INDIANA UNIVERSITY FOUNDATION: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- INDIANA UNIVERSITY FOUNDATION (EIN 35-6018940)
- Tax period
- 2011-07-01 to 2012-06-30
- Filed
- 2013-05-10
- IRS object ID
- 201301309349300140
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-10T09:16:47-05:00 | Timestamp |
| Tax Period End Date | 2012-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 861065772 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Deloitte Tax LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 111 Monument Circle Suite 2000 | AddressLine1 |
| City | Indianapolis | City |
| State | IN | State |
| ZIP Code | 462045108 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 356018940 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Indiana University Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | INDI | NameControl |
| Phone | 8128558311 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 500 | AddressLine1 |
| City | Bloomington | City |
| State | IN | State |
| ZIP Code | 47402 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Daniel Smith | Name |
| Title | President & CEO | Title |
| Phone | 8128558311 | Phone |
| Date Signed | 2013-05-01 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Shawna M Jimenez | Name |
| PTIN | P01222873 | PTIN |
| Phone | 3174648600 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | Daniel Smith | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 500 | AddressLine1 |
| City | Bloomington | City |
| State | IN | State |
| ZIP Code | 47402 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 4219978331 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.iuf.indiana.edu | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1936 | YearFormation |
| State Legal Domicile | IN | StateLegalDomicile |
| Activity Or Mission Description | To maximize philanthropic support for Indiana University | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 21 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 19 | NbrIndependentVotingMembers |
| Total Nbr Employees | 765 | TotalNbrEmployees |
| Total Nbr Volunteers | 1400 | TotalNbrVolunteers |
| Total Gross UBI | -210910 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -621813 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 103770772 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 123927952 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 21248285 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 22093963 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 616010889 | InvestmentIncomePriorYear |
| Investment Income Current Year | 120831391 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 10170743 | OtherRevenuePriorYear |
| Other Revenue Current Year | 7868865 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 751200689 | TotalRevenuePriorYear |
| Total Revenue Current Year | 274722171 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 102173548 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 107057090 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 16591532 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 17201844 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 16680715 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 26710817 | OtherExpensePriorYear |
| Other Expenses Current Year | 27405846 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 145475897 | TotalExpensesPriorYear |
| Total Expenses Current Year | 151664780 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 605724792 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 123057391 | RevenuesLessExpensesCY |
| Total Assets BOY | 2054874726 | TotalAssetsBOY |
| Total Assets EOY | 2105534426 | TotalAssetsEOY |
| Total Liabilities BOY | 313266761 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 375453761 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 1741607965 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 1730080665 | NetAssetsOrFundBalancesEOY |
| Mission Description | The mission of the Indiana University Foundation is to inspire donors to invest in Indiana University's power to transform lives and better the state, nation and world. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 107057090 | Expense |
| Grants | 107057090 | Grants |
| Revenue | 13391544 | Revenue |
| Description | In accordance with the stated donor intent, IUF provides grants, scholarships, awards, Endowed Chairs & Professorships, fellowships, etc to members of the IU community. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 16903106 | Expense |
| Revenue | 14568862 | Revenue |
| Description | IUF is responsible for the investment and management of funds raised for the benefit of IU. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expense | 123960196 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 1 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 1 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 1 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 1 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 1 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 1 | RelatedOrgControlledEntity |
| Transaction Related Entity | 1 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 419 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 765 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 1 | UnrelatedBusinessIncome |
| Form990-T Filed | 1 | Form990-TFiled |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 1 | QuidProQuoContributions |
| Quid Pro Quo Disclosure | 1 | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | 1 | Form8282PropertyDisposedOf |
| Number Of8282 Filed | 6 | NumberOf8282Filed |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 21 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 19 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | IN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AZ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CO | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | DC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MD | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ME | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NJ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | SC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | UT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WV | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WI | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Gina M Reel CPA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 8128558311 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 500 | AddressLine1 |
| City | Bloomington | City |
| State | IN | State |
| ZIP Code | 47402 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (112 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|
| Eugene R Tempel | ||||||||
| President & CEO | 40.00 | X | X | 373253 | 0 | 53525 | ||
