ANN LENTS AND J DAVID HEANEY FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- ANN LENTS AND J DAVID HEANEY FOUNDATION (EIN 76-0453371)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-04-29
- IRS object ID
- 201301199349100025
- Schema version
- 2012v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-04-29T12:13:37-07:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KR Cheatham CPA | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O Box 93745 | AddressLine1 |
| City | Southlake | City |
| State | TX | State |
| ZIP Code | 760920117 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760453371 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANN LENTS AND J DAVID HEANEY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ANNL | NameControl |
| Phone | 7133415731 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9 GREENWAY PLAZA SUITE 2400 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77046 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | J DAVID HEANEY | Name |
| Title | President | Title |
| Date Signed | 2013-04-28 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | K R Cheatham | Name |
| PTIN | P00050521 | PTIN |
| Phone | 8174881333 | Phone |
| Self Employed | X | SelfEmployed |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 806013 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 17 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 17 | InterestOnSavingsNetInvstIncm |
| Interest On Savings Adj Net Incm | 17 | InterestOnSavingsAdjNetIncm |
| Dividends Rev And Expnss | 47936 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 47936 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 47936 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | 24577 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 607792 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 24577 | CapitalGainNetIncmNetInvstIncm |
| Net STCG Adj Net Incm | 37435 | NetSTCGAdjNetIncm |
| Total Revenue And Expenses | 72530 | TotalRevenueAndExpenses |
| Total Net Investment Income | 72530 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 85388 | TotalAdjustedNetIncome |
| Accounting Fees Rev And Expnss | 750 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 600 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 150 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 29415 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 29415 | OtherProfFeesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 30165 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 30015 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 150 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 23350 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 23350 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 53515 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 30015 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 23500 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 19015 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 42515 | NetInvestmentIncome |
| Adjusted Net Income | 85388 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 108471 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 47237 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 47237 | SavingsAndTempCashInvstEOYFMV |
| Prepaid Expenses BOY | 137 | PrepaidExpensesBOY |
| Investments Govt Oblig BOY | 1316 | InvestmentsGovtObligBOY |
| Investments Corp Bonds BOY | 25509 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 6018 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 6354 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 631355 | InvestmentsOtherBOY |
| Investments Other EOY | 731889 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 752422 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 766788 | TotalAssetsBOY |
| Total Assets EOY | 785144 | TotalAssetsEOY |
| Total Assets EOYFMV | 806013 | TotalAssetsEOYFMV |
| Other Liabilities EOY | 213 | OtherLiabilitiesEOY |
| Total Liabilities EOY | 213 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 766788 | CapitalStockBOY |
| Capital Stock EOY | 784931 | CapitalStockEOY |
| Total Net Assets BOY | 766788 | TotalNetAssetsBOY |
