CHARLES B SWEATT FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- CHARLES B SWEATT FOUNDATION (EIN 41-6075853)
- Tax period
- 2012-03-01 to 2013-02-28
- Filed
- 2013-09-25
- IRS object ID
- 201302689349100005
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-09-25T14:36:32-06:00 | Timestamp |
| Tax Period End Date | 2013-02-28 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-03-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 416075853 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHARLES B SWEATT FOUNDATION WELLS FARGO DBA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | SWEA | NameControl |
| Phone | 6123436561 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1525 W WT HARRIS BLVD D1114-044 | AddressLine1 |
| City | CHARLOTTE | City |
| State | NC | State |
| ZIP Code | 28288 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | TRUSTEE | Name |
| Title | Trustee | Title |
| Phone | 6123436561 | Phone |
| Date Signed | 2013-09-25 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1982883 | FMVAssetsEOY |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 56494 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 54501 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 15118 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 474957 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 15118 | CapitalGainNetIncmNetInvstIncm |
| Net STCG Adj Net Incm | 0 | NetSTCGAdjNetIncm |
| Other Income Rev And Expnss | 846 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 85 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 72458 | TotalRevenueAndExpenses |
| Total Net Investment Income | 69704 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 7746 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 3873 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 3873 | CompOfcrDirTrstDsbrsChrtblPrps |
| Oth Empl Slrs Wgs Net Invst Incm | 0 | OthEmplSlrsWgsNetInvstIncm |
| Oth Empl Slrs Wgs Adj Net Incm | 0 | OthEmplSlrsWgsAdjNetIncm |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 0 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Net Invst Incm | 0 | PensionEmplBnftNetInvstIncm |
| Pension Empl Bnft Adj Net Incm | 0 | PensionEmplBnftAdjNetIncm |
| Legal Fees Dsbrs Chrtbl Prps | 0 | LegalFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 14922 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 14922 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Interest Dsbrs Chrtbl Prps | 0 | InterestDsbrsChrtblPrps |
| Taxes Rev And Expnss | 2763 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1802 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Deprec And Depletion Rev And Expnss | 0 | DeprecAndDepletionRevAndExpnss |
| Deprec And Depletion Net Invst Incm | 0 | DeprecAndDepletionNetInvstIncm |
| Trav Conf Meeting Net Invst Incm | 0 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Adj Net Incm | 0 | TravConfMeetingAdjNetIncm |
| Printing And Pub Net Invst Incm | 0 | PrintingAndPubNetInvstIncm |
| Printing And Pub Adj Net Incm | 0 | PrintingAndPubAdjNetIncm |
| Other Expenses Rev And Expnss | 61 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 36 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 25 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 25492 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 20633 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 3898 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 82745 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 82745 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 108237 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 20633 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 86643 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -35779 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 49071 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 23185 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 74339 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 74339 | SavingsAndTempCashInvstEOYFMV |
| Accounts Receivable EOY | 0 | AccountsReceivableEOY |
| Accounts Receivable EOYFMV | 0 | AccountsReceivableEOYFMV |
| Allwnc For Dbtfl Acct Other Rcvbl | 0 | AllwncForDbtflAcctOtherRcvbl |
