THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION (EIN 30-0095044)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-14
- IRS object ID
- 201301349349100880
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-14T12:35:56-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 382322726 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TAMA BUDAJ & RAAB PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 32783 MIDDLEBELT ROAD | AddressLine1 |
| City | FARMINGTON HILLS | City |
| State | MI | State |
| ZIP Code | 483341726 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300095044 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SAMUEL AND JEAN FRANKEL | BusinessNameLine1 |
| Business Name Line2 | HEALTH AND RESEARCH FOUNDATION | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | SAMU | NameControl |
| Phone | 2486451307 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1004 BROOKWOOD | AddressLine1 |
| City | BIRMINGHAM | City |
| State | MI | State |
| ZIP Code | 48009 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JO ELYN NYMAN | Name |
| Title | VICE PRESIDENT | Title |
| Phone | 2486451307 | Phone |
| Date Signed | 2013-05-06 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOHN W WEIPERT | Name |
| PTIN | P00013175 | PTIN |
| Phone | 2486263800 | Phone |
| Date Prepared | 2013-05-06 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 22404596 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 409692 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 409692 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 405508 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 390466 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 88182 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 3454652 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 88182 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 903382 | TotalRevenueAndExpenses |
| Total Net Investment Income | 888340 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 3000 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 0 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 72661 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 72661 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Interest Rev And Expnss | 26 | InterestRevAndExpnss |
| Interest Net Invst Incm | 0 | InterestNetInvstIncm |
| Interest Dsbrs Chrtbl Prps | 0 | InterestDsbrsChrtblPrps |
| Taxes Rev And Expnss | 6050 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1487 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 5447 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 5427 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 87184 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 79575 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1125000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1125000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1212184 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 79575 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 1125000 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -308802 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 808765 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 2390410 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 1687711 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 1699986 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable | 50844 | AccountsReceivable |
| Accounts Receivable BOY | 14958 | AccountsReceivableBOY |
| Accounts Receivable EOY | 50844 | AccountsReceivableEOY |
| Investments Govt Oblig BOY | 5274992 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 5089015 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 5808932 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 1827571 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1872658 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2117916 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1690138 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1477577 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1573671 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 9789346 | InvestmentsOtherBOY |