| Total Net Assets EOY | 784931 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 766788 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 785144 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 766788 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 19015 | ExcessOfRevenueOverExpenses |
| Subtotal | 785803 | Subtotal |
| Other Decreases | 872 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 784931 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 24577 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | 37435 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 22298 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 700412 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.03184 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 33557 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 675428 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.04968 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 34167 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 581357 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.05877 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 30898 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 764673 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.04041 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 52926 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 855648 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.06186 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.24255 | TotalDistributionRatio |
| Average Distribution Ratio | 0.04851 | AverageDistributionRatio |
| Net Noncharitable Assets | 754843 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 36617 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 425 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 37042 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 23500 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 850 | InvestmentIncomeExciseTax |
| Subtotal | 850 | Subtotal |
| Tax Based On Investment Income | 850 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 637 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 637 | TotalCreditsAndPayments |
| Tax Due | 213 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | false | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | TX | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | J DAVID HEANEY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 7133415731 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9 GREENWAY PLAZA SUITE 2400 | AddressLine1 |
| City | HOUSTON | City |
| State | TX | State |
| ZIP Code | 77046 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| MURPHY K LENTS | ||||||
| 9 GREENWAY PLAZA SUITE 2400 | HOUSTON | TX | 77046 | VP & SECRETARY | 0.00 | 0 |
| ANN LENTS | ||||||
| 9 GREENWAY PLAZA SUITE 2400 | HOUSTON | TX | 77046 | VP & TREASURER | 0.00 | 0 |
| J DAVID HEANEY II | ||||||
| 9 GREENWAY PLAZA SUITE 2400 | HOUSTON | TX | 77046 | PRESIDENT | 0.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1 |
| Expenses1 | 0 | Expenses1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 718922 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 47416 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 766338 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 766338 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 11495 | CashDeemedCharitable |
| Net Noncharitable Assets | 754843 | NetNoncharitableAssets |
| Minimum Investment Return | 37742 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 37742 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 850 | TaxBasedOnInvestmentIncome |
| Total Tax | 850 | TotalTax |
| Distributable Amount Before Adj | 36892 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 36892 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 36892 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 23500 | ExpensesAndContributions |
| Qualifying Distributions | 23500 | QualifyingDistributions |
| Adj Qualifying Distributions | 23500 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 36892 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year3 | 4085 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 308 | ExcessDistriCarryoverYear2 |