| Investments Govt Oblig BOY | 176117 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 100426 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 100086 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 788861 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 779026 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1417513 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 381289 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 379879 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 390942 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 3 | InvestmentsOtherBOY |
| Investments Other EOY | 3 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 3 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 1369455 | TotalAssetsBOY |
| Total Assets EOY | 1333673 | TotalAssetsEOY |
| Total Assets EOYFMV | 1982883 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 1369455 | CapitalStockBOY |
| Capital Stock EOY | 1333673 | CapitalStockEOY |
| Total Net Assets BOY | 1369455 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1333673 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1369455 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1333673 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1369455 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -35779 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 1333676 | Subtotal |
| Other Decreases | 3 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 1333673 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (14 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 1500. ABB LTD SPONSORED ADR | P | 2010-02-05 | 2012-10-23 | 28295 | 26104 | 2191 | 2191 |
| 500. ABB LTD SPONSORED ADR | P | 2012-04-03 | 2012-10-23 | 9432 | 10304 | -872 | -872 |
| 250. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009 | P | 2009-04-27 | 2012-10-08 | 17784 | 10922 | 6862 | 6862 |
| 200. CHICAGO BRIDGE & IRON NY SHS | P | 2004-01-20 | 2012-10-08 | 7774 | 3004 | 4770 | 4770 |
| 500. GENERAL ELEC CO COM | P | 2003-09-04 | 2012-05-15 | 9211 | 15835 | -6624 | -6624 |
| 100. ILLINOIS TOOL WORKS INC COM | P | 1994-03-16 | 2012-10-08 | 6026 | 1117 | 4909 | 4909 |
| 50000. INTL LEASE FINANCE 5.750% 4/15/12 | P | 2008-04-08 | 2012-04-15 | 50000 | 50020 | -20 | -20 |
| 50000. MARSH & MCLENNAN COS 4.850% 2/15/13 | 2011-06-02 | 2013-02-15 | 50000 | 52417 | -2417 | -2417 | |
| 700. NEWMONT MNG CORP COM NEW W/RIGHTS ATTACHED EXP 9/11/2010 | P | 2003-11-20 | 2012-08-09 | 32697 | 31630 | 1067 | 1067 |
| 300. TJX COS INC NEW COM | P | 2010-11-04 | 2012-10-08 | 13562 | 7049 | 6513 | 6513 |
| 75000. US TREASURY NOTE 1.000% 3/31/12 | P | 2011-02-28 | 2012-03-31 | 75000 | 75563 | -563 | -563 |
| 100000. US TREASURY NOTE 1.000% 3/31/12 | P | 2011-08-31 | 2012-03-31 | 100000 | 100555 | -555 | -555 |
| 25000. US TREASURY NOTE 0.625% 4/30/13 | P | 2012-04-02 | 2012-06-28 | 25084 | 25106 | -22 | -22 |
| 50000. US TREASURY NOTE 0.625% 4/30/13 | 2012-04-02 | 2013-01-30 | 50063 | 50213 | -150 | -150 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 15118 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 99056 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 1931701 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.051279 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 90072 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 1894628 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.047541 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 81735 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 1719377 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.047538 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 100452 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 1913356 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.0525 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 119847 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 2370053 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.050567 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.249425 | TotalDistributionRatio |
| Average Distribution Ratio | 0.049885 | AverageDistributionRatio |
| Net Noncharitable Assets | 1915437 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 95552 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 491 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 96043 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 86643 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 981 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 981 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 981 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 548 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 435 | TaxPaidWithExtension |
