GEORGE W BRACKENRIDGE FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- GEORGE W BRACKENRIDGE FOUNDATION (EIN 74-6034977)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-17
- IRS object ID
- 201443219349100809
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Contractor Compensation Expln
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-17T06:40:16-08:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Asel & Associates PLLC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 18618 Tuscany Stone Ste 100 | AddressLine1 |
| City | SAN ANTONIO | City |
| State | TX | State |
| ZIP Code | 78258 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 746034977 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GEORGE W BRACKENRIDGE FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GEOR | BusinessNameControlTxt |
| Phone | 2106930819 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 700 N SAINT MARYS ST STE 875 | AddressLine1 |
| City | SAN ANTONIO | City |
| State | TX | State |
| ZIP Code | 78205 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | VICTORIA B RICO | PersonNm |
| Person Title | CHAIRMAN & TRUSTEE | PersonTitleTxt |
| Signature | 2014-11-17 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOHN C ASEL CPA | PreparerPersonNm |
| PTIN | P00201377 | PTIN |
| Phone | 2105445665 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $30,138,595 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $382,235 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $382,235 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $128 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $128 | GrossRentsNetInvstIncmAmt |
| Net Rental Income Or Loss | $128 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $628,705 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,765,280 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $628,705 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $3,328,788 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,328,788 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,339,856 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,339,856 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $20,265 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $10,132 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $10,133 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $57,404 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $28,702 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $28,702 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $184,705 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $40,771 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $143,934 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $146,538 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $42,472 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $104,067 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $6,092 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Dsbrs Chrtbl | $6,092 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $560 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $560 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $45,557 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,678 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $2,179 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $30,644 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $51,941 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $25,970 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $25,971 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $98,475 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $98,475 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $269,768 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $118,587 