| Kathryn E Booth | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| William P Carmichael | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Alecia A DeCoudreaux | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Clarence H Doninger | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| David G Elmore | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Jean A Ford | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Richard E Ford | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Ezra H Friedlander | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Jack M Gill | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Moses W Gray | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Ann L Harrison | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Steven H Henke | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Adam W Herbert Jr | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Jay B Hunt | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| V William Hunt | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| David H Jacobs Jr | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Robert W Lanum | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Dale Ellen Leff | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Jane H Martin | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| William G Mays | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Patricia Miller | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Randall C Morgan Jr | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Norman E Pfau Jr | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Lynn E Reichle | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Thomas D Rush | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Scott C Schurz | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Richard C Searles | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Patrick A Shoulders | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Cynthia Simon Skjodt | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Julie Inskeep | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| James Sinclair | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Fred Steingraber | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Milton R Stewart | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Stephen A Stitle | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Gregg T Summerville | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| W Michael Wells | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Desmond C Wong | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Richard E Woosnam | ||||||||
| Treasurer | 0.00 | X | X | 0 | 0 | 0 | ||
| S Sue Aramian | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Glenn L Banks | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Richards D Barger | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Clarence W Boone Sr | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Bill C Brown | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Gayle K Cook | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| James W Cozad | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Donald C Danielson | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Don B Earnhart | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Ellen C Gignilliat | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Alan B Gilman | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Lawrence D Glaubinger | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| John F Kimberling | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| PA Mack Jr | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Robert H McKinney | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Joseph T Morrow | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| John D Peterson Jr | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Ernestine M Raclin | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| J Fred Risk | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| James R Hodge | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Robert A Borns | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Thomas Ehrlich | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Fredrick F Eichhorn Jr | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Harry L Gonso | ||||||||
| Vice Chairman | 0.00 | X | X | 0 | 0 | 0 | ||
| Charles E Lanham | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Thomas M Lofton | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Phyllis E McCullough | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| James T Morris | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Georgette Mosbacher | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Frank P Popoff | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Jill S Ruckelshaus | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Marianne W Tobias | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| John D Walda | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| John Shoemaker | ||||||||
| Honorary Director | 0.00 | X | 0 | 0 | 0 | |||
| Sandra E Laney | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Gary J Anderson | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Lacy M Johnson | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Michael McRobbie | ||||||||
| Board Chair & Fiduciary Di | 0.00 | X | X | 0 | 0 | 0 | ||
| Michael D Shumate | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Stephen R Springer | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Randall L Tobias | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| William Cast | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Thomas E Reilly Jr | ||||||||
| Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| William Buckner | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Jeffrey Fettig | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Alan Graf Jr | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Rick Johnson | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Louis Jordan | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Kathleen Ligocki | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Rose Mays | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Glen Scolnik | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Randolph Seger | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Margaret Watanabe | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| Robert Zerbe | ||||||||
| Non-Fiduciary Director | 0.00 | X | 0 | 0 | 0 | |||
| James P Perin thru June 2012 | ||||||||
| Senior VP & CFO | 40.00 | X | 655098 | 0 | 64177 | |||
| Gina M Reel | ||||||||
| Associate VP, Finance | 40.00 | X | 136190 | 0 | 25428 | |||
| Philippa Guthrie | ||||||||
| VP & General Counsel | 40.00 | X | 189315 | 0 | 29907 | |||
| Karen Pieper | ||||||||
| Corporate Secretary | 40.00 | X | 78035 | 0 | 23971 | |||
| Gary Stratten | ||||||||
| Vice President, Investment | 40.00 | X | 273889 | 0 | 69025 | |||
| Steven A Martin | ||||||||
| Assistant Corporate Secret | 0.00 | X | 0 | 0 | 0 | |||
| Marti Heil | ||||||||
| Senior Vice President, Dev | 40.00 | X | 278637 | 0 | 41743 | |||
| Paula Jenkins | ||||||||
| VP for Development, Region | 40.00 | X | 150110 | 0 | 26006 | |||
| Dorothy Metaj | ||||||||
| VP for Development, IUPUI | 40.00 | X | 220468 | 0 | 38298 | |||
| Chris Ritrievi | ||||||||
| VP for Development, Bloomington | 40.00 | X | 169526 | 0 | 36891 | |||
| Jeffrey D Stumpffrom 61412 | ||||||||
| Senior VP - Finance & Operations | 40.00 | X | 0 | 0 | 0 | |||
| Eileen Savage | ||||||||
| Associate VP, Principal Gi | 40.00 | 151092 | 0 | 31577 | X | |||
| Jeff Lindauer | ||||||||
| Associate VP, Development | 40.00 | 154074 | 0 | 24970 | X | |||
| Curt Simic | ||||||||
| President Emeritus IUF | 40.00 | 299783 | 0 | 9744 | X | |||
| Mary Bonk | ||||||||
| Associate VP, Technology S | 40.00 | 138698 | 0 | 29565 | X | |||
| Sheila Decker | ||||||||
| Associate VP, Administrati | 40.00 | 131970 | 0 | 39108 | X | |||
| John Keith | ||||||||
| Associate VP, Individual G | 40.00 | 146693 | 0 | 31513 | X | |||
| Laurie McRobbie | ||||||||
| Associate to the President of IU | 40.00 | 138106 | 0 | 21513 | X | |||
| Sandra Bate | ||||||||
| Associate VP, Marketing | 40.00 | 142062 | 0 | 25731 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 3826999 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 622692 | TotalOtherCompensation |
| Number Individuals GT100 K | 24 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| Cambridge Associates | |||||
| PO Box 83232 | Chicago | IL | 60691 | Investment Consultant | 2328972 |
| Alliance Bernstein LP | |||||
| PO Box 7247-7497 | Philadelphia | PA | 19170 | Investment Manager | 844561 |
| Champlain Investment Partners | |||||
| 346 Shelburne Road 6th Floor | Burlington | VT | 05401 | Investment Manager | 492214 |
| Snyder Capital Management | |||||
| One Market Plaza Steuart Tower Su | San Francisco | CA | 94105 | Investment Manager | 473085 |
| Templeton Investment Management Counsel | |||||
| 500 E Broward Blvd Suite 2100 | Fort Lauderdale | FL | 33394 | Investment Manager | 459572 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 10 | NumberOfContractorsGT100K |
| Fundraising Events | 8357 | FundraisingEvents |
| All Other Contributions | 123919595 | AllOtherContributions |
| Noncash Contributions | 6202106 | NoncashContributions |
| Total Contributions | 123927952 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (4 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | ExclusionExclusionAmount |
|---|---|---|---|---|
| Management Fees | 900099 | 14568862 | 14568862 | |
| Dev Service Fee | 900099 | 4923219 | 4923219 | |
| Other Income | 900099 | 1615523 | 1488150 | $127,373 |
| Telefund Service Fee | 900099 | 986359 | 986359 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 22093963 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 10073352 | TotalRevenueColumn |
| Exclusion | $10,073,352 | ExclusionAmount |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2159710 | TotalRevenueColumn |
| Exclusion | $2,159,710 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 4635336 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 2342581 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 2292755 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2292755 | TotalRevenueColumn |
| Related Or Exempt Function Income | 2292755 | RelatedOrExemptFunctionIncome |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 4053198479 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 3942440440 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 110758039 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 110758039 | TotalRevenueColumn |
| Exclusion | $110,758,039 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 526761 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 8357 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 473139 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 53622 | TotalRevenueColumn |
| Exclusion | $53,622 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| Other Income | 900099 | 3573688 | 3573688 | |
| Income/Loss from K-1's | 525990 | -210910 | -210910 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 3362778 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 274722171 | TotalRevenueColumn |
| Related Or Exempt Function Income | 27833033 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | -210910 | UnrelatedBusinessRevenue |
| Exclusion | $123,172,096 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 107034590 | Total |
| Program Services | 107034590 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 22500 | Total |
| Program Services | 22500 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3604730 | Total |
| Management And General | 1434350 | ManagementAndGeneral |
| Fundraising | 2170380 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8866550 | Total |
| Management And General | 3528069 | ManagementAndGeneral |
| Fundraising | 5338481 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1246550 | Total |
| Management And General | 496012 | ManagementAndGeneral |
| Fundraising | 750538 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2568837 | Total |
| Management And General | 1022160 | ManagementAndGeneral |
| Fundraising | 1546677 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 915177 | Total |
| Management And General | 364156 | ManagementAndGeneral |
| Fundraising | 551021 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 438564 | Total |
| Management And General | 174508 | ManagementAndGeneral |
| Fundraising | 264056 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 114074 | Total |
| Management And General | 45391 | ManagementAndGeneral |
| Fundraising | 68683 | Fundraising |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 149841 | Total |
| Management And General | 59623 | ManagementAndGeneral |
| Fundraising | 90218 | Fundraising |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 722134 | Total |
| Management And General | 287343 | ManagementAndGeneral |
| Fundraising | 434791 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 48123 | Total |
| Management And General | 19149 | ManagementAndGeneral |
| Fundraising | 28974 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1605668 | Total |
| Management And General | 638908 | ManagementAndGeneral |
| Fundraising | 966760 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 509657 | Total |
| Management And General | 202796 | ManagementAndGeneral |
| Fundraising | 306861 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 983583 | Total |
| Management And General | 391375 | ManagementAndGeneral |
| Fundraising | 592208 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1513621 | Total |
| Management And General | 602282 | ManagementAndGeneral |
| Fundraising | 911339 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 229325 | Total |
| Management And General | 91250 | ManagementAndGeneral |
| Fundraising | 138075 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 360549 | Total |
| Management And General | 143465 | ManagementAndGeneral |
| Fundraising | 217084 | Fundraising |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 269679 | Total |
| Management And General | 107307 | ManagementAndGeneral |
| Fundraising | 162372 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 359478 | Total |
| Management And General | 143039 | ManagementAndGeneral |
| Fundraising | 216439 | Fundraising |
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| Investment Mgmt Fees | 16903106 | 16903106 | ||
| Other Expenses | 3198444 | 1272686 | 1925758 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 151664780 | Total |
| Program Services | 123960196 | ProgramServices |
| Management And General | 11023869 | ManagementAndGeneral |
| Fundraising | 16680715 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 205497810 | BOY |
| EOY | 258009174 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 152765209 | BOY |
| EOY | 152822848 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 18234940 | BOY |
| EOY | 80824611 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 722006 | BOY |
| EOY | 695381 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 94078792 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 19195818 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 69411631 | BOY |
| EOY | 74882974 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 852960968 | BOY |
| EOY | 778969099 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 755282162 | BOY |
| EOY | 759330339 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2054874726 | BOY |
| EOY | 2105534426 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4646159 | BOY |
| EOY | 72449172 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4110499 | BOY |
| EOY | 3980657 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 304510103 | BOY |
| EOY | 299023932 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 313266761 | BOY |
| EOY | 375453761 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 35243235 | BOY |
| EOY | 37357478 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 693053391 | BOY |
| EOY | 699881789 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1013311339 | BOY |
| EOY | 992841398 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1741607965 | BOY |
| EOY | 1730080665 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2054874726 | BOY |
| EOY | 2105534426 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 123057391 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -134584691 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| College Support Org170b1 Aiv | X | CollegeSupportOrg170b1Aiv |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 245955535 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 121323055 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 216728663 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 103770772 | CurrentTaxYearMinus1Year |
| Current Tax Year | 123927952 | CurrentTaxYear |
| Total | 811705977 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 245955535 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 121323055 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 216728663 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 103770772 | CurrentTaxYearMinus1Year |
| Current Tax Year | 123927952 | CurrentTaxYear |
| Total | 811705977 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 186925898 | AmountsSubstContributorsTotal |
| Public Support Total170 | 624780079 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 21080340 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 15752521 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 29218714 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 14771479 | CurrentTaxYearMinus1Year |
| Current Tax Year | 16868398 | CurrentTaxYear |
| Total | 97691452 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 7655971 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 2285096 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 5178962 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 6033947 | CurrentTaxYearMinus1Year |
| Current Tax Year | 3573688 | CurrentTaxYear |
| Total | 24727664 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 934125093 | TotalSupport |
| Gross Receipts From Admissions Etc | 115414468 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.66880 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.67810 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
| General Explanation | Schedule A, Part IV, Supplemental Information: Schedule A, Part II, Line 10, Explanation for Other Income: 2007 Misc Income $7,655,971 2008 Misc Income $2,285,096 2009 Misc Income $5,178,962 2010 Misc Income $6,033,947 2011 Misc Income $3,573,688 | GeneralExplanation |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Historic Structure | X | HistoricStructure |
| Total Number Of Easements | 1 | TotalNumberOfEasements |
| Total Acreage | 0.00 | TotalAcreage |
| Nmbr Hist Struct Easements | 1 | NmbrHistStructEasements |
| Nmbr Hist Struct Easements After | 1 | NmbrHistStructEasementsAfter |
| Nmbr Easements Modified | 0 | NmbrEasementsModified |
| Nmbr States In Which Easements Held | 1 | NmbrStatesInWhichEasementsHeld |
| Written Policy Monitoring | 0 | WrittenPolicyMonitoring |
| Staff Hours Spent On Enforcement | 10.00 | StaffHoursSpentOnEnforcement |
| Expenses Incurred For Enforcement | 0 | ExpensesIncurredForEnforcement |
| Sect170h Requirements Satisfied | 1 | Sect170hRequirementsSatisfied |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1440185795 | BeginningOfYearBalance |
| Contributions | 79964190 | Contributions |
| Investment Earnings Or Losses | -29939636 | InvestmentEarningsOrLosses |
| Administrative Expenses | -73025751 | AdministrativeExpenses |
| End Of Year Balance | 1417184598 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1196764277 | BeginningOfYearBalance |
| Contributions | 78230329 | Contributions |
| Investment Earnings Or Losses | 231623300 | InvestmentEarningsOrLosses |
| Administrative Expenses | -66432111 | AdministrativeExpenses |
| End Of Year Balance | 1440185795 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1115937927 | BeginningOfYearBalance |
| Contributions | 107663394 | Contributions |
| Investment Earnings Or Losses | 47307981 | InvestmentEarningsOrLosses |
| Administrative Expenses | -74145025 | AdministrativeExpenses |
| End Of Year Balance | 1196764277 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1422762970 | BeginningOfYearBalance |
| Contributions | 59647302 | Contributions |
| Investment Earnings Or Losses | -299258770 | InvestmentEarningsOrLosses |
| Administrative Expenses | -67213575 | AdministrativeExpenses |
| End Of Year Balance | 1115937927 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.01700 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.62500 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.35800 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 0 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 19678883 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 19630139 | OtherCostOrOtherBasis |
| Book Value | 39309022 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 48092550 | OtherCostOrOtherBasis |
| Depreciation | 14657639 | Depreciation |
| Book Value | 33434911 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 77432 | OtherCostOrOtherBasis |
| Depreciation | 26884 | Depreciation |
| Book Value | 50548 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 4303635 | OtherCostOrOtherBasis |
| Depreciation | 2810447 | Depreciation |
| Book Value | 1493188 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 2296153 | OtherCostOrOtherBasis |
| Depreciation | 1700848 | Depreciation |
| Book Value | 595305 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 74882974 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (2 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| Institutional Funds, Cash and Equiv & Commercial Paper | 8391823 | F |
| Private Equity | 750938516 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 759330339 | TotalOfBookValueSecurities |
Other Liabilities OtherLiabilities (4 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| Accumulated Trust Liability | $33,570,190 |
| Collateral Under Securities Lending Agreement | $53,597,169 |
| Due to Indiana University | $198,080,430 |
| Assets Held for University Affiliates | $13,776,143 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 299023932 | TotalOfAmounts |
| Total Revenue | 274722171 | TotalRevenue |
| Total Expenses | 151664780 | TotalExpenses |
| Excess Or Deficit For Year | 123057391 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | -132329130 | NetUnrealizedGLOnInvestments |
| Other | -$2,255,561 | OtherAmount |
| Total Adjustments | -134584691 | TotalAdjustments |
| Excess Or Deficit Per FS | -11527300 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 128516565 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | -132329130 | NetUnrealizedGainsInvestments |
| Other Revenues | 2815720 | OtherRevenues |
| Revenue Not Rptd F990 | -129513410 | RevenueNotRptdF990 |
| Revenue Subtotal | 258029975 | RevenueSubtotal |
| Other Revenues Not Included | 16692196 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 16692196 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 274722171 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 140043865 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 2815720 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 2815720 | ExpensesNotRptdF990 |
| Expenses Subtotal | 137228145 | ExpensesSubtotal |
| Other Expenses Not Included | 14436635 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 14436635 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 151664780 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (4 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Description of How Organization Reports Conservation Easements: | Part II, Line 9: | IUF reports its conservation easement on the income statement consistent with treatment for ordinary revenues and expenses on the financial statements. The building with the historical easement is being reported on the balance sheet at cost and is being depreciated over the life of the building. |
| Part XI, Line 8 - Other Adjustments: | Change in Value of Split Interest Agreement -2,466,471. Income/Loss from K-1's 210,910. Total to Schedule D, Part XI, Line 8: -2,255,561. | |
| Part XII Line 2d Detail: Part XII Line 4b Detail: Rental Expense $2,342,581 Management Fees $16,903,106 Fundraising Event Exp $473,139 Income/Loss from K-1's ($210,910) Part XIII Line 2d Detail: Part XIII Line 4b Detail: Rental Expense $2,342,581 Management Fee $16,903,106 Fundrais. Event Exp. $473,139 Chng in Val Split Int ($2,466,471) | ||
| Schedule D, Part X, Line 2 explanation: Financial Accounting Standards Board (FASB) ASC 740-10 (formerly known as FASB Interpretation No. 48, Accounting for Uncertainty in Income Taxes), prescribes a comprehensive model for how an organization should measure, recognize, present, and disclose in its financial statements uncertain tax positions that an organization has taken or expects to take on a tax return. The Foundation is subject to routine audits by taxing jurisdictions; however, there are currently no audits for any tax periods in progress. The Foundation believes it is no longer subject to income tax examinations for years prior to 2009. As of June 30, 2012 the Foundation has no uncertain tax positions. |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (5 entries)
| RegionRegion | Type Of Activities ConductedTypeOfActivitiesConducted | Total ExpendituresTotalExpenditures |
|---|---|---|
| Central America and the Caribbean | Investment | 269387136 |
| Europe (Including Iceland & Greenland) | Investment | 19004916 |
| South Asia | Fundraising | 11200 |
| Europe (Including Iceland & Greenland) | Fundraising | 32500 |
| East Asia and the Pacific | Fundraising | 31400 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 0 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 0 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 288467152 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 288467152 | TotalAmountSpent |
| Transfer To Foreign Corp | 1 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 1 | OwnForeignCorp |
| Passive Foreign Invest Co | 1 | PassiveForeignInvestCo |
| Foreign Partnership | 1 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Reference | Part I, Line 3: | ReturnReference |
| Explanation | The foreign activities that the Indiana University Foundation has been able to reasonably identify for either direct or indirect (thru reimbursement) support have been listed in Schedule F. The Indiana University Foundation exists to support the activities of Indiana University. There are activities supported by Indiana University, both domestic and foreign, that are reimbursed from IUF accounts. The Indiana University Foundation does not have a feasible means to determine if expenses reimbursed to Indiana University are foreign or domestic in nature. Appropriate due diligence has been taken to identify those which may be reportable. | Explanation |
Schedule G IRS990ScheduleG
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | Little 500 Races | NameOfEvent1 |
| Gross Receipts Event1 | 499422 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 4494 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 494928 | GrossRevenueEvent1 |
| Cash Prizes Event1 | 0 | CashPrizesEvent1 |
| Non Cash Prizes Event1 | 31188 | NonCashPrizesEvent1 |
| Rent Facility Costs Event1 | 102177 | RentFacilityCostsEvent1 |
| Other Direct Expenses Event1 | 301704 | OtherDirectExpensesEvent1 |
| Name Of Event2 | Armstrong Memorial Golf Outing | NameOfEvent2 |
| Gross Receipts Event2 | 15330 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 3863 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 11467 | GrossRevenueEvent2 |
| Other Direct Expenses Event2 | 15185 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 2 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 20366 | GrossReceiptsOtherEvents |
| Gross Revenue Other Events | 20366 | GrossRevenueOtherEvents |
| Non Cash Prizes Other Events | 3583 | NonCashPrizesOtherEvents |
| Other Direct Expenses Other Events | 19302 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 535118 | GrossReceiptsTotal |
| Charitable Contributions Total | 8357 | CharitableContributionsTotal |
| Gross Revenue Total Events | 526761 | GrossRevenueTotalEvents |
| Non Cash Prizes Total Events | 34771 | NonCashPrizesTotalEvents |
| Rent Facility Costs Total Events | 102177 | RentFacilityCostsTotalEvents |
| Other Direct Expenses Total Events | 336191 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 473139 | DirectExpenseSummaryEvents |
| Net Income Summary | 53622 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (5 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant | Amount Of Non Cash AssistanceAmountOfNonCashAssistance | Method Of ValuationMethodOfValuation | Description Of Non Cash AssistanceDescriptionOfNonCashAssistance |
|---|---|---|---|---|---|---|---|---|---|---|
| Indiana University | ||||||||||
| 401 E 7th Street | Bloomington | IN | 47405 | 356001673 | 501(c)(3) | 33469453 | University Support | |||
| Indiana University | ||||||||||
| 401 E 7th Street | Bloomington | IN | 47405 | 356001673 | 501(c)(3) | 33003494 | Student Scholarship and Financial Aid | |||
| Indiana University | ||||||||||
