ALLIANCE FOR ENERGY INNOVATION LLC: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- ALLIANCE FOR ENERGY INNOVATION LLC (EIN 26-1939342)
- Tax period
- 2012-10-01 to 2013-09-30
- Filed
- 2014-08-14
- IRS object ID
- 201442269349301674
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule O
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-08-14T10:35:57-05:00 | Timestamp |
| Tax Period End Date | 2013-09-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 461497033 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EKS&H LLLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7979 E TUFTS AVENUE SUITE 400 | AddressLine1 |
| City | DENVER | City |
| State | CO | State |
| ZIP Code | 802372521 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 261939342 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALLIANCE FOR SUSTAINABLE ENERGY LLC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ALLI | NameControl |
| Phone | 3032753000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15013 DENVER WEST PARKWAY | AddressLine1 |
| City | GOLDEN | City |
| State | CO | State |
| ZIP Code | 804013393 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | OWEN BARWELL | Name |
| Title | CHIEF FINANCIAL OFFICER | Title |
| Phone | 3032753000 | Phone |
| Date Signed | 2014-08-13 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DORI J EGGETT | Name |
| PTIN | P00645252 | PTIN |
| Phone | 3037409400 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | DAN E ARVIZU | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15013 DENVER WEST PARKWAY | AddressLine1 |
| City | GOLDEN | City |
| State | CO | State |
| ZIP Code | 804013393 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 382618942 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.ALLIANCEFORSUSTAINABLEENERGY.ORG | WebSite |
| Type Of Organization Other | X | TypeOfOrganizationOther |
| Type Of Org Other Description | LLC | TypeOfOrgOtherDescription |
| Year Formation | 2008 | YearFormation |
| State Legal Domicile | DE | StateLegalDomicile |
| Activity Or Mission Description | OPERATE THE NATIONAL RENEWABLE ENERGY LABORATORY TO DEVELOP ENERGY EFFICIENT TECHNOLOGIES. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 15 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 15 | NbrIndependentVotingMembers |
| Total Nbr Employees | 1845 | TotalNbrEmployees |
| Total Nbr Volunteers | 14 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 150000 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 50000 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 513319579 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 382568389 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 786 | InvestmentIncomePriorYear |
| Investment Income Current Year | 553 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 0 | OtherRevenuePriorYear |
| Other Revenue Current Year | 0 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 513470365 | TotalRevenuePriorYear |
| Total Revenue Current Year | 382618942 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 150000 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 50000 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 191989932 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 193946272 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 315644988 | OtherExpensePriorYear |
| Other Expenses Current Year | 184326836 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 507784920 | TotalExpensesPriorYear |
| Total Expenses Current Year | 378323108 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 5685445 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 4295834 | RevenuesLessExpensesCY |