| Total Credits And Payments | 983 | TotalCreditsAndPayments |
| Penalty For Underpayment | 0 | PenaltyForUnderpayment |
| Overpayment | 2 | Overpayment |
| Amount Credited To Next Year | 2 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | MN | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WELLS FARGO BANK DBA ABBOT DOWNING | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 6123436561 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 90 SOUTH 7TH ST SUITE 5300 | AddressLine1 |
| City | MINNEAPOLIS | City |
| State | MN | State |
| ZIP Code | 55402 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | true | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | true | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| MR HENRY L SWEATT | ||||||
| 3225 BOHNS POINT ROAD | WAYZATA | MN | 55391 | TRUSTEE | 1 | 0 |
| MR CHARLES B SWEATT JR | ||||||
| 1455 TERRACE VIEW LANE N | PLYMOUTH | MN | 55447 | TRUSTEE | 1 | 0 |
| MRS MARGARET S MC GEE | ||||||
| 1088 PARK AVENUE APT 5B | NEW YORK | NY | 10128 | TRUSTEE | 1 | 0 |
| MISS SARAH W SWEATT | ||||||
| 1809 HUMBOLDT AVE SOUTH | MINNEAPOLIS | MN | 55403 | TRUSTEE | 1 | 0 |
| WELLS FARGO BANK DBA LOWRY HILL | ||||||
| 90 SOUTH 7TH ST SUITE 5300 | MINNEAPOLIS | MN | 55402 | CO-TRUSTEE | 4 | 7746 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Charitable Acty | SummaryOfDirectCharitableActy | |
| Sum Of Program Related Investments | SumOfProgramRelatedInvestments |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1733982 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 210624 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1944606 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 1944606 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 29169 | CashDeemedCharitable |
| Net Noncharitable Assets | 1915437 | NetNoncharitableAssets |
| Minimum Investment Return | 95772 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 95772 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 981 | TaxBasedOnInvestmentIncome |
| Total Tax | 981 | TotalTax |
| Distributable Amount Before Adj | 94791 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 94791 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 94791 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 86643 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Amounts Paid Acq Charitable Assets | 0 | AmountsPaidAcqCharitableAssets |
| Amounts Set Aside Suitability Test | 0 | AmountsSetAsideSuitabilityTest |
| Amounts Set Aside Cash Distri Test | 0 | AmountsSetAsideCashDistriTest |
| Qualifying Distributions | 86643 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 86643 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 94791 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Prior Year1 | 2010 | PriorYear1 |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 0 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 2451 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 0 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 0 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 0 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 2451 | TotalExcessDistriCarryover |
| Qualifying Distributions | 86643 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 86643 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 2451 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 2451 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 5697 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 0 | ExcessFromYear4 |
| Excess From Year3 | 0 | ExcessFromYear3 |
| Excess From Year2 | 0 | ExcessFromYear2 |
| Excess From Year1 | 0 | ExcessFromYear1 |
| Excess From Current Year | 0 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (37 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2 | Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|---|
| ST MARTIN'S BY THE LAKE | ||||||||
| CHURCH | P O BOX 38 | MINNETONKA BEACH | MN | 55403 | NONE | EXEMPT | GENERAL SUPPORT | $3,000 |
| GETHSEMANE EPISCOPAL | ||||||||
| CHURCH | 905 FOURTH AVENUE SOUTH | MINNEAPOLIS | MN | 55404 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 |
| VASSAR COLLEGE | ||||||||
| 124 RAYMOND AVE BOX 725 | POUGHKEEPSIE | NY | 126040725 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 | |
| MINNEAPOLIS CRISIS | ||||||||
