CHARTERED ALTERNATIVE INVESTMENT ANALYST ASSOCIATION INC: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: CHARTERED ALTERNATIVE INVESTMENT ANALYST ASSOCIATION INC (EIN 37-1428113)
Tax period: 2012-01-01 to 2012-12-31
Filed: 2013-11-14
IRS object ID: 201303189349302910
Schema version: 2012v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule D
Schedule F
Schedule J
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-11-14T10:54:31-06:00	Timestamp
Tax Period End Date	2012-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	420714325	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	MCGLADREY LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	80 CITY SQUARE	AddressLine1
City	BOSTON	City
State	MA	State
ZIP Code	021293742	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2012-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	371428113	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	CHARTERED ALTERNATIVE INVESTMENT ANALYST	BusinessNameLine1
Business Name Line2	ASSOCIATION INC	BusinessNameLine2

Field	Value	IRS element (for citing)
Name Control	CHAR	NameControl
Phone	4132537373	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	100 UNIVERSITY DRIVE	AddressLine1
City	AMHERST	City
State	MA	State
ZIP Code	01002	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	FLORENCE LOMBARD	Name
Title	PRESIDENT & CEO	Title
Phone	4132537373	Phone
Date Signed	2013-11-14	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	LYNNE JOHNSON	Name
PTIN	P00757336	PTIN
Phone	6179129000	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	FLORENCE LOMBARD	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	100 UNIVERSITY DRIVE	AddressLine1
City	AMHERST	City
State	MA	State
ZIP Code	01002	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	8864348	GrossReceipts
Group Return For Affiliates	0	GroupReturnForAffiliates
Organization501c	X	Organization501c
Web Site	WWW.CAIA.ORG	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	2002	YearFormation
State Legal Domicile	MA	StateLegalDomicile
Activity Or Mission Description	ESTABLISH THE CHARTERED ALTERNATIVE INVESTMENT ANALYST DESIGNATION AS AN EDUCATIONAL STANDARD IN THE INVESTMENT INDUSTRY, PROVIDE MEMBERS WITH COMPREHENSIVE KNOWLEDGE OF ALTERNATIVE INVESTMENTS, ADVOCATE HIGH STANDARDS OF PROFESSIONAL CONDUCT, PROMOTE PROFESSIONAL DEVELOPMENT THROUGH ONGOING EDUCATION, FACILITATE COMMUNICATION AMONG INDUSTRY PROFESSIONALS.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	6	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	6	NbrIndependentVotingMembers
Total Nbr Employees	41	TotalNbrEmployees
Total Nbr Volunteers	60	TotalNbrVolunteers
Total Gross UBI	0	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	0	ContributionsGrantsPriorYear
Contributions Grants Current Year	0	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	7047137	ProgramServiceRevenuePriorYear
Program Service Revenue CY	8824384	ProgramServiceRevenueCY
Investment Income Prior Year	10406	InvestmentIncomePriorYear
Investment Income Current Year	6898	InvestmentIncomeCurrentYear
Other Revenue Prior Year	0	OtherRevenuePriorYear
Other Revenue Current Year	33066	OtherRevenueCurrentYear
Total Revenue Prior Year	7057543	TotalRevenuePriorYear
Total Revenue Current Year	8864348	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	0	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	0	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	3519496	SalariesEtcPriorYear
Salaries Etc Current Year	3860328	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	0	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	0	TotalFundrsngExpCurrentYear
Other Expense Prior Year	4885613	OtherExpensePriorYear
Other Expenses Current Year	5434494	OtherExpensesCurrentYear
Total Expenses Prior Year	8405109	TotalExpensesPriorYear
Total Expenses Current Year	9294822	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	-1347566	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	-430474	RevenuesLessExpensesCY
Total Assets BOY	6131861	TotalAssetsBOY
Total Assets EOY	6020777	TotalAssetsEOY
Total Liabilities BOY	3568981	TotalLiabilitiesBOY
Total Liabilities EOY	4320604	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	2562880	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	1700173	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	ESTABLISH THE CHARTERED ALTERNATIVE INVESTMENT ANALYST DESIGNATION AS AN EDUCATIONAL STANDARD IN THE INVESTMENT INDUSTRY, PROVIDE MEMBERS WITH COMPREHENSIVE KNOWLEDGE OF ALTERNATIVE INVESTMENTS, ADVOCATE HIGH STANDARDS OF PROFESSIONAL CONDUCT, PROMOTE PROFESSIONAL DEVELOPMENT THROUGH ONGOING EDUCATION, FACILITATE COMMUNICATION AMONG INDUSTRY PROFESSIONALS.	MissionDescription