| Total Assets BOY | 94991205 | TotalAssetsBOY |
| Total Assets EOY | 81307496 | TotalAssetsEOY |
| Total Liabilities BOY | 90790471 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 77092574 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 4200734 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 4214922 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | SEE SCHEDULE O | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 376826530 | Expense |
| Grants | 50000 | Grants |
| Revenue | 382618389 | Revenue |
| Description | SEE SCHEDULE O | Description |
| Total Program Service Expense | 376826530 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 0 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 1 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 413 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 1845 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 15 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 15 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KAREN KEERAN | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 3032753000 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15013 DENVER WEST PARKWAY | AddressLine1 |
| City | GOLDEN | City |
| State | CO | State |
| ZIP Code | 804013111 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (30 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|
| DR MICHAEL F HELMSTETTER | ||||||||
| VICE CHAIR OF THE BOARD | 1.00 | X | 0 | 0 | 0 | |||
| DR RONALD D TOWNSEND | ||||||||
| VICE CHAIR OF THE BOARD | 1.00 | X | 0 | 0 | 0 | |||
| DR STANLEY BULL | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| DR JEFFERSON TESTER | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| DR LARRY Z BROWN | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| MR RICHARD THOMAS FLEENER | ||||||||
| CHAIR OF THE BOARD | 1.00 | X | 0 | 0 | 0 | |||
| DR THOMAS M SACK | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| MR BRETT BOSLEY | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| MR LANNY BATTES | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| DR ERIK PEARSON | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| DR STEIN STURE | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| DR WILLIAM FARLAND | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| DR JOHN POATE | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| DR SALLY M BENSON | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| DR MARIA ZUBER | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| MR MARTIN CONGER | ||||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | |||
| DR DAN ARVIZU | ||||||||
| PRESIDENT | 40.00 | 934672 | 0 | 72968 | X | |||
| MS BOBI GARRETT | ||||||||
| SENIOR VICE PRESIDENT | 40.00 | 391613 | 0 | 96078 | X | |||
| DR DANA C CHRISTENSEN | ||||||||
| SENIOR VICE PRESIDENT | 40.00 | 399263 | 0 | 41978 | X | |||
| MR STEVEN SILBERGLEID | ||||||||
| SECRETARY | 40.00 | 255347 | 0 | 114604 | X | |||
| MS BARBARA STOKES | ||||||||
| CHIEF FINANCIAL OFFICER | 40.00 | 215999 | 0 | 195299 | X | |||
| MS KAREN STIVESON | ||||||||
| ASSISTANT SECRETARY | 40.00 | 91562 | 0 | 114929 | X | |||
| MR KENNETH POWERS | ||||||||
| SENIOR VICE PRESIDENT | 40.00 | 328962 | 0 | 2995 | X | |||
| MR DALE GARDNER | ||||||||
| ASSOCIATE LAB DIRECTOR | 40.00 | 311593 | 0 | 106818 | X | |||
| MR ROBERT HAWSEY | ||||||||
| ASSOCIATE LAB DIRECTOR | 40.00 | 290557 | 0 | 7375 | X | |||
| MR BAILEY STULTS | ||||||||
| ASSOCIATE LAB DIRECTOR | 40.00 | 285855 | 0 | 97206 | X | |||
| DR MICHAEL PACHECO | ||||||||
| VICE PRESIDENT | 40.00 | 277702 | 0 | 74208 | X | |||
| MR GREGORY WILSON | ||||||||
| CENTER DIRECTOR - NAT'L CENTER OF PHOTO | 40.00 | 319000 | 0 | 26520 | X | |||