| Total Excess Distri Carryover | 4393 | TotalExcessDistriCarryover |
| Qualifying Distributions | 23500 | QualifyingDistributions |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 23500 | AppliedToCurrentYear |
| Excess Distri Cyov App CY Corpus | 4393 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 4393 | ExcessDistriCyovAppliedCY |
| Undistributed Income CY | 8999 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ANN LENTS | ContributingManager |
| Contributing Manager | J DAVID HEANEY II | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (13 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AMERICAN TINNITUS ASSOCIATION | |||||||
| P O BOX 5 | PORTLAND | OR | 97207 | NONE | Public | In support of Walk to Silence Tinnitus -- medical research | $500 |
| FORT BEND EDUCATION FOUNDATION | |||||||
| 16431 LEXINGTON BLVD | SUGAR LAND | TX | 77479 | NONE | Public | In memory of Teresa Day | $300 |
| AUDUBON SOCIETY | |||||||
| 440 WILCHESTER BLVD | HOUSTON | TX | 77019 | NONE | Public | In memory of Libby Stopford | $300 |
| PROUD AMERICAN KIDS INC | |||||||
| 1600 RIVER OAKS BLVD | HOUSTON | TX | 77019 | NONE | 501(c)(3) | Operation Hot: Food & Entertainment for troops | $1,000 |
| PLANNED PARENTHOOD GULF COAST | |||||||
| 4600 GULF FREEWAY | HOUSTON | TX | 77023 | NONE | Public | Donation in honor of Nancy & George Peterkin, Jr. | $1,000 |
| SCENIC AMERICA | |||||||
| 1785 MASSACHUETTS AVE NW | WASHINGTON | DC | 20036 | NONE | Public | Beauty of landscape, roadways and community advocates | $1,000 |
| BUFFALO BAYO PARNERSHIP | |||||||
| 1113 VINE ST SUITE 200 | HOUSTON | TX | 77002 | NONE | Public | Board Giving Campaign: transformative Shepherd to Sabine project, bayou trails | $11,000 |
| MUSEUM OF FINE ARTS | |||||||
| POBOX 4606 | HOUSTON | TX | 77210 | NONE | Public | MEMORIAL CONTRIBUTION: LUCINDA BLAKELY ANDDesignate to Rienzi in honor of Timothy Adcock | $3,750 |
| OPERATION SUITS FOR SOLDIERS | |||||||
| 2425 WEST ALABAMA | HOUSTON | TX | 77098 | NONE | 501(c)(3) | TX nonprofit providing professional attire & job search services for returning Houston-area vets | $500 |
| UT LAW SCHOOL FOUNDATION | |||||||
| 727 EAST DEAN KEATON ST | AUSTIN | TX | 78705 | NONE | Public | ANNUAL SUPPORT | $2,500 |
| RIVER OAKS COUNTRY CLUB SCHOLARSHIP | |||||||
| 1600 RIVER OAKS BLVD | HOUSTON | TX | 77019 | NONE | Public | Educational Scolarship fund for ROCC employees, their children and grandchildren | $500 |
| GREATER HOUSTON COMMUNITY FDN | |||||||
| 1600 RIVER OAKS BLVD | HOUSTON | TX | 77019 | NONE | Public | Educational Scolarship fund for ROCC employees, their children and grandchildren | $500 |
| TELLURIDE MEDICAL CENTER | |||||||
| PO BOX 1229 | TELLURIDE | CO | 81435 | NONE | Public | In support of general operations | $500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 23350 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $17 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $47,936 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $24,577 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $72,530 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 72530 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting Fees | Category |
| Amount | $750 | Amount |
| Net Investment Income | 600 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 150 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | 300 NUVEEN BUILD AMER BD FND | NameOfBond |
| EOY Book Value | 6018 | EOYBookValue |
| EOYFMV | 6354 | EOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (75 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 1850 BLACKROCK GLOBAL OPP EQTY TR | AT COST | 24404 | 24420 |
| 84 ASIA TIGERS FD | AT COST | 1040 | 1058 |
| 300 ASIA PAC FD INC | AT COST | 3183 | 3246 |
| 300 ABERDEEN INDONESIA FD | AT COST | 3702 | 3501 |
| 800 WESTERN ASSET CLYM INFL OPP IN | AT COST | 10712 | 10560 |
| 1000 TRI CONTL CORP | AT COST | 15759 | 16050 |
| 300 THAI FD | AT COST | 4905 | 5985 |
| 400 TEMPLETON RUS AND EAST EUR FD | AT COST | 6210 | 5852 |
| 1800 TEMPLETON EMERGING MKTS FD | AT COST | 35278 | 36000 |
| 600 TEMPLETON DRAGON FD | AT COST | 15365 | 17064 |
| 300 SWISS HELVETIA FD | AT COST | 3312 | 3387 |
| 800 ROYCE VALUE TR INC | AT COST | 10250 | 10736 |
