FLEMING ENDOWMENT: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: FLEMING ENDOWMENT (EIN 76-0555849)
Tax period: 2011-11-01 to 2012-10-31
Filed: 2013-09-15
IRS object ID: 201302599349100520
Schema version: 2011v1.5
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Expenses Schedule
Other Liabilities Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-09-15T16:35:23-05:00	Timestamp
Tax Period End Date	2012-10-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	760236864	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	FERGUSON CAMP POLL PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1800 BERING DR STE 950	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	77057	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-11-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	760555849	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	FLEMING ENDOWMENT	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	FLEM	NameControl
Phone	7136217944	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2800 POST OAK BLVD NO 4000	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	770566109	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	GEORGE M FLEMING	Name
Title	PRESIDENT	Title
Phone	7136219638	Phone
Date Signed	2013-09-16	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	GEOFF POLL	Name
PTIN	P01398213	PTIN
Phone	7137835200	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	5969746	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	41	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	41	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	258150	DividendsRevAndExpnss
Dividends Net Invst Incm	258150	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	-43275	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	3296666	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	0	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	214916	TotalRevenueAndExpenses
Total Net Investment Income	258191	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Legal Fees Rev And Expnss	143576	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	143576	LegalFeesNetInvstIncm
Legal Fees Dsbrs Chrtbl Prps	0	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	14202	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	7101	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	0	AccountingFeesDsbrsChrtblPrps
Other Expenses Rev And Expnss	7943	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	0	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	0	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	165721	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	150677	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	375600	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	375600	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	541321	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	150677	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	375600	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-326405	ExcessOfRevenueOverExpenses
Net Investment Income	107514	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	342736	CashBOY
Savings And Temp Cash Invst EOY	293831	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	293831	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	5465604	InvestmentsCorpStockBOY
Investments Corp Stock EOY	5372956	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	5613509	InvestmentsCorpStockEOYFMV
Investments Other BOY	528462	InvestmentsOtherBOY
Investments Other EOY	345760	InvestmentsOtherEOY
Investments Other EOYFMV	61311	InvestmentsOtherEOYFMV
Other Assets BOY	3245	OtherAssetsBOY
Other Assets EOY	1095	OtherAssetsEOY
Other Assets EOYFMV	1095	OtherAssetsEOYFMV
Total Assets BOY	6340047	TotalAssetsBOY
Total Assets EOY	6013642	TotalAssetsEOY
Total Assets EOYFMV	5969746	TotalAssetsEOYFMV
Other Liabilities BOY	353428	OtherLiabilitiesBOY
Other Liabilities EOY	353428	OtherLiabilitiesEOY
Total Liabilities BOY	353428	TotalLiabilitiesBOY
Total Liabilities EOY	353428	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	0	CapitalStockBOY
Capital Stock EOY	0	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	5986619	RetainedEarningsBOY
Retained Earnings EOY	5660214	RetainedEarningsEOY
Total Net Assets BOY	5986619	TotalNetAssetsBOY
Total Net Assets EOY	5660214	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	6340047	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	6013642	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	5986619	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-326405	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	5660214	Subtotal
Other Decreases	0	OtherDecreases
Total Net Assets Fund Balances EOY	5660214	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (67 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
1000 FEDL HOME LOAN MTG	P	2010-01-14	2011-11-15	1000	1437	-437	-437