| MR WILLIAM GLOVER | ||||||||
| SENIOR VICE PRESIDENT | 40.00 | 191765 | 0 | 38372 | X | |||
| MS CATHERINE PORTO | ||||||||
| SENIOR VICE PRESIDENT | 40.00 | 211284 | 0 | 17455 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 4505174 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 1006805 | TotalOtherCompensation |
| Number Individuals GT100 K | 568 | NumberIndividualsGT100K |
| Formers Listed | 1 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| JE DUNN CONSTRUCTION COMPANY | |||||
| 1001 LOCUST STREET | KANSAS CITY | MO | 64106 | CONSTRUCTION | 15311424 |
| HEWLETT PACKARD | |||||
| 1501 PAGE MILL ROAD | PALO ALTO | CA | 94304 | INFORMATION TECHNOLOGY | 6016179 |
| ALLEGIANCE CONSULTING INC | |||||
| 2601 BLAKE STREET SUITE 110 | DENVER | CO | 80205 | CONSULTING | 4641975 |
| DENVER WEST OFFICE LEASING COMPANY LLC | |||||
| PO BOX 974911 | DALLAS | TX | 75397 | LEASING | 3919369 |
| ABB INC | |||||
| PO BOX 88868 | CHICAGO | IL | 60695 | AUTOMATION TECHNOLOGY | 3208953 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 299 | NumberOfContractorsGT100K |
| All Other Contributions | 50000 | AllOtherContributions |
| Total Contributions | 50000 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DOE CONTRACT | Description |
| Business Code | 541700 | BusinessCode |
| Total Revenue Column | 382568389 | TotalRevenueColumn |
| Related Or Exempt Function Income | 382568389 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 382568389 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 553 | TotalRevenueColumn |
| Exclusion | $553 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 382618942 | TotalRevenueColumn |
| Related Or Exempt Function Income | 382568389 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $553 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | X | InfoInScheduleOPartIX |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 50000 | Total |
| Program Services | 50000 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2433483 | Total |
| Program Services | 1778653 | ProgramServices |
| Management And General | 654830 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 155315536 | Total |
| Program Services | 155313601 | ProgramServices |
| Management And General | 1935 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8802109 | Total |
| Program Services | 8802109 | ProgramServices |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 16500244 | Total |
| Program Services | 16446232 | ProgramServices |
| Management And General | 54012 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10894900 | Total |
| Program Services | 10894900 | ProgramServices |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 615072 | Total |
| Program Services | 615072 | ProgramServices |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 111895 | Total |
| Program Services | 111895 | ProgramServices |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 784971 | Total |
| Program Services | 392349 | ProgramServices |
| Management And General | 392622 | ManagementAndGeneral |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 125283 | Total |
| Program Services | 125283 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7177013 | Total |
| Program Services | 7176696 | ProgramServices |
| Management And General | 317 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6027206 | Total |
| Program Services | 6008606 | ProgramServices |
| Management And General | 18600 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2344994 | Total |
| Program Services | 2344994 | ProgramServices |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3202 | Total |
| Program Services | 63 | ProgramServices |