| NURSERY | 5400 GLENWOOD AVE | GOLDEN VALLEY | MN | 55422 | NONE | EXEMPT | GENERAL SUPPORT | $1,250 |
| GORDON PARKS FOUNDATION | ||||||||
| 48 WHEELER AVENUE | PLEASANTVILLE | NY | 10570 | NONE | EXEMPT | GENERAL SUPPORT | $10,000 | |
| MOUNT KISCO CHILD CARE | ||||||||
| CENTERS INC | 95 RADIO CIRCLE DRIVE | MT KISCO | NY | 10549 | NONE | EXEMPT | GENERAL SUPPORT | $2,500 |
| BOYS & GIRLS CLUBS | ||||||||
| OF THE TWIN CITIES | 690 JACKSON STREET | ST PAUL | MN | 55130 | NONE | PUBLIC EXEMPT | GENERAL SUPPORT | $500 |
| HIGH POINT UNIVERSITY | ||||||||
| 833 MONTLIEU AVE | HIGH POINT | NC | 27262 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 | |
| MINNEAPOLIS HEART | ||||||||
| INSTITUTE FOUNDATION | 800 E 28TH STREET | MINNEAPOLIS | MN | 55407 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 |
| THE BLAKE SCHOOL | ||||||||
| 511 KENWOOD PKWY | MINNEAPOLIS | MN | 55403 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 | |
| REGIS UNIVERSITY | ||||||||
| 3333 REGIS BLVD | DENVER | CO | 80221 | NONE | EXEMPT | GENERAL SUPPORT | $500 | |
| SWEDISH COUNCIL OF | ||||||||
| AMERICA | 2600 PARK AVENUE | MINNEAPOLIS | MN | 55407 | NONE | EXEMPT | GENERAL SUPPORT | $4,815 |
| VERDE VALLEY SCHOOL | ||||||||
| 3511 VERDE VALLEY SCHOOL RD | SEDONA | AZ | 86351 | NONE | EXEMPT | GENERAL SUPPORT | $1,500 | |
| ALOHA CENTER FOR | ||||||||
| SPIRITUAL LIVING | 76-6280 KUAKINI HWY | KAILUA KONA | HI | 96745 | NONE | EXEMPT | GENERAL SUPPORT | $600 |
| MINNEHAHA ACADEMY | ||||||||
| 3100 W RIVER PKWY | MINNEAPOLIS | MN | 55406 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 | |
| CHILDRENS CANCER RESEARCH | ||||||||
| 7801 EAST BUSH LAKE ROAD | MINNEAPOLIS | MN | 55439 | NONE | EXEMPT | GENERAL SUPPORT | $1,500 | |
| BRECK SCHOOL | ||||||||
| 123 OTTAWA AVENUE NORTH | MINNEAPOLIS | MN | 55422 | NONE | EXEMPT | GENERAL SUPPORT | $315 | |
| VOYAGEURS NATIONAL PARK | ||||||||
| ASSOCIATION | 126 NORTH THIRD STREET SUITE 400 | MINNEAPOLIS | MN | 55401 | NONE | EXEMPT | GENERAL SUPPORT | $12,000 |
| WESTERN COMMUNITIES | ||||||||
| ACTION NETWORK | 5213 SHORELINE DRIVE | MOUND | MN | 55364 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 |
| MINNESOTA INTERNATIONAL | ||||||||
| CENTER | 711 EAST RIVER PARKWAY | MINNEAPOLIS | MN | 55455 | NONE | EXEMPT | GENERAL SUPPORT | $400 |
| COLLEGE OF THE ATLANTIC | ||||||||
| 105 EDEN STREET | BAR HARBOR | ME | 04609 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 | |
| ANIMAL HUMANE SOCIETY | ||||||||
| OF GOLDEN VALLEY | 845 MEADOW LANE NORTH | GOLDEN VALLEY | MN | 55422 | NONE | EXEMPT | GENERAL SUPPORT | $1,250 |
| LEAGUE OF WOMEN VOTERS | ||||||||
| 81 SPOUTH 9TH STREET SUITE 335 | MINNEAPOLIS | MN | 55402 | NONE | EXEMPT | GENERAL SUPPORT | $500 | |
| KONA AERIALS GYMNASTICS | ||||||||
| PO BOX 1603 | KEALAKEKUA | HI | 96750 | NONE | EXEMPT | GENERAL SUPPORT | $1,165 | |
| PRINCETON UNIVERSITY | ||||||||
| BOX 5357 | PRINCETON | NJ | 08543 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 | |
| ORONO ALLIANCE FOR | ||||||||
| EDUCATION | PO BOX 211 | LONG LAKE | MN | 55356 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 |
| MINNEAPOLIS FOUNDATION | ||||||||
| SARAH SWEATT FUND | 80 SOUTH EIGHTH STREET | MINNEAPOLIS | MN | 55402 | NONE | EXEMPT | GENERAL SUPPORT | $21,000 |
| JOHN JAY BOOSTERS CLUB | ||||||||
| PO BOX 305 | CROSS RIVER | NY | 10518 | NONE | EXEMPT | GENERAL SUPPORT | $2,000 | |
| JACOB BURNS FILM CENTER INC | ||||||||
| 405 MANVILLE ROAD 3RD FLOOR | PLEASANTVILLE | NY | 10570 | NONE | EXEMPT | GENERAL SUPPORT | $2,000 | |
| BIG ISLAND SAILING FOUNDATION | ||||||||
| PO BOX 5164 | KAILUA KONA | HI | 96745 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 | |
| KONA MUSIC SOCIETY INC | ||||||||
| PO BOX 5007 | KAILUA KONA | HI | 96745 | NONE | EXEMPT | GENERAL SUPPORT | $600 | |
| BARD COLLEGE | ||||||||
| PO BOX 5000 | ANNANDALE | NY | 12504 | NONE | EXEMPT | GENERAL SUPPORT | $250 | |
| CHATHAM HALL | ||||||||
| 800 CHATHAM HALL CIR | CHATHAM | VA | 24531 | NONE | EXEMPT | GENERAL SUPPORT | $400 | |
| PATH PEOPLES ADVOCACY FOR | ||||||||
| TRAILS HAWAII | PO BOX 62 | KAILUA KONA | HI | 96745 | NONE | EXEMPT | GENERAL SUPPORT | $450 |
| WESTCHESTER LAND TRUST | ||||||||
| 403 HARRIS ROAD | BEDFORD HILLS | NY | 10507 | NONE | EXEMPT | GENERAL SUPPORT | $2,000 | |
| UNIVERSITY OF DENVER | ||||||||
| 2199 SOUTH UNIVERSITY BLVD | DENVER | CO | 80208 | NONE | EXEMPT | GENERAL SUPPORT | $250 | |