50000 PETROBRAS INTERNATIONAL FINANCE CO	P	2011-10-03	2011-12-07	54756	54050	706	706
50000 LORILLARD TOBACCO COMPANY	P	2011-08-02	2011-12-19	53836	52848	988	988
3000 FEDL HOME LOAN MTG COXXX	P	2010-01-14	2011-12-15	3000	4311	-1311	-1311
22000 FEDL HOME LOAN MTG	P	2010-01-22	2011-12-15	1215	1825	-610	-610
3000 FEDL HOME LOAN MTG COXXX	P	2010-01-14	2012-01-17	3000	4311	-1311	-1311
180000 AMERIQUEST MTG SECS INC	P	2010-11-04	2012-02-15	66930	69421	-2491	-2491
2000 FEDL HOME LOAN MTG COXXX	P	2010-01-14	2012-02-15	2000	2874	-874	-874
3000 FEDL HOME LOAN MTG COXXX	P	2010-01-27	2012-02-27	301	1989	-1688	-1688
50000 FEDL HOME LOAN MTG COXXX	P	2010-01-14	2012-02-27	502	3315	-2813	-2813
125000 FIRST HORIZON MTG TR	P	2011-02-07	2012-02-29	84163	93283	-9120	-9120
2500 MERRILL LYNCH MTG INVS	P	2011-01-11	2012-02-29	10704	11392	-688	-688
50000 CREDIT SUISSE COML MTG	P	2011-10-28	2012-03-02	54547	53912	635	635
25000 JEFFRIES GROUP INC	P	2012-02-15	2012-03-16	23621	22851	770	770
47000 BANC AMER COML MTG	P	2011-09-09	2012-03-29	51826	50882	944	944
10000 FEDL HOME LOAN MTG COXXX	P	2010-01-14	2012-03-15	1000	1437	-437	-437
4000 FEDL HOME LOAN MTG COXXX	P	2010-01-14	2012-04-16	4000	5748	-1748	-1748
65000 CREDIT SUISSE COML MTG	P	2011-10-12	2012-05-29	65000	60716	4284	4284
3000 FEDL HOME LOAN MTG COXXX	P	2010-03-09	2012-05-15	3000	3128	-128	-128
100000 LB UBS COML MTG TR	P	2010-12-15	2012-05-17	31478	33340	-1862	-1862
500000 MERRILL LYNCH MTG INVS	P	2010-11-01	2012-05-30	29696	31905	-2209	-2209
200000 CHASE FDG MTG	P	2011-06-05	2012-06-01	38778	40391	-1613	-1613
140000 GS MTG SECS CORP	P	2012-02-06	2012-06-01	54234	56392	-2158	-2158
900000 NEW CENTURY HM EQTY LN	P	2011-09-15	2012-06-19	130894	130318	576	576
50000 GS MTG SECS CORP	P	2011-07-14	2012-06-21	20307	20541	-234	-234
225000 GS MTG SECS CORP	P	2011-12-01	2012-06-21	91383	91683	-300	-300
650000 HOMEBANC MTG TR	P	2011-11-15	2012-06-21	38484	40883	-2399	-2399
600000 HOMEBANC MTG TR	P	2011-11-28	2012-06-21	35523	37789	-2266	-2266
496000 IMPAC CMB TR	P	2011-11-29	2012-06-21	18130	22149	-4019	-4019
350000 MERRILL LYNCH MTG INVS	P	2012-01-11	2012-06-21	25578	25597	-19	-19
125000 NOVASTAR HM EQUITY LN	P	2012-01-11	2012-06-21	98727	106395	-7668	-7668
120000 CSAB MTG BKD TR	P	2011-08-18	2012-06-26	79804	90062	-10258	-10258
750000 CWALT INC	P	2011-05-06	2012-06-01	47603	49389	-1786	-1786
400000 CARRINGTON MTG LN	P	2011-05-13	2012-06-01	52423	61442	-9019	-9019
400000 AMERICAN AIRLINES INC	P	2011-05-17	2012-06-07	95935	111465	-15530	-15530
1000 FEDL HOME LOAN MTG COXXX	P	2010-03-09	2012-06-15	1000	1043	-43	-43
39000 FEDL HOME LOAN MTG CORP	P	2010-01-22	2012-06-15	424	1489	-1065	-1065
410000 ML CFC COML MTG TR	P	2010-04-29	2012-06-15	435656	397737	37919	37919
250000 MERRILL LYNCH MTG INVS	P	2011-04-07	2012-06-21	20433	21935	-1502	-1502
143000 WELLS FARGO MTG	P	2011-09-02	2012-07-19	55042	59769	-4727	-4727
50000 ARCELORMITTAL SA NOTE	P	2012-05-18	2012-07-30	48772	49134	-362	-362
3000 FEDL HOME LOAN MTG COXXX	P	2010-03-09	2012-07-16	3000	3127	-127	-127
100000 AMERICAN HM MTG	P	2010-12-08	2012-07-18	114329	121783	-7454	-7454
100000 COMMERCIAL MTG TR	P	2011-10-28	2012-08-02	100085	94197	5888	5888
50000 CWMBS INC	P	2011-09-07	2012-08-03	47544	44131	3413	3413
40000 NOMURA ASSET ACCEP	P	2012-01-05	2012-08-03	26030	26127	-97	-97
100000 JP MORGAN MTG TR	P	2011-10-24	2012-08-14	18660	18757	-97	-97
450000 AMERICAN HM MTG ASSET TR	P	2012-03-23	2012-08-31	66181	65008	1173	1173
150000 NATIONAL CITY MTG CAP	P	2011-05-20	2012-08-02	34629	32724	1905	1905
75000 NATIONAL CITY MTG CAP TR	P	2011-05-24	2012-08-02	17314	16365	949	949
100000 NOVASTAR MTG FDG TR	P	2011-06-15	2012-08-07	25098	31358	-6260	-6260
3000 FEDL HOME LOAN MTG COXXX	P	2010-03-09	2012-08-15	3000	3128	-128	-128
75000 NOMURA ASSET ACCEP CORP	P	2012-01-03	2012-09-07	49440	50964	-1524	-1524
50000 CITIGROUP COML MTG TR	P	2012-06-04	2012-09-10	53467	52823	644	644
50000 CREDIT SUISSE COML MTG	P	2012-05-21	2012-09-10	50563	50273	290	290
25000 CREDIT SUISSE COML MTG	P	2012-06-01	2012-09-10	25281	25016	265	265
200000 CREDIT SUISSE COML MTG	P	2012-06-15	2012-09-18	217721	212673	5048	5048
50000 BEAR STEARNS COML MTG	P	2012-05-29	2012-09-24	54300	53437	863	863
100000 MORGAN STANLEY CAP I TR	P	2012-07-23	2012-09-28	110619	111033	-414	-414
88000 MORGAN STANLEY CAP I TR	P	2010-04-30	2012-09-14	7080	10653	-3573	-3573
2000 FEDL HOME LOAN MTC COXXX	P	2010-03-09	2012-09-17	2000	2085	-85	-85
50000 COMM MTG TR	P	2012-06-04	2012-10-02	52902	52352	550	550
140000 COMM MTG TR	P	2012-05-03	2012-10-02	147340	146083	1257	1257
100000 LB UBS COML MTG TR	P	2011-12-08	2012-10-24	27615	26283	1332	1332
100000 LB UBS COML MTG TR	P	2012-06-15	2012-10-24	105763	102525	3238	3238
2000 FEDL HOME LOAN MTC COXXX	P	2010-03-09	2012-10-15	2000	2085	-85	-85
GOLDENTREE HIGH YIELD FUND	P				4373	-4373	-4373

