ROBERT R MUMMA TR UW 2: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- ROBERT R MUMMA TR UW 2 (EIN 25-6572058)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-07
- IRS object ID
- 201301299349100645
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Other Schedule2
- Other Decreases Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-07T15:48:09-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMSON REUTERS (TAX & ACCOUNTING) | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9711 FARRAR COURT SUITE 110 | AddressLine1 |
| City | RICHMOND | City |
| State | VA | State |
| ZIP Code | 23236 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 256572058 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROBERT R MUMMA TW SHARE #2 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | MUMM | NameControl |
| Phone | 7168425506 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE M T PLAZA 8TH FLOOR | AddressLine1 |
| City | BUFFALO | City |
| State | NY | State |
| ZIP Code | 14203 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | M T TRUST COMPANY | Name |
| Title | Asst. V.P. | Title |
| Phone | 7168425506 | Phone |
| Date Signed | 2013-05-07 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MICHELE L DORE EA | Name |
| Phone | 8047273150 | Phone |
| Date Prepared | 2013-05-07 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 169163 | FMVAssetsEOY |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 880 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 3681 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 3643 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 2048 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 58552 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 2048 | CapitalGainNetIncmNetInvstIncm |
| Net STCG Adj Net Incm | 0 | NetSTCGAdjNetIncm |
| Other Income Rev And Expnss | 81 | OtherIncomeRevAndExpnss |
| Total Revenue And Expenses | 6690 | TotalRevenueAndExpenses |
| Total Net Investment Income | 5691 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 1600 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 1600 | CompOfcrDirTrstNetInvstIncm |
| Oth Empl Slrs Wgs Net Invst Incm | 0 | OthEmplSlrsWgsNetInvstIncm |
| Oth Empl Slrs Wgs Adj Net Incm | 0 | OthEmplSlrsWgsAdjNetIncm |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 0 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Net Invst Incm | 0 | PensionEmplBnftNetInvstIncm |
| Pension Empl Bnft Adj Net Incm | 0 | PensionEmplBnftAdjNetIncm |
| Legal Fees Dsbrs Chrtbl Prps | 0 | LegalFeesDsbrsChrtblPrps |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Interest Dsbrs Chrtbl Prps | 0 | InterestDsbrsChrtblPrps |
| Taxes Rev And Expnss | 69 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 69 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Deprec And Depletion Rev And Expnss | 0 | DeprecAndDepletionRevAndExpnss |
| Deprec And Depletion Net Invst Incm | 0 | DeprecAndDepletionNetInvstIncm |
| Trav Conf Meeting Net Invst Incm | 0 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Adj Net Incm | 0 | TravConfMeetingAdjNetIncm |
| Printing And Pub Net Invst Incm | 0 | PrintingAndPubNetInvstIncm |
| Printing And Pub Adj Net Incm | 0 | PrintingAndPubAdjNetIncm |