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $151,181 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $911,949 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $269,872 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $570,734 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,342,150 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,342,150 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,254,099 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $269,872 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,912,884 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $2,085,757 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,069,984 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $385,827 | CashBOYAmt |
| Cash EOY | $1,123,145 | CashEOYAmt |
| Cash EOYFMV | $1,123,145 | CashEOYFMVAmt |
| Acct Rcvbl | $27,007 | AcctRcvblAmt |
| Acct Rcvbl BOY | $41,789 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $27,007 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $27,007 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $30,749 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $9,142 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $9,142 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $2,866,830 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $5,112,091 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $5,078,651 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $8,114,790 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,539,363 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,453,420 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,501,015 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $5,102,436 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $5,062,355 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $6,728,775 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,661,328 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $8,162,451 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $236,974 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $34,950 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $9,471 | LandBOYAmt |
| Land EOY | $202,024 | LandEOYAmt |
| Land EOYFMV | $202,024 | LandEOYFMVAmt |
| Other Assets BOY | $400 | OtherAssetsBOYAmt |
| Other Assets EOY | $20,401 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $20,400 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $23,679,646 | TotalAssetsBOYAmt |
| Total Assets EOY | $25,796,937 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $30,138,595 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $60,036 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $131,813 | AccountsPayableEOYAmt |
| Grants Payable BOY | $5,305,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $3,418,921 | GrantsPayableEOYAmt |
| Other Liabilities EOY | $17,430 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $5,365,036 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $3,568,164 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $18,314,610 | CapitalStockBOYAmt |
| Capital Stock EOY | $22,228,773 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $18,314,610 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $22,228,773 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $23,679,646 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $25,796,937 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $18,314,610 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $2,085,757 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,828,406 | OtherIncreasesAmt |
| Subtotal | $22,228,773 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $22,228,773 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| PUBLIC LY TRADED SECURITIES -JP 6202 | P | 2012-07-06 | 2013-02-15 | $895,027 | $931,178 | -$36,151 | -$36,151 |