| Investments Other EOY | 10500808 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 11204091 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 20987415 | TotalAssetsBOY |
| Total Assets EOY | 20678613 | TotalAssetsEOY |
| Total Assets EOYFMV | 22404596 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 20987415 | RetainedEarningsBOY |
| Retained Earnings EOY | 20678613 | RetainedEarningsEOY |
| Total Net Assets BOY | 20987415 | TotalNetAssetsBOY |
| Total Net Assets EOY | 20678613 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 20987415 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 20678613 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 20987415 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -308802 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 20678613 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 20678613 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (26 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 200000 SHS BANK OF AMERICA CD | P | 2010-08-16 | 2012-08-20 | 200000 | 200000 | 0 | 0 |
| 247000 SHS CD FIRSTBANK OF PR | P | 2009-10-05 | 2012-04-09 | 247000 | 247000 | 0 | 0 |
| 247000 SHS CD GE CAPITAL RETAIL BK | P | 2009-10-05 | 2012-10-09 | 247000 | 247000 | 0 | 0 |
| 247000 SHS CD DISCOVER BANK | P | 2009-10-07 | 2012-10-15 | 247000 | 247000 | 0 | 0 |
| 0.163 SHS PRDNTL SHT TRM CORP BD | P | 2012-08-31 | 2012-09-25 | 2 | 2 | 0 | 0 |
| 198.983 SHS THNBG INVT INC BLDR CL | P | 2012-03-26 | 2012-06-25 | 3548 | 3764 | -216 | -216 |
| 948.469 SHS JOHN HANCOCK INCOME FD | P | 2012-09-25 | 6336 | 6230 | 106 | 106 | |
| 1038.143 SHS BLACKROCK BASIC VALUE | P | 2012-12-07 | 2012-12-13 | 26244 | 26109 | 135 | 135 |
| 651 SHS THNBG INVT IN BLDR CL | P | 2012-06-25 | 11608 | 11531 | 77 | 77 | |
| 574 SHS JOHN HANCOCK INCOME FD | P | 2012-09-25 | 3834 | 3648 | 186 | 186 | |
| 75.783 SHS HUSSMAN STR GRWTH FD RET | P | 2011-12-30 | 2012-12-13 | 832 | 942 | -110 | -110 |
| 100000 SHS MORGAN STANLEY | P | 2010-08-30 | 2012-11-30 | 100000 | 98000 | 2000 | 2000 |
| 200000 SHS ILLINOIS ST PENSION | P | 2009-11-16 | 2012-09-24 | 192850 | 180550 | 12300 | 12300 |
| 2450 SHS ISHARES BARCLAYS TIPS BO | P | 2009-09-30 | 2012-03-15 | 287593 | 251958 | 35635 | 35635 |
| 3000 SHS ISHARES TR S&P GLOBAL | P | 2009-11-19 | 2012-03-15 | 127195 | 139350 | -12155 | -12155 |
| 3000 SHS SANTANDER FIN PFD SA | P | 2010-10-01 | 2012-05-23 | 75602 | 84790 | -9188 | -9188 |
| 7000 SHS SANTANDER FINANCE | P | 2012-05-23 | 99070 | 124422 | -25352 | -25352 | |
| 5000 SHS WACHOVIA CAPITAL | P | 2010-05-20 | 2012-06-15 | 125000 | 105349 | 19651 | 19651 |
| 21514.467 SHS PRDNTL SHT TRM CORP BD Z | P | 2009-09-30 | 2012-09-25 | 249998 | 245050 | 4948 | 4948 |
| 15618 SHS THNBG INVT INC BLDR | P | 2012-06-25 | 278469 | 276914 | 1555 | 1555 | |
| 22852 SHS JOHN HANCOCK INCOME FD | P | 2012-09-25 | 152651 | 154265 | -1614 | -1614 | |
| 15105 SHS HUSSMAN STR GRWTH FD RET | P | 2012-12-13 | 165853 | 200411 | -34558 | -34558 | |
| 5402.485 SHS RS CAP APPRECIATION A | P | 2010-02-04 | 2012-12-13 | 119017 | 100000 | 19017 | 19017 |
| 14778.325 SHS MGRS AMG FQ GLBL | P | 2010-04-28 | 2012-10-25 | 134778 | 150000 | -15222 | -15222 |
| 11322 SHS BLACKROCK BASIC VALUE | P | 2012-12-13 | 286220 | 262185 | 24035 | 24035 | |
| CAPITAL GAINS DIVIDENDS | P | 66952 | 66952 | 66952 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 88182 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1017037 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 21237148 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.047890 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 1044096 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 21354958 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.048892 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 377554 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 20391552 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.018515 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 58242 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 8769663 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.006641 | DistributionRatioYear4 |
