYONDELLBASELL INDUSTRIES CL A | ||
| PIONEER NAT RES CO | $4,099 | $12,885 |
| PRECISION CASTPARTS CORP | $8,995 | $12,657 |
| SEMPRA ENERGY | ||
| TRIMBLE NAV LTD | $10,482 | $12,735 |
| EATON CORP PIC | ||
| ANHEUSER BUSCH INBEV NV ADR | $18,043 | $26,615 |
| BASF AG ADR | $14,086 | $20,696 |
| B H P BILLITON PLC SPSD ADR | ||
| BT GROUP PLC ADR | $9,275 | $21,969 |
| BAYERISCHE MOTOREN WERKE ADR | $14,184 | $22,672 |
| CAREFUSION CORP | ||
| EQUINIX INC | ||
| HSBC HOLDINGS PLC SPONS ADR | $8,284 | $8,931 |
| HONEYWELL INTERNATIONAL INC | ||
| LVMH MOET HENNESSY LOU VUI ADR | $3,549 | $3,733 |
| REGIONS FINL CORP | ||
| ROYAL DUTCH SHELL PLC ADR | $9,068 | $9,550 |
| SIEMENS AG ADR | $3,746 | $5,402 |
| STATE STR CORP | $7,517 | $8,513 |
| NOVO NORDISK AS ADR | $12,486 | $15,520 |
| VODAFONE GROUP PLC ADR | $10,483 | $15,921 |
| VOLVO AB SPONSORED ADR | ||
| INGREDION INC | ||
| ALLIANCE DATA SYSTEMS CORP | $3,159 | $8,940 |
| AMAZON COM INC | $3,990 | $8,773 |
| COMCAST CORP CL A | $8,578 | $8,938 |
| DEERE & CO | ||
| DISCOVER FINL SVCS | $3,795 | $7,777 |
| E BAY INC | $6,045 | $10,973 |
| FLUOR CORP | $6,746 | $8,992 |
| HELMERICH PAYNE INC | $6,357 | $8,156 |
| INTERNATIONAL PAPER CO | $3,327 | $6,815 |
| KLA TENCOR CORP | $2,780 | $3,868 |
| LAUDER ESTEE COS INC CL A | $4,930 | $7,457 |
| LOCKHEED MARTIN CORP | ||
| MACYS INC | ||
| MARATHON PETROLEUM CORP | ||
| MATTEL INC | ||
| PHILIP MORRIS INTL | ||
| RALPH LAUREN CORP | $3,883 | $7,063 |
| TIME WARNER CABLE INC | ||
| VIACOM INC CL B | $7,539 | $7,686 |
| WYNDHAM WORLDWIDE CORP | ||
| XCEL ENERGY INC | ||
| AIR LIQUIDE SA ADR | $9,006 | $9,844 |
| ALLIANZ SE ADR | $18,290 | $22,590 |
| AMERICA MOVIL ADR | ||
| ARM HLDGS PLC ADR | $10,197 | $17,569 |
| ATLAS COPCO AB SPONS ADR | $5,130 | $5,011 |
| B A E SYSTEMS PLC ADR | $4,161 | $7,030 |
| B G GROUP PLC ADR | $6,749 | $5,748 |
| BCE INC | ||
| BROOKFIELD ASSET MANAGE CL A | $4,991 | $5,902 |
| BUNGE LIMITED | $6,018 | $6,651 |
| CANADIAN NATL RY CO | $4,119 | $6,386 |
| CARNIVAL PLC ADR | ||
| CHINA MOBILE LIMITED ADR | ||
| COCHLEAR LTD UNSPON ADR | $4,820 | $2,821 |
| CSL LIMITED ADR | $3,384 | $5,354 |
| DASSAULT SYSTEMES SA ADR | $7,164 | $10,938 |
| FANUC CORPORATION ADR | $9,255 | $10,441 |
| FRESENIUS MED CARE SPONS ADR | $6,523 | $6,298 |
| HITACHI LTD | $10,247 | $12,455 |
| I C I C I BANK LIMITED ADR | $7,714 | $5,761 |
| IMPERIAL OIL LTD | $5,203 | $4,335 |
| ITAU UNIBANCO HOLDINGS SA ADR | $9,759 | $7,816 |
| JGC CORP UNSPONS ADR | $6,654 | $8,747 |
| LI FUNG LTD ADR | ||
| LONZA GROUP AG UNSPONS ADR | $5,447 | $6,426 |
| LOREAL CO UNSPONS ADR | $6,055 | $8,506 |
| NIPPON TELEGRAPH TELE ADR | ||
| OAO GAZPROM SPON ADR | $4,592 | $2,898 |
| QIAGEN NV | ||
| REPSOL SA SPONS ADR | ||
| SASOL LTD SPONS ADR | $2,974 | $2,621 |
| SBERBANK SPONS ADR | $9,869 | $8,925 |
| SCHNEIDER ELECT SA UNSP ADR | $7,678 | $7,757 |
| SHIRE PLC ADR | $15,115 | $19,781 |
| SONOVA HOLDING UNSPON ADR | $2,413 | $3,766 |
| SWATCH GROUP AG ADR | $3,408 | $4,714 |
| TAIWAN SEMICONDUCTOR ADR | $7,199 | $8,650 |
| TESCO PLC ADR | $4,107 | $3,536 |
| TURKIYE GARANTI BANKASI AS ADR | $6,379 | $3,923 |
| UNI CHARM CORPORATION ADR | $4,587 | $6,735 |
| UNILEVER NV ADR | $2,860 | $3,626 |
| WPP PLC SPONS ADR | $5,995 | $11,141 |
| NUVEEN REAL ESTATE SECURIT | $100,000 | $104,013 |
| SPDR DJ WILSHIRE INTERNATIONAL | $175,598 | $181,898 |
| TFS MARKET NEUTRAL FD | ||
| AMERICAN CAPITAL AGENCY CORP | ||
| ANALOG DEVICES INC | $6,881 | $8,760 |
| BLACKROCK INC | $11,931 | $14,558 |
| YUM BRANDS INC | ||