| Management And General | 3139 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 68120 | Total |
| Program Services | 68120 | ProgramServices |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| SUBCONTRACTS | 99911206 | 99701636 | 209570 |
| FACILITIES PROCUREMENT | 20575882 | 20575882 | |
| EQUIPMENT PROCUREMENT | 17991823 | 17991823 | |
| SUPPLIES-LAB, TOOLS, SA | 5626461 | 5626461 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 22963708 | Total |
| Program Services | 22802155 | ProgramServices |
| Management And General | 161553 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 378323108 | Total |
| Program Services | 376826530 | ProgramServices |
| Management And General | 1496578 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2734244 | BOY |
| EOY | 2339426 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 50000 | BOY |
| EOY | 50000 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 88933014 | BOY |
| EOY | 74907788 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2277576 | BOY |
| EOY | 2726076 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 996371 | BOY |
| EOY | 1284206 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 94991205 | BOY |
| EOY | 81307496 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 80971738 | BOY |
| EOY | 67154164 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9818733 | BOY |
| EOY | 9938410 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 90790471 | BOY |
| EOY | 77092574 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1055585 | BOY |
| EOY | 1253341 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3145149 | BOY |
| EOY | 2961581 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4200734 | BOY |
| EOY | 4214922 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 94991205 | BOY |
| EOY | 81307496 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 4295834 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -4281646 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 1 | AccountantCompileOrReview |
Accountant Compile Or Review Basis AccountantCompileOrReviewBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Separate | X | FinancialStatementSeparate |
| Field | Value | IRS element (for citing) |
|---|---|---|
| FS Audited | 0 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 343762083 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 443938808 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 532886272 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 513469579 | CurrentTaxYearMinus1Year |
| Current Tax Year | 382618389 | CurrentTaxYear |
| Total | 2216675131 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 343762083 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 443938808 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 532886272 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 513469579 | CurrentTaxYearMinus1Year |
| Current Tax Year | 382618389 | CurrentTaxYear |
| Total | 2216675131 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total170 | 2216675131 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 10279 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 8520 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 16410 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 786 | CurrentTaxYearMinus1Year |
| Current Tax Year | 553 | CurrentTaxYear |
| Total | 36548 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 2216711679 | TotalSupport |
| First5 Years170 | X | First5Years170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