Field	Value	IRS element (for citing)
Capital Gain Net Income	-43275	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	908028	QualifyingDistributionsYear1
Noncharitable Assets Year1	6139466	NoncharitableAssetsYear1
Distribution Ratio Year1	0.147900	DistributionRatioYear1
Qualifying Distributions Year2	611040	QualifyingDistributionsYear2
Noncharitable Assets Year2	7104125	NoncharitableAssetsYear2
Distribution Ratio Year2	0.086012	DistributionRatioYear2
Qualifying Distributions Year3	1685280	QualifyingDistributionsYear3
Noncharitable Assets Year3	6311453	NoncharitableAssetsYear3
Distribution Ratio Year3	0.267019	DistributionRatioYear3
Qualifying Distributions Year4	2606769	QualifyingDistributionsYear4
Noncharitable Assets Year4	12135942	NoncharitableAssetsYear4
Distribution Ratio Year4	0.214797	DistributionRatioYear4
Qualifying Distributions Year5	1955909	QualifyingDistributionsYear5
Noncharitable Assets Year5	18187579	NoncharitableAssetsYear5
Distribution Ratio Year5	0.107541	DistributionRatioYear5
Total Distribution Ratio	0.823269	TotalDistributionRatio
Average Distribution Ratio	0.164654	AverageDistributionRatio
Net Noncharitable Assets	5837086	NetNoncharitableAssets
Adjusted Noncharitable Assets	961100	AdjustedNoncharitableAssets
One Percent Net Investment Income	1075	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	962175	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	375600	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	2150	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	2150	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	2150	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	3245	EstTaxPaymentsAndOverpayment
Total Credits And Payments	3245	TotalCreditsAndPayments
Overpayment	1095	Overpayment
Amount Credited To Next Year	1095	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	0	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	TX	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	RAYMOND KINZER	BooksInCareOfPersonName
Books In Care Of Phone Number	7136217944	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	2800 POST OAK BLVD SUITE 4000	AddressLine1
City	HOUSTON	City
State	TX	State
ZIP Code	770566109	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
GEORGE M FLEMING
2800 POST OAK BLVD SUITE 4000	HOUSTON	TX	770566109	PRESIDENT/TRUSTEE	4.00	0	0	0
SCOTT FLEMING
2800 POST OAK BLVD SUITE 4000	HOUSTON	TX	770566109	VICE PRESIDENT/TRUSTEE	4.00	0	0	0
RAYMOND E KINZER
2800 POST OAK BLVD SUITE 4000	HOUSTON	TX	770566109	SECRETARY/TREASURER/TRUSTE	4.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	5612437	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	313539	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	5925976	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	5925976	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	88890	CashDeemedCharitable
Net Noncharitable Assets	5837086	NetNoncharitableAssets
Minimum Investment Return	291854	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	291854	MinimumInvestmentReturn
Tax Based On Investment Income	2150	TaxBasedOnInvestmentIncome
Total Tax	2150	TotalTax
Distributable Amount Before Adj	289704	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	289704	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	289704	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	375600	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	375600	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	0	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	375600	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	289704	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year4	2007828	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	1375387	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	262124	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	607059	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	4252398	TotalExcessDistriCarryover