| PUBLIC LY TRADED SECURITIES - JPM6004 | P | 2012-05-31 | 2013-01-22 | $5,870,253 | $5,205,397 | $664,856 | $664,856 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $628,705 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,313,919 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $25,836,612 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.05086 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,105,433 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $26,325,123 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.04199 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,224,470 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $25,793,970 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.04747 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,070,548 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $22,817,746 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.04692 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,164,599 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $26,354,749 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.04419 | DistributionYr5Rt |
| Total Distribution | 0.23142 | TotalDistributionRt |
| Average Distribution | 0.04629 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $27,285,005 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,262,886 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $40,700 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,303,586 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,912,884 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $40,700 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $40,700 | SubtotalAmt |
| Tax Based On Investment Income | $40,700 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $19,376 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $33,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $52,376 | TotalPaymentsAndCreditsAmt |
| Overpayment | $11,676 | OverpaymentAmt |
| Applied To ES Tax | $11,676 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | HTTP://WWW.BRACKENRIDGEFOUNDATION.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ASEL & ASSOCIATES PLLC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2105445665 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 18618 TUSCANY STONE STE 100 | AddressLine1 |
| City | SAN ANTONIO | City |
| State | TX | State |
| ZIP Code | 78258 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | false | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| VICTORIA B RICO | ||||||
| 700 N SAINT MARYS ST STE 875 | SAN ANTONIO | TX | 78205 | Trustee | 40.00 | $6,755 |
| RANDALL J BOATRIGHT | ||||||
| 745 E MULBERRY SUITE 720 | SAN ANTONIO | TX | 78212 | TRUSTEE | 10.00 | $6,755 |
| STEPHANIE SHEARER | ||||||
| 1005 GARRATY ROAD | SAN ANTONIO | TX | 78209 | FORMER TTEE | 0.00 | $2,591 |
| DAVID ROTH | ||||||
| 16 CHELSEA WAY | SAN ANTONIO | TX | 78209 | Trustee | 10.00 | $4,164 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| JPMORGAN CHASE BANK NA | |||||
| 10680 CULEBRA RD | SAN ANTONIO | TX | 78251 | INVESTMENT ADVISORY | $84,213 |
| SCHULMAN LOPEZ & HOFFER LLP | |||||
| 517 SOLEDAD STREET | SAN ANTONIO | TX | 78205 | LEGAL | $78,854 |
| ASEL & ASSOCIATES PLLC | |||||
| 18618 TUSCANY STONE STE 100 | SAN ANTONIO | TX | 78258 | ACCOUNTING | $83,469 |
| ERNST & YOUNG | |||||
| 100 W HOUSTON STREET | SAN ANTONIO | TX | 78205 | ACCOUNTING | $61,595 |
| COX SMITH MATTHEWS INC | |||||