| Tot Opr Expenses Rev And Expnss | 1669 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 1669 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 8716 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 8716 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 10385 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 1669 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 8716 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -3695 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 4022 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 16654 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 5694 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 5694 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable EOY | 0 | AccountsReceivableEOY |
| Accounts Receivable EOYFMV | 0 | AccountsReceivableEOYFMV |
| Allwnc For Dbtfl Acct Other Rcvbl | 0 | AllwncForDbtflAcctOtherRcvbl |
| Investments Other BOY | 138276 | InvestmentsOtherBOY |
| Investments Other EOY | 145452 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 163469 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 154930 | TotalAssetsBOY |
| Total Assets EOY | 151146 | TotalAssetsEOY |
| Total Assets EOYFMV | 169163 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 154930 | CapitalStockBOY |
| Capital Stock EOY | 151146 | CapitalStockEOY |
| Total Net Assets BOY | 154930 | TotalNetAssetsBOY |
| Total Net Assets EOY | 151146 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 154930 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 151146 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 154930 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -3695 | ExcessOfRevenueOverExpenses |
| Other Increases | 6 | OtherIncreases |
| Subtotal | 151241 | Subtotal |
| Other Decreases | 95 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 151146 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (101 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|
| 257.912 LSV VALUE EQUITY FUND STRATEGY | 2010-11-17 | 2012-01-19 | 3554 | 3324 | 230 | 230 |
| 70. ALPINE GLBL PREMIER PROPERTIES FUND | 2010-11-17 | 2012-01-19 | 398 | 493 | -95 | -95 |
| 62. CBRE CLARION GLBL REAL ESTATE INCOME | 2010-11-17 | 2012-01-19 | 445 | 473 | -28 | -28 |
| 6. CBRE CLARION GLBL REAL ESTATE INCOME | 2011-10-20 | 2012-01-19 | 43 | 42 | 1 | 1 |
| 175.425 DWS FLOATING RATE CL I | 2011-04-08 | 2012-01-19 | 1614 | 1674 | -60 | -60 |
| 7.171 DREYFUS INTERNATIONAL BOND CL I | 2011-02-10 | 2012-01-19 | 118 | 117 | 1 | 1 |
| 9.316 DREYFUS INTERNATIONAL BOND CL I | 2011-12-28 | 2012-01-19 | 154 | 153 | 1 | 1 |
| 77.052 DREYFUS INTERNATIONAL BOND CL I | 2009-09-24 | 2012-01-19 | 1272 | 1243 | 29 | 29 |
| 4.828 GUINNESS ATKINSON CHINA HONG KONG FD | 2011-02-10 | 2012-01-19 | 141 | 181 | -40 | -40 |
| .147 GUINNESS ATKINSON CHINA HONG KONG FD | 2011-10-20 | 2012-01-19 | 4 | 4 | ||
| 3.686 GUINNESS ATKINSON CHINA HONG KONG FD | 2010-01-25 | 2012-01-19 | 108 | 128 | -20 | -20 |
| 2.783 HARBOR INTERNATIONAL FUND #11 | 2009-04-17 | 2012-01-19 | 157 | 104 | 53 | 53 |
| 73.449 T ROWE PRICE LRG CAP GROWTH FD INST | 2006-10-27 | 2012-01-19 | 1262 | 1033 | 229 | 229 |
| 2.325 LITMAN GREGORY MSTRS INTL FD CL-INST | 2010-11-17 | 2012-01-19 | 31 | 33 | -2 | -2 |
| 1.49 LITMAN GREGORY MSTRS INTL FD CL-INST | 2011-10-20 | 2012-01-19 | 20 | 19 | 1 | 1 |
| 3.638 MTB SM CAP GRWTH-INST I-FD #555 | 2007-08-27 | 2012-01-19 | 60 | 72 | -12 | -12 |
| 162.187 MTB SH DURATN GOVT BD-INST I-FD #120 | 2011-11-18 | 2012-01-19 | 1593 | 1593 | ||
| 303.795 MTB LGE CAP VAL-INST I #327 | 2007-12-04 | 2012-01-19 | 3150 | 3613 | -463 | -463 |
| 266.285 MTB LGE CAP GRWTH-INST I #299 | 2003-04-10 | 2012-01-19 | 2250 | 2267 | -17 | -17 |
| 6.511 MTB INTL EQ-INST I-FD #270 | 2011-04-08 | 2012-01-19 | 53 | 63 | -10 | -10 |
| 276.599 MTB INTL EQ-INST I-FD #270 | 2008-08-26 | 2012-01-19 | 2257 | 2819 | -562 | -562 |
| 3.46 MORGAN STANLEY FOCUS GROWTH FD CL-I | 2011-11-18 | 2012-01-20 | 127 | 123 | 4 | 4 |
| 12.607 LSV VALUE EQUITY FUND STRATEGY | 2010-11-17 | 2012-03-16 | 187 | 163 | 24 | 24 |
| 28. ALPINE GLBL PREMIER PROPERTIES FUND | 2010-11-17 | 2012-03-16 | 183 | 196 | -13 | -13 |
| 1.564 GUINNESS ATKINSON GLOBAL ENERGY FUND | 2011-02-10 | 2012-03-16 | 45 | 50 | -5 | -5 |
| 4.915 HARBOR INTERNATIONAL FUND #11 | 2009-04-17 | 2012-03-16 | 301 | 184 | 117 | 117 |
| 13.569 T ROWE PRICE LRG CAP GROWTH FD INST | 2006-10-27 | 2012-03-16 | 257 | 191 | 66 | 66 |
| 12.118 LAZARD EMRG MARKETS EQUITY FD CL-I | 2007-08-10 | 2012-03-16 | 241 | 286 | -45 | -45 |
| 15.093 LITMAN GREGORY MSTRS INTL FD CL-INST | 2011-10-20 | 2012-03-16 | 221 | 195 | 26 | 26 |
| .313 MORGAN STANLEY FOCUS GROWTH FD CL-I | 2011-11-18 | 2012-03-16 | 13 | 11 | 2 | 2 |
| 8.725 MORGAN STANLEY FOCUS GROWTH FD CL-I | 2010-11-17 | 2012-03-16 | 359 | 305 | 54 | 54 |
| 2.788 TIAA-CREF MID-CAP VALUE FD RETAIL CL | 2012-01-20 | 2012-03-16 | 51 | 47 | 4 | 4 |
| 7.969 WILMINGTON SMALL CAP GROWTH FUND -I | 2007-08-27 | 2012-03-16 | 140 | 158 | -18 | -18 |
| 17.884 WILMINGTON MID CAP GROWTH FUND -I | 2012-01-19 | 2012-03-16 | 285 | 265 | 20 | 20 |
| 39.099 WILMINGTON LARGE CAP GROWTH FUND -I | 2003-04-10 | 2012-03-16 | 360 | 333 | 27 | 27 |
| 12.012 WILMINGTON LARGE CAP VALUE FUND -I | 2005-03-01 | 2012-03-16 | 132 | 137 | -5 | -5 |
| 4.142 WILMINGTON MULTI-MGR INTERNATIONAL-I | 2011-04-08 | 2012-03-16 | 29 | 32 | -3 | -3 |
| 33.504 WILMINGTON MULTI-MGR INTERNATIONAL-I | 2010-11-17 | 2012-03-16 | 233 | 233 | ||
| 208. ALPINE GLBL PREMIER PROPERTIES FUND | 2011-01-28 | 2012-06-15 | 1346 | 1443 | -97 | -97 |
| 8. ALPINE GLBL PREMIER PROPERTIES FUND | 2011-01-28 | 2012-07-26 | 50 | 54 | -4 | -4 |
| 42. ALPINE GLBL PREMIER PROPERTIES FUND | 2011-10-20 | 2012-07-26 | 265 | 234 | 31 | 31 |
| 42.517 ARTIO GLOBAL HIGH INCOME FD CLASS I | 2011-04-08 | 2012-07-26 | 409 | 441 | -32 | -32 |
| 9.401 DREYFUS INTERNATIONAL BOND CL I | 2012-03-16 | 2012-07-26 | 159 | 156 | 3 | 3 |
| 8.97 DREYFUS INTERNATIONAL BOND CL I | 2009-09-24 | 2012-07-26 | 152 | 145 | 7 | 7 |
| 36.447 FEDERATED ULTRA SHORT BOND CL I | 2011-02-10 | 2012-07-26 | 335 | 335 | ||
| 19.791 GUINNESS ATKINSON GLOBAL ENERGY FUND | 2011-02-10 | 2012-07-26 | 497 | 632 | -135 | -135 |
| 20. ISHARES HIGH DIVIDEND EQUITY ETF | 2012-01-19 | 2012-07-26 | 1206 | 1107 | 99 | 99 |
| 1.483 MFS EMERGING MARKETS DEBT FUND - I | 2010-12-09 | 2012-07-26 | 23 | 22 | 1 | 1 |
| 48.179 MFS EMERGING MARKETS DEBT FUND - I | 2012-01-19 | 2012-07-26 | 750 | 702 | 48 | 48 |
| 63.821 MAINSTAY EPOCH GLBL EQTY YD FD CL-I | 2012-01-20 | 2012-07-26 | 1008 | 977 | 31 | 31 |
| 48.519 MAINSTAY EPOCH GLBL EQTY YD FD CL-I | 2011-04-08 | 2012-07-26 | 767 | 769 | -2 | -2 |
| 4.177 RS GLOBAL NATURAL RESOURCES FUND | 2011-10-20 | 2012-07-26 | 149 | 147 | 2 | 2 |
| 2.424 RS GLOBAL NATURAL RESOURCES FUND | 2012-01-19 | 2012-07-26 | 86 | 87 | -1 | -1 |
| 37.518 RS GLOBAL NATURAL RESOURCES FUND | 2011-02-10 | 2012-07-26 | 1334 | 1457 | -123 | -123 |
| 2.431 RS GLOBAL NATURAL RESOURCES FUND | 2012-03-16 | 2012-07-26 | 86 | 91 | -5 | -5 |
| 41.846 RIDGEWORTH SEIX FLTNG RT HI INC FD I | 2007-08-27 | 2012-07-26 | 369 | 399 | -30 | -30 |
| 28. SPDR S&P DIVIDEND ETF | 2011-11-18 | 2012-07-26 | 1556 | 1473 | 83 | 83 |
| 34. SPDR S&P DIVIDEND ETF | 2010-11-17 | 2012-07-26 | 1890 | 1720 | 170 | 170 |
| 113.337 WILMINGTON SHORT-TERM CORP BOND -I | 2010-11-17 | 2012-07-26 | 1167 | 1164 | 3 | 3 |
| 5.507 WILMINGTON LARGE CAP GROWTH FUND -I | 2003-04-10 | 2012-07-26 | 46 | 47 | -1 | -1 |
| 248.006 WILMINGTON BROAD MARKET BOND FUND -I | 2010-11-17 | 2012-07-26 | 2540 | 2517 | 23 | 23 |
| 17.937 LSV VALUE EQUITY FUND STRATEGY | 2012-07-26 | 2012-09-06 | 269 | 248 | 21 | 21 |
| 8.012 GUINNESS ATKINSON GLOBAL ENERGY FUND | 2011-02-10 | 2012-09-06 | 213 | 256 | -43 | -43 |
| 1.818 HARBOR INTERNATIONAL FUND #11 | 2012-07-26 | 2012-09-06 | 106 | 101 | 5 | 5 |
| 7.566 T ROWE PRICE LRG CAP GROWTH FD INST | 2012-07-26 | 2012-09-06 | 144 | 134 | 10 | 10 |
| 4.033 LAZARD EMRG MARKETS EQUITY FD CL-I | 2007-08-10 | 2012-09-06 | 76 | 95 | -19 | -19 |
| 14.305 LITMAN GREGORY MSTRS INTL FD CL-INST | 2011-10-20 | 2012-09-06 | 195 | 185 | 10 | 10 |
| 93.889 MAINSTAY EPOCH GLBL EQTY YD FD CL-I | 2012-01-20 | 2012-09-06 | 1535 | 1437 | 98 | 98 |
| 111.054 MAINSTAY EPOCH GLBL EQTY YD FD CL-I | 2010-05-11 | 2012-09-06 | 1816 | 1473 | 343 | 343 |
| 1.699 MAINSTAY EPOCH GLBL EQTY YD FD CL-I | 2011-11-18 | 2012-09-06 | 28 | 25 | 3 | 3 |
| 2.433 RS GLOBAL NATURAL RESOURCES FUND | 2011-12-15 | 2012-09-06 | 90 | 85 | 5 | 5 |
| 51.611 RS GLOBAL NATURAL RESOURCES FUND | 2010-11-17 | 2012-09-06 | 1910 | 1543 | 367 | 367 |
| 2.11 TIAA-CREF MID-CAP VALUE FD RETAIL CL | 2012-07-26 | 2012-09-06 | 39 | 37 | 2 | 2 |
| 8.742 WILMINGTON SMALL CAP GROWTH FUND -I | 2007-08-27 | 2012-09-06 | 147 | 173 | -26 | -26 |
| 23.505 WILMINGTON MID CAP GROWTH FUND -I | 2012-01-19 | 2012-09-06 | 352 | 348 | 4 | 4 |
| 28.115 WILMINGTON LARGE CAP GROWTH FUND -I | 2003-04-10 | 2012-09-06 | 251 | 239 | 12 | 12 |
| 20.848 WILMINGTON LARGE CAP VALUE FUND -I | 2005-03-01 | 2012-09-06 | 220 | 238 | -18 | -18 |
| 12.093 FEDERATED ULTRA SHORT BOND CL I | 2012-09-06 | 2012-11-05 | 112 | 112 | ||
| 70.837 FEDERATED ULTRA SHORT BOND CL I | 2011-02-10 | 2012-11-05 | 655 | 651 | 4 | 4 |
| 8.823 GUINNESS ATKINSON CHINA HONG KONG FD | 2011-10-20 | 2012-11-05 | 257 | 239 | 18 | 18 |
| 4.171 HARBOR INTERNATIONAL FUND #11 | 2012-07-26 | 2012-11-05 | 248 | 232 | 16 | 16 |
| 56.996 T ROWE PRICE LRG CAP GROWTH FD INST | 2012-07-26 | 2012-11-05 | 1053 | 1006 | 47 | 47 |
| 7.687 LAZARD EMRG MARKETS EQUITY FD CL-I | 2007-08-10 | 2012-11-05 | 149 | 182 | -33 | -33 |
| 14.463 LITMAN GREGORY MSTRS INTL FD CL-INST | 2011-10-20 | 2012-11-05 | 204 | 186 | 18 | 18 |
| 39.662 WILMINGTON SHORT-TERM CORP BOND -I | 2012-09-06 | 2012-11-05 | 411 | 409 | 2 | 2 |
| 143.765 WILMINGTON SHORT-TERM CORP BOND -I | 2010-11-17 | 2012-11-05 | 1488 | 1476 | 12 | 12 |
| 47.03 WILMINGTON SMALL CAP GROWTH FUND -I | 2007-08-27 | 2012-11-05 | 785 | 933 | -148 | -148 |
| .928 WILMINGTON MID CAP GROWTH FUND -I | 2011-12-02 | 2012-11-05 | 14 | 13 | 1 | 1 |
| 31.329 WILMINGTON MID CAP GROWTH FUND -I | 2012-01-19 | 2012-11-05 | 469 | 464 | 5 | 5 |
| 18.261 WILMINGTON LARGE CAP GROWTH FUND -I | 2011-12-02 | 2012-11-05 | 158 | 147 | 11 | 11 |
| 149.585 WILMINGTON LARGE CAP GROWTH FUND -I | 2010-11-17 | 2012-11-05 | 1292 | 1264 | 28 | 28 |
| 37.962 WILMINGTON MULTI-MGR INTERNATIONAL-I | 2010-11-17 | 2012-11-05 | 251 | 264 | -13 | -13 |
| 2.496 WILMINGTON BROAD MARKET BOND FUND -I | 2011-11-18 | 2012-11-05 | 26 | 25 | 1 | 1 |
| 44.754 WILMINGTON BROAD MARKET BOND FUND -I | 2012-03-16 | 2012-11-05 | 459 | 445 | 14 | 14 |
| 76.352 WILMINGTON BROAD MARKET BOND FUND -I | 2012-09-06 | 2012-11-05 | 783 | 778 | 5 | 5 |
| 49.322 WILMINGTON BROAD MARKET BOND FUND -I | 2010-11-17 | 2012-11-05 | 506 | 501 | 5 | 5 |
| 3.053 GUINNESS ATKINSON CHINA HONG KONG FD | 2011-12-29 | 2012-12-14 | 91 | 81 | 10 | 10 |
| 26.919 GUINNESS ATKINSON CHINA HONG KONG FD | 2012-09-06 | 2012-12-14 | 800 | 693 | 107 | 107 |
| 15.16 GUINNESS ATKINSON CHINA HONG KONG FD | 2011-10-20 | 2012-12-14 | 450 | 360 | 90 | 90 |
| 30.586 GUINNESS ATKINSON GLOBAL ENERGY FUND | 2011-10-20 | 2012-12-14 | 797 | 925 | -128 | -128 |
| .924 GUINNESS ATKINSON GLOBAL ENERGY FUND | 2012-01-19 | 2012-12-14 | 24 | 25 | -1 | -1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 2048 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 8023 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 168288 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.047674 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 6840 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 159788 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.042807 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 5137 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 140914 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.036455 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 10423 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 164911 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.063204 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 10745 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 198543 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.054119 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.244259 | TotalDistributionRatio |
| Average Distribution Ratio | 0.048852 | AverageDistributionRatio |
| Net Noncharitable Assets | 162894 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 7958 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 40 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 7998 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 8716 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 40 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 40 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 40 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 16 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 0 | TaxPaidWithExtension |
| Total Credits And Payments | 16 | TotalCreditsAndPayments |
| Penalty For Underpayment | 0 | PenaltyForUnderpayment |