Qualifying Distributions	375600	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	289704	AppliedToCurrentYear
Remaining Distri From Corpus	85896	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	4338294	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	4338294	ExcessDistriCyovToNextYear
Excess From Year4	2007828	ExcessFromYear4
Excess From Year3	1375387	ExcessFromYear3
Excess From Year2	262124	ExcessFromYear2
Excess From Year1	607059	ExcessFromYear1
Excess From Current Year	85896	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	GEORGE M FLEMING	ContributingManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (20 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
SAM HOUSTON AREA COUNCIL OF BOY SCOUTS OF AMERICA
3020 53RD STREET	GALVESTON	TX	775515917	NONE	NON PROFIT ORGANIZAT	FRIENDS OF SCOUTING CAMPAIGN	$250
AUBREY LIBRARY FOUNDATION
5200 KELLER SPRINGS RD	DALLAS	TX	75248	NONE	NON PROFIT ORGANIZAT	MEMORIAL CONTRIBUTION	$1,000
MD ANDERSON CANCER CENTER
PO BOX 301439	HOUSTON	TX	772301439	NONE	NON PROFIT ORGANIZAT	FLEMING ENDOWED FELLOWSHIP FOR MESOTHELIOMA RESEARCH	$50,000
AMERICAN JUDICATURE SOCIETY
2014 BROADWAY SUITE 100	NASHVILLE	TN	37203	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$500
CAN CARE INC
9575 KATY FWY SUITE 428	HOUSTON	TX	77024	NONE	NON PROFIT ORGANIZAT	MATT FLEMING CHARITABLE CONTRIBUTION	$500
ST AGNES ACADEMY
9000 BELLAIRE BLVD	HOUSTON	TX	77036	NONE	NON PROFIT ORGANIZAT	FLEMING AWARD & FLEMING GRANT FOR TEACHING EXCELLENCE	$50,000
ST JOHN VIANNEY CATHOLIC CHURCH
325 NOTTINGHAM OAKS TRAIL	HOUSTON	TX	77079	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$6,100
STRAKE JESUIT COLLEGE PREPARATORY
8900 BELLAIRE BOULEVARD	HOUSTON	TX	77036	NONE	NON PROFIT ORGANIZAT	2012-11 ANNUAL FUND,AWARD & MARY FLEMING CONFERENCE CENTER	$220,000
UNIVERSITY OF HOUSTON LAW FOUNDATION
100 LAW CENTER	HOUSTON	TX	77204	NONE	NON PROFIT ORGANIZAT	UNDERWRITE EVENT	$3,500
UNIVERSITY OF TEXAS
PO BOX 250	AUSTIN	TX	787670250	NONE	NON PROFIT ORGANIZAT	2012-11 ANNUAL FUND	$5,000
SHELTERING ARMS SENIOR SERVICES
3838 ABERDEEN WAY	HOUSTON	TX	77025	NONE	NON PROFIT ORGANIZAT	UNDERWRITE PARSLEY CHARITY GOLF CLASSIC	$2,500
SHRINERS HOSPITALS FOR CHILDREN
6977 MAIN STREET	HOUSTON	TX	77030	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$25,000
SOUTH TEXAS COLLEGE OF LAW
1303 SAN JACINTO ST	HOUSTON	TX	77002	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$4,000
ST FRANCIS EPISCOPAL DAY SCHOOL
335 PINEY POINT ROAD	HOUSTON	TX	77024	NONE	NON PROFIT ORGANIZAT	W. WOOLRICH FUND FOR FACULTY	$1,000
CHILDRENS' ASSESSMENT CENTER FOUNDATION
2500 BOLSOVER ST	HOUSTON	TX	77005	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$1,000
UNIVERSITY OF TEXAS
PO BOX 250	AUSTIN	TX	787670250	NONE	NON PROFIT ORGANIZAT	PRESIDENT'S ASSOCIATION	$2,000
ARCHDIOCESE OF GALVESTON-HOUSTON
1700 SAN JACINTO ST	HOUSTON	TX	77002	NONE	CHURCH	RED MASS	$250
HIGH POINT UNIVERSITY
833 MONTILEU AVE	HIGH POINT	NC	27262	NONE	NON PROFIT ORGANIZAT	IN MEMORY OF ALBERT EARLE	$1,000
JACKSON INTER-FAITH SHELTER
414 S BLACKSTONE	JACKSON	MI	49201	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$1,000
TEXAS APPLESEED
1602 SHOAL CREEK BLVD STE 201	AUSTIN	TX	78701	NONE	NON PROFIT ORGANIZAT	GENERAL FUND	$1,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	375600	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$41	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$258,150	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	-$43,275	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$214,916	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	214916	TotalPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps (3 entries)