Total Grassroots Lobbying TotalGrassrootsLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 376826530 | FilingOrganizationsTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 376826530 | FilingOrganizationsTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 1000000 | FilingOrganizationsTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 250000 | FilingOrganizationsTotals |
Tot Lobbying Grassroot Minus Non Tx TotLobbyingGrassrootMinusNonTx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Tot Lobby Expend Mns Lobbying Nontx TotLobbyExpendMnsLobbyingNontx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 1000000 | CurrentYearMinus3 |
| Current Year Minus2 | 1000000 | CurrentYearMinus2 |
| Current Year Minus1 | 1000000 | CurrentYearMinus1 |
| Current Year | 1000000 | CurrentYear |
| Total | 4000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 51850 | CurrentYearMinus3 |
| Current Year Minus2 | 50000 | CurrentYearMinus2 |
| Current Year Minus1 | 0 | CurrentYearMinus1 |
| Current Year | 0 | CurrentYear |
| Total | 101850 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 250000 | CurrentYearMinus3 |
| Current Year Minus2 | 250000 | CurrentYearMinus2 |
| Current Year Minus1 | 250000 | CurrentYearMinus1 |
| Current Year | 250000 | CurrentYear |
| Total | 1000000 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmount |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PART IV, SUPPLEMENTAL INFORMATION: | Identifier |
| Explanation | THE GENERAL ISSUE AREA FOR LOBBYING IS INCREASED APPROPRIATIONS IN THE FEDERAL BUDGET FOR SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS THROUGH APPROPRIATIONS AND REPORT LANGUAGE. THE SPECIFIC LOBBYING ISSUES INCLUDE THE HOUSE AND SENATE AUTHORIZATION AND APPROPRIATIONS BILLS FOR ENERGY AND WATER DEVELOPMENT: DEFENSE AND RELATED AGENCIES, TRANSPORTATION, AND COMMERCE. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 0 | TotalOfBookValueLandBuildings |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ADVANCES | Description |
| Amount | $9,938,410 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 9938410 | TotalOfAmounts |
| Footnote In Part XIII | X | FootnoteInPartXIII |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | Identifier |
| Return Reference | PART X, LINE 2: | ReturnReference |
| Explanation | THE COMPANY ADOPTED GUIDANCE RELATED TO UNCERTAINTY IN INCOME TAXES ON JANUARY 1, 2009. AFTER EVALUATING THE TAX POSITIONS TAKEN, NONE ARE CONSIDERED TO BE UNCERTAIN; THEREFORE, NO AMOUNTS HAVE BEEN RECOGNIZED AS OF SEPTEMBER 30, 2013 OR 2012. IF INCURRED, INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS ARE RECORDED AS GENERAL AND ADMINISTRATIVE EXPENSE IN THE PERIOD ASSESSED. NO INTEREST OR PENALTIES HAVE BEEN ASSESSED AS OF SEPTEMBER 30, 2013 OR 2012. TAX YEARS THAT REMAIN SUBJECT TO EXAMINATION INCLUDE 2011 THROUGH 2013. | Explanation |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | EUROPE | Region |
| Number Of Offices | 0 | NumberOfOffices |
| Number Of Employees | 1 | NumberOfEmployees |
| Type Of Activities Conducted | PROGRAM SERVICES | TypeOfActivitiesConducted |
| Specific Services Provided | SEE PART V | SpecificServicesProvided |
| Total Expenditures | 311036 | TotalExpenditures |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 0 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 1 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 1 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 311036 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 311036 | TotalAmountSpent |
| Transfer To Foreign Corp | 0 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | (E) SPECIFIC TYPES OF SERVICES IN REGION | Identifier |
| Return Reference | PART I, LINE 3, COLUMN (E): REGION: EUROPE | ReturnReference |
| Explanation | ONE ALLIANCE EMPLOYEE PROVIDED SERVICES TO THE UNITED NATIONS ENVIRONMENT PROGRAM'S ENERGY BRANCH FOR RENEWABLE ENERGY AND ENERGY EFFICIENCY ANALYSIS IN SUPPORT OF THE US DEPARTMENT OF ENERGY INTERNATIONAL AND STRATEGIC ANALYSIS PROGRAMS. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable
Recipient Name Business RecipientNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SINODE SYSTEMS | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3440 S DEARBORN ST 113N | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 60616 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN Of Recipient | 462971717 | EINOfRecipient |
| Amount Of Cash Grant | 50000 | AmountOfCashGrant |
| Purpose Of Grant | CLEAN ENERGY COMPANY START-UP SUPPORT | PurposeOfGrant |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 0 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 1 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCH I, PART IV | Identifier |
| Return Reference | GRANTS TO OTHER ORGANIZATIONS | ReturnReference |
| Explanation | ALLIANCE FOR SUSTAINABLE ENERGY, LLC INFREQUENTLY MAKES AWARDS OR DONATIONS ON A CASE BY CASE BASIS TO ORGANIZATIONS THAT HAVE A SIMILAR MISSION TO ALLIANCE. MONITORING ACTIVITIES ARE BASED ON SPECIFIC REQUIREMENTS OF THE INDIVIDUAL AWARD. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (14 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DR DAN ARVIZU | ||||||||||||||
| PRESIDENT | 426699 | 0 | 177792 | 0 | 330181 | 0 | 42776 | 0 | 30192 | 0 | 1007640 | 0 | 0 | 0 |
| MS BOBI GARRETT | ||||||||||||||
| SENIOR VICE PRESIDENT | 295410 | 0 | 94371 | 0 | 1832 | 0 | 80005 | 0 | 16073 | 0 | 487691 | 0 | 0 | 0 |
| DR DANA C CHRISTENSEN | ||||||||||||||
| SENIOR VICE PRESIDENT | 302300 | 0 | 96079 | 0 | 884 | 0 | 26062 | 0 | 15916 | 0 | 441241 | 0 | 0 | 0 |
| MR STEVEN SILBERGLEID | ||||||||||||||
| SECRETARY | 205224 | 0 | 49180 | 0 | 943 | 0 | 90250 | 0 | 24354 | 0 | 369951 | 0 | 0 | 0 |
| MS BARBARA STOKES | ||||||||||||||
| CHIEF FINANCIAL OFFICER | 178915 | 0 | 36292 | 0 | 792 | 0 | 181298 | 0 | 14001 | 0 | 411298 | 0 | 0 | 0 |
| MS KAREN STIVESON | ||||||||||||||
| ASSISTANT SECRETARY | 90669 | 0 | 557 | 0 | 336 | 0 | 97630 | 0 | 17299 | 0 | 206491 | 0 | 0 | 0 |
| MR KENNETH POWERS | ||||||||||||||
| SENIOR VICE PRESIDENT | 196832 | 0 | 78755 | 0 | 53375 | 0 | 0 | 0 | 2995 | 0 | 331957 | 0 | 0 | 0 |
| MR DALE GARDNER | ||||||||||||||
| ASSOCIATE LAB DIRECTOR | 232976 | 0 | 50273 | 0 | 28344 | 0 | 90851 | 0 | 15967 | 0 | 418411 | 0 | 0 | 0 |
| MR ROBERT HAWSEY | ||||||||||||||
| ASSOCIATE LAB DIRECTOR | 240838 | 0 | 49203 | 0 | 516 | 0 | 5789 | 0 | 1586 | 0 | 297932 | 0 | 0 | 0 |
| MR BAILEY STULTS | ||||||||||||||
| ASSOCIATE LAB DIRECTOR | 227525 | 0 | 57346 | 0 | 984 | 0 | 88454 | 0 | 8752 | 0 | 383061 | 0 | 0 | 0 |
| DR MICHAEL PACHECO | ||||||||||||||
| VICE PRESIDENT | 220559 | 0 | 55125 | 0 | 2018 | 0 | 43656 | 0 | 30552 | 0 | 351910 | 0 | 0 | 0 |
| MR GREGORY WILSON | ||||||||||||||
| CENTER DIRECTOR - NAT'L CENTER OF PH | 204694 | 0 | 30471 | 0 | 83835 | 0 | 5250 | 0 | 21270 | 0 | 345520 | 0 | 0 | 0 |
| MR WILLIAM GLOVER | ||||||||||||||
| SENIOR VICE PRESIDENT | 153283 | 0 | 33698 | 0 | 4784 | 0 | 31236 | 0 | 7136 | 0 | 230137 | 0 | 0 | 0 |
| MS CATHERINE PORTO | ||||||||||||||
| SENIOR VICE PRESIDENT | 59057 | 0 | 0 | 0 | 152227 | 0 | 15481 | 0 | 1974 | 0 | 228739 | 0 | 0 | 0 |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (7 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| ORGANIZATION MISSION STATEMENT | FORM 990, PART I, LINE 1 | THE ALLIANCE MISSION IS TO OPERATE THE U.S. DEPARTMENT OF ENERGY'S NATIONAL RENEWABLE ENERGY LABORATORY TO DEVELOP RENEWABLE ENERGY AND ENERGY EFFICIENCY TECHNOLOGIES AND PRACTICES, ADVANCES RELATED TO SCIENCE AND ENGINEERING, AND TRANSFERS KNOWLEDGE AND INNOVATIONS TO ADDRESS THE NATION'S ENERGY AND ENVIRONMENTAL GOALS. |
| PROGRAM SERVICE STATEMENT | FORM 990, PART III, LINE 4A, DESCRIPTION OF PROGRAM SERVICE: | ON OCTOBER 1, 2008, THE ALLIANCE BEGAN MANAGEMENT OF THE U.S. DEPARTMENT OF ENERGY'S NATIONAL RENEWABLE ENERGY LABORATORY UNDER PRIME CONTRACT NO. DE-AC36-08-GO28308. THE NATIONAL RENEWABLE ENERGY LABORATORY (NREL) IS THE NATION'S PRIMARY LABORATORY FOR RENEWABLE ENERGY AND ENERGY EFFICIENCY RESEARCH AND DEVELOPMENT (R&D). THE ALLIANCE FOR SUSTAINABLE ENERGY LLC, THROUGH THE MANAGEMENT AND OPERATION OF THE NATIONAL RENEWABLE ENERGY LABORATORY (NREL) DEVELOPS CLEAN ENERGY AND ENERGY EFFICIENCY TECHNOLOGIES, SYSTEMS, AND PRACTICES; ADVANCES RELATED SCIENCE AND ENGINEERING; AND INTEGRATES INNOVATIONS AND KNOWLEDGE TO ACHIEVE NATIONAL ENERGY GOALS. RESEARCH, DEVELOPMENT, TESTING AND VALIDATION, SYSTEMS INTEGRATION AND ANALYSIS ARE PROVIDED WITHIN FIVE MAJOR PROGRAM AREAS: ENERGY SYSTEMS INTEGRATION; RENEWABLE GENERATION; SUSTAINABLE TRANSPORTATION; ENERGY-SAVING HOMES, BUILDINGS, AND MANUFACTURING; AND STRATEGIC PROGRAMS. ALLIANCE STRATEGY FOR IMPACT PARTNERS EXTENSIVELY WITH SUPPLIERS AND USERS TO BRING CLEAN ENERGY TECHNOLOGIES TO THE COMMERCIAL MARKET AND ENABLES THEM TO-SCALE WITHIN THE NATIONS ENERGY INFRASTRUCTURE. THIS EFFORT SUPPORTS ENERGY SECURITY AND A VIBRANT ECONOMY WHILE ENSURING STEWARDSHIP OF THE ENVIRONMENT. RENEWABLE ELECTRICITY GENERATION THIS AREA INCLUDES ADVANCEMENTS IN RENEWABLE ELECTRICITY GENERATION TECHNOLOGIES INCLUDING SOLAR, WATER, WIND, AND GEOTHERMAL. THE ALLIANCE STRATEGY IS FOCUSED ON THE ADVANCEMENT OF AMERICA'S "ALL OF THE ABOVE" ENERGY STRATEGY, LEADING A LARGE NETWORK OF RESEARCHERS AND OTHER PARTNERS TO DELIVER INNOVATIVE TECHNOLOGIES THAT WILL MAKE RENEWABLE ELECTRICITY GENERATION COST-COMPETITIVE WITH TRADITIONAL SOURCES OF ENERGY. ENERGY PRODUCTIVITY THIS AREA INCLUDES ADVANCEMENTS TECHNOLOGIES AND IN SYSTEMS INTEGRATION TO INCREASE ENERGY PRODUCTIVITY IN HOMES, BUILDINGS, AND INDUSTRIAL PLANTS. RESEARCHERS COLLABORATE WITH OTHER RESEARCH INSTITUTIONS AND WORK WITH COMMERCIAL PARTNERS TO DEVELOP INNOVATIVE, COST-EFFECTIVE ENERGY-SAVING SOLUTIONS THAT INCREASE THE ENERGY PRODUCTIVITY OF MANUFACTURING PROCESSES, PRODUCTS, HOMES, AND BUILDINGS IN WHICH TO WORK, SHOP, AND LEAD OUR EVERYDAY LIVES. SUSTAINABLE TRANSPORTATION THIS AREA INCLUDES ADVANCEMENTS IN TRANSPORTATION AND VEHICLE TECHNOLOGIES AND ALTERNATIVE. PROGRAMS FOCUS ON ELECTRIC VEHICLE TECHNOLOGIES AND SYSTEMS, ENGINE EFFICIENCY, AND CLEAN DOMESTIC FUELS (BIOFUELS, RENEWABLE HYDROGEN, NATURAL GAS) TO OPEN UP COST-EFFECTIVE OPPORTUNITIES TO REDUCE OUR OIL DEPENDENCE, AVOID POLLUTION, AND CREATE JOBS DESIGNING AND MANUFACTURING BETTER CARS, TRUCKS, AND PETROLEUM ALTERNATIVES. ENERGY ANALYSIS THIS AREA AIMS TO INCREASE THE UNDERSTANDING OF THE CURRENT AND FUTURE IMPACTS AND INTERACTIONS AMONG ENERGY POLICIES, MARKETS, RESOURCES, TECHNOLOGIES, ENVIRONMENTAL IMPACTS, AND INFRASTRUCTURE. ANALYSES, DATA, AND TOOLS INFORM DECISIONS AS ENERGY-EFFICIENT AND RENEWABLE ENERGY TECHNOLOGIES ADVANCE FROM CONCEPT TO COMMERCIAL APPLICATION. ENERGY SYSTEMS INTEGRATION THIS AREA SPEARHEADS INNOVATIONS THAT OPTIMIZE ENERGY SYSTEMS. ENERGY SYSTEMS INTEGRATION ADDRESSES TRADEOFFS ACROSS ENERGY CARRIERS (SUCH AS ELECTRICITY, THERMAL PATHWAYS, FUELS, AND WATER) WITHIN INFRASTRUCTURES (GRIDS, BUILDINGS AND CAMPUSES, COMMUNITIES, COMMUNICATIONS AND TRANSPORTATION) TO MAXIMIZE EFFICIENCY AND MINIMIZE WASTE. A RANGE OF TECHNOLOGIES CONNECT THROUGH THESE ENERGY INFRASTRUCTURES AND FORM SYSTEMS AT A VARIETY OF PHYSICAL SCALES FROM INDIVIDUAL BUILDINGS TO AGGREGATIONS AT CAMPUSES AND FLEETS TO