| Tax Due | 24 | TaxDue |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | PA | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MANUFACTURERS AND TRADERS TRUST CO | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 7168425506 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE MT PLAZA 8TH FLOOR | AddressLine1 |
| City | BUFFALO | City |
| State | NY | State |
| ZIP Code | 14203 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | M AND T BANK | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE M ANDT PLAZA 8TH FLOOR | AddressLine1 |
| City | BUFFALO | City |
| State | NY | State |
| ZIP Code | 14203 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | CORP TTEE | Title |
| Avg Hours Per Wk Devoted To Position | 1 | AvgHoursPerWkDevotedToPosition |
| Compensation | 1600 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Charitable Acty | SummaryOfDirectCharitableActy | |
| Sum Of Program Related Investments | SumOfProgramRelatedInvestments |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 160688 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 4687 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 165375 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 165375 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 2481 | CashDeemedCharitable |
| Net Noncharitable Assets | 162894 | NetNoncharitableAssets |
| Minimum Investment Return | 8145 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 8145 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 40 | TaxBasedOnInvestmentIncome |
| Total Tax | 40 | TotalTax |
| Distributable Amount Before Adj | 8105 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 8105 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 8105 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 8716 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 8716 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 40 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 8676 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 8105 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 4604 | UndistributedIncomePriorYear |
| Prior Year1 | 2010 | PriorYear1 |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 0 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 0 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 0 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 0 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 0 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 8716 | QualifyingDistributions |
| Applied To Year1 | 4604 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 4112 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 3993 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 0 | ExcessFromYear4 |
| Excess From Year3 | 0 | ExcessFromYear3 |
| Excess From Year2 | 0 | ExcessFromYear2 |
| Excess From Year1 | 0 | ExcessFromYear1 |
| Excess From Current Year | 0 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (4 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Business Name Line2RecipientBusinessName/BusinessNameLine2 |
|---|---|---|---|---|---|---|---|---|
| MUHLENBURG COLLEGE | ||||||||
| ATTN JASON FEIERTAG ASST TREAS | ALLENTOWN | PA | 181045586 | NONE | EDUCATIONAL | ADDL INCOME TO HELP EXEMPT | $3,486 | |
| CUMBERLAND CO HISTORICAL SOCIETY | ||||||||
| 21 NORTH PITT STREET | CARLISLE | PA | 17013 | NONE | PUBLIC | ADD'L INCOME TO HELP EXEMPT | $2,615 | |