| 112 E PECAN STREET STE 1800 | SAN ANTONIO | TX | 78205 | LEGAL | $89,451 |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $24,217,105 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,494,834 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,988,574 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $27,700,513 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $27,700,513 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $415,508 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $27,285,005 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,364,250 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,364,250 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $40,700 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $40,700 | TotalTaxAmt |
| Distributable Before Adj | $1,323,550 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,323,550 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,323,550 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,912,884 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,912,884 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $40,700 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,872,184 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,323,550 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,126,612 | UndistributedIncomePYAmt |
| Qualifying Distributions | $1,912,884 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,126,612 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $786,272 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $537,278 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | GEORGE W BRACKENRIDGE FOUNDATION | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 700 N SAINT MARYS ST STE 875 | AddressLine1 |
| City | SAN ANTONIO | City |
| State | TX | State |
| ZIP Code | 78205 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2106930819 | RecipientPhoneNum |
| Recipient Email Address | NORA@BRACKENRIDGEFOUNDATION.ORG | RecipientEmailAddressTxt |
| Form And Info And Materials | SEE ATTACHMENT 18 | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | SEE ATTACHMENT 18 | SubmissionDeadlinesTxt |
| Restrictions On Awards | SEE ATTACHMENT 18 | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AMERICAN SUNRISE | |||||||
| 2007 W Commerce St | San Antonio | TX | 78207 | NONE | EXEMPT | EDUCATIONAL PURPOSES OR PROGRAMS | $15,000 |
| SAN ANTONIO AREA FOUNDATION | |||||||
| 303 Pearl Pkwy 114 | SAN ANTONIO | TX | 78215 | NONE | EXEMPT | EDUCATIONAL PURPOSES OR PROGRAMS | $20,000 |
| CITY KIDS ADVENTURES | |||||||
| PO BOX 830655 | SAN ANTONIO | TX | 78283 | NONE | EXEMPT | EDUCATIONAL PURPOSES OR PROGRAMS | $5,000 |
| ST PAUL'S EPISOPAL MONTESSORI SCHOO | |||||||
| East Grayson Street | San Antonio | TX | 78208 | NONE | EXEMPT | EDUCATIONAL PURPOSES OR PROGRAMS | $10,000 |
| SOUTHWEST SCHOOL OF ART CRAFT | |||||||
| 300 Augusta St | San Antonio | TX | 78205 | NONE | EXEMPT | EDUCATIONAL PURPOSES OR PROGRAMS | $20,000 |
| THE PHILANTHROPY ROUNDTABLE | |||||||
| 1730 17th Street Northwest 505 | Washington | DC | 20036 | NONE | EXEMPT | EDUCATIONAL PURPOSES OR PROGRAMS | $15,000 |
| GREAT HEARTS ACADEMIES | |||||||
| 3102 n 56th st Suite 300 | Phoenix | AZ | 85018 | NONE | EXEMPT | EDUCATIONAL PURPOSES OR PROGRAMS | $125,000 |
| KIPP SAN ANTONIO | |||||||
| 735 FREDERICKSBURG RD | SAN ANTONIO | TX | 78201 | NONE | EXEMPT | EDUCATIONAL PURPOSES OR PROGRAMS | $500,000 |
| IDEA PUBLIC SCHOOLS | |||||||
| 505 ANGELITA DR SUITE 9 | WESLACO | TX | 78596 | NONE | EXEMPT | EDUCATIONAL PURPOSES OR PROGRAMS | $100,000 |
| LEARNING SCHOOLS OF TEXAS | |||||||
| 517 SOLEDAD ST | SAN ANTONIO | TX | 78205 | NONE | EXEMPT | EDUCATIONAL PURPOSES OR PROGRAMS | $375,000 |
| BTX SCHOOLS INC | |||||||
| 8519 FLOYD CURL DRIVE | SAN ANTONIO | TX | 78240 | NONE | EXEMPT | EDUCATIONAL PURPOSES | $125,000 |
| AUSTIN COMMUNITY FOUNDATION | |||||||
| 4315 GUADALUPE ST SUITE 300 | AUSTIN | TX | 78751 | NONE | EXEMPT | EDUCATIONAL PURPOSES | $2,000 |
| CHOOSE TO SUCCEED | |||||||
| 700 NORTH ST MARYS ST STE 880 | SAN ANTONIO | TX | 78205 | NONE | EXEMPT | EDUCATIONAL PURPOSES | $12,150 |
| GREATER HOUSTON AREA FOUNDATION | |||||||
| 5120 WOODWAY DR STE 6000 | HOUSTON | TX | 77056 | NONE | EXEMPT | EDUCATIONAL PURPOSES | $5,000 |
| LEADERSHIP SAISD | |||||||
| 406 BARRERA STREET | SAN ANTONIO | TX | 78210 | NONE | EXEMPT | EDUCATIONAL PURPOSES | $5,000 |
| MICROSOCIETY | |||||||
| 1005 NORTH GLEBE ROAD SUITE 610 | ARLINGTON | VA | 22201 | NONE | EXEMPT | EDUCATIONAL PURPOSES | $3,000 |
| DISCOVERY SCHOOL | |||||||
| 222 SALEM | SAN ANTONIO | TX | 78201 | NONE | EXEMPT | EDUCATIONAL PURPOSES | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,342,150 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $382,235 | ExclusionAmt |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
| Exclusion | $128 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,328,788 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $628,705 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $4,339,856 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,339,856 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Asel & Associates, PLLC. | $83,469 | $41,735 | $0 | $41,735 |
| Ernst & Young | $61,595 | $0 | $0 | $61,595 |
| Fisher, Herbst, & Kemble, P.C. | $1,474 | $737 | $0 | $737 |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp (5 entries)
| ASEL & ASSOCIATES PLLC |
| COX SMITH MATTHEWS INC |
| ERNST & YOUNG |
| JPMORGAN CHASE BANK NA |
| SCHULMAN LOPEZ & HOFFER LLP |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (37 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| COMPUTER | 2012-02-16 | $2,998 | $500 | 91 | 5.0000 | $600 |
| Wireless device for offic | 2012-02-17 | $1,100 | $183 | 91 | 5.0000 | $220 |
| IPHONE | 2012-05-22 | $324 | $38 | 91 | 5.0000 | $65 |
| MACBOOK | 2012-05-29 | $3,011 | $351 | 91 | 5.0000 | $602 |
| MACBOOK ACCESSORIES | 2012-06-07 | $158 | $18 | 91 | 5.0000 | $32 |
| PROJECTOR | 2012-06-11 | $515 | $60 | 91 | 5.0000 | $103 |
| IPHONE | 2012-07-30 | $323 | $27 | 91 | 5.0000 | $65 |
| IPAD | 2012-08-08 | $728 | $61 | 91 | 5.0000 | $146 |
| TIME CAPSULE | 2012-08-13 | $299 | $25 | 91 | 5.0000 | $60 |
| OFFICE FURNITURE | 2012-11-19 | $1,300 | $22 | 91 | 5.0000 | $260 |
| IPHON(2) | 2013-07-15 | $596 | 91 | 5.0000 | $60 | |
| WINDOWS 7 SYSTEM BUILDER | 2013-06-14 | $214 | 91 | 3.0000 | $42 | |
| PARALLELS SOFTWARE | 2013-08-20 | $1,049 | 91 | 3.0000 | $117 | |
| PARALLELS SOFTWARE | 2013-09-14 | $209 | 91 | 3.0000 | $23 | |
| SUITE 875 IMPROVEMENTS | 2013-02-04 | $104,007 | 91 | 7.0000 | $13,620 | |
| STONE STANDARD INVOICE 4 | 2013-03-15 | $1,618 | 91 | 7.0000 | $193 | |
| FURNITURE-SUITE 875 | 2013-04-02 | $54,599 | 91 | 7.0000 | $5,850 | |
| FURNITURE-SUITE 875 | 2013-05-29 | $15,499 | 91 | 7.0000 | $1,292 | |
| CONSTRUCTION SERVICES-875 | 2013-06-16 | $2,876 | 91 | 7.0000 | $205 | |
| IPHONE | 2013-10-09 | $325 | 91 | 5.0000 | $16 | |
| APPLE STORE | 2013-01-01 | $499 | 91 | 5.0000 | $100 | |
| VOCALOCITY | 2013-01-01 | $668 | 91 | 5.0000 | $134 | |
| APARTMENT FURNITURE | 2013-01-07 | $10,980 | 91 | 5.0000 | $2,196 | |
| BED LINENS | 2013-01-16 | $7,423 | 91 | 5.0000 | $1,361 | |
| APARTMENT FURNITURE | 2013-01-21 | $5,619 | 91 | 5.0000 | $1,030 | |
| APPLE STORE | 2013-02-13 | $1,572 | 91 | 5.0000 | $288 | |
| MACBOOK AIR | 2013-02-15 | $2,164 | 91 | 5.0000 | $397 | |
| VOICE/DATA CABLING | 2013-04-15 | $752 | 91 | 5.0000 | $113 | |
| FURNITURE-SUITE 875 | 2013-04-26 | $2,635 | 91 | 5.0000 | $351 | |
| VOICE/DATA CABLING | 2013-05-10 | $850 | 91 | 5.0000 | $113 | |
| SUITE 875 OFFICE TABLES | 2013-06-03 | $5,693 | 91 | 5.0000 | $664 | |
| SUITE 875 CABLE INSTALL | 2013-06-03 | $475 | 91 | 5.0000 | $55 | |
| VOICE/DATA CABLING | 2013-06-24 | $988 | 91 | 5.0000 | $99 | |
| UNLIMITED EXTENSION | 2013-06-25 | $728 | 91 | 5.0000 | $73 | |
| COFFEEMAKER | 2013-07-01 | $116 | 91 | 5.0000 | $12 | |
| KITCHEN SUPPLIES | 2013-07-27 | $108 | 91 | 5.0000 | $9 | |
| VOICE/DATA COMPLETION | 2013-08-08 | $935 | 91 | 5.0000 | $78 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (102 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 75,000 SHS FNMA 5.375% 07/15/16 | ||
| 18,142 SHS FHLMC 5% 05/01/18 | $19,343 | $19,306 |
| 14,546 SHS FHLMC GOLD 5% 06/01/18 | $15,601 | $15,481 |
| 27,747 SHS FHLMC GOLD 4.5% 11/01/18 | ||
| 39,828 SHS FHLMC GOLD 6% 10/01/2017 | ||
| 165,564 SHS PAYDEN HIGH INCOME FUND | $1,176,853 | $1,167,226 |
| 155,432 SHS JPM HIGH YIELD FD - SEL | $1,233,692 | $1,240,351 |
| 43,183 SHS JPM TR I INFL MANAGED BD - SE | $459,472 | $448,244 |
| 175,000 SHS MS 95% PPN CURRENCY BASKET 1 | ||
| 175,000 SHS GS 95% PP CMIT BASKET 11/18/ | ||
| 5,000 SHS PRINCIPAL FINL GROUP INC GTD | $6,804 | $6,406 |
| 15,000 SHS BERKSHIRE HATHAWAY FINANCE 4 | ||
| 100,000 SHS FFCB 3.75% 02/05/14 | ||
| 10,000 SHS CATERPILLAR FINACIAL SE NOTE | $13,530 | $12,589 |
| 10,000 SHS BAXTER INTERNATIONAL INC 4% M | ||
| 15,000 SHS ELI LILLY & CO 4.2% MAR 06 20 | $15,592 | $15,106 |
| 27,000 SHS SOUTHERN CALIF GAS CO 5 1/2% | $30,347 | $27,270 |
| 4,000 SHS BHP BILLION FIN USA LTD 6.5% | $4,791 | $4,785 |
| 10,000 SHS ABBEY NATL TREASURY SERV FLOA | $10,636 | $10,612 |
| 3,000 SHS RIO TINTO FINANCE PLC 9% 05/19 | $4,093 | $3,876 |
| 15,000 SHS US BANCORP SR NOTES 4.2% MAY | $16,248 | $15,222 |
| 15,000 SHS ACE INA HOLDINGS INC 5 7/8% J | ||
| 15,000 SHS WACHOVIA CORPORATION SUB NOTE | $16,237 | $15,423 |
| 15,000 SHS DEUTSCHE BANK AG LONDON 3 7/8 | $17,301 | $17,118 |
| 10,000 SHS BANK OF AMERICA CORPORATION 7 | $12,830 | $12,393 |
| 20,000 SHS CITIGROUP INC 6.01% JAN 15 20 | ||
| 15,000 SHS CREDIT SUISSE FB USA INC NOTE | $16,556 | $15,681 |
| 15,000 SHS NATIONAL CITY CORP 4.9% JAN 1 | $16,418 | $15,657 |
| 10,000 SHS APACHE FINANCE CANADA 4 3/8% | ||
| 20,000 SHS HSBC FINANCE CORP 5% JUN 30 2 | ||
| 15,000 SHS RABOBANK NEDERLAND 2 1/8% OCT | $15,147 | $15,393 |
| 15,000 SHS DIAGO FINANCE BV 5.3% OCT 28 | $17,009 | $16,257 |
| 10,000 SHS WESTPAC BANKING CORP 3% DEV 0 | $10,217 | $10,467 |
| 10,000 SHS VERIZON COMMUNICATIONS 5.55% | $11,208 | $10,928 |
| 10,000 SHS WYETH 5 1/2% FEB 15 2016 | ||
| 15,000 SHS CISCO SYSTEMS NOTES 5 1/2% FE | $15,034 | $16,503 |
| 15,000 SHS BB&T CORPORATION MTN 3.2% MAR | $14,985 | $15,703 |
| 3,000 SHS AMGEN INC 2.3% JUN 15 2016 | $2,993 | $3,091 |
| 15,000 SHS BANK OF AMERICA CORP SR NOTES | $16,957 | $16,940 |
| 15,000 SHS AT & T INC 2.4% AUG 15 2016 | $15,243 | $15,456 |
| 40,000 SHS GENERAL ELEC CAP CORP SR NOTE | $43,998 | $44,605 |
| 5,000 SHS TEVA PHARMACEUT FIN BV 2.4% NO | $5,006 | $5,147 |
| 23,277 SHS HYYBDAI AUTO RECEIVABLES TRUS | $23,889 | $23,557 |
| 10,000 SHS BLACKROCK INC 6 1/4% SEP 15 2 | $11,729 | $11,613 |
| 15,000 SHS WELLS FARGO COMPANY 5 5/8% DE | $17,214 | $17,189 |
| 17,706 SHS GNMA II 5% DEC 20 2017 | $18,636 | $19,006 |
| 379 SHS FNMA 725169 8% 03/01/13 | ||
| 50,000 SHS FHLMC 5% 07/15/2014 DTD | ||
| 26,081 SHS FNMA 535208 7% 03/01/15 | $9,433 | $8,955 |
| 33,966 SHS WORLD OMNI AUTO RECEIVABLES T | $720 | $717 |
| 20,000 SHS MORGAN STANLEY 4 3/4% 3/22/17 | $21,494 | $21,868 |
| 8,000 SHS AMERICAN EXPRESS CREDIT | $7,978 | $8,218 |
| 15,000 SHS HEWLETT-PACKARD CO 2.6% | ||
| 15,000 SHS NYSE EURONEXT 2% 10/05/17 | $15,077 | $14,973 |
| 18,745 SHS FHLMC SER 2513 CL DB 5% 10/15 | $20,022 | $19,614 |
| 20,000 SHS GOLDMAN SACHS 6.15% 04/01/18 | $21,658 | $22,962 |
| 10,000 SHS NATIONAL RURAL UTIL CORP | $14,618 | $13,490 |
| 5,000 SHS DUKE ENERGY CAROLINAS 7% | $6,487 | $6,080 |
| 25,489 SHS FHLMC GOLD 3.5% 12/1/18 | $26,397 | $26,715 |
| 10,000 SHS ANHEUSER BUSCH 7 3/4% 1/15/19 | $13,243 | $12,488 |
| 10,000 SHS TRANS - CANADA PIPELINES 7 1/ | $12,983 | $12,104 |
| 15,000 SHS NOVARTIS SECS INVEST 5 1/8% | $18,141 | $17,001 |
| 10,000 SHS SIMON PROPERTY G LP 10.35% 4/ | $14,007 | $13,640 |
| 3,000 SHS RIO TINTO FIN USA 9% 5/1/19 | ||
| 23,452 SHS FNMA 5% 07/01/19 | $25,211 | $25,096 |
| 10,000 SHS HALLIBURTON CO. 6.15% 9/15/19 | $12,799 | $11,877 |
| 15,000 SHS TD AMERITRADE HOLDING CO 5.6% | $17,963 | $17,258 |
| 25,896 SHS FNMA 6% 05/1/20 | $28,227 | $27,894 |
| 50,000 SHS FHLMC REMIC 5%5/15/20 | $55,500 | $53,972 |
| 31,565 SHS FHLMC GOLD 5.5% 05/1/21 | $34,425 | $33,566 |
| 29,944 SHS FNMA 5% 03/1/21 | $32,236 | $32,404 |
| 30,674 SHS FHLMC GOLD 5.5% 07/1/21 | $33,435 | $32,621 |
| 63,021 SHS FNMA 6% 06/1/23 | ||
| 31,058 SHS GNMA 5% 1/15/24 | $33,659 | $33,289 |
| 69,774 SHS FNMA 5.5% 12/1/24 | ||
| 11,000 SHS ROYAL BANK OF CANADA | $10,999 | $10,941 |
| 10,000 SHS AMERICA MOVIL SAB DE CV 5 5/8 | $11,827 | $11,309 |
| 21,291 SHS FHLMC GOLD 5.5% 01/1/18 | $23,034 | $22,486 |
| 40,000 SHS AMERICREDIT AUTOMOBILE REC | $40,175 | $40,112 |
| 20,000 SHS HSBC FINANCE CORP | $21,622 | $21,204 |
| 35,000 SHS CAPITAL AUTO RECEIVABLES | $34,918 | $34,997 |
| 40,000 SHS HONDA AUTO REC. OWNER TR | $39,963 | $39,955 |
| 5,000 SHS BNP PARIBAS MTN | $4,995 | $4,997 |
| 9,000 SHS WYETH 5.45% 04/01/17 | $10,263 | $10,112 |
| 23,595 SHS FHLMC GOLD 6% 10/01/17 | $25,741 | $25,001 |
| 20,000 SHS CITIGROUP INC 6 1/8% 11/21/17 | $23,252 | $23,041 |
| 5,000 SHS NUCOR CORPORATION | $5,734 | $5,667 |
| 90,000 SHS FHLMC .875% 03/07/18 | $88,239 | $87,658 |
| 16,266 SHS FHLMC GLD B10741 4.5% 110118 | $17,156 | $17,376 |
| 3,000 SHS AT&T INC | $3,000 | $3,003 |
| 3,000 SHS BANK OF NY MELLON MTN | $2,996 | $2,977 |
| 10,000 SHS METLIFE INC | $12,850 | $12,418 |
| 10,000 SHS COMCAST CORP NEW NT | $12,117 | $11,547 |
| 15,000 SHS LOCKHEED MART 4 1/4% 11/15/19 | $16,813 | $16,179 |
| 15,000 SHS PRUDENTIAL FINANCIAL INC | $17,120 | $16,866 |
| 69,225 SHS FHLMC GOLD 5% 09/01/21 | $73,811 | $73,816 |
| 49,324 SHS FHLMC GOLD 5.5% 04/01/23 | $52,407 | $52,996 |
| 45,590 SHS FNMA 6% 06/01/23 | $51,232 | $50,739 |
| 63,040 SHS FNMA AC3295 5% 10/01/24 | $69,266 | $69,059 |
| 49,117 SHS FNMA 255550 5.5% 12/01/24 | $54,090 | $54,281 |
| 100,000 SHS FFCB 3.75% | $104,017 | $100,326 |
| 39,688 SHS JPM STRAT INCOME OPPORT FD | $473,477 | $471,889 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (27 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 250,000 SHS BNP CONT BUFF EQ SPX 06/06/1 | ||
| 14,791 SHS HARTFORD CAPITAL APPRECIATIO | $501,420 | $690,599 |
| 17,370 SHS JPM INTREPID AMERICA FD - SEL | $372,935 | $603,956 |
| 17,991 SHS PROFESSIONALLY MANAGED PORTFO | ||
| 10,370 SHS SPDR S&P 500 ETF TRUST | ||
| 8,236 SHS ISHARES RUSSELL MIDCAP VALUE | $337,273 | $541,188 |
| 65,923 SHS JPM MARKET EXPANSION INDEX FD | $743,106 | $865,581 |
| 42,184 SHS JPM INTL VALUE FD - SEL | $498,696 | $589,660 |
| 38255 SHS ABERDEEN ASIA PACIFIC EX JAPA | $424,302 | $438,781 |
| 48,117 SHS DELAWARE EMERGING MARKETS | $727,890 | $782,864 |
| 5,381 SHS VANGUARD MSCI EMERGING MARKET | $249,461 | $221,374 |
| 18,248 SHS EDGEWOOD GROWTH FUND | $231,022 | $341,972 |
| 350,000 SHS SG CONT BUFF EQ SPX 11/20/13 | ||
| 250,000 SHS USB CONT BUFF EQ SPX 10/23/1 | ||
| 350,000 SHS SG CONT BUFF EQ SPX 12/18/13 | ||
| 42,653 SHS CAPITAL PRIVATE CLIENT SVCS | ||
| 250,000 SHS JPM BREN EAFE 01/10/14 | $250,000 | $289,475 |
| 250,000 SHS DB MARKET PLUS SX5E 03/19/14 | $250,000 | $300,215 |
| 24,884 SHS MATTHEWS PACIFIC TIGER INSTL | $599,456 | $621,354 |
| 17,991 SHS OSTERWEIS FUND | $501,420 | $623,222 |
| 6,316 SHS SPDR S&P 500 ETF TRUST | $724,063 | $1,166,502 |
| 11,559 SHS PRINCIPAL MIDCAP FUND-INS | $227,200 | $236,863 |
| 42,653 SHS CAPITAL PRIVATE CLIENT SVCS | $402,642 | $508,847 |
| 8,371 SHS ISHARES MSCI EAFE INDEX FUND | $540,647 | $561,652 |
| 250,000 SHS JPM BREN EAFE 02/05/14 | $250,000 | $286,125 |
| 12,841 SHS JPM CHINA REGION FD-SEL | $234,353 | $272,748 |
| 13,590 SHS OPPENHEIMER DEVELOPING MKT-Y | $473,477 | $510,442 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $5,112,091 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $5,078,651 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (18 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| LAND | AT COST | $4,434 | $1,730,000 |
| 1,270 SHS GLOBAL ACCESS HEDGE FUND LTD | AT COST | $60,500 | $56,552 |
| 10,089 SHS THE ARBITRAGE FUND-1 | AT COST | $132,061 | $129,741 |
| 65,219 SHS PIMCO COMMODITY PL STRAT-P | AT COST | $719,876 | $695,883 |
| 200,000 SHS SG BRENT CBEN | AT COST | $200,000 | $217,700 |
| 38,894 SHS JP MORGAN CASH 7008 | AT COST | $38,898 | $38,898 |
| GLOBAL ACCESS PE VINTAGE 2013 LP | AT COST | $50,930 | $48,113 |
| 24,940 SHS ARBITRAGE FUNDS - I | AT COST | ||
| 457 SHS BLACKSTONE PARTNERS OFFSHORE FUN | AT COST | $500,000 | $603,031 |
| 506 SHS CORBIN CAPITAL PARTNERS | AT COST | $500,000 | $619,927 |
| 474 SHS DOUBLELINE LEVERAGED FUND LTD CL | AT COST | $475,000 | $478,397 |
| 2,573 SHS GLOBAL ACCESS HEDGE FUND LTD | AT COST | $2,750,000 | $3,268,208 |
| 24,798 SHS JPM REALTY INCOME FD - INSTL | AT COST | $229,629 | $276,001 |
| 45,858 SHS JPM US REAL ESTATED - SEL | AT COST | ||
| 250,000 SHS BARC BREN COMMODITY BSKT 12/ | AT COST | ||
| 32,208 SHS HIGHBRIDGE DYNAMIC COMM STRG | AT COST | ||
| 844 SHS SPDR GOLD TRUST | AT COST | ||
| 2,573 SHS DOUBLELINE LEVERAGED FUND LTD | AT COST |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| Furniture and Fixtures | $56,578 | $13,592 | $42,986 | $202,024 |
| Buildings | $178,924 | $21,176 | $157,748 | |
| Miscellaneous | $1,472 | $182 | $1,290 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (4 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Cox Smith Matthews Inc | $89,451 | $40,771 | $0 | $48,680 |
| Martin Consulting Group | $15,400 | $0 | $0 | $15,400 |
| Musick, Peeler & Garrett LLP | $1,000 | $0 | $0 | $1,000 |
| Schulman, Lopez & Hoffer LLP | $78,854 | $0 | $0 | $78,854 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt | BOY Book ValueBOYBookValueAmt |
|---|---|---|---|
| EARNEST MONEY DEPOSIT | $20,000 | $20,000 | |
| ELECTRICITY DEPOSIT | $400 | $400 | $400 |
| Rounding | $1 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Apartment Expenses | $113,665 | $113,665 | |
| Credit Card Fees | $183 | $91 | $92 |
| Dues & Subscriptions | $3,393 | $1,697 | $1,696 |
| Equipment Rental and Maintenance | $2,678 | $1,339 | $1,339 |
| Insurance | $11,141 | $5,571 | $5,570 |
| Investment Advisory Fees | $84,213 | $84,213 | |
| Meals & Entertainment | $7,954 | $3,977 | $3,977 |
| Membership/Conferences | $3,140 | $3,140 | |
| Office Administration | $40,912 | $20,456 | $20,456 |
| Payroll Service Fees | $1,639 | $820 | $819 |
| Taxes/Licenses | $850 | $425 | $425 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Other Investment Income | Desc |
| Revenue And Expenses Per Books | $3,328,788 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $3,328,788 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| ACCRUAL TO CASH ADJUSTMENT | $1,815,966 |
| TAX EXEMPT INCOME | $12,440 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED LIABILITIES | Desc |
| EOY Book Value | $17,430 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FPO Marketing | $95 | $0 | $0 | $95 |
| Outside services | $5,997 | $0 | $0 | $5,997 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Ad Valorem Taxes | $500 | $500 | |
| Federal Excise Tax | $40,700 | ||
| Payroll - Taxes | $4,357 | $2,178 | $2,179 |