| 401 E 7th Street | Bloomington | IN | 47405 | 356001673 | 501(c)(3) | 22409432 | Faculty Support & Research | |||
| Indiana University | ||||||||||
| 401 E 7th Street | Bloomington | IN | 47405 | 356001673 | 501(c)(3) | 17872211 | Endowment and Capital Additions | |||
| Brown County Community Foundation | ||||||||||
| 91 W Mound St | Nashville | IN | 47448 | 351960379 | 501(c)(3) | Transfer of the Brown County Playhouse to the Brown County Community Foundation | 280000 | Professional Appraisal | Brown County Playhouse | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 2 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 0 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | Scholarships, general | TypeOfGrant |
| Number Of Recipients | 4 | NumberOfRecipients |
| Amount Of Cash Grant | 22500 | AmountOfCashGrant |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Procedure for Monitoring Grants in the U.S.: | Identifier |
| Return Reference | Part I, Line 2: | ReturnReference |
| Explanation | Schedule I, Part I, Line 2: The grant and assistance payments are verified with internal documents to ensure donor intent and criteria have been met before the payments are made. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Travel For Companions | X | TravelForCompanions |
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 1 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 1 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (17 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Eugene R Tempel | |||||||||||||
| 294122 | 0 | 0 | 0 | 79131 | 0 | 31410 | 0 | 22115 | 0 | 426778 | 0 | 0 | 0 |
| James P Perin thru June 2012 | |||||||||||||
| 221152 | 0 | 0 | 0 | 433946 | 0 | 38007 | 0 | 26170 | 0 | 719275 | 0 | 0 | 0 |
| Gina M Reel | |||||||||||||
| 134561 | 0 | 0 | 0 | 1629 | 0 | 14999 | 0 | 10429 | 0 | 161618 | 0 | 0 | 0 |
| Philippa Guthrie | |||||||||||||
| 176177 | 0 | 0 | 0 | 13138 | 0 | 21087 | 0 | 8820 | 0 | 219222 | 0 | 0 | 0 |
| Gary Stratten | |||||||||||||
| 208299 | 0 | 52272 | 0 | 13318 | 0 | 41410 | 0 | 27615 | 0 | 342914 | 0 | 0 | 0 |
| Marti Heil | |||||||||||||
| 260075 | 0 | 0 | 0 | 18562 | 0 | 31410 | 0 | 10333 | 0 | 320380 | 0 | 0 | 0 |
| Paula Jenkins | |||||||||||||
| 130868 | 0 | 0 | 0 | 19242 | 0 | 14355 | 0 | 11651 | 0 | 176116 | 0 | 0 | 0 |
| Dorothy Metaj | |||||||||||||
| 204568 | 0 | 0 | 0 | 15900 | 0 | 25717 | 0 | 12581 | 0 | 258766 | 0 | 0 | 0 |
| Chris Ritrievi | |||||||||||||
| 156560 | 0 | 0 | 0 | 12966 | 0 | 18814 | 0 | 18077 | 0 | 206417 | 0 | 0 | 0 |
| Eileen Savage | |||||||||||||
| 149313 | 0 | 0 | 0 | 1779 | 0 | 17287 | 0 | 14290 | 0 | 182669 | 0 | 0 | 0 |
| Jeff Lindauer | |||||||||||||
| 152445 | 0 | 0 | 0 | 1629 | 0 | 17677 | 0 | 7293 | 0 | 179044 | 0 | 0 | 0 |
| Curt Simic | |||||||||||||
| 160949 | 0 | 0 | 0 | 138834 | 0 | 0 | 0 | 9744 | 0 | 309527 | 0 | 0 | 0 |
| Mary Bonk | |||||||||||||
| 136706 | 0 | 0 | 0 | 1992 | 0 | 15486 | 0 | 14079 | 0 | 168263 | 0 | 0 | 0 |
| Sheila Decker | |||||||||||||
| 130341 | 0 | 0 | 0 | 1629 | 0 | 14771 | 0 | 24337 | 0 | 171078 | 0 | 0 | 0 |
| John Keith | |||||||||||||
| 145064 | 0 | 0 | 0 | 1629 | 0 | 17287 | 0 | 14226 | 0 | 178206 | 0 | 0 | 0 |
| Laurie McRobbie | |||||||||||||
| 132725 | 0 | 0 | 0 | 5381 | 0 | 14569 | 0 | 6944 | 0 | 159619 | 0 | 0 | 0 |
| Sandra Bate | |||||||||||||
| 140283 | 0 | 0 | 0 | 1779 | 0 | 16082 | 0 | 9649 | 0 | 167793 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)
| Return ReferenceReturnReference | ExplanationExplanation |
|---|---|
| Part I, Line 1a | First Class or charter travel: The Indiana University Foundation maintains a policy governing all business expenses including travel. Should a business need (e.g. length of flight time, security concerns, lack of commercial air options) require the use of first class or charter travel, the IU Foundation Board of Directors have authorized the IU Foundation CEO to approve its use. Chartered travel was provided to IUF Chairman of the Board; VP for Development; Associate to the President of IU; Senior VP - Development; President and CEO; Associate VP, Development; VP for Development, Regional Campuses; and one IUF Non-Fiduciary Director. These costs were not treated as taxable income because the travel was business related. In all cases first class and charter travel is considered in the Foundation's efforts to ensure compliance with the intermediate sanctions law. Travel for Companions: The Indiana University Foundation maintains a policy governing all business expenses which prohibits companion related expenses except for the specifically defined role of Associate to the IU Foundation President. The duties of this position, which are outlined in a formal policy and support the organization's mission, are fulfilled by the IUF President & CEO's spouse. The Associate to the IU Foundation President incurs business related expenses on behalf of IUF and those amounts are not treated as taxable. In all cases travel for companions is considered in the Foundation's efforts to ensure compliance with the intermediate sanctions law. Tax indemnification and gross-up payments: Tax indemnification and gross-up payments are only paid to staff in limited circumstances, and must be approved in accordance with Indiana University Foundation policies governing these types of payments. In the case of disqualified persons, indemnification payments are considered in the Foundation's efforts to ensure compliance with the intermediate sanctions law. At least annually, the expenses incurred by all employees are reviewed to ensure appropriate taxation and reporting. Gross-up payments are established taking into account an estimated tax rate. However, employees receiving the payment are not grossed up for actual taxes incurred. The following gross-up payments were provided in 2011 in connection with the following items, and in all cases were treated as taxable income to the recipient: With the approval by the IUF Chief Financial Officer: *a wireless communication allowance for cell phone and data services is made available to those staff who demonstrate a business purpose for these types of payments such as staff who have need to have access via cell and data communication and information after hours. During 2011 seventy-five(75) employees received a wireless communication allowance. With the approval of the IUF Board of Directors: *allowances are made available to the IU Foundation President & CEO for housing, long-term disability, and supplemental retirement payments to provide future retirement restoration. *allowances for vehicles are made available to Vice Presidents, Senior Vice Presidents, and the President & CEO of the IU Foundation. Housing allowance or residence for personal use: Upon approval by the IUF Board of Directors, the Indiana University Foundation provides a housing allowance and leases a residence to the IUF President & CEO. The lease is an arm's length transaction and is at market rates. The housing allowance is treated as income and taxed accordingly. The residence is also utilized for various Indiana University and IU Foundation business related functions and receptions. Housing allowance is considered in the Foundation's efforts to ensure compliance with the intermediate sanctions law. Health or social club dues or initiation fees: The Indiana University Foundation maintains a policy governing all business expenses including payment of club dues. Generally, health or social club dues and fees are not permitted but may be authorized for certain executive level managers by the IUF Board of Directors. Club memberships that have been authorized are the IUF President & CEO's membership in the University Faculty Club and the Rotary Club of Indianapolis. These dues were not treated as taxable income due to the business nature of the membership. Social club dues are considered in the Foundation's efforts to ensure compliance with the intermediate sanctions law. |