| SAINT MATTHEWS CHURCH | ||||||||
| 382 CANTITOE STREET | BEDFORD | NY | 10506 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 82745 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Agencies | FeesContractsFromGovtAgencies | |
| Membership Dues And Assessments | MembershipDuesAndAssessments | |
| Int On Savings And Temp Cash Invst | IntOnSavingsAndTempCashInvst |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $56,494 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Incm Re Debt Fincd Prop | NetRentalIncmReDebtFincdProp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Incm Personal Property | NetRentalIncmPersonalProperty | |
| Other Investment Income Part VII | OtherInvestmentIncomePartVII |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $15,118 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Events | NetIncomeLossFromSpecialEvents | |
| Gross Profit Loss Sales Of Invntry | GrossProfitLossSalesOfInvntry |
Other Revenue Described OtherRevenueDescribed (2 entries)
| DescriptionDescription | Exclusion CodeExclusionCode | ExclusionExclusionAmount |
|---|---|---|
| FEDERAL TAX REFUND | 1 | $761 |
| NET ROYALTY INCOME | 14 | $85 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $72,458 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 72458 | TotalPartXVIA |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exempt Prps | RlnOfActyToAccomOfExemptPrps |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (9 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| AMER EXPRESS CREDIT CO 8/20/13 | 75430 | 77352 |
| CATERPILLAR FINANCIAL 2/17/14 | 50629 | 52745 |
| CONOCOPHILLIPS 1/15/15 | 51569 | 53756 |
| GENERAL ELEC CAP CORP 9/20/13 | 51286 | 51373 |
| INTL LEASE FINANCE 4/15/12 | ||
| MARSH & MCLENNAN COS 2/15/13 | ||
| TEXAS INSTRUMENTS INC 5/15/14 | 49938 | 50618 |
| AIR LEASE CORP | 50020 | 49750 |
| ALLEGHANY CORP | 51007 | 55348 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (33 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| NEWMONT MINING CORP | ||
| ABB LTD | ||
| CHICAGO BRIDGE & IRON | 16524 | 58949 |
| EMERSON ELECTRIC CO | 18337 | 31185 |
| GENERAL ELECTRIC CO | 45804 | 41796 |
| HONEYWELL INTERNATIONAL | 14631 | 118259 |
| ILLINOIS TOOL WORKS INC | 7820 | 43050 |
| UNITED TECHNOLOGIES CORP | 27672 | 58858 |
| WINDSTREAM CORP | 38931 | 25770 |
| TJX COS INC | 21148 | 40473 |
| WILEY JOHN & SONS INC | 29618 | 32922 |
| NESTLE S A REG SHS | 37284 | 55976 |
| PROCTER & GAMBLE CO | 10867 | 53326 |
| DEVON ENERGY CORPORATION | 24884 | 21704 |
| ENCANA CORP | 38199 | 23374 |
| ROYAL DUTCH SHELL PLC | 12024 | 105040 |
| SCHLUMBERGER LTD | 27950 | 38925 |
| WILLIAMS COS INC | 24231 | 38181 |
| WPX ENERGY INC | 5483 | 5194 |
| BANK NEW YORK MELLON CORP | 12215 | 32568 |
| BERKSHIRE HATHAWAY INC | 35430 | 76620 |
| ABBOTT LABS | 15720 | 25343 |
| CELGENE CORP | 29278 | 51635 |
| JOHNSON & JOHNSON | 22607 | 53277 |
| LABORATORY CRP OF AMER HLDGS | 18665 | 57590 |
| MERCK & CO INC | 33069 | 42730 |
| VARIAN MED SYS INC | 21040 | 42378 |
| GOOGLE INC | 32958 | 60090 |
| INTERNATIONAL BUS MACHS | 25004 | 40166 |
| ISHARES TR MSCI EMERG MKTS | 28760 | 30244 |
| BB&T CORP 2.850% PFD | 50139 | 52280 |
| FREEPORT-MCMORAN COPPER & GOLD | 35687 | 31920 |
| ABBVIE INC | 17047 | 27690 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 100426 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 100086 | USGovtSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (3 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| LINCOLN CO OKLA | AT COST | 1 | 1 |
| OKLAHOMA CO | AT COST | 1 | 1 |
| STEPHENS CO OKLA | AT COST | 1 | 1 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING | Description |
| Amount | $3 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| MINN ATTORNEY GENERAL | 25 | 0 | 25 |
| ADR FEES | 36 | 36 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| EXCISE TAX REFUND | 761 | 0 |
| NET ROYALTY INCOME | 85 | 85 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | KLINGENTEIN, FIELDS - MGMT FEE | Category |
| Amount | $14,922 | Amount |
| Net Investment Income | 14922 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (5 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES | $1,710 | 1710 | 0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $413 | 0 | 0 |
| FEDERAL ESTIMATES - PRINCIPAL | $548 | 0 | 0 |
| FOREIGN TAXES ON QUALIFIED FOR | $71 | 71 | 0 |
| FOREIGN TAXES ON NONQUALIFIED | $21 | 21 | 0 |