Significant New Program Services	0	SignificantNewProgramServices
Significant Change	0	SignificantChange
Description	ADMINISTRATION OF CAIA EXAM, AWARDING THE CAIA DESIGNATION, ADVOCATING FOR HIGH PROFESSIONAL STANDARDS, AND CONTRIBUTING TO THE BODY OF KNOWLEDGE RELATED TO ALTERNATIVE INVESTING.	Description
Described In501 C3	0	DescribedIn501C3
Schedule B Required	0	ScheduleBRequired
Political Activities	0	PoliticalActivities
Subject To Proxy Tax	0	SubjectToProxyTax
Donor Advised Funds	0	DonorAdvisedFunds
Conservation Easements	0	ConservationEasements
Collections Of Art	0	CollectionsOfArt
Credit Counseling	0	CreditCounseling
Term Or Permanent Endowments	0	TermOrPermanentEndowments
Report Land Bldg Equip	1	ReportLandBldgEquip
Report Invest Oth Securities	0	ReportInvestOthSecurities
Report Prog Rel Invest	0	ReportProgRelInvest
Report Other Assets	0	ReportOtherAssets
Report Other Liabilities	1	ReportOtherLiabilities
Report Fin48 Footnote	1	ReportFin48Footnote
Independent Audit Financial Stmt	0	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	1	ConsolidatedAuditFinancialStmt
School	0	School
Foreign Office	1	ForeignOffice
Foreign Activities	1	ForeignActivities
More Than5000 K To Organizations	0	MoreThan5000KToOrganizations
More Than5000 K To Individuals	0	MoreThan5000KToIndividuals
Professional Fundraising	0	ProfessionalFundraising
Fundraising Activities	0	FundraisingActivities
Gaming	0	Gaming
Hospital	0	Hospital
Grants To Organizations	0	GrantsToOrganizations
Grants To Individuals	0	GrantsToIndividuals
Schedule J Required	1	ScheduleJRequired
Tax Exempt Bonds	0	TaxExemptBonds
Loan To Officer Or DQP	0	LoanToOfficerOrDQP
Grant To Related Person	0	GrantToRelatedPerson
Bsnss Rltnshp With Organization	0	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	0	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	0	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	0	DeductibleNonCashContributions
Deductible Contributions Of Art	0	DeductibleContributionsOfArt
Terminated	0	Terminated
Partial Liquidation	0	PartialLiquidation
Disregarded Entity	0	DisregardedEntity
Related Entity	1	RelatedEntity
Related Org Controlled Entity	1	RelatedOrgControlledEntity
Transaction Related Entity	1	TransactionRelatedEntity
Activities Conducted Partnership	0	ActivitiesConductedPartnership
Schedule O Required	1	ScheduleORequired
Number Forms Transmitted With1096	24	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Number Of Employees	41	NumberOfEmployees
Employment Tax Returns Filed	1	EmploymentTaxReturnsFiled
Unrelated Business Income	0	UnrelatedBusinessIncome
Foreign Financial Account	1	ForeignFinancialAccount
Name Of Foreign Country	UK	NameOfForeignCountry
Name Of Foreign Country	SN	NameOfForeignCountry
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTrans
Taxable Party Notification	0	TaxablePartyNotification
Non Deductible Contributions	0	NonDeductibleContributions
Indoor Tanning Services	0	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	6	NbrVotingGoverningBodyMembers
Number Independent Voting Members	6	NumberIndependentVotingMembers
Family Or Business Relationship	0	FamilyOrBusinessRelationship
Delegation Of Management Duties	0	DelegationOfManagementDuties
Changes To Organizing Docs	0	ChangesToOrganizingDocs
Material Diversion Or Misuse	0	MaterialDiversionOrMisuse
Members Or Stockholders	0	MembersOrStockholders
Election Of Board Members	0	ElectionOfBoardMembers
Decisions Subject To Approval	0	DecisionsSubjectToApproval
Minutes Of Governing Body	1	MinutesOfGoverningBody
Minutes Of Committees	1	MinutesOfCommittees
Officer Mailing Address	0	OfficerMailingAddress
Local Chapters	1	LocalChapters
Policies Reference Chapters	1	PoliciesReferenceChapters
Form990 Provided To Governing Body	1	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	0	ConflictOfInterestPolicy
Whistleblower Policy	0	WhistleblowerPolicy
Document Retention Policy	0	DocumentRetentionPolicy
Compensation Process CEO	1	CompensationProcessCEO
Compensation Process Other	1	CompensationProcessOther
Investment In Joint Venture	0	InvestmentInJointVenture
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	CYNTHIA COTE	BusinessNameLine1