| Total Distribution Ratio | 0.121938 | TotalDistributionRatio |
| Average Distribution Ratio | 0.030485 | AverageDistributionRatio |
| Net Noncharitable Assets | 21549192 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 656927 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 8088 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 665015 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 1125000 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 8088 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 8088 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 8088 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 8000 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 8000 | TotalCreditsAndPayments |
| Tax Due | 88 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | MI | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JO ELYN NYMAN | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2486451307 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1004 BROOKWOOD | AddressLine1 |
| City | BIRMINGHAM | City |
| State | MI | State |
| ZIP Code | 48009 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| BRUCE FRANKEL | ||||||||
| 700 ARDMOOR DRIVE | BLOOMFIELD | MI | 48301 | PRESIDENT AND TRUSTEE | 2.00 | 0 | 0 | 0 |
| JO ELYN NYMAN | ||||||||
| 1004 BROOKWOOD | BIRMINGHAM | MI | 48009 | VICE PRESIDENT, TREASURER, MANAGER | 4.00 | 0 | 0 | 0 |
| GEORGE NYMAN | ||||||||
| 1004 BROOKWOOD | BIRMINGHAM | MI | 48009 | SECRETARY AND TRUSTEE | 2.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 19838292 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 2039060 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 21877352 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 21877352 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 328160 | CashDeemedCharitable |
| Net Noncharitable Assets | 21549192 | NetNoncharitableAssets |
| Minimum Investment Return | 1077460 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1077460 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 8088 | TaxBasedOnInvestmentIncome |
| Total Tax | 8088 | TotalTax |
| Distributable Amount Before Adj | 1069372 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 1069372 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 1069372 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 1125000 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 1125000 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 8088 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 1116912 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1069372 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 1053894 | UndistributedIncomePriorYear |
| Prior Year1 | 2010 | PriorYear1 |
| Total For Prior Years | 701 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 1125000 | QualifyingDistributions |
| Applied To Year1 | 1053894 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 71106 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 701 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 701 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 998266 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | BRUCE FRANKEL | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (11 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| CARE HOUSE OF OAKLAND COUNTY | ||||||||
| 44765 WOODWARD AVENUE | PONTIAC | MI | 48341 | NONE | 501(C)(3) | ASSISTANCE FOR ABUSED AND NEGLECTED CHILDREN | $110,000 | |
| CHRONS & COLITIS FOUNDATION | ||||||||
| 25882 ORCHARD LAKE ROAD SUITE 102 | FARMINGTON HILLS | MI | 48336 | NONE | 501(C)(3) | MEDICAL RESEARCH | $40,000 | |
| DETROIT INSTITUTE FOR CHILDREN | ||||||||
| 5447 WOODWARD AVENUE | DETROIT | MI | 48202 | NONE | 501(C)(3) | ASSISTANCE FOR CHILDREN WITH DISABILITIES | $100,000 | |
| FAR CONSERVATORY | ||||||||
| 1669 WEST MAPLE ROAD | BIRMINGHAM | MI | 48009 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $25,000 | |
| HOSPICE OF MICHIGAN | ||||||||