| POSTNL NV ADR | ||
| POTASH CORP OF SASKATCHEWAN | ||
| REXAM PLC ADR | ||
| ROGERS COMMUNICATIONS INC | ||
| SANDS CHINA LTD UNSPONS ADR | ||
| SEADRILL LIMITED | ||
| SEAGATE TECHNOLOGY | $4,236 | $8,873 |
| SEVEN & HLDGS UNSPN ADR | $10,038 | $11,843 |
| SUNCOR ENERGY | $4,196 | $5,222 |
| SVENSKA HANDELSBANKEN A ADR | $2,358 | $3,529 |
| SWEDBANK AB ADR | $4,601 | $7,191 |
| SYNGENTA AG ADR | ||
| SYSMEX CORP UNSPON ADR | $4,089 | $5,967 |
| TRANSOCEAN LTD | $4,278 | $5,189 |
| VALEOSA SPON ADR | $9,521 | $20,409 |
| XINYI GLASS HOLDINGS LTS ADR | $1,140 | $2,005 |
| PYXIS LONG SHORT EQUITY Z | ||
| SPDR GOLD TRUST | $72,527 | $53,880 |
| ABBVIE INC | $4,959 | $8,397 |
| ALLSTATE CORP | $7,371 | $7,363 |
| AUTOLIV INC | $4,983 | $6,059 |
| AVNET INC | $6,657 | $7,410 |
| CMS ENERGY CORP | $5,743 | $5,943 |
| CA INC | $6,479 | $7,403 |
| CIGNA CORP | $5,304 | $7,523 |
| DELTA AIRLINES | $3,833 | $7,142 |
| HAIN CELESTIAL GROUP | $4,953 | $7,444 |
| HANESBRANDS INC | $6,402 | $9,065 |
| JOHNSON CONTROLS INC | $7,774 | $9,644 |
| LINCOLN NATL CORP IND | $6,392 | $7,537 |
| LINKEDIN CORP A | $8,282 | $7,589 |
| LORILLARD INC | $7,869 | $9,173 |
| MCKESSON CORP | $7,741 | $7,586 |
| OCWEN FINANCIAL CORP | $7,476 | $9,759 |
| OMEGA HEALTHCARE INVS INC | $7,487 | $6,914 |
| OMNICARE INC | $5,959 | $7,545 |
| RAYTHEON COMPANY | $7,556 | $7,800 |
| RESTORATION HARDWARE HOLDING | $8,796 | $9,287 |
| SM ENERGY CO | $6,783 | $7,314 |
| SPLUNK INC | $11,227 | $12,017 |
| STARBUCKS CORP | $4,914 | $6,663 |
| STARWOOD HOTELS & RESORTS | $11,191 | $12,553 |
| UNITED RENTALS INC | $10,492 | $14,966 |
| WHIRLPOOL CORP | $6,160 | $8,470 |
| VISA INC | $16,199 | $18,482 |
| ASMI HOLDING NV NY REG SHS | $5,179 | $6,278 |
| AXA ADR REPSTG 1 | $5,375 | $6,415 |
| BNP PARIBAS SA ADR | $5,038 | $6,625 |
| BAIDU COM INC ADR | $4,388 | $8,182 |
| BANCO BILBAO VIZCAYA ARGEN ADR | $4,704 | $5,922 |
| CHINA CONSTRUCT UNSPON ADR | $5,127 | $4,569 |
| DAIWA SECURITIES GR SPON ADR | $5,802 | $5,741 |
| GRAN TIERRA ENERGY INC | $5,854 | $5,768 |
| HONG KONG EXCHANGES ADR | $3,485 | $3,588 |
| ING GROEP NV SPONS ADR | $11,642 | $12,511 |
| LAFARGE SA ADR | $5,239 | $6,290 |
| MAGNA INTL INC CL A | $10,367 | $15,673 |
| MITSUBISHI ESTATE LTD ADR | $4,827 | $4,883 |
| MONOTARO CO LTD UNSP ADR | $1,534 | $1,361 |
| RIO TINTO PLC ADR | $7,402 | $8,069 |
| SEKISUI HOUSE LTD ADR | $5,821 | $5,789 |
| SUMITOMO MITSUI FINL GROUP ADR | $10,761 | $11,403 |
| TECHTRONIC INDUSTRIES SP ADR | $5,168 | $7,795 |
| VALEANT PHARMACEUTICALS INTE | $4,902 | $8,688 |
| HIGHLAND LONG SHORT EQUITY FD | $200,000 | $222,760 |
| WISDOMTREE EUR S/C DIVIDEND FD | $11,628 | $12,671 |
| WISDOMTREE JAPAN HEDGED | $15,635 | $16,777 |
| PACCAR INC |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCRUED INCOME | $10,072 | $6,612 | $6,612 |
| RETURN OF CAPITAL CORRECTION | $54 | $0 | $0 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING DIFFERENCES | Description |
| Amount | $2 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER NONALLOCABLE EXPENSES - | $572 | $572 | $0 |
| FILING FEES | $25 | $0 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Revenue And Expenses Per Books | $2,434 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURN OF CAPITAL ADJ | Desc |
| BOY Book Value | $98 | BOYBookValueAmt |
| EOY Book Value | $725 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $3,214 | $3,214 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $812 | $812 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $496 | $496 | $0 |