Field	Value	IRS element (for citing)
Telephone Number	4135493330	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	100 UNIVERSITY DRIVE	AddressLine1
City	AMHERST	City
State	MA	State
ZIP Code	01002	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (16 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Average Hours Per Week RelatedAverageHoursPerWeekRelated	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	OfficerOfficer	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee
THOMAS SCHNEEWEIS
DIRECTOR	1.00	0.00	X	20000	0	0
ALEXANDER INEICHEN
DIRECTOR	1.00	0.00	X	0	0	0
PETER DOUGLAS
DIRECTOR	1.00	0.00	X	0	0	0
JANE BUCHAN
DIRECTOR	1.00	0.00	X	0	0	0
ANDREW BAKER
DIRECTOR	1.00	0.00	X	0	0	0
ROBERT DE RITO
DIRECTOR	1.00	0.00	X	0	0	0
FLORENCE LOMBARD
PRESIDENT & CEO	40.00	1.50		352118	0	16337	X
THOMAS PORTER
COO & TREASURER	40.00	1.80		206412	0	25665	X
RUTH CAROLAN
DIRECTOR OF HR & LEGAL	40.00	5.00		82491	0	22966	X
HOSSEIN KAZEMI
DIRECTOR OF CURRICULUM	27.00	0.50		188166	0	8113		X
KEITH BLACK
DIRECTOR OF CURRICULUM	40.00	1.00		181729	0	24924		X
DONALD CHAMBERS
ASSOCIATE DIRECTOR OF CURRICULUM	20.00	0.00		186373	0	5363		X
NELSON LACEY
DIRECTOR OF EXAMS	27.00	0.50		147154	0	5105			X
ROBERT CLICHE
DIRECTOR OF GBD, AMRS	40.00	0.00		139584	0	17587			X
KRISTAPS LICIS
SR. ASSOCIATE DIRECTOR OF EXAMS	40.00	0.00		134224	0	21267			X
BHAVIN PATEL
DIRECTOR OF IT	40.00	0.00		106080	0	17015			X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	1744331	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	164342	TotalOtherCompensation
Number Individuals GT100 K	10	NumberIndividualsGT100K
Formers Listed	0	FormersListed
Total Comp GT150 K	1	TotalCompGT150K
Compensation From Other Sources	0	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (3 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
NCS PEARSON INC
ONE LAKE STREET	UPPER SADDLE RIVER	NJ	07458	EXAM ADMINISTRATOR	710320
INSTITUTIONAL INVESTOR JOURNALS
225 PARK AVENUE SOUTH	NEW YORK	NY	10003	MEMBER SERVICES	489330
OPEN CIRCLE
1510 SPRUCE CT	SOUTHLAKE	TX	76092	IT SUPPORT	152720

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	3	NumberOfContractorsGT100K

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
EXAM REGISTRATION FEES	900099	5846175	5846175
MEMBERSHIP FEES	900099	1775933	1775933
ENROLLMENT FEES	900099	1032800	1032800
EVENT SPONSORSHIP	900099	90883	90883
PREPARATORY COURSE	900099	24000	24000

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	54593	TotalRevenueColumn
Related Or Exempt Function Income	54593	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Program Service Revenue	8824384	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	6898	TotalRevenueColumn
Exclusion	$6,898	ExclusionAmount

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	20618	TotalRevenueColumn
Exclusion	$20,618	ExclusionAmount

Other Revenue Misc OtherRevenueMisc

Field	Value	IRS element (for citing)
Description	OTHER INCOME	Description
Business Code	900099	BusinessCode
Total Revenue Column	12448	TotalRevenueColumn
Related Or Exempt Function Income	12448	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Other Revenue	12448	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	8864348	TotalRevenueColumn
Related Or Exempt Function Income	8836832	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	0	UnrelatedBusinessRevenue
Exclusion	$27,516	ExclusionAmount