| 43097 WOODWARD AVENUE SUITE 102 | BLOOMFIELD HILLS | MI | 48302 | NONE | 501(C)(3) | ASSISTANCE FOR GRIEF SUPPORT PROGRAM FOR CHILDREN. | $100,000 | |
| JARC | ||||||||
| 30301 NORTHWESTERN HIGHWAY SUITE | FARMINGTON HILLS | MI | 48334 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $200,000 | 100 |
| UNITED JEWISH FEDERATION | ||||||||
| 6735 TELEGRAPH ROAD | BLOOMFIELD HILLS | MI | 48303 | NONE | 501(C)(3) | ELDERCARE SERVICES | $250,000 | |
| UNIVERSITY OF MICHIGAN DEPRESSION CENTER | ||||||||
| 3003 SOUTH STATE STREET SUITE 8000 | ANN ARBOR | MI | 48109 | NONE | 501(C)(3) | ASSISTANCE FOR PERSONS WITH DEPRESSIVE DISORDERS | $250,000 | |
| AMERICAN DIABETES ASSOCIATION | ||||||||
| 1701 NORTH BEAUREGARD STREET | ALEXANDRIA | VA | 22311 | NONE | 501(C)(3) | MEDICAL RESEARCH | $25,000 | |
| BEAR HUG FOUNDATION | ||||||||
| 139 W MAPLE SUITE F | BIRMINGHAM | MI | 48009 | NONE | 501(C)(3) | OUTDOOR EDUCATIONAL AND RECREATIONAL ACTIVITIES FOR FOSTER CHILDREN | $20,000 | |
| YOGA BY DESIGN FOUNDATION | ||||||||
| PO BOX 1055 | BIRMINGHAM | MI | 48012 | NONE | 501(C)(3) | CHILD OBESITY PROGRAM | $5,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1125000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $409,692 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $405,508 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $88,182 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $903,382 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 903382 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL FEES | Category |
| Amount | $3,000 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (18 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 10000 SHS KAYNE ANDERSON MLP | 250000 | 252600 |
| 100000 SHS MORGAN STANLEY SER MTN | 0 | 0 |
| 100000 SHS MORGAN STANLEY SER MTN | 98000 | 101477 |
| 150000 SHS GENERAL ELEC CAP CORP | 150000 | 162484 |
| 1000 SHS SANTANDER FIN PFD | 28280 | 26970 |
| 200000 SHS BANK OF AMERICA CORP | 200000 | 195500 |
| 200000 SHS BANK OF AMERICA CORP | 0 | 0 |
| 2279 SHS SANTANDER FIN PFD | 0 | 0 |
| 3000 SHS BARCLAYS BANK PLC | 73499 | 75540 |
| 3000 SHS HSBC HLDGS PLC | 60919 | 75090 |
| 3290 SHS SANTANDER FINANCE SER 6 | 0 | 0 |
| 37 SHS WACHOVIA CAPITAL TR IX | 0 | 0 |
| 4000 SHS ING GROUP NV | 70916 | 100320 |
| 4963 SHS WACHOVIA CAPITAL TR IX | 0 | 0 |
| 5000 SHS DB CAPITAL FDG VIII | 92563 | 125250 |
| 3000 SHS SANTANDER FINANCE | 53400 | 56790 |
| 8000 SHS AFFILIATED MANAGERS GROUP SENIOR NOTES | 200000 | 202050 |
| 20000 SHS TORTOISE ENERGY INFRAS CORP | 200000 | 199600 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (19 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 2000 SHS COCA COLA | 50157 | 72500 |
| 1000 SHS EMERSON ELEC CO | 44240 | 52960 |
| 10000 SHS SP500 STEPUP ISSUER BAC | 100000 | 107800 |
| 1200 SHS NESTLE S A REP | 52152 | 78204 |
| 1500 SHS SYSCO CORP | 42792 | 47490 |
| 1500 SHS WASTE MANGEMENT | 47441 | 50610 |
| 15000 SHS DJIA MITTS ISSUER BAC | 168749 | 178950 |
| 15000 SHS DJIA MITTS ISSUER BAC | 161849 | 165150 |
| 15000 SHS MSCIWRL MITTS ISSUER BAC | 171903 | 166350 |
| 15000 SHS SP500 MITTS ISSUER BAC | 173516 | 192300 |
| 2000 SHS MICROSOFT CORP | 51018 | 53419 |
| 2000 SHS UNILEVER PLC | 51538 | 77440 |
| 20000 SHS DJIA MITTS ISSUER BAC | 224463 | 228000 |
| 20000 SHS DJIA MITTS ISSUER BAC | 215351 | 226600 |
| 3000 SHS INTEL CORP | 59310 | 61860 |
| 6000 SHS NISOURCE INC | 109855 | 149340 |
| 850 SHS DIAGEO PLC SPSD | 50222 | 99093 |
| 850 SHS JOHNSON AND JOHNSON | 50633 | 59585 |
| 900 SHS KELLOGG CO | 47469 | 50265 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 0 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 0 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 5089015 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 5808932 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (63 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 10000 SHS CLEARBRIDGE ENERGY | AT COST | 200000 | 230300 |
| 10000 SHS DJUBS MITTS ISSUER BAC | AT COST | 115474 | 107300 |
| 10319 SHS EATON VANCE RCHRD BRSTN | AT COST | 102432 | 113820 |
| 10694 SHS IVY ASSET STRATEGY | AT COST | 238155 | 278816 |