| Part I, Line 4b | Part I, Line 4b: All employees and amounts listed are company contributions to various non-qualified deferred compensation plans organized under code section 457(f). The exact purpose of each plan varies but they include, compensation limitation make-up plans, deferral of a portion of incentive bonus type plans and other attributes of a deferred compensation plan. James Perin $417,085 Curtis Simic $129,864 |
| Part I, Line 5 | The Indiana University Foundation Incentive Compensation Plan is available to key personnel in the Investment Department. The primary goal of the plan is retention of key investment staff whom are responsible for helping the IU Foundation to achieve top quartile investment performance relative to its peers while reducing the volatility of performance over time. This plan is based on the theory of true value of dollars added by staff over an appropriate benchmark, IUF's Target Weighted Benchmark, and over a three year period. The calculation of amount of bonus to pay is based on a formula similar to the industry standard and provides for a cap as a percentage of salary. This plan was developed and recommended by the Investment Committee of the IUF Board of Directors and approved by the Compensation Committee. |
Schedule L IRS990ScheduleL
Form990 Schedule L Part III Form990ScheduleLPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Interested Person | Academic Scholarship | NameOfInterestedPerson |
| Relationship With Organization | Family member of Director | RelationshipWithOrganization |
| Type Of Assistance | Scholarship | TypeOfAssistance |
Form990 Schedule L Part IV Form990ScheduleLPartIV
Name Of Interested Person NameOfInterestedPerson
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | Laurie McRobbie | NamePerson |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship | See Part V | Relationship |
| Amount Of Transaction | 159619 | AmountOfTransaction |
| Description Of Transaction | Employment | DescriptionOfTransaction |
| Sharing Of Revenues | 0 | SharingOfRevenues |
Form990 Schedule L Part V Form990ScheduleLPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Schedule L,Part IV,Business Transactions Involving Interested Persons: | Identifier |
| Return Reference | Relationship between interested person and the organization: | ReturnReference |
| Explanation | (a) Name of Interested Person: Laurie McRobbie(b) Relationship Between Interested Person and the Organization: Wife of Michael McRobbie, IUF Chairman of IUF Board(c) Amount of Transaction: $159,619(d) Description of Transaction: Employment(e) Sharing of organization's revenues? No | Explanation |
Schedule M IRS990ScheduleM
Clothing And Household Goods ClothingAndHouseholdGoods
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Noncash Contribs Rptd F990 | 574 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | Cost | MethodOfDeterminingRevenues |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 515 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 5765085 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | Listed Values | MethodOfDeterminingRevenues |
Real Estate Residential RealEstateResidential
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 2 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 423600 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | Professional Appraisals | MethodOfDeterminingRevenues |
Collectibles Collectibles
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 6 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 3115 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | Opinion of Expert | MethodOfDeterminingRevenues |
Food Inventory FoodInventory
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 3 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 2718 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | Cost | MethodOfDeterminingRevenues |
Other Non Cash Contributions Table OtherNonCashContributionsTable (2 entries)
| Non Cash CheckboxNonCashCheckbox | DescriptionDescription | Number Of ContributionsNumberOfContributions | Noncash Contribs Rptd F990NoncashContribsRptdF990 | Method Of Determining RevenuesMethodOfDeterminingRevenues |
|---|---|---|---|---|
| X | Gift Cards/Tickets | 21 | 3765 | Face Value |
| X | Musical Instruments | 1 | 3250 | Opinion of Expert |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of8283 Received | 31 | NumberOf8283Received |
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 1 | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Third Party Use: | Identifier |
| Return Reference | Part I, Line 32b: | ReturnReference |
| Explanation | IUF hires Realtors and Auctioneers to assist with selling donated items. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (7 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| Form 990, Part VI, Section A, line 2 | John Peterson, IUF Non Fiduciary Director, and Donald Danielson, IUF Non Fiduciary Director, are Chairman and Vice-Chairman of City Securities Corp, respectively. Additionally, John Peterson and Donald Danielson are brothers-in-law. Gayle Cook, IUF Non Fiduciary Director and Phyllis McCullough, IUF Honorary Director, are Co-Owner and Executive Vice Chairman, respectively, of Cook Group, Inc. Michael McRobbie, Board Chair, Thomas Reilly, Jr., IUF Fiduciary Director and James T. Morris, IUF Non Fiduciary Director are directors of OneAmerica Financial Partners, Inc. Lacy M. Johnson, IUF Non Fiduciary Director and Harry L. Gonso, IUF Vice Chairman are partners at Ice Miller, LLP. | |
| Form 990, Part VI, Section B, line 11 | The Form 990 is completed by Indiana University Foundation staff. A management team comprised of the Senior Vice President for Finance and Operations; Vice President and General Counsel; Assistant Vice President and Controller for Finance; Vice President and Chief Investment Officer; Assistant Vice President and Chief Compliance Officer; Director, Investment & Tax Accounting; and Chief of Staff review the Form 990 including all schedules line by line to determine accuracy and validity. The Indiana University Foundation engages an independent accounting firm to review the Form 990. The President & CEO then reviews and signs the Form 990 and the independent accounting firm signs as preparer. The Indiana University Foundation Audit Committee reviews the completed Form 990, including all schedules. Once signed, an electronic version of the Form 990 is made available to the Indiana University Foundation Board of Directors via the internet. The Form 990 is then filed electronically with the IRS. | |