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	1360657	Total

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	2088266	Total

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	33672	Total

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	159992	Total

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	217741	Total

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	88677	Total

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	81900	Total

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	4194	Total

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	265392	Total

Advertising Advertising

Field	Value	IRS element (for citing)
Total	87518	Total

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	60881	Total

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	391410	Total

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	294019	Total

Travel Travel

Field	Value	IRS element (for citing)
Total	210923	Total

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	271453	Total

Interest Interest

Field	Value	IRS element (for citing)
Total	83	Total

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	284077	Total

Insurance Insurance

Field	Value	IRS element (for citing)
Total	12049	Total

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal
MANAGEMENT FEE	1172372
EXAM ADMINISTRATION	1130144
MEMBER SERVICES	556810
CHAPTER SERVICES	147135

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	375457	Total

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	9294822	Total

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	1358628	BOY
EOY	1607090	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	3432797	BOY
EOY	3443228	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
EOY	18246	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	86756	BOY
EOY	39527	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	1773201	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	1072744	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	918714	BOY
EOY	700457	EOY

Intangible Assets IntangibleAssets

Field	Value	IRS element (for citing)
BOY	160834	BOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	174132	BOY
EOY	212229	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	6131861	BOY
EOY	6020777	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	526014	BOY
EOY	1079823	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	3040743	BOY
EOY	3237578	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	2224	BOY
EOY	3203	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	3568981	BOY
EOY	4320604	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	2562880	BOY
EOY	1700173	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	2562880	BOY
EOY	1700173	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	6131861	BOY
EOY	6020777	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	-430474	ReconcilationRevenueExpenses
Reconcilation Prior Adjustment	-412321	ReconcilationPriorAdjustment
Reconcilation Other Changes	-19912	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	0	AccountantCompileOrReview
FS Audited	1	FSAudited

FS Audited Basis FSAuditedBasis

Field	Value	IRS element (for citing)
Financial Statement Consolidated	X	FinancialStatementConsolidated

Field	Value	IRS element (for citing)
Audit Committee	1	AuditCommittee
Federal Grant Audit Required	0	FederalGrantAuditRequired

Schedule D IRS990ScheduleD

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	610250	OtherCostOrOtherBasis
Depreciation	216627	Depreciation
Book Value	393623	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	213026	OtherCostOrOtherBasis
Depreciation	144092	Depreciation
Book Value	68934	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	949925	OtherCostOrOtherBasis
Depreciation	712025	Depreciation
Book Value	237900	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	700457	TotalOfBookValueLandBuildings

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
Description	OTHER CURRENT LIABILITIES	Description
Amount	$3,203	Amount

Field	Value	IRS element (for citing)
Total Of Amounts	3203	TotalOfAmounts
Footnote In Part XIII	X	FootnoteInPartXIII

Form990 Schedule D Part XIII Form990ScheduleDPartXIII

Field	Value	IRS element (for citing)
Identifier	DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48:	Identifier
Return Reference	PART X, LINE 2:	ReturnReference
Explanation	CAIA FOLLOWS FASB ASC, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES BY PRESCRIBING THE RECOGNITION THRESHOLD A TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS. IT ALSO PROVIDES GUIDANCE ON DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, ACCOUNTING IN INTERIM PERIODS, DISCLOSURE, AND TRANSITION. MANAGEMENT BELIEVES THAT CAIA HAS NO MATERIAL UNCERTAINTIES IN INCOME TAXES. CAIA IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S., FEDERAL, STATE, OR LOCAL TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2009. CAIA WILL ACCOUNT FOR INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, AS PART OF TAX EXPENSE.	Explanation

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (11 entries)