Line NumberLineNumber	Relationship StatementRelationshipStatement
3	INTEREST EARNED ON INVESTMENTS PROVIDES CASH FOR OPERATING EXPENSES
4	DIVIDENDS EARNED ON INVESTMENTS PROVIDES CASH FOR OPERATING EXPENSES
8	SALES OF SECURITIES PROVIDES CASH TO MAKE CONTRIBUTIONS, GIFTS, GRANTS

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	Category
Amount	$14,202	Amount
Net Investment Income	7101	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock

Field	Value	IRS element (for citing)
Name Of Stock	AMERICAN ENTERPRISE INVESTMENT	NameOfStock
EOY Book Value	5372956	EOYBookValue
EOYFMV	5613509	EOYFMV

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (2 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
GOLDENTREE HIGH YIELD PROPERTIES	AT COST	297032	12583
EQUITY HERITAGE "SIDE POCKET"	AT COST	48728	48728

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	LEGAL FEES	Category
Amount	$143,576	Amount
Net Investment Income	143576	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets

Field	Value	IRS element (for citing)
Description	PREPAID FEDRAL EXCISE TAX	Description
BOY Book Value	3245	BOYBookValue
EOY Book Value	1095	EOYBookValue
EOYFMV	1095	EOYFMV

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
EXPENSE REIMBURSEMENTS	663	0	0
EXCISE TAX	2150	0	0
OFFICE SUPPLIES	93	0	0
TRAVEL EXPENSE	5037	0	0

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (2 entries)

DescriptionDescription	BOY Book ValueBOYBookValue	EOY Book ValueEOYBookValue
EXCISE TAXES PAYABLE	3446	3446
UNREALIZED GAIN/LOSS	349982	349982