| Form 990, Part VI, Section B, line 12c | Each July, the Indiana University Foundation provides a copy of its Conflicts of Interest Policy to all directors and officers. Directors and officers are required to read and comply with the policy which requires, at a minimum, annually disclosing the existence or non-existence of any conflicts of interest, real or perceived, in writing to the Indiana University Foundation Corporate Secretary. The disclosures are reviewed by Indiana University Foundation staff including the Senior Vice President for Finance and Operations; Vice President and General Counsel; Vice President and Chief Investment Officer; Corporate Secretary; Assistant Vice President and Chief Compliance Officer; and the Executive Director, Real Estate to determine validity and completeness based on staff knowledge of Indiana University Foundation activities and transactions. The results of this review, along with every disclosure in its entirety, are provided to the Indiana University Foundation Audit Committee Chair and Vice Chair. A report is then made by the Audit Committee Chair to the full Audit Committee. When applicable, the Audit Committee Chair will also report any disclosure requiring action to the Indiana University Foundation nominating and executive committees. When applicable, the Audit Committee Chair will also report any disclosure requiring action to the Indiana University Foundation Board and all relevant Board committees. In addition to the Conflicts of Interest Policy, each July the Indiana University Foundation provides a background survey and a request for information for Form 990 disclosures to all officers and directors. As with the Conflicts of Interest, disclosures related to the survey and Form 990 are reviewed by staff and provided verbatim to the Indiana University Foundation Audit Committee Chair and Vice Chair. A report is then made by the Audit Committee Chair to the full Audit Committee. When applicable, the Audit Committee Chair will also report any disclosure requiring action to the Indiana University Foundation nominating and executive committees. When applicable, the Audit Committee Chair will also report any disclosure requiring action to the Indiana University Foundation Board and all relevant Board committees. | |
| Form 990, Part VI, Section B, line 15 | Each June, the Indiana University Foundation Compensation Committee approves the compensation arrangements for disqualified persons in accordance with IRS regulation section 53.4958-6 "Rebuttable presumption that a transaction is not an excess benefit transaction". Individuals defined as disqualified persons who receive compensation from the Indiana University Foundation include: the President & Chief Executive Officer; Senior Vice President for Finance and Operations; Senior Vice President for Development; Vice President and Chief Investment Officer; Vice President for Development, Regional Campuses; Vice President and General Counsel; Assistant Vice President and Controller for Finance; Corporate Secretary; Vice President for Development, Indianapolis; IU Foundation President Emeritus; and the Indiana University Associate to the President. The compensation arrangement for each individual is approved in advance for the upcoming fiscal year period July 1 thru June 30 by the Compensation Committee which is an authorized body of the Indiana University Foundation Board of Directors. The Compensation Committee is composed entirely of independent directors who do not have a conflict of interest (within the meaning of paragraph (c)(1)(iii) of section 53.4958-6) with respect to the compensation arrangement for each disqualified person. The Compensation Committee determines if each compensation arrangement in its entirety is reasonable through the use of relevant information including, but not limited to, compensation levels paid by similarly situated organizations, both taxable and tax-exempt, for functionally comparable positions; the availability of similar services in the geographic area of the applicable tax-exempt organization; current compensation surveys compiled by independent firms; and actual written offers from similar institutions competing for the services of the disqualified person. Upon approval of the compensation arrangement for each disqualified person, the Compensation Committee provides written documentation noting the terms of the transaction that was approved and the date it was approved; the members of the Committee who were present during debate on the arrangement that was approved and those who voted on it; the comparability data obtained and relied upon by the Committee and how the data was obtained; and, if applicable, any actions taken with respect to consideration of the arrangement by anyone who is otherwise a member of the Committee but who had a conflict of interest with respect to the arrangement. The Compensation Committee's most recent review and approval of compensation arrangements for ALL disqualified persons was June 14, 2012. Additionally, the Compensation Committee's review and approval of compensation arrangements for the new CEO, who began work November 1, 2012, occurred on October 4, 2012. | |
| Form 990, Part VI, Section C, line 19 | The governing documents, conflict of interest and financial statements are available to the public on the IU Foundation's public website; www.iufoundation.iu.edu. | |
| Form 990, Part XI, line 5: | Net unrealized losses on investments: -132,329,130. Change in Value of Split Interest Agreement -2,466,471. Income/Loss from K-1's 210,910. Total to Form 990, Part XI, Line 5: -134,584,691. | Changes in Net Assets or Fund Balances: |
| Schedule G Part II | IUF annually holds the Little 500 Races. While these events do raise some funds, their main objective is to increase awareness of Philanthropy among the student population and create bonds upon which to base future giving potential. | Additional Explanation for Fundraising Events |
Schedule R IRS990ScheduleR
Form990 Schedule R Part IV Form990ScheduleRPartIV
Name Of Related Org NameOfRelatedOrg
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CVI GVF Holdings 8 Ltd | BusinessNameLine1 |
Address Foreign AddressForeign
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 309 | AddressLine1 |
| City | Grand Cayman | City |
| Country | CJ | Country |
| Postal Code | KY1-1104 | PostalCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Primary Activity | Investment | PrimaryActivity |
| Legal Domicile Foreign Country | CJ | LegalDomicileForeignCountry |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | IU Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Entity | C | TypeOfEntity |
| Share Of Total Income | 5063763 | ShareOfTotalIncome |
| Share Of EOY Assets | 35447737 | ShareOfEOYAssets |
| Percentage Ownership | 0.99000 | PercentageOwnership |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 1 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 0 | SharingOfFacilities |
| Sharing Of Paid Employees | 0 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 1 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable
Name Of Other Organization NameOfOtherOrganization
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CVI GVF Holdings 8 Ltd | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transaction Type | R | TransactionType |
| Amount Involved | 7828001 | AmountInvolved |
| Method Of Amt Determination | FMV | MethodOfAmtDetermination |