RegionRegion	Number Of OfficesNumberOfOffices	Number Of EmployeesNumberOfEmployees	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided	Total ExpendituresTotalExpenditures
EAST ASIA/PACIFIC	1	3	PROGRAM SERVICES	MEMBER/CANDIDATE SUPPORT	399619
EUROPE	1	3	PROGRAM SERVICES	MEMBER/CANDIDATE SUPPORT	687358
NORTH AMERICA			PROGRAM SERVICES	MEMBER SUPPORT	22691
EUROPE			PROGRAM SERVICES	MEMBER SUPPORT	57578
EAST ASIA/PACIFIC			PROGRAM SERVICES	EXAM DELIVERY EXPENSES	144823
EUROPE			PROGRAM SERVICES	EXAM DELIVERY EXPENSES	193896
MIDDLE EAST & NORTH AFRICA			PROGRAM SERVICES	EXAM DELIVERY EXPENSES	13804
NORTH AMERICA			PROGRAM SERVICES	EXAM DELIVERY EXPENSES	36315
SOUTH AMERICA			PROGRAM SERVICES	EXAM DELIVERY SERVICES	5593
SUB-SAHARAN AFRICA			PROGRAM SERVICES	EXAM DELIVERY EXPENSES	11900
SOUTH ASIA			PROGRAM SERVICES	EXAM DELIVERY EXPENSES	14042

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	2	SubtotalNumberOfOffices
Subtotal Number Of Employees	6	SubtotalNumberOfEmployees
Cont Number Of Offices	0	ContNumberOfOffices
Cont Number Of Employees	0	ContNumberOfEmployees
Total Number Of Offices	2	TotalNumberOfOffices
Total Number Of Employees	6	TotalNumberOfEmployees
Subtotal Amount Spent	1556084	SubtotalAmountSpent
Cont Amount Spent	31535	ContAmountSpent
Total Amount Spent	1587619	TotalAmountSpent
Transfer To Foreign Corp	1	TransferToForeignCorp
Interest In Foreign Trust	0	InterestInForeignTrust
Own Foreign Corp	1	OwnForeignCorp
Passive Foreign Invest Co	0	PassiveForeignInvestCo
Foreign Partnership	0	ForeignPartnership
Boycott Countries	1	BoycottCountries

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Independent Consultant	X	IndependentConsultant
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	0	SeverancePayment
Supplemental Nonqual Retire Plan	0	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	0	EquityBasedCompArrangement

Form990 Schedule J Part II Form990ScheduleJPartII (8 entries)

TitleTitle	Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
FLORENCE LOMBARD
PRESIDENT & CEO	347547	0	0	0	4571	0	7500	0	8837	0	368455	0	0	0
THOMAS PORTER
COO & TREASURER	193995	0	12000	0	417	0	6000	0	19665	0	232077	0	0	0
HOSSEIN KAZEMI
DIRECTOR OF CURRICULUM	178500	0	9000	0	666	0	5355	0	2758	0	196279	0	0	0
KEITH BLACK
DIRECTOR OF CURRICULUM	173995	0	7500	0	234	0	5400	0	19524	0	206653	0	0	0
DONALD CHAMBERS
ASSOCIATE DIRECTOR OF CURRICULUM	178773	0	7600	0	0	0	5363	0	0	0	191736	0	0	0
NELSON LACEY
DIRECTOR OF EXAMS	137700	0	9000	0	454	0	4131	0	974	0	152259	0	0	0
ROBERT CLICHE
DIRECTOR OF GBD, AMRS	102650	0	7200	0	29734	0	2760	0	14827	0	157171	0	0	0
KRISTAPS LICIS
SR. ASSOCIATE DIRECTOR OF EXAMS	128494	0	5630	0	100	0	3978	0	17289	0	155491	0	0	0

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (5 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
FORM 990, PART VI, SECTION B, LINE 11	THE CHIEF EXECUTIVE OFFICER WILL SEND AN ELECTRONIC COPY OF THE FORM 990 TO THE ENTIRE GOVERNING BODY FOR REVIEW AND DISCUSSION PRIOR TO FILING THE FORM.
FORM 990, PART VI, SECTION B, LINE 12	CURRENTLY, THE ORGANIZATION DOES NOT HAVE A WRITTEN CONFLICT OF INTEREST POLICY. ANY CONFLICT OF INTEREST SHOULD BE DISCLOSED TO THE APPROPRIATE LEVEL.
FORM 990, PART VI, SECTION B, LINE 15	A. THE BOARD OF DIRECTORS UTILIZES THE SERVICES OF OUTSIDE LEGAL COUNSEL AND COMPARABILITY DATA FROM FINANCIAL INDUSTRY METRICS TO DETERMINE THE COMPENSATION OF THE PRESIDENT/CHIEF EXECUTIVE DIRECTOR, OR TOP MANAGEMENT OFFICIALS. B. KEY EMPLOYEES SALARIES ARE SET BY THE PRESIDENT/CHIEF EXECUTIVE DIRECTOR IN CONJUNCTION WITH COMPENSATION STUDY DATA OBTAINED BY THE DIRECTOR OF HUMAN RESOURCES.
FORM 990, PART VI, SECTION C, LINE 19	THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FORM 990 AND THE FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. IN ADDITION, THE FORM 990 IS AVAILABLE VIA THE GUIDESTAR WEBSITE.
FORM 990, PART XI, LINE 9:	FOREIGN CURRENCY ADJUSTMENT -19,912.	CHANGES IN NET ASSETS OR FUND BALANCES:

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII

Name Of Disregarded Entity NameOfDisregardedEntity

Field	Value	IRS element (for citing)
Business Name Line1	CAIA FOUNDATION INC	BusinessNameLine1

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	100 UNIVERSITY DRIVE	AddressLine1
City	AMHERST	City
State	MA	State
ZIP Code	01002	ZIPCode

Field	Value	IRS element (for citing)
EIN	800615123	EIN
Primary Activities	CHARITABLE FOUNDATION SUPPORTING ALT INVESTMENT EDUCATION & RESEARCH	PrimaryActivities
Legal Domicile State	MA	LegalDomicileState
Exempt Code Section	LINE 7	ExemptCodeSection

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	CHARTERED ALTERNATIVE INVESTMENT	BusinessNameLine1

Field	Value	IRS element (for citing)
Controlled Org	1	ControlledOrg

Form990 Schedule R Part IV Form990ScheduleRPartIV (2 entries)

Address Line1AddressForeign/AddressLine1	Province Or StateAddressForeign/ProvinceOrState	CountryAddressForeign/Country	Primary ActivityPrimaryActivity	Legal Domicile Foreign CountryLegalDomicileForeignCountry	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Type Of EntityTypeOfEntity	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership	Controlled OrgControlledOrg
CAIA UK OFFICE LIMITED
NEW BRIDGE STREET HOUSE	LONDON	UK	INDUSTRY RELATIONS	UK	CHARTERED ALTERNATIVE INVESTMENT ANALYST ASSOCIATION INC	C	27685	156584	1.00000	1
CAIA ASSOCIATION SINGAPORE OFFICE LIMITED
ONE RAFFLES PLACE	SINGAPORE	SN	INDUSTRY RELATIONS	SN	CHARTERED ALTERNATIVE INVESTMENT ANALYST ASSOCIATION INC	C	37003	92879	1.00000	1

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	0	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	0	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	1	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	0	LoansOrGuaranteesFromOtherOrg
Dividends Related Organization	0	DividendsRelatedOrganization
Sale Of Assets To Other Org	0	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	0	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	0	ExchangeOfAssets
Rental Of Facilities To Other Orgs	0	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	0	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	0	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	1	PerformOfServicesByOtherOrgs
Sharing Of Facilities	1	SharingOfFacilities
Sharing Of Paid Employees	1	SharingOfPaidEmployees
Reimbursement Paid To Other Org	1	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	0	OtherTransferToOtherOrg
Other Transfer From Other Org	0	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (2 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
CAIA ASSOCIATION SINGAPORE OFFICE LIMITED
P	411948	FAIR MARKET VALUE
CAIA UK OFFICE LIMITED
P	511337	FAIR MARKET VALUE

Form990 Schedule R Part VII Form990ScheduleRPartVII (2 entries)

Return ReferenceReturnReference	ExplanationExplanation
PART II, IDENTIFICATION OF RELATED TAX-EXEMPT ORGANIZATIONS:	NAME OF RELATED ORGANIZATIONS: CAIA FOUNDATION INC. DIRECT CONTROLLING ENTITY: CHARTERED ALTERNATIVE INVESTMENT ANALYST ASSOCIATION INC.
PART IV, IDENTIFICATION OF RELATED ORGANIZATIONS TAXABLE AS CORP OR TRUST:	NAME OF RELATED ORGANIZATION: CAIA UK OFFICE LIMITED DIRECT CONTROLLING ENTITY: CHARTERED ALTERNATIVE INVESTMENT ALANYST ASSOCIATION INC. NAME OF RELATED ORGANIZATION: CAIA ASSOCIATION SINGAPORE OFFICE LIMITED DIRECT CONTROLLING ENTITY: CHARTERED ALTERNATIVE INVESTMENT ANALYST ASSOCIATION INC.