| PEACE CHURCH BOARD OF | ||||||||
| BOWER | CAMP HILL | PA | 170113034 | NONE | RELIGIOUS | ADDL INCOME TO HELP EXEMPT | $872 | TRUSTEES |
| MECHANICSBURG MUSEUM ASSN | ||||||||
| 2 W STRAWBERRY AVE | MECHANICSBURG | PA | 170556213 | NONE | HISTORICAL PRESERVES | ADDL INCOME TO HELP EXEMPT | $1,743 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 8716 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments | |
| Int On Savings And Temp Cash Invst | IntOnSavingsAndTempCashInvst |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $3,681 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty | |
| Other Investment Income Part VII | OtherInvestmentIncomePartVII |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $2,048 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $5,810 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 5810 | TotalPartXVIA |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exempt Prps | RlnOfActyToAccomOfExemptPrps |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (38 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| MTB SHORT TERM CORP BD #518 | |||
| MTB INTERNATIONAL EQUITY #270 | |||
| MTB SMALL CAP GROWTH #555 | |||
| MTB LARGE CAP VALUE #327 | |||
| T ROWE PRICE INST L/C GROWTH | AT COST | 2956 | 4247 |
| RIDGEWORTH SEIX FLOATING RATE | AT COST | 4762 | 4978 |
| MTB LARGE CAP GROWTH #299 | |||
| HARBOR INTERNATIONAL #11 | AT COST | 6005 | 8997 |
| LAZARD EMERGING MKTS PORT | AT COST | 6316 | 6795 |
| GUINNESS ATKINSON HK CHINA | AT COST | 633 | 865 |
| MTB MID CAP GROWTH #401 | |||
| DREYFUS INTL BOND FD | AT COST | 3102 | 3329 |
| MFS EMERGING MKTS DEBT FD | AT COST | 7393 | 8413 |
| MTB INCOME INSTL FD #143 | |||
| ARTIO GLOBAL HIGH INCOME | AT COST | 6424 | 6666 |
| LSV VALUE EQUITY FUND | AT COST | 8863 | 10022 |
| MORGAN STANLEY FOCUS GROWTH FD | AT COST | 7082 | 7986 |
| ALPINE GLOBAL PREMIER PROP FD | |||
| MAINSTAY EPOCH GLOBAL EQUITY | |||
| RS GLOBAL NATURAL RESOUCES FD | AT COST | 2083 | 2394 |
| SPDR S&P DIVIDEND ETF | |||
| DWS FLOATING RATE PLUS | |||
| FEDERATED ULTRA SHORT BD | AT COST | 3280 | 3305 |
| MTB SHORT DURATION GOVT BD FD | |||
| GUINNESS ATKINSON GLBL ENER FD | |||
| CBRE CLARION GLBL RE INC FD | |||
| LITMAN GREGORY MASTERS INTL | AT COST | 2885 | 4375 |
| WILMINGTON BROAD MKT BD FD | AT COST | 19969 | 21413 |
| WILMINGTON SHT TRM CORP BD FD | AT COST | 12063 | 12375 |
| TIAA-CREF MID CAP VALUE FD | AT COST | 4680 | 4870 |
| WILMINGTON LGE CAP GRWTH FD | AT COST | 4927 | 5035 |
| WILMINGTON LGE CAP VALUE FD | AT COST | 6311 | 6813 |
| WILMINGTON MID CAP GRWTH FD | AT COST | 6463 | 8260 |
| WILMINGTON MUL MGR REAL ASSET | AT COST | 7987 | 8578 |
| WILMINGTON SM CAP GRWTH FD | AT COST | 3247 | 3752 |
| VANGUARD MSCI EAFE ETF | AT COST | 3126 | 3312 |
| WILMINGTON MUL MGR INTL | AT COST | 10545 | 12223 |
| ISHARES HIGH DIVIDEND EQ ETF | AT COST | 4350 | 4466 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| RETURN OF CAPITAL ADJUSTMENT | $82 |
| ROUNDING | $13 |
Other Income Schedule2 OtherIncomeSchedule2
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MUTUAL FUND ADJUSTMENT | Description |
| Amount | $6 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES ON QUALIFIED FOR | $52 | 52 | 0 |
| FOREIGN TAXES ON NONQUALIFIED | $17 | 17 | 0 |