| 521 RMR REAL ESTATE INCOME FUND | AT COST | 9080 | 9485 |
| 800 PUTNAM PREMIER INCOME TR | AT COST | 4277 | 4368 |
| 545 NUVEEN MUN OPPORTUNITY FD INC | AT COST | 8257 | 8355 |
| 1155 NUVEEN PREFERRED INCOME OPPRTNY FD | AT COST | 9573 | 11215 |
| 97 NUBEEN PA PREM INCOME MUN FD 2 | AT COST | 1404 | 1463 |
| 800 NFJ DIVID INT & PREM STRTGY FD | AT COST | 12547 | 12480 |
| 2300 MORGAN STANLEY EM MKTS DM DEBT | AT COST | 33206 | 38732 |
| 400 MORGAN STANLEY EMER MKTS DEBT | AT COST | 4343 | 4780 |
| 750 MANAGED HIGH YIELD PLUS FD | AT COST | 1586 | 1605 |
| 394 MACQUARIE GLBL INFRA TOTL RETN | AT COST | 5801 | 6009 |
| 1200 MFS MULTIMARKER INCOME TR | AT COST | 8404 | 8736 |
| 300 LAZARD WORLD DIVID & INCOME FD | AT COST | 3509 | 3765 |
| 100 LATIN AMERN DISCOVERY FD | AT COST | 1429 | 1559 |
| 90 KOREA FD | AT COST | 3605 | 3713 |
| 800 JOHN HANCOCK HDG EQ & INCORP FD | AT COST | 12208 | 12208 |
| 189 INVESCO VALUE MUN INCOME TR | AT COST | 2879 | 3177 |
| 1000 ING GLOBAL EQTY DIV & PREM OPP | AT COST | 8564 | 8670 |
| 794 INDIA FD INC | AT COST | 17954 | 16603 |
| 200 HELIOS STRATEGIC INCOME FD | AT COST | 1274 | 1264 |
| 300 HANCOCK JOHN TAX ADV DIV INCM | AT COST | 5372 | 5412 |
| 600 HANCOCK JOHN PREMIUM DIV FD | AT COST | 7994 | 8142 |
| 502 GREATER CHINA FD INC | AT COST | 6395 | 6466 |
| 600 GENERAL AMERN INVS INC | AT COST | 17478 | 16693 |
| 600 GABELLI HLTHCARE & WELLNESS TR | AT COST | 4998 | 5172 |
| 700 GABELLI CONV & INCOME SECS FD | AT COST | 3641 | 3731 |
| 700 GDL FUND COM SH BEN IT | AT COST | 8161 | 7994 |
| 1623 FRANKLIN UNVL TR SH BEN INT | AT COST | 10776 | 11458 |
| 180 EUROPEAN EQUITY FUND | AT COST | 1136 | 1265 |
| 800 ELLSWORTH FUND LIMITED | AT COST | 5496 | 5712 |
| 533 EATON VANCE SR FLTNG RTE TR | AT COST | 7886 | 8512 |
| 900 DUFF & PHELPS GLB UTL INCORP | AT COST | 15336 | 15183 |
| 600 DOW 30SM ENHANCED PREM & INCOR | AT COST | 6690 | 6438 |
| 88 CUTWATER SELECT INCOME FD | AT COST | 1668 | 1729 |
| 500 COHEN & STEERS CLOSEDD END OPPO | AT COST | 6150 | 6210 |
| 200 COHEN & STEERS INFRASTRUCTURE | AT COST | 3499 | 3750 |
| 2100 CLOUGH GLOBAL OPPORTUNITIES FD | AT COST | 22941 | 24654 |
| 215 CHINA FD INC | AT COST | 4825 | 4603 |
| 200 CENTRAL EUROPE & RUSSIA FD INC | AT COST | 7016 | 6784 |
| 1200 CALAMOS GBL DYN INCOME | AT COST | 10039 | 10020 |
| 337 BLACKROCK ENHANCED GOVT FD INC | AT COST | 5161 | 5267 |
| 911 BLACKROCK INTERNTIONAL GRWTH & INC | AT COST | 6360 | 6696 |
| 1129 BLACKROCK ENHANCED EQUITY DIV TR | AT COST | 7908 | 8106 |
| 600 NUVEEN EQUITY PREM & GROWTH FND | AT COST | 7075 | 7140 |
| 3628 NEUBERGER BERMAN RE ES SEC FND | AT COST | 13573 | 16653 |
| 100 MADISON CLAYMORE CALL & EQTY FND | AT COST | 766 | 762 |
| 100 GUGGENHEIM ENHANCED EQUITY STR | AT COST | 1509 | 1666 |
| 339 GABELLI DIVD & INCOME TR | AT COST | 4765 | 5485 |
| 900 EATON VANCE TX ADV GLB DIV OP | AT COST | 15466 | 18081 |
| 900 DWS GLOBAL HIGH INCOME FND | AT COST | 6729 | 7902 |
| 1300 CALAMOS CONV & HIGH INCOME FND | AT COST | 14707 | 15795 |
| 6600 ALPINE TOTAL DYNAMIC DIVID FND | AT COST | 36607 | 26598 |
| 3200 ADVENT CLAY GBL CONV SEC INCOME | AT COST | 19762 | 20736 |
| 400 ABERDEEN ISRAEL FND | AT COST | 5939 | 5240 |
| 300 AGIC EQUITY & CONV INCOME FND | AT COST | 5475 | 4992 |
| 2900 GABELLI GLOBAL MULTIMEDIA TR | AT COST | 17209 | 22765 |
| 7600 EATON VANCE TAX MANAGED GLOBAL DIV | AT COST | 72143 | 66956 |
| 676 ALPINE GLOBAL PREMIER PPTYS FND | AT COST | 3453 | 4921 |
| 635 MACQUARIE GLBL INFRA TOTL RETN | AT COST | 10397 | 12109 |
| 3100 LIBERTY ALL STAR EQUITY FND | AT COST | 13835 | 14787 |
| 1 CALAMOS STRATEGIC TOTL RETN FND | AT COST | 9 | 10 |
| 994 GOLDMAN SACHS STRATEGIC GROWTH | AT COST | 8734 | 10759 |
| 191 GOLDMAN SACHS REAL ESTATE | AT COST | 2307 | 2991 |
| 792 GOLDMAN SACHS LARGE CAP VALUE | AT COST | 10483 | 10031 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| EXCISE TAX | $850 |
| BOOK TAX ADJ | $22 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | EXCISE TAX PAYABLE | Description |
| EOY Book Value | 213 | EOYBookValue |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | Category |
| Amount | $29,415 | Amount |
| Net Investment Income | 29415 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |