UNIVERSITY OF NEW HAVEN: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- UNIVERSITY OF NEW HAVEN (EIN 06-0761704)
- Tax period
- 2011-07-01 to 2012-06-30
- Filed
- 2013-05-15
- IRS object ID
- 201301359349305825
- Schema version
- 2011v1.5
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule E
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-15T13:36:18-05:00 | Timestamp |
| Tax Period End Date | 2012-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Financial Plaza | AddressLine1 |
| City | Hartford | City |
| State | CT | State |
| ZIP Code | 061032608 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 060761704 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | University of New Haven | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % GEORGE SYNODI | InCareOfName |
| Name Control | UNIV | NameControl |
| Phone | 2039327000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 Boston Post Road | AddressLine1 |
| City | West Haven | City |
| State | CT | State |
| ZIP Code | 06516 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | George S Synodi | Name |
| Title | Vice President of Finance | Title |
| Date Signed | 2013-05-14 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | KPMG | Name |
| Phone | 8605223200 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | Steven Kaplan | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 Boston Post Road | AddressLine1 |
| City | West Haven | City |
| State | CT | State |
| ZIP Code | 06516 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 236699512 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.newhaven.edu | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1920 | YearFormation |
| State Legal Domicile | CT | StateLegalDomicile |
| Activity Or Mission Description | THE UNIVERSITY OF NEW HAVEN IS A STUDENT-CENTERED COMPREHENSIVE UNIVERSITY WITH AN EMPHASIS ON EXCELLENCE IN LIBERAL ARTS AND PROFESSIONAL EDUCATION. SEE SCHEDULE O FOR DETAIL. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 30 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 30 | NbrIndependentVotingMembers |
| Total Nbr Employees | 2666 | TotalNbrEmployees |
| Total Nbr Volunteers | 163 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 10418889 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 12922356 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 171995932 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 196033684 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 1399590 | InvestmentIncomePriorYear |
| Investment Income Current Year | 580462 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 3269505 | OtherRevenuePriorYear |
| Other Revenue Current Year | 3059269 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 187083916 | TotalRevenuePriorYear |
| Total Revenue Current Year | 212595771 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 52677408 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 61068124 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 65289507 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 72629863 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 92796 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 2477559 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 52983562 | OtherExpensePriorYear |
| Other Expenses Current Year | 61482063 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 171043273 | TotalExpensesPriorYear |
| Total Expenses Current Year | 195180050 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 16040643 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 17415721 | RevenuesLessExpensesCY |
| Total Assets BOY | 208667310 | TotalAssetsBOY |
| Total Assets EOY | 223723520 | TotalAssetsEOY |
| Total Liabilities BOY | 125888417 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 135202044 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 82778893 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 88521476 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | The University of New Haven is a student-centered comprehensive University with an emphasis on excellence in liberal arts and professional education. Our mission is to prepare our students to lead purposeful and fulfilling lives in a global society by providing the highest quality education through experiential, collaborative, and discovery-based learning. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 144364918 | Expense |
| Grants | 56793355 | Grants |
| Revenue | 172497224 | Revenue |
| Description | UNDERGRADUATE EDUCATION ======================= THE UNIVERSITY OF NEW HAVEN IS A PRIVATE UNIVERSITY, FOUNDED IN 1920, WITH AN 82 ACRE MAIN CAMPUS. UNH HAS AN UNDERGRADUATE ENROLLMENT OF 4,607 STUDENTS WITH 57 PERCENT RESIDING IN UNIVERSITY HOUSING. THE UNIVERSITY OFFERS MORE THAN 80 UNDERGRADUATE DEGREES THROUGH ITS FOUR COLLEGES, IN INNOVATIVE FIELDS SUCH AS SPORTS MANAGEMENT, NUTRITION AND DIETETICS, FORENSIC SCIENCE, MUSIC AND SOUND RECORDING, ENGINEERING, COMPUTER SCIENCE, FIRE SCIENCE AND CRIMINAL JUSTICE. UNH ALSO OFFERS ITS STUDENTS A STUDY ABROAD PROGRAM THROUGH A VARIETY OF UNIQUE OFFERINGS. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 22338221 | Expense |
| Grants | 4274769 | Grants |
| Revenue | 26691426 | Revenue |
| Description | GRADUATE EDUCATION ================== THE GRADUATE SCHOOL HAS AN ENROLLMENT OF 1,778 STUDENTS AND MORE THAN 30 GRADUATE DEGREE OFFERINGS. THE GRADUATE SCHOOL HELPS STUDENTS ACHIEVE A MORE MEANINGFUL CAREER, THE BENEFITS OF LIFELONG LEARNING AND A SENSE OF RESPONSIBILITY AS A CITIZEN OF THE WORLD. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expense | 166703139 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | true | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | false | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | true | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | true | School |
| Foreign Office | true | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | true | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | true | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | true | LoanToOfficerOrDQP |
| Grant To Related Person | true | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | true | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | false | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | true | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | false | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 604 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 2666 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | false | UnrelatedBusinessIncome |
| Foreign Financial Account | false | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | true | QuidProQuoContributions |
| Quid Pro Quo Disclosure | true | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 30 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 30 | NumberIndependentVotingMembers |
| Family Or Business Relationship | false | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | CT | StatesWhereCopyOfReturnIsFiled |
| Own Website | X | OwnWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | GEORGE SYNODI | NamePerson |
| Telephone Number | 2039327273 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 BOSTON POST ROAD | AddressLine1 |
| City | WEST HAVEN | City |
| State | CT | State |
| ZIP Code | 06516 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
| No Listed Persons Compensated | X | NoListedPersonsCompensated |
Form990 Part VII Section A Form990PartVIISectionA (48 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|
| SAMUEL S BERGAMI JR | ||||||||
| CHAIRMAN OF THE BOARD | 1.0 | X | ||||||
| MARY J BARNEBY | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| PHILIP H BARTELS | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| CECILIA K CARTER | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| GAIL L BREKKE | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| KENNETH W BIERMACHER | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| WILLIAM L BUCKNALL JR | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| FRANK P CARRUBBA | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| WILLIAM J CHOWANEC | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| K ONI CHUKWU | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| RALPH F DELLACAMERA JR | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| KEVEN A MYATT | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| ROSA M GATTI | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| JEFFREY P HAZELL | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| THOMAS K LEWIS JR | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| RAYMOND J MARGIANO PHD | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| ERNEST F SCHAUB | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| DAVID J PETERSON | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| PATRICIA B SWEET | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| STEPHEN P TAGLIATELA | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| SAMUEL E THURSTON | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| ALLISON K SCHIEFFELIN | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| DOUGLAS D WATTS | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| ROLAND YOUNG | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| ROBERT M LEE | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| MICHAEL J QUIELLO | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| VICTOR M POLANCO | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| ERIKA H TURNER | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| ALLEN G LOVE JR | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| JOHN J FALCONI | ||||||||
| BOARD OF GOVERNORS | 1.0 | X | ||||||
| STEVEN KAPLAN | ||||||||
| PRESIDENT | 35.0 | X | 546985 | 143678 | ||||
| DAVID P DAUWALDER | ||||||||
| PROVOST | 35.0 | X | 242878 | 33916 | ||||
| GEORGE S SYNODI | ||||||||
| CFO & VP FINANCE & ADMIN | 35.0 | X | 242811 | 44841 | ||||
| RICHARD TUCHMAN | ||||||||
| VP FOR DEVELOPMENT | 35.0 | X | 230431 | 16933 | ||||
| MARGARET JABLONSKI | ||||||||
| VICE PRESIDENT STUDENT AFFAIRS | 35.0 | X | 212189 | 20286 | ||||
| CAROLINE KOZIATEK | ||||||||
| ASSOCIATE VP HUMAN RESOURCES | 35.0 | X | 204478 | 39459 | ||||
| JAMES MCCOY | ||||||||
| VICE PRESIDENT ENROLLMENT | 35.0 | X | 259193 | 44383 | ||||
| MARY L MCLAUGHLIN | ||||||||
| PRESIDENT & CEO OF FOUNDATION | 35.0 | 179732 | 9831 | X | ||||
| RICHARD WARD | ||||||||
| ASSOCIATE VP SPECIAL PROGRAMS | 35.0 | 203527 | 42402 | X | ||||
| GAYLE TAGLIATELA | ||||||||
| CHIEF OF STAFF AND UNIV SECR. | 35.0 | 163037 | 35644 | X | ||||
| MARIO GABOURY | ||||||||
| DEAN | 35.0 | 167400 | 42366 | X | ||||
| IRA KLEINFELD | ||||||||
| ASST PROVOST GRADUATE STUDIES | 35.0 | 138642 | 33658 | X | ||||
| RICHARD HIGHFIELD | ||||||||
| PROFESSOR - FORMER DEAN | 35.0 | 179675 | 34215 | X | ||||
| HENRY LEE | ||||||||
| PROFESSOR/ASSOCIATE VP | 35.0 | 184363 | 14723 | X | ||||
| KEVIN PHILLIPS | ||||||||
| ASSOCIATE VP ENROLLMENT MGMT | 35.0 | 180292 | 24569 | X | ||||
| M ALI MONTAZER | ||||||||
| PROF/INTERIM ASSOC. DEAN | 35.0 | 171894 | 39007 | X | ||||
| ALLEN SACK | ||||||||
| Professor/Interim Asst Dean | 35.0 | 170876 | 31631 | X | ||||
| WILLIAM LEETE | ||||||||
| SPECIAL ASSISTANT TO PRESIDENT | 35.0 | 128760 | 32743 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 3807163 | TotalReportableCompFromOrg |
| Total Other Compensation | 684285 | TotalOtherCompensation |
| Number Individuals GT100 K | 114 | NumberIndividualsGT100K |
| Formers Listed | true | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| CENTERS LLC | |||||
| 1140 CONNECTICUT AVENUE | WASHINGTON | DC | 20036 | MANAGERIAL SERVICES | 360540 |
| WIGGIN AND DANA LLP | |||||
| 265 CHURCH STREET | NEW HAVEN | CT | 06510 | LEGAL | 278374 |
| KPMG LLP | |||||
| 60 SOUTH STREET TWO FINANCIAL PLAZ | BOSTON | MA | 02111 | AUDIT | 165600 |
| SHIPMAN GOODWIN LLP | |||||
| ONE CONSTITUTION PLAZA | HARTFORD | CT | 06103 | LEGAL | 190310 |
| LAWN MASTER LLC | |||||
| 112 NUTMEG HILL ROAD | HAMDEN | CT | 06514 | LAWN SERVICE | 228650 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 5 | NumberOfContractorsGT100K |
| Fundraising Events | 171294 | FundraisingEvents |
| Government Grants | 5910783 | GovernmentGrants |
| All Other Contributions | 6840279 | AllOtherContributions |
| Noncash Contributions | 129788 | NoncashContributions |
| Total Contributions | 12922356 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| TUITION | 611710 | 164622982 | 164622982 |
| RESIDENCE FEES | 721310 | 20693481 | 20693481 |
| DINING FEES | 721310 | 10717221 | 10717221 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 196033684 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 523900 | TotalRevenueColumn |
| Exclusion | $523,900 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1094 | TotalRevenueColumn |
| Exclusion | $1,094 | ExclusionAmount |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 23890757 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 23835289 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 55468 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 55468 | TotalRevenueColumn |
| Exclusion | $55,468 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 172755 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 171294 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 268452 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -95697 | TotalRevenueColumn |
| Exclusion | -$95,697 | ExclusionAmount |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|
| AMORTIZING CAPITAL | 787500 | 787500 |
| TRANSCRIPTING | 378350 | 378350 |
| BOOKSTORE | 218038 | 218038 |
Miscellaneous Revenue MiscellaneousRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1771078 | TotalRevenueColumn |
| Related Or Exempt Function Income | 1771078 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 3154966 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 212595771 | TotalRevenueColumn |
| Related Or Exempt Function Income | 199188650 | RelatedOrExemptFunctionIncome |
| Exclusion | $484,765 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 61068124 | Total |
| Program Services | 61068124 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3469061 | Total |
| Program Services | 433574 | ProgramServices |
| Management And General | 2590990 | ManagementAndGeneral |
| Fundraising | 444497 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 53124737 | Total |
| Program Services | 44232645 | ProgramServices |
| Management And General | 7836720 | ManagementAndGeneral |
| Fundraising | 1055372 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4146599 | Total |
| Program Services | 3452536 | ProgramServices |
| Management And General | 611687 | ManagementAndGeneral |
| Fundraising | 82376 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8151745 | Total |
| Program Services | 6787294 | ProgramServices |
| Management And General | 1202509 | ManagementAndGeneral |
| Fundraising | 161942 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3737721 | Total |
| Program Services | 3112096 | ProgramServices |
| Management And General | 551372 | ManagementAndGeneral |
| Fundraising | 74253 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 18275 | Total |
| Program Services | 18275 | ProgramServices |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 791561 | Total |
| Program Services | 2701 | ProgramServices |
| Management And General | 741912 | ManagementAndGeneral |
| Fundraising | 46948 | Fundraising |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 168096 | Total |
| Management And General | 168096 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 91763 | Total |
| Management And General | 91763 | ManagementAndGeneral |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 259124 | Total |
| Program Services | 173839 | ProgramServices |
| Management And General | 85285 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6908931 | Total |
| Program Services | 3675849 | ProgramServices |
| Management And General | 3029296 | ManagementAndGeneral |
| Fundraising | 203786 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1170414 | Total |
| Program Services | 482884 | ProgramServices |
| Management And General | 675749 | ManagementAndGeneral |
| Fundraising | 11781 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2075349 | Total |
| Program Services | 1787278 | ProgramServices |
| Management And General | 168531 | ManagementAndGeneral |
| Fundraising | 119540 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4178879 | Total |
| Program Services | 3552045 | ProgramServices |
| Management And General | 605940 | ManagementAndGeneral |
| Fundraising | 20894 | Fundraising |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8654696 | Total |
| Program Services | 7356507 | ProgramServices |
| Management And General | 1254930 | ManagementAndGeneral |
| Fundraising | 43259 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1284464 | Total |
| Program Services | 947987 | ProgramServices |
| Management And General | 336238 | ManagementAndGeneral |
| Fundraising | 239 | Fundraising |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| FOOD SERVICE | 9236912 | 9236912 | ||
| EQUIPMENT & PROPERTY LEASING | 4377881 | 4344809 | 25116 | 7956 |
| SUPPLIES | 6424012 | 3335009 | 2980127 | 108876 |
| PURCHASED SERVICES | 1475438 | 1355582 | 119856 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14366268 | Total |
| Program Services | 11347193 | ProgramServices |
| Management And General | 2923235 | ManagementAndGeneral |
| Fundraising | 95840 | Fundraising |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 195180050 | Total |
| Program Services | 166703139 | ProgramServices |
| Management And General | 25999352 | ManagementAndGeneral |
| Fundraising | 2477559 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 37592695 | BOY |
| EOY | 46980457 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2869116 | BOY |
| EOY | 5039577 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4740656 | BOY |
| EOY | 4446553 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 60000 | BOY |
| EOY | 116000 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3153221 | BOY |
| EOY | 2950725 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1851854 | BOY |
| EOY | 1776370 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 228783868 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 96128581 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 128768778 | BOY |
| EOY | 132655287 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 25408764 | BOY |
| EOY | 25930808 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4222226 | BOY |
| EOY | 3827743 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 208667310 | BOY |
| EOY | 223723520 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 10582543 | BOY |
| EOY | 14841467 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3453060 | BOY |
| EOY | 3453060 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14097384 | BOY |
| EOY | 10032590 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 84321302 | BOY |
| EOY | 82162305 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Loans From Officers Directors LoansFromOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 13434128 | BOY |
| EOY | 24712622 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 125888417 | BOY |
| EOY | 135202044 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 61082753 | BOY |
| EOY | 61424186 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 10672272 | BOY |
| EOY | 15484961 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11023868 | BOY |
| EOY | 11612329 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 82778893 | BOY |
| EOY | 88521476 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 208667310 | BOY |
| EOY | 223723520 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 17415721 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -11673138 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
| Audit Committee | true | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | true | FederalGrantAuditRequired |
| Federal Grant Audit Performed | true | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School170b1 Aii | X | School170b1Aii |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbying | |
| Total Direct Lobbying | TotalDirectLobbying | |
| Total Lobbying Expenditures | TotalLobbyingExpenditures | |
| Other Exempt Purpose Expenditures | OtherExemptPurposeExpenditures | |
| Total Exempt Purpose Expenditures | TotalExemptPurposeExpenditures | |
| Lobbying Nontaxable | LobbyingNontaxableAmount | |
| Grassroots Nontaxable | GrassrootsNontaxableAmount | |
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx | |
| Volunteers | false | Volunteers |
| Paid Staff Or Management | false | PaidStaffOrManagement |
| Media Advertisements | false | MediaAdvertisements |
| Mailings Members | false | MailingsMembers |
| Publications Or Broadcast | false | PublicationsOrBroadcast |
| Grants Other Organizations | false | GrantsOtherOrganizations |
| Direct Contact Legislators | true | DirectContactLegislators |
| Direct Contact Legislators | $91,763 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | false | RalliesDemonstrations |
| Other Activities | false | OtherActivities |
| Total Lobbying Expenditures IIB | 91763 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | false | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | LOBBYING ACTIVITY | Identifier |
| Return Reference | PART II-B, LINE 1G | ReturnReference |
| Explanation | THE UNIVERSITY OF NEW HAVEN USES THE SERVICES OF "THE NORMANDY GROUP". "THE NORMANDY GROUP" WORKS WITH THE UNIVERSITY TO ADVANCE ITS FEDERAL, LEGISLATIVE AGENDA AND OBTAIN FUNDING THROUGH THE VARIOUS FY12 APPROPRIATIONS BILLS. IN ADDITION, THE UNIVERSITY PAYS DUES TO VARIOUS PROFESSIONAL ORGANIZATIONS. AN IMMATERIAL AMOUNT OF THESE DUES ARE ATTRIBUTED TO LOBBYING EXPENSES. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amts | ArtPublicExhibitionAmts |
Held Works Of Art Amts HeldWorksOfArtAmts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Assets In Part X | 40000 | AssetsInPartX |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Collect Used For Public Exhibition | X | CollectUsedForPublicExhibition |
| Collect Used For Preservation | X | CollectUsedForPreservation |
| Solicited Assets For Sale | false | SolicitedAssetsForSale |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 23487519 | BeginningOfYearBalance |
| Contributions | 562777 | Contributions |
| Investment Earnings Or Losses | -159994 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 188631 | GrantsOrScholarships |
| Other Expenditures | 161431 | OtherExpenditures |
| End Of Year Balance | 23540240 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 16433367 | BeginningOfYearBalance |
| Contributions | 3908202 | Contributions |
| Investment Earnings Or Losses | 3543003 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 227107 | GrantsOrScholarships |
| Other Expenditures | 169946 | OtherExpenditures |
| End Of Year Balance | 23487519 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 11627936 | BeginningOfYearBalance |
| Contributions | 4311901 | Contributions |
| Investment Earnings Or Losses | 897434 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 245113 | GrantsOrScholarships |
| Other Expenditures | 158791 | OtherExpenditures |
| End Of Year Balance | 16433367 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 14276891 | BeginningOfYearBalance |
| Investment Earnings Or Losses | -2257805 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 321708 | GrantsOrScholarships |
| Other Expenditures | 69442 | OtherExpenditures |
| End Of Year Balance | 11627936 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.37000 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.16000 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.47000 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | false | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | false | EndowmentsHeldByRelatedOrgs |
| Are Related Orgs Listed Schedule R | false | AreRelatedOrgsListedScheduleR |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 10283847 | OtherCostOrOtherBasis |
| Book Value | 10283847 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 150148504 | OtherCostOrOtherBasis |
| Depreciation | 47917448 | Depreciation |
| Book Value | 102231056 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 4490906 | OtherCostOrOtherBasis |
| Depreciation | 3414362 | Depreciation |
| Book Value | 1076544 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 49156402 | OtherCostOrOtherBasis |
| Depreciation | 39291695 | Depreciation |
| Book Value | 9864707 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 14704209 | OtherCostOrOtherBasis |
| Depreciation | 5505076 | Depreciation |
| Book Value | 9199133 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 132655287 | TotalOfBookValueLandBuildings |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| POST RETIREMENT OBLIGATION | $3,573,069 |
| INTEREST RATE SWAP | $21,139,553 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 24712622 | TotalOfAmounts |
| Total Revenue | 212595771 | TotalRevenue |
| Total Expenses | 195180050 | TotalExpenses |
| Excess Or Deficit For Year | 17415721 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | -1036525 | NetUnrealizedGLOnInvestments |
| Other | -$10,636,613 | OtherAmount |
| Total Adjustments | -11673138 | TotalAdjustments |
| Excess Or Deficit Per FS | 5742583 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 211669039 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | -1036525 | NetUnrealizedGainsInvestments |
| Other Revenues | 358673 | OtherRevenues |
| Revenue Not Rptd F990 | -677852 | RevenueNotRptdF990 |
| Revenue Subtotal | 212346891 | RevenueSubtotal |
| Investment Expenses Not Included | 216588 | InvestmentExpensesNotIncluded |
| Other Revenues Not Included | 32292 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 248880 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 212595771 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 205926456 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 10995286 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 10995286 | ExpensesNotRptdF990 |
| Expenses Subtotal | 194931170 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 216588 | InvestmentExpensesNotIncluded2 |
| Other Expenses Not Included | 32292 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 248880 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 195180050 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (8 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| COLLECTIONS OF ART | SCHEDULE D PART III, LINE 4 | THE UNIVERSITY OF NEW HAVEN'S COLLECTIONS INCLUDE AN ORIENTAL RUG $22,000 AND A SERIES OF PAINTINGS $18,000, WHICH ARE ON DISPLAY AT VARIOUS LOCATIONS THROUGH THE UNIVERSITY. |
| ENDOWMENT | SCHEDULE D PART V, LINE 4 | THE UNIVERSITY'S ENDOWMENT CONSIST OF 151 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, INCLUDING BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE UNIVERSITY TO FUNCTION AS ENDOWMENTS (QUASI ENDOWMENTS). THE UNIVERSITY MANAGES ITS LONG-TERM INVESTMENTS TO ENSURE THAT THE FUTURE GROWTH OF THE ENDOWMENTS IS SUFFICIENT TO OFFSET NORMAL INFLATION PLUS REASONABLE SPENDING, THEREBY PRESERVING THE CONSTANT DOLLAR VALUE AND PURCHASING POWER OF THE ENDOWMENT FOR FUTURE GENERATIONS. THE UNIVERSITY'S ANNUAL SPENDING DISTRIBUTION IS DETERMINED BY APPLYING A SPENDING FORMULA OUTLINED IN THE ENDOWMENT SPENDING POLICY. THE ACTUAL ENDOWMENT FUND DISTRIBUTION SHALL BE AT AN ANNUAL RATE THAT IS THE LESSER OF: (1) FOUR AND ONE-HALF (4.5%) BASED UPON THE TWELVE QUARTER MOVING AVERAGE MARKET VALUE OF THE FUND'S VALUE AT THE BEGINNING OF EACH QUARTER WITH A ONE-QUARTER LAG, OR (2) THE ANNUAL YIELD (DIVIDENDS AND INTEREST) AS MEASURED BY THE PRECEDING FISCAL YEAR. THE UNIVERSITY'S ENDOWMENT INCLUDES BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS AN ENDOWMENT. THE UNIVERSITY CLASSIFIES AS PERMANENTLY RESTRICTED NET ASSETS (A) THE ORIGINAL VALUE OF GIFTS DONATED TO THE PERMANENT ENDOWMENT, (B) THE ORIGINAL VALUE OF SUBSEQUENT GIFTS TO THE PERMANENT ENDOWMENT, AND (C) ACCUMULATION TO THE PERMANENT ENDOWMENT MADE IN ACCORDANCE WITH THE DIRECTION OF THE APPLICABLE DONOR GIFT INSTRUMENT AT THE TIME THE ACCUMULATION IS ADDED TO THE FUND. |
| FIN 48 FOOTNOTE | PART X, LINE 2 | THE UNIVERSITY WAS GRANTED AN EXEMPT STATUS UNDER THE INTERNAL REVENUE CODE (IRC) SECTION 501(A),AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3). UNDER IRC SECTION 501(A) THE UNIVERSITY IS GENERALLY EXEMPT FROM INCOME TAXES. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. |
| OTHER RECONCILIATION FROM FORM 990 TO AUDITED FINANCIAL STATEMENTS | PART XI, LINE 8 | INTEREST RATE SWAP (10,682,041) HENRY C. LEE INSTITUTE NET CHANGE 45,428 ------------- TOTAL OTHER ITEMS (10,636,613) |
| OTHER REVENUE INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON FORM 990 | PART XII, LINE 2D | FUNDRAISING EXPENSE 268,452 INCOME ON NON-CONSOLIDATED SUB 90,221 ----------- TOTAL OTHER ITEMS 358,673 |
| OTHER AMOUNTS INCLUDED ON FORM 990, PART VIII, LINE 12 BUT NOT ON LINE 1 | PART XII, LINE 4B | FISCAL YEAR 2012 ADJUSTMENT FOR GOLF TOURNAMENT EXPENSE PREVIOUSLY $32,292 RECORDED AS REVENUE |
| OTHER EXPENSES INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON FORM 990 | PART XIII, LINE 2D | INTEREST RATE SWAP 10,682,041 FUNDRAISING EXPENSE 268,452 EXPENSES ON NON-CONSOLIDATED SUB 44,793 ------------ TOTAL OTHER EXPENSES 10,995,286 |
| OTHER AMOUNTS INCLUDED ON FORM 990, PART IX, LINE 25, BUT NOT ON LINE 1 | PART XIII, LINE 4B | FISCAL YEAR 2012 ADJUSTMENT FOR GOLF TOURNAMENT EXPENSE PREVIOUSLY $32,292 RECORDED AS REVENUE |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | true | NondiscriminatoryPolicyStmt |
| Policy Statement In Brochures Etc | true | PolicyStatementInBrochuresEtc |
| Policy Publ Via Broadcast Media | true | PolicyPublViaBroadcastMedia |
| Maint Racial Composition Records | true | MaintRacialCompositionRecords |
| Maint Scholarships Records | true | MaintScholarshipsRecords |
| Maint Copies Of Brochures Etc | true | MaintCopiesOfBrochuresEtc |
| Maint Copies Of All Solicitations | true | MaintCopiesOfAllSolicitations |
| Discriminate Race Students Rights | false | DiscriminateRaceStudentsRights |
| Discriminate Race Admiss Policies | false | DiscriminateRaceAdmissPolicies |
| Discriminate Race Emplmn Faculty | false | DiscriminateRaceEmplmnFaculty |
| Discriminate Race Scholarships | false | DiscriminateRaceScholarships |
| Discriminate Race Educ Policies | false | DiscriminateRaceEducPolicies |
| Discriminate Race Use Of Fclts | false | DiscriminateRaceUseOfFclts |
| Discriminate Race Athletic Prog | false | DiscriminateRaceAthleticProg |
| Discriminate Race Other Acty | false | DiscriminateRaceOtherActy |
| Government Financial Aid Received | true | GovernmentFinancialAidReceived |
| Government Financial Aid Revoked | false | GovernmentFinancialAidRevoked |
| Compliance With Rev Proc7550 | true | ComplianceWithRevProc7550 |
Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Non-Discrimination Policy | Schedule E Part I, Line 3 | The University of New Haven references its non-discrimination policy in its publications including course catalogs, job applications and student applications. |
| Financial Aid Funds | Schedule E Part I, Line 6A | The University of New Haven receives financial aid funds for disbursement to students. Federal funds include, SEOG, Pell, Perkins and Federal Work Study. State funds include CICS and the Capital Scholarship programs. |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (8 entries)
| RegionRegion | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|
| East Asia and the Pacific | Program Services | RECRUITMENT | 284110 |
| Europe (Including Iceland and Greenland) | Program Services | RECRUITMENT | 6124 |
| Middle East and North Africa | Program Services | RECRUITMENT | 147098 |
| North America | Program Services | RECRUITMENT | 2482 |
| Middle East and North Africa | Program Services | INSTRUCTION | 233090 |
| East Asia and the Pacific | Program Services | STUDY ABROAD | 45038 |
| Europe (Including Iceland and Greenland) | Program Services | STUDY ABROAD | 255872 |
| Russia and the Newly Independent States | Program Services | STUDY ABROAD | 7107 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Amount Spent | 980921 | SubtotalAmountSpent |
| Total Amount Spent | 980921 | TotalAmountSpent |
| Transfer To Foreign Corp | false | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | false | OwnForeignCorp |
| Passive Foreign Invest Co | false | PassiveForeignInvestCo |
| Foreign Partnership | false | ForeignPartnership |
| Boycott Countries | true | BoycottCountries |
Schedule G IRS990ScheduleG
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | GOLF TOURNAMENT | NameOfEvent1 |
| Gross Receipts Event1 | 207275 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 119373 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 87902 | GrossRevenueEvent1 |
| Non Cash Prizes Event1 | 3818 | NonCashPrizesEvent1 |
| Food And Beverage Event1 | 74124 | FoodAndBeverageEvent1 |
| Other Direct Expenses Event1 | 103778 | OtherDirectExpensesEvent1 |
| Name Of Event2 | SCHOL. BALL | NameOfEvent2 |
| Gross Receipts Event2 | 136774 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 51921 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 84853 | GrossRevenueEvent2 |
| Non Cash Prizes Event2 | 14408 | NonCashPrizesEvent2 |
| Rent Facility Costs Event2 | 32290 | RentFacilityCostsEvent2 |
| Other Direct Expenses Event2 | 40034 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 0 | TotalNumberOfOtherEvents |
| Gross Receipts Total | 344049 | GrossReceiptsTotal |
| Charitable Contributions Total | 171294 | CharitableContributionsTotal |
| Gross Revenue Total Events | 172755 | GrossRevenueTotalEvents |
| Non Cash Prizes Total Events | 18226 | NonCashPrizesTotalEvents |
| Rent Facility Costs Total Events | 32290 | RentFacilityCostsTotalEvents |
| Food And Beverage Total Events | 74124 | FoodAndBeverageTotalEvents |
| Other Direct Expenses Total Events | 143812 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 268452 | DirectExpenseSummaryEvents |
| Net Income Summary | -95697 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII (4 entries)
| Type Of GrantTypeOfGrant | Number Of RecipientsNumberOfRecipients | Amount Of Cash GrantAmountOfCashGrant |
|---|---|---|
| FEDERAL | 385 | 966287 |
| PRIVATE AID | 115 | 605567 |
| STATE AID | 677 | 2669945 |
| INSTITUTIONAL AID | 4255 | 56826325 |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Financial Aid Programs | Identifier |
| Return Reference | Schedule I, Part IV | ReturnReference |
| Explanation | The University of New Haven is committed to assisting students in financing their education. The university offers a comprehensive financial aid program, with the students receiving assistance in the form of grants, scholarships, student loans, and part-time employment. Funds are available from federal and state governments, private sponsors, and from university resources. More than 80% of the university's full-time undergraduate students receive some form of financial assistance. Most financial aid awards are based on an individual's demonstration of need after careful consideration of the application for assistance. In calculating need, the financial aid office attempts to consider all aspects of a student's financial circumstances. Need-based awards are only available to U.S. citizen's or eligible non-citizens. Some funds are available on a merit basis for students who have exceptional academic records or athletic ability. Students must be making satisfactory academic progress and be in good academic standing in order to be eligible to receive financial aid. Graduate students must successfully complete all credits for which financial aid has been awarded, as indicated on the student's individual financial aid award letter. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | false | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (18 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Bonus Filing OrgBonusFilingOrg | Other Compensation Filing OrgOtherCompensationFilingOrg | Deferred Comp Filing OrgDeferredCompFilingOrg | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Total Compensation Filing OrgTotalCompensationFilingOrg |
|---|---|---|---|---|---|
| STEVEN KAPLAN | |||||
| 389241 | 100000 | 57744 | 123400 | 20278 | 690663 |
| DAVID P DAUWALDER | |||||
| 242378 | 500 | 33416 | 500 | 276794 | |
| GEORGE S SYNODI | |||||
| 222811 | 20000 | 17820 | 27021 | 287652 | |
| RICHARD TUCHMAN | |||||
| 214931 | 15500 | 16433 | 500 | 247364 | |
| MARGARET JABLONSKI | |||||
| 212189 | 19274 | 1012 | 232475 | ||
| RICHARD HIGHFIELD | |||||
| 179600 | 75 | 14130 | 20085 | 213890 | |
| MARY L MCLAUGHLIN | |||||
| 113065 | 66667 | 8667 | 1164 | 189563 | |
| RICHARD WARD | |||||
| 203527 | 16157 | 26245 | 245929 | ||
| CAROLINE KOZIATEK | |||||
| 184478 | 20000 | 14738 | 24721 | 243937 | |
| HENRY LEE | |||||
| 184363 | 14026 | 697 | 199086 | ||
| GAYLE TAGLIATELA | |||||
| 160847 | 2190 | 12740 | 22904 | 198681 | |
| WILLIAM LEETE | |||||
| 128760 | 10144 | 22599 | 161503 | ||
| JAMES MCCOY | |||||
| 235303 | 23890 | 18508 | 25875 | 303576 | |
| MARIO GABOURY | |||||
| 159150 | 8250 | 13103 | 29263 | 209766 | |
| KEVIN PHILLIPS | |||||
| 163330 | 16962 | 24569 | 204861 | ||
| M ALI MONTAZER | |||||
| 171894 | 13711 | 25296 | 210901 | ||
| ALLEN SACK | |||||
| 162676 | 8200 | 12776 | 18855 | 202507 | |
| IRA KLEINFELD | |||||
| 138642 | 11236 | 22422 | 172300 | ||
Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| HOUSING ALLOWANCE | SCHEDULE J, PART I, LINE 4A | A PORTION OF THE $57,744 REPORTED AS OTHER REPORTABLE INCOME IN COLUMN III FOR STEVEN KAPLAN REPRESENTS A HOUSING ALLOWANCE PROVIDED BY THE UNIVERSITY. THE PRESIDENT IS THE ONLY EMPLOYEE WHO RECEIVES A HOUSING ALLOWANCE. THIS FORM OF COMPENSATION IS TYPICAL FOR A UNIVERSITY PRESIDENT AND THE AGREEMENT WAS APPROVED BY THE UNIVERSITY'S BOARD OF GOVERNORS. THE UNIVERSITY OF NEW HAVEN BUSINESS OFFICE PROCESSED THE HOUSING ALLOWANCE PAYMENT AFTER SECURING THE APPROVED EMPLOYMENT CONTRACT FOR THE PRESIDENT. THE HOUSING ALLOWANCE PROVISION WAS CREATED BY FOLLOWING THE UNIVERSITY'S COMPENSATION POLICY. A FORMALIZED WRITTEN EMPOLYMENT CONTRACT CONTAINING THE HOUSING ALLOWANCE WAS APPROVED BY THE CHAIRMAN OF THE BOARD OF GOVERNORS. THE HOUSING ALLOWANCE IS INCLUDED IN TAXABLE INCOME. |
| NON-QUALIFIED RETIREMENT PLAN | SCHEDULE J, PART I, LINE 4B | THE FOLLOWING INDIVIDUAL PARTICIPATED IN A NON-QUALIFIED RETIREMENT PLAN UNDER IRC SECTION 457(F). THIS AMOUNT HAS BEEN REPORTED ON SCHEDULE J, COLUMN C AS DEFERRED COMPENSATION. STEVEN KAPLAN $76,500 |
| NON-FIXED PAYMENTS | SCHEDULE J, PART I, LINE 7 | OFFICERS (EXCEPT THE PRESIDENT) AND KEY EMPLOYEES WERE ISSUED PERFORMANCE BASED INCENTIVES AS ISSUED BY THE PRESIDENT. THESE PAYMENTS WERE MADE TO THE EMPLOYEES FOR MEETING OR EXCEEDING THEIR PERFORMANCE GOALS FOR THE YEAR. INCENTIVE PAYMENTS MADE TO THE PRESIDENT WERE MADE IN ACCORDANCE WITH HIS WRITTEN EMPLOYMENT CONTRACT AS APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF GOVERNORS. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| STATE OF CONN HEALTH & EDUCAT FACILITIES AUTHORITY | |||||||
| 060806186 | 2077fu4u6 | 2005-08-17 | 27460000 | DEFERRED MAINTENANCE & RENOVATION | false | false | false |
| STATE OF CONN HEALTH & EDUCAT FACILITIES AUTHORITY | |||||||
| 060806186 | 20774u4v4 | 2008-07-02 | 46000000 | CONSTRUCTION & EQUIP. NEW FACILITY | false | false | false |
| STATE OF CONN HEALTH & EDUCAT FACILITIES AUTHORITY | |||||||
| 060806186 | 20774u4w2 | 2006-08-29 | 15890000 | CONSTRUCTION & EQUIP. NEW FACILITY | false | false | false |
Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)
| Amount RetiredAmountRetired | Amount Bond DefeasedAmountBondDefeased | Total ProceedsTotalProceeds | Amount In Reserve FundAmountInReserveFund | Capitalized InterestCapitalizedInterest | Refunding EscrowRefundingEscrow | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Credit EnhancementCreditEnhancement | Working Capital ExpendituresWorkingCapitalExpenditures | Capital ExpendituresCapitalExpenditures | Other Spent ProceedsOtherSpentProceeds | Amount UnspentAmountUnspent | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 27460000 | 0 | 0 | 0 | 0 | 0 | 493608 | 0 | 0 | 11773846 | 15192546 | 0 | 2007 | false | true | true | true |
| 46000000 | 0 | 0 | 0 | 0 | 0 | 669598 | 0 | 0 | 45330402 | 0 | 0 | 2010 | false | false | false | true |
| 15890000 | 0 | 0 | 0 | 0 | 0 | 355800 | 0 | 50000 | 10838221 | 4645979 | 0 | 2008 | false | true | true | true |
Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Engage Bond Counsel ContractsEngageBondCounselContracts | Any Research AgreementsAnyResearchAgreements | Engage Bond Counsel ResearchEngageBondCounselResearch | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|---|---|
| false | false | false | false | false | false | 0 | true |
| false | false | false | false | false | false | 0 | true |
| false | false | false | false | false | 0 | true |
Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Term Of HedgeTermOfHedge | Superintegrated HedgeSuperintegratedHedge | Hedge TerminatedHedgeTerminated | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Business Name Line1NameOfGICProvider/BusinessNameLine1 | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO NA | |||||||||
| true | true | true | 23. | false | false | false | 0 | false | false |
| WELLS FARGO NA | |||||||||
| false | true | true | 24. | false | false | false | 0 | false | false |
| WELLS FARGO NA | |||||||||
| false | true | true | 26. | false | false | false | 0 | false | false |
Form990 Schedule K Part VI Form990ScheduleKPartVI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Advance Refunding | Identifier |
| Return Reference | 0 | ReturnReference |
| Explanation | See schedule O for detail. | Explanation |
Schedule L IRS990ScheduleL
Loan Table LoanTable (2 entries)
| Purpose Of LoanPurposeOfLoan | Loan From OrganizationLoanFromOrganization | Original PrincipalOriginalPrincipalAmount | Balance DueBalanceDue | DefaultDefault | Approved By BoardApprovedByBoard | Written AgreementWrittenAgreement |
|---|---|---|---|---|---|---|
| JAMES S MCCOY | ||||||
| EMPLOYEE RELOCATION | X | $60,000 | 60000 | false | true | true |
| MARSHA HAMM | ||||||
| EMPLOYEE RELOCATION | X | $56,000 | 56000 | false | false | true |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | 116000 | TotalBalanceDue |
Form990 Schedule L Part III Form990ScheduleLPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Interested Person | VARIOUS | NameOfInterestedPerson |
| Relationship With Organization | VARIOUS | RelationshipWithOrganization |
| Amount Of Grant | 8505 | AmountOfGrant |
| Type Of Assistance | TUITION REMISS. | TypeOfAssistance |
Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| ACORN PROPERTY MANAGEMENT | |||
| D. BECKERMAN, FORMER BOD | 1115228 | LEASE OF BUILDING | false |
| CHARLES E POMPEA | |||
| FORMER CHAIR OF THE BOARD | 74174 | LEASE OF BUILDING | false |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Works Of Art | WorksOfArt | |
| Art Historical Treasures | ArtHistoricalTreasures | |
| Art Fractional Interest | ArtFractionalInterest | |
| Books And Publications | BooksAndPublications | |
| Clothing And Household Goods | ClothingAndHouseholdGoods | |
| Cars And Other Vehicles | CarsAndOtherVehicles | |
| Boats And Planes | BoatsAndPlanes | |
| Intellectual Property | IntellectualProperty |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 5 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 129788 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities Closely Held Stock | SecuritiesCloselyHeldStock | |
| Securities Prtnrshp Trust Intrsts | SecuritiesPrtnrshpTrustIntrsts | |
| Securities Miscellaneous | SecuritiesMiscellaneous | |
| Qualified Contrib Hist Struct | QualifiedContribHistStruct | |
| Qualified Contrib Other | QualifiedContribOther | |
| Real Estate Residential | RealEstateResidential | |
| Real Estate Commercial | RealEstateCommercial | |
| Real Estate Other | RealEstateOther | |
| Collectibles | Collectibles | |
| Food Inventory | FoodInventory | |
| Drugs And Medical Supplies | DrugsAndMedicalSupplies | |
| Taxidermy | Taxidermy | |
| Historical Artifacts | HistoricalArtifacts | |
| Scientific Specimens | ScientificSpecimens | |
| Archaeological Artifacts | ArchaeologicalArtifacts | |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | true | ReviewProcessUnusualNCGifts |
| Third Parties Used | true | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII (3 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| Part II, Column B | THE AMOUNT IN COLUMN B INDICATES THE NUMBER OF INDIVIDUAL CONTRIBUTORS. | |
| Gift Acceptance Policy | THE UNIVERSITY OF NEW HAVEN HAS A WRITTEN GIFT ACCEPTANCE POLICY. GIFTS SHALL BE ACCEPTED BY THE UNIVERSITY ONLY AFTER FAVORABLE EVALUATION, INCLUDING COMPLIANCE WITH THE ORGANIZATIONS TAX STATUS, BY UNIVERSITY PERSONNEL, IN CONSULTATION WITH OUTSIDE ADVISORS AND IF NECESSARY, APPROVAL BY THE UNIVERSITY'S BOARD OF GOVERNORS. | Schedule M Part I, Line 31 |
| INVESTMENT BROKER | THE UNIVERSITY USES THE SERVICES OF A THIRD PARTY (UBS FINANCIAL SERVICES), TO PROCESS DONOR CONTRIBUTIONS OF SECURITIES. STOCK GIFTS WILL BE VALUED BASED ON THE DATE OF TRANSFER TO THE UNIVERSITY. THE DONOR RECIEVES CREDIT FOR THE HIGH AND LOW MARKET VALUE ON THE DAY OF THE TRANSFER. | SCHEDULE M, PART I, LINE 32A |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (6 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| FORM 990 REVIEW PROCESS | PART VI, SECTION B, LINE 11B | A COMPLETED COPY OF THE FORM 990 WAS MADE AVAILABLE TO ALL BOARD MEMBERS VIA A SECURE WEB LINK FOR REVIEW, COMMENT AND QUESTIONS PRIOR TO SUBMISSION TO THE INTERNAL REVEUNE SERVICE. |
| CONFLICT OF INTEREST POLICY | PART VI SECTION B, LINE 12C | THE UNIVERSITY OF NEW HAVEN'S BOARD OF GOVERNORS CONFLICT OF INTEREST POLICY COMPLIES WITH THE GOOD GOVERNANCE PRINCIPLES AS ESTABLISHED BY THE INTERNAL REVENUE SERVICE. IN ADDITION, THE CONFLICT OF INTEREST POLICY WAS CREATED TO COMPLY WITH THE CONNECTICUT REVISED NON-STOCK CORPORATION ACT. THE POLICY IDENTIFIES WHAT CONSTITUTES A CONFLICT OF INTEREST FOR A BOARD MEMBER AND WHAT IS REQUIRED OF A BOARD MEMBER IF A CONFLICT WERE TO ARISE. THE UNDERLYING PRINCIPLES OF THE POLICY ARE AIMED AT INSURING A FULL AND TIMELY DISCLOSURE MADE BY A BOARD MEMBER REGARDING ANY CONFLICT OF INTEREST THAT MAY EXIST. BOARD MEMBERS WITH CONFLICTS ARE NOT TO BE INVOLVED IN ANY BOARD DELIBERATIONS OR VOTE ON THE MATTER. IN ADDITION, IF THE TRANSACTION IS TO BE APPROVED AT THE UNIVERSITY STAFF LEVEL, THEN, THE BOARD MEMBER SHALL HAVE NO INVOLVEMENT IN THE STAFF DECISION MAKING PROCESS. THE PROCEDURES REGARDING THE IMPLEMENTATION OF THE CONFLICTS POLICY CONTAINS THREE STEPS; SUBMISSION OF THE ANNUAL CONFIRMATION FORM, REPORTING OF SUBSEQUENT CONFLICTS OF INTEREST AND THE SECRETARY'S ROLE IN REPORTING CONFLICTS TO THE ETHICS SUBCOMMITTEE OF THE BOARD'S EXECUTIVE COMMITTEE. THE SCOPE OF THIS POLICY COVERS CURRENT BOARD MEMBERS, EMERITUS BOARD MEMBERS, SIGNIFICANT DONORS, UNIVERSITY OFFICERS, PROFESSORS AND OTHER EMPLOYEES OF THE UNIVERSITY. THE POLICY IS REVIEWED AND MONITORED WITH THE SUBMISSION OF THE ANNUAL CONFIRMATION FORM BEING SUBMITTED TO EXECUTIVE ASSISTANT TO THE PRESIDENT. AN ADDITIONAL CONFIRMATION IS SECURED WITH A REVIEW OF THE ANNUAL CONFIRMATION FORMS BY THE UNIVERSITY ADMINISTRATION. |
| COMPENSATION POLICY | PART VI, SECTION B, LINES 15A & 15B | THERE ARE TWO SEQUENTIAL STEPS TAKEN EACH FISCAL YEAR AT THE UNIVERSITY OF NEW HAVEN WITH REGARD TO THE DECISIONS MADE BY THE BOARD OF GOVERNORS IN CONNECTION WITH THE COMPENSATION AWARDED TO THE TOP MANAGEMENT OFFICIALS AT THE UNIVERSITY, VIZ., ITS SENIOR OFFICERS CONSISTING OF: (I) THE PRESIDENT; (II) THE PROVOST; AND (III) THE VICE PRESIDENTS. THE FIRST STEP INVOLVES A SPECIAL COMMITTEE OF THE BOARD OF GOVERNORS. THE COMPENSATION COMMITTEE (THE "COMMITTEE"), WHICH IS COMPRISED OF FOUR MEMBERS: (I) THE BOARD CHAIR AND VICE CHAIR; AND (II) TWO OTHER BOARD MEMBERS. THE MEMBERS OF THE COMMITTEE ARE SELECTED BY THE BOARD CHAIR; AND THE COMMITTEE HAS BEEN AUTHORIZED BY THE BOARD TO ACT IN ITS SPECIAL CAPACITY. THE MEMBERS OF THE COMMITTEE ARE INDEPENDENT PERSONS WITH NO CONFLICTS OF INTEREST, AND WHO THUS ARE ABLE TO CONDUCT THE COMPENSATION REVIEW AT "ARMS' LENGTH." WITH REGARD TO THE UNIVERSITY'S 7/1/11-6/30/12 FISCAL YEAR, THE COMMITTEE CONDUCTED AN IN-DEPTH REVIEW, AND DISCUSSION, OF FOUR RELEVANT MATTERS. FIRST, IT REVIEWED THE VARIOUS ELEMENTS OF COMPENSATION FOR EACH SENIOR OFFICER, INCLUDING BASE SALARY, BONUS INCENTIVES, STANDARD ERISA-QUALIFIED HEALTH AND RETIREMENT PLANS, TAXABLE ALLOWANCES, AND OTHER BENEFITS. SECOND, THE COMMITTEE REVIEWED APPROPRIATE COMPARABILITY DATA BASED ON THE GEOGRAPHIC LOCATION, ACADEMIC PROGRAMS OFFERED AND THE FINANCIAL RESOURCES OF OTHER UNIVERSITIES. THIRD, THE REASONABLENESS OF THIS DATA WAS SUBSTANTIATED WITH BENCHMARKING EACH SENIOR OFFICER'S POSITION WITH MARKET NORMS. FOURTH, AND FINALLY, THE LEVELS OF RESPONSIBILITY AND OVERALL QUALIFICATIONS OF EACH OF THE SENIOR OFFICERS RELATIVE TO MARKET COMPARABLE POSITIONS, AND ALSO EACH SENIOR OFFICER'S JOB PERFORMANCE, WERE ALSO REVIEWED. (AS IS PRUDENT, THE COMMITTEE'S DELIBERATIONS AND DECISIONS WERE DOCUMENTED BY CONCURRENTLY-PREPARED MINUTES BY A COMMITTEE MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY.) THE FINAL STEP IN THE COMPENSATION APPROVAL PROCESS COMMENCED WITH THE COMMITTEE'S PRESENTATION OF ITS ANNUAL REPORT AT A MEETING OF THE BOARD OF GOVERNORS WITH REGARD TO: (I) THE DATA THAT THE COMMITTEE REVIEWED; AND (II) ITS COMPENSATION RECOMMENDATIONS TO THE BOARD. (IN THIS CONTEXT, ALL MEMBERS OF THE BOARD ARE INDEPENDENT PERSONS WITH NO CONFLICTS OF INTEREST, AND WHO THUS ARE ABLE TO CONDUCT THE COMPENSATION REVIEW AT "ARMS' LENGTH.") THE BOARD THEN DISCUSSED THIS DATA FROM THE COMMITTEE AND THE COMMITTEE'S RECOMMENDATIONS. THEREUPON, A RESOLUTION WAS ADOPTED BY A MAJORITY OF THE BOARD IN ITS APPROVAL OF THE PARTICULAR COMPENSATION AMOUNTS TO BE AWARDED TO EACH OF THE SENIOR OFFICERS. (AS IS PRUDENT, THE COMMITTEE'S DELIBERATIONS AND DECISIONS WERE DOCUMENTED BY CONCURRENTLY-PREPARED MINUTES BY A BOARD MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY.) COMPENSATION FOR KEY EMPLOYEES IS CALCULATED IN A SIMILAR FASHION AS PROVIDED ABOVE BUT DOES NOT REQUIRE COMMITTEE OR BOARD REVIEW OR APPROVAL. |
| PUBLIC DISCLOSURE POLICY | PART VI SECTION C, LINE 19 | THE UNIVERSITY ALLOWS ACCESS TO IMPORTANT DOCUMENTS OF PUBLIC INTEREST THROUGH THE UNIVERSITY'S WEB SITE. THE UNIVERSITY'S TAX RETURN, FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE FOR PUBLIC INSPECTION. |
| RECONCILIATION OF NET ASSETS | PART XI, LINE 5 | OTHER CHANGES IN NET ASSETS =========================== INTEREST REATE SWAP (10,682,041) UNREALIZED GAIN/LOSS ON INVESTMENT (1,036,525) NET ASSETS OF HENRY C. LEE INSTITUTE 45,428 ------------ TOTAL OTHER CHANGES (11,673,138) |
| ADVANCE REFUNDING | SCHEDULE K | OF THE PROCEEDS FROM THE SERIES E BONDS ISSUED ON AUGUST 17, 2005, $15,192,546 WAS AN ADVANCE REFUNDING OF THE SERIES D BONDS. OF THE PROCEEDS FROM SERIES G BONDS ISSUED ON AUGUST 29, 2006, $4,645,979 WAS AN ADVANCE REFUNDING OF THE SERIES F BONDS. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|
| HENRY C LEE INST OF FORENSIC SCIENCE | ||||||||||
| 300 BOSTON POST ROAD | WEST HAVEN | CT | 06516 | 061629144 | EDUCATION | CT | 501(c)(3) | 11A | NA | true |
| UNIVERSITY OF NEW HAVEN DENTAL CENTER | ||||||||||
| 300 BOSTON POST ROAD | NEW HAVEN | CT | 06516 | 061629143 | INACTIVE CORP | CT | 501(c)(3) | 11A | NA | true |
Form990 Schedule R Part IV Form990ScheduleRPartIV
Name Of Related Org NameOfRelatedOrg
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHARITABLE REMAINDER TRUST (2) | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Primary Activity | CHARITABLE TRUST | PrimaryActivity |
| Legal Domicile State | CT | LegalDomicileState |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Entity | TRUST | TypeOfEntity |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | true | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | true | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | true | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (2 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| HENRY C LEE INSTITUTE | ||
| M | 447000 | FMV |
| HENRY C LEE INSTITUTE | ||
| R | 90221 | FMV |