DISTRIBUTION AND REGIONAL SYSTEMS THAT STRETCH ACROSS CONTINENTS. NREL IS POSITIONED TO HELP THE NATION ADVANCE ITS ENERGY GOALS THROUGH THE ALLIANCE STRATEGY FOR ACCELERATING IMPACT. THE LABORATORY DELIVERS MARKET-RELEVANT, HIGH-IMPACT KNOWLEDGE/INNOVATIONS; AMPLIFIES MARKET IMPACT THROUGH STRATEGIC PARTNERSHIPS; STEWARDS DISTINCTIVE CAPABILITIES; AND SUSTAINS OPERATIONAL EXCELLENCE. NREL SUPPORTS COLLABORATIVE RESEARCH PROJECTS, DISSEMINATES RESEARCH RESULTS BROADLY, PROTECTS INTELLECTUAL PROPERTY THROUGH PATENTS AND COPYRIGHTS, LICENSES TECHNOLOGIES, AND WORKS WITH PUBLIC AND PRIVATE PARTNERS TO IMPLEMENT TECHNOLOGIES. INNOVATIVE TECHNOLOGIES HAVE ALSO BEEN RECOGNIZED WITH MULTIPLE R&D 100 AWARDS WHICH ARE CONSIDERED THE MOST PRESTIGIOUS TECHNOLOGY INNOVATION AWARDS IN THE UNITED STATES. THE ENGINEERING AND SCIENCE BEHIND THESE TECHNOLOGY TRANSFER SUCCESSES AND AWARDS DEMONSTRATES ALLIANCE COMMITMENT TO DEVELOPING AND APPLYING INNOVATIVE RENEWABLE ENERGY SOLUTIONS FOR THE NATION'S SECURE AND SUSTAINABLE ENERGY FUTURE. |
| FORM 990, PART VI, SECTION B, LINE 11 | THE ALLIANCE BOARD OF DIRECTORS HAVE ASSIGNED TO THE ALLIANCE FINANCE AND AUDIT COMMITTEE, THROUGH THE COMMITTEE CHARTER, THE RESPONSIBILITY TO REVIEW AND APPROVE THE FORM 990. THE RETURN IS PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING. | |
| FORM 990, PART VI, SECTION B, LINE 12C | ALL ALLIANCE EMPLOYEES ARE REQUIRED TO ATTEND ETHICS TRAINING WHICH INCLUDES THE PROCESS FOR IDENTIFICATION AND DISCLOSURE OF CONFLICTS OF INTEREST. EMPLOYEES ARE REQUIRED TO FILE A WRITTEN DISCLOSURE STATEMENT CONCERNING OUTSIDE SERVICES, AND/OR ACTUAL OR POTENTIAL CONFLICTS OF INTEREST BETWEEN THE EMPLOYEE'S WORK AND PERSONAL, FINANCIAL, OR BUSINESS INTEREST. THE ALLIANCE CHIEF OPERATING OFFICER IS RESPONSIBLE FOR THE REVIEW AND APPROVAL FOR EMPLOYEE REQUESTS FOR APPROVAL OF OUTSIDE CONSULTING OR EMPLOYMENT. EMPLOYEES WHOSE REGULAR RESPONSIBILITIES INVOLVE MANAGING OR EXECUTING LICENSE AGREEMENTS FOR INTELLECTUAL PROPERTY OR THE PREPARATION OR EXECUTION OF COOPERATIVE RESEARCH AND DEVELOPMENT AGREEMENTS (CRADAS) OR OTHER TECHNOLOGY TRANSFER OR TECHNOLOGY PARTNERSHIP ARRANGEMENTS MUST ANNUALLY OR UPON CHANGES IN RELEVANT PERSONAL OR FAMILY CIRCUMSTANCES OR THE NATURE OF WORK ASSIGNED, COMPLETE AN EMPLOYEE'S STATEMENT OF ECONOMIC INTEREST. IF AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST EXISTS, THE EMPLOYEE CONSULTS WITH THE GENERAL COUNSEL OR DESIGNEE TO IDENTIFY AND IMPLEMENT MITIGATION OR AVOIDANCE ACTIONS, OR RECUSES SELF IF AN APPROPRIATE MITIGATION OR AVOIDANCE ACTION CANNOT BE IDENTIFIED. ALL ALLIANCE OFFICERS AND BOARD OF DIRECTOR MEMBERS ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST DISCLOSURE UPON APPOINTMENT, AND AN ANNUAL CONFLICT OF INTEREST DISCLOSURE. | |
| FORM 990, PART VI, SECTION B, LINE 15 | GOVERNANCE OF EXECUTIVE COMPENSATION IS CHARTERED THROUGH THE ALLIANCE HUMAN RESOURCE COMPENSATION COMMITTEE. EXTERNAL THIRD PARTY RESOURCES ARE RETAINED ON A BIENNIAL BASIS TO REVIEW ALL ELEMENTS OF EXECUTIVE REMUNERATION (BASE SALARY, ANNUAL INCENTIVES, RETIREMENT BENEFITS, HEALTH AND WELFARE BENEFITS AND EXECUTIVE PERQUISITES) TO INSURE COMPETITIVENESS OF ALL THE ELEMENTS OF CASH COMPENSATION RELATIVE TO THE MARKET FOR BOTH BASE COMPENSATION AND TOTAL COMPENSATION. THERE ARE NO PERSONS SERVING ON THE COMPENSATION COMMITTEE WITH A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENTS. CONTEMPORANEOUS DOCUMENTATION AND RECORDS ARE RETAINED. | |
| FORM 990, PART VI, SECTION C, LINE 19 | ALLIANCE DOES MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. | |
| CHANGES IN NET ASSETS OR FUND BALANCES: | FORM 990, PART XI, LINE 9: | DISTRIBUTIONS -4,281,646. |