| 11010 SHS JENSEN QUALITY GROWTH | AT COST | 262696 | 327770 |
| 11214 SHS UAM FPA CRESCENT PORT | AT COST | 272498 | 328470 |
| 11322 SHS BLACKROCK BASIC VALUE FUND | AT COST | 0 | 0 |
| 11954 SHS LM PERMAL TACTICAL | AT COST | 166061 | 176561 |
| 13203 SHS PRINCIPAL GLOBAL DIVERSIFIED INCOME | AT COST | 174210 | 183522 |
| 13470 SHS NUVEEN PREFERRED | AT COST | 203386 | 234659 |
| 140679 SHS OZOFII ACCESS LTD LP | AT COST | 150000 | 160107 |
| 15020 SHS LORD ABBETT FLOATING RATE FUND | AT COST | 133399 | 141196 |
| 142585 MONARCH DEBT RECOVERY | AT COST | 150000 | 163317 |
| 14764 SHS AQR DIVERSIFIED | AT COST | 160157 | 162997 |
| 14778 SHS MANAGERS AMG FQ GLOBAL ALT | AT COST | 0 | 0 |
| 150000 PV NUVEEN MORTGAGE OPPOR | AT COST | 150000 | 163320 |
| 15105 SHS HUSSMAN STRATEGIC GROWTH | AT COST | 0 | 0 |
| 16269 SHS THORNBURG INVEST INCOME | AT COST | 0 | 0 |
| 16811 SHS BLACKROCK GLOBAL | AT COST | 296591 | 333379 |
| 17539 SHS BLACKROCK STRATEGIC INCOME | AT COST | 168431 | 177150 |
| 19559 SHS THIRD AVENUE FOCUSED | AT COST | 199333 | 202635 |
| 19239 SHS ALLIANZ | AT COST | 196729 | 244338 |
| 19498 SHS IVA WORLDWIDE | AT COST | 290845 | 310031 |
| 201842 SHS CLOUGH ACCESS LTD | AT COST | 200000 | 170335 |
| 23290 SHS WELLS FARGO ADVANTAGE | AT COST | 263840 | 300446 |
| 14897 SHS JOHN HANCOCK STRATEGIC INCOME | AT COST | 164179 | 165812 |
| 24558 SHS JP MORGAN STRATEGIC | AT COST | 281861 | 290523 |
| 2450 SHS ISHARES BARCLAYS TIPS BO | AT COST | 0 | 0 |
| 26182 SHS LOOMIS SAYLES ABSOLUTE STRATEGIES | AT COST | 266366 | 266542 |
| 27225 SHS PIMCO LOW DURATION FD | AT COST | 278616 | 286136 |
| 30063 SHS PIMCO UNCONSTRAINED | AT COST | 326890 | 345134 |
| 3000 SHS ISHARES TR S&P GLOBAL | AT COST | 0 | 0 |
| 3101 SHS THIRD AVENUE VALUE FD | AT COST | 137012 | 154571 |
| 32280 SHS PIMCO GLOBAL MULTI | AT COST | 365647 | 369608 |
| 33493 SHS T ROWE PRICE SHORT TERM | AT COST | 161829 | 162443 |
| 36299 SHS PIMCO ALL ASSET | AT COST | 385697 | 402564 |
| 3501 SHS THE ENDOWMENT TEI FUND | AT COST | 199945 | 194104 |
| 38236 SHS LORD ABBETT SHORT | AT COST | 173868 | 177418 |
| 28198 SHS PRUDENTIAL SHORT TERM | AT COST | 321924 | 326817 |
| 5000 SHS NUVEEN BUILD AMERICA | AT COST | 92048 | 108300 |
| 5000 SHS WESTERN ASSET MTG | AT COST | 100000 | 121050 |
| 5402 SHS RS CAPITAL APPRECIATION | AT COST | 0 | 0 |
| 63166 SHS FRANKLIN INCOME FD | AT COST | 126665 | 140860 |
| 6733 SHS FAIRHOLME FUND | AT COST | 194584 | 211714 |
| 73275 SHS YORK TOTAL ACCESS LTD | AT COST | 100000 | 100292 |
| 8624 SHS ALTON/LAKE PARTNERS | AT COST | 107691 | 107808 |
| 83118 SHS PAULSON RECOVERY | AT COST | 100000 | 85172 |
| 95 SHS JOHN HANCOCK HIGH YIELD | AT COST | 331 | 357 |
| 9318 SHS WEITZ PARTNERS VALUE FD | AT COST | 150000 | 231184 |
| 93786 SHS ARDEN-SAGE ACCESS LTD | AT COST | 100000 | 96253 |
| 10145 SHS THE MERGER FUND CL RETAIL | AT COST | 160321 | 160501 |
| 10255 SHS PIMCO DYNAMIC INCOME FD | AT COST | 257149 | 299863 |
| 10000 SHS BLACKRCK DFND OPPR | AT COST | 133878 | 141800 |
| 250 SHS WESTERN ASSET MIDDLE MKT | AT COST | 254375 | 250000 |
| 25241 SHS EATON VANCE STRATEGIC INCOME | AT COST | 202973 | 206221 |
| 4155 SHS FIRST EAGLE GLOBAL | AT COST | 200000 | 202618 |
| 24756 SHS GOLDMAN SACHS STRATEGIC | AT COST | 251791 | 255987 |
| 9906 SHS WINTERGREEN FUND | AT COST | 150482 | 149590 |
| 9100 SHS NEUBERGER BERMAN LONG SHORT | AT COST | 100843 | 101563 |
| 9833 SHS PIMCO DIVIDEND AND INCOME BLDR | AT COST | 101065 | 110234 |
| 20661 SHS WELLS FARGO ABSOLUTE RETURN | AT COST | 200000 | 213016 |
| 6697 SHS MAINSTAY MARKETFIELD | AT COST | 100478 | 106088 |
| 4309 SHS DAVIS NEW YORK VENTURE | AT COST | 158063 | 151479 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| STATE FILING FEE | 20 | 0 | 0 |
| BOND PREMIUM AMORTIZATION | 5427 | 5427 | 0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT AND ADVISORY FEES | Category |
| Amount | $72,661 | Amount |
| Net Investment Income | 72661 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAX WITHHELD | $1,364 | 1364 | 0 |
| FEDERAL EXCISE TAX | $4,563 | 0 | 0 |
| FEDERAL TAX WITHHELD - BOA | $